2004 07 14 IAB Minutes
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INVESTMENT ADVISORY BOARD
Meeting
July 14, 2004
I CALL TO ORDER
Regular meeting of the La Ouinta Investment Advisory Board was called to order at the
hour of 5:43 p.m. by Chairman Lewis, followed by the Pledge of Allegiance.
PRESENT: Chairman Lewis (5:43 p.m.), Board Members Olander and
Mahfoud
ABSENT: Board Members Moulin and Deniel
OTHERS PRESENT: John Falconer, Finance Director and Vianka Orrantia,
Secretary
II APPOINTMENT OF OFFICERS
A. Appointment of Investment Advisory Board Chairperson
Chairman Lewis opened nominations for Chairperson.
Board Member Mahfoud nominated Chairman Tom Lewis for Chairperson.
MOTION - It was moved by Board Members Mahfoud/Olander to
reappoint Chairman Lewis as Chairperson. Motion carried unanimously.
B. Appointment of Investment Advisory Board Vice-Chairperson
Chairperson Lewis opened nominations for Vice Chairperson.
Board Member Olander nominated Board Member Mahfoud.
MOTION - It was moved by Board Members Olander/Chairman Lewis to
appoint Board Member Mahfoud as Vice Chairperson. Motion carried
unanimously.
III PUBLIC COMMENTS - None.
IV CONFIRMATION OF AGENDA
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Investment Advisory Board July 14, 2004
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V. CONSENT CALENDAR
A. Approval of Minutes of Meeting on June 9, 2004 for the Investment Advisory
Board.
MOTION - It was moved by Board Members Mahfoud/Olander to approve the
Minutes of June 9, 2004 as submitted. Motion carried unanimously.
VI BUSINESS SESSION
A. Transmittal of Treasury Report for May 2004
Mr. Falconer informed the Board that page 2 of the Treasurer's report
reflects a cash balance increase of approximately $1 5 million due to
receipt of the second tax installment.
Board Member Olander commented that page 7 of the Treasurer's report
continues to reflect an increase in balances since September 2003, and
asked where Staff should invest this money. Board Member Olander
suggested the matter be placed as a study session item as "reviewing
other forms of investments," and also suggesting the use of Commercial
Paper or Corporate Notes. Mr. Falconer stated that staff concurs with
the increase in cash and informed the Board that staff recently increased
GSE percentages and as these investments mature staff will invest in this
area and possibly Corporate Notes. Board Member Olander stated to the
Board that staff is near the maximum allowable investment for LAI F and
there are not too many other investments to invest in short term.
Chairman Lewis mentioned to the Board that Corporate Notes were
added as an investment for this year, along with an increase in GSE's,
Commercial Paper was added for diversification. Mr. Falconer stated to
the Board that LAIF balances have decreased, and Staff did invest in
some Treasuries. Chairman Lewis stated that the May report reflects an
increase of Treasuries by $10 million. Mr. Falconer advised the Board
that this was due to two investments that matured, adding that one of
the investments matured on Sunday, May 31 st, which technically did not
settle until June 1 st.
MOTION - It was moved by Board Members Mahfoud/Olander to review,
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Investment Advisory Board July 14, 2004
Minutes
receive and file the Treasurer's Report for May 2004. Motion carried
unanimously.
B. FY 2004/05 Meeting Schedule
Chairman Lewis advised the Board that a request was made by Board
Member Moulin via memorandum to reschedule the September 8th
meeting to September 15th.
MOTION - It was moved by Board Members Mahfoud/Olander to continue
to meet on a monthly schedule with the Board going dark for the month
of August and amend the September 8th meeting to September 15th.
Motion carried unanimously.
C. Consideration of Approval of Investment Advisory Board 2004/2005
Work Plan
Chairman Lewis stated to the Board that one of the issues that was
continually discussed in the previous year with the City Manager and City
Attorney was the use of a professional money manager, and that if the
City feels this is a direction they want to take, additional research is
needed. Chairman Lewis suggested that the Board sketch out some
preliminary ideas at the September meeting and then have the Board
individually do some added research and look at this item in depth at the
October meeting. Chairman Lewis stated that the City Attorney informed
the Board that an ordinance change will need to be made and discussed
and then presented to the City Council. Chairman Lewis advised the
Board that due to comments made at the time of the City Council
meeting and the approval of this year's investment policy, that if the
Board feels the use of a professional money manager is the direction they
wish to pursue and appropriate for the City of La Ouinta, there will need
to be additional education on the Board's part to present to City Council
before potential approval.
Previously in the meeting, Board Member Olander commented about
alternate investments ideas. Chairman Lewis stated that the Board might
need to review the approved investments of the City and decide if they
are appropriate for the size of investment portfolio.
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Investment Advisory Board July 14, 2004
Minutes
Mr. Falconer stated to the Board that in a phone conversation with Board
Member Moulin, he asked to convey his recommendations. Board
Member Moulin's recommendation was to have a primary and secondary
work plan goal. The suggested primary work plan goal for this year was
to cover the professional portfolio manager and as a secondary work plan
cover GSE's, LAIF and Corporate Notes.
Mr. Falconer summarized for the Board the items for the upcoming year
work plan based upon the Boards discussion as follows:
~ Portfolio Manager
~ Possible ordinance change
~ Meeting with the City Council to discuss the portfolio manager
further
~ Alternative investments based on the increasing size of
portfolio
~ Continue to review GSE's, LAIF, Commercial Paper and
Corporate Notes
~ Extending maturity limit from two years maximum
Board Member Olander asked if Corporate Bonds, as opposed to the
Notes or a combination could possibly be a consideration, keeping the
maturities within the perimeters. Chairman Lewis advised the Board that
technically the only difference between a bond and a note is the length of
the maturity, and at this point and time, the Board does not allow
anything that is technically a "bond."
The Board and staff discussed extending the length of maturities and it
was decided by the Board to review the extension of maturities.
MOTION -It was moved by Board Members Maufoud/Olander to approve
the 2004/2005 Work Plan. Motion carried unanimously.
D. LAIF Conference
Chairman Lewis advised the Board that he will not be able to attend the
2004 LA IF Conference due to a scheduling conflict., Mr. Falconer advised
the Board that Board Member Moulin, he will not be able to attend the
Conference.
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Investment Advisory Board July 14, 2004
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The Board discussed and approved two Board Members to attend the
2004 LAIF Conference.
MOTION - It was moved by Chairman Lewis/Olander to authorize two
Board Members, (to be named at a later date), to attend the conference
subject to Council approval. Motion carried unanimously.
VII CORRESPONDENCE AND WRITTEN MATERIAL
A. Month End Cash Report - June 2004
Mr. Falconer informed the Board an investment matured on June 30th
and the investment was rolled over.
Noted and Filed
B. Pooled Money Investment Board Reports - April 2004
General comments were made by the Board regarding Bill Sherwood,
Director of Investments successor.
Noted and Filed
C. Distribution of Investment Policies for Fiscal Year 2004/2005
Noted and Filed
VIII BOARD MEMBER ITEMS
IX ADJOURNMENT
MOTION - It was moved by Board Members Lewis/Moulin to adjourn the
meeting at 6:05 p.m. Motion carried unanimously.
Vianka Orrantia
Secretary
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