2002 01 09 IABP.O. Box 1504
78-495 CALLE TAMPICO
LA QUINTA, CALIFORNIA 92253
(760) 7 7 7 - 7 0 0 0
FAX (760) 777-7101
AGENDA
INVESTMENT ADVISORY BOARD
Study Session Room
78-495 Calle Tampico- La Quinta, CA 92253
January 9, 2002 - 5:30 P.M.
Board Member Felice(Video Conference Location) Cisco Systems
170 West Tasman Dr., Bldg. 17, San Jose, California, 95134
I CALL TO ORDER
a. Pledge of Allegiance
b. Roll Call
II PUBLIC COMMENT - (This is the time set aside for public comment on any matter not scheduled on the agenda.)
III CONFIRMATION OF AGENDA
IV CONSENT CALENDAR
1 . Approval of Minutes of Meeting on December 12, 2001 for the
Investment Advisory Board.
V BUSINESS SESSION
A. Transmittal of Treasury Report for November 2001
VI CORRESPONDENCE AND WRITTEN MATERIAL
A. Month End Cash Report and other selected Financial Data -
December 2001
B. Pooled Money Investment Board Reports - October 2001
VII BOARD MEMBER ITEMS
VIII ADJOURNMENT
INVESTMENT ADVISORY BOARD Business Session: A
Meeting Date: January 9, 2002
ITFM TITLF-
Transmittal of Treasury Report
for November 30, 2001
BACKGROUND:
Attached please find the Treasury Report November 30, 2001
RECOMMENDATION:
Review, Receive and File the Treasury Report for November 30, 2001
An M. Falcon6r, Finance Director
MEMORANDUM
TO: La Quinta City Council
FROM: John M. Falconer, Finance Director/Treasurer
SUBJECT: Treasurer's Report for November 30, 2001
DATE: January 2, 2002
Attached is the Treasurer's Report for the month ending November 30, 2001. The report is submitted to
the City Council each month after a reconciliation of accounts is accomplished by the Finance Dept.
The following table summarizes the changes in investment types for the month:
Investment
Beginning
Purchased
Notes
Sold/Matured
Other
Ending
Change
Cash
$1,943,453
(1)
($1,521,078)
$422,375
($1,521,078)
LAIF
$20,193,521
(2,500,000)
0
17,693,521
(2,500,000)
US Treasuries (2)
$52834,278
45,000,000
(41,811,000)
289,079
56,312,357
3,478,079
US Gov't Agencies (2)
$15,971,550
10,000,000
(10,000,000)
(44,278)
15,927,272
(44,278)
Commercial Paper (2)
$0
2,000,000
(4,307)
1,995,693
1,995,693
Mutual Funds
$10,999,334
(1)
(1,891,764)
9,107,570
(1,891,764
Total
$101 942 136
$57 000 000
$57 723 842
$240 494
$101 458 788
$483 348
I certify that this report accurately reflects all pooled investments and is in compliance with the California
Government Code; and is in conformity with the City Investment Policy.
As Treasurer of the City of La Quinta, I hereby certify that sufficient investment liquidity and anticipated
revenues are available to meet the pools expenditure requirements for the next six months. the City of
La Quinta used the Bureau of the Public Debt, U.S. Bank Monthly Statement and the Bank of New York
Monthly Custodian Report to determine the fair market value of investments at month end.
)hn M. Falconer
nance Director/Treasurer
% -3 z° o 2--
ate
Footnote
(1) The amount reported represents the net increase (decrease) of deposits and withdrawals from
the previous month.
(2) The amount reported in the other column represents the amortization of premium/discount for the
month on US Treasury, Commercial Paper and Agency investments.
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CITY OF LA QUINTA
BALANCE SHEET 11/30/01
ASSETS:
CITY CITY RDA RDA FA
FIXED LONG TERM FIXED LONG TERM FINANCING LONG TERM GRAND
CITY ASSETS DEBT RDA ASSETS DEBT AUTHORITY DEBT TOTAL
POOLED CASH
5,782,506.71
11,414,668.66
100,495.35
17,297,670.72
LQRP INVESTMENT IN POOLED CASH
785,000.00
785,000.00
INVESTMENT T-BILUNOTES & OTHER
37,980,000.00
37,980,000.00
AUTO MALL CASH
LQRP CASH
32,225.23
32,225.23
BOND REDEMPTION CASH
199,805.20
1,923.75
201,728.95
BOND RESERVE CASH
BOND PROJECT CASH
44,401,955.74
548,733.82
44,950,689.56
BOND ESCROW CASH
PETTY CASH
1,000.00
1,000.00
CASH & INVESTMENT TOTAL
43,763,506.71
56,833,654.83
651,152.92
101,248,314.46
INVESTMENT IN LAND HELD FOR RESALE
ACCOUNTS RECEIVABLE
40,285.08
60,900.00
101,185.08
PREMIUM/DISCOUNT ON INVESTMENT
(177,651.25)
388,125.00
210,473.75
LQRP-ACCOUNTS RECEIVABLE
97,120.01
97,120.01
INTEREST RECEIVABLE
(35,069.02)
565,607.73
530,538.71
LOANINOTES RECEIVABLE
13,489,653.69
13,489,653.69
DUE FROM OTHER AGENCIES
259,634.01
259,634.01
DUE FROM OTHER AGENCIES - CVAG
2,299,096.69
2,299,096.69.
CVAG ALLOWANCE
(2,299,096.69)
(2,299,096.69)
DUE FROM OTHER GOVERNMENTS
0.37
0.37
DUE FROM OTHER FUNDS
1,040,973.94
651,038.04
1,692,011.98
DUE FROM RDA
8,497,550.20
8,497,550.20
INTEREST ADVANCE -DUE FROM RDA
3,360,297.13
3,360,297.13
ADVANCES TO OTHER FUNDS
56,483.22
56,483.22
NSF CHECKS RECEIVABLE
3,326.01
3,326.01
ACCRUED REVENUE
833.40
833.40
FIXED ASSETS
20,711,742.00
20,711,742.00
ACCUMULATED DEPRECIATION
711,534.48
711,534.48
TRAVEL ADVANCES
2,742.29
2,742.29
EMPLOYEE ADVANCES
PREPAID EXPENSES
RECEIVABLE TOTAL
13,760,106.46 20,711,742.00
15,253,277.87
49,725,126.33
WORKER COMPENSATION DEPOSIT
RENT DEPOSITS
UTILITY DEPOSITS
75.00
75.00
MISC. DEPOSITS
2,100.00
2,100.00
DEPOSITS TOTAL
2,175.00
2,175.00
GENERAL FIXED ASSETS
9,988,279.05
9,988,279.05
ACCUMULATED DEPRECIATION
AMOUNT AVAILABLE TO RETIRE L/T DEBT
3,395,117.03
3,395,117.03
AMOUNT TO BE PROVIDED FOR LIT DEBT
951 847.65
80,866,860.97
7,750,000.00 89,568,708.62
TOTAL OTHER ASSETS
951,847.65
9,988,279.05 84,261,978.00
7,750,000.00 102,952,104.70
TOTAL ASSETS
57 525 78817 20,711,742.00 951,847.65 72,086,932.70
9,988,279.05 84,261,978.00
651 152.92 7,750,000.00 253,927,720.49
LIABILITIES:
ACCOUNTS PAYABLE
13,741.33
13,741.33
DUE TO OTHER AGENCIES
641,838.19
730,884.56
1,372,722.75
DUE TO OTHER FUNDS
273.804.01
1,892,521.72
2,166,325.73
INTEREST ADVANCE -DUE TO CITY
11,383,537.00
11,383,537.00
ACCRUED EXPENSES
16,468.50
16,468.50
PAYROLL LIABILITIES
9,133.80
9,133.80
STRONG MOTION INSTRUMENTS
2,075.76
2.075.76
FRINGE TOED LIZARD FEES
78,981.50
78,981.50
SUSPENSE
DUE TO THE CITY OF LA QUINTA
PAYABLES TOTAL
1,019,574.59
14,023,411.78
15,042,986.37
ENGINEERING TRUST DEPOSITS
SO. COAST AIR QUALITY DEPOSITS
LQRP DEPOSITS
14,499.00
14,499.00
DEVELOPER DEPOSITS
875,112.94
875,112.94
MISC. DEPOSITS
439,148.65
439,148.65
AGENCY FUND DEPOSITS
1,469 792.75
1,469,792.75
TOTAL DEPOSITS
2,784,054.34
14,499.00
2,798,553.34
DEFERRED REVENUE
387,604.00
11,378 904.00
11,766,508.00
OTHER LIABILITIES TOTAL
387,604.00
11,378,904.00
11,766,508.00
COMPENSATED ABSENCES PAYABLE
373,536.65
373,536.65
DUE TO THE CITY OF LA QUINTA
578,311.00
189,725.50
768,036.50
DUE TO COUNTY OF RIVERSIDE
10,989,847.00
10,989,847.00
DUE TO C.V. UNIFIED SCHOOL DIST.
8,747,405.50
8,747,405.50
DUE TO DESERT SANDS SCHOOL DIST.
BONDS PAYABLE
64,335 000.00
7,750,000.00 72,085,000.00
TOTAL LONG TERM DEBT
951,847.65
84,261,978.00
7,750,000.00 92,963,825.65
TOTAL LIABILITIES
EQUITY -FUND BALANCE
4,191,232.93 951,847.65 25,416,814.78 84,261,978.00 7,750,000.00 122,571,873.36
53,334,555.23 20,711,742.00 46,670,117.92 9,988,279.05 651,152.92 131,355,847.12
TOTAL LIABILITY & EQUITY 57,525,788.16 20,711,742.00 951,847.65 72,086,932.70 9,988,279.05 84,261,978.00 651,152.92 7,750,000.00 253,927,20.48
0.01 (0.00) (0.00) 0.01
CASH & INVESTMENT TOTAL 101,248,314.46
PREMIUM/DISCOUNT ON INVESTMENT 210473.75
TOTAL 101,4S8,788.21
INVESTMENT ADVISORY BOARD Correspondence & Written
Material Item A
Meeting Date: January 9, 2002
TITLE:
Month End Cash Report - December 2001 and
Other selected Financial Data
BACKGROUND:
This cash report is not a complete Treasury Report (exclude petty cash, deferred
compensation and fiscal agent balances, but would report in a timely fashion
selected cash balances.
RECOMMENDATION:
Information item only.
hn M. Falcondr, Finance Director
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FRB:Commercial Paper Rates and Outstandings
http://www.federalreserve.gov/Releases/CP/
Federal Reserve Release
Release I About I Outstandings I Historical discount rates I Historical outstandings I Year end
Data as of December 31, 2001
Commercial Paper Rates and Outstandings
Derived from data supplied by The Depository Trust Company
Posted January 2, 2002
Discount rates
£ AA AA A2/P2
ONE financial nonfinancial nonfinancial
1.77 1.75 2.28
1.76 �1.76 2.55
NOW..
1.77 1.77 �2.49
1116 s 1a
1.77 1.76 2.46
..
1.78 1.74 2.50
1.78 1.79 No Data
Yield curve
Monev market basis
1 7 15
30 60
[Jaya to Maturity
Financial — -- Nonfinancial ..... A2 f P2
Percent
2.6
.5
2.4
2.3
.2
2.1
.0
1.9
1.8
1.7
M
9. tj j
1 of 3 01/03/2002 12:45 AM
FRB:Commercial Paper Rates and Outstandings
http://www.federalreserve.gov/Releases/CP/
Discount rate spread
Thirty -day A2/P2 less AA nonfinancial commercial paper (daily) Basis points
1150
140
130
120
110
1 OD
90
50
OE
�� 7O
I 60
50
40
30
20
10
01 JAN98 01 J UL98 01 JAN99 01 J UL99 01 JANOO 01 JULOO 01 JAN01 01 JUL01 01 JAN02
— -- A2 f P2 spread. 5—day moving average
Discount rate history
Thirty -day commercial paper (daily) Percent
7
.�■ „+ . +
R
4
3
2
1
O1 JAN98 01 JUL98 01 JAN99 01 J UL99 01 JANOO 01 JULOO 01 JANO1 01 JU LO1 01 JAN02
_ Financial — -- hlordi nancial -- A2 f P2
Outstandings
Weekly (Wednesday), seasonally adjusted
Billions of dollars
Billions of dollars
0U4
2 of 3 01/03/2002 12:45 AM
FRB:Commercial Paper Rates and Outstandings
http://www.federalreserve.gov/Releases/CP/
1300
N
1200
1100
1000
a
360
350
340
330
320
310
300
290
280
270
260
250
240
230
220
210
800
01 JAN98 01 JU L98 01 JAN99 01 JU L99 01 JANOO 01 JU LOO O1 dANO1 01 JU L01 01 JAN02
— FinanUal — — — Nanfhancial
The daily commercial paper release will usually be available before 11:00am EST. However, the
Federal Reserve makes no guarantee regarding the timing of the daily commercial paper release.
When the Federal Reserve is closed on a business day, yields for the previous business day will
appear in the historical discount rates table. This policy is subject to change at any time without
notice.
Commercial paper outstanding
Commercial paper outstanding, miscellaneous categories
Volume Statistics 2001:Q4
Release I About I Outstandings I Historical discount rates I Historical outstandings I Year end
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Last update: January 2, 2002
3 of 3 01/03/2002 12:45 AM
FRB: H.15--Selected Interested Rate ... Only Daily Update-- January 2, 2002
http://www.federaireserve.gov/Releases/H 15/update/
Federal Reserve Statistical Release
H.15
Selected Interest Rates (Dai y)
Release Date: January 2, 2002
Weekly release dates and announcements I Historical data I About
Daily update Other formats: Screen reader I ASCII
The weekly release is posted on Monday. Daily updates of the weekly release are posted Tuesday
through Friday on this site.
