2001 02 14 IABP.O. Box 1504
78-495 CALLE TAMPICO
LA QUINTA, CALIFORNIA 92253
(760) 777-7000
(TDD) (760) 777-1227
AGENDA
INVESTMENT ADVISORY BOARD
Study Session Room
78-495 Calle Tampico- La Quinta, CA 92253
February 14, 2001 - 5:30 P.M.
CALL TO ORDER��
a. Pledge of Allegiance
b. Roll Call
II PUBLIC COMMENT - (This is the time set aside for public comment on any matter not scheduled on the agenda.)
III CONFIRMATION OF AGENDA
ENDAR Mo�lqy�° LCA`^-°�
IV CONSENT CAL � � ,�
Tpi
A. Approval of Minutes of Meeting on January 10, 2001 for the
Investment Advisory Board.
V BUSINESS SESSION
A. Transmittal of Treasury Report for December 31 200
VI CORRESPONDENCE AND WRITTEN MATERIAL
A. Month End Cash Report and other selected Financial Data -
January 2001
B. Pooled Money Investment Board Reports - November 2000
VII BOARD MEMBER ITEMS
VIII ADJOURNMENT � ��
T__.1d4f 4 AV
4 QumrA
MEMORANDUM
TO: DISTRIBUTION LIST
FROM: JUNE GREEK, CITY CLERK
DATE: JANUARY 16, 2001
SUBJECT: STATEMENTS OF ECONOMIC INTERESTS
Attached is Form 700 (Statement of Economic Interests) which must be filed in my office
no later than April 2, 2001 and must be postmarked or hand -delivered by that date. The
period this statement covers is January 1, 2000 through December 31, 2000.
I am also enclosing a fact sheet prepared by FPPC and a copy of the City's Conflict of
Interest Code which outlines your disclosure category. If you have any questions or
concerns regarding this filing, please don't hesitate to contact me.
Attachments (3)
JSG
N:/City Clerk/FPPC/annl.statm.
DISTRIBUTION LIST
CITY OF LA QUINTA
DESIGNATED FILERS - STATEMENTS OF ECONOMIC INTEREST
Accounting Manager - Amy Swan -Draper'
Assistant City Manager - Mark Weiss *
Building and Safety Director - Tom Hartung'
Building and Safety Manager - Greg Butler'
City Attorney - M. Katherine Jenson*
City Clerk - June Greek'
City Manager - Tom Genovese*
Community Development Director - Jerry Herman'
Community Safety Manager - John W. Hardcastle'
Consultants' * *
Finance Director - John Falconer*
Maintenance Manager - Danny Johnson'
Management Analyst - Britt Wilson'
Management Analyst - Maria Cassillas'
Management Assistant - Deborah Powell'
Mayor - John J. Pena*
Members of the Architecture and Landscape Review Committee'
Bill Bobbitt
Dennis Cunningham
Frank Reynolds
Members of the City Council*
Don Adolph
Terry Henderson
Ron Perkins
Stanley Sniff
Members of the Community Services Commission'
Deborah Bechard
Mike Davis
Michelle Henson
Joan Rebich
Victoria St. Johns
' - Persons listed in this category shall disclose all investments, business positions and
income from sources located in or doing business in the city and any interests in real property
located in the city, including property located within a two-mile radius of any property owned or
used by the city.
* - Persons holding these positions file Form 700 Statement of Economic Interest pursuant
to Government Code Section 87200.
* * - Consultants are defined by Commission Regulation 18700 - See Conflict of Interest
Code (attached)
Members of the Cultural Arts Commission'
Denise Diamond
Leslie McMillan
Elaine Reynolds
Rosita Shamis
Stewart C. Woodard
Members of the Historic Preservation Commission'
Barbara Irwin
Archie Sharp
Michael Mitchell
Maria Puente
Robert S. Wright
Members of the Investment Advisory Board*
Milton Olander
Cyrille P. Mahfoud
Tom Lewis
Donald J. Moulin
Joseph Irwin
Lee M. Osborne
Gia Filice
Members of the Planning Commission*
Jacques Ables
Robert Tyler
Richard Butler
Tom Kirk
Steve Robbins
Members of the Project Area Committee' (inactive)
Personnel/Risk Manager - John Ruiz'
Planning Manager - Christine di lorio'
Principal Planner - Stan Sawa'
Principal Planner - Fred Baker'
Public Works Director/City Engineer - Chris Vogt'
Senior Engineer - John Freeland'
Senior Engineer - Steve Speer'
2.60.010
Chapter 2.60
CONFLICT OF INTEREST CODE
Sections:
2.60.010 Incorporation of standard code.
2.60.020 Designated employees —Disclosure categories.
2.60.010 Incorporation of standard code.
The Political Reform Act, Government Code Section 81000, et seq., requires state and local government
agencies to adopt and promulgate conflict of interest codes. The Fair Political Practices Commission has adopted
a regulation, 2 California Code of Regulations Section 18730, which contains the terms of a standard conflict
of interest code. It can be incorporated by reference and may be amended by the Fair Political Practices
Commission after public notice and hearings to conform to amendments in the Political Reform Act. Therefore,
the terms of 2 California Code of Regulations Section 18730 and any amendments to it duly adopted by the
Fair Political Practices Commission are incorporated by reference and, along with Section 2.60.020 in which
members and employees are designated and disclosure categories are set forth, constitute the conflict of interest
code of the city.
Designated employees shall file statements of economic interests with the city clerk who will make the
statements available for public inspection and reproductions. Upon receipt of the statements, the city clerk
shall make and retain a copy and forward the original of these statements to the city council. (Ord. 261 §
2 (Art. A) (part), 1994)
2.60.020 Designated employees —Disclosure categories.
Accounting managerl
Assistant city manager
Building and safety directors
Building and safety managers
City attorney*
City clerk'
City manager*
Community development director'
Community safety manager'
Community services director'
Consultants'**
Finance director*
Maintenance managers
Management analysts
Management assistant'
Members of the architecture and landscape review committee'
Members of the city council*
Members of the community services commissions
Members of the cultural arts commissions
Members of the historic preservation commissions
Members of the investment advisory board*
Members of the planning commission*
Members of the project area committees
Personnel/risk managers
Planning manager'
Principal planner'
Public works director/city engineers
Senior engineers
37 (La Quinta 9-00)
Fair
Political
Practices
Commission
428 J Street
Suite 450
Sacramento CA 95814
• •
(866) ASK-FPPC
(916) 322-3711
(888) 622-1151
IVITI-3
www.fppc.ca.gov
January 2001
Limitations and
Restrictions on
Gifts, Honoraria,
Travel and Loans
A Fact Sheet For
❖ Local Elected Officers and Candidates for Local
Elective Offices
❖ Local Officials Specified in Government Code
Section 87200
❖ Judicial Candidates
❖ Designated Employees of Local Government
Agencies
INTRODUCTION
The Political Reform Act' (the "Act") imposes limits on gifts and prohibits
honoraria payments received by:
4 Local elected officers and other local officials specified in Government
Code Section 87200,21 excluding judges;"
4 Designated employees of local government agencies (i.e., individuals
required to file statements of economic interests under a local agency's
conflict of interest code); and
• Candidates" for any of these offices or positions and judicial candidates.
(Sections 89502 and 89503.)
The Act also imposes limits and other restrictions on personal loans
received by certain local officials.
This fact sheet summarizes the major provisions of the Act concerning
gifts, honoraria, travel, and loans. You should not, however, rely on the fact
sheet alone to ensure compliance with the Act. If you have any questions,
contact the Fair Political Practices Commission at (916) 322-5660 or visit our
website at www.fppc.ca.gov. Commission advice letters from 1986 to present
are available on Lexis-Nexis at "CAFAIR" under California Library or on
Westlaw at "CA-ETH."
1 / Government Code Sections 81000-91014. Commission regulations appear at 2
California Code of Regulations Section 18000, et sea.
2/ Local officials specified in Government Code Section 87200 include: members of
boards of supervisors and city councils, mayors, city/county planning commissioners,
city/county chief administrative officers, city/county treasurers, district attorneys, county
counsels, city managers, city attorneys, and public officials who manage public
investments.
3/ The gift limits and honoraria ban in the Political Reform Act do not apply to a
person in his or her capacity as judge. However, candidates for judicial offices are
subject to the restrictions contained in the Political Reform Act.
4/ For purposes of the gift limit and honoraria prohibition, you become a "candidate"
when you file a statement of organization (Form 410) as a controlled committee for the
purpose of seeking elective office, a candidate intention statement (Form 501), or a
declaration of candidacy, whichever occurs first. If you are an unsuccessful candidate,
you will no longer be subject to the gift limit and honoraria prohibition when you have
terminated your campaign filing obligations, or after certification of election results,
whichever is earlier. (Sections 89502(b) and 89503(b). )
GIFTS
Limitations If you are a local elected officer, a candidate for local elective office, a
local official specified in Government Code Section 87200, or a judicial
candidate, you may not accept gifts from any single source totaling more
than $320 in a calendar year. (Section 89503.)y
If you are an employee of a local government agency who is designated
in the agency's conflict of interest code, you may not accept gifts from any
single source totaling more than $320 in a calendar year if you are required to
report receiving income or gifts from that source on your statement of
economic interests. (Section 89503(c).)
What is a "Gift"? A "gift" is any payment or other benefit provided to you that confers a
personal benefit for which you do not provide goods or services of equal or
greater value. A gift includes a rebate or discount in the price of anything of
value unless the rebate or discount is made in the regular course of business
to members of the public. (Section 82028.)
Except as discussed below, you have "received" or "accepted" a gift
when you know that you have actual possession of the gift or when you take
any action exercising direction or control over the gift, including discarding
the gift or turning it over to another person. (Regulation 18941.)
Exceptions The Act and Commission regulations provide exceptions for certain types
of gifts. (Section 82028; Regulations 18940-18946.5.) The following are not
subject to any gift limit and are not required to be disclosed on a
statement of economic interests (Form 700):
1. Gifts which you return (unused) to the donor, or for which you
reimburse the donor, within 30 days of receipt. (Section 82028(b)(2);
Regulation 18943.)
5/ The gift limit is adjusted biennially to reflect changes in the Consumer
Price Index. For 2001-2002, the gift limit is $320. (Section 89503; Regulation
18954.) Gifts aggregating $50 or more must be disclosed and gifts aggregating
$320 or more may subject you to disqualification with respect to the source.
(Section 87103(e).) Designated employees should consult the "disclosure
category" portion of their agency's conflict of interest code to determine if a
particular source of income or gifts must be disclosed. Some conflict of
interest codes require very limited disclosure of income and gifts. If your
agency's conflict of interest code requires you to disclose income and gifts
only from specified sources, gifts from sources which are not required to be
disclosed are not subject to the $320 gift limit.
K
GIFTS
Continued
2. Gifts which you donate (unused) to a non-profit, tax-exempt (501(c)(3))
organization or a government agency within 30 days of receipt without claiming
a deduction for tax purposes. (Section 82028(b)(2); Regulation 18943.)
3. Gifts from your spouse, child, parent, grandparent, grandchild, brother,
sister, parent -in-law, brother-in-law, sister-in-law, aunt, uncle, niece, nephew,
or first cousin or the spouse of any such person, unless he or she is acting as
an agent or intermediary for another person who is the true source of the gift.
(Section 82028(b)(3); Regulation 18942(a)(3).)
4. Gifts of hospitality involving food, drink or occasional lodging which
you receive in an individual's home when the individual or a member of his or
her family is present. (Regulation 18942(a)(7).)
5. Gifts approximately equal in value exchanged between you and
another individual on holidays, birthdays, or similar occasions. (Regulation
18942(a)(8).)
6. Informational material provided to assist you in the performance of
your official duties, including books, reports, pamphlets, calendars,
periodicals, videotapes, or free or discounted admission to informational
conferences or seminars.
"Informational material" may also include scale models, pictorial
representations, maps, and other such items, provided that if the item's fair
market value is more than $320, you have the burden of demonstrating that the
item is informational. In addition, on -site demonstrations, tours, or inspections
designed specifically for public officials are considered informational material,
but this exception does not apply to meals or to transportation to the site unless
the transportation is not commercially available. (Section 82028(b)(1);
Regulations 18942(a)(1) and 18942.1.)
7. A bequest or inheritance. (Section 82028(b)(5); Regulation
18942(a)(5).)
8. Campaign contributions, including rebates or discounts received in
connection with campaign activities. (Section 82028(b)(4); Regulation
18942(a)(4).) However, campaign contributions must be reported in
accordance with the campaign disclosure provisions of the Act and may be
subject to other limitations imposed by the Act.
9. Personalized plaques and trophies with an individual value'of less than
$250. (Section 82028(b)(6); Regulation 18942(a)(6).)
10. Tickets to attend fundraisers for campaign committees or other
candidates, and tickets to fundraisers for organizations exempt from taxation
under Section 501(c)(3) of the Internal Revenue Code. (Regulation 18946.4.)
11. Free admission, refreshments, and similar non -cash nominal benefits
provided to you at an event at which you give a speech, participate in a panel
or seminar, or provide a similar service. Transportation within California, and
any necessary lodging and subsistence provided directly in connection with
the speech, panel, seminar, or similar service, are also not considered gifts.
(Regulation 18942(a)(11).)
3
4
GIFTS
Continued
12. Passes or tickets which provide admission or access to facilities,
goods, services, or other benefits (either on a onetime or repeated basis) that
you do not use and do not give to another person. (Regulation 18946.1.)
13. Gifts provided directly to members of your family unless you receive
direct benefit from the gift or you exercise discretion and control over the use
or disposition of the gift. (Regulation 18944.) (Note: In most cases, the full
amount of a gift made to you and your spouse must be counted for purposes
of disclosure and the gift limits. However, see the discussion below
regarding wedding gifts.)
14. Gifts provided to your government agency. This may include passes
or tickets to facilities, goods, or services, travel payments, and other benefits.
However, certain conditions must be met before a gift received by an official
through his or her agency would not be considered a gift to the official.
(Regulations 18944.1-18944.2.) Contact the FPPC for detailed information.
15. Generally, payments made by a third party to co-sponsor an event
that is principally legislative, governmental or charitable in nature. Payments
made by a single source totaling $5,000 or more in a calendar year for this
type of event must be reported if the payments are made at the behest of (at
the request of, or in consultation or coordination with) an elected official. The
report must be made to the elected official's agency, and then forwarded to
the office that maintains the elected official's campaign disclosure
statements. (Section 82015(b).)
16. Food, shelter, or similar assistance received in connection with a
disaster relief program. The benefits must be received from a governmental
agency or charity (501(c)(3)) and must be available to the general public.
(Regulation 18942(a)(10).)
Reportable Gifts Not The following exceptions are also applicable to gifts, but you may
Subject to Limits be required to report these items on a statement of economic interests
(Form 700) and they can subject you to disqualification:6'
1. Certain payments for transportation, lodging, and subsistence are -not
subject to gift limits but may be reportable. Travel payments are discussed
below.
2. Wedding gifts are not subject to the gift limit but are reportable. For
purposes of valuing wedding gifts, one-half of the value of each gift is
attributable to each spouse, unless the gift is intended exclusively for the use
and enjoyment of one spouse, in which case the entire value of the gift is
attributable to that individual. (Regulation 18946.3.)
