1997 05 14 IAB Minutes INVESTMENT ADVISORY BOARD
Meeting
May 14, 1997
I CALL TO ORDER
Regular meeting of the La Quinta Investment Advisory Board was called to order at the
hour of 5:30 P.M. by Chairwoman Brown, followed by the Pledge of Allegiance.
PRESENT: Board Members Osborne, Lewis, Rodriguez, Sales and Chairwoman
Brown
ABSENT: Board Members Frame and Irwin
OTHER PRESENT: John Falconer, Finance Director and Debbie DeRenard, Secretary
II CONFIRMATION OF AGENDA- Confirmed
III PUBLIC COMMENT- None
IV CONSENT CALENDAR
A. Approval of Minutes of Meeting on April 9, 1997 for the Investment
Advisory Board.
Chairwoman Brown advised that Staff issued a revised copy of the
Investment Advisory Board Minutes for April 9, 1997.
MOTION - It was moved by Board Member Lewis/Sales to approve the
minutes as amended for the April 9, 1997 Investment Advisory Board.
Motion carried unanimously.
Investment Advisory Board May 14, 1 997
Minutes
V BUSINESS SESSION
A. Transmittal of Treasury Report for March 31, 1997
In response to Board Member Sales, Mr. Falconer advised that he does
invest funds to further diversify the portfolio.
Mr. Falconer advised that a change to the Cash Flow Analysis (Page 8)
has been made. The column at the bottom of the page that was
requested by Board Member Frame at the last meeting was added. This
column shows major changes from the previous report.
In response to Board Member Osborne, Mr. Falconer advised that he
doesn't foresee any cash flow problems within the upcoming 97/98
Budget. He further advised that he doesn't see the cash flow portfolio
going below $20 million.
MOTION -It was moved by Board Members Sales/Lewis to Review,
Receive and File the Treasurers Report dated March 31, 1997. Motion
carried unanimously.
B. Fiscal Year 97/98 Investment Policies
Chairwoman Brown presented the Staff Report and advised that she
requested information from Staff regarding the City Council action on the
LAIF percentages. She advised that the City Council reduced and
approved the LAIF percentage at 40%, and questioned if any of the
Board Members could recall any other discussions regarding LAIF.
Mr. Falconer presented the Investment Policy and advised that all
changed are "redlined." He advised that he has included as proposed
additions, the State of California allowed limits on investable surplus
funds and the City limitations on Pages 9, 10 & 11. He further advised
that on Page 17 a column has been inserted to show State maximum
surplus funds. This column will detail the maximum surplus funds, what
the State allows and the City's maximums. On Page 21 under the Bond
Trustee the Assessment Districts - First Trust has been added as an
approved financial institution.
Investment Advisory Board May 14, 1997
Minutes
In response to Chairwoman Brown, Mr. Falconer advised that the
Investment Policy mandates that a meeting be held with the City
Manager, City Attorney, City Treasurer and the Investment Advisory
Board to review the Investment Policy.
In response to Chairwoman Brown, the Board members present
unanimously agreed that the Investment Policy was a good policy.
Board Member Sales questioned if the Board should agendize selecting
or designating formal Board Member representation of the Investment
Policy to the City Council.
Mr. Falconer advised that this could be part of the motion.
Board Member Lewis advised that when he was Chairman he attended
the meeting when the Investment Policy was approved.
Mr. Falconer advised that he will include representation at the City
Council Meeting for the presentation of the Investment Policy as an
agenda item for the June meeting.
MOTION -It was moved by Board' Members Lewis/Osborne to continue
the discussion of the Fiscal Year 97/98 Investment PolicY to the June
1997 meeting. Motion carried unanimously.
C. FY 97198 Work Plan
Chairwoman Brown advised the Board that Staff is requesting direction
regarding the 97/98 Work Plan.
In response to Board Member Sales, Mr. Falconer advised that'the City
has a Staff Member that does help in the area of investment strategy.
He further advised that all investment transactions are performed by the
Treasurer.
Mr. Falconer advised that one of the reasons that this item was placed
on the agenda was so that staff could get an idea of any upcoming major
expenditures by the Board so that they may be placed in the 1997/98
budget.
Investment Advisory Board May 14, 1997
Minutes
In response to Board Member Sales, Mr. Falconer advised that he views
an investment strategy as defining the Boards feeling regarding
investments.
Board Member Lewis advised that developing an investment strategy
would be the only major undertaking in the future.
Board Member Sales advised that he thinks the time is coming when the
Investment Advisory Board will only need to meet on a quarterly basis.
Chairwoman Brown advised that she perceives a work plan as a plan for
prioritizing future investments.
Board Member Lewis advised that the Board needs to be careful not to
start directing investment, but that to continue to act as an advisory
board. If the City had an strategy that indicates what type of investment
guidelines should be used, staff would have direction.
Board Member Osborne advised that a table could be used that would
indicate the type of investments, percentages and investment order that
the Board feels should be used.
In response to Board Member Sales, Mr. Falconer advised that investment
projections have not been incorporated into the cash flow schedule of the
Treasurers Report. He further advised that Staff analyzes within each
month when the cash flow is going to be Iow/high.
Chairwoman Brown questioned if Staff can come back to the Board in
the future regarding managing the day to day investment, and how staff
prioritizes investments.
Board Member Lewis advised that he sees this agenda item as not so
much as developing an investment strategy, but that Staff is asking for
any projects that the Board is planning on addressing in the next fiscal
year. So rather than work on the strategy at this meeting, the Board
needs to give staff a list of upcoming projects.
Chairwoman Brown advised that the investment strategy would be the
next likely step.
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