H.15 DAILY UPDATE: WEB RELEASE ONLY For immediate release
SELECTED INTEREST RATES January 2, 2002
Yields in percent per annum
Instruments
SELECTED INTEREST RATES
Federal funds (effective) 1 2 3
Commercial paper 3 4 5 6
Nonfinancial
1-month
2-month
3-month
Financial
1-month
2-month
3-month
CDs (secondary market) 3 7
1-month
3-month
6-month
Eurodollar deposits (London) 3 8
1-month
3-month
6-month
Bank prime loan 2 3 9
Discount window borrowing 2 10
U.S. Government securities
Treasury bills (secondary market)
4-week
3-month
6-month
Treasury constant maturities 11
1-month
3-month
6-month
Mon Tue
Dec 31 Jan 1
1.52 1.52
1.76
1.74
1.79
1.77
1.78
1.78
1.84
1.82
1.92
1.80
1.78
1.86
4.75 4.75
1.25 1.25
3 4
1.65
1.71
1.79
1.68
1.74
1.83
V
1 of 3 01/03/2002 12:46 AM
FRB: H.15--Selected Interested Rate ... Only Daily Update-- January 2, 2002
http://www.federalreserve.gov/Releases/H 15/update/
1-year
2.17
2-year
3.07
3-year
3.59
5-year
4.38
7-year
4.84
10-year
5.07
20-year
5.74
30-year
5.48
Interest rate swaps 12
1-year
2.44
2-year
3.57
3-year
4.37
4-year
4.83
5-year
5.14
7-year
5.52
10-year
5.83
30-year
6.24
Corporate bonds
Moody's seasoned
Aaa 13
6.61
Baa
7.92
State & local bonds 14
Conventional mortgages 15
FOOTNOTES
1. The daily effective federal funds rate is a weighted average of rates
on brokered trades.
2. Weekly figures are averages of 7 calendar days ending on Wednesday of
the current week; monthly figures include each calendar day in the
month.
3. Annualized using a 360-day year or bank interest.
4. On a discount basis.
5. Interest rates interpolated from data on certain commercial paper
trades settled by The Depository Trust Company. The trades represent
sales of commercial paper by dealers or direct issuers to investors
(that is, the offer side). See Board's Commercial Paper Web pages
(http://www.federalreserve.gov/releases/cp) for more information.
6. The 1-, 2-, and 3-month rates are equivalent to the 30-, 60-, and
90-day dates reported on the Board's Commercial Paper Web page.
7. An average of dealer offering rates on nationally traded certificates
of deposit.
8. Bid rates for Eurodollar deposits collected around 9:30 a.m. Eastern time.
9. Rate posted by a majority of top 25 (by assets in domestic offices)
insured U.S.-chartered commercial banks. Prime is one of several base
rates used by banks to price short-term business loans.
10. Rate for the Federal Reserve Bank of New York.
11. Yields on actively traded issues adjusted to constant maturities.
Source: U.S. Treasury.
12. International Swaps and Derivatives Association (ISDA) mid -market
par swap rates. Rates are for a Fixed Rate Payer in return for
receiving three month LIBOR, and are based on rates collected at
11:00 a.m. by Garban Intercapital plc and published on Reuters
Page ISDAFIXI. Source: Reuters Limited.
13. Moody's Aaa rates through December 6, 2001 are averages of Aaa
utility and Aaa industrial bond rates. As of December 7, 2001,
these rates are averages of Aaa industrial bonds only.
14. Bond Buyer Index, general obligation, 20 years to maturity, mixed
2 of 3 01/03/2002 12:46 AM
FRB: H.15--Selected Interested Rate ... Only Daily Update-- January 2, 2002 http://www.federalreserve.gov/Releases/H15/update/
quality; Thursday quotations.
15. Contract interest rates on commitments for fixed-rate first mortgages.
Source: FHLMC.
DESCRIPTION OF THE TREASURY CONSTANT MATURITY SERIES
Yields on Treasury securities at "constant maturity" are interpolated
by the U.S. Treasury from the daily yield curve. This curve, which
relates the yield on a security to its time to maturity, is based on
the closing market bid yields on actively traded Treasury securities in
the over-the-counter market. These market yields are calculated from
composites of quotations obtained by the Federal Reserve Bank of New
York. The constant maturity yield values are read from the yield curve
at fixed maturities, currently 3 and 6 months and 1, 2, 3, 5, 7, 10, 20,
and 30 years. This method provides a yield for a 10-year maturity, for
example, even if no outstanding security has exactly 10 years remaining
to maturity. In estimating the 20-year constant maturity, the Treasury
incorporates the prevailing market yield on an outstanding Treasury bond
with approximately 20 years remaining to maturity.
Weekly release dates and announcements I Historical data I About
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Last update: January 2, 2002
3 of 3 01/03/2002 12:46 AM
LAIF Performance Report http://www.treasurer.ca.gov/laif/Pffformance.hftn
Philip Angelides, State Treasurer
Inside the State Treasurer's Office
Local Agency Investment Fund
LAW Performance Report
Reporting Date:
Effective Date:
Quarter Yield:
Daily:
Year:
Life:
Quarter Ending 9/30/01
Apportionment Rate:
Earnings Ratio:
Fair Value Factor:
Monthly Average For November:
Corporate
Bonds
C
Commercia
Paper
19.96%
Time Depo,,
9.98%
01/02/02
12/31/01
3.53%
3.14%
4.00%
183
4.47%
.00012254784317284
1.004705758
3.526%
Pooled Money Investment Account
Portfolio Composition*
$48.7 Billion
11/30/01
Loans Treasuries
5.76% 9.76%
w
es
2%
CD'sA3N's
14.24%
Agencies
35.40%
■ Treasuries
❑ Mortgages
* Agencies
■ CD'sJBN's
❑ Time Deposits
* Bankers Acceptances
■ Repo
■ Commercial Paper
* Corporate Bonds
E3 Loans
■ Reverses
069
I of 01/03/2002 12:46 AM
- ---------
LAW Performance Report http://www.treasurer.ca.gov/laif/Perfonnance.htm
*The PMIA portfolio does not hold any securities of PG&E or Southern California Edison.
Adobe PDF version of LAIF Performance.
Help with Adobe Acrobat PDF
Ui 0
2 of 2 01/03/2002 12:46 AM
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INVESTMENT ADVISORY BOARD
Meeting Date:
TITLE:
January 9, 2002
Pooled Money Investment Board Report
for October 2001
BACKGROUND:
Correspondence
& Written Material Item B
The Pooled Money Investment Board Report for October 2001 is included in the
agenda packet.
RECOMMENDATION:
Receive & File
John M. Falconer, Finance Director
October 2001
STATE OF CALIFORNIA
STATE TREASURER'S OFFICE
POOLED MONEY INVESTMENT BOARD REPORT
OCTOBER 2001
TABLE OF CONTENTS
SUMMARY................................................................. 1
SELECTED INVESTMENT DATA .................................... 2
PORTFOLIO COMPOSITION ........................................ 3
INVESTMENT TRANSACTIONS ..................................... 4
TIMEDEPOSITS........................................................ 20
BANK DEMAND DEPOSITS .......... ........................ ... 33
POOLED MONEY INVESTMENT BOARD DESIGNATION... 34
POOLED MONEY INVESTMENT ACCOUNT
SUMMARY OF INVESTMENT DATA
A COMPARISON OF OCTOBER 2001 WITH OCTOBER 2000
(DOLLARS IN THOUSANDS)
OCTOBER 2001 OCTOBER 2000
Average Daily Portfolio $ 52,290,876 $ 40,650,588
Accrued Earnings ' $ 168,087 $ 224,436
Effective Yield 3.785 6.517
Average Life -Month End (In Days) 191 199
Total Security Transactions
Amount $
Number
Total Time Deposit Transactions
Amount $
Number
Average Workday Investment Activity $
Prescribed Demand Account Balances
For Services $
For Uncollected Funds $
27,612,579
$
24,354,092
586
533
2,108,800
$
1,418,600
120
142
19360,972
$
1,227,271
554,994
$
163,084
146,011
$
151,088
CHANGE
+11,740,288
-56,349
-2.732
-8
+3,258,487
+53
+690,200
-22
+123,701
+391,910
.5,077
1
PHILIP ANGELIDES
TREASURER
STATE OF CALIFORNIA
INVESTMENT DIVISION SELECTED INVESTMENT DATA
ANALYSIS OF THE POOLED MONEY INVESTMENT ACCOUNT PORTFOLIO
(000 OMITTED)
4
TYPE OF SECURITY
Government
Bills
Bonds
Notes
Strips
Total Government
Federal Agency Coupons
Certificates of Deposit
Bank'Notes
Bankers' Acceptances
Repurchases
Federal Agency Discount Notes
Time Deposits
GNMAs
Commercial Paper
FHLMC
Corporate Bonds
Pooled Loans
GF Loans
Reversed Repurchases
Total (All Types)
October 31, 2001
AMOUNT
$2,178,900
0
3,931,020
0
$6,109,920
4,994,430
6,000,129
1,416,009
0
0
13,202,139
4,854,545
889
9,2,96,883
9,028
2,352,709
2,972,978
0
0
61,208,659
PERCENTAGE
CHANGEFROM
PERCENT P.RIOR 11 • 11 1
4.25
+.91
0.00
0.00
7.68
+.53
0.00
0.00
11.93
+1•.44
.. `TS�E. r���C�iKMF�Y1. . w';.:1.i'y3iw1^`.7W�#iii`..'.Rr�+AYy/Rl'/:iWii+:A.'ai'is'ATt.•Xw7G'��r'i���1 v.�n+�'�'r»
i
INVESTMENT ACTIVITY
Pooled Money
Other
Time Deposits
Totals
PMIA Monthly Average Effective Yield
Year to Date Yield Last Day of Month
OCTOBER 2001
NUMBER
AMOUNT
586
$ 27,612,579
21
14,948
120
2,108,800
727
$ 29,736,327
3.785
4.301
2
9.75
+1.51
11.72
-2.49
2.76
-.15
0.00
0.00
0.00
0.00
25.78
+3.20
9.48
-.41
0.00
0.00
18.15
; . ry1.93
0.02
0.00
4.60
-.31
5.81
-.86
0.00
0.00
0
0
100.00
SEPTEMBER 2001
NUMBER
AMOUNT
466
$ 21,343,348
26
189,693
98
1,388,500
590
$ 22,921,541
4.288
4.482
Pooled Money Investment Account
Portfolio Composition
$51.2 Billion
Loans
Corporate 5.81 %
Bonds
4.60%
Commercial
Paper
18.15%
Time Deposits
9.48%
CD's/BN's
14.48%
Treasuries
11.93%
Mortgages
0.02%
10/31 /01
8 Treasuries
B Mortgages
M Agencies
8 CD's/BN's
® Time Deposits
0 Bankers Acceptances
t
■ Repo
0 Commercial Paper
® Corporate Bonds
0 Loans
0 Reverses
ti
3
10/01/01 REDEMPTIONS
CD
HYPO
3.600%
10/01/01
3.600
$50,000
62
$310,000.00
3.650
CD
WESTDEUT
3.870%
10/01/01
3.870
50,000
125
671,875.00
3.923
CD
WESTDEUT
3.870%
10/01/01
3.870
50,000
125
671,875.00
3.923
' CD
ABN AMRO
4.090%
10/01/01
4.090
50,000
159
903,208.33
4.146
CD
ABN AMRO
4.090%
10/01/01
4.090
50,000
159
903,208.33
4.146
CD
\,ABN'AMRO
4:090%
4.090
50,000
159
903,208.33
4.146
CD
ABN AMRO
4.090%
410/01/01
10/01/01
4.090
50,000
159
903,208.33
4.146
CP
AMER EXP
10/01/01
3.350
50,000
3
13,958.33
3.397
CP
AMER EXP
10/01/01
3.350
50,000
3
13,958.33
3.397
CP
JP MORGAN
10/01/01
3.490
50,000
38
184,194.44
3.551
CP
JP MORGAN
10/01/01
3.490
50,000
38
184,194.44
3.551
CP
JP MORGAN
10/01/01
3.490
50,000
38
184,194.44
3.551
CP
JP MORGAN
10/01/01
3.490
50,000
38
184,194.44
3.551
CP
AMER EXP.
10/01/01
3.690
50,000
88
451,000.00 -
3.775
CP
AMER EXP
10/01/01.
3.690-
50,000
88
451,000.00
3.775
CP
CRC
10/01/01 .
3.720
50,000
91
470,166.67
3.807
CP
CRC
10/01/01
3.720
50,000
91
470,166.67
3.807
CP
GOLDMAN
10/01/01
3.530
50,000
97
475,569.44
3.613
CP
GOLDMAN
10/01/01
3.530
50,000
97
475,569.44
3.613
CP
HOUSEHOLD
10/01/01
3.590
50,000
104
518,555.56
3.678
CP
HOUSEHOLD
10/01/01
3.590
50,000
104
518,555.56
3.678
CP
GECC
10/01/01
3.690
50,000
108
553,500.00
3.783
CP
GECC
10/01/01
3.690
50,000
108
553,500.00
3.783
CP
GECC
10/01/01
3.690
50,000
108
553,500.00
3.783
CP
GECC
10/01/01
3.690
50,000
108
553,500.00
3.783
CP
BEAR
10/01/01
3.740
50,000
110
571,388.89
3.835
CP
GECC
10/01/01
3.720
40,000
111
458,800.00
3.815
CP
AMER EXP
10/01/01
3.720
50,000
111
573,500.00
3.815
CP
AMER EXP
10/01/01
3.720
50,000
111
573,500.00
3.815
CP
GECC
10/01/01
3.720
50,000
111
573,500.00
3.815
CP
GECC
10/01/01
3.720
50,000
111
573,500.00
3.815
CP
FMCC
10/01/01
3.730
50,000
111
575,041.67
3.825
CP
FMCC
10/01/01
3.730
50,000
111
575,041.67
3.825
CP
AMER EXP
10/01/01
3.760
50,600
118
616,222.22
3.859
CP
AMER EXP
10/01/01.
