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2004 12 21 RDAeaf 444AM Redevelopment Agency Agendas are Available on the City's Web Page @ www.la-quinta.org REDEVELOPMENT AGENCY AGENDA, CITY COUNCIL CHAMBERS 78-495 Calle Tampico La Quinta, California 92253 Regular Meeting Tuesday, December 21, 2004 - 2:00 P.M. Beginning Resolution No. RA 2004-019 CALL TO ORDER Roll Call: Agency Board Members: Adolph, Osborne, Perkins, Sniff, and Chairperson Henderson PUBLIC COMMENT At this time, members of the public may address the Redevelopment Agency on any matter not listed on the agenda. Please complete a "request to speak" form and limit your comments to three minutes. Please watch the timing device on the podium. CLOSED SESSION NOTE: Time permitting, the Redevelopment Agency Board may conduct Closed Session discussions during the dinner recess. In addition, persons identified as negotiating parties are not invited into the Closed Session meeting when the Agency is considering acquisition of real property. 1. CONFERENCE WITH THE AGENCY'S REAL PROPERTY NEGOTIATOR, MARK WEISS, PURSUANT TO GOVERNMENT CODE SECTION 54956.8 CONCERNING POTENTIAL TERMS AND CONDITIONS OF ACQUISITION AND/OR DISPOSITION OF REAL PROPERTY KNOWN AS PARCELS 1, 2, AND 3 OF PARCEL 29909, LOCATED AT THE NORTHWEST CORNER OF CALLE TAMPICO AND DESERT CLUB DRIVE. PROPERTY OWNER/NEGOTIATORS: SANTA ROSA PLAZA, LLC AND EMBASSY SUITES LA QUINTA. Redevelopment Agency Agenda December 21, 2004 RECONVENE AT 3:00 P.M. PUBLIC COMMENT At this time members of the public may address the Agency Board on items that appear within the Consent Calendar or matters that are not listed on the agenda. Please complete a "request to speak" form and limit your comments to three minutes. When you are called to speak, please come forward and state your name for the record. Please watch the timing device on the podium. For all Agency Business Session matters or Public Hearings on the agenda, a completed "request to speak" form should be filed with the City Clerk prior to the Agency beginning consideration of that item. CONFIRMATION OF AGENDA APPROVAL OF MINUTES 1. APPROVAL OF MINUTES OF DECEMBER 7, 2004 2. APPROVAL OF MINUTES OF SPECIAL MEETING OF DECEMBER 13, 2004 CONSENT CALENDAR NOTE: Consent Calendar items are considered to be routine in nature and will be approved by one motion. 1. APPROVAL OF DEMAND REGISTER DATED DECEMBER 21, 2004. 2. TRANSMITTAL OF TREASURER'S REPORT DATED OCTOBER 31, 2004. 3. TRANSMITTAL OF REVENUE AND EXPENDITURES REPORT DATED OCTOBER 31, 2004. 4. APPROVAL OF LA QUINTA REDEVELOPMENT AGENCY FINANCIAL REPORTS IN ACCORDANCE WITH SECTION 33080 OF THE HEALTH AND SAFETY CODE. 5. APPROVAL OF ANNUAL CONTINUING DISCLOSURE FOR THE LA QUINTA REDEVELOPMENT AGENCY 1998, 2001, 2002, 2003, AND 2004 TAX ALLOCATION BONDS FOR FISCAL YEAR ENDING JUNE 30, 2004. 6. APPROVAL TO AWARD A CONTRACT FOR THE SilverRock RESORT IRRIGATION WELL, PROJECT NO. 2002-07J. Redevelopment Agency Agenda 2 December 21, 2004 7. APPROVAL OF A CONTRACT AMENDMENT WITH THE KEITH COMPANIES FOR SURVEY SUPPORT OF PERIMETER LANDSCAPE IMPROVEMENTS FOR SilverRock RESORT. 8. APPROVAL OF A CONTRACT SERVICES AGREEMENT WITH BRICKLEY ENVIRONMENTAL TO REMOVE ASBESTOS MATERIAL FOUND IN MOBILE HOMES AT THE VISTA DUNES MOBILE HOME PARK PRIOR TO THE DEMOLITION OF THE MOBILE HOMES. 9. APPROVAL OF A CONTRACT SERVICES AGREEMENT WITH EMERY LANDCLEARING AND GRADING TO DEMOLISH AND REMOVE VACATED MOBILE HOMES FROM THE VISTA DUNES MOBILE HOME PARK. BUSINESS SESSION - NONE STUDY SESSION - NONE CHAIR AND BOARD MEMBERS' ITEMS - NONE PUBLIC HEARINGS 1. A JOINT PUBLIC HEARING BETWEEN THE CITY COUNCIL AND REDEVELOPMENT AGENCY TO APPROVE AN AGREEMENT TO SELL REAL PROPERTY LOCATED AT 78-310 DESERT FALL WAY BY AND BETWEEN THE LA QUINTA REDEVELOPMENT AGENCY AND FELIX PEREZ. A. MINUTE ORDER ACTION 2. A JOINT PUBLIC HEARING BETWEEN THE CITY COUNCIL AND REDEVELOPMENT AGENCY TO APPROVE AN AGREEMENT TO SELL REAL PROPERTY LOCATED AT 52-830 AVENIDA MARTINEZ BY AND BETWEEN THE LA QUINTA REDEVELOPMENT AGENCY AND DANIELLE DAVENPORT. A". MINUTE ORDER ACTION ADJOURNMENT Adjourn to a regularly scheduled meeting of the Redevelopment Agency to be held on January 4, 2005 commencing with closed session at 2:00 p.m. and open session at 3:00 p.m. in the City Council Chambers, 78-495 Calle Tampico, La Quinta, CA 92253. Redevelopment Agency Agenda 3 December 21, 2004 DECLARATION OF POSTING I, June S. Greek, City Clerk of the City of La Quinta, do hereby declare that the foregoing agenda for the La Quinta Redevelopment Agency meeting of Tuesday, December 21, 2004, was posted on the outside entry to the Council Chamber at 78-495 Calle Tampico and on the bulletin boards at 51-321 Avenida Bermudas and 78-630 Highway 111, on Friday, December 17, 2004. DATED: December 17, 2004 M JUNE S. GREEK, CIVIC, City Clerk City of La Quinta, California Redevelopment Agency Agenda 4 December 21, 2004 COUNCE U/RDA MEETING DATE: DECEMBER 21, 2004 ITEM TITLE: Demand Register Dated December 21, 2004 RECOMMENDATION: It is recommended the Redevelopment Agency Board: AGENDA CATEGORY: BUSINESS SESSION CONSENT CALENDAR STUDY SESSION PUBLIC HEARING Receive and File the Demand Register Dated December 21, 2004 of which $490,503.57 represents Redevelopment Agency Expenditures. PLEASE SEE CONSENT CALENDAR ITEM NUMBER 1 ON CITY COUNCIL AGENDA v Iry a c� OF AGENDA CATEGORY: COUNCIL/RDA MEETING DATE: December 21, 2004 BUSINESS SESSION: ITEM TITLE: Transmittal of Treasurer's Report dated October 31, 2004 CONSENT CALENDAR: o.. STUDY SESSION: PUBLIC HEARING: RECOMMENDATION: It is recommended the Redevelopment Agency Board: Receive and file. PLEASE SEE RELATED BUSINESS SESSION ITEM ON CITY COUNCIL AGENDA 4 OF AGENDA CATEGORY: COUNCIL/RDA MEETING DATE: December 21, 2004 BUSINESS SESSION: ITEM TITLE: Transmittal of Revenue and Expenditure Report dated October 31, 2004 CONSENT CALENDAR: .3 STUDY SESSION: PUBLIC HEARING: RECOMMENDATION: Receive and File BACKGROUND AND OVERVIEW: Transmittal of the October 31, 2004 Statement of Revenue and Expenditures for the La Quinta Redevelopment Agency. Respectfully submitted, J11A I 1 ohn M. Falconer, Finance Director Approved for submission by: Thomas P. Genovese, Executive Director Attachments: 1. Revenue and Expenditures, October 31, 2004 ATTACHMENT 1 LA QUINTA REDEVELOPMENT AGENCY REVENUE SUMMARY PROJECT AREA NO.1: LOW/MODERATE BOND FUND: Allocated Interest Home Sale Proceeds Non Allocated Interest Transfer In TOTAL LOWIMOD BOND LOWIMODERATE TAX FUND: Tax Increment Allocated Interest Non Allocated Interest Miscellaneous revenue Non Allocated Interest LQRP-Rent Revenue Home Sales Proceeds Sale of Land Sewer Subsidy Reimbursements Rehabilitation Loan Repayments 2nd Trust Deed Repayment Transfer In TOTAL LOWIMOD TAX DEBT SERVICE FUND: Tax Increment Allocated Interest Non Allocated Interest Interst - County Loan Interest Advance Proceeds Transfers In TOTAL DEBT SERVICE CAPITAL IMPROVEMENT FUND - NON-TAXABLE Pooled Cash Allocated Interest Non Allocated Interest Litigation Settlement Revenue Loan Proceeds Rental Income Transfers In TOTAL CAPITAL IMPROVEMENT CAPITAL IMPROVEMENT FUND - TAXABLE Pooled Cash Allocated Interest Non Allocated Interest Litigation Settlement Revenue Bond proceeds Rental Income Transfers In TOTAL CAPITAL IMPROVEMENT REMAINING BUDGET RECEIVED BUDGET 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,246,300.00 0.00 6,246,300.00 20,800.00 0.00 20,800.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 341,000.00 86,706.00 254,294.00 165,000.00 169,269.72 (4,269.72) 165,000.00 0.00 165,000.00 0.00 30,063.33 (30,063.33) 0.00 83,987.34 (83,987.34) 0.00 391,746.50 (391,746.50) 0.00 0.00 0.00 6,938,100.00 761,772.89 6,176,327.11 24,985,400.00 0.00 24,985,400.00 66,000.00 (17.03) 66,017.03 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,478,347.00 511 141.52 1,967,205.48 27,529,747.00 511,124.49 27,018,622.51 0.00 0.00 0.00 0.00 159,643.35 (159,643.35) 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 159,643.35 (159,643,35) 0.00 0.00 0.00 0.00 26,621.67 (26,621.67) 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 26,621.67 (26,621.67) 2 LA QUINTA REDEVELOPMENT AGENCY REVENUE SUMMARY PROJECT AREA NO.2: LOWIMODERATE BOND FUND: Allocated Interest Non Allocated Interest Bond proceeds (net) Transfer In TOTAL LOW/MOD BOND LOWIMODERATE TAX FUND: Tax Increment Allocated Interest Non Allocated Interest Developer funding Vista Dunes MHP Rental Rev 2nd Trust Deed Repayment ERAF Shift - Interest Sale of Land Transfer In TOTAL LOW/MOD TAX 2004 LOWIMODERATE BOND FUND: Allocated Interest Home Sale Proceeds Non Allocated Interest Transfer In TOTAL LOW/MOD BOND DEBT SERVICE FUND: Tax Increment Allocated Interest Non Allocated Interest Interest Advance Proceeds Transfer In TOTAL DEBT SERVICE CAPITAL IMPROVEMENT FUND: Allocated Interest Non