2000 10 11 IAB Minutes INVESTMENT ADVISORY BOARD
Meeting
October 11, 2000
I CALL TO ORDER
Regular meeting of the La Quinta Investment Advisory Board was called to order at
the hour of 5:30 P.M. by Chairman Osborne followed by the Pledge of Allegiance.
PRESENT: Board Members Filice, Irwin, Lewis, Moulin, Olander and
Chairman Osborne
ABSENT: Board Member Mahfoud
OTHERS PRESENT: John Falconer, Finance Director and Debbie DeRenard,
Secretary
II PUBLIC COMMENT- None
III CONFIRMATION OF AGENDA
Mr. Falconer advised that pages 3 and 6 of Business Session Item A are
replacement pages and will be discussed with that item.
IV CONSENT CALENDAR
1. Approval of Minutes of Meeting on September 13, 2000 for the
Investment Advisory Board.
MOTION - It was moved by Board Members Lewis/Olander to approve
the Minutes of September 13, 2000. Motion carried unanimously.
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V BUSINESS SESSION
A. Transmittal of Treasury Report for August 2000
Mr. Falconer advised that Board Member Moulin had changes to page 3
and 6 of the Treasurers Report. The corrected pages have been
distributed. The totals did not change. On page 3 the "Other" column
under mutual funds the amount in the column was $21,000, it should
have been zero. On Page 6 Mutual Funds showed as Farm Credit and
should have been US Treasuries. He further explained that the Finance
Department had a Staff change during the month of September.
In response to Board Member Irwin, Mr. Falconer advised that the City
reports the Mark to Market in the Treasury Report, however, it is not
reported in the official books. He further advised that Staff could add
the 2 million per name restriction in Commercial Paper in the report. It
currently is stated in the Investment Policy.
In response to Board Member Moulin, Mr. Falconer advised that in
reference to Mark to Market the auditors did not book any adjustments
at year end.
MOTION - It was moved by Board Members Irwin/Lewis to review,
receive and file the Treasurers Reports for August. Motion carried
unanimously.
B. Review of Investment Policy Invests in GSE's
Board Member Olander advised that his feelings are that the financial
reports were a little disconcerting. Comments on Page 7 regarding
notes to the shareholders, listing the accomplishments appear to be the
company patting themselves on the back. He further advised his
concern is you have basically a government-sponsored agency and
shareholders that are unlike shareholders of GE or anyone else and
Management is quite ambitious. As the Board has mentioned before
what concerns him more than anything is - if these agencies get out of
hand, problems will be generated long before they are captured and the
people who audit these groups are the first to admit they cannot
Investment Advisory Board October 11, 2000
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possibly keep their hands on the situation. The Board has had numerous
discussions but again as good as they appear and as good as they
perform and everything looks to be fine, but they are reaching for
marginal credits and trying to get the return on capital and equity the
shareholders seem to enjoy, they begin to push it a little bit. It's his
feeling that you need closer scrutiny all the time. He further advised that
he has seen this type of reasoning and this type of behavior going back
to the dark ages of the Savings and Loan crisis. Where you see the
same pattern beginning to develop and it may not hit this year or in the
next few years but sooner or later there is going to be a day of
reckoning.
Board Member Irwin advised that his comments are similar to Board
Member Olander. One impression he had from the Freddie Mac annual
was the report was similar to the reports that were generated back in
the mid to late 80's just before the real estate and S&L crisis. They are
doing a lot of derivatives. In 1999 their net interest income raised by
45-50% - a huge increase in the interest income.
Board Member Olander advised that according to the report they are
getting more aggressive and they are dropping their percentages. They
are reaching for marginal credits.
Mr. Falconer advised that the City has not invested in Freddie Mac,
further advising that the City has invested in Farm Credit.
Chairman Osborne advised that when the Board reviews the Investment
Policy the requirements for GSE's could be tightened.
Board Member Irwin advised that it's his feeling that the Investment
Policy allows for more investments in GSE's than should be allowed.
Chairman Osborne advised that the Policy allows for investments of
75%, however, fundamentally Staff does not invest that percentage,
currently the percentage is approximately 20%.
Board Member Moulin advised that there are inconsistencies in the
investment policy regarding commercial paper, GSE's and others that
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can be addressed when the policy is reviewed for 2001/2002. He
advised that in the meantime, Staff should continue to diversify among
the GSE's.
Board concurred.
MOTION - It was moved by Board Members Lewis/Olander to table the
discuSsion of GSE's until the annual review of the Investment Policy.
Motion Carried unanimously.
VI CORRESPONDENCE AND WRITTEN MATERIAL
A. Month End Cash Report- September 2000
Noted and Filed.
B. Pooled Money Investment Board Reports - July 2000
Noted and Filed
VII BOARD MEMBER ITEMS -None
VIII ADJOURNMENT
MOTION - It was moved by Board Members Lewis/Irwin to adjourn the meeting
at 6:05 p.m. Motion carried unanimously.
Submitted by,
Debbie DeRenard
Secretary