3.760
50,000
118
616,222.22
3.859
CP
GECC
10/01/01
4.020
50,000
159
887,750.00
4.149
CP
GECC
10/01/01
4.020
50,000
159
887,750.00
4.149
CP
GECC
10/01/01
4.020
50,000
159
887,750.00
4.149
CP
GECC
10/01/01
4.020
50,000
159
887,750.00
4.149
CP
GMAC
10/01/01
4.020
50,000
159
887,750.00
4.149
CP
GMAC
10/01/01
4.020
50,000
159
887,750.00
4.149
PURCHASES
DISC NOTES FHLB 03/27/02 2.320 46,307
DISC NOTES FHLB 03/27/02 2.320 50,000
DISC NOTES FHLB 03/27/02 2.320 50,000
n
W
f�:INV��ST4E111txACCOUNT�:
s
MATURITY TRANS PAR DAYS AMOI�NTFECTN� .
`f"s5-
f?�.r'�,,yy,����� ;;N+A.d i,tit ���,p wee r f� yy if C ,_� fi •Q r. M p f`Y - I ,f Wes, E. Y ." t� 1r:i �"•�E�`L.'.J.ii'. �' . r:NI
��PFSL4w s.. �'' ..'ti,�..t'1JCSl.K�I�N•'>:' i,_r.Te. .h�.s .. 1•�..K.. . ti.... � ..
10/01/01 PURCHASES (continued)
DISC NOTES
FHLB
03/27/02
2.320
50,000
DISC NOTES
FHLMC
03/27/02
2.310
50,000
DISC NOTES
FHLMC
03/27/02
2.310
50,000
DISC NOTES
FHLMC
06/28/02
2.350
19,166
DISC NOTES
FHLMC
06/28/02
2.350
50,000
DISC NOTES
FHLMC
06/28/02
2.350
50,000
DISC NOTES
FHLMC
06/28/02
2.350
50,000
DISC NOTES
FHLMC
09/18/02
2.400
40,600
DISC NOTES
FHLMC
09/18/02
2.400
50,000
DISC NOTES
FHLMC
09/18/02
2.400
50,000
DISC NOTES
FHLMC
09/25/02
2.400
20,000
DISC NOTES
FHLMC
09/25/02
2.390
30,000
DISC NOTES
FHLMC
09/25/02
2.390
50,000
DISC NOTES
FHLMC
09/25/02
2.390
50,000
DISC NOTES
FHLMC
09/25/02
2.390
50,000
DISC NOTES
FHLMC
09/25/02
2.390
50,000
DISC NOTES
FHLMC
09/25/02
2.390
50,000
DISC NOTES
FNMA
03/28/02
2.340
21,817
DISC NOTES
FNMA
03/28/02
2.330
50,000
DISC NOTES
FNMA
07/26/02
2.360
41,100
DISC NOTES
FNMA
08/09/02
2.370
40,000
DISC NOTES
FNMA
09/18/02
2.360
50,000
DISC NOTES
FNMA
09/18/02
2.360
50,000
DISC NOTES
FNMA
09/20/02
2.400
5,792
DISC NOTES
FNMA
09/20/02
2.400
50,000
DISC NOTES
FNMA
09/20/02
2.400
50,000
FFCB
2.500% 10/01/02,
2.500
25,000
FFCB
2.500% 10/01/02
2.500
50,000
FFCB
2.500% 10/01/02
2.500
50,000
FFCB
2.500%- 10/01/02
2.500
50,000
FFCB
2.500% ' 10/01/02
2.500
50,000
FFCB
2.500% 10/01/02
2.500
50,000
FFCB
2.500% 10/01/02
2.500
,80,000
FHLB
4.125% 08/15/03
3.210 --
25,000
FHLB
4.125% 08/15/03
3.168
50,000
FHLB
4.125% 08/15/03
3.173
50,000
10/02/01 REDEMPTIONS
CD
CHASE
3.510%
10/02/01'
3.510
50,000
40
\195,000.00
3.558
CD
CHASE
3.510%
10/02/01
3.510
50,000
40
195,000.00
3.558
CD
HYPO
3.610%
10/02/01
3.600
50,000
63
315,005.48
3.650
CD
HYPO
3.610%
10/02/01
3.600
50,000
63.
315,005.48
3.650
CID
W/F
10/02/01
3.630
50,000
85
428,541.67
3.712
CID
W/F
10/02/01
3.630
50,000
85
428,541.67
3.712
CID
NCAT
10/02/01
3.700
15,000
92
141,833.33
3.787
CID
NCAT
10/02/01
3.700
50,000
92
472,777.78
3.787
CID
NCAT
10/02/01
3.700
50,000
92
472,777.78
3.787
M
' .OL.ED MONEY
INVESTMENT`ACCOUNT
1
a MATURITY
TRANS
PAR
OAY3
AMOUNT
EFFECTIVE !
X'`:` M„M i ._ ..
YPE DESCRIPTION
DATE
YIELD
-
(Q001
EARNED
.•YIELD
10/02/01 REDEMPTIONS (continued)
CP
GOLDMAN
10/02/01
3.530
50,000
98
480,472.22
3.613
CP
GOLDMAN
10/02/01
3.530
50,000
98
480,472.22
3.613
' CP
GECC
10/02/01
3.690
50,000
109
558,625.00
3.783 1
CP
GECC
10/02/01
3.690
50,000
109
558,625.00
3.783
CP
)GECC
i10/02/01
3.690
50,000
109
558,625.00
3.783
CP
GECC
10/02/01
3.690 .
50,000
109
558,625.00
3.783
CP
BEAR
_ 10/02/01
3.740
50,000
111
576,583.33
3.836
CP
GECC
10/02/01
3.720
50,000
112
578,666.67
3.815
CP
GECC
10/02/01
3.720
50,000
112
578,666.67
3.815
f _p
FMCC"
10/02/01
3.730
50,000
112
580,222.22
3.826
NO PURCHASES
10/03/01 REDEMPTIONS
CP
CITICORP
10/03/01
2.890
50,000 15 60,208.33
CP
CITICORP
10/03/01
2.890
50,000 15 60,208.33
CP
CITICORP
10/03/01
2.890
50,000 15 60,208.33
PURCHASES
TREAS
BILLS
03/28/02
2.150
50,000
TREAS
BILLS
03/28/02
2.150
50,000
TREAS
BILLS _
03/28/02
2.150
50,000
TREAS
BILLS
03/28/02
2.155
50,000
TREAS
BILLS
03/28/02
2.155
50,000
TREAS
BILLS
03/28/02
2.155
50,000
TREAS
BILLS
03/28/02
2.155
50,000
10/04/01 REDEMPTIONS
1i
t
2.933
2.933
2.933
CD
COMMERZBK
3.760% 10/04/01
3.660
50 000
85
432,452.93
3.982
CD
COMMERZBK
3.760% 10/04/01
3.660
50,000
85
432,452.93
3.982
CP
FMCC
10/04/01
3.700
50,000
91
467,638.89
3.786
CP
FMCC
10/04/01
3.700
50,000
91
467,638.89
3.786
PURCHASES
CD
HSBC
2.295%
03/29/02
2.295
50,000
CD
HSBC
2.295%
03/29/02
2.295
50,000
CD
DEXIA
2.320%
06/28/02
2.310
25,000
CD
WASHINGTON
2.400%
06/28/02
2.400
50,000
CD
WASHINGTON
2.400%
06/28/02
2.400
50,000
CD
WASHINGTON
2.400%
06/28/02
2.400
50,000
CD
WASHINGTON
2.400%
06/28/02
2.400
50,000
CD
CIBC
2.300%
06/28/02
2.300
50,000
CD
CIBC
2.300%
06/28/02
2.300
50,000
CD
HELEBA
2.270%
06/28/02
2.270
50,000
10/04/01 PURCHASES (continued)
CD
HELEBA
2.270%
06/28/02
2.270
50,000
CD
CR AGRIC
2.300%
06/28/02
2.300
50,000
CD
CR AGRIC
2.300%
06/28/02
2.300
50,000
CD
UBS
2.275%
06/28/02
2.270
50,000
CD
UBS
2.275%
06/28/02
2.270
50,000
CD
ABN AMRO
2.300%
06/28/02
2.290
50,000
CD
ABN AMRO
2.300%
06/28/02
2.290
50,000
CD
ABN AMRO
2.300%
06/28/02
2.290
50,000
CD
U/B CALIF
2.350%
06/28/02
2.350
50,000
CD
U/B CALIF
2.350%
06/28/02
2.350
50.,000
CD
U/B CALIF
2.350%
06/28/02
2.350
50,000
CD
U/B CALIF
2.350%
06/28/02
2.350
50,000
CP
HELLER
11/02/01
2.980
50,000
CP
HELLER
11/02/01 .
2.980
50,000
CP
AMER EXP
01/29/02
2.350
50,000
CP
AMER EXP
01/29/02
2.350
50,000
CP
AMER EXP
01/29/02
2.350
50,000
CP
AMER EXP
01/29/02
2.350
50,000
CP
GECC
02/01 /02
2.310
50,000 .
CP
GECC
02/01 /02
2.310
- 50,000
CP
GOLDMAN
02/01 /02
2.300
50,000
CP
GOLDMAN
02/01 /02
2.300
50,000
CP
SRAC
02/01 /02
3.000
50,000
CP
SRAC
02/01/02
3.000
50,000
CP
GECC
02/11/02
2.310
50,000
CP
GECC
02/11/02
2.310
50,000
CP
GOLDMAN
02/28/02
2.300
50,000
CP
GOLDMAN
02/28/02
2.300
50,000
CP
GECC
02/28/02
2.310
50,000
CP
GECC
02/28/02
2.310
50,000
CP
GECC
-
02/28/02
2.310
50,000
CP
GECC
02/28/02
2.310
50,000
CP
GMAC
02/28/02
2.760
' 50,000
CP
GMAC
02/28/02
2.760
50,000
CP
GMAC
02/28/02
.2.760
50,000
CP
GMAC
02/28/02
2.760
50,000
CP
FMCC
04/01 /02
2.700
50,000
CP
FMCC
04/01 /02
2.700
50,000
CP
FMCC
04/01/02
2.700
50,000
CP
FMCC
04/01 /62
2.700
50,000 \
DISC NOTES
FHLMC
06/28/02
2.190
50,000
DISC NOTES
FHLMC
06/28/02
2.190
50,000
DISC NOTES
FNMA
06/28/02
2.210
50,000
DISC NOTES
FNMA
06/28/02
2.210
50,000
DISC NOTES
FNMA
06/28/02
2.320
50,000
DISC NOTES
FNMA
06/28/02
2.320
50,000
DISC NOTES
FNMA
06/28/02
2.320
50,000
DISC NOTES
FNMA
06/28/02
2.320
50,000
7
(� 11�1VETMrTC�COI T
i. ,7yr r 1 r w�rr.. •Yi' f�+�irs'+' r <
k k
ten`. y,yll.�j .*T'uyC^X t � `F t__,yS'N,k Jf •��"Yy.' `] ,.cyr�. T '..{ t J T' 4
10/04/01 PURCHASES (continued)
4
'���. \ f1r•..'�JJ "�`LC��.M'r�: L1�y,A� r ��•t Yam. � M1k 4.':'P .s� �:fl�w7 '+""-�f� .R.��a4:
�t.::' U �`t � - tr �� �`. �� ��'�.(',�✓� at��� .:1:i•3• rt � r r w �.: 1. ° v
MELD ...EARNEDIi`� �"-• EL`D...
DISC NOTES
FNMA
06/28/02
2.320
50,000
DISC NOTES
FNMA
06/28/02
2.320
50,000
DISC NOTES
FNMA
06/28/02
2.320
50,000
DISC NOTES
FNMA
06/28/02
2.320
50,000
DISC NOTES
FWMA
06128/02
2.320
50,000
DISC NOTES
FNMA
06/28/02
2.320
50,000
DISC NOTES
FNMA
06/28/02
2.320
50,000
DISC NOTES
FNMA
06/28/02
2.320
50,000
DISC NOTES
FNMA
06/28/02
2.320
50,000
DISC NOTES
FNMA
06/28/02
2.320
50,000
DISC NOTES
FNMA
09/13/02
2.360
50,000
DISC NOTES
FNMA
09/13/02
2.360
50,000
DISC NOTES
FNMA
09/13/02
2.360
50,000
DISC NOTES
FNMA
09/13/02
.2.360
-50,000
TREAS
BILLS
04/04/02
2.140
50,000
TREAS
BUS
04/04/02
2.140
50,000
TREAS
BILLS
04/04/02
2.140
50,000
TREAS
BILLS
04/04/02
2.140
50,000
TREAS
BILLS
04/04/02
2.140
50,000
TREAS
BILLS
04/04/02
2.140
50,000
TREAS
BILLS
04/04/02
2.140
50,000
TREAS
BILLS
04/04/02
2.140
50,000
TREAS
BILLS
04/04/02
2.145
50,000
TREAS
BILLS
04/04/02
2.145
50.000
TREAS
BILLS
- 04/04/02
2.150
50,000
TREAS
BILLS
04/04/02
2.150
50,000
TREAS
BILLS
04/04/02
2.150
50,000
TREAS
BILLS
04/04/02
2.150
50,000
TREAS
BILLS
04/04/02
2.150
50,000
TREAS
BILLS
04/04/02
2.150
50,000
TREAS
BILLS
04/04/02
2.155
50,000
TREAS
BILLS
04/04/02
2.155
50,000
TREAS
NOTES
7.500% 05/15/02
2.301
50,006
TREAS
NOTES
7.500% 05/15/02
2.301
50,000
TREAS
NOTES
7.500% 05/15/02
2.320
50,000
TREAS
NOTES
7.500% 05/15/02
2.320
50,000
TREAS
NOTES
6.625% 05/31 /02
2.332
50,000
TREAS
NOTES
6.625% 05/31/02
2.332
50,000
TREAS
NOTES
6.625% 05/31 /02
2.332
50,000
TREAS
NOTES
6.625% 05/31 /02
2.332
50,000
TREAS
NOTES
6.500% 05/31 /02
2.345
50,000
TREAS
NOTES
6.500% 05/31/02
2.345
50,000
FHLB-
3.625% 10/15/04
3.689
20,000
FHLB
3.625% 10/15/04
3.689
• 20,000
FHLB
3.625% 10/15/04
3.675
50,000
FHLB
3.625% 10/15/04
3.675
50,000
FHLB
3.625% 10/15/04
3.689
50,000
FHLB
3.625% 10/15/04
3.689
50,000
8
S. .z+.as "' c7 K r... ,� ?i<.rt.cd�,•'.:
f INV�ESTIIIEVV
(1AC�OUl1iT , �= ;t k� Y ,'
, � ♦\.�'� ..* 4 r •t r � .Mt'K$TM y n x+� . J tea, aL yr � r � �07��,
D�1Yv &OUN�",� EFF,ECTNE
.3';ViiA. �,�,` 1�,_..,"4a ..,ti,.,, y, �,� .� ;',I •-"' t Y H��D�' +:.est"."q,�{� 'k w.w`_'^wrtsr
10/04/01 PURCHASES (continued)
FHLB 3.625% 10/15/04 3.689 , 50,000
10/05/01 REDEMPTIONS
-1.CP
FCAR
10/05/01
3.520
50,000
43
210,222.22
3.583
CP
FCAR
10/05/01
3.520
50,000
43
210,222.22
3.583
DISC NOTES
FNMA
10/05/01
6.125
15,000
339
865,156.24
6.590
DISC NOTES
FNMA
10/05/01
6.125
50,000
339
2,883,854.15
6.590
DISC NOTES
FNMA
10/05/01
6.110
40,000
343
2,328,588.89
6.577
DISC NOTES
FNMA
10/05/01
6.110
50,000
343
2,910,736.11
6.577
PURCHASES
CP
NCAT
10/09/01
2.430
10,000
CP
AMER HOME
10/09/01
2.450
50,000
CP
BEAR
10/09/01
2.440
50,000
CP
BEAR
10/09/01
2.440
50,000
CP
NCAT
10/09/01
2.430
50,000
CP
CITICORP
10/12/01
2.500
50,000
CP
CITICORP
10/12/01
2.500 _
50,000
CP
CITICORP
10/12/01
2.500
50,000
CP
CITICORP
10/12/01
2.500
50,000
CP
CITICORP
10/12/01
2.500
50,000
CP
CITICORP
10/12/01
2.500
50,000
CP
GECC
11/08/01
2.470
50,000
CP
GECC
11/08/01
2.470
50,000
CP
GECC
11/08/01
2.470
50,000
CP
SAFEWAY
01 /02/02
2.750
30,000
CP
FCAR
02/28/02
2.320
29,000
CP
AMER EXP
02/28/02
2.310
50,000
CP
AMER EXP
02/28/02
2.310
50,000
CP
AMER EXP
02/28/02
2.310
50,000
CP
AMER EXP
02/28/02
2.310 , -
50,000
DISC NOTES
FHLMC
05/17/02
2.180
40,000
DISC NOTES
FNMA
06/28/02
2.200
20,000..