6/ Designated employees should consult the "disclosure categoy portion
of their agency's conflict of interest code to determine if a particular source of
income or gifts must be disclosed.
GIFTS
Continued
3. A prize or award received in a bona fide competition not related to
your official status is not subject to the gift limit, but must be reported as
income if the value of the prize or award is $500 or more.
4. Passes or tickets which provide admission or access to facilities,
goods, services, or other benefits are reportable and subject to the gift limit if
you use them or give them to another person.
The value of a pass or ticket which provides one-time admission is
the face value of the pass or ticket, or the price which would be
offered to the general public. (Regulation 18946.1(a).)
� The value of a pass or ticket which provides repeated admission or
access to facilities, goods, services, or other benefits is the fair
market value of your actual use of the pass or ticket, including guests
who accompany you and who are admitted with the pass or ticket,
plus the fair market value of any possible use by any person to whom
you transfer the privilege or use of the pass or tickets. (Regulation
18946.1(b).)
5
HONORARIA
The Prohibition If you are a local elected officer, a candidate for local elective office, a
local official specified in Government Code Section 87200, or a judicial
candidate, you may not accept honoraria payments. (Section 89502.)
If you are an employee of a local government agency who is designated
in the agency's conflict of interest code, you may not accept honoraria
payments from any source if you are required to report receiving income or
gifts from that source on your statement of economic interests. (Section
89502(c).)
What is an An "honorarium" is any payment made in consideration for any speech
"Honorarium"? given, article published, or attendance at any public or private conference,
convention, meeting, social event, meal, or like gathering. (Section 89501.)
A "speech given" means a public address, oration, or other form of oral
presentation, including participation in a panel, seminar, or debate.
(Regulation 18931.1.)
An "article published" means a nonfictional written work: 1) that is
produced in connection with any activity other than the practice of a bona fide
business, trade, or profession; and 2) that is published in a periodical, journal,
newspaper, newsletter, magazine, pamphlet, or similar publication.
(Regulation 18931.2.)
"Attendance" means being present during, making an appearance at, or
serving as host or master of ceremonies for any public or private conference,
convention, meeting, social event, meal, or like gathering. (Regulation
18931.3. )
The Act and Commission regulations provide certain exceptions to the
Exceptions prohibition on honoraria. (Section 89501; Regulations 18930-18935.) The
payments described below are not prohibited and are not required to
be disclosed on a statement of economic interests (Form 700):
1. An honorarium which you return (unused) to the donor or the donor's
agent or intermediary within 30 days. (Section 89501(b); Regulation 18933.)
2. An honorarium which is delivered to your government agency within 30
days for donation to the agency's general fund or equivalent account for
which you do not claim a deduction for income tax purposes. (Section
89501(b); Regulation 18933.)
3. A payment which is not delivered to you but is made directly to a bona
fide charitable, educational, civic, religious, or similar tax-exempt, non-profit
organization. However:
— You may not make the donation a condition for your speech, article, or
attendance;
0
HONORARIA
Continued
Exceptions Which
May Be Reportable
as Income or Gifts
-- You may not claim the donation as a deduction for income tax
purposes;
-- You may not be identified to the non-profit organization in connection
with the donation; and
-- The donation may have no reasonably foreseeable financial effect on
you or on any member of your immediate family. (Regulation
18932.5. )
4. A payment received from your spouse, child, parent, grandparent,
grandchild, brother, sister, parent -in-law, brother-in-law, sister-in-law,
nephew, niece, aunt, uncle, or first cousin, or the spouse of any such person.
However, a payment which would be considered an honorarium is prohibited
if one of these persons is acting as an agent or intermediary for someone
else. (Regulation 18932.4(b).)
5. Items 6, 8, 9, and 11 under "Exceptions to the Definition of 'Gift'"
discussed earlier in this fact sheet.
The following payments are not considered "honoraria" but may be
reportable and can subject you to disqualification:71
1. Payments received for a comedic, dramatic, musical, or other similar
artistic performance, and payments received for the publication of books,
plays, or screenplays. (Regulations 18931.1-18931.2.) However, such
payments are reportable income.
2. Income earned for your personal services if the services are provided
in connection with a bona fide business, trade, or profession --such as
teaching, practicing law, medicine, insurance, real estate, banking, or
building contracting --and the services are customarily provided in connection
with the business, trade, or profession.
This exception does not apply if the sole or predominant activity of the
business, trade, or profession is making speeches. In addition, you must
meet certain criteria, to establish that you are practicing a bona fide business,
trade, or profession (such as maintenance of business records, licensure,
proof of teaching position) before a payment received for personal services
which may meet the definition of honorarium would be considered earned
income and not an honorarium. (Section 89501(b); Regulations 18932-
18932.3.) Earned income is required to be reported. Contact the FPPC for
detailed information.
7/ Designated employees should consult the "disclosure category" portion
of their agency's conflict of interest code to determine if a particular source of
income or gifts must be disclosed.
7
HONORARIA
Continued
3. Free admission, food, beverages, and other non -cash nominal benefits
provided to you at any public or private conference, convention, meeting,
social event, meal, or similar gathering, whether or not you provide any
substantive service at the event. (Regulation 18932.4(f).) Although these items
are not considered honoraria, they may be reportable gifts and subject to the
gift limit.
4. Certain payments for transportation, lodging, and subsistence are not
considered honoraria but may be reportable and subject to the gift limit.
(Sections 89501(c) and 89506.) Travel payments are discussed below.
The Act and Commission regulations provide exceptions to the gift limit and
honoraria prohibition for certain types of travel payments. (Section 89506;
Regulations 18950-18950.4.)
TRAVEL PAYMENTS
The tern "travel payment" includes payments, advances, or
reimbursements for travel, including actual transportation and related lodging
and subsistence. (Section 89501(c).)
Exceptions The following types of travel payments are not subject to any limit
and are not reportable on a statement of economic interests (Form 700):
1. Transportation within California provided to you directly in connection
with an event at which you give a speech, participate in a panel or seminar,
or provide a similar service. (Regulation 18950.3.)
2. Free admission, refreshments, and similar non -cash nominal benefits
provided to you during the entire event (inside or outside California) at which
you give a speech, participate in a panel or seminar, or provide a similar
service. (Regulation 18950.3.)
3. Necessary lodging and subsistence (inside or outside California),
including meals and beverages, provided to you directly in connection with an
event at which you give a speech, participate in a panel or seminar, or
provide a similar service. However, in most cases, the exclusion for meals
and beverages is limited to those provided on the day of the activity.
(Regulation 18950.3.)
4. Travel payments provided to you by your government agency or by
any state, local, or federal government agency which would be considered
income and not a gift (i.e., payments for which you provide equal or greater
consideration). (Section 89506(d)(2); Regulation 18950.1(d).)
5. Reimbursements for travel expenses provided to you by a bona fide
non-profit, tax-exempt (501(c)(3)) entity for which you provide equal or
greater consideration. (Section 82030(b)(2).)
6. Travel payments provided to you directly in connection with campaign
activities. However, these payments must be reported in accordance with
the campaign disclosure provisions of the Act. (Regulations 18950.1(c);
18950.4. )
7. Any payment which is excluded from the definition of "gift" as
described earlier in this fact sheet.
Reportable Payments The following travel payments are not subject to the gift limit but
Not Subject to Limit may be reportable on a statement of economic interests (Form 700,
Schedule F):
1. Travel which is reasonably necessary in connection with a bona fide
business, trade, or profession, and which satisfies the criteria for federal
income tax deductions for business expenses specified in Sections 162 and
274 of the Internal Revenue Code. (Section 89506(d)(3); Regulation
TRAVEL PAYMENTS
Continued
18950.1(e).) For reporting purposes, these travel payments would be
considered part of the salary, wages, and other income received from the
business entity and would be reported on Schedule A-2 or C of Form 700.
2. Travel within the United States which is reasonably related to a legislative
or governmental purpose --or to an issue of state, national, or international
public policy --in connection with an event at which you give a speech,
participate in a panel or seminar or provide a similar service. Lodging and
subsistence expenses in this case are limited to the day immediately
preceding, the day of, and the day immediately following the speech, panel, or
other similar service. (Section 89506(a)(1); Regulation 18950.1(a)(2).)
Note that this exception is different than travel payments described
earlier. Under the circumstances described in this paragraph, transportation
outside California but within the United States is not subject to the $320 gift limit
but is reportable and can subject a public official to disqualification. On the
other hand, transportation inside California in connection with a speech is not
limited, reportable, or disqualifying. (Regulation 18950.3.)
In addition, the lodging and subsistence payments described in this
paragraph can be provided both the day before and the day after a speech
without being subject to the $320 limit. However, lodging and subsistence
payments are re o� rtable unless they are received directly in connection with
the event.
3. Travel not in connection with giving a speech, participating in a panel,
or seminar or providing a similar service but which is reasonably related to a
legislative or governmental purpose --or to an issue of state, national, or
international public policy --and which is provided by:
A government, governmental agency, foreign government, or
government authority;
A bona fide public or private educational institution defined in Section
203 of the Revenue and Taxation Code;
-- A non-profit organization that is exempt from taxation under Section
501(c)(3) of the Internal Revenue Code; or
-= A foreign organization that substantially satisfies the requirements for
tax-exempt status under Section 501(c)(3) of the Internal Revenue
Code.
(Section 89506(a)(2); Regulation 18950.1(b).)
10
LOANS
Personal loans received by elected and appointed officials are subject to
limits and other restrictions and, in some circumstances, a personal loan that
is not being repaid or is being repaid below certain amounts may become a
gift to the official who received it.
Limitations on Loans If you are an elected official or an official specified in Section 87200 (see
from Agency Officials, footnote 2 on page 1), you may not receive a personal loan that exceeds
Consultants, and $250 at any given time from an officer, employee, member, or consultant of
Contractors your government agency or an agency over which your agency exercises
direction and control. (Section 87460(a) and (b).)
In addition, you may not receive a personal loan that exceeds $250 at
any given time from any individual or entity that has a contract with your
government agency or an agency over which your agency exercises direction
and control. (Section 87460(c) and (d).)
Loan Terms If you are an elected official, you may not receive a personal loan of
$500 or more unless the loan is made in writing and clearly states the terms
of the loan. The loan document must include the names of the parties to the
loan agreement, as well as the date, amount, interest rate, and term of the
loan. The loan document must also include the date or dates when payments
are due and the amount of the payments. (Section 87461.)
The following loans are not subject to these limits and documentation
requirements:
1. Loans received from banks or other financial institutions, and retail or
credit card transactions, made in the normal course of business on terms
available to members of the public without regard to official status.
2. Loans received by an elected officer's or candidate's campaign
committee.
3. Loans received from your spouse, child, parent, grandparent,
grandchild, brother, sister, parent -in-law, brother-in-law, sister-in-law,
nephew, niece, aunt, uncle, or first cousin, or the spouse of any such person
unless he or she is acting as an agent or intermediary for another person not
covered by this exemption.
4. Loans made, or offered in writing, prior to January 1, 1998.
11
LOANS
Continued
Loans as Gifts Under the following circumstances, a personal loan received by any public
official (elected and other officials specified in Section 87200, as well as any
other local government official or employee required to file statements of
economic interests) may become a gift and subject to gift reporting and
limitations:
1. If the loan has a defined date or dates for repayment and has not
been repaid, the loan will become a gift when the statute of limitations for
filing an action for default has expired.
2. If the loan has no defined date or dates for repayment, the loan will
become a gift if it remains unpaid when one year has elapsed from the later
of:
-- The date the loan was made;
-- The date the last payment of $100 or more was made on the loan; or
-- The date upon which the official has made payments aggregating to
less than $250 during the previous 12 months.
The following loans will not become gifts to an official:
1. A loan made to an elected officer's or candidate's campaign
committee.
2. A loan described above on which the creditor has taken reasonable
action to collect the balance due.
3. A loan described above on which the creditor, based on reasonable
business considerations, has not undertaken collection action. (However,
except in a criminal action, the creditor has the burden of proving that the
decision not to take collection action was based on reasonable business
considerations.)
4. A loan made to an official who has filed for bankruptcy and the loan is
ultimately discharged in bankruptcy.
5. A loan that would not be considered a gift as outlined in Part I of this
fact sheet (e.g., loans from certain family members). (Section 87462.)
12
INVESTMENT ADVISORY BOARD Business Session: A
Meeting Date: February 14, 2001
Transmittal of Treasury Report
for December 31, 2000
Attached please find the Treasury Report December 31, 2000
Review, Receive and File the Treasury Report for December 31, 2000
JoHri M. Falconer, finance Director
� rw
MEMORANDUM
TO: La Quinta City Council
FROM: John M. Falconer, Finance Director/Treasurer
SUBJECT: Treasurer's Report for December 31, 2000
DATE: February 5, 2001
Attached is the Treasurer's Report for the month ending December 31, 2000. The report is submitted to
the City Council each month after a reconciliation of accounts is accomplished by the Finance Dept.
The following table summarizes the changes in investment types for the month:
Investment
Beginning
Purchased
Sold/Matured
Other
Ending
Change
Cash (1)
$914,562
($1,176,689)
($262,127)
($1,176,689)
LAW
5, 4551574
1,100, 000
0
6,555,574
1,100, 000
US Treasuries (2)
31,9421221
111268
317953,489
111268
US Gov't Agencies (2)
17,614,309
147,336
17,761,645
147,336
Commercial Paper (2)
1,9877069
11,453
1,998,522
11,453
Mutual Funds (1)
4,241,204
9,981
41251,185
9,981
Total
$62 154 939
1 $1 109 981
($1,176,689)
$170 057
$62 258 288
$103 349
I certify that this report accurately reflects all pooled investments and is in compliance with the California
Government Code; and ins in conformity with the City Investment Policy.
As Treasurer of the City of La Quinta, I hereby certify that sufficient investment liquidity and anticipated
revenues are available to meet the pools expenditure requirements for the next six months. the City of
La Quinta used the Bureau of the Public Debt, U.S. Bank Monthly Statement and the Bank of New York
Monthly Custodian Report to determine the fair market value of investments at month end.
D to
Director/Treasurer
Footnote
(1) The amount reported in the other column represents the net increase (decrease) of deposits and
withdrawals from the previous month.
(2) The amount reported in the other column represents the amortization of premium/discount for the
month on US Treasury, Commercial Paper and Agency investments.