Allocated Interest Developer Agreement Transfers In TOTAL CAPITAL IMPROVEMENT REVENUE GRAND TOTALS PER REPORT REMAINING BUDGET RECEIVED BUDGET 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,115,000.00 0.00 3,115,000.00 24,100.00 0.00 24,100.00 0.00 0.00 0.00 7,054,074.00 0.00 7,054,074.00 0.00 124,451.02 (124,451.02) 0.00 86,503.33 (86,503.33) 0.00 0.00 0.00 801,358.00 801,359.00 (1.00) 0.00 0.90 0.00 10,994,532.00 1,012,313.35 9,982,218.65 0.00 0.00 0.00 0.00 0.00 0.00 0.00 320,073.25 (320,073.25) 0.00 0.00 0.00 0.00 320,073.25 (320,073,25) 12,459,800.00 0.00 12,459,800.00 0.00 0.00 0.00 0.00 (5.35) 5.35 0.00 0.00 0.00 4,099,819.00 254,904.01 3,844,914.99 16,559,619.00 254,898.66 16,304,720.34 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 REMAINING BUDGET RECEIVED BUDGET 175,342,524.00 34,293,250.68 141,049,273.32 LA QUINTA REDEVELOPMENT AGENCY EXPENDITURE SUMMARY PROJECT AREA NO, 1: LOWIMODERATE BOND FUND LOWIMODERATE TAX FUND: PERSONNEL SERVICES REIMBURSEMENT TO GEN FUND HOUSING PROJECTS TRANSFERS OUT TOTAL LOWIMOD BOND 07/0112004.9130104 REMAINING BUDGET EXPENDITURES ENCUMBERED BUDGET 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 PERSONNEL 4,900.00 2,239.60 0.00 2,660.40 SERVICES 253,157.00 43,745.39 0.00 209,411.61 BUILDING HORIZONS 250,000.00 75,000.00 0.00 175,000.00 LQ RENTAL PROGRAM 150,000.00 70,382.21 0.00 79,617.79 LQ HOUSING PROGRAM 3,118,240.00 65,000.00 0.00 3,053,240.00 LOWMOD VILLAGE APARTMENTS 400,000.00 0.00 0.00 400.000.00 LQRP - REHABILITATION 0.00 0.00 0.00 0.00 APT REHABILITATION 276,411.00 54,847.68 0.00 221,563.32 LQ HOUSING PROJECTS 500,000.00 265,000.00 0.00 235,000.00 REIMBURSEMENT TO GEN FUND 668,272.00 222,757.36 0.00 445,514.64 TRANSFERS OUT 2,478,347.00 511,141.52 0.00 1,967,205.48 TOTAL LOWIMOD TAX 8,099,327.00 1,310,113.76 0.00 6,7 9,213.24 DEBT SERVICE FUND: SERVICES 496,585.00 16,937.99 0.00 479,647.01 BOND PRINCIPAL 2,395,000.00 2,395,000.00 0.00 0.00 BOND INTEREST 7,929,969.00 3,991,656.13 0.00 3,938,312.87 INTEREST CITY ADVANCE 952,764.00 317,588.00 0.00 635,176.00 PASS THROUGH PAYMENTS 11,903,406.00 359,462.25 0.00 11,543,943.75 ERAF SHIFT 3,000,000.00 0.00 0.00 3,000,000.00 TRANSFERS OUT 1,995,101.00 511,141.52 0.00 1,483,959.48 TOTAL DEBT SERVICE 28,672,825.00 7,591,785.89 0.00 21, 1,039.11 CAPITAL IMPROVEMENT FUND: PERSONNEL 4,900.00 1,694.45 0.00 3,205.55 SERVICES 116,393.00 26,939.63 0.00 89,453.37 LAND ACQUISITION 0.00 0.00 0.00 0.00 ASSESSMENT DISTRICT 0.00 0.00 0.00 0.00 ADVERTISING -ECONOMIC DEV 40,000.00 6,500.00 0.00 33,500.00 ECONOMIC DEVELOPMENT 50,000.00 11,554.74 0.00 38,445.26 BOND ISSUANCE COSTS 0.00 0.00 0.00 0.00 CAPITAL - BUILDING 0.00 0.00 0.00 0.00 REIMBURSEMENT TO GEN FUND 396,013.00 97,469.00 0.00 298,544.00 TRANSFERS OUT 38,206,093.00 4,708,577.03 0.00 33,497,515.97 TOTAL CAPITAL IMPROVEMENT 38,813,399.00 4,852,734.85 0.00 33,960,664.15 CAPITAL IMPROVEMENT FUNDITAXABLE BOND BOND ISSUANCE COSTS 0.00 0.00 0.00 0.00 TRANSFERS OUT 5,666,764.00 2,424,009.35 0.00 3,242,754.65 TOTAL CAPITAL IMPROVEMENT 5,666,764.00 2,424,009.35 0.00 3,242,754.65 10 4 LA QUINTA REDEVELOPMENT AGENCY EXPENDITURE SUMMARY PROJECT AREA NO.2: LOWIMODERATE BOND FUND LOWIMODERATE TAX FUND: 2004 LOWIMODERATE BOND FUND DEBT SERVICE FUND: 07/01/2004 - 9130/04 REMAINING BUDGET EXPENDITURES ENCUMBERED BUDGET 2nd TRUST DEEDS 0.00 0.00 0.00 0.00 LAND 0.00 0.00 0.00 0.00 BOND ISSUANCE COSTS 0.00 0.00 0.00 0.00 TRANSFERS OUT 0.00 0.00 0.00 0.00 TOTAL LOW/MOD BOND 0.00 0.00 .00 0.00 PERSONNEL 2,900.00 1,025.39 0.00 1,874.61 SERVICES 192,088.00 73,747.64 0.00 118,340.36 2ND TRUST DEEDS 500,000.00 0.00 0.00 500,000.00 2ND TRUST DEEDS FROM CENTERPOINTE 2,520,000.00 0.00 0.00 2,520,000.00 48TH AND ADAMS - FROM CENTERPOINTE 1,423,203.00 7,058.20 0.00 1,416,144.80 WASH/MILES PROJECT 0.00 5,317.50 0.00 (5,317.50) VISTA DUNES MOBILE HOME PARK 0.00 103,598.66 0.00 . (103,598.66) LOW MOD HOUSING PROJECT/47TH/ADAMS PROJ 776,239.00 44,351.00 0.00 731,888.00 48TH/ADAMS PLANNING 150,000.00 0.00 0.00 150,000.00 FORECLOSURE ACQUISITION 150,000.00 0.00 0.00 150,000.00 REIMBURSEMENT TO GEN FUND 333,272.00 111,090.64 0.00 222,181.36 TRANSFERS OUT 7,350,044.00 2,128,976.77 0.00 5,221,067.23 TOTAL LOW/MOD TAX 13,397,7 .00 2,475,165.80 0.00 10,922,580.20 2nd TRUST DEEDS 0.00 0.00 0.00 0.00 LAND 0.00 0.00 0.00 0.00 BOND ISSUANCE COSTS 0.00 0.00 0.00 0.00 TRANSFERS OUT 1,800,965.00 17,402.33 0.00 1,783,562.67 TOTAL LOWIMOD BOND 1,800,965.00 17,402.33 0.00 1,7 3,562.67 SERVICES 179,013.00 3,025.00 0.00 175,988.00 BOND PRINCIPAL 95,000.00 95,000.00 0.00 0.00 BOND INTEREST 323,264.00 162,617.50 0.00 160,646.50 INTEREST CITY ADVANCE 1,053,580.00 486,524.00 0.00 567,056.00 INTEREST - ERAF UMOD LOAN 0.00 0.00 0.00 0.00 PASS THROUGH PAYMENTS 10,605,577.00 0.00 0.00 10,605,577.00 TRANSFERS OUT 994,948.00 254,904.01 0.00 740,043.99 TOTAL DEBT SERVICE 13,251,382.00 1,002,070.51 0.00 12,249,311.4 CAPITAL IMPROVEMENT FUND: PERSONNEL 2,900.00 1,355.44 0.00 1,544.56 SERVICES 117,820.00 19,372.43 0.00 98,447.57 ADVERTISING -ECONOMIC DEV 250.00 0.00 0.00 250.00 ECONOMIC DEVELOPMENT ACTIVITY 40,000.00 3,500.00 0.00 36,500.00 REIMBURSEMENT TO GEN FUND 41,443.00 13,815.00 0.00 27,628.00 TRANSFERS OUT 1,634.00 91.48 0.00 1,542.52 TOTAL CAPITAL IMPROVEMENT 204, 7.00 38,134.35 0.00 165,912.65 11 .01 COUNCIL/RDA MEETING DATE: December 21, 2004 ITEM TITLE: Approval of La Quinta Redevelopment Agency Financial Reports in Accordance with Section 33080 of the Health and Safety Code RECOMMENDATION: AGENDA CATEGORY: BUSINESS SESSION: CONSENT CALENDAR: STUDY SESSION: PUBLIC HEARING: Approve the La Quinta Redevelopment Agency Financial Reports in accordance with Section 33080 of the Health and Safety Code. FISCAL IMPLICATIONS: None. CHARTER CITY IMPLICATIONS: None. BACKGROUND AND OVERVIEW: Section 33080 requires certain reports to be prepared and submitted to the governing body by December 31" of each year, which are as follows: Audited Financial Report — Previously submitted Redevelopment Agency State Controller's Report (Attachment 1) Statement of Indebtedness (Attachment 2) Housing and Community Development Report (Attachment 3) 12 FINDINGS AND ALTERNATIVES: The alternatives available to the Redevelopment Agency include: 1. Approve the La Quinta Redevelopment Agency Financial Reports in Accordance with Section 33080 of the Health and Safety Code; or 2. Do not approve the La Quinta Redevelopment Agency Financial Reports in Accordance with Section 33080 of the Health and Safety Code; or 3. Provide staff with alternative direction. Respectfully submitted, Y7Jo-h�n�K Falconer, Finance Director Approved for submission by: Thomas P. Genovese, Executive Director Attachments: 1. 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C. V C ._ V on .0 _ to .C _ W IA = h y G Va.aa.aaJa.ao.,.aa..aa..aa...� .. to .= N4 .5 be ba .5 O O CL. ga. J 10. . a 191. a 1 C6 96 ': }* 00 h vt eo00 e Q fA N H H 44 y Y R C w Y w E 00 M Cv yy r4 N 000, n 00 O Q = ••+ �O of 00 ^ w1 cp t� M GA H H H H H C w R w V = H t- V A A �.. ... V e w Q v w O � •O O Q R w = f4 O� inl of H H H C w .fir ^ H O N ar V H oe Q .0 v fm w A . Y N OA 00 ^ N C00 R W Y ... H N H H H D Q i.r H H H 0 G H Q •R t0 C cy u .. � d00 '� y� c U u o OG c C Y c"a L N Q N M N U N a L C O po ,C 00 ,� No ,G ,C •C ba C a. J •C 96 .0 a .. y L Q �� do •O bD C to •O to •C 0o •o Op •C b0 O oo •C 47 Footnotes to Reconciliation Statement Name of Agency La Quints Redevelopment Agency Name of Project Area La Quints Redevelopment Agency -Project No. 2 Tax Year. Fiscal Year Be¢innine July 1. 2004 Reconciliation Dates: From July 1. 2003 To June 30. 2004 Low & Moderate Housing Set Aside Increases: S 1.148 Adjustment of Forecast remaining to 2038-39 1,148 tounty of Riverside Pass Through Decreases: S (47.4051 Adjustment of Forecast remaining to 2038-39 (47,405) Desert Sands Unified School Increases: S 231 Adjustment of Forecast remaining to 2038-39 231 Coachella Valley Water District Decreases: S (2,5431 Adjustment of Forecast remaining to 2038-39 (2,543) County Superintendent of Schools Increases: S 534 Adjustment of Forecast remaining to 2039-39 534 Desert Community College District Increases: S 171 Adjustment of Forecast remaining to 2038-39 171 Coachella Valley,PWJ & Rec Decreases: S (305,667) Adjustment of Forecast remaining to 2039-39 (305,667) Coach. Valley Mosquito Abatement Decreases: S (6741 Adjustment of Forecast remaining to 2039-39 (674) OvedwadlAdministration Increases: S 382,934 2003-04 Budget Estimate 382,934 County Administrative Fee (SB 25771 Increases: S 7.873 Adjustment of Forecast remaining to 2038-39 7,873 City of La Ouinta Advance Increases: S 8,815,602 Adjustment of Forecast 9,815,602 Page 1 of I C� J 48' CALCULATION OF AVAILABLE REVENUES AGENCY NAME LA OUINTA REDEVELOPMENT AGENCY TAX YEAR Fiscal Year Beginning July 1, 2004 RECONCILIATION DATES: JULY 1, 2003 TO JUNE 30, 2004 1. Beginning Balance, Available Revenues $5,380,038 (Per 2003-04 Statement of Indebtedness) 2. Tax Increment Received — Gross: $14,356,327 All Tax Increment Revenues, to include any Tax Increment passed through to other local taxing agencies. 