DISC NOTES
FNMA
06/28/02
2.200
50,000
DISC NOTES
FHLMC
08/28/02
2.230
38,000
MTN
CITICORP
7.125% 06/01/03
3.350
13,460
MTN
GECC
8.200% 10/30/03
3.300
9,000
MTN
US BANCORP
5.625% 11 /01/03
3.380
10,000 �
10/09/01 REDEMPTIONS
BN
B/A
3.590%
10/09/01
3.590
50,000
82
408,861.11
3.639
BN
B/A
3.590%
10/09/01
3.590
50,000
82
408,861.11
. 3.639
CD
COMMERZBK
3.750%
10/09/01
3.740
50,000
96
498,679.83
3.791
CD
COMMERZBK
3.750%
10/09/01
3.740
50,000
96
498,679.83
3.791
CP
NCAT
10/09/01
2.430
10,000
4
2,700.00
2.464
9
10/09/01 REDEMPTIONS (continued)
CP
NCAT
10/09/01
2.430
50,000
4
.13,500.00
2.464
CP
BEAR
10/09/01
2.440
50,000
4
13,555.56
2.474
CP
BEAR
10/09/01
2.440
50,000
4
13,555.56
2.474
CP
AMER HOME
10/09/01
2.450
50,000
4
13,611.11
2.484
CP
�ELLER
10/09/01
3.500
50,000
11
53,472.22
3.552
CP
FMCC
1 b/09/01
3.620
50,000
90
452,500.00
3.703
CP
FMCC
10/09/01
3.620
50,000
90
452,500.00
.3.703
CP
W/F
10/09/01
3.630
50,000
91
458,791.67
3.721
CP
W/F
10/09/01
3.630
50,000
91
458,791.67
3.721
CP
AMER EXP
10/09/01
3.570
50,000
113
560,291.67
3.660
FR MTN
FMCC
5.691 % 10/09/01
5.691
50,000
1096
8,993,927.02
5.990
FR MTN
FMCC
5.691 % 10/09/01
5.691
25,000
1096
4,496,963.51
5.990
PURCHASES
CD
ABN AMRO
2.260% 02/08/02
2.255
50,000
CD
ABN AMRO
2.260% 02/08/02
2.255
50,000
CP
BEAR
01 /02/02
2.320
50,000
CP
BEAR
01/02/02
2.320
50,000
CP
FCAR
02/01 /02
2.290
32,800
CP
FCAR
02/01 /02
2.290
50,000
CP
FMCC
02/28/02
2.650
20,000
CP
FMCC
02/28/02
2.650
50,000
CP
GECC
02/28/02
2.260
50,000
CP
GECC
_ 02/28/02
2.260
50,000
CP
GECC
02/28/02
2.260
50,000
CP
GECC
02/28/02
2.260
50,000
10/10/01 REDEMPTIONS
CD
ABN AMRO
3.640% 10/10/01
3.635
50,000
90
454,380.63
3.685
CD
ABN AMRO
3.640% 10/10/01
3.635
50,000
90
454,380.63
3.685
CP
NCAT
10/10/01
3.510
50,000
42
204,750.00
3.573
CP
NCAT
10/10/01
3.510
50,000
42
204,750.00
3.573
CP
GMAC
10/10/01
3.570
50,000
48
238,000:00
3.636
CP
GMAC
10/10/01
3.570
50,000
48
238,000.00
3.636
CP
HOUSEHOLD
10/10/01
3.460
50,000
58
278,722.22
3.527
CP
HOUSEHOLD
10/10/01
3.460
50,000
58
278,722.22
3.527
CP
GMAC
10/10/01
3.550
50,000
86
424,027.78
3.630
CP
GMAC
10/10/01
3.550
50,000
86
424,027.78.
3.630
CP
FMCC
10/10/01
3.600
50,000
90
450,000.00
3.683
CP
FMCC
10/10/01
3.600
50,000.
90
450,000.00
3.683
CP
FMCC
10/10/01
3.620
50,000
91
457,527.78
3.704
CP
FMCC
10/10/01
3.620
50,000
91
457,527.78
3.704
CP
W/F
10/10/01
3.630
50,000
92
463,833.33
3.714
CP
W/F
10/10/01
3.630
50,000
92
463,833.33
3.714
CP
GECC
10/10/01
3.580
50,000
114
566,833.33
3.671
CP
GECC
10/10/01
3.580
50,000
114
566,833.33
3.671
10
10/10/01 REDEMPTIONS (continued)
CP
GECC
10/10/01
3.580
50,000
114
566,833.33
3.671
CP
AMER EXP
10/10/01
3.570
50,000
114
565,250.00
3.660
CP
FMCC
10/10/01
3.840
50,000
145
773,333.33
3.954
CP
FMCC
10/10/01
3.840
50,000
145
773,333.33
3.954
PURCHASES
CD.
SOC GEN
2.250%
02/08/02
2.250
50,000
CD
SOC GEN
2.250%
02/08/02
2.250
50,000
CD
MONTREAL
2.260%
02/08/02
2.260
50,000
CD
MONTREAL
2.260%
02/08/02
2.260
50,000
CD
SOC GEN,
2.250%
02/13/02
2.250
50,000
CD
SOC GEN
2.250%
02/13/02
2.250
50,000
CP
COUNTRY
11/09/01
2.500
40,000
CP
COUNTRY
11/09/01
2.500
50,000
CP
COUNTRY
11/09/01
2.500
50,000
CP
FMCC
02/28/02
2.800
50,000
CP
FMCC
02/28/02
2.800
50,000
CP
FMCC
02/28/02
2.800
50,000
CP
FMCC
02/28/02
2.800
- 50,000
CP
FMCC
03/01/02
2.800
50,000
CP
FMCC
03/01/02
2.800
50,000
CP
GMAC
03/01/02
2.800
50,000
CP
GMAC
03/01/02
2.800
50,000
CP
GMAC
03/01/02
2.800
50,000
CP
GMAC
03/01/02
2.800
50,000
10/11/01 REDEMPTIONS
CID
CONAGRA
10/11/01
3.600
12,000
43
51,600.00
3.665
DISC NOTES
FHLMC
10/11/01
5.560
49,329
293
2,232,246.87
5.904
DISC NOTES
FHLMC
10/11/01
5.560
50,000
293
2,262,611.11
5.904
DISC NOTES
FHLMC
10/11/01
6.145 ,,,
50,000
365
3,115,173.61
6.644
DISC NOTES
FHLMC
10/11/01
6.145
50,000
365
3,115,173.61
6.644
PURCHASES c/
STRIP
COUPONS
08/15/03
2.470
35,000
STRIP
COUPONS
02/15/04
2.470
36,529
STRIP
COUPONS
08/15/b5
2.470
40,000
�
10/12/01 REDEMPTIONS
CD
CR AGRIC
3.660% 10/12/01
3.670
50,000
92
468,932.57
2.535
CP
CITICORP
10/12/01
2.500
50,000
7
24,305.56
2.535
CP
CITICORP
10/12/01
2.500
50,000
7
24,305.56
2.535
CP
CITICORP
10/12/01
2.500
50,000
7
24,305.56
2.535
Cp
CITICORP
10/12/01
2.500
50,000
7
24,305.56
2.535
11
10112/01 REDEMPTIONS (continued)
CID
CITICORP
10/12/01
2.500
50,000
7
24,305.56
2.535
CID
CITICORP
10/12/01
2.500
50,000
7
24,305.56
3.553
' CID
HELLER
10/12/01
3.500
50,000
14
68,055.56
3.574
CID
NCAT
.10/12/01
3.510
50.000
44
214,500.00
3.574
CID
MCAT
' 0/12/01
3.510
50,000
44
214,500.00
3.637
CID
GMAC
10/12/01
3.570
60,000
50
247,916.67
3.637
CID
GMAC
10/12/01
3.570
50,000
50
247,916.67
3.528
CID
HOUSEHOLD
10/12/01
3.460
50,000.
60
288,333.33
3.528
CID
HOUSEHOLD
10/12/01
3.460
50,000
60
288,333.33
3.720
10/12/01 SALES c/
STRIP
COUPONS
08/15/03
2.470
35,000
1.
2,235.21
2.504
STRIP
COUPONS
02/15/04
2.470
36,529
1
2,289.90
2.504
STRIP
COUPONS
08/15/05
.2.470
40,000
1
2,336.00
2.504
PURCHASES
CID
HELLER
10/22/01
2.750
50,000
CID
HELLER
11 /05/01
2.950
50,000
CID
HELLER
11/06/01
2.950
50,000
CID
CONAGRA
12/03/01
2.680
45,000
CID
FMCC
03/01/02
2.800
50,000
CID
GECC
03/01/02
2.300
'50,000
CID
GECC -
03/01/02
2.300
50,000
CID
GMAC
03/01/02
2.850
50,000
CID
GMAC
03/01/02
2.850
50,000
DISC NOTES
FNMA
06/28/02
2.230
35,040
DISC NOTES
FHLMC
06/28/02
2.240
50,000
10/15/01 REDEMPTIONS
BN
B/A
3.800%
10/15/01
3.800
50,040
132
696,666.67
3.852
BN
B/A
3.800%
10/15/01
3.800
50,000
132
696,666.67
3.852
CD
HSBC
3.780%
10/15/01
3.780
50,000
126
661,500.00
3.832
CD
HSBC
3.780%
10/15/01
3.780
50,000
126
661,500.00
3.832
CID
CAFCO
10/15/01
3.420
25,000
38
90,250.00
3.480
CID
HELLER
10/15/01
3.620
25,000
38
95,527.78
3.684
CID
CAFCO
10/15/01
3.420
50,000
38
180,500.00
3.480
CID
HELLER
10/15/01
3.620
50,000
38
191,055.56
3.684
CID
SALOMON
10/15/01
3.400
50,000
38
179,444.44
3.459
CID
SALOMON
10/15/01
3.400
50,000
38
179,444.44
3.459
CID
FMCC
10/15/01
3.620
50,000
95
477,638.89
3.705
CP
AMER EXP
10/15/01
3.610
50,000
97
486,347.22
3.696
CID
AMER EXP
10/15/01
3.610
50,000
97
486,347.22
3.696
CID
SRAC
10/15/01
3.900
40,000
102
442,000.00
3.998
CID
GMAC
10/15/01
3.510
15,000
118
172,575.00
3.600
CID
GMAC
10/15/01
3.510
50,000
118
575,250.00
3.600
12
10/15/01 REDEMPTIONS (continued)
CID
GMAC
CID
FMCC
CID
FMCC
DISC NOTES
FNMA
PURCHASES
CD
RABO
CD
RABO
CD
RABO
CD
RABO
CID
HELLER
CID
HELLER
CID
GMAC
CID
GMAC
CID
SRAC
CID
GECC
CID
GECC
CID
GECC
MTN
US BANK
10/16/01 REDEMPTIONS
BN
BANC ONE
BN
BANC ONE
PURCHASES
CID
FMCC
CID
FMCC
CID
GMAC
CID
GECC
CID
GECC
10/17/01 REDEMPTIONS
CD
DEUTSCHE
CD
DEUTSCHE
CID
CAFCO
CID
CAFCO
CID
FCAR
CID
FCAR
CID
FMCC
PURCHASES
BN
US BANK
BN
US BANK
10/15/01
3.510
50,000
118
575,250.00
10/15/01
3.580
50,000
119
591,694.44
10/15/01
3.580
50,000
119
591,694.44
10/15/01
5.070
50,000
271
1,908,291.67
2.250%
02/28/02
2.240
50,000
2.250%
02/28/02
2.240
50,000
2.250%
02/28/02
2.240
50,000
2.250%
02/28/02
2.240
50,000
11 /13/01
2.900
25,000
11 /13/01
2.900
50,000
02/01/02
2.850
50,000
02/01/02
2.850
50,000
02/08/02
3.050
40,000
02/11/02
2.280
15,000
02/11/02
.2.280
50,000
02/11/02
2.280
50,000
6.500%
06/15/04
4.025-
25,000
3.600
3.673
3.673
5.344
3.610% 10/16/01 3.610 50,000 92 461,277.78 3.660
3.610% 10/16/01 3.610 50,000 92 461,277.78 3.660
03/01/02
2.710
50,000
• 03/01/02
2.710
50,000
03/01/02
2.880
50,000
03/20/02
2.220
25,000
03/20/02
2.220-
50,000
3.630% 10/17/01
3.630
50,000
93
468,875.00
3.680
3.630% 10/17/01
3.630
50,000
93
468,875.00
3.680
10/17/01
3.450
50,000
51
244,375.00
3.515
10/*/01
3.450
50,000
5`1
244,375.00
3.515
10/17/01
3.490
50,000
62
300,527.78
3.559
10/17/01
3.490
50,000
62
300,527.78
3.559
10/17/01
3.580
50,000
121
601,638.89
3.673
2.260% 03/27/02 2.260 40,000
2.260% 03/27/02 2.260 50,000
13
10/17loll PURCHASES (continued)
BN
US BANK
2.260%
03/29/02
2.260
50,000
BN
US BANK
2.260%
03/39/02
2.260
50,000
CD
HYPO
2'250%
03/29/02
2.250
50,000
CD
HYPO
2.250%
03/29/02
2.250
50,000
CD
01B CALIF
2.260%
0j129/02
2.260
50,000
CD
U/B CALIF
2.260%
03/29/02
2.260
50,000
CP
AMER EXP
91/09/02
2.300
50,000
CP
AMER EXP
01/09/02
2.300
50,000
CP
AMER EXP
01/10/02
2.300
50,000
CP
AMER EXP
01 /10/02
2.300
50,000
CP
CONAGRA
01 /14/02
3.010
24,000
CP
FCAR
-'
02/13/02
2.300-
50,000
DISC NOTES
FNMA
06/21/02
2.210
50,000
10/18/01 NO SALES
NO PURCHASES
10/19/01 REDEMPTIONS
CD
DEUTSCHE
3.630%
10/19/01
3.630
50,000
95
478,958.33
3.680
3.680
CD
DEUTSCHE
3.630%
10/19/01
3.630
50,000
95
478,956.33
597.22
3.700
CD
CR AGRIC
0
3.650 /0
3.650%
10/19/01
10/19/01
3.6500
3.65
50�000
,
95
481,597.22
3.700
CD
CR AGRIC
HSBC
0
- 3.640/0
10/19/O1
3.640
833.33
3.690
CD
CD
HSBC
3.640%
10/19/01
3.6
,000
50�
123
621,833.33
3.690
3.832
CD
US BANK
3.780%
3.780%
10/19/01
10/19/01
3.780
3.780
50,000
50,000
130
30
682.500-00
500 00
3.832
CD
CD
US BANK
US BANK
3.780
10/19/01
3.780
50,000
-130
682,500.00
3.832
3.496
CP
CAFCO
10/19/01
3.430
50,000
25,000
56
56
266,777.78
133,388.89
3.496
CP
CAFCO
10/19/01
10/19/01
3.430
3.550
35,000
60
207,083.33
3.620
CP
CONAGRA
10/19/01
3.490
50,00b
64
310,222.22
3.560
CP
FCAR
FCAR
10/19/01
3.490
50,000
64
310,222.22
3.560
CID
CP
AMER EXP
10/19/01
3.530
50,000
122
598,138.89
3.622
5.151
DISC NOTES
FHLB
10/19/01
4.900
28,104
42,151
262
353
1,002,219.87
2,531,548.07
6.606
DISC NOTES
FNMA
10/19/01
6.125
10/19/01 PURCHASES
CP
AMER EXP
03/04/02
2.200
50,000
CP
GECC
03/04/02
2.200
50,000
CID
GECC
03/04/02
2.200
50,000
CP
AMER EXP
03/05/02
2.200
50,000
CP
GECC
03/05/02
2.200
50,000
CP
GECC
03/05/02
2.200
50,000
CP
GECC
03/08/02
2.200
50,000
CP
GECC
03/08/02
2.200
50,000
14
�y
�N "OAK-uD%'1Y5T
uo
10/19/01 PURCHASES (continued)
DISC NOTES FHLMC 06/28/02 2.170 50,000
DISC NOTES FHLMC 06/28/02 2.160 50,000
DISC NOTES FHLMC 06/28/02 2.160 50,000
DISC NOTES FNMA 06/14/02 2.160 35,414
DISC NOTES FNMA 06/14/02 2.150 50,000
DISC NOTES FNMA 06/14/02 2.150 50,000
10/22/01 SALES
TREAS BILLS 04/04/02 2.100 50,000 18 62,611.11 2.563
TREAS BILLS 04/04/02 2.100 50,000 18 62,611.11 2.563
TREAS BILLS + 04/04/02 2.100 50,000 18 62,611.11 2.563
TREAS BILLS ` 04/04/02 2.100 50,000 18 62,611.11 2.563
REDEMPTIONS
CP HELLER 10/22/01 2.750 50,000 10 38,194.44 2.790
NO PURCHASES
10/23/01 SALES
TREAS BILLS 04/04/02 2.115 50,000 19 62,131.94 2.413
TREAS BILLS 04/04/02 2.115 50,000 19 62,131.94 2.413
TREAS BILLS 04/04/02 2.115 50,000 19 64,659.72 2.511
TREAS BILLS 04/04/02 2.115 50,000 19 64,659.72 2.511
TREAS BILLS 04/04/02 2.110 50,000 19 63,263.89 2.457
TREAS BILLS 04/04/02 2.110 50,000 19 63,263.89 2.457
TREAS BILLS 04/04/02 2.120 50,000 19 63,527.78 2.467
TREAS BILLS 04/04/02 2.120 50,000 19 63,527.78 2.467
TREAS BILLS 04/04/02 2.120 50,000 19 62,263.89 2.418
TREAS BILLS 04/04/02 2.120 50,000 19 62,263.89 2.418
NO PURCHASES
10/24/01 REDEMPTIONS
DISC NOTES FNMA 10/24/01 5.910 50,000 324 2,659,500.00 6.328
NO PURCHASES '
10/25/01 NO REDEMPTIONS t
PURCHASES
CID GECC 10/26/01 2.500 35,000
CID SAFEWAY 10/26/01 2.700 50,000
CID GECC 10/26/01 2.500 50,000
15
INVESTN1ENT ACCOUNT
�v. , ?. �.. yY��'•rk Rp r � a w �� . :r t � y .. fir°4i��, ` s n xx a,� } 1��5.
Kai k .� }s�,ts.��� S^r • '�` � t-s:u � ,. ,�..i.:: ,, i� �:.• �a�,•-'�,�`„�� r'„`
•� ,h+ 4 �l MAT�IRITY TRAM$ PAR DAYS wAQUN1''EF�CT
4 P.
wEMN
rr . P z_ �• .�.�ESCRIPTION �;�,QATE y'� �1 ,.. n .. ,�i � «"�' �,l,r��"-
.� .. .. .-i�'c+, . ._...:.,r>�+. i-,�—�-�. .•. f_ c.�. .. ;■ .risQ- :-.�e1L.. <3..a.a' Fez
10/25/01 PURCHASES (continued)
CP
GECC
10/26/01
2.500
50,000
CP
GECC
10/26/01
-2.500
50,000
CP
GECC
10/26/01
2.500
50,000
CP
GECC
10/26/01
2.500
50,000
CP
*UECC
$0/26/01
2.500
50,000
10/26/01 REDEMPTIONS
CD
HSBC
3.560%
10/26/01
3.560
50,000
122
603,222.22
3.609
CD
HSBC'*
3.560%
10/26/01
3.560
50,000
122
603,222.22
3.609
CD
HSBC
3.560%
10/26/01
3.560
50,000
122
603,222.22
.3.609
CD
HSBC
- 3.560%
10/26/01
3.560
50,000
122
603,222.22
3.009
CP
GECC
10/26/01
2.506
35,000
1.
2,430.56
2.534
CP
GECC
10/26/01
• 2.500
' 50,000
1
3,472.22
2.737
CP
GECC
10/26/01
'2.500
50,000
1
3,472.22
2.534
CP
GECC
10/26/01
2.500
50,000
1
3,472.22
2.534
CP
GECC
10/26/01
2.500
50,000
1
3,472.22
2.534
CP
GECC
10/26/01
2.500
50,000
1
3,472.22
2.534
CP
GECC
10/26/01
2.500
50,000
1
3,472.22
2.534
CP
SAFEWAY
10/26/01
2.700
50,000
1
3,750.00.
2.534
PURCHASES
BN
US BANK
2.130%
03/27/02
2.130
50,000
BN
US BANK
2.130%
03/27/02.
2.130
50,000
BN
US BANK
2..130%
03/29/02
2.130
50,000
BN
US BANK
2.130%
03/29/02
2.130
50,000
CD
U/B CALIF
2.130%
03/29/02
2.130
25,000
CD
U/B CALIF
2.130%
03/29/02
2.130
50,000
CP
HERTZ
01/14/02
3.000
30,00.0
CP
HOUSEHOLD
01/29/02
2.130
50,000
CP
AMER EXP
02/11/02
2.100
50,000
CP
AMER EXP
02/13/02
2.100
50,000
10/29/01 REDEMPTIONS
BN
B/A
4.230%
10/29/01
4.230
50,000
193
1,133,875.00
4.288
BN
B/A
4.230%
10/29/01
4.230
50,000
193
1,133,875.00
4.288
CD
US BANK
3.430%
10/29/01
3.430
10,000
66
62,883.33
3.477
CD
US BANK
3.430%
10/29/01
3.430
50,000
66
314,416.67
3.477
CD
US BANK
3.430%
10/29/01
3.430
50,000
66
314,416.67
3.477
CD
SOC GEN
3.440%
10/29/01
3.440
50,000
66
315,333.33
3.487
CD
SOC GEN
3.440%
10/29/01
3.440
50,000
66
315,333.33
3.487
CD
BNPARIS
4.160%
10/29/01
4.160
50,000
182
1,051,555.56
4.217
CD
BNPARIS
4.160%
10/29/01
4.160
50,000
182
1,051,555.56
4.217
CD
BNPARIS
4.160%
10/29/01
-4.160
50,000
182
1,051,555.56
4.217
CD
BNPARIS
4.160%
10/29/01
4.160
50,000
182
1,051,555.56
4.217
CD
ANZ
4.180%
10/29/01
4.170
50,000
182
1,054,135.52
4.227
16
10/29/01 REDEMPTIONS (continued)
CD
ANZ
4.180%
10/29/01
4.170
50,000
182
-1,054,135.52
4.227
CD
NAT W.MSTR
4.200%
10/29/01
4.190
50,000
182
1,059,191.33
4.248
CD
NAT W.MSTR
4.200%
10/29/01
4.190
50,000
182
1,059,191.33
4.248
CD
NAT W.MSTR
4.200%
10/29/01
4.190
50,000
182
1,059,191.33
4.248
CD
NAT W.MSTR
4.200%
10/29/01
4.190
50,000
182
1,059,191.33
4.248
CD
RABO
4.150%
10/29/01
4.145
50,000
185
1,065,061.51
4.202
CD
HYPO
4.130%
10/29/01 .
4.125
50,000
186
1,064,360.29
4.177
CD
HYPO
4.130%
10/29/01
4.125
50,000
186
1,064,360.29
4.177
CD
UBS
4.130%
10/29/01
4.125
50,000
186
1,064,360.29
4.177
CD
UBS
4.130%
10/29/01
4.125
50,000
186
1,064,360.29
4.177
CD
WESTPAC
4.115%
10/29/01
4.120
50,000
187
1,070,028.34
4.177
CD
WESTPAC
4.115%
10/29/01
4.120
50,000
187
1,070,028.34
4.177
CD
BNPARIS
4.190%
10/29/01
4.185
50,000
193
1,121,841.91
4.2 43
CD
BNPARIS
4.190%
10/29/01
4.185
50,000
193
1,121,841.91
4.243
CD
NOVA SCOT
4.630%
10/29/01
4.630
50,000
194
1,247,527.78
4.694
CD
NOVA SCOT
4.630%
10/29/01
4.630
50,000
194
1,247,527.78
4.694
CD
COMMERZBK
4.660%
10/29/01
4.660
50,000
194
1,255,611.11
4.724
CD
UB CALIF
4.650%
10/29/01
4.650
50,000
194
1,252,916.67
4.714
CD
U/B CALIF
4.650%
10/29/01
4.650
50,000
194
1,252,916.67
4.714
CD
DEUTSCHE
4.650%
10/29/01
4.650
50,000
194
1,252,916.67
4.714
CD
UBS
4.660%
10/29/01
4.645-
50,000
194
1,251,668.14
4.709
CD
UBS
4.660%
10/29/01
4.645
50,000
194
1,251,668.14
4.709
CD
WESTDEUT
4.660%
10/29/01
4.660
50,000
194
1,255,611.11
4.724
CD
WESTDEUT
4.660%
10/29/01
4.660
50,000
194
1,255,611.11
4.724
CD
WESTDEUT
4.660%
10/29/01
4.660
50,000
194
1,255,611.11
4.724
CD
WESTDEUT
4.660%
10/29/01
4.660
50,000
104
1,255,611.11
4.724
CID
GECC
10/29/01
2.950
50,000
42
172,083.33
3.001
CID
GECC
10/29/01
2.950
50,000
42
172,083.33
3.001
CID
FCAR
10/29/01
2.970
10,000
42
34,650.00
3.021
CID
FCAR
10/29/01
2.970
50,000
42
173,250.00
3.021
CID
FCAR
10/29/01
2.970
50,000
42
173,250.00
3.021
CID
FCAR
10/29/01
2.970
50,000
42
173,250.00
3.021
CID
SRAC
10/29/01
3.580
50,000
49
243,638.89
3.647
CID
CAMPBELL
10/29/01
3.520
15,000
66
96,800.00
3.592
CID
GECC
10/29/01
16670
50,000
137
698,319.44
3.773
DISC NOTES
FNMA
10/29/01
4.600
50,000
245
1,565,277.78
4.814
DISC NOTES
FNMA
10/29/01
4.600
50,000
245
1,565,277.78
4.814
4.814
DISC NOTES
FNMA
10/29/01
10/29/01
4.600
4.600
50,000
50,000
245
245
1,565,277.78
1,565,277.78
4.814
DISC NOTES
MTN
FNMA
IBM CR CORP
6.640% 10/49/01
6.530
8,190
68`5
1,004,831.10
6.967
PURCHASES
CD
HYPO
2.120% 01/29/02
2.120
50,000
CD
HYPO
2.120% 01/29/02
2.120
50,000
CD
SOC GEN
2.140% 01/29/02
2.140
50,000
CD
SOC GEN
2.140% 01/29/02
2.140
50,000
CD
CR AGRIC
2.150% 01/29/02
2.150
50,000
17
9
10/29/01 PURCHASES (continued)
CD
CR AGRIC
CD
DEUTSCHE
CD
DEUTSCHE
CD
DEUTSCHE
CD
\DEUTSCHE
CP
$RAC
CP
AMER EXP
CP
GECC
CP
GECC
CP
FCAR ..
CP
BEAR
CP
BEAR
10/30/01 REDEMPTIONS
DISC NOTES
FHLMC
PURCHASES
CD
U/B CALIF
CP
BEAR
CP
BEAR
FNMA
FNMA
FNMA
FNMA
FNMA
10/31/01 REDEMPTIONS
DISC NOTES
FHLB
TREAS
NOTES
TREAS
NOTES
PURCHASES
CD
BNPARIS
CP
SAFEWAY
CP
BEAR
CP
BEAR
CP
AMER EXP
CP
GECC
CP
GECC
2.150%
01/29/02
2.150
50,000
2.150%
01/29/02
2.150
50,000
2.150%
01/29/02
2.150
50,000
2.150%
01/29/02
2.150
50,000
2.150%
01/29/02
2.150
50,000
d1/14/02
3.100
50,000
01/29/02
2.130
50,000
-01/29/02
2.130
50,000
01/29/02
2.130
50,000
01/29/02
2.180
50,000
02/13/02
2.140
50,000
02/13/02
2.140
50,000
10/30/01
2.070
29,000 40 66,700.00 2.103
2.120%
01/29/02
2.120
50,000
01/29/02
2.110
50,000
01/29/02
2.110
50,000
6.000%
10/30/31
5.778
44,516
6.500%
10/30/31
6.290
50,000
6.500%
10/30/31
6.290
50,000
6.500%
10/30/31
6.290
50,000
6.500%
10/30/31
6.290
50,000
10/31/01 4.900 23,045 274 859,450.47
5.625% 10/31/01 6.191 50,000 343 2,778,509.15
5.625% 10/31/01 6.191 50,000 343 2,778,509.15
2.180% 12/03/01
2.170
50,000
11 /01 /01
2.750
40,000
02/13/02
2.070
10,000
02/13/02
2.070
50,000
03/01/02
2.030
50,000
03/01/02
2.030
50,000
03/01/02
2.030
50,000
18
5.160
6.311
6.311
a/ The abbreviations indicate the type of security purchased or sold;
I.e., (U.S.) Bills, Bonds, Notes, Debentures, Discount Notes
and Participation Certificates: Federal National Mortgage Association
(FNMA), Farmers Home Administration Notes (FHA), Student Loan
Marketing Association (SLMA), Small Business Association (SBA),
Negotiable Certificates of Deposit (CD), Negotiable Certificates of
Deposit Floating Rate (CD FR), Export Import Notes (EXIM),
Bankers Acceptances (BA), Commercial Paper (CP), Government
National Mortgage Association (GNMA), Federal Home Loan Bank
Notes (FHLB), Federal Land Bank Bonds (FLB), Federal Home Loan
Mortgage Corporation Obligation (FHLMC PC) & (FHLMC GMC),
Federal Farm Credit Bank Bonds (FFCB), Federal Farm Credit Discount
Notes (FFC), Corporate Securities (CB), US Ship Financing Bonds
(TITLE XI'S), International Bank of Redevelopment (IBRD), Tennessee
Valley Authority (TVA), Medium Term Notes (MTN), Real Estate
Mortgage Investment Conduit (REMIC).
b/ Purchase or sold yield based on 360 day calculation for discount
obligations and Repurchase Agreements.
C/ Repurchase Agreement.
d/ Par amount of securities purchased, sold or redeemed.
e/ Securities were purchased and sold as of the same date.
f/ Repurchase Agreement against Reverse Repurchase Agreement.
1/ Outright purchase against Reverse Repurchase Agreement.
1
h/ Security "SWAP" transactions.
1 Buy back agreement.
RRS Reverse Repurchase Agreement.
RRP Termination of Reverse Repurchase Agreement.
19
NAME
ALHAMBRA
Grand National Bank
Grand National Bank
Grand National Bank
Grand National Bank
Grand National Bank
Omni Bank
Omni Bank
Omni Bank
Omni Bank
ARROYO GRANDE
Mid -State Bank
Mid -State Bank
Mid -State Bank
Mid -State Bank
Mid -State Bank
Mid -State Bank
BEVERLY HILLS
City National Bank
City National Bank
City National Bank
City National Bank
BREA
Jackson Federal Bank
CAMARILLO
First California Bank
Camarillo Community Bank
CHICO
North State National Bank
North State National Bank
North State National Bank
TIME DEPOSITS
DEPOSIT PAR MATURITY
DATE YIELD AMOUNT ($) DATE
05/31/01
' 3.680
3,000,000.00
11/27/01
06/25/01
3.500
1,000,000.00
01/07/02
07/13/01
3.560
2,000,000.00
01/09/02
05/17/01
3.700
3,000,000.00
05/17/02
07/13/01
3.520
3,095,000.00
07/12/02
08/24/01
3.440
2,000,000.00
11 /21 /01
08131/01
3.420
3,000,000.00
11 /30/01
08/31/01
3.340
3,000,000.00
02/27/02
10/25/01
2.190
1,300,000.00
04/23/02
05/24/01
3.750
5,000,000.00
11/20/01
06/21/01
3.510
5,000,000.00
12/18/01
07/13/01
3.560
5,000,000.00
01/16/02
08/15/01
3.400
5,000,000.00
02/14/02
09/14/01
3.230
5,000,000.00
03/13/02
10/15/01
2.250
5,000,000.00
04/15/02
06/05/01
3.650
25,000,000.00
12/03/01
08/20/01
3.380
25,000,000.00
02/15/02
09/05/01
3.330
40,000,000.00
03/07/02
04/16/01
4.170
25,000,000.00
04/16/02
07/26/01
3.560
10,000,000.00
01/22/02
10/30/01
2.150
2,000,000.00
01/29/02
08/20/01
3.400
3,000,000.00
11/19/01
03/02/01
4.600
1,500,000.00
11/28/01
09/07/01
3.400
1,000,000.00
12/07/01
04/06/01
4.000
5,000,000.00
01/25/02
20
TIME DEPOSITS
DEPOSIT
PAR
MATURITY
NAME
DATE
YIELD
AMOUNT ($j
DATE
CHICO (continued)
Tri Counties B '-.K
09/06/01
3.430
10,000,000.00
12/05/01
Tri Counties Bank
09/11/01
3.300
10,000,000.00
12/10/01
Tri Counties Bank
09/18/01
2.700
10,000,000.00
12/17/01
CHULA VISTA
North Island Federal Credit Union
05/29/01
3.770
20,000,000.00
11/27/01
t
CITY OF INDUSTRY
EverTrust Bank
06/15/01
3.560
6,000,000.00
12/12/01
EverTrust Bank
07/27/01
3.540
3,000,000.00
01/25/02
EverTrust Bank
07/18/01
3.600
3,000,000.00
01/25/02
CONCORD
-
CA State 9 Credit Union
08/21/01
3.440
10,000,000.00
11/19/01
DUARTE
r)
Western State Bank
06/06/01
3.680
2,000,000.00
12/03/01
Western State Bank
08/14/01
3.420
1,000,000.00
02/25/02
Western State Bank
08/27/01
4.430
2,000,000.00
02/25/02
Western State Bank
10/01/01
2.420
2,000,000.00
04/01/02
D BLIN .
Operating Engineers FCU
09/12/01
3.280
10,000,000.00
12/11 /01
Operating Engineers FCU
08/08/01
3.490
6,000,000.00
02/04/02
Operating Engineers FCU
10/11/01
2.230
5,000,000.00
04/09/02
EL CENTRO
'
Valley Independent Bank
08/14/01
3.420
7,500,000.00
02/14/02
Valley Independent Bank
10/31/01
2.040
20,000,000:QO
04/30/02
EL- SEGUNDO
,
Hawthome Savings FSB
06/28/01
3.520
60,000,000.00
01/04/02
Xerox Federal Credit Union
08/13/01
3.470
20,000,000.00
11/13/01
21
NAME
CONDO (continued
Xerox Federal Credit Union
FRE N
United Security Bank
United Security Bank
United Security Bank
FULLERTON
Fullerton Community Bank
Fullerton Community Bank
GLENDALE
Verdugo Banking Company
GRANADA BILLS
Bank of Granada Hills
HUNTINGTON BEACH
First Bank and Trust
First Bank and Trust
INGLEWOOD
Imperial Bank
IRVINE
Commercial Capital Bank
LAKEPORT
Lakeport Community Bank
LA JOLLA
Silvergate Bank
Silvergate Bank
TIME DEPOSITS
DEPOSIT PAR MATURITY
DATE YIELD AMOUNT ($) DATE
.09/04/01 '
3.350
7,000,000.00
03/04/02
05/14/01
3.780
10, 000,000.00
11 /15/01
10105/01
2.270
5,000,000.00
01/10/02
07/31/01
3.510
15,000,000.00
02/06/02
05/21/01
3.790
9,000,000.00
11/19/01
07/18/01
3.640
8,000,000.00
01/25/02
07/05/01
3.660
5,000,000.00
01/08/02
09/18/01
2.740
2,000,000.00
03/18/02
09/11/01
3.240
12,000,000.00
03/11/02
10/29/01
2.150
3,000,000.00
04/26/02
09/05/01
3.400
t
63,000,000.00
12/04/01
10/09/01
2.260
6,000,000.00
01/07/02
06/19/01
3.560
2,000,000.00
12/17/01
09/14/01
3.310
3,500,000.00
12/13/01
08/08/01
3.520
5,000,000.00
02/04/02
22
4
TIME DEPOSITS
DEPOSIT PAR MATURITY
NAME DATE YIELD AMOUNT DATE
DI
Farmers & Merchant Bk Cen CA 07/05/01 3.650 10,000,000.00 01/11/02
LOS ANGELES
Broadway Federal Bank
07/09/01
3.610
2,500,000.00
01/08/02
Broadway Federal Bank
06/13/01
3.580
3,000,000.00
03/11/02
California Center Bank i
10/02/01
2.410
10,000,000.00
01/03/02
California Chohung Bank
05/21/01
3.760
4,000,000.00
11/19/01
California Chohung Bank
07/03/01
3.650
1,500,000.00
01/07/02
California Chohung Bank
07/18/01
3.630
1,000,000.00
01/14/02
Cathay Bank
09/04/01
3.340
30,000,000.00
03/04/02
Cathay Bank
09/26/01
2.430
19,000,000.00
03/25/02
Cathay Bank
10/10/01
2.230
19,000,000.00
04/08/02
Cedars Bank
10/10/01
2.240
2,500,000.00
01/08/02
Cedars Bank
09/06/01
3.460
2- 500,000.00
03/06/02
Cedars Bank
10/04/01
2.260
5:000,000.00
04/01 /02
Eastern International Bank
05/07/01
3.800
900,000.00
11/05/01
Eastern International Bank
06/12/01
3.650
1,000,000.00
12/10/01
General Bank
06/28/01
3.630
25,000,000.00
12/10/01
General Bank
07/20/01
3.550
15,000,000.00
01 /18/02
General Bank
07/30/01
3.540
20,000,000.00
01/28/02
General Bank
08/07/01
3.490
15,000,000.00
02/08/02
General Bank
05/30/01
3.710
10,000,000.00
02/20/02
General Bank
05/22/01
3.800
20,000,000.00
02/20/02
General Bank
08/'f3/01
3.400
15,000,000.00
03/07/02
General Bank
06/14/01
3.570
20,000,000.00
03/18/02
Hanmi Bank
05/31/01
3.680
25,000,000.00
11/27/01
Hanmi Bank
09/26/01
2.400
25,000,000.00
12/20/01
Hanmi Bank
. 10/15/01
2.270 "
25,000,000.00
01/14/02
Manufacturers Bank
08/03/01
3.560
10,000;000.00
11/01/01
Manufacturers Bank
09/10/01
3.330
30,000,000.00
12111 /01
Manufacturers Bank
09/18/01
_ 2.700
20,000,000.00
12/21/01
Marathon National Bank
08/06/01
3.510
2,000,000.00
02/04/02
Mellon First Business Bank
06/18/01
3.560
25,000,000.00
01/04/02
Mellon First Business Bank
07/18/01
3.610
25,000,000.06
02/01/02
Mellon First Business Bank
09/24/01
2.360
25,000,000.00
03/20/02
Mercantile National Bank
08/13/01
3.410
2,000,000.00
02/08/02
Nara Bank, NA
09/21/01
2.270
5,000,000:00
12/19/01
Nara Bank, NA
10/24/01
2.190
5,000,000.00
04/22/02
Pacific Union Bank
09/06/01
3.460
20,000,000.00
12/05/01
Pacific Union Bank
10/01/01
2.400
10,000,000.00
01/03/02
Preferred Bank
09/17/01
3.000
9,000,000.00
12/18/01
23
TIME DEPOSITS
DEPOSIT
PAR
MATURITY
NAME
DATE
YIELD
AMOUNT ($)
DATE
LOS ANGELES (continued)
Preferred Bank �'
08/13/01
3.390
4,000,000.00
02/08/02
Preferred Bank
08/27/01
3.400
7,000:000.00
02/26/02
Preferred Bank
06/11/01
3.600
9,000,000.00
03/08/02
Preferred Bank
07/16/01
3.550
6,000,000.00
07/16/02
Sae Han Bank
10/15/01
2.270
3,000,000.00
01/16/02
Sae Han Bank
10130/01
2.140
3,000,000.00
01/15/02
State Bank of India (Calif)
08/27/01
3.380
2,000,000.00
02/25/02
State Bank of India (Calif)
06/12/01
3.600
5,500,000.00
04/02/02
State Bank of India (Calif)
07/18/01
.3.510
- 2,000,000.00
07/18/02
Western Federal Credit Union
10/24/01
2.190
25,000,000.00
04/22/02
Wilshire State Bank
05/17/01
3.700
2,000,000.00
11/15/01