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CITY OF LA QUINTA
BALANCE SHEET 12/31/00
ASSETS:
CITY CITY RDA RDA FA
FIXED LONG TERM FIXED LONG TERM FINANCING LONG TERM GRAND
CITY ASSETS DEBT RDA ASSETS DEBT AUTHORITY DEBT TOTAL
POOLED CASH
(4,573,804.72)
9,810,032.25
(7,690.95)
5,228,536.58
LQRP INVESTMENT IN POOLED CASH
805,000.00
805,000.00
INVESTMENT T-BILUNOTES & OTHER
43,980,000.00
43,980,000.00
AUTO MALL CASH
2O5,106.79
205,106.79
LQRP CASH
53,802.81
53,802.81
BOND REDEMPTION CASH
103,801.87
1,404.32
105,206.19
BOND RESERVE CASH
BOND PROJECT CASH
11,536,188.75
609,790.54
12,145,979.29
BOND ESCROW CASH
PETTY CASH
1,000.00
1,000.00
CASH & INVESTMENT TOTAL
39,612,302.07
22,308,825.68
603,503.91
62,524,631.66
INVESTMENT IN LAND HELD FOR RESALE
ACCOUNTS RECEIVABLE
76,563.52
60,900.00
8,010,000.00 8,147,463.52
PREMIUM/DISCOUNT ON INVESTMENT
(258,672.80)
(6,882.05)
(789.80) (266,344.65)
LQRP-ACCOUNTS RECEIVABLE
75,465.18
75,465.18
INTEREST RECEIVABLE
LOAN/NOTES RECEIVABLE
2,678,474.20
2,678,474.20
DUE FROM OTHER AGENCIES
DUE FROM OTHER AGENCIES - CVAG
651,913.19
651,913.19
CVAG ALLOWANCE
(651,913.19)
(651,913.19)
DUE FROM OTHER GOVERNMENTS
DUE FROM OTHER FUNDS
899,449.40
551,629.04
1,451,078.44
DUE FROM RDA
8,497,550.20
8497,550.20
INTEREST ADVANCE -DUE FROM RDA
2,368,549.86
2:368,549.86
ADVANCES TO OTHER FUNDS
NSF CHECKS RECEIVABLE
2,961.91
2,961.91
ACCRUED REVENUE
833.40
833.40
TRAVEL ADVANCES
1,449.00
1,449.00
EMPLOYEE ADVANCES
PREPAID EXPENSES
(900.00)
(900.00)
RECEIVABLE TOTAL
11,586,951.09
3,360,419.77
8,009,210.20 22,956,581.06
WORKER COMPENSATION DEPOSIT
37,637.00
37,637.00
RENT DEPOSITS
UTILITY DEPOSITS
75.00
75.00
MISC. DEPOSITS
2,100.00
2,100.00
DEPOSITS TOTAL
39,812.00
39,812.00
GENERAL FIXED ASSETS
1,386,331.67 15,590,699.00
9,988,279.05
26,965,309.72
ACCUMULATED DEPRECIATION
(812,743.27)
(812,743.27)
AMOUNT AVAILABLE TO RETIRE L/T DEBT
3,395,117.03
3,395,117.03
AMOUNT TO BE PROVIDED FOR LIT DEBT
1,645,647.34
95,048,311.08
8,010,000.00 104 703 958.42
TOTAL OTHER ASSETS
573,688.40 15,590,699.00
1,645,647.34 9,988,279.05
98,443,428.11
8,010,000.00 134,251,641.90
TOTAL ASSETS
51,812,653.56 15,590,699.00
1,645,647.34 25 669 245.45 9,988,279.05
98 443 428.11
8,612,714.11 8,010,000.00 219 772 666.62
LIABILITIES:
ACCOUNTS PAYABLE
7,660.84
7,660.84
DUE TO OTHER AGENCIES
146,028.16
145,028.16
DUE TO OTHER FUNDS
114,523.21 1,327,250.23
9,306.00 1,451,078.44
INTEREST ADVANCE -DUE TO CITY
ACCRUED EXPENSES
6,029.10
6,029.10
PAYROLL LIABILITIES
16,038.26
16,038.26
STRONG MOTION INSTRUMENTS
8,615.48
8,615.48
FRINGE TOED LIZARD FEES
29,661.50
29,661.50
SUSPENSE
4,228.32
4,228.32
DUE TO THE CITY OF LA QUINTA
PAYABLES TOTAL
331,784.87 1,327,250.23
9,305.00 1,668,340.10
ENGINEERING TRUST DEPOSITS
SO. COAST AIR QUALITY DEPOSITS
ARTS IN PUBLIC PLACES DEPOSITS
385,790.86
385,790.86
LQRP DEPOSITS
15,434.00
15,434.00
DEVELOPER DEPOSITS
1,012,273.20
1,012,273.20
MISC. DEPOSITS
448,298.41
448,298.41
AGENCY FUND DEPOSITS
1,332,543.31
1,332,543.31
TOTAL DEPOSITS
3,178,905.78 15,434.00
3,194,339.78
DEFERRED REVENUE
8,270.67
8,010,000.00 8,018,270.67
OTHER LIABILITIES TOTAL
8,270.67
8,010,000.00 8,018,270.67
COMPENSATED ABSENCES PAYABLE
321,991.94
321,991.94
DUE TO THE CITY OF LA QUINTA
1,323,655.40
10,866,103.86
12,189,759.26
DUE TO COUNTY OF RIVERSIDE
12,249,102.00
12,249,102.00
DUE TO C.V. UNIFIED SCHOOL DIST.
9,418,222.25
9,418,222.25
DUE TO DESERT SANDS SCHOOL DIST.
BONDS PAYABLE
65,910,000.00
8,010,000.00 73,920,000.00
TOTAL LONG TERM DEBT
1,645,647.34
98,443,428.11
8,010,000.00 108,099,075.45
TOTAL LIABILITIES 3,518,961.32 1,645,647.34 1,342,684.23 98,443,428.11 8,019,305.00 8,010,000.00 120,980,026.00
EQUITY -FUND BALANCE 48,293,692.24 15,590,699.00 24,326,561.22 9,988,279.05 593,409.11 98,792,640.62
TOTAL LIABILITY & EQUITY 51 812 653.56 15,590,699.00 1,645,647.34 26,669,245.45 9,988,279.05 98 443 428.11 8,612,714.11 8,010,000.00 219 772 666.62
CASH & INVESTMENT TOTAL 62,524,631.66
PREMIUM/DISCOUNT ON INVESTMENT (266,344,65)
TOTAL 62,258,287.01 9
INVESTMENT ADVISORY BOARD Correspondence & Written
Material Item A
Meeting Date: February 14, 2001
Month End Cash Report — January 2001 and
Other selected Financial Data
This cash report is not a complete Treasury Report (exclude petty cash, deferred
compensation and fiscal agent balances, but would report in a timely fashion
selected cash balances.
Information item only.
l�
Joh6 M. Falconed, Finance Director
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2
FRB:Commercial Paper Rates and Outstandings
http://www.federalreserve.gov/Releases/CP/
Federal Reserve Release
Release I About I Outstanding I Historical discount rates I Historical outstandings ( Year End I
....................................................
Data as of February 6, 2001 volume
Commercial Paper Rates and Outstandings statistics
Derived from data supplied by The Depository Trust Company 2000. 4
Posted February 7, 2001
Discount rates
Yield curve
Money market basis
Percent
1 7 15 30 so 90
Wy9 is Mdurity
Financial ---Nonfinancial ••••• A2/P2
Discount rate spread
Thirty -day A2/P2 less AA nonfinancial commercial paper (daily)
01 MAAY98 17 NQV98 OU U N99 220 EC99 09J U L00
�2cd — — — A2fP2spread, 5—day awing eve mge
Basis points
5.3
6.2
6.1
6.0
5.9
5.9
5.7
5.6
5.5
5.4
5.3
5.2
1:50
140
130
1 ?_D
110
100
90
80
70
£0
50
40
30
20
10
25JAN 01 13AU G01
3
1 of 3 02/07/2001 10:32 AM
FRB:Commercial Paper Rates and Outstandings
http://www.federalreserve.gov/Releases/CP/
Discount rate history
Thirty -day commercial paper (daily)
6
�1
r 1
1 1
t 1
1
01MAAY98 17NOV98 05JUN99 22DEG99 MULOO
— Rnanciol — — — Nonfinancial ••••• A2/P2
Outstandings
Weekly (Wednesday), seasonally adjusted
Billions of dollars
13001
12
11
10
F
24��
281AN01
Percent
k8
7
B
5
13AU G01
Billions of dollars
WO
WO
34-0
a
32-0
310
WO
290
280
270
260
250
240
230
220
210
01 MrIAY98 17 NOV98 05J U N 99 22D EG99 03J U LOO 25JAN01 13AU G01
Fina ncia I — — — Nonfina nc is 1
The daily commercial paper release will usually be available before 11:00am EST. However, the
Federal Reserve makes no guarantee regarding the timing of the daily commercial paper release.
When the Federal Reserve is closed on a business day, yields for the previous business day will
appear in the historical discount rates table. This policy is subject to change at any time without
notice.
CommercialDaper outstanding 4
2 of 3 02/07/2001 10:32 AM
FRB:Commercial Paper Rates and Outstandings http://www.federaireserve.gov/Releases/CP/
Commercial paper outstanding, miscellaneous categories
Release I About I Outstandinys I Historical discount rates I Historical outstandings I Year End
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Last update: February 7, 2001
3 of 3 02/07/2001 10:32 AM
FRB: H.15--Selected Interested Rat ... ly Daily Update-- February 6, 2001 http://www.federalreserve.gov/Releases/H15/update/
Selected Interest Rates
Release Date: February 6, 2001
H.15: Release I Release dates I About I ASCII ( Historical data ( Daily update
H.15 Daily Update
The weekly release is posted on Monday. Daily updates of the weekly release are posted
Tuesday through Friday on this site.
H.15 DAILY UPDATE: WEB RELEASE ONLY For immediate release
SELECTED INTEREST RATES February 6, 2001
Yields in percent per annum
Instruments
SELECTED INTEREST RATES
Federal funds (effective) 1 2 3
Commercial paper 3 4 5 6
Nonfinancial
1-month
2-month
3-month
Financial
1-month
2-month
3-month
CDs (secondary market) 3 7
1-month
3-month
6-month
Eurodollar deposits (London) 3 8
1-month
3-month
6-month
Bank prime loan 2 3 9
Discount window borrowing 2 10
U.S. Government securities
Treasury bills (secondary market)
3-month
6-month
1-year
Treasury constant maturities 11
3-month
6-month
1-year
2-year
3-year
Mon
Feb 5
5.52
5.42
5.26
5.19
5.45
5.33
5.22
5.53
5.33
5.18
5.50
5.32
5.19
8.50
5.00
3 4
4.96
4.77
4.53
5.06
4.95
4.70
4.68
4.71
X
1 of 3 02/07/2001 10:26 AM
FRB: H.15--Selected Interested Rat ... ly Daily Update-- February 6, 2001
http://www.federalreserve.gov/Releases/H15/update/
5-year
4.88
7-year
5.09
10-year
5.18
20-year
5.58
30-year
5.48
Interest rate swaps 12
1-year
5.18
2-year
5.29
3-year
5.44
4-year
5.56
5-year
5.65
7-year
5.82
10-year
5.97
30-year
6.25
Corporate bonds
Moody's seasoned
Aaa
7.08
Baa
7.77
State & local bonds 13
Conventional mortgages 14
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
FOOTNOTES
The daily effective federal funds rate is a weighted average of rates
on trades through N.Y. brokers.
Weekly figures are averages of 7 calendar days ending on Wednesday of
the current week; monthly figures include each calendar day in the
month.
Annualized using a 360-day year or bank interest.
On a discount basis.
Interest rates interpolated from data on certain commercial paper
trades settled by The Depository Trust Company. The trades represent.
sales of commercial paper by dealers or direct issuers to investors
(that is, the offer side). See Board's Commercial Paper Web pages
(http://www.federalreserve.gov/releases/cp) for more information.
The 1-, 2-, and 3-month rates are equivalent to the 30-, 60-, and
90-day dates reported on the Board's Commercial Paper Web page.
An average of dealer offering rates on nationally traded certificates
of deposit.
Bid rates for Eurodollar deposits collected around 9:30 a.m. Eastern time.
Rate posted by a majority of top 25 (by assets in domestic offices)
insured U.S.-chartered commercial banks. Prime is one of several base
rates used by banks to price short-term business loans.
Rate for the Federal Reserve Bank of New York.
Yields on actively traded issues adjusted to constant maturities.
Source: U.S. Treasury.
International Swaps and Derivatives Association (ISDA) mid -market
par swap rates. Rates are for a Fixed Rate Payer in return for
receiving three month LIBOR, and are based on rates collected at
11:00 a.m. by Garban Intercapital plc and published on Reuters
Page ISDAFIXI. Source: Reuters Limited.
Bond Buyer Index, general obligation, 20 years to maturity, mixed
quality; Thursday quotations.
Contract interest rates on commitments for fixed-rate first mortgages.
Source: FHLMC.
DESCRIPTION OF THE TREASURY CONSTANT MATURITY SERIES
Yields on Treasury securities at "constant maturity" are interpolated
by the U.S. Treasury from the daily yield curve. This curve, which
2 of 3 02/07/2001 10:26 AM
FRB: H.15--Selected Interested Rat ... ly Daily Update-- February 6, 2001 http://www.federalreserve.gov/Releases/H15/update/
relates the yield on a security to its time to maturity, is based on
the closing market bid yields on actively traded Treasury securities in
the over-the-counter market. These market yields are calculated from
composites of quotations obtained by the Federal Reserve Bank of New
York. The constant maturity yield values are read from the yield curve
at fixed maturities, currently 3 and 6 months and 1, 2, 3, 5, 7, 10, 20,
and 30 years. This method provides a yield for a 10-year maturity, for
example, even if no outstanding security has exactly 10 years remaining
to maturity. In estimating the 20-year constant maturity, the Treasury
incorporates the prevailing market yield on an outstanding Treasury bond
with approximately 20 years remaining to maturity.
H.15: Release ( Release dates I About I ASCII I Historical data I Daily update
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Last update: February 6, 2001
3 of 3 02/07/2001 10:26 AM
LAIF Performance Report http://www.treasurer.ca.gov/laif/performmce.htm
Philip Angelides state Treasurer
Inside the State Treasurees office
Local Agency Investment Fund
LAIF Performance Report
Reporting Date:
01 /31 /01
Effective Date:
01 /31 /01
Quarter Yield:
6.37%
Daily:
6.23%
Year:
6.48%
Life:
190
Quarter Ending 12/31/00
Apportionment Rate:
6.52%
Earnings Ratio:
.00017854626707555
Fair Value Factor:
1.012836187
Monthly Average For December:
6.535%
1 of 2 02/05/2001 7:35 AM
LAIF Performance Report http://www.treasurer.ca.gov/laif/performance.htm
Corpr
Bor
6.0E
Commercial
Paper
22.39%
Pooled Money Investment Account
Portfolio Composition*
$43.5 Billion
12131100
Reverses
Loans -1.79% Treasuries
6.75% 12.92%
CD's/BN's
15.16%
ie Deposits
9.97%
Mortgages
0.93%
icies
5 1 %
■ Treasuries
❑ Time Deposits
■ Mortgages
Agencies
■ CD's/BN's
Bankers Acceptances
■ Repo
■ Commercial Paper
Ei Corporate Bands
Loans
�■ Reverses
*The PMIA portfolio does not hold any securities of PG&E or Southern California Edison.
10
2 of 2 02/05/2001 7:35 AM
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11
City of La Quinta
Spread between 30 Day Al P1 Commercial Paper and 30 Day T-Note
Date
T-Bill
T-Bill
C/P
Variance
11 /13/00
12/14/00
6.03%
6.47%
0.44%
11/20/00
12/21/00
6.43%
6.49%
0.06% T-Bill Rate appeared unusually high
11 /27/00
12/28/00
6.28%
6.49%
0.21 %
12/04/00
01/04/01
6.13%
6.50%
0.37%
12/11 /00
01 /11 /01
5.92%
6.40%
0.48%
12/18/00
.01 /18/01
5.86%
6.54%
0.68%
1 /02/01
02/01 /01
5.76%
6.36%
0.60%
1 /08/01
02/08/01
5.13%
5.77%
0.64%
1 /16/01
02/15/01
5.23%
5.78%
0.55%
1/23/01
02/22/01
5.11 %
5.67%
0.56%
1 /29/01
3/01 /01
5.06%
5.54%
0.48%
2/05/01
3/08/01
4.95%
5.45%
0.50%
12
INVESTMENT ADVISORY BOARD
Meeting Date: February 14, 2001
Pooled Money Investment Board Report
for November 2000
Correspondence
& Written Material Item B
The Pooled Money Investment Board Report for November 2000 is included in the
agenda packet.
