1994 06 22 IAB Minutes INVESTMENT ADVISORY BOARD
MINUTES
JUNE 22, 1994
I CALL TO ORDER
Regular meeting of the La Quinta Investment Advisory Board was
called to order at the hour of 5:30 P.M. by Chairman Lewis,
followed by the Pledge of Allegiance.
PRESENT: Board Members Brown, Gilreath, Sales and
Chairman Lewis
ABSENT: Board Member Wilson
OTHERS PRESENT: Richard Parzonko, Finance Director and Debbie
DeRenard, Secretary
II PUBLIC COMMENT - None
III CONSENT CALENDAR - None
IV BUSINESS SESSION
A. Transmittal of Treasurer's Report Dated April 30, 1994.
In response to Board Member Sales, Mr. Parzonko advised
that the Treasurers Report has a new format. We have
replaced the bank statements with the demand register
reports. The demand register is a report that is
approved by the City Council.
Board Member Sales advised that he would like to received
copies of the bank statement reconciliations along with
the demand registers.
MOTION - It was moved by Board Members Brown/Sales to
approve the Treasurers Report
B. Internal Controls - Warrant Register
Noted & filed.
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C. Investment Policy Review
In response to Board Member Sales, Mr. Parzonko advised
that the Investment Policy is currently in draft form and
under review by the Board Members. Following this
meeting's approval process, the formal draft will be
completed and forwarded to the City Attorney and City
Manager for their review. A tentative meeting date of
July 19th has been set for submission to the City Council
for their consideration.
Board Member Brown advised that she would like to have
the investment policy approach any investment with a
bidding process instead of placing it with a particular
broker or agency. She further added that another
criteria that needs to be added is background on the
broker/agency and completed investment transactions that
will be verified by City Staff.
Chairman Lewis suggested adding "that a resume with
references be required of the Broker/Agency" in Section
IX.
Board Member Brown stated that the identification of fees
should be listed in the policy as part of the Broker/
Agency criteria.
Chairman Lewis advised that the Federal Savings and Loan
Insurance Corporation no longer exists.
Mr. Parzonko clarified that the Board would like more
verbiage as to the Broker background.
Board Member Brown advised that the Policy should also
request the length the Broker has been in business.
In response to Board Member-Brown, Mr. Parzonko advised
that the City Attorney would review the Investment Policy
prior to formal review by City Council.
Board Member Sales questioned where the Investment
Advisory Board fits into the Investment Policy.
Mr. Parzonko advised that the Investment Advisory Board
is involved in developing the investment strategy and
monitoring the results. They also will be involved in
the financial reporting.
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In response to Board Member Sales, Mr. Parzonko advised
that the Investment Advisory Board's role can be
identified in Section X and XI and the Philosophy
section.
MOTION - It was moved by Board Members Sales/Gilreath to
accept the Investment Policy with the changes discussed.
Motion carried unanimously.
D. Assessment District Money Market Fund Analysis
Mr. Parzonko presented the staff report and advised that
currently the City has a variety of bond reserve fund.
Among these are Assessment District funds that are
invested through the Bank of America and First Interstate
Banks. After researching these issues it has been
discovered that the City is not maximizing the yield of
the Assessment District Bond Reserve Funds. Even if the
City stayed within the same investment parameter the City
could increase their yield substantially. This would
mean shifting monies from one Assessment District Money
Market Fund to another. He further advised that the fees
being charged by Bank of America and First Interstate are
substantially higher then those of other institutions.
Board Member Sales requested a prospectus on AIM Short-
Term Investments Trust.
Mr. Parzonko advised that he would bring the comparison
back to the Board.
E. General Fund Loan to Redevelopment Agency
Mr. Parzonko advised that the City's Redevelopment Agency
is projected to have a $2.2 million negative cashflow
deficit in the Capital Project Area #1 Fund as a result
of the Phase V project. A loan at the end of the fiscal
year will be necessary to cover the cashflow shortage.
The General Fund is recommended to provide the loan to
the Agency.
Mr. Parzonko advised that last years lending rate was
10%.
In response to Board Member Sales, Mr. Parzonko advised
that a loan from an outside source was being looked as a
secondary option.
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In response to Board Member Sales, Mr. Parzonko advised
that a loan would have to be approved by the City Council
and Redevelopment Agency.
In response to Board Member Sales, Mr. Parzonko advised
that City-owned land would be put up as collateral.
The Board concurred that the interest rate for the City
loan should be the same as the prime lending rate
v Study Session
A. FY 94-95 Objectives
Mr. Parzonko presented the staff report and advised that
he listed the critical objectives that will effect the
Investment Advisory Board.
Noted and filed.
B. Banking/Custodian Services Agreement
Mr. Parzonko advised that the Banking/Custodian Services
Agreement RFP is proposed in the near future. Mr.
Parzonko suggested that the Board to review the sample
RFP and bring comments back to the July Board meeting.
In response to Board Member Sales, Mr. Parzonko advised
that he would send each Board Member a fee analysis of
Bank of America.
VI BOARD MEMBER COMMENTS
Chairman Lewis advised that at the June 21st Council Meeting
the Council reappointed Board Members Brown, Gilreath and
Sales for another term.
Board Member Brown recommended that Council have a minimum
criteria concerning attendance. Having served a year it is
important to note that it is an attendance issue that helps
the Board accomplish as much as the Board can.
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Debbie DeRenard, Investment Advisory Board Secretary, advised
the Board that the Ordinance states that "if a member misses
three (3) consecutive regular meetings within any fiscal year
without advanced permission his/her office shall become vacant
and shall be filled as any other vacancy.
Chair~nan Lewis/Board Member Brown did not recall Board Member
Brown being in attendance for three consecutive meetings.
Mrs. DeRenard advised that she would research the attendance
for the Board Members.
Board Member Brown advised that she has the most respect for
Board Member Wilson, but feels it is very important for
criteria to be established and followed regarding attendance.
VII OTHER
VIII ADJOURNMENT
MOTION - It was moved by Board Members Brown/Gilreath to
adjourn the meeting. Motion carried unanimously.