Wilshire State Bank
08/31/01
3.340
4,000,000.00
02/27/02
Wilshire State Bank
07/13/01
3.540
4,000,000.00
07/12/02
MANTECA
Delta. National Bank
08/21/01
3.420
3,000,000.00
11/19/01
MERCED
County Bank
03/09/01
4.500
10,000,000.00
12/07101
County Bank
07/20/01
3.650
5,000,000.00
01/16/02
County Bank
10/17/01
2.260
5,000,000.00
04/16/02
MONTEREY PARK
Trust Bank FSB
07/02/01
3.660
2,000,000.00
01/02/02
Trust Bank FSB
10/01/01
2.430
4,000,0W.00
01/02/02
NORTH HIGHLANDS
Safe Credit Union
07/16/01
3.600
5,000,000.00
01/14/02
Safe Credit Union
08/01/01
3.490
20,000,000.00
02/06/02
OAKDALE
Oak Valley Community Bank
09/05/01
3.380
500,000.00
03/22/02
Oak Valley Community Bank
03/23/01
4.140
1,500,000.00
03/22/02
Oak Valley Community Bank
10/10/01
2.210
2,500,000.00
04/08/02
Oak Valley Community Bank
06/05/01
3.640
1,500,000.00
06/05/02
24
TIME DEPOSITS
DEPOSIT
PAR
MATURITY
NAME DATE
YIELD AMOUNT
DATE
OAKLAND
Metmpolitian Bank 09/24/01
2.390 1,000,000.00
03/25/02
Metmpolitian Bank 10/31/01
2.100 1,000,000.00
04/29/02
NTARI
Citizens Business Bank
03/08/01
4.630
25,000,000.00
12/03/01
Citizens Business Bank;
03/26/01
4.150
,30,000,000.00
03/26/02
Citizens Business Bank
04/05/01
4.070
25,000,000.00
04/05/02
Citizens Business Bank
05/07/01
3.800
10,000,000.00
05/07/02
Citizens Business Bank
08/22/01
3.480
30,000,000.00
08/22/02
PALO ALTO
Bank of Petaluma
06/19/01
3.570
12,000,000.00
12/17/01
Bank of Petaluma
08/06/01
3.620'
1,000,000.00
02/25/02
Bank of Petaluma
06/05/01
3.660
2,500,000.00
02/25/02
Bank of Santa Clara
06/04/01
3.630
20,000,000.00
02/25/02
Bay Area Bank
07/25/01
3.570
5,000,000.00
01/14/02
Bay Area Bank
10/30/01
2.090
5,000,000.00
04/27/02
Bay Bank of Commerce
10/30/01
2.110
5,000,000.00
04/29/02
Coast Commercial Bank
07/16/01
3.620
5,000,000.00
01/14/02
Coast Commercial Bank
06/11/01
3.620
20,000,000.00
02/25/02
Cupertino National Bank
06/19/01
3.550
10,000,000.00
12/17/01
Cupertino National Bank
.07124101
3.570
10,000,000.00
01/14/02
Cupertino National Bank
06/01/01
3.610
20,000,000.00
02/25/02
Cupertino National Bank
10/30/01
2.090
35,000,000.00
04/29/02
Golden Gate Bank
06/01/01
3.630 "
9,000,000.00
02/25/02
Mid -Peninsula Bank
06/01/01
3.626
5,000,000.00
02/25/02
Mid -Peninsula Bank
09/14/01
3:000
10,000,000.00
03/13/02
Mid -Peninsula Bank
10/30/01
2.100
35,000,000.00
04/29/02
Peninsula Bank of Commerce
06/11/01
3.600
15,000,000.00
02/25/02,
PASADENA
Community Bank
08/13/01
3.380
15,000,00&0
02/08/02
Community Bank
04/25/01
3.770
5,000,000.00
04/25/02
Community Bank
06/22/01
3.400
20,000,000.00
06/21/02
Community Bank
07/11/01
3.520
20,000;000.00
07/11/02
Wescom Credit Union
05/15/01
3.810
10,000,000.00
11/13/01
Wescom Credit Union
06/18/01
3.600
15,000,000.00
12/14/01
Wescom Credit Union
07/30/01
3.540
15,000,000.00
01/28/02
Wescom Credit Union
10/09/01
2.270
25,000,000.00
04/08/02
25
TIME DEPOSITS
!
DEPOSIT
PAR
i
E
MATURITY
NAME
DATE
YIELD
AMOUNT ($j
D._
PICO RIVERA
Pacific Western National Bank
05/29/01
3.760
1,000,000.00
11/20/01
PLACERVILLE
-
El Dorado Savings Bank
02/08/01
4.770
5,000,000.00
02/08/02
El Dorado Savings Bank
03/07/01
4.620
5,000,000.00
03107/02
El Dorado Savings Bank
03/22/01
4.210
5,000,000.00
03/22/02
El Dorado Savings Bank
04/13/01
4.100
5,000,000.00
04/12/02
El Dorado Savings Bank
04/13/01
4.100.
5,000,000.00
04/12/02
El Dorado Savings Bank
05/02/01
3.910 •
5,000,000.00
05/02/02
El Dorado Savings Bank
06/18/01
3.460
5,000,000.00
06/10/02
El Dorado Savings Bank
06/05/01
3.640
5,000,000.00
06/10/02
P M NA
PFF Bank and Trust
03/09/01
4.700
10,000,000.00
12/04/01
PFF Bank and Trust
08/28/01
3.420
8,000,000.00
02/28/02
PORTERVILLE
Bank of the Sierra
10/23/01
2.240
10,000,000.00
01/23/02
IN Y
Plumas Bank
05/23/01
3.800
2,000,000.00
02/20/02
RANCHO SANTA FE
La Jolla Bank, FSB
06/25/01
3.760
15,000,000.00
11/20/01
La Jolla Bank, FSB
09/24/01
2.360
10,000,000.00
02/01/02
La Jolla Bank, FSB
06/06/01
3.620
10,000,000.00
03/01/02
La Jolla Bank, FSB
08/06/01
3.500
15,000,000.00
08106/02
RED BLUFF
Tehama Bank
08/30/01
3.450
4,000,000.00
11/30/01
Tehama Bank
07/03/01
3.620
5,000,000.00
07/03/02
REDDIN
North Valley Bank
03/19/01
4.310
3,000,000.00
12/14/01
26
TIME DEPOSITS
DEPOSIT PAR MATURITY
NAME DATE YIELD AMOUNT DATE
REDWOOD CITY
Provident Central Credit Union 05/04/01 3.910 20,000,000.00 11/01/01
RICHMOND
Mechanics Bank
03/07/01
4.520
10,000,000.00
03/07/02
Mechanics Bank
04/06/01
4.000
10,000,000.00
04/05/02
Mechanics Bank i
04/25/01
3.790
10,000,000.00
04/25/02
Mechanics Bank
05/07/01
3.870
10,000,000.00
05/07/02
Mechanics Bank
06/12/01
3.560
10,000,000.00
06/12/02
Mechanics Bank
07/11/01
3.520
10,000,000.00
07/11/02
Mechanics Bank
08113/01
3.490
10,000,000.00
08/13/02
Mechanics Bank
10/12/01
2.380
10,000,000.00
10/15/02 .
SACRAMENTO
American River Bank
10/15/01
2.270
1,000,000.00
01/11/02
American River Bank
07/10/01
3.600
1,500,000.00
01/14/02
American River Bank
09/28/01
2.370
1,000,000.00.
03/29/02
American River Bank
09/24/01
2.360
3,000,000.00
03/29/02
American River Bank
10/12/01
2.250
1,500,000.00
04/10/02
American River Bank
06/26/01
3.380
1,000,000.00
06/26/02
Bank of Sacramento
06/04/01
3.620
500,000.00
11/15/01
Bank of Sacramento
05/17/01
3.720
1,000,000.00
11/15/01
Bank of Sacramento
06/26/01
3.510
1,000,000.00
12/21/01
Golden One Credit Union
(16/08/01
3.610
10,000,000.00
12/05/01
Golden One Credit Union
03/23/01
4.120
20,000,000.00
03/22/02
Golden One Credit Union
04/25/01
3.770
10,000,000.00
04/25/02
Golden One Credit Union
06/08/01
3.600
10,000,000.00
06/07/02
Merchants National Bank
10/19/01
2.210
2,000,000.00
04/17/02
Merchants National Bank
07/23/01
3.460.
2,000,000.00
07/23/02
River City Bank
08/28/01
3.470
2,000,000.00
11/26/01
River City Bank
07/03/01 -
3.660
2:000,000.00
.01/07/02
River City Bank
10/29/01
2.190
3,000,000.00
01/28102
River City Bank
10/04/01
2.330
4,000,000.00
04/01 /02
Sanwa Bank of Califomia
07/26/01
3.560
22,000,00h0
01/23/02
U.S. Bank
05/24/01
3.770
25,000,000.00
11/20/01
U.S. Bank
08/07/01
3.500
25,000,000.00
02/04/02
U.S. Bank
08/07/01
3.550
25,000,000.00
05/06/02
Union Bank of Califomia
08/14/01
3.430
150,000,000.00
11/09/01
Union Bank of Califomia
09/21/01
2.230
100,000,000.00
12/19/01
Union Bank of Califomia
10/19/01
2.210
50,000,000.00
04/17/02
Union Bank of California
10/29/01
2.100
100,000,000.00
04/17/02
27
NAME
SACRAMENTO (continued)
United California Bank
SALINAS
Community Bk Central Calif
Community Bk Central Calif
Community Bk Central Calif
SAN BERNARDINO
Business Bank of Califomia
Business Bank of California
SAN DIEGO
First United Bank
Mission Federal Credit Union
Neighborhood National Bank
First Future Credit Union
Santel Federal Credit Union
Santel Federal Credit Union
SAN FRANCISCO
America California Bank
America California Bank
Bank of Canton California
Bank of Canton California
Bank of Canton California
Bank of Canton California
Bank of Canton California
Bank of the West
Bank of the West
Bank of the West
Bank of the West
Bank of the West
Bank of the West
Bank of the West
Bank of the West
California Federal Bank
California Federal Bank
California Federal Bank
TIME DEPOSITS
DEPOSIT PAR MATURITY
DATE YIELD AMOUNT ($) DATE
09/07/01 4 3.380 60,000,000.00 03/06/02
10/10/01
2.210
10,000,000.00
01/09/02
10/25/01
2.170
5,000,000.00
04/23/02
10/25/01
2.170
5,000,000.00
04/23/02
07/10/01
3.630
8,000,000.00
01/09/02
08/06/01
3.530
12,000,000.00
02/05/02
02/16/01
4.950
1,000,000.00
02/15/02
08/28/01
3.430
10,000,000.00
02/27/02
08/24/01
3.420
2,000,000.00
11/21/01
09/04/01.
3.320
5,000,000.00
03/01/02
- 06/04/01
3.570
5,000,000.00
11/30/01
06/22/01
3.520
3,000,000.00
12/19/01
07/30/01
3.570
1,500,000.00
01/28/02
10/31/01
2.060
1,000,000.00
04/30/02
06/15/01
3.570
20,000,000.00
12/12/01
09/10/01
3.230
20,000,000.00
03/08/02
05/22/01
3.770
15,000,000.00
05/22/02
07/16/01
3.550
25,000,000.00
07/16/02
08/31/01
3.470
20,000,000.00
08/30/02
05/25/01
3.750
142,000,000.00
11 /20/01
07/06/01
3.650
34,000,000.00
01/02/02
07/09/01
3.600
50,000,000.00
01/08/02
07/27/01
3.660
76,500,000.00
01/24/02
08/17/01
.3.420
25,000,000.00
02/20/02
08/02/01
3.560
25,000,000.00
02/20/02
08/24/01
3.400
50,000,000.00
02/20/02
10/15/01
2.260
50,000,000.00
04/15/02
07/06/01
3.650
8,000,000.00
01/04/02
07/06/01
3.650
42,000,000.00
01/04/02
05/24/01
3.730.
50,000,000.00
02/22/02
28
TIME DEPOSITS
DEPOSIT PAR MATURITY
NAME DATE YIELD AMOUNT ($) DATE
AN FRANCISCO (continued
Califomia Federal Bank
10/16/01
2.270
100,000,000.00
04/15/02
California Pacific Bank
03/19/01
4.300
1,000,000.00
12/14/01
Millennium Bank
07/02/01
3.680
2,000,000.00
10/29/01
Oceanic Bank
03/15/01
4.430
4,000,000.00
03/15/02
Trans Pacific National Bank
03/19/01
4.250
800,000.00
03/19/02
United Commercial Bank
03/20/01
4.320
25,000,000.00
12/14/01
United Commercial Bank
08/31/01
3.340
30,000,000.00
02/28/02
United Commercial Bank
04/04/01
4.160
30,000,000.00
04/04/02
United Commercial Bank
06/05/01
3.660
10,000,000.00
06/05/02
United Commercial Bank
07/31/01
3.480
40,000,000.00
07/31/02
SAN JOSE
Comerica Bank - California
10/09/01
2.260
71,000,000.00
01/09/02
Commerce Bank of California
10/30/01
2.170
183,000,000.00
02/06/02
Heritage Bank of Commerce
08/17/01
3.410
2,000,000.00
02/15/02
Meriwest Credit Union
07/20/01
3.560
5,000,000.00
01/18/02
Meriwest Credit Union
08/10/01
3.490
5,000,000.00
02/06/02
Merit Credit Union
08/28/01
3.440
5,000,000.00
02/28/02
San Jose National Bank
05/04/01
3.920
10,000,000.00
11/01/01
San Jose National Bank
04/30/01
3.870
10,000,000.00
04/30/02
Santa Clara Co. Fed. C.U.
08/07/01
3.500
15,000,000.00
02/05/02
SAN LUIs OeISP
First Bank of San Luis Obispo
- 05/10/01
3.700
2,000,000.00
11/06/01
First Bank of -San Luis Obispo
03/19/01
4.310
5,000,000.00
12/14/01
Mission Community Bank
06/12/01
3.650
1,000,000.00
12/10/01
Mission Community Bank
09/10/01
3.250
1,000,000.00
03/08/02
Mission Community Bank
10/11/01
2.240
1,500,000.00
04/09/02
San Luis Trust Bank
10/10/01
2.230
1,350,000.00
01/08/02
San Luis Trust Bank
10/26/01
2.130
1,000,000.00
04/24/02
SAN MARINO
East West Federal Bank
05/18/01
3.720
38,000,000.00
11/16/01
East West Federal Bank
05/30/01
3.710
35,000,000.00
11/28/01
East West Federal Bank
07/06/01
3.660
12,000,000.00
01/04/02
East West Federal Bank
06/04/01
3.500
30,000,000.00
01/04/02
East West Federal Bank
08/02/01
3.560
35,000,000.00
02/07/02
29
TIME DEPOSITS
DEPOSIT
PAR
MATURITY
NAME
DATE
YIELD
AMOUNT ($)
DATE
SAN RAFAEL
Metro Commerce Brink
06/01/01
3.610
1,800,000.00
11/28/01
Westamerica Bank
08/14/01
3.450
50,000,000.00
11/09/01
Westamerica Bank
09/20/01 -
2.250
25,000,000.00
12/19/01
'Westamerica Bank
10/11/01
2.240
50,000,000.00
01/09/02
Westamerica Bank
07/18/01
3.510
25,000,000.00
07/18/02
Westamerica Bank
07/30/01
3.490
50,000,000.00
07/30/02
SAN RAMON
EBTEL Federal Credit Union
05/18/01
3.690
1,000,000.00
11/14/01
EBTEL Federal Credit Union
06/22/01
3.520
750,000.00
12/19/01
EBTEL Federal Credit Union
07/06/01
3.670
1,000,000.00
01/02/02
EBTEL Federal Credit Union
08/17/01
3.440
750,000.00
02/13/02
SANTA BARBARA
FNB of Central California
03/06/01
4.650
10,000,000.00
11/30/01
FNB of Central California
07/23/01
3.570
5,000,000.00
01/25/02
FNB of Central California
07/09/01
3.590
10,000,000.00
01/25/02
FNB of Central California
09/12/01
3.220
10,000,000.00
03/11/02
FNB of Central California
10/12/01
2.280
10,000,000.00
04/10/02
Los Robles Bank
07/27/01
3.560
6,000,000.00
02/08/02
Santa Barbara Bank & Trust
05/03/01
3.940
10,000,000.00
11/01/01
Santa Barbara Bank & Trust
06/08/01
3.620
10,000,000.00
11/30/01
Santa Barbara Bank & Trust
03/09/01
4.490
10,000,000.00
11/30101
Santa Barbara Bank & Trust
07/06/01
3.650
30,000,000.00
01/25/02
Santa Barbara Bank & Trust
07/27/01
3.560
10,000,000.00
02/08/02
Santa Barbara Bank & Trust
10/01/01
2.400
10,0000,000.00
04/0102
SANTA CLARITA
Valencia Bank & Trust
09/17/01
3.000
4,000,000.00
03/19/02
SANTA MARIA
Hacienda Bank
09/11/01
3.260
1,000,000.00
03/11/02
SANTA ROSA
National Bank of the Redwoods
07/31/01
3.610
5,000,000.00
01/28/02
National Bank of the Redwoods
10/29/01
2.140
10,000,000.00
04/26/02
Redwood Credit Union
06/04/01
3.600
17,000,000.00
11/30/01
K�i�
TIME DEPOSITS
DEPOSIT PAR MATURITY
NAME DATE YIELD AMOUNT ($j DATE
SANTA ROSA (continued
Redwood Credit Union 07/09/01 3.610 8,000,000.00 12/28/01
SONORA
Central California Bank
09/04/01
3.410
1,000,000.00
12/03/01
STOCKTON
Pacific State Bank
07/11/01
3.620
1,000,000.00
01/08/02
Pacific State Bank
10/12/01 -
2.260
1,000,000.00
04/10/02
Union Safe Deposit Bank
05/08/01
3.810
10,000,000.00
11/05/01
Union Safe Deposit Bank
06/14/01
3.660
10,000,000.00
12111 /01
Union Safe Deposit Bank
07/16/01
3.640
5,000,000.00
01/23/02
Union Safe Deposit Bank
07/26/01
3.590
10,000,000.00
01/23/02
Union Safe Deposit Bank
08/07/01
3.520.
10,000,000.00
02/14/02
Union Safe Deposit Bank
08/22/01
3.420
10,000,000.00
03/01/02
Union Safe Deposit Bank
10/11/01
2.270
10,000,000.00
04/11/02
Washington Mutual Bank
06/01/01
3.620
30,000,000.00
11/28/01
Washington Mutual Bank
03/14/01
4.500
30,000,000.00
12/10/01
Washington Mutual Bank
06/26/01
3.470
15,000,000.00
12/21/01
Washington Mutual Bank
10/26/01
2.160
30,000,000.00
01/24/02
Washington Mutual Bank
07/24/01
3.570
30,000,000.00
01/24/02
Washington Mutual Bank
08/23/01
3.390
30,000,000.00
02/19/02
SUNNYVALE
Asian Bank
09/26/01
2.420
1,500,000.00
12/20/01
TORRANCE
China Trust Bank (USA)
08/17/01
3.440
20,000,000.00
11/16/01
China Trust Bank (USA)
09/11/01
3.300
5,000,000.00
12/14/01
China Trust Bank (USA)
09/06/01 -
3.480
20,000,000.00
12/14/01
China Trust Bank (USA)
10/19/01
2.240
26,000,000.00
01/18/02
China Trust Bank (USA)
10/19/01
2.240
5,000,00Q.00
01/18/02
South Bay Bank
05/04/01
3.930
4,000,000.00
11/08/01
South Bay Bank
05/25/01
3.770
2,000,000.00
11/20/01
South Bay Bank
07/27/01
3.560
1,000,000.00
01/25/02
South Bay Bank
06/07/01
3.620
3,000,000.00
03/01 /02
South Bay Bank
09/06/01
3.430
5,000,000.00
03/15/02
31
NAME
TUSTIN
First Fidelity Investment & Loan
First Fidelity Investment & Loan
First Fidelity Investment & Loan
First Fidelity Investment & Loan
Sunwest Bank
Sunwest Bank
Sunwest Bank
Sunwest Bank
Sunwest Bank
VACAVILLE
Travis Credit Union
WATSONVILLE
Monterey Bay Bank
Monterey Bay Bank
WHITTIER
TIME DEPOSITS
DEPOSIT
DATE YIELD
07/30/01
3.560
08/07/01
3.560
09/05/01 _
3.460
10/17/01
2.240
07/26/01
3.570
08/08/01
3.540
09/07/01
3.390
- '10/09/01
2.230
10/17/01
2.230
08/31/01 3.460
07/02/01 3.680
09/20/01 2.390
Quaker City Bank
05/31/01
Quaker City Bank
06/27/01
Quaker City Bank
07/12/01
Quaker City Bank
10/16/01
Quaker City Bank
04/06/01
TOTAL TIME DEPOSITS OCTOBER 2001
32
PAR MATURITY
AMOUNT DATE
9,000,000.00
11 /02/01
6,000,000.00
11 /06/01
15, 000, 000.00
12/05/01
10,000,000.00
01/15/02
6,800,000.00
11 /01 /01
2,000,000.00
11 /06/01
1,000,000.00
12/07/01
3,500,000.00
01/09/02
2,500,000.00
01/25/02
ffiGKIN416 if
3.700
25,000,000.00
3.490
10,000,000.00
3.570
14,000,000.00
2.280
8,000,000.00
4.000
8,000,000.00
i
4,854,646,000.00
11/30/01
01 /07/02
03/20/02
11 /27/01
12/28/01
01 /08/02
04/05/02
04/05/02
BANK DEMAND DEPOSITS
OCTOBER 2001
($ in thousands)
DAILY BALANCES
DAY OF
BALANCES
WARRANTS
MONTH
PER BANKS
OUTSTANDING
1 $
102,050
$ 29227,442
2
639,992
1,840,480
3
491 j906
19779,163
4
1,094,393
19914,684
5
42.4,606
19775,622
6
424,606
1,775,622
7
424,606
1,775,622
8
424,606
19776,622
9
366,339
19799,150
10 -'
396,543
1,755,111
11
536,124
2,026,782
12
362,037
21603,920
13
3529037
' . 2,603,920
14
352,037
2,603,920
15
831,109
2,289,775
16
707,723
2,284,058
17
179,598
2,502,454
18
4089464
21688,994
19
432,248
2,9459818
20
4329248
2,9459818
21
432,248
29946,818
22
169717
21144,444
23
135,059
2,898,432
24
367,364
2,697,413
25
593,151
2,7519868
26
487,619
3,059,285
27
487,619
3,059,285
28
487,619
3,059,285
29
113,178
2,944,279
30
554,240
2,8,P8,336
31
642,037
3,381,966
AVERAGE DOLLAR DAYS $ 438,359 a,
ai The prescribed bank balance for October was $449,400. This consisted of
$349,064 in compensating balances for services, balances for uncollected
funds of $105,210 and a deduction of $4,874 for October delayed
deposit credit.
33
DESIGNATION BY POOLED MONEY INVESTMENT BOARD
OF TREASURY POOLED MONEY INVESTMENTS AND DEPOSITS
No. 1628
In accordance with sections 16480 through 16480.8 of the Government Code, the Pooled Money Investment Board, at its
meeting on October 17, 2001, has determined and designated the amount of money available for deposit and investment
under said sections. In accordance with sections 16480.1 and 16480.2 of the Government Code, it is the intent that the
money available for deposit or investment be deposited in bank accounts and savings and loan associations or invested in
securities in such a manner so as to realize the maximum return consistent with safe and prudent treasury management,
and the Board does hereby designate the amount of money available for deposit in bank accounts, savings and loan associ-
actions, and for investment in securities and the type of such deposits and investments as folkms:
1. In accordance with law, for deposit in demand
bank accounts as Compensating Balance for Services
$ 327,851,000
The active noninterest bearing bank accounts designation constitutes a calendar month average balance. For purposes of
computing the compensatingoalances, the Treasurer shall exclud1p from the daily balances any amounts contained therein as
a result of nondelivery of securities purchased for "cash" for the Pooled Money Investment Account and shall adjust for any
deposits not credited by the bank as of the date of deposit. The balances in such accounts may fall below the above amount
provided that the balances computed by dividing the sum of daily balances of that calendar month by the number of days in
the calendar month reasonably approximates that amount. The balances may exceed this amount during heavy collection
periods or in anticipation of large impending warrant presentations to the Treasury, but the balances are to be maintained in
such a manner as to realize the maximum return consistent with safe and prudent treasury management
2.
In accordance with law, for investment in securities authorized by section 16430,- Government Code, or in temp interest -
bearing deposits in banks and
savings and loan associations as follows:
Time Deposits in
'
Various Financial
Institutions
In Securities
(sections 16503a
Estimated
From
To
Transactions
(section 16430)*
and 16602r
Total
(1)
10/1512001
10/19/2001
$
(1,411,800,000)
$
(2,347,345,000)
$
4,852,545,000
$
2,505,200,000
(2)
10/22=1
10/2612001
$
879,500,000
$
(1,467,845,000)
$
4,852,545,000
$
3,384,700,000
(3)
10/29/2001
11/02/2001
$
(1,051,200,000)
$
(2,519,045,000)
$
4,852,545,000
$
2,333,500,000
(4)
11/05=1
11/09/2001
$
1,583,600,000
$
(935,445,000)
$
4,852,545,000
$
3,917,100,000
(5)
11/1212001
11/16/2001
$
403,100,000
$
(532,345,000)
$
4,852,545,000
$
4,320,200,000
(6)
11/19/2001
11/23/2001
$
(1,490,000,000)
$
(2,022,345,000)
$
4,852,545,000
$
2,830,200,000
(7)
11/26/2001
11/30/2001
$
(2,762,700,000)
$
(4,785,045,000)
$
4,852,545,000
$
67,500,000
(8)
12/03/2001
12/07/2001
$
494,000.000
$
(4,291,045,000)
$
4,852,545,000
$
561,500,000
(9)
12/10/2001
12/14/2001
$
231,900,000
$
(4,059,145,000)
$
4,852,545,000
$
793,400,000
(10)
12/17/2001
12/21/2001
$
3,771,000,000
$
(288-9145,000)
$
4,852,545,000
$
4,564,400,000
From any of the amounts specifically designated above,
not more than 30 percent in the aggregate may be invested
in prime commercial paper under section 16430(e),
Government Code.
Additional amounts available in treasury trust account and in the Treasury from time to time, in excess of the
amounts and for the same types of investments as specifically designated above.
Provided, that the availability of the amounts shown under paragraph 2 is subject to reduction in the amount by
which the bank accounts under paragraph 1 would otherwise be reduced below the calendar month average balance
of $ 327,851,000.
Dated: October 17, 2001
* Government Code
POOLED MONEY INVESTMENT BOARD:
1ber
a