Receive & File
Jolin M. Falconer, Finance Director
STATE OF CALIFORNIA
STATE TREASURER'S OFFICE
POOLED MONEY INVESTMENT BOARD REPORT
NOVEMBER 2000
TABLE OF CONTENTS
SUMMARY...........................................................................1
SELECTED INVESTMENT DATA.............................................2
PORTFOLIO COMPOSITION...................................................3
INVESTMENT TRANSACTIONS...............................................4
TIMEDEPOSITS..................................................................18
BANK DEMAND DEPOSITS...................................................31
POOLED MONEY INVESTMENT BOARD DESIGNATION .......... 32
POOLED MONEY INVESTMENT ACCOUNT
SUMMARY OF INVESTMENT DATA
A COMPARISON OF NOVEMBER 2000 WITH NOVEMBER 1999
(DOLLARS IN THOUSANDS)
.
NOVEMBER 2000 N01/EM6ER 1995.: ORANGE
Average Daily Portfolio
$ 40,593,203 $
30,701,071
+9,892,132
Accrued Earnings
$ 2189129 $
138;005
+809124
Effective Yield
6.538
5.484
+1.054
I Average Life -Month End (In Days) 192 193 -1 1
Total Security Transactions
Amount
$
20,046,098
$
16,287,179
+3,758,919
Number
429
356
+73
Total Time Deposit Transactions
Amount
$
1,415,000
$
714,700
+700,300
Number
100
46
+54
Average Workday Investment Activity
$
1,129,531
$
894,836
+234,695
Prescribed Demand Account Balances
For Services
$
172,538
$
204,887
-32,349
For Uncollected Funds
$
186,925
$
160,300
+26,625
1
PHILIP ANGELIDES
TREASURER
STATE OF CALIFORNIA
INVESTMENT DIVISION SELECTED INVESTMENT DATA
ANALYSIS OF THE POOLED MONEY INVESTMENT ACCOUNT PORTFOLIO
(000 OMITTED)
TYPE OF SECURITY
Government
Bills
Bonds
Notes
Strips
Total Government
Federal Agency Coupons
Certificates of Deposit
Bank Notes
Bankers' Acceptances
Repurchases
Federal Agency Discount Notes
Time Deposits
GNMAs
Commercial Paper
FHLMC
Corporate Bonds
Pooled Loans
GF Loans
Reversed Repurchases
Total (All Types)
NOVEMBER 30, 2000
PERCENTAGE
CHANGE FROM
AMOUNT PERCENT PRIOR MONTH
$ 2,839,363
6.94
+.57
0
0.00
0.00
2,972,517
7.26
-.91
0
0.00
0.00
$ 5,811,880
14.20
-.34
$ 3,331,959
8.14
-.51
5,451,693
13.32
-2.43
1,345,023
3.28
-.32
0
0.00
0.00
0
0.00
0.00
9,314,660
22.76
+.04
4,206,940
10.28
+.02
1,181
0.00
0.00
6,492,964
15.86
-.94
11,5"
0.03
0.00
2,577,153
6.30
-.01
3,169,211
7.74
+1.66
0
0.00
0.00
(781,717)
-1.91
-2.83
$ 40,932,491 100.00
INVESTMENT ACTIVITY
NOVEMBER 2000
NUMBER AMOUNT
Pooled Money 429 $ 20,046,098
Other 40 261,411
Time Deposits 100 1,415,000
Totals 569 $ 21,722,509
PMIA Monthly Average Effective Yield 6.538
Year to Date Yield Last Day of Month 6.501
2
OCTOBER 2000
NUMBER
AMOUNT
533
$ 24,354,092
20
24,157
142
1,418,600
695
$ 25,796,849
6.517
6.492
Pooled Money Investment Account 11/30/00
Portfolio Composition
$40.9 Billion
Reverses
Loans
-1.91 %
Treasuries
7.74%
14.20%
Corporate
Bonds
6.30%
8 Treasuries
Time Deposits
f:
10.28%
j 8 Time Deposits
Commercial
e Mortgages
Pa er
p
Mt a es
org g
Agencies
15.86%
0.
03%
CD's/BN's
El Bankers Acceptances
_.4_ ..:.
■ Repo
0 Commercial Paper
_=
=
® Corporate Bonds
.✓ _.
❑ Loans
Agencies
0 Reverses
CD's/BN's
30.90%
-- --�
16.60%
3
11/01/00 REDEMPTIONS
CD Rabo
6.690%
11/01/00
6.900
$50,000
160
$1,538,579.99
7.027
CD Nova Scot
6.680%
11/01/00
6.680
50,000
183
1,697,833.33
6.772
PURCHASES
CD Montreal
6.640%
01 /10/01
6.640
50,000
CD Austria
6.650%
01/16/01
6.640
50,000
CD Bayer Ver
6.630%
01 /29/01
6.625
50,000
CD Bayer Ver
6.630%
01 /29/01
6.625
50,000
CP Enron
11/07/00
6.630
50,000
CP ConAgra
11 /09/00
6.660
29,000
CP GMAC
11/14/00
6.490
25,000
CP GMAC
11/15/00
6.490
50,000
CP GMAC
11 /15/00
6.490
50,000
CP Bear
11 /15/00
6.490
50,000
CP Bear
11 /15/00
6.490
50,000
CP Assoc
02/20/01
6.485
50,000
CP Assoc
02/20/01
6.485
50,000
CP GECC
03/05/01
6.440
50,000
CP GECC
03/05/01
6.440
50,000
CP U/B Calif
03/05/01
6.460
50,000
CP GECC
03/06/01
6.440
50,000
CP GECC
03/06/01
6.440
50,000
11/02/00 NO SALES
PURCHASES
CD Deutsche
6.610%
01/29/01
6.610
50,000
CD Deutsche
6.610%
01 /29/01
6.610
50,000
CD Bayer Ver
6.620%
01 /29/01
6.615
50,000
11/03/00 REDEMPTIONS
FHLB
6.050%
11 /03/00
5.950
49,820
350
2,836,357.78
5.953
FHLB
6.050%
11 /03/00
5.950
50,000
350
2,846,605.56
5.953
FHLB
6.050%
11 /03/00
6.081
14,000
366
851,200.00
6.082
FHLB
6.050%
11 /03/00
6.081
50,000
366
3,040,000.00
6.082
NO PURCHASES
11/06/00 REDEMPTIONS
CD Dresdner
6.740%
11 /06/00
6.730
50,000
187
1,748,018.29
6.823
CD Dresdner
6.740%
11 /06/00
6.730
50,000
187
1,748,018.29
6.823
CD Svenska
6.700%
11 /06/00
6.690
50,000
188
1,744,310.36
6.772
4
11/06/00 REDEMPTIONS (continued)
CD
Svenska
6.700%
11 /06/00
CD
Cr Agric
6.700%
11 /06/00
CD
Cr Agric
6.700%
11/06/00
PURCHASES
MTN
GMAC
6.625%
01/10/02
MTN
GMAC
6.750%
02/07/02
MTN
FR W/F
6.821 %
10/30/02
11/07/00 REDEMPTIONS
CP
Enron
11 /07/00
CP
GMAC
11 /07/00
CP
GMAC
11 /07/00
CP
Country
11 /07/00
PURCHASES
BN
Banc One
6.600%
04/02/01
CP
GECC
11 /08/00
CP
GECC
11 /08/00
CP
GECC
11 /08/00
CP
GECC
11 /08/00
CP
FMCC
12/01 /00
CP
FMCC
12/01 /00
CP
ConAgra
01 /09/01
11/08/00 REDEMPTIONS
CP
GECC
11 /08/00
CP
GECC
11 /08/00
CP
GECC
11 /08/00
CP
GECC
11 /08/00
CP
GMAC
11 /08/00
CP
GMAC
11 /08/00
CP
GMAC
11 /08/00
CP
Household
11 /08/00
CP
FMCC
11 /08/00
CP
FMCC
11 /08/00
CP
Morg Stan
11 /08/00
CP
Morg Stan
11 /08/00
CP
B/A
11 /08/00
5
6.690 50,000 188 1,744,310.36 6.772
6.700 50,000 188 1,749,444.44 6.793
6.700 50,000 188 1,749,444.44 6.793
6.726 5,000
6.726 7,250
6.821 50,000
6.630
50,000 6
55,250.00
6.729
6.550
50,000 7
63,680.56
6.649
6.550
50,000 7
63,680.56
6.649
6.530
20,000 13
47,161.11
6.636
6.600
35,000
6.480
50,000
6.480
50,000
6.480
50,000
6.480
50,000
6.480
50,000
6.480
50,000
6.820
50,000
6.480
50,000
1
9,000.00
6.571
6.480
50,000
1
9,000.00
6.571
6.480
50,000
1
9,000.00
6.571
6.480
50,000
1
9,000.00
6.571
6.490
10,000
21
37,858.33
6.605
6.490
50,000
21
189,291.67
6.605
6.490
50,000
21
189,291.67
6.605
6.580
50,000
132
1,206,333.33
6.836
6.580
50,000
138
1,261,166.67
6.844
6.580
50,000
138
1,261,166.67
6.844
6.600
50,000
138
1,265,000.00
6.865
6.600
50,000
138
1,265,000.00
6.865
6.660
50,000
180
1,665,000.00
6.985
PURCHASES
CP
GECC
FHLB
FHLB
FHLB
FHLB
11/09/00 REDEMPTIONS
CP
GECC
CP
ConAgra
CP
Country
CP
Country
CP
Enron
CP
Enron
CP
Merrill
CP
Merrill
CP
GMAC
CP
GMAC
CP
ConAgra
CP
Morg Stan
CP
Morg Stan
Treas
Bills
Treas
Bills
RRP
Treas
Bills
Treas
Bills
PURCHASES
CP
NCAT
CP
NCAT
CP
NCAT
11/10/00 REDEMPTIONS
Disc Notes
FNMA
Disc Notes
FNMA
NO PURCHASES
11 /13/00 RRS
Treas
Bills
Treas
Bills
11/09/00
6.500
35,000
6.375%
11/15/02
6.392
15,000
6.375%
11 /15/02
6.392
15,000
6.375%
11 /15/02
6.450
35,000
6.375%
11 /15/02
6.392
50,000
11/09/00
6.500
35,000
1
6,319.44
6.591
11/09/00
6.660
29,000
8
42,920.00
6.762
11/09/00
6.580
15,451
9
25,416.90
6.682
11/09/00
6.580
50,000
9
82,250.00
6.682
11/09/00
6.620
50,000
9
82,750.00
6.723
11/09/00
6.620
50,000
9
82,750.00
6.723
11/09/00
6.530
40,000
10
72,555.56
6.632
11/09/00
6.530
50,000
10
90,694.44
6.632
11/09/00
6.500
50,000
15
135,416.67
6.608
11/09/00
6.500
50,000
15
135,416.67
6.608
11/09/00
6.650
22,500
20
83,125.00
6.767
11/09/00
6.480
50,000
79
711,000.00
6.664
11/09/00
6.480
50,000
79
711,000.00
6.664
11 /09/00
5.270
50,000
357
2,613,041.67
5.637
11/09/00
5.270
50,000
357
2,613,041.67
5.637
11/09/00 6.180
11/09/00 6.180
11 /13/00 6.470
11 /13/00 6.470
11 /13/00 6.470
11 /10/00 5.520
11 /10/00 5.520
50,000 79
50,000 79
50,000
50,000
50,000
50,000 358
50,000 358
05/31/01 6.150 50,000
05/31 /01 6.150 50,000
6
(666,555.92) -6.265
(666,555.92) -6.265
2,744,666.67 5.921
2,744,666.67 5.921
11/13/00 REDEMPTIONS
CD
Austria
6.640%
11/13/00
6.640
50,000
124
1,143,555.56
6.732
CD
Austria
6.640%
11/13/00
6.640
50,006
124
1,143,555.56
6.732
CD
Deutsche
6.680%
11 /13100
6.680
50,000
131
1,215,388.89
6.772
CD
Deutsche
6.680%
11/13/00
6.680
50,000
131
1,215,388.89
6.772
CD
Dresdner
6.945%
11/13/00
6.940
50,000
180
1,735,041.92
7.036
CD
Dresdner
6.945%
11/13/00
6.940
50,000
180
1;735,041.92
7.036
CD
U/B Calif
6.900%
11/13/00
6.900
30,000
182
1:046,500.00
6.995
CD
U/B Calif
6.900%
11/13/00
6.900
50,000
182
1,744,166.67
6.995.