3. All other Available Revenues Received $47,700 (See Instructions) 4. Revenues from any other source, included in Column E of the Reconciliation Statement, but not included in (1-3) above $0 5. Sum of Lines 1 through 4 $19,784,065. 6. Total amounts paid against indebtedness in previous year. (D + E on Reconciliation Statement) $14,585,959 7. Available Revenues, End of Year (5 - 6) $5,198,106 FORWARD THIS AMOUNT TO STATEMENT OF INDEBTEDNESS, COVER PAGE, LINE 4 NOTES Tax Increment Revenues: The only amount(s) to be excluded as Tax Increment Revenues are any amounts passed through to other local taxing agencies pursuant to Health and Safety Code Section 33676. Tax Increment Revenue set -aside in the Low and Moderate. Income Housing Fund will be washed in the above calculation, and therefor omitted from Available Revenues at year end. Item 4. above: This represents any payments from any source other than Tax increment OR available revenues. For instance, an agency funds a project with a bond issue. The previous SOI included a Disposition Development Agreement (DDA) which was fully satisfied' with these bond proceeds. The DDA would be shown on the Reconciliation Statement as fully repaid under the "other" column (Col E), but with funds that were neither Tax Increment, nor "Available Revenues" as defined. The amounts used to satisfy this DDA would be included on line 4 above in order to accurately determine ending "Available Revenues." Rev. 9/24/2004 tt 49 m 0 Y L Y i >" O C � a A a � w ' N i+9 w N i+9 o 0 604 o 0 .G N v'1 V1 O Y M en 00 Vf .. a N N iA N � C 69 H9 Hg W r.r O Y C a N �0+ •• H a 0 F f� Q � � i. R w w O 0 •L GQ u � C e� u C u u Ic C o � a a C1, ��. tz o o. L o> G7 E- 0 Q c�. Y Z O _CIS C C cw a A a 61 50 L a r Y ul S. Y i1 v1 enQ� N C N en %D iq �O CD 00 t� 00 �O M tf t- 00 M N Cti •� •t� �O N N H G iR oo i 9 -n ,L Q 69 iA i+9 i 9 H fA C C. Y A V L O U � C C "C E.r C n �n tt h e+1 en in N .... M I'p N ^. M 7 H v 0 6A M cc c c c a c a c o 40 C Y c M C C C C C C c H L +Y• Y Vl cc LV cc 0 M A to OMNI A N N f. 0 u u u 0 u u to u cis C •L M M o0 N .. G. 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ZI u aI u u a00. Z u a Z I u ca a.. �l u a :n E-■ 6857 Footnotes to Reconciliation Statement Name of Agency La Quint& Redevelopment Agency Name of Project Area La Quiata Redevelopment Agency Project No.1 Tax Year: Fiscal Year Beginning July 1 2004 Reconciliation Dates: From July.1 2003 To June 30 2004 Low & Moderate Housing Set Aside Increases: $ 23,222,660 Adjustment of Forecast Remaining to 2032-33 23,222,660 County of Riverside Pass Through Increases: $ 37,430,319 Adjustment of Forecast Remaining to 2032-33 37,430,319 Desert Sands Unified School District Increases: S 5,790,311 Forecast Remaining to 2032-33 5,790,311 Desert Community College District Increases: S 1,582,407 Forecast Remaining to 2032-33 1,582,407 Coachella Valley Mow. Abat. District Increases: $ 595,680 Adjustment of Forecast Remaining to 2032-33 595,680 Coachella Valley Water District Increases: S 1,404,178 Adjustment of Forecast Remaining to 2032-33 1,404,178 Rent Reimbursement Decreases: (325) Adjustment of Forecast (325) Overhead/Administration Decreases: $ 2,194,197 Adjustment of Forecast 2,194,197 �l 58 Pagel of 3 �... Footnotes to Reconciliation Statement Name of Agency La Quint& Redevelopment Agency Name of Project Area La Quinta Redevelopment Agency Project No.1 Tax Year: Fiscal Year Beginning July 1 2004 Reconciliation Dates: From Julv 1 2003 To June 30 2004 City of La Quinta Loan Increases: S 8,876,912 Adjustment of Forecast/Added Principal 8,876,912 County. Superintendent of Schools Increases: $ 458,817 Adjustment of Forecast 458,817 Cemetery District Increases: S 37,772 Adjustment of Forecast 37,772 Recreation & Park District Increases: S 232,185 Adjustment of Forecast 232,18-5 Resource Conservation District Increases: S 4,444 Adjustment of Forecast 4,444 County Administration Fee (SB 2557) Increases: S 1,354,076 Adjustment of Forecast 1,354,076 Economic Development Activities Increases: S 142,000 2003-04 Budget Estimate 142,000 Capital Improvement Program Decreases: S (1,823,613) Adjustment of Forecast (1,823,613) nn 59 Footnotes to Reconciliation Statement Name of Agency . La Quinta Redevelopment Agency Name of Project Area La Quinta Redevelopment Agency Project No.1 Tax Year: Fiscal Year BeQinnin¢ July 1. 2004 Reconciliation Dates: From July 1. 2003 To June 30, 2004 ,.�—...,.. City Loan - Museum..Site-, .--.—.-.-- Increases:._._80+,394,.�.�.�.. Adjustment of Forecast 1,600,129 �.,; .;5yr ,,;jc-r..!.w ...:.'.rv�,./-�.h,...:',.�,.... . }. �:tin�rtvs.,� .. �..: ...,'v:'».+/;.....�r.v.:v.wi-!r.-.h.�v..w..rr.I":`Y�.�vw�.•+w.+w•+<Kiv.Hw'h ':L.'rww++YiM+'. %Ni4i•ri•e �L rCMM1�M.W r.. •`-+.n,..•t i.�..:. �,.... .�...� ..- .-�_, ,�. - � �� :r sas'ti+-me:v...vi.nww»a��n�ar'✓w^•..�^!w�vr.`�t�-M++���W\tiI;FJ'w+i�!"""'.'aric .. w , a-...n+..... . � , i..wr. w.. +ay. ur/'•rSltW.w^�Mr: i+w��w1\ .. .. : .:_.,.. ,.. ..,. . .:_ .....��✓.�...-ro :.r. w.I• ...ya r+'wr.;::,xrr� �::•51.. w !'sw .r_..�.Y Me CALCULATION OF AVAILABLE REVENUES AGENCY NAME LA OUINTA REDEVELOPMENT AGENCY PROJECT AREA LA OUINTA REDEVELOPMENT AGENCY PROJECT N,O_I TAX YEAR Fiscal Year Beginning July 1, 2004 RECONCILIATION DATES: JULY 1, 2003 TO JUNE 3012 004 1. Beginning Balance, Available Revenues (Per 2003-04 Statement. of Indebtedness) 2. Tax Increment Received — Gross: All Tax Increment Revenues, to include any Tax Increment passed through to other local taxing agencies. 3. All other Available Revenues Received (See Instructions) 4. Revenues from any other source, included in Column E of the Reconciliation Statement, but not included in (1-3) above 5. Sum of Lines 1 through 4 $10,410,407 $28,918,484 $48,900 $0 $39,377,791 6. Total amounts paid against indebtedness in previous year. (D + E on Reconciliation Statement) $21,526,728 7. Available Revenues, End of Year (5 - 6) $17,851,063 FORWARD THIS AMOUNT TO STATEMENT OF INDEBTEDNESS, COVER PAGE, LINE 4 NOTES Tax Increment Revenues: The only amount(s) to be excluded as Tax Increment Revenues are any amounts passed through to other local taxing agencies pursuant to Health and Safety Code Section 33676. Tax Increment Revenue set -aside in the Low and Moderate Income Housing Fund will be washed in the above calculation, and therefor omitted from Available Revenues at year end. . Item 4. above: This represents any payments from any source other than Tax increment OR available revenues. For instance, an agency funds a project with a bond issue. The previous SOI included a Disposition Development Agreement (DDA) which was fully satisfied with these bond proceeds. The DDA would be shown on the Reconciliation Statement as fully repaid under the "other" column (Col E), but with funds that were neither Tax Increment, nor "Available Revenues" as defined. The amounts used to satisfy this DDA would be included on line 4 above in order to accurately determine ending "Available Revenues." Rev. 9/24/2004 61 ATTACHMENT 3 SCHEDULE HCD-E CALCULATION OF INCREASE IN AGENCY'S INCLUSIONARY OBLIGATION BASED ON SPECIFIED HOUSING ACTIVITY DURING TIE REPORTING YEAR Agency: La Quinta Redevelopment Agency Name of Project or Area (if applicable, list "Outside" or "Summary": Project Area No. 1 Complete this form to report activity separately by project or area or to summarize activity for the year. Report all new construction and/or substantial rehabilitation units from Forms D2 through D7 that were: (a) developed by the agency and/or (b) developed only in a project area by a nonagency person or entity. PART I [H&SC Section 33413(b)(1)] AGENCY DEVELOPED UNITS DURING THE REPORTING YEAR BOTH INSIDE AND OUTSIDE OF A PROJECT AREA 1. New Units Developed by the Agencv p 2. Substantially Rehabilitated Units Developed by the Agency 0 3. Subtotal - Baseline of Agency Developed Units (add lines 1 & 2) Q 4. Subtotal of Increased Inclusionary Obligation (Line 3 x 30%) (see Notes 1 and 2 below) O 5. Verb Inclusionary Obligation Increase Units (Line 4 x 50%) O PART II [H&SC Section 33413(b)(2)] NONAGENCY DEVELOPED UNITS DURING THE REPORTING YEAR ONLY INSIDE A PROJECT AREA 6. New Units Developed by Any NonagMcy Person or Entity 21 7. Substantially Rehabilitated Units Developed by Any Nonagency Person or Entity 0 8. Subtotal - Baseline of Nonagency Developed Units (add lines 6 & 7) 21 9. Subtotal of Increased Inclusionary Obligation (Line 8 x 15%) (see Notes 1 and 2 below) 3 10. Verv-Low Inclusionary Obligation Increase (Line 9 x 40%) 1 PART III REPORTING YEAR TOTALS 11. Total Increase in Inclusionary Obligation (add