CP
NCAT
11/13/00
6.470
50,000
4
35,944.44
6.564
CP
NCAT
11/13/00
6.470
50,000
4
35,944.44
6.564
CP
NCAT
11/13/00
6.470
50,000
4
35,944.44
6.564
CP
Household
11/13/00
6.490
50,000
26
234,361.11
6.611
CP
Household
11/13/00
6.490
50,000
26
234,361.11
6.611
PURCHASES/
CP
Salomon
11 /30/00
6.490
50,000
CP
Salomon
11 /30/00
6.490
50,000
PURCHASE
CP
GMAC
11/14/00
6.500
50,000
CP
GMAC
11/14/00
6.500
50,000
CP
GMAC
11/14/00
6.500
50,000
CP
GMAC
11/14/00
6.500
50,000
CP
Assoc
11/14/00
6.500
50,000
CP
Assoc
11/14/00
6.500
50,000
11/14/00 RRS
Treas
Notes
5.250%
01/31/01
6.340
50,000
REDEMPTIONS
CP
GMAC
11/14/00
6.500
50,000
1
9,027.78
6.591
CP
GMAC
11/14/00
6.500
50,000
1
9,027.78
6.591
CP
GMAC
11/14/00
6.500
50,000
1
9,027.78
6.591
CP
GMAC
11/14/00
6.500
50,000
1
9,027.78
6.591
CP
Assoc
11/14/00
6.500
50,000
1
9,027.78
6.591
CP
Assoc
11/14/00
6.500
50,000
1
9,027.78
6.591
CP
GMAC
11/14/00
6.490
25,000
13
58,590.28
6.595
CP
SRAC
11/14/00
6.710
50,000
26
242,305.56
6.836
CP
SRAC
11/14/00
6.720
20,000
28
104,533.33
6.849
7
11/14/00 PURCHASES.21
CD Bayer Lnds
PURCHASES
CP
NCAT
CP
NCAT
CP
NCAT
CP
NCAT
CP
SRAC
CP
Assoc
CP
Assoc
CP
Assoc
CP
Assoc
CP
FMCC
CP
FMCC
Disc Notes
FNMA
11/15/00 REDEMPTIONS
6.620% 01 /31 /01 6.610 50,000
11/15/00
6.530
50,000
11/15/00
6.530
50,000
11/15/00
6.530
50,000
11/15/00
6.530
50,000
12/06/00
6.750
50,000
03/01/01
6.500
50,000
03/01 /01
6.500
50,000
03/05/01
6.500
50,000
03/05/01
6.500
50,000
04/02/01
6.400
10,000
04/02/01
6.400
50,000
11 /02/01
6.090
40,000
CP
NCAT
11 /15/00
6.530
50,000
1
9,069.44
6.621
CP
NCAT
11/15/00
6.530
50,000
1
9,069.44
6.621
CP
NCAT
11/15/00
6.530
50,000
1
9,069.44
6.621
CP
NCAT
11/15/00
6.530
50,000
1
9,069.44
6.621
CP
Bear
11/15/00
6.490
50,000
14
126,194.44
6.596
CP
Bear
11/15/00
6.490
50,000
14
126,194.44
6.596
CP
GMAC
11/15/00
6.490
50,000
14
126,194.44
6.596
CP
GMAC
11/15/00
6.490
50,000
14
126,194.44
6.596
CP
GMAC
11/15/00
6.500
50,000
21
189,583.33
6.615
CP
GMAC
11/15/00
6.500
50,000
21
189,583.33
6.615
CP
Amer Exp
11/15/00
6.480
10,000
22
39,600.00
6.596
CP
Amer Exp
11/15/00
6.480
50,000
22
198,000.00
6.596
CP
GMAC
11/15/00
6.480
50,000
22
198,000.00
6.596
CP
GMAC
11/15/00
6.480
50,000
22
198,000.00
6.596
CP
GMAC
11/15/00
6.480
50,000
22
198,000.00
6.596
CP
Heller
11/15/00
6.570
50,000
22
200,750.00
6.688
CP
SRAC
11/15/00
6.720
50,000
29
270,666.67
6.850
PURCHASES
CP
ConAgra
11 /28/00
6.720
50,000
CP
Amer Exp
12/04/00
6.480
50,000
CP
Amer Exp
12/04/00
6.480
50,000
CP
SRAC
12/08/00
6.600
50,000
CP
Heller
12/08/00
6.630
50,000
11/16/00 NO SALES
PURCHASES
CID
AT&T
12/01/00
6.570
35,190
CID
AT&T
12/01/00
6.570
50,000
CID
GMAC
12/01/00
6.480
50,000
CID
GMAC
12/01/00
6.480
50,000
CID
ConAgra
12/04/00
6.700
40,000
CID
GMAC
12/04/00
6.500
50,000
CID
GMAC
12/04/00
6.500
50,000
MTN
B/A
7.350%
04/03/02
6.702
5,000
MTN
B/A
7.350%
04/03/02
6.702
50,000
11/17/00 REDEMPTIONS
CD
Soc Gen
6.680%
11 /17/00
6.680
50,000
135
1,252,500.00
6.772
CID
SRAC
11 /17/00
6.710
50,000
29
270,263.89
6.840
CID
ConAgra
11 /17/00
6.630
32,000
30
176,800.00
6.759
CID
Hertz
11 /17/00
6.490
50,000
30
270,416.67
6.615
CID
NCAT
11 /17/00
6.490
50,000
30
270,416.67
6.615
CID
NCAT
11 /17/00
6.490
50,000
30
270,416.67
6.615
Disc Notes
FHLMC
11 /17/00
5.515
15,000
365
838,739.58
5.922
FHLB
4.980%
11 /17/00
4.900
50,000
731
4,904,670.00
4.905
PURCHASES
CID
Household
11/20/00
6.460
25,000
CID
Household
11/20/00
6.460
50,000
CID
Household
11/20/00
6.460
50,000
CID
GECC
11/20/00
6.480
50,000
CID
GECC
11/20/00
6.480
50,000
CID
GECC
11/20/00
6.480
50,000
CP
GECC
11/20/00
6.480
50,000
CID
Enron
11/20/00
6.600
50,000
CID
Enron
11/20/00
6.600
50,000
11/20/00 REDEMPTIONS
CID
Household
11/20/00
6.460
25,000
3
13,458.33
6.553
CID
Household
11/20/00
6.460
50,000
3
26,916.67
6.553
CID
Household
11/20/00
6.460
50,000
3
26,916.67
6.553
CID
GECC
11/20/00
6.480
50,000
3
27,000.00
6.573
CP
GECC
11/20/00
6.480
50,000
3
27,000.00
6.573
CID
GECC
11/20/00
6.480
50,000
3
27,000.00
6.573
CID
GECC
11/20/00
6.480
50,000
3
27,000.00
6.573
CID
Enron
11/20/00
6.600
50,000
3
27,500.00
6.695
CID
Enron
11/20/00
6.600
50,000
3
27,500.00
6.695
9
11/20/00 PURCHASES
CP
GMAC
11 /21 /00
6.520
50,000
CP
GMAC
11 /21 /00
6.520
50,000
CP
GMAC
11 /21 /00
6.520
50,000
CP
GMAC
11 /21 /00
6.520
50,000
CP
FMCC
12/04/00
6.490
15,000
CP
FMCC
12/04/00
6.490
25,000
CP
AT&T
12/04/00
6.620
45,000
CP
AT&T
12/04/00
6.620
50,000
CP
FMCC
12/04/00
6.490
50,000
CP
ConAgra
12/04/00
6.710
50,000
CP
GMAC
12/04/00
6.500
50,000
CP
GMAC
12/04/00
6.500
50,000
CP
SRAC
12/05/00
6.750
30,000
CP
GMAC
12/05/00
6.500
50,000
CP
Enterprise
12/08/00
6.520
10,733
CP
Heller
12/08/00
6.580
25,000
CP
Enterprise
12/08/00
6.520
50,000
CP
Salomon
12/08/00
6.500
50,000
CP
Salomon
12/08/00
6.500
50,000
11/21/00 REDEMPTIONS
CP
GMAC
11 /21 /00
6.520
50,000
1
9,055.56
6.611
CP
GMAC
11 /21 /00
6.520
50,000
1
9,055.56
6.611
CP
GMAC
11/21/00
6.520
50,000
1
9,055.56
6.611
CP
GMAC
11 /21 /00
6.520
50,000
1
9,055.56
6.611
CP
Heller
11 /21 /00
6.580
50,000
33
301,583.33
6.711
PURCHASES
CP
AT&T
12/04/00
6.640
41,000
CP
AT&T
12/04/00
6.640
50,000
CP
Heller
12/06/00
6.650
35,000
Disc Notes
FHLMC
09/26/01
6.100
50,000
Disc Notes
FHLMC
09/26/01
6.100
50,000
Disc Notes
FNMA
08/24/01
6.110
50,000
Disc Notes
FNMA
08/24/01
6.110
50,000
11/22/00 REDEMPTIONS
CD Austria 6.980% 11 /22/00 6.970 50,000 187 1,810,354.64 7.066
CD Austria 6.980% 11 /22/00 6.970 50,000 187 1,810,354.64 7.066
PURCHASES
CP Household 11 /28/00 6.560 50,000
10
11/22/00 PURCHASES (continued)
CP
Household
11/28/00
6.560
50,000
CP
GECC
03/01/01
6.430
50,000
CP
GECC
03/01/01
6.430
50,000
CP
GMAC
03/01/01
6.430
50,000
CP
GMAC
03/01/01
6.430
50,000
CP
U/B Calif .
03/05/01
6.460
50,000
CP
GMAC
03/07/01
6.430
50,000
CP
GMAC
03/07/01
6.430
50,000
CP
GECC
03/09/01
6.430
50,000
CP
GECC
03/09/01
6.430
50,000
Disc Notes
FHLMC
08/29/01
6.120
50,000
Disc Notes
FHLMC
08/29/01
6.120
50,000
Disc Notes
FNMA
08/16/01
6.100
50,000
Disc Notes
FNMA
08/16/01
6.100
50,000
Treas
Bills
08/30/01
5.855
50,000
Treas
Bills
08/30/01
5.855
50,000
Treas
Bills
08/30/01
5.855
50,000
Treas
Bills
08/30/01
5.855
50,000
Treas
Notes
5.875% 10/31 /01
6.191
50,000
Treas
Notes
5.875% 10/31 /01
6.191
50,000
11/27/00 REDEMPTIONS
CD
Bayer Ver
6.970%
11/27/00
6.780
25,000 160 756,924.21 6.902
MTN
FR GMAC
5.550%
11/27/00
5.550
50,000 734 6,229,487.40 6.195
FNMA
4.840%
11/27/00
5.000
25,000 733 2,498,861.11 5.005
PURCHASES
CP
Country
11/28/00
6.550
12,342
CP
GECC
11/28/00
6.530
50,000
CP
GECC
11/28/00
6.530
50,000
CP
GMAC
03/28/01
6.440
40,000
CP
GMAC
03/28/01
6.440
50,000
CP
FMCC
05/25/01
6.350
50,000
CP
FMCC
05/25/01
6.350
50,000
MTN
Disney
7.000%
04/10/02
6.583
27,500
11/28/00 REDEMPTIONS
BN
Banc One
6.810%
11/28/00
6.810
50,000
161
1,522,791.67
6.904
BN
Banc One
6.810%
11/28/00
6.810
50,000
161
1,522,791.67
6.904
BN
B/A
7.020%
11/28/00
7.020
30,000
187
1,093,950.00
7.117
BN
B/A
7.020%
11/28/00
7.020
50,000
187
1,823,250.00
7.117
CD
Zions
6.780%
11/28/00
6.770
50,000
153
1,438,684.43
6.864
CD
Zions
6.780%
11/28/00
6.770
50,000
153
1,438,684.43
6.864
11
11/28/00 REDEMPTIONS (continued)
CD
WestDeut
6.780%
11/28/00
6.780
50,000
153
1,440,750.00
6.874
CD
WestDeut
6.780%
11/28/00
6.780
50,000
153
1,440,750.00
6.874
CD
Nova Scot
6.760%
11/28/00
6.760
50,000
160
1,502,222.22
6.853
CD
Nova Scot
6.760%
11/28/00
6.760
50,000
160
1,502,222.22
6.853
CD
US Bank
6.765%
11 /28100
6.765
50,000
160
1,503,333.33
6.858
CD
US Bank
6.765%
11/28/00
6.765
50,000
160
1,503,333.33
6.858
CD
Fst Union
7.020%
11/28/00
7.020
50,000
187
1,823,250.00
7.117
CD
Fst Union
7.020%
11/28/00
7.020
50,000
187
1,823,250.00
7.117
CD
Fst Union
7.000%
11/28/00
7.000
50,000
193
1,876,388.89
7.097
CD
Fst Union
7.000%
11/28/00
7.000
50,000
193
1,876,388.89
7.097
CP
Country
11/28/00
6.550
12,342
1
2,245.56
6.642
CP
GECC
11/28/00
6.530
50,000
1
9,069.44
6.621
CP
GECC
11/28/00
6.530
50,000
1
9,069.44
6.621
CP
Household
11/28/00
6.560
50,000
6
54,666.67
6.658
CP
Household
11/28/00
6.560
50,000
6
54,666.67
6.658
CP
ConAgra
11/28/00
6.720
50,000
13
121,333.33
6.829
CP
Morg Stan
11/28/00
6.590
50,000
151
1,382,069.44
6.871
CP
Morg Stan
11/28/00
6.590
50,000
151
1,382,069.44
6.871
CP
Household
11/28/00
6.590
40,000
159
1,164,233.33
6.881
CP
GMAC
11/28/00
6.570
50,000
159
1,450,875.00
6.860
CP
GMAC
11/28/00
6.570
50,000
159
1,450,875.00
6.860
CP
GMAC
11/28/00
6.570
50,000
159
1,450,875.00
6.860
CP
FMCC
11/28/00
6.580
50,000
159
1,453,916.67
6.892
CP
FMCC
11/28/00
6.580
50,000
159
1,453,916.67
6.892
CP
FMCC
11/28/00
6.580
50,000
159
1,453,916.67
6.892
CP
FMCC
11/28/00
6.580
50,000
159
1,453,916.67
6.892
CP
FMCC
11/28/00
6.580
50,000
159
1,453,916.67
6.892
CP
FMCC
11/28/00
6.580
50,000
159
1,453,916.67
6.892
CP
Household
11/28/00
6.590
50,000
159
1,455,291.67
6.881
CP
Household
11/28/00
6.590
50,000
159
1,455,291.67
6.881
CP
GECC
11/28/00
6.600
50,000
159
1,457,500.00
6.860
CP
GECC
11/28/00
6.600
50,000
159
1,457,500.00
6.860
CP
GECC
11/28/00
6.600
50,000
159
1,457,500.00
6.860
CP
GECC
11/28/00
6.600
50,000
159
1,457,500.00
6.860
CP
GECC
11/28/00
6.600
50,000
159
1,457,500.00
6.860
CP
GECC
11/28/00
6.600
50,000
159
1,457,500.00
6.860
Disc Notes
FNMA
11/28/00
5.610
50,000
355
2,766,041.67
6.021
Disc Notes
FNMA
11/28/00
5.610
50,000
355
2,766,041.67
6.021
PURCHASES
CD
Austria
6.630%
02/28/01
6.630
50,000
CD
Austria
6.630%
02/28/01
6.630
50,000
CD
UBS
6.590%
03/28/01
6.580
50,000
CD
UBS
6.590%
03/28/01
6.580
50,000
CD
US Bank
6.600%
04/02/01
6.600
50,000
12
11/28/00 PURCHASES (continued)
CD
Cr Agric
6.580% 05/29/01
6.580
50,000.
CD
Cr Agric
6.580% 05/29/01
6.580
50,000
CP
AT&T
12/05/00
6.620
30,142
CP
AT&T
12/05/00
6.620
50,000
CP
FMCC
12/08/00
6.520
50,000
11/29/00 NO SALES
PURCHASES
CP
GECC
11/30/00
6.450
30,000
CP
GECC
11/30/00
6.450
50,000
CP
GECC
11/30/00
6.450
50,000
CP
GECC
11/30/00
6.450
50,000
CP
GECC
11/30/00
6.450
50,000
CP
GECC
11/30/00
6.450
50,000
CP
Country
11/30/00
6.550
56,000
CP
Country
11/30/00
6.550
50,000
CP
Country
11/30/00
6.550
50,000
CP
Country
11/30/00
6.550
50,000
CP
FMCC
12/04/00
6.490
50,000
CP
FMCC
12/04/00
6.490
50,000
CP
GMAC
12/06/00
6.510
50,000
CP
GMAC
12/06/00
6.510
50,000
CP
AT&T
12/11/00
6.620
21,043
CP
AT&T
12/11/00
6.620
50,000
CP
FMCC
12/11/00
6.490
50,000
CP
FMCC
12/11/00
6.490
50,000
CP
ConAgra
01 /10/01
7.120
50,000
CP
GMAC
01 /16/01
6.580
50,000
CP
GMAC
01/16/01
6.580
50,000
CP
GMAC
01 /16/01
6.580
50,000
CP
GMAC
01 /16/01
6.580
50,000
Disc Notes
FHLMC
09/28/01
6.070
50,000
Disc Notes
FHLMC
09/28/01
6.070
50,000
Disc Notes
FNMA
08/29/01
6.100
50,000
Disc Notes
FNMA
08/29/01
6.100
50,000
11/30/00 RRS
Treas
Bills
08/30/01
6.330
50,000
Treas
Bills
08/30/01
6.330
50,000
Treas
Bills
08/30/01
6.330
50,000
Treas
Bills
08/30/01
6.330
50,000
13
11/30/00 REDEMPTIONS
CD
Den Danske
6.530%
11/30/00
6.520
50,000
44
398,449.28
6.610
CD
Den Danske
6.530%
11/30/00
6.520
50,000
44
398,449.28
6.610
CD
RB Canada
6.530%
11/30/00
6.510
50,000
56
506,348.93
6.600
CD
RB Canada
6.530%
11/30/00
6.510
50,000
56
506,348.93
6.600
CD
Citicorp
6.980%
11/30/00
6.850
50,000
181
1,724,070.24
6.949
CID
GECC
11/30/00
6.450
30,000
1
5,375.00
6.540
CID
GECC
11/30/00
6.450
50,000
1
8,958.33
6.540
CID
GECC
11/30/00
6.450
50,000
1
8,958.33
6.540
CID
GECC
11/30/00
6.450
50,000
1
8,958.33
6.540
CID
GECC
11/30/00
6.450
50,000
1
8,958.33
6.540
CID
GECC
11/30/00
6.450
50,000
1
8,958.33
6.540
CID
Country
11/30/00
6.550
50,000
1
9,097.22
6.642
CID
Country
11/30/00
6.550
50,000
1
9,097.22
6.642
CID
Country
11/30/00
6.550
50,000
1
9,097.22
6.642
CID
Country
11/30/00
6.550
50,000
1
9,097.22
6.642
CID
Salomon
11/30/00
6.490
50,000
17
153,236.11
6.600
CID
Salomon
11/30/00
6.490
50,000
17
153,236.11
6.600
CID
FMCC
11/30/00
6.480
50,000
36
324,000.00
6.612
CID
FMCC
11/30/00
6.480
50,000
36
324,000.00
6.612
CID
Salomon
11/30/00
6.480
50,000
36
324,000.00
6.612
CID
Salomon
11/30/00
6.480
50,000
36
324,000.00
6.612
CID
Merrill
11/30/00
6.470
50,000
44
395,388.89
6.612
CID
Merrill
11/30/00
6.470
50,000
44
395,388.89
6.612
CP
Morg Stan
11/30/00
6.470
50,000
48
431,333.33
6.616
CID
Morg Stan
11/30/00
6.470
50,000
48
431,333.33
6.616
CID
Salomon
11/30/00
6.470
50,000
70
629,027.78
6.643
CID
Salomon
11/30/00
6.470
50,000
70
629,027.78
6.643
CID
GECC
11/30/00
6.450
50,000
78
698,750.00
6.632
CID
GECC
11/30/00
6.450
50,000
78
698,750.00
6.632
CID
GECC
11/30/00
6.450
50,000
80
716,666.67
6.634
CID
GECC
11/30/00
6.450
50,000
80
716,666.67
6.634
CID
CAFCO
11/30/00
6.480
50,000
83
747,000.00
6.669
CID
CAFCO
11/30/00
6.480
50,000
83
747,000.00
6.669
CID
GMAC
11/30/00
6.450
50,000
84
752,500.00
6.639
CID
GMAC
11/30/00
6.450
50,000
84
752,500.00
6.639
Disc Notes
FHLMC
11/30/00
6.395
50,000
84
746,083.50
6.582
Disc Notes
FHLMC
11/30/00
6.395
50,000
84
746,083.50
6.582
Disc Notes
FHLMC
11/30/00
6.395
50,000
85
754,965.50
6.583
Disc Notes
FHLMC
11/30/00
6.395
50,000
85
754,965.50
6.583
MTN FIR
Chase
5.500%
11/30/00
5.500
50,000
737
6,202,734.39
6.143
Treas
Notes
4.625%
11/30/00
4.709
50,000
702
4,518,887.36
7.100
Treas
Notes
4.625%
11/30/00
4.709
50,000
702
4,518,887.36
7.100
Treas
Notes
4.625%
11/30/00
4.711
50,000
702
4,520,840.48
4.712
Treas
Notes
4.625%
11/30/00
4.711
50,000
702
4,520,840.48
4.712
Treas
Notes
4.625%
11/30/00
4.602
50,000
708
4,459,349.24
4.603
Treas
Notes
4.625%
11/30/00
4.602
50,000
708
4,459,349.24
4.603
14
11/30/00 REDEMPTIONS (continued)
Treas
Notes
4.625%
11/30/00
4.602
50,000
708
4,459,349.24
4.603
Treas
Notes
4.625%
11/30/00
4.602
50,000
708
4,459,349.24
4.603
RRP
Treas
Bills
05/31/01
6.150
50,000
17
(140,271.25)
-6.235
Treas
Bills
05/31/01
6.150
50,000
17
(140,271.25)
-6.235
Treas
Bills
05/31/01
6.200
50,000
36
(298,762.50)
-6.286
Treas
Bills
05/31/01
6.200
50,000
36
(298,762.50)
-6.286
Treas
Bills
05/31/01
6.200
50,000
36
(298,762.50)
-6.286
Treas
Bills
05/31/01
6.200
50,000
36
(298,762.50)
-6.286
Treas
Bills
05/31/01
6.250
50,000
44
(367,239.58)
-6.336
Treas
Bills
05/31/01
6.250
50,1000
44
(367;239.58)
-6.336
Treas
Bills
05/31/01
6.240
50,000
84
(695,968.00)
-6.326
Treas
Bills
05/31/01
6.240
50,000
84
(695,968.00)
-6.326
Treas
Bills
05/31/01
6.240
50,000
85
(704,253.33)
-6.326
Treas
Bills
05/31/01
6.240
50,000
85
(704,253.33)
-6.326
Treas
Bills
08/30/01
5.950
50,000
44
(345,430.56)
-6.032
Treas
Bills
08/30/01
5.950
50,000
44
(345,430.56)
-6.032
Treas
Bills
08/30/01
5.950
50,000
56
(438,019.17)
-6.032
Treas
Bills
08/30/01
5.950
50,000
56
(438,019.17)
-6.032
Treas
Bills
08/30/01
6.220
50,000
84
(683,578.00)
-6.306
Treas
Bills
08/30/01
6.220
50,000
84
(683,578.00)
-6.306
Treas
Notes
4.625%
11/30/00
6.185
50,000
48
(418,312.17)
-6.270
Treas
Notes
4.625%
11/30/00
6.185
50,000
48
(418,312.17)
-6.270
Treas
Notes
4.625%
11/30/00
6.125
50,000
70
(602,185.33)
-6.210
Treas
Notes
4.625%
11/30/00
6.125
50,000
70
(602,185.33)
-6.210
Treas
Notes
4.625%
11/30/00
6.080
50,000
78
(665,253.33)
-6.164
Treas
Notes
4.625%
11/30/00
6.080
50,000
78
(665,253.33)
-6.164
Treas
Notes
4.625%
11/30/00
6.150
50,000
80
(652,925.00)
-6.235
Treas
Notes
4.625%
11/30/00
6.150
50,000
80
(652,925.00)
-6.235
Treas
Notes
4.625%
11/30/00
6.180
50,000
83
(718,714.43)
-6.265
Treas
Notes
4.625%
11/30/00
6.180
50,000
83
(718,714.43)
-6.265
PURCHASES g/
CD
Montreal
6.660%
01/10/01
6.650
45,000
CD
Montreal
6.660%
01/10/01
6.650
50,000
CID
Morg Stan
01/10/01
6.600
46,172
CID
Morg Stan
01/10/01
6.600
50,000
PURCHASES
BN
Banc One
6.570%
03/28/01
6.570
45,000
CD
Deutsche
6.550%
02/28/01
6.550
50,000
CD
Deutsche
6.550%
02/28/01
6.550
50,000
15
11/30/00 PURCHASES (continued)
Treas
Bills
11 /29/01
5.612
50,000
Treas
Bills
11 /29/01
5.612
50,000
Treas
Bills
11 /29/01
5.615
50,000
Treas
Bills
11 /29/01
5.615
50,000
16
a/ The abbreviations indicate the type of security purchased or sold;
i.e., (U.S.) Bills, Bonds, Notes, Debentures, Discount Notes,
and Participation Certificates: Federal National Mortgage Association
(FNMA), Farmers Home Administration Notes (FHA), Student Loan
Marketing Association (SLMA), Small Business Association (SBA),
Negotiable Certificates of Deposit (CD), Negotiable Certificates of
Deposit Floating Rate (CD FR), Export Import Notes (EXIM),
Bankers Acceptances (BA), Commercial Paper (CP), Government
National Mortgage Association (GNMA), Federal Home Loan Bank
Notes (FHLB), Federal Land Bank Bonds (FLB), Federal Home Loan
Mortgage Corporation Obligation (FHLMC PC) & (FHLMC GMC),
Federal Farm Credit Bank Bonds (FFCB), Federal Farm Credit Discount
Notes (FFC), Corporate Securities (CB), U.S. Ship Financing Bonds
(TITLE XI' S), International Bank of Redevelopment (IBRD), Tennessee
Valley Authority (TVA) Medium Term Notes (MTN).
b/ Purchase or sale yield based on 360 day calculation for discount
obligations and Repurchase Agreements.
c/ Repurchase Agreement.
d/ Par amount of securites purchased, sold, or redeemed.
e/ Securities were purchased and sold as of the same date.
f/ Repurchase Agreement against Reverse Repurchase Agreement.
E/ Outright purchase against Reverse Repurchase Agreement.
h/ Security "SWAP" transactions.
i/ Buy back agreement.
RRS Reverse Repurchase Agreement.
RRP Termination of Reverse Repurchase Agreement.
17
TIME DEPOSITS
DEPOSIT
PAR
MATURITY
NAME
DATE
YIELD
AMOUNT (S)
DATE
AGOURA HILLS
Pacific Crest Bank
11/30/99
5.740
5,000,000.00
12/01/00
Pacific Crest Bank
12/28/99
5.980
5,000,000.00
12/27/00
Pacific Crest Bank
10/16/00
6.240
10,000,000.00
01/16/01
Pacific Crest Bank
08/31/00
6.430
5,000,000.00
02/27/01
Pacific Crest Bank
10/04/00
6.330
8,000,000.00
04/02/01
ALHAMBRA
Grand National Bank
07/20/00
6.360
3,095,000.00
01/16/01
Grand National Bank
08/07/00
6.330
3,000,000.00
02/16/01
Grand National Bank
09/06/00
6.300
3,000,000.00
05/31/01
Grand National Bank
06/23/00
6.170
1,000,000.00
06/25/01
Grand National Bank
07/14/00
6.120
2,000,000.00
07/13/01
Omni Bank
09/05/00
6.210
6,000,000.00
12/04/00
Omni Bank
10/30/00
6.370
1,300,000.00
01/29/01
Omni Bank
11/28/00
6.380
2,000,000.00
02/26/01
ARROYO GRANDE
Mid -State Bank
07/17/00
6.270
5,000,000.00
01/12/01
Mid -State Bank
09/19/00
6.230
5,000,000.00
03/19/01
Mid -State Bank
10/16/00
6.220
5,000,000.00
04/16/01
BEVERLY HILLS
City National Bank
02/28/00
6.220
20,000,000.00
02/28/01
City National Bank
09/15/00
6.200
20,000,000.00
03/16/01
City National Bank
10/16/00
6.250
25,000,000.00
04/16/01
City National Bank
09/29/00
6.220
50,000,000.00
06/05/01
CAMARILLO
Camarillo Community Bank
11/21/00
6.370
3,000,000.00
02/21/01
CHICO
North State National Bank
07/07/00
6.220
3,000,000.00
01/05/01
North State National Bank
08/24/99
6.380
1,000,000.00
02/23/01
North State National Bank
09/01/00
6.410
1,500,000.00
03/02/01
North State National Bank
04/06/00
6.170
1,000,000.00
04/06/01
North State National Bank
04/07/00
6.170
1,000,000.00
04/06/01
Tri Counties Bank
09/06/00
6.280
10,000,000.00
12/05/00
18
NAME
CHICO (continued)
Tri Counties Bank
Tri Counties Bank
Tri Counties Bank
CHULA VISTA
North Island FCU
North Island FCU
CITY OF INDUSTRY
EverTrust Bank
EverTrust Bank
EverTrust Bank
EverTrust Bank
CONCORD
CA State 9 Credit Union
DU_
Operating Engineers FCU
Operating Engineers FCU
Operating Engineers FCU
EL CENTRO
Valley Independent Bank
Valley Independent Bank
Valley Independent Bank
Valley Independent Bank
EL SEGUNDO
Xerox Federal Credit Union
Xerox Federal Credit Union
Xerox Federal Credit Union
FRESNO
United Security Bank
TIME DEPOSITS
DEPOSIT PAR
DATE YIELD AMOUNT (s)
09/12/00
6.190
10,000,000.00
09/19/00
6.180
10,000,000.00
10/10/00
6.260
10,000,000.00
09/15/00
6.170
20,000,000.00
09/15/00
6.240
20,000,000.00
09/11/00
6.170
4,000,000.00
09/25/00
6.170
2,000,000.00
10/16/00
6.210
3,000,000.00
07/18/00
6.110
3,000,000.00
11 /21 /00 6.410 10, 000, 000.00
09/19/00
6.180
10,000,000.00
08/22/00
6.350
10,000,000.00
11 /30/00
6.310
5, 000, 000.00
07/31/00
6.330
5,000,000.00
08/11/00
6.340
3,750,000.00
10/31/00
6.410
15,000,000.00
05/15/00
6.410
3,750,000.00
09/06/00
6.290
7,000,000.00
08/15/00
6.380
15,000,000.00
11/14/00
6.390
5,000,000.00
11/01/00 6.380 15,000,000.00
19
MATURITY
DATE
12/12/00
12/19/00
01 /08/01
12/15/00
03/14/01
12/11 /00
12/21 /00
04/27/01
07/18/01
02/20/01
12/19/00
02/20/01
05/29/01
01 /29/01
02/15/01
05/01 /01
05/15/01
12/05/00
02/13/01
05/14/01
01 /30/01
TIME DEPOSITS
DEPOSIT PAR
NAME DATE YIELD AMOUNT (S)
FRESNO (continued)
United Security Bank 11/15/00
FULLERTON
Fullerton Community Bank
01 /19/00
Fullerton Community Bank
11/21/00
INGLEWOOD
Imperial Bank
04/27/00
Imperial Bank
10/05/00
Imperial Bank
10/19/00
Imperial Bank
10/12/00
Imperial Bank
11/02/00
Imperial Bank
11/09/00
Imperial Bank
07/06/00
Imperial Bank
09/14/00
Imperial Bank
06/22/00
Imperial Bank
08/10/00
Imperial Bank
08/17/00
Imperial Bank
11/16/00
LA HABRA
South Western FCU 10/10/00
South Western FCU 10/10/00
LA MESA
Borrego Springs Bank
10/30/00
Silvergate Bank
11/13/00
LAGUNA HILLS
Eldorado Bank
12/14/00
Eldorado Bank
10/23/00
Eldorado Bank
11 /20/00
LODI
Farmers & Merchant Bk Cen CA 10/04/00
MATURITY
DATE
6.390 10,000,000.00 05/14/01
6.160
8,000,000.00
01 /19/01
6.390
9,000,000.00
05/21 /01
6.150
26,000,000.00
12/07/00
6.260
20,000,000.00
01/18/01
6.250
25,000,000.00
01/25/01
6.270
25,000,000.00
01/25/01
6.410
15,000,000.00
02/01/01
6.440
18,000,000.00
02/01/01
6.260
25,000,000.00
02/01/01
6.180
75,000,000.00
02/22/01
6.010
20,000,000.00
03/01/01
6.210
18,000,000.00
03/08/01
6.240
25,000,000.00
03/08/01
6.360
25,000,000.00
04/05/01
6.270 3,000,000.00 01/09/01
6.370 3,000,000.00 04/10/01
6.400 1,000,000.00 01 /29/01
6.470 5,000,000.00 02/09/01
6.190 25,000,000.00 12/14/00
6.370 20,000,000.00 01/22/01
6.400 20,000,000.00 02/20/01
6.220 10,000,000.00 01 /04/01
20
NAME
LOS ANGELES
TIME DEPOSITS
DEPOSIT PAR MATURITY
DATE YIELD AMOUNT (s) DATE
Broadway Federal Bank
06/30/00
6.250
1,250,000.00
01/08/01
Broadway Federal Bank
07/07/00
6.230
1,250,000.00
01/08/01
Broadway Federal Bank
10/02/00
6.310
2,500,000.00
04/09/01
California Center Bank
10/06/00
6.240
10,000,000.00
01/04/01
California Chohung Bank
07/19/00
6.320
1,000,000.00
01/17/01
Cathay Bank
09/19/00
6.180
9,000,000.00
12/18/00
Cathay Bank
09/26/00
6.200
10,000,000.00
12/27/00
Cathay Bank
10/13/00
6.280
19,000,000.00
04/13/01
Eastern International Bank
11/06/00
6.420
900,000.00
05/07/01
General Bank
09/08/00
6.230
25,000,000.00
12/08/00
General Bank
10/23/00
6.350
7,000,000.00
01/19/01
General Bank
11 /01 /00
6.380
28,000,000.00
01 /25/01
General Bank
11/06/00
6.410
30,000,000.00
02/06/01
General Bank
11/28/00
6.380
10,000,000.00
02/27/01
Hanmi Bank
06/27/00
6.210
25,000,000.00
01/02/01
Hanmi Bank
10/13/00
6.260
25,000,000.00
04/16/01
Manufacturers Bank
09/05/00
6.300
10,000,000.00
12/04/00
Manufacturers Bank
09/25/00
6.200
10,000,000.00
12/21/00
Manufacturers Bank
11/06/00
6.430
10,000,000.00
02/05/01
Manufacturers Bank
09/11/00
6.290
10,000,000.00
03/12/01
Mercantile National Bank
08/17/00
6.400
2,000,000.00
02/13/01
Preferred Bank
09/11/00
6.180
9,000,000.00
12/11/00
Preferred Bank
09/18/00
6.160
9,000,000.00
12/18/00
Preferred Bank
10/16/00
6.200
3,000,000.00
01/16/01
Preferred Bank
10/02/00
6.260
3,000,000.00
01/16/01
Preferred Bank
11/14/00
6.390
4,000,000.00
02/13/01
Preferred Bank
11/28/00
6.360
7,000,000.00
02/26/01
Sae Han Bank
10/17/00
6.260
3,000,000.00
04/16/01
State Bank of India
01/20/00
6.110
2,000,000.00
01/19/01
State Bank of India
11/07/00
6.330
2,000,000.00
06/12/01
State Bank of India
06/12/00
6.230
2,000,000.00
06/12/01
State Bank of India
11/30/00
6.150
2,000,000.00
08/27/01
Western Federal Credit Union
10/24/00
6.340
25,000,000.00
04/24/01
Wilshire State Bank
01/12/00
6.090
4,000,000.00
01/12/01
Wilshire State Bank
03/17/00
6.230
4,000,000.00
03/19/01
Wilshire State Bank
04/18/00
6.090
5,000,000.00
04/18/01
Wilshire State Bank
05/17/00
6.370
2,000,000.00
05/17/01
Wilshire State Bank
06/07/00
6.290
2,000,000.00
06/07/01
Wilshire State Bank
08/31/00
6.290
4,000,000.00
08/31/01
21
TIME DEPOSITS
DEPOSIT PAR MATURITY
NAME DATE YIELD AMOUNT (a) DATE
MERCED
County Bank
09/11/00
6.200
5,000,000.00
12/11/00
County Bank
07/19/00
6.340
5,000,000.00
01/18/01
County Bank
03/09/00
6.200
5,000,000.00
03/09/01
County Bank
10/17/00
6.280
5,000,000.00
04/20/01
MONTEREY PARK
Trust Bank FSB
06/26/00
6.220
2,000,000.00
01/02/01
Trust Bank FSB
10/02/00
6.330
4,000,000.00
04/02/01
NORTH HIGHLANDS
Safe Credit Union
10/05/00
6.250
5,000,000.00
01/17/01
Safe Credit Union
09/06/00
6.330
20,000,000.00
02/02/01
NORWALK
Cerritos Valley Bank
09/15/00
6.180
1,000,000.00
12/14/00
Cerritos Valley Bank
08/30/00
6.410
1,000,000.00
02/26/01
Cerritos Valley Bank
10/05/00
6.340
1,000,000.00
04/03/01
OAKDALE
Oak Valley Community Bank
08/09/00
6.340
500,000.00
02/05/01
Oak Valley Community Bank
08/21/00
6.360
500,000.00
03/23/01
Oak Valley Community Bank
03/24/00
6.230
1,000,000.00
03/23/01
Oak Valley Community Bank
09/29/00
6.240
1,500,000.00
06/05/01
Oak Valley Community Bank
10/31/00
6.390
2,500,000.00
07/09/01
ONTARIO
Citizens Business Bank
05/25/00
6.450
20,000,000.00
12/07/00
Citizens Business Bank
06/15/00
6.260
10,000,000.00
12/15/06
Citizens Business Bank
07/06/00
6.270
5,000,000.00
01/12/01
Citizens Business Bank
08/09/00
6.350
10,000,000.00
02/09/01
Citizens Business Bank
03/08/00
6.240
5,000,000.00
03/08/01
Citizens Business Bank
09/20/00
6.240
10,000,000.00
03/26/01
Citizens Business Bank
09/18/00
6.230
10,000,000.00
03/26/01
Citizens Business Bank
10/05/00
6.330
20,000,000.00
04/05/01
Citizens Business Bank
11/06/00
6.410
10,000,000.00
05/07/01
22
TIME DEPOSITS
DEPOSIT PAR MATURITY
NAME DATE YIELD AMOUNT (S) DATE
PALM SPRINGS
Canyon National Bank 09/14/00 6.130 95,000.00 12/13/00
PALO ALTO
Bay Area Bank
07/26/00
6.300
5,000,000.00
01/22/01
Bay Area Bank
11/02/00
6.390
5,000,000.00
05/02/01
Bay Bank of Commerce
11/02/00
6.390
5,000,000.00
05/02/01
Coast Commercial Bank
09/11/00
6.200
20,000,000.00
12/11/00
Coast Commercial Bank
10/18/00
6.310
5,000,000.00
04/16/01
Cupertino National Bank
09/01/00
6.340
20,000,000.00
12/01/00
Cupertino National Bank
09/18/00
6.160
10,000,000.00
12/18/00
Cupertino National Bank
10/26/00
6.380
10,000,000.00
04/24/01
Cupertino National Bank
11/02/00
6.390
10,000,000.00
05/02/01
Cupertino National Bank
11/02/00
6.390
25,000,000.00
05/02/01
Golden Gate Bank
09/01/00
6.340
9,000,000.00
12/01/00
Mid -Peninsula Bank
09/01/00
6.340
5,000,000.00
12/01/00
Mid -Peninsula Bank
09/20/00
6.230
10,000,000.00
03/19/01
Mid -Peninsula Bank
11/02/00
6.390
15,000,000.00
05/02/01
Mid -Peninsula Bank
11/02/00
6.390
20,000,000.00
05/02/01
Peninsula Bank of Commerce
09/11/00
6.100
15,000,000.00
12/11/00
PALOS VERDES ESTATES
Malaga Bank
09/26/00
6.220
4,000,000.00
12/27/00
Malaga Bank
07/19/00
6.350
2,000,000.00
01/19/01
Malaga Bank
09/26/00
6.270
2,000,000.00
06/04/01
PASADENA
Community Bank
12/07/99
5.700
5,000,000.00
12/08/00
Community Bank
12/13/99
5.650
10,000,000.00
12/15/00
Community Bank
01/10/00
6.040
20,000,000.00
01/12/01
Community Bank
10/27/00
6.350
5,000,000.00
04/25/01
Community Bank
06/22/00
6.110
5,000,000.00
06/22/01
Community Bank
08/11/00
6.190
15,000,000.00
08/13/01
Wescom Credit Union
11/16/00
6.410
10,000,000.00
05/15/01
PETALUMA
Bank of Petaluma
02/07/00 6.210
23
1,000,000.00 02/07/01
TIME DEPOSITS
DEPOSIT
PAR
NAME
DATE
YIELD
AMOUNT (s)
PICO RIVERA
Pacific West National Bank
11/30/00
6.320
1,000,000.00
PLACERVILLE
El Dorado Savings Bank
02/08/00
6.230
5,000,000.00
El Dorado Savings Bank
03/22/00
6.250
5,000,000.00
El Dorado Savings Bank
04/13/00
6.150
5,000,000.00
El Dorado Savings Bank
05/02/00
6.180
5,000,000.00
El Dorado Savings Bank
06/16/00
6.150
5,000,000.00
POMONA
PFF Bank and Trust
11/30/99
5.900
8,000,000.00
PFF Bank and Trust
03/10/00
6.450
10,000,000.00
PORTERVILLE
Bank of the Sierra
07/28/00
6.300
10,000,000.00
RANCHO SANTA FE
La Jolla Bank
08/11/00
6.340
15,000,000.00
La Jolla Bank
09/26/00
6.310
10,000,000.00
La Jolla Bank
11/28/00
6.380
15,000,000.00
RED BLUFF
Tehama Bank
06/28/00
6.260
5,000,000.00
Tehama Bank
09/08/00
6.300
4,000,000.00
REDDING
North Valley Bank
09/18/00
6.230
3,000,000.00
REDWOOD
Provident Central Credit Union
11/03/00
6.390
20,000,000.00
RICHMOND
Mechanics Bank
03/07/00
6.230
10,000,000.00
Mechanics Bank
04/04/00
6.260
10,000,000.00
24
MATURITY
D_
05/29/01
02/08/01
03/22/01
04/13/01
05/02/01
06/18/01
12/01/00
03/09/01
01 /24/01
02/07/01
03/26/01
05/25/01
01 /05/01
06/01 /01
03/19/01
05/04/01
03/07/01
04/06/01
TIME DEPOSITS
DEPOSIT PAR MATURITY
NAME DATE YIELD AMOUNT (S) DATE
RICHMOND (continued)
Mechanics Bank
04/25/00
6.080
10,000,000.00
04/25/01
Mechanics Bank
05/05/00
6.190
10,000,000.00
05/07/01
Mechanics Bank
06/12/00
6.230
10,000,000.00
06/12/01
Mechanics Bank
08/11/00
6.190
10,000,000.00
08/13/01
Mechanics Bank
10/13/00
5.980
10,000,000.00
10/12/01
SACRAMENTO
American River Bank
12/28/99
5.960
1,000,000.00
12/27/00
American River Bank
09/26/00
6.300
3,000,000.00
03/26/01
American River Bank
10/02/00
6.310
1,000,000.00
04/17/01
American River Bank
06/26/00
6.180
1,000,000.00
06/26/01
Bank of Sacramento
02/16/00
6.240
1,000,000.00
02/16/01
Bank of Sacramento
03/03/00
6.290
500,000.00
03/05/01
Golden One Credit Union
03/24/00
6.180
20,000,000.00
03/23/01
Golden One Credit Union
10/27/00
6.360
10,000,000.00
04/25/01
Golden One Credit Union
06/08/00
6.230
20,000,000.00
06/08/01
Merchants National Bank
07/24/00
6.270
2,000,000.00
01/22/01
Merchants National Bank
10/24/00
6.330
2,000,000.00
04/23/01
River City Bank
10/06/00
6.260
5,000,000.00
01/04/01
River City Bank
08/18/00
6.370
5,000,000.00
02/26/01
River City Bank
10/27/00
6.380
3,000,000.00
04/25/01
Sanwa Bank of California
07/14/00
6.280
10,000,000.00
01 /10/01
Sanwa Bank of California
02/07/00
6.180
7,000,000.00
02/09/01
Sanwa Bank of California
08/22/00
6.350
10,000,000.00
02/23/01
Sanwa Bank of California
08/15/00
6.360
50,000,000.00
02/23/01
Sanwa Bank of California
07/26/00
6.290
5,000,000.00
07/26/01
Union Bank of California
09/25/00
6.240
100,000,000.00
03/26/01
Union Bank of California
10/24/00
6.330
50,000,000.00
04/23/01
Union Bank of California
10/31/00
6.390
100,000,000.00
04/30/01
Union Bank of California
11/14/00
6.360
50,000,000.00
05/15/01
Union Bank of California
11/21/00
6.360
100,000,000.00
05/21/01
SAN BERNARDINO
Business Bank of California 08/09/00 6.350 12,000,000.00 02/05/01
SAN DIEGO
First United Bank 11/30/99 5.700 1,500,000.00 12/01/00
First United Bank 08/07/00 6.320 1,000,000.00 02/16/01
First United Bank 06/21/00 6.110 1,500,000.00 06/21/01
25
TIME DEPOSITS
DEPOSIT PAR MATURITY
NAME DATE YIELD AMOUNT (S) DATE
SAN DIEGO (continued)
Mission Federal Credit Union
09/21/00
6.190
10,000,000.00
01/11/01
Mission Federal Credit Union
11/30/33
6.330
10,000,000.00
05/25/01
Neighborhood National Bank
02/02/00
6.240
1,000,000.00
02/09/01
Neighborhood National Bank
11/21/00
6.380
1,000,000.00
05/22/01
Scripps Bank
10/02/00
6.250
5,000,000.00
12/12/00
Scripps Bank
09/18/00
6.160
5,000,000.00
12/12/00
Scripps Bank
06/15/00
6.260
5,000,000.00
12/12/00
Scripps Bank
11/02/00
6.260
10,000,000.00
12/12/00
SAN FRANCISCO
Bank of Canton California
07/21/00
6.310
5,000,000.00
01/12/01
Bank of Canton California
05/31/00
6.430
10,000,000.00
01/12/01
Bank of Canton California
08/09/00
6.320
10,000,000.00
02/05/01
Bank of Canton California
09/13/00
6.220
5,000,000.00
05/22/01
Bank of Canton California
05/22/00
6.230
10,000,000.00
05/22/01
Bank of Canton California
11/03/00
6.360
5,000,000.00
06/15/01
Bank of Canton California
11/02/00
6.360
5,000,000.00
06/15/01
Bank of Canton California
11/09/00
6.380
10,000,000.00
06/15/01
Bank of Canton California
09/01/00
6.260
20,000,000.00
08/31/01
Bank of the West
09/01 /00
6.340
50,000,000.00
01 /08/01
Bank of the West
08/21/00
6.350
50,000,000.00
02/23/01
Bank of the West
04/14/00
6.170
50,000,000.00
04/16/01
Bank of the West
05/01/00
6.140
25,000,000.00
04/27/01
Bank of the West
04/28/00
6.140
51,500,000.00
04/27/01
Bank of the West
05/05/00
6.190
25,000,000.00
05/04/01
Bank of the West
05/16/00
6.400
25,000,000.00
05/18/01
Bank of the West
05/25/00
6.230
142,000,000.00
05/25/01
Bank of the West
07/03/00
6.080
34,000,000.00
07/06/01
California Federal Bank
01/05/00
6.080
8,000,000.00
01/05/01
California Federal Bank
07/17/00
6.290
100,000,000.00
01/17/01
California Federal Bank
11/20/00
6.380
50,000,000.00
02/21/01
California Pacific Bank
09/20/00
6.160
1,000,000.00
12/19/00
California Pacific Bank
09/20/00
6.220
1,000,000.00
03/19/01
Millennium Bank
07/31/00
6.340
1,000,000.00
01/29/01
Millennium Bank
08/30/00
6.420
1,000,000.00
02/26/01
Millennium Bank
11/28/00
6.400
1,000,000.00
05/30/01
Millennium Bank
10/31/00
6.410
2,000,000.00
07/02/01
Oceanic Bank
03/07/00
6.230
2,000,000.00
03/15/01
Oceanic Bank
03/15/00
6.210
2,000,000.00
03/15/01
Trans Pacific National Bank
03/17/00
6.250
800,000.00
03/19/01
United Commercial Bank
10/13/00
6.260
10,000,000.00
01/12/01
26
TIME DEPOSITS
DEPOSIT PAR MATURITY
NAME DATE YIELD AMOUNT (S) DATE
SAN FRANCISCO (continued)
United Commercial Bank
07/26/00
6.300
20,000,000.00
01/22/01
United Commercial Bank
08/10/00
6.350
20,000,000.00
02/06/01
United Commercial Bank
03/20/00
6.240
25,000,000.00
03/20/01
United Commercial Bank
10/06/00
6.320
30,000,000.00
04/04/01
United Commercial Bank
09/01/00
6.320
20,000,000.00
08/31/01
SAN JOSE
Heritage Bank of Commerce
08/21/00
6.360
2,000,000.00
02/16/01
Meriwest Credit Union
07/26/00
6.310
14,000,000.00
01/22/01
Meriwest Credit Union
10/10/00
6.380
8,000,000.00
04/09/01
Santa Clara Co. Fed. C.U.
08/10/00
6.340
15,000,000.00
02/06/01
SAN LUIS OBISPO
First Bank of San Luis Obispo
09/18/00
6.160
5,000,000.00
12/18/00
First Bank of San Luis Obispo
10/10/00
6.270
1,000,000.00
01/08/01
First Bank of San Luis Obispo
11/01/00
6.380
3,600,000.00
01/30/01
First Bank of San Luis Obispo
11/06/00
6.430
2,000,000.00
02/09/01
First Bank of San Luis Obispo
11/20/00
6.380
2,500,000.00
02/20/01
First Bank of San Luis Obispo
10/23/00
6.330
1,000,000.00
04/20/01
Mission Community Bank
09/12/00
6.190
1,000,000.00
12/11/00
Mission Community Bank
10/10/00
6.270
1,000,000.00
01/10/01
Mission Community Bank
01/10/00
6.060
500,000.00
01/12/01
Mission Community Bank
09/12/00
6.280
1,000,000.00
03/12/01
San Luis Trust Bank
07/11/00
6.240
350,000.00
01/08/01
San Luis Trust Bank
08/04/00
6.380
1,000,000.00
01 /31 /01
East West Federal Bank
10/05/00
6.260
12,000,000.00
01/05/01
East West Federal Bank
11/02/00
6.410
35,000,000.00
02/01/01
East West Federal Bank
05/04/00
6.200
35,000,000.00
05/04/01
East West Federal Bank
11/13/00
6.390
38,000,000.00
05/18/01
SAN RAFAEL
Westamerica Bank
08/07/00
6.330
25,000,000.00
01/30/01
Westamerica Bank
07/31/00
6.310
25,000,000.00
01/30/01
Westamerica Bank
09/19/00
6.220
25,000,000.00
03/22/01
Westamerica Bank
04/18/00
6.080
25,000,000.00
04/18/01
Westamerica Bank
05/15/00
6.400
50,000,000.00
05/15/01
27
TIME DEPOSITS
DEPOSIT
NAME DATE YIELD_
SAN RAFAEL (continued)
Westamerica Bank
10/25/00
Westamerica Bank
07/14/00
SAN RAMON
Ebtel Federal Credit Union
07/06/00
Ebtel Federal Credit Union
10/06/00
SANTA BARBARA
FNB of Central California
07/10/00
FNB of Central California
09/07/00
FNB of Central California
10/18/00
FNB of Central California
08/07/00
Santa Barbara Bank & Trust
07/14/00
Santa Barbara Bank & Trust
07/21/00
Santa Barbara Bank & Trust
08/11/00
Santa Barbara Bank & Trust
09/08/00
Santa Barbara Bank & Trust
10/10/00
Santa Barbara Bank & Trust
06/09/00
Santa Barbara Bank & Trust
07/07/00
SANTA CLARA
Bank of Santa Clara
03/17/00
SANTA CLARITA
Valencia Bank & Trust
09/22/00
Valencia Bank & Trust
09/22/00
SANTA ROSA
Community First Credit Union
10/02/00
National Bank of the Redwoods
10/31 /00
National Bank of the Redwoods
10/30/00
Redwood Credit Union
09/06/00
STOCKTON
Pacific State Bank
07/18/00
Pacific State Bank
10/16/00
6.330
6.080
6.240
6.340
6.230
6.310
6.270
6.350
6.290
6.250
6.210
6.330
6.340
6.260
6.080
PAR
AM_ (SI
25,000,000.00
25, 000, 000.00
1,750,000.00
1,750,000.00
10,000,000.00
10,000,000.00
10,000,000.00
10,000,000.00
10,000,000.00
10,000,000.00
10,000,000.00
10, 000, 000.00
10,000,000.00
10,000,000.00
10,000,000.00
6.230
2,000,000.00
6.230
1,000,000.00
6.230
3,000,000.00
6.270
2,000,000.00
6.360
5,000,000.00
6.390
10,000,000.00
6.350
17,000,000.00
6.340
1, 000, 000.00
6.270
1, 000, 000.00
28
MATURITY
DATE
07/13/01
07/13/01
01 /05/01
04/04/01
01 /08/01
03/06/01
04/17/01
05/01 /01
01 /10/01
01 /22/01
03/09/01
04/06/01
05/03/01
06/08/01
07/06/01
03/19/01
03/21 /01
03/21 /01
01 /04/01
02/01 /01
04/30/01
03/05/01
01 /12/01
04/16/01
TIME DEPOSITS
DEPOSIT PAR MATURITY
NAME DATE YIELD AMOUNT (S) DATE
STOCKTON (continued)
Union Safe Deposit Bank
08/07/00
6.360
10,000,000.00
02/05/01
Union Safe Deposit Bank
11/16/00
6.410
10,000,000.00
02/21/01
Union Safe Deposit Bank
03/15/00
6.260
10,000,000.00
03/15/01
Union Safe Deposit Bank
04/13/00
6.200
10,000,000.00
04/13/01
Union Safe Deposit Bank
11/09/00
6.430
10,000,000.00
05/08/01
Washington Mutual Bank
12/20/99
5.940
15,000,000.00
12/28/00
Washington Mutual Bank
07/14/00
6.120
15,000,000.00
01/23/01
Washington Mutual Bank
07/14/00
6.250
15,000,000.00
01/23/01
Washington Mutual Bank
08/10/00
6.330
15,000,000.00
02/22/01
Washington Mutual Bank
02/18/00
6.210
15,000,000.00
02/22/01
Washington Mutual Bank
09/15/00
6.180
30,000,000.00
03/14/01
Washington Mutual Bank
10/27/00
6.360
30,000,000.00
05/01/01
Washington Mutual Bank
11/13/00
6.380
30,000,000.00
06/01/01
SUNNYVALE
Asiana Bank
TORRANCE
10/06/00 6.260 1,500,000.00 01 /04/01
China Trust Bank (USA)
09/05/00
6.210
20,000,000.00
12/04/00
China Trust Bank (USA)
09/14/00
6.110
5,000,000.00
12/13/00
China Trust Bank (USA)
10/06/00
6.260
10,000,000.00
01/04/01
China Trust Bank (USA)
11/13/00
6.420
10,000,000.00
02/13/01
China Trust Bank (USA)
10/23/00
6.330
15,000,000.00
04/23/01
South Bay Bank
09/13/00
6.120
2,000,000.00
12/12/00
South Bay Bank
07/17/00
6.320
2,000,000.00
01/16/01
South Bay Bank
07/31 /00
6.330
1,000,000.00
01 /29/01
South Bay Bank
08/28/00
6.390
3,000,000.00
03/02/01
South Bay Bank
10/31/00
6.410
2,000,000.00
05/04/01
TUSTIN
First Fidelity Investment & Loan
07/27/00
6.290
4,000,000.00
01/25/01
First Fidelity Investment & Loan
08/10/00
6.340
6,000,000.00
02/06/01
First Fidelity Investment & Loan
03/01/01
6.210
15,000,000.00
03/01/01
First Fidelity Investment & Loan
10/17/00
6.270
10,000,000.00
04/20/01
Sunwest Bank
07/31/00
6.310
2,500,000.00
01/25/01
Sunwest Bank
07/27/00
6.290
3,300,000.00
01/25/01
Sunwest Bank
09/08/00
6.300
1,000,000.00
03/09/01
Sunwest Bank
10/12/00
6.320
3,500,000.00
04/10/01
Sunwest Bank
10/20/00
6.310
2,500,000.00
04/20/01
29
NAME
VACAVILLE
Travis Credit Union
VIS_ ALIA
Bank of Visalia
Bank of Visalia
WATSONVILLE
Monterey Bay Bank
WHITTIER
Quaker City Bank
Quaker City Bank
Quaker City BAnk
Quaker City Bank
Quaker City Bank
TOTAL TIME DEPOSITS
TIME DEPOSITS
DEPOSIT
DATE YIELD
09/06/00
6.350
08/01 /00
6.340
10/30/00
6.360
09/29/00
10/02/00
07/12/00
10/02/00
04/18/00
09/08/00
11 /30/00
6.220
PAR
AMOUNT
40,000,000.00
1,000,000.00
2, 000, 000.00
8,000,000.00
6.250
7, 000, 000.00
6.260
7,000,000.00
6.300
8,000,000.00
6.090
8,000,000.00
6.300
25,000,000.00
30
4,206,940,000.00
MATURITY
DATE
03/05/01
01 /30/01
01 /30/01
01 /05/01
01 /08/01
01 /08/01
04/06/01
04/18/01
05/31 /01
BANK DEMAND DEPOSITS
NOVEMBER
2000
($ in thousands)
DAILY BALANCES
DAY OF
BALANCES
WARRANTS
MONTH
PER BANKS
OUTSTANDING
1
$ 231,310
$ 2,037,362
2
249,111
1,693,380
3
242,222
1,971,217
4
242,222
1,971,217
5
2429222
1,971,217
6
417,935
1,796,669
7
369,701
1,894,788
8
3349302
194019740
9
80,491
1,635,512
'10
288,452
1,638,289
11
288,452
1,638,289
12
288,452
1,638,289
13
323,224
1,287,370
14
2569937
193409868
15
518,173
1,361,806
16
212,210
1,392,559
17
277,689
1,262,176
18
277,689
1,262,176
19
277,689
1,262,176
20
333,676
1,433,861
21
578,737
1,605,467
22
8,306
1,535,401
23
8,306
1,535,401
24
931,712
1,535,401
25
931,712
1,535,401
26
931,712
1,535,401
27
601,281
1,429,234
28
7739532
1,591,096
29
62,827
1,684,959
30
236,700
1,753,663
AVERAGE DOLLAR DAYS $ 360,566 a/
The prescribed bank balance for November was $359,463. This consisted of
$172,538 in compensating balances for services, balances for uncollected
funds of $194,217 and a deduction of $7,292 for October delayed
deposit credit.
31
DESIGNATION BY POOLED MONEY INVESTMENT BOARD
OF TREASURY POOLED MONEY INVESTMENTS AND DEPOSITS
No. 1617
In accordance with sections 16480 through 16480.8 of the Government Code, the Pooled Money Investment Board, at its
meeting on November 15, 2000, has determined and designated the amount of money available for deposit and investment
under said sections. In accordance with sections 16480.1 and 16480.2 of the Government Code, it is the intent that the
money available for deposit or investment be deposited in bank accounts and savings and loan associations or invested in
securities in such a manner so as to realize the maximum return consistent with safe and prudent treasury management,
and the Board does hereby designate the amount of money available for deposit in bank accounts, savings and loan associ-
actions, and for investment in securities and the type of such deposits and investments as follows:
1. In accordance with law, for deposit in demand
bank accounts as Compensating Balance for Services
$ 163,084,000
The active noninterest-bearing bank accounts designation constitutes a calendar month average balance. For purposes of
computing the compensating balances, the Treasurer shall exclude from the daily balances any amounts contained therein as
a result of nondelivery of securities purchased for "cash" for the Pooled Money Investment Account and shall adjust for any
deposits not credited by the bank as of the date of deposit. The balances in such accounts may fall below the above amount
provided that the balances computed by dividing the sum of daily balances of that calendar month by the number of days in
the calendar month reasonably approximates that amount. The balances may exceed this amount during heavy collection
periods or in anticipation of large impending warrant presentations to the Treasury, but the balances are to be maintained in
such a manner as to realize the maximum return consistent with safe and prudent treasury management.
2. In accordance with law, for investment in securities authorized by section 16430, Government Code, or in term interest -
bearing deposits in banks and savings and loan associations as follows:
Time Deposits in
Various Financial
Institutions
In Securities
(sections 16503a
Estimated
From
To
Transactions
(section 16430)*
and 16602)*
Total
( 1)
11/13/2000
11/17/2000
$
593,700,000
$
34,758,460,000
$ 4,128,940,000
$
38,887,400,000
(2)
11/20/2000
11/24/2000
$
(73,100,000)
$
34,685,360,000
$ 4,128,940,000
$
38,814,300,000
(3)
11/27/2000
12/01/2000
$
(2,608,900,000)
$
32,076,460,000
$ 4,128,940,000
$
36,205,400,000
(4)
12/04/2000
12/08/2000
$
997,500,000
$
33,073,960,000
$ 4,128,940,000
$
37,202,900,000
(5)
12/11/2000
12/15/2000
$
2,515,400,000
$
35,589,360,000
$ 4,128,940,000
$
39,718,300,000
(6)
12/18/2000
12/22/2000
$
2,336,400,000
$
37,925,760,000
$ 4,128,940,000
$
42,054,700,000
From any of the amounts specifically designated above, not more than 30 percent in the aggregate may be invested
in prime commercial paper under section 16430(e), Government Code.
Additional amounts available in treasury trust account and in the Treasury from time to time, in excess of the
amounts and for the same types of investments as specifically designated above.
Provided, that the availability of the amounts shown under paragraph 2 is subject to reduction in the amount by
which the bank accounts under paragraph 1 would otherwise be reduced below the calendar month average balance
of $ 163,084,000.
POOLED MONEY INVESTMENT BOARD:
Chairperson
Member
Dated: November 15, 2000
* Government Code Member
32