lines 4 and 9) 3 12. Very -Low Inclusionary Obligation Increase (add lines 5 and 10) (Line 12 is a subset of Line 11 1 NOTES: 1. Section 33413(b)(1), (2), and (4) require agencies to ensure that applicable percentages (30% or 15%) o all (market -rate and affordable) "new and substantially rehabilitated dwelling units" are made available at affordable housing cost within 10-year planning periods. Market -rate units: units not assisted with low -mod funds and jurisdiction does not control affordability restrictions. Affordable units: units generally restricted for the longest feasible time beyond the redevelopment plan's land use controls and jurisdiction controls affordability restrictions. Agency developed units: market -rate units can not exceed 70 percent and affordable units must be at least 30 percent; however, all units assisted with low -mod funds must be affordable. Nonagency developed (project area) units: market -rate units can not exceed 85 percent and affordable units must be at least 15 percent 2. Production requirements may be met on a project -by -project basis or in aggregate within, each 10 year planning period. The percentage of affordable units relative to total units required within each 10 year planning period may be calculated as follows: AFFORDABLE units = Market -rate x (.30 or .15) TOTAL units = Market -rate or Affordable (. 70 or .85) (. 70 or .85) (.30 or .1 S) California Redevelopment Agencies - Fiscal Year 2003-2004HCD-E Sch E-1(9n104) 62 SCHEDULE HCD-D7 HOUSING UNITS PROVIDED (NO AGENCY ASSISTANCE) (units not claimed on Schedule D-2,3,4,5,6) Agency: Redevelopment Project Area Name, or "Outside": Housing Project Name: NOTE: On this form, only report UNITS NOT REPORTED on HCD D2 through HCD D6 for project/program units that have not received anv agency assistance. Agency assistance includes either financial assistance (LMIHF or other agency funds) or nonfinancial assistance (design, planning, etc.) provided by agency staff. In some cases, of the total units reported on HCD D1, a portion of units in the same projectprogram may be agency assisted (reported on HCD D2 through HCD D6) whereas other units may be unassisted by the agency (reported on HCD D7). The intent of this form is to: (1) reconcile any difference between total project/program units reported on HCD DI compared to the sum of all the project's/program's units reported on HCD D2 through HCD D6, and (2) account for other (nonassisted) housing units provided inside a project area that increases the agency's inclusionary obligation. Reportiar nonagency assisted proiects outside a nroiect area is optional, if units do not make-up any hart of total units reported on HCD D1. HCD D7ReportineExamples Example I (reporting partial units): A new 100 unit project was built (reported on HCD DI, Inside or Outside a project area). Fifty (50) units received agency assistance [30 affordable LMIHF units (reported on either HCD D2, D3, D4, or D5) and 20 above moderate units were funded with other agency funds (reported on HCD D6)J The remaining SO (p ' rivate ly financed and developed market -rate units) must be reported on HCD D7 to make up the difference between 100 reported on DI and 50 reported on MD). Example 2 (reporting all units): Inside a project area a condemned, historic property was substantially rehabilitated (multi- familv or sinolefamily), funded by tax credits and other private financing without any agency assistance. Check whether Inside or Outside Project Area in completing applicable information below: ❑ Inside Project Area Enter the number for each applicable activity: New Construction Units: Substantial Rehabilitation Units: Total Units: ❑ Outside Project Area Enter the number for each applicable activity: New Construction Units: Substantial Rehabilitation Units. Total Units: Check all appropriate form(s) listed below that will be used to identify remaining Project Units to be reported: ❑ Replacement Housing Units lnclusionary Units: Other Housing Units Provided: (Sch HCD-D2) ❑ Inside Project Area (Sch HCD-133) El With LMIHF (Sch HCD-135) ❑ Outside Project Area (Sch HCD-D4) ❑ Without LMIHF (Sch HCD-D6) 74 camomia Redevelopment Agencies - Fiscal Year 2003-2004 HCD-D7 63 Sch D7 (7/l/04) HCD REPORT OF REDEVELOPMENT AGENCY HOUSING ACTIVITY FOR FY ENDING: 6 / 30 / 04 Agency Name and Address: La Quinta Redevelopment Agency 78495 Calle Tampico La Quinta, CA 92253 County of Jurisdiction: Riverside Health & Safety Code Section 33080.1 requires agencies to annually report on their Low & Moderate Income Housing Fund and how activities for the Department of Housing and Community Development (HCD) to annually report on agencies' activities in accordance with Section 33080.6. Section 33080.3 specifies agencies must send this form HCD Schedules, and an Audit report to the State Controller Please answer each question below. Your answers determine which HCD SCHEDULES must be completed in order for the agency to fulfill the statutory requirement to report LM HF housing activity and fund balances for the reporting period. 1. Check one of the items below to identify the Agency's status at the end of the reporting period: ❑ New (Agency formation occurred during reporting year. No financial transactions were completed). ® Active (Financial and/or housing transactions occurred during the reporting year) ❑ Inactive (No financial and/or housing transactions occurred during the reporting year). ONLY COMPLETE ITEM 7 ❑ Dismantled (Agency adopted an ordinance to dissolve itself). ONLY COMPLETE ITEM 7 2. How many adopted project areas did the agency have during the reporting period? How many project areas were during the reporting period? If the agency has one or more adopted project areas, complete SCHEDULE HCD-A for each projed area. If the agency has no adopted project areas, DO NOT complete SCHEDULE HCD-A. 3. Within an area outside of any adopted redevelopment, project area(s): (a) did the agency destroy or remove any dwelling units or displace any households over the reporting period, (b) does the agency intend to displace any households over the next reporting period, (c) did the agency permit the sale of any owner -occupied unit prior to the expiration of land use controls over the reporting period, and/or (d) did the agency execute a contract or agreement for the construction of any affordable units over the next two years? ❑ Yes (any question). Complete SCHEDULE HCD-B. ® No (all questions). DO NOT complete SCHEDULE HCD-B. 4. Did the agency have any funds in the Low & Moderate Income Housing Fund during the reporting period? ® Yes. Complete SCHEDULE HCD-C. ❑ No. DO NOT complete SCHEDULE HCD-C. 5. During the reporting period, were housing units completed within a project area and/or assisted by the agency outside a project area? ® Yes. Complete all applicable HCD SCHEDULES D 1-D7 for each housing project completed and HCD SCHEDULE E. ❑ No. DO NOT complete HCD SCHEDULES DI-D7 or HCD SCHEDULE E. 6. Indicate whether HCD financial and housing activity information has been reported using method A and/or B checked below: ® A. Forms. All required HCD SCHEDULES A. B, C. D1-D7, and E are attached. ❑ B. On-line (http://"www.hcd.ca.govlydal) "Lock Report" date: . HCD SCHEDULES not required. (lock date is shown under "Admin "Area and "Report Change History') 7. To the best of my knowledge: (a) the December 14, 2004 Date above and W agency information reported are correct. of Authorized Agency Representative Title (760) 777 7150 Telephone Number IF NOT REQUIRED TO REPORT, SUBMIT ONLY THIS PAGF. IF REQUIRED TO REPORT. SUBMIT THIS PAGE AND: APPLICABLE HCD FORMS (SCHEDULES A E) and/or PROOF OF ELECTRONIC REPORTING SUBMIT THIS AND ALL OTHER FORMS WITHA COPY OF THE AUDIT REPORT TO THE STATE CONTROLLER: Division of Accounting and Reporting Local Government Reporting Section 3301 C Street Suite 500— Sacramento, CA 95816 ! 5 Redevelopment Agency Annual Report - Fiscal Year 2003-2004 HCD-Cover Cover (7/1//04) 1 64 SCHEDULE HCD-A Inside Project Area Activity for Fiscal Year that Ended 6 / 30 / 04 Agency Name: La Quinta Redevelopment Agency Project Area Name: Project Area No. 1 Preparer's Name, Title: Michael Benjamin, Analyst Preparer's E-Mail Address: pkim, min @webrsg.com Preparer's Telephone No: (714) 5414585 Preparer's Facsimile No: 714 541-1175 GENERAL INFORMATION 1. Project Area Information a. 1. Year 1' plan for project area was adopted: _1983 2. Year that plan was last amended (if applicable): 1995 3. Was plan amended after 2001 to extend time limits per Senate Bill 211(Chapter 741, Statutes of 2001)? Yes_ No X 4. Current expiration of plan: 11 / 29 / 2023 mo day yr b. If project area name has changed, give previous name(s) or number: c. Year(s) of any mergers of the project area: , 11, Identify former project areas that merged: d. Year(s) project area plan was amended involving real property that either: (1) Added property to plan: , (2) Removed property from plan: , 2. Affordable Housing Replacement and/or Inclusionary'or Production Requirements (Section 33413). Pre-1976 project areas not subsequently amended after 1975: Pursuant to Section 33413(d), only Section 33413(a) replacement requirements apply to dwelling units destroyed or removed after 1995. The Agency can choose to apply all or part of Section 33413 to a project area plan adopted before 1976. If the agency has elected to apply all or part of Section 33413, provide the date of the resolution and the applicable Section 33413 requirements addressed in the scope of the resolution. Date: mo day yr Resolution Scope (applicable Section 33413 requirements): Post-1975 project areas and geographic areas added by amendment after 1975 to pre-1976 project areas: Both replacement and inclusionary or production requirements of Section 33413 apply. NOTE: Amounts to report on HCD-A lines 3a(1), 3b-3f, and 31. can be taken from what is reported to the State Controller's Office (SCO) on the Statement of Income and Expenditures as part of the Redevelopment Agency's Financial Transactions Report, except for the reclassifying of Transfers -In from Internal Funds and the reporting of Other Sources as discussed below: Transfers -In from other internal funds: Report the amount of transferred funds on applicable HCD-A, lines 3a-j. For example, report the amount transferred from the Debt Service Fund to the Housing Fund for the deposit of the required set -aside percentagetamount by reporting gross tax increment on HCD-A, Line 3a(1) and report the Housing Fund's share of expenditures for debt service on HCD-C, Line 4c. Do not report "net" funds transferred from the Debt Service Fund on HCD-A. Line 303) when reporting debt service expenditures on HCD-C. Line 4c. Other Sources: Non-GAAP (Generally Acceptable Accounting Principles) revenues such as from land sales for those agencies using the Land Held for Resale method to record land sales should be reported on HCD-A Line A Housing fund receipts for the repayment of loan principal should be included on HCD-A Line 3h. California Redevelopment Agencies — Fiscal Year 2003-2004 Sch A (7/l/04) t HCD-A 65 Agency Name: _La Quints Redevelopment Agency Project Area Name: Project Area No. 1 Project Area Housing Fund Revenues and Other Sources 3. Report all revenues and other sources of funds from this project area which accrued to the Housing Fund over the reporting year: Any income related to agency -assisted housing located outside the project area(s) should be reported as "Other Revenue" on Line 3j. (of this Schedule A), if this project area is named as beneficiary in the authorizing resolution. Any other revenue sources not reported on lines 3a.-3i., should also be reported on Line 3j. Enter on Line 3a(1) the full 100% of gross Tax Increment allocated prior to applicable pass through of funds and deductions for fees (refer to Sections 33401, 33446, & 33676). Compute the required minimum percentage (%) of gross Tax Increment and enter the amount on Line 3a(2)(A) or 3a(2)(B). Next, report the amount of Tax Increment set -aside before any exemption and/or deferral (if amount set -aside is less than required minimum (to), explain the difference). If any amount of Tax Increment was exempted or deferred, in addition to completing lines 3a(4 and/or 3a(5), complete Line 4 and/or Line 5. To determine the amount of Tax Increment deposited to the Housing Fund [Line 3a(6)], subtract allowable amounts exempted [Line 3a(4)] or deferred [Line 3a(5)] from the actual amount allocated to the Housing Fund [Line 3a(3)]. a. Tax Increment: (1) 100% of Gross Allocation: $ 29,958,693 (2) Calculate only 1 set -aside amount: either A or Q below: (A) 20% required by 33334.2 (Line 3a(1) x 201/o): $ _5.991.739 (B) 30% required by 33333.10(g) (Line 3a(1) x 30%): $ (Senate Bill 211, Chapter 741, Statutes of 2001) (3) Amount of set -aside (Line 3a(2)) allocated to Housing Fund $ 5,991,739 * If, pursuant to Section 33334.3(i), less than the minimum. % of Gross Tax Increment (see 3a(2) above) is being allocated from this project area, identify the project area(s) contributing the difference. Explain any other reason(s): (4) Amount Exempted [Health & Safety Code Section 33334.2] (if there is an amount exempted, also complete question #4, next page): ($ ) (5) Amount Deferred [Health & Safety Code Section 33334.6] (if there is an amount deferred, also complete question #5, next page): ($ ) (6) Total deposit to the Housing Fund [result of Line 3a(3) through 3a(5)]: $ 5,991,739 b. Interest Income: $ 1.854 c. Rental/lease Income (combine amounts separately reported to the SCO): $ 367,598 d. Sale of Real Estate: $ e. Grants (combine amounts separately reported to the SCO): $ f. Bond Administrative Fees: $ g. Deferral Repayments (also complete Line 5c(2) on the next page): $ h. Loan Repayments: $ i. Debt Proceeds: $ 44.215.491 j. Other Revenue(s) [Explain and identify amount(s)]: Developer Fees $ 20,275 2 Trust Deed repayment & Home Sale Proceeds $ 524,200 Reimbursements and repayments $ 332,274 $ 876,749 k. Total Project Area Receipts Deposited to Housing Fund (add lines 3a(6). through 3j.): $ 51,453,431 California Redevelopment Agencies — Fiscal Year 2003-2004 HCD-A 1 { Sch A (7/l/04) i Agency Name: La Quanta Redevelopment Agency Project Area Name: Project Area No. 1� Exemption(s) 4. a. If an exemption was claimed on Page 2, Line 3a(4) to deposit less than the required amount, complete the following information: Check only one of the Health and Safety Code Sections below providing a basis for the exemption: ❑ Section 33334.2(a)(1): No need in community to increase/improve supply of lower or moderate income housing. ❑ Section 33334.2(a)(2): Less than the minimum set -aside % (20% or 30%) is sufficient to meet the need. ❑ Section 33334.2(a)(3): Community is making substantial effort equivalent in value to minimum set -aside % (20% or 30%) and has specific contractual obligations incurred before May 1,1991 requiring continued use of this fimding. Note: Pursuant to Section 33334.2(a)(3)(C), this exemption expired on June 30,1993 but contracts entered into prior to May 1,1991 may not be subject to the exemption sunset. ❑ Other: Specify code section and reason(s): b. For any exemption claimed on Page 2, Line 3a(4) and/or Line 4a above, identify: Date that initial (1!) finding was adopted: / / Resolution # Date sent to HCD: mo day yr mo day yr Adoption date of reuorting_vear finding: / / Resolution # Date sent to HCD: mo day yr mo day yr Deferral(s) 5. a. Specify the authority for deferring any set -aside on Line 3a(5). Check only one Health and Safety Code Section boxes: ❑ Section 33334.6(d): Applicable to project areas approved before 1986 in which the required resolution was sent to HCD before September 1986 regarding needing tax increment to meet existing obligations. Existing obligations can include those incurred after 1985, if net proceeds were used to refinance pre-1986 listed obligations. Note: The deferral previously authorized by Section 33334.6(e) expired. It was only allowable in each fiscal year prior to duly 1,1996 with certain restrictions. ❑ Other: Specify code Section and reason: b. For any deferral claimed on Page 2, Line 3a(5) and/or Line 5a above, identify: Date that initial (1 cling was adopted: / / Resolution # Date sent to HCD: mo day yr mo day yr Adoption date of reportingyear finding: Resolution # Date sent to HCD: mo day yr mo day yr c. A deferred set -aside pursuant to Section 33334.6(d) constitutes indebtedness to the Housing Fund. Summarize the amount(s) of set -aside deferred over the reporting year and cumulatively as of the end of the reporting year: Amount of Prior Cumulative Amount Amount Deferred Deferrals Repaid Deferred (Net of Any Fiscal Year This Reporting FY During,_Reporting FY Amount(s) Repaid) (1) Last Reporting FY $ $ (2) This Reporting FY $ $ I * The cumulative amount of deferred set -aside should also be shown on HCD-C, Line 8a. If the prior FY cumulative deferral shown above differs from what was reported on the last HCD report (HCD-A and HCD-C), indicate the amount of difference and the reason: Difference: $ Reason(s): California Redevelopment Agencies — Fiscal Year 2003-2004 Sch A (7/1/04) HCD-A ` 67 Agency Name: La Ouinta Redevelopment &eency Project Area Name: Project Area No. 1 Deferral(s) (continued) 5. d. Section 33334.6(g) requires any agency which defers set -asides to adopt a plan to eliminate the deficit in subsequent years. If this agency has deferred set -asides, has it adopted such a plan? Yes ❑ No ❑ If yes, by what date is the deficit to be eliminated? mo day yr If yes, when was the original plan. adopted for the claimed deferral? / / mo day yr Identify Resolution # Date Resolution sent to HCD mo day yr When was the last amended plan adopted for the claimed deferral? / / mo day yr Identify Resolution # Date Resolution sent to HCD mo day yr Actual Project Area Households Displaced and Units and Bedrooms Lost Over Reporting Year: 6. a. Redevelopment Project Activity. Pursuant to Sections 33080.4(axl) and (ax3), report by income category the number of . elderly and nonelderly households permanently displaced and the number of units and bedrooms removed or destroyed, over the reporting year, (refer to Section 33413 for unit and bedroom replacement requirements). f4urnoer of nousenowsiumuvrsearooms Project Activity VL L M AM Total Households Permanently Displaced - Elderly Households Permanently Displaced - Non Elderly Households Permanently Displaced -Total Units Lost (Removed or Destroyed) and Required to be Replaced Bedrooms Lost (Removed or Destroyed) and Required to be Replaced Above Moderate Units Lost That Agency is Not Required to Replace Above Moderate Bedrooms Lost That Agency is Not Required to Replace b. Other Activity. Pursuant to Sections 33080.4(axl) and (ax3) based on activities other than the destruction or removal of dwelling units and bedrooms reported on Line 6a, report by income category the number of elderly and nonelderly households permanently displaced over the reporting_ year: Numher of Hnncehnlds Other Activity VL L M AM Total Households Permanently Displaced - Elderly Households Permanently Displaced - Non Elderly Households Permanently Displaced - Total c. As required in Section 33413.5, identify, over the reporting year, each replacement housing plan required to be adopted before the permanent displacement, destruction, and/or removal of dwelling units and bedrooms impacting the households reported on lines 6a. and 6b. Date / / Name of Agency Custodian mo day yr Date / / Name of Agency Custodian mo day yr Please attach a separate sheet of paper listing any additional housing plans adopted. California Redevelopment Agencies — Fiscal Year 2003-2004 HCD-A �i ll Sch A (7/l/04) 68 Agency Name: La Quinta Redevelopment Agency Project Area Name: _Project Area No. 1 Estimated Project Area Households to be Permanently Disalaced Over Current Fiscal Year: 7. a. As required in Section 33080.4(ax2) for a redevelopment project of the agency, estimate. over the current fiscal year, the number of elderly and nonelderly households, by income category, expected to be permanently displaced (Note: actual displacements will be reported for the next reporting year on Line 6). N»mhar of AnncPhnldc Project Activity VL L M AM Total Households Permanently Displaced - Eldedy Households Permanently Displaced - Non Elderly Households Permanently Displaced - Total b. As required in Section 33413.5, for the current fiscal yearidentify each replacement housing plan required to be adopted before the permanent displacement, destruction, and/or removal of dwelling units and bedrooms impacting the households reported in 7a. Date / / Name of Agency Custodian mo day yr Date Name of Agency Custodian tno day yr Please attach a separate sheet of paper listing any additional housing plans adopted. Units Deyeloaed Inside the Project Area to Fulfill Requirements of Other Project Area(s) 8. Pursuant to Section 33413(b)(2)(A)(v), agencies may choose one or more project areas to fulfill another project area's requirement to construct new or substantially rehabilitate dwelling units, provided the agency conducts a public hearing and finds, based on substantial evidence, that the aggregation of dwelling units in one or more project areas will not cause or exacerbate racial, ethnic, or economic segregation. Were any dwelling units in this project area developed to partially or completely satisfy another project area's requirement to construct new or substantially rehabilitate dwelling units? ® No. ❑ Yes. Date initial finding was adopted? / / Resolution # Date sent to HCD: mo day yr mo day yr Number1 IPA_ 1, Name of Other ®■ California Redevelopment Agencies — Fiscal Year 2003-2004 HCD-A So Sch A (7/l/04) 69 Agency Name: La Quints Redevelopment Agency _ Project Area Name: Project Area No. 1 Sales of Owner-Occuvied Units Inside the Project Area Prior to the Expiration of Land Use Controls 9. Section 33413(cx2XA) specifies that pursuant to an adopted program, which includes but is not limited to an equity sharing program, agencies may permit the sale of owner -occupied units prior to the expiration of the period of the land use controls established by the agency. Agencies must deposit sale proceeds into the Low and Moderate Income Housing Fund and within three (3) years from the date the unit was sold, expend funds to make another unit equal in affordability, at the same income level, to the unit sold. a. Sales. ®No ❑Yes b. Did the agency permit the sale of any owner -occupied units during the reporting year? Total Proceeds From Sales Over Reporting Year Number of Units SALES VL L M Total Units Sold Over Reporting Year Equal Units. ®No ❑Yes Were reporting year funds spent to make units equal in affordability to units sold over the last three reporting years? E— Total LMIHF Spent On Equal Units Over Reporting Year Number of Units SALES VL L M Total Units Made Equal This Reporting Yr to Units Sold Over This Reporting Yr Units Made Equal This Reporting Yr to Units Sold One Reporting Yr Ago Units Made Equal This Reporting Yr to Units Sold Two Reporting Yrs Ago Units Made Equal This Reporting Yr to Units Sold Three Reporting Yrs Ago Affordable Units to be Constructed Inside the Project Area Within Two Years 10. Pursuant to Section 33080.4(ax10), report the number of very low, low, and moderate income units to be financed by any federal, state, local, or private source in order for construction to be completed within two years from the date of the agreement or contract executed over the reporting year. Identify the project and/or contractor, date of the executed agreement or contract, and estimated completion date. Specify the amount reported as an encumbrance on HCD-C, Line 6a. and/or any applicable amount designated on HCD-C, Line 7a. such as for capital outlay or budgeted funds intended to be encumbered for project use within two years from the reporting year's agreement or contract date. DO NOT REPORT ANY UNITS ON THIS SCHEDULE A THAT ARE REPORTED ON OTHER HCD-As, B, OR Ds. Col A Col B Col C Col D Col E Name of Agreement Estimated Sch C Amount Sch C Amount Project and/or Execution Completion Date Encumbered Designated Contractor Date Win 2 yrs of Col B Line 6a Line 7a VL L M Total S S s s s a Please attach a separate sheet of paper to list additional information. California Redevelopment Agencies - Fiscal Year 2003-2004 HCD-AA Sch A (7/1/04) - `J 70 SCHEDULE HCD-A Inside Project Area Activity for Fiscal Year that Ended 6 / 30 / 04 Agency Name: La Oumta Redevelopment Agency Project Area Name: Project Area No. 2 Preparefs Name, Title: Michael Beniamin, Analyst Preparefs E-Mail Address: mbenjammLgwebrsg com Preparer's Telephone No: 714 541-4585 Preparer's Facsimile No: 714 541-1175 GENERAL INFORMATION 1. Project Area Information a. 1. Year 1' plan for project area was adopted: 1989 2. Year that plan was last amended (if applicable): _2003 3. Was plan amended after 2001 to extend time limits per Senate Bill 211(Chapter 741, Statutes of 2001)? Yes_ No X 4. .Current expiration of plan: 5 / 16 / 2029 mo day yr b. If project area name has changed, give previous name(s) or number: c. Year(s) of any mergers of the project area: , , , Identify former project areas that merged: d. Year(s) project area plan was amended involving real property that either: (1) Added property to plan: , (2) Removed property from plan: , 2. Affordable Housing Replacement and/or Inclusionary or Production Requirements (Section 33413). Pre-1976 project areas not subsequently amended after 1975: Pursuant to Section 33413(d), only Section 33413(a) replacement requirements apply to dwelling units destroyed or removed after 1995. The Agency can choose to apply all or part of Section 33413 to a project area plan adopted before 1976. If the agency has elected to apply all or part of Section 33413, provide the date of the resolution and the applicable Section 33413 requirements addressed in the scope of the resolution. Date: mo day yr Resolution Scope (applicable Section 33413 requirements): Post-1975 project areas and geog,LaL1nc areas added by amendment after 1975 to pre-1976 txroiect areas: Both replacement and inclusionary or production requirements of Section 33413 apply. NOTE: Amounts to report on HCD-A lines 3a(1), 3b-3f, and 31. can be taken from what is reported to the State Controller's Office (SCO) on the Statement of Income and Expenditures as part of the Redevelopment Agency's Financial Transactions Report, except for the reclassifying of Transfers -In from Internal Funds and the reporting of Other Sources as discussed below: Transfers -In from other internal funds: Report the amount of transferred funds on applicable HCD-A, lines 3a j. For example, report the amount transferred from the Debt Service Fund to the Housing Fund for the deposit of the required set -aside percentagetamount by reporting gross tax increment on HCD-A, Line 3a(1) and report the Housing Fund's share of expenditures for debt service on HCD-C, Line 4c. Do not report "net" funds transferred from the Debt Service Fund on HCD-A. Line 3031 when reporting debt service expenditures on HCD-C. Line 4c. Other Sources: Non-GAAP (Generally Acceptable Accounting Principles) revenues such as from land sales for those agencies using the Land Held for Resale method to record land sales should be reported on HCD-A Line A Housing fund receipts for the repayment of loan principal should be included on HCD-A Line A California Redevelopment Agencies — Fiscal Year 2003-2004 Sch A (7/1/04) HCD-A 71 Agency Name: pinta Redevelopment Agency Project Area Name: Project Area No. 2 Project Area Housing Fund Revenues and Other Sources 3. Report all revenues and other sources of funds from this project area which accrued to the Housing Fund over the reporting year. Any income related to agency -assisted housing located outside the project area(s) should be reported as "Other Revenue" on Line 3j. (of this Schedule A), if this project.area is named as beneficiary in the authorizing resolution. Any other revenue sources not reported on lines 3a.-3i., should also be reported on Line 3j. Enter on Line 3a(1) the full 100% of gross Tax Increment allocated prior to applicable pass through of funds and deductions for fees (refer to Sections 33401, 33446, & 33676). Compute the required minimum percentage (%) of gross Tax Increment and enter the amount on Line 3a(2)(A) or 3a(2)(B). Next, report the amount of Tax Increment set -aside before any exemption and/or deferral (if amount set -aside is less than required minimum (%), explain the difference). If any amount of Tax Increment was exempted or deferred, in addition to completing lines 3a(4) and/or 3a(5), complete Line 4 and/or Line 5. To determine the amount of Tax Increment deposited to the Housing Fund [Line 3a(6)], subtract allowable amounts exempted [Line 3a(4)] or deferred [Line 3a(5)] from the actual amount allocated to the Housing Fund [Line 3a(3)]. a. Tax Increment: (1) 100% of Gross Allocation: $ �15,158,339 (2) Calculate only 1 set -aside amount: either A or below: (A) 20% required by 33334.2 (Line 3a(1) x 20%): $ 3,031,668 (B) 30% required by 33333.10(g) (Line 3a(1) x 30%): $ (Senate Bill 211, Chapter 741, Statutes of 2001) (3) Amount of set -aside (Line 3a(2)) allocated to Housing Fund $ 3,031,668 * If, pursuant to Section 33334.3(i), less than the nrinimaun % of Gross Tax Increment (see 3a(2) above) is being allocated from this project area, identify the project area(s) contributing the difference. Explain any other reason(s): (4) Amount Exempted [Health & Safety Code Section 33334.2] (if there is an amount exempted, also complete question #4, next page): (5) Amount Deferred [Health & Safety Code Section 33334.6] (if there is an amount deferred, also complete question #5, next page): (6) Total deposit to the Housing Fund [result of Line 3a(3) through 3a(5)]: b. Interest Income: c. RentaULease Income (combine amounts separately reported to the SCO): d. Sale of Real Estate: e. Grants (combine amounts separately reported to the SCO): f. Bond Administrative Fees: g. Deferral Repayments (also complete Line 5c(2) on the next page): h. Loan Repayments: i. Debt Proceeds: j. Other Revenue(s) [Explain and identify amount(s)]: Developer Fees Other Revenues $ 622,305 $ 122,421 k. Total Project Area Receipts Deposited to Housing Fund (add lines 3a(6). through 3j.): California Redevelopment Agencies — Fiscal Year 2003-2004 Sch A (7/1/04) $ 3.031.668 $ 110,431 $ 63,580 $ 22,107,745 $ 744,726 $ 26,058,150 HCD-A 'Srl� 72 Agency Name: La Ouinta Redevelopment Agency Project Area Name: Project Area No. 2 Exemption(s) 4. a. If an exemption was claimed on Page 2, Line 3a(4) to deposit less than the required amount, complete the following information: Check only one of the Health and Safety Code Sections below providing a .basis for the exemption: ❑ Section 33334.2(axl): No need in community to increase/improve supply of lower or moderate income housing. ❑ Section 33334.2(ax2): Less than the minimum set -aside % (201/o or 30%) is sufficient to meet the need. ❑ Section 33334.2(a)(3): Community is making substantial effort equivalent in value to minimum set -aside % (20% or 30%) and has specific contractual obligations incurred before May 1, 1991 requiring continued use of this funding. Note: Pursuant to Section 33334.2(a)(3)(C), this exemption expired on June 30,1993 but contracts entered into prior to May 191991 may not be subject to the exemption sunset. ❑ Other: Specify code section and reason(s): b. For any exemption claimed on Page 2, Line 3a(4) and/or Line 4a above, identify: Date that initial (1!) finding was adopted: / / Resolution # Date sent to HCD: mo day yr mo day yr Adoption date of reporting_year finding: / / Resolution # Date sent to HCD: mo day yr mo day yr Deferral s 5. a. Specify the authority for deferring any set -aside on Line 3a(5). Check only one Health and Safety Code Section boxes: ❑ Section 33334.6(d): Applicable to project areas approved before 1986 in which the required resolution was sent to HCD before September 1986 regarding needing tax increment to meet existing obligations. Existing obligations can include those incurred after 1985, if net proceeds were used to refinance pre-1986 listed obligations. Note: The deferral previously authorized by Section 33334.6(e) expired. It was only allowable in each fiscal year prior to July 1,1996 with certain restrictions. ❑ Other: Specify code Section and reason: b. For any deferral claimed on Page 2, Line 3a(5) and/or Line 5a above, identify: Date that initial (1.n finding was adopted: / / Resolution # mo day yr Adoption date of reportingL year finding: / / Resolution # mo day yr Date sent to HCD: Date sent to HCD: mo day yr mo day yr c. A deferred set -aside pursuant to Section 33334.6(d) constitutes indebtedness to the Housing Fund. Summarize the amount(s) of set -aside deferred over the reporting year and cumulatively as of the end of the reporting year: Fiscal Year Amount of Prior Amount Deferred Deferrals ReRaid This Reporting FY During Reporting FY Cumulative Amount Deferred (Net of Any Amount(s) Repaid) (1) Last Reporting FY $ $ $ (2) This Reporting FY $ I * The cumulative amount of deferred set -aside should also be shown on HCD-C, Line 8a. If the prior FY cumulative deferral shown above differs from what was reported on the last HCD report (HCn-A and HCD-C), indicate the amount of difference and the reason: Difference: $ Reason(s): California Redevelopment Agencies — Fiscal Year 2003-2004 HCD-A 84 Sch A (7/l/04) 73 Agency Name: La Ouinta Redevelopment Agency Project Area Name: _Project Area No. 2 Deferrals (continued) 5. d. Section 33334.6(g) requires any agency which defers set -asides to adopt a plan to eliminate the deficit in subsequent years. If this agency has deferred set -asides, has it adopted such a plan? Yes ❑ No ❑ If yes, by what date is the deficit to be eliminated? mo day yr If yes, when was the on ' plan adopted for the claimed deferral? mo day yr Identify Resolution # Date Resolution sent to HCD mo day yr When was the last amended plan adopted for the claimed deferral? mo day yr Identify Resolution # Date Resolution sent to HCD mo day yr Actual Project Area Households Displaced and Units and Bedrooms Lost Over Resorting Year: 6. a. Redevelopment Project Activity. Pursuant to Sections 33080.4(axl) and (a)(3), report by income category the number of elderly and nonelderly households permanently displaced and the number of units and bedrooms removed or destroyed, over the reporting _year, (refer to Section 33413 for unit and bedroom replacement requirements). Number of Households/Units/Bedroomc Project Activity VL L M AM Total Households Permanently Displaced - Elderly Households Permanently Displaced - Non Elderly Households Permanently Displaced -Total Units Lost (Removed or Destroyed) and Required to be Replaced Bedrooms Lost (Removed or Destroyed) and Required to be Replaced Above Moderate Units Lost That Agency is Not Required to Replace Above Moderate Bedrooms Lost That Agency is Not Required to Replace b. Other Activity. Pursuant to Sections 33080.4(a)(1) and (ax3) based on activities other than the destruction or removal of dwelling units and bedrooms reported on Line 6a, report by income category the number of elderly and nonelderly households permanently displaced over the reporting_veaz: Number of Hmrsehnlds Other Activity VL L M AM Total Households Permanently Displaced - Elderly Households Permanently Displaced - Non Elderly Households Permanently Displaced - Total c. As required in Section 33413.5, identify, over the reporting.year, each replacement housing plan required to be adopted before the permanent displacement, destruction, and/or removal of dwelling units and bedrooms impacting the households reported on lines 6a. and 6b. Date / / Name of Agency Custodian mo day yr Date / / Name of Agency Custodian mo day yr Please attach a separate sheet of paper listing any additional housing plans adopted. California Redevelopment Agencies — Fiscal Year 2003-2004 HCD-A Sch A (7/l/04) ' 74 Agency Name: La Ouinta Redevelopment Agency Project Area Name: Project Area No. 2 Estimated Project Area Households to be Permanently Displaced Over Current Fiscal Year: 7. a. As required in Section 33080.4(ax2) for a redevelopment project of the agency, estimate, over the current fiscal year, the number of elderly and nonelderly households, by income category, expected to be permanently displaced. (Note: actual displacements will be reported for the next reporting year on Line 6). Numher of Hnucehnldc Project Activity VL L M AAA Total Households Permanently Displaced - Elderly Households Permanently Displaced - Non Elderly Households Permanently Displaced - Total b. As required in Section 33413.5, for the current fiscal year, identify each replacement housing plan required to be adopted before the permanent displacement, destruction, and/or removal.of dwelling units and bedrooms impacting the households reported in 7a. Date mo day yr Date / mo day w Please attach a separate sheet of paper listing any additional housing plans adopted. Name of Agency Custodian Name of Agency Custodian Units Developed Inside the Project Area to Fulfill Requirements of Other Project Area(s) 8. Pursuant to Section 33413(b)(2XAxv), agencies may choose one or more project areas to fulfill another project area's requirement to construct new or substantially rehabilitate dwelling units, provided the agency conducts a public hearing and finds, based on substantial evidence, that the aggregation of dwelling units in one or more project areas will not cause or exacerbate racial, ethnic, or economic segregation. Were any dwelling units in this project area developed to partially or completely satisfy another project area's requirement to construct new or substantially rehabilitate dwelling units? ® No. ❑ Yes. Date initial finding was adopted? / / Resolution # Date sent to HCD: mo day yr mo day yr Number of t Name of Other Project Area(s) California Redevelopment Agencies — Fiscal Year 2003-2004 Sch A (7/1/04) HCD-A $s 75 Agency Name: La Ouinta Redevelopment A encv _ Project Area Name: Project Area No. 2 Sales of Owner-0ccuaied Units Inside the Proiect Area Prior to the Expiration of Land Use Controls 9. Section 33413(cx2XA) specifies that pursuant to an adopted program, which includes but is not limited to an equity sharing program, agencies may permit the sale of owner -occupied units prior to the expiration of the period of the land use controls established by the agency. Agencies must deposit sale proceeds into the Low and Moderate Income Housing Fund and within three (3) years from the date the unit was sold, expend funds to make another unit equal in affordability, at the same income level, to the unit sold. a. Sales. ®No ❑Yes b. Did the agency permit the sale of any owner -occupied units during the reporting year? $ <-- Total Proceeds From Sales Over Reporting Year Number of Units SALES VL L M Total Units Sold Over Reporting Year Equal Units. ®No ❑Yes Were reporting year funds spent to make units equal in affordability to units sold over the last three reporting years? $ F— Total LMIHF Spent On Equal Units Over Reporting Year Number of Units SALES VL L M Total Units Made Equal This Reporting Yr to Units Sold Over This Reporting Yr Units Made Equal This Reporting Yr to Units Sold One Reporting Yr Ago Units Made Equal This Reporting Yr to Units Sold Two Reporting Yrs Ago Units Made Equal This Reporting Yr to Units Sold Three Reporting Yrs Ago Affordable Units to be Constructed Inside the Proiect Area Within Two Years 10. Pursuant to Section 33080.4(aX10), report the number of very low, low, and moderate income units to be financed by any federal, state, local, or private source in order for construction to be completed within two years from the date of the agreement or contract executed over the reporting _year. Identify the project and/or contractor, date of the executed agreement or contract, and estimated completion date. Specify the amount reported as an encumbrance on HCD-C, Line 6a. and/or any applicable amount designated on HCD-C, Line 7a. such as for capital outlay or budgeted funds intended to be encumbered for project use within two years from the reporting year's agreement or contract date. DO NOT REPORT ANY UNITS ON THIS SCHEDULE A THAT ARE REPORTED ON OTHER HCD-As, B, OR Ds. Col A Col B Col C Col D Col E Name of Agreement Estimated Sch C Amount Sch C Amount Project and/or Execution Completion Date Encumbered Designated Contractor Date (wfin 2 yrs of Col B Line 6a Line 7a VL L M Total 48/Adams Jan-2003 $ $ 149 149 Centerpoint La Quinta Dec-2003 $ $ 40 40 Cameo Homes Apts Mar-2003 $ $ 75 75 Vista Dunes Mobile Dec-2003 $ $ 80 80 Home Park Please attach a separate sheet of paper to list additional information. California Redevelopment Agencies — Fiscal Year 2003-2004 HCD-A Sch A (7/1/04) 76 SCHEDULE HCD-C Agency -wide Activity for Fiscal Year Ended 6 / 30 / 04 Agency Name: La Quetta Redevelopment Agency County: Riverside Preparer's Name, Title: Michael Benjamin, Analyst Preparer's E-Mail Address: mbenjamin@mT rs .cg om Preparer's Telephone No: 714 541-4585 Preparer's Facsimile No: 714 541-1175 Low & Moderate Income Housing Funds Report on the "status and use of the agency's Low and Moderate Income Housing Fund" Most information reported here should be based on information reported to the State Controller. 1. Beginning Balance (Use "Net Resources Available" from last fiscal year report to HCD) a. If Berg Balance requires adiustment(sl, identify the reason and amount for each adjustment: Use < $ > for negative amounts or amounts to be subtracted Prior period adjustmnt to match berg balance from CAFR $-74,623 b. Total Adjustment(s) (indicate whether positive or <negative>) c. Adjusted Beginning Balance [Beginning Balance plus + or minus <-> Total Adjustment(s)] 2. Project Area(s) Receipts and Housing Fund Revenues a. All Project Areas. Total Deposits [Sum of amount(s) from Line 3k.,HCD-A(s)] b. Other revenues not reported on Schedule HCD-A(s) [Identify source(s) and amount(s)]: Proceeds from sale of capital assets c. Total Housing Fund Revenues 3. Total Resources (Line lc. + Line 2a + Line 2c.) NOTES: $ 108,570 $�10,170,703 $ -74 623 $ 10,096,080 $�77,511,581 $ 87,716,231 Many amounts to report as Expenditures and Other Uses (beginning on the next page) should be taken from amounts reported to the State Controller's Office (SCO). Review the SCO's Redevelopment Agencies Financial Transactions Report. Housing Fund "transfers -out" to other internal Agency funds: Report the specific use of all transferred funds on applicable lines 4a.-k of Schedule C. For example, transfers from the Housing Fund to the Debt Service Fund for the repayment of principal and interest of debt proceeds deposited to the Housing Fund should be reported on the applicable item comprising HCD-C Line 4c, providing tax increment (gross and deposit amounts) were reported on Sch-As. External transfers out of the Agency should be reported on HCD-C Line 4j (e.g.: transfer of excess surplus to the County Housing Authority). Other Uses: Nan GAAP Generally Accepted Accounting Principles) recording of expenditures such as land purchases for agencies using the Land Held for Resale method to record land purchases should be reported on HCD-C Line 4a(1). Funds spent resulting in loans to the Housing Fund should be included in HCD-C lines 4b., 4f., 4g., 4h., and 4i as appropriate. The statutory cite pertaining to Community Redevelopment Law (CRL) is provided for preparers to review to determine the appropriateness of Low and Moderate Income Housing Fund (LMIHF) expenditures and other uses. HCD does not represent that line items identifying any expenditures and other uses are allowable CRL is accessible on the Internet /webske: http://www.le ing_ fo.ca.gov/ (California Law)] beginning with Section 33000 of the Health and Safety Code. California Redevelopment Agencies — Fiscal Year 2003-2004 HCD-C 8 Q ,77 Sch C (7/1/04) %.7 Agency Name: La Quinta Redevelopment Agency 4. Expenditures,. Loans, and Other Uses a. Acquisition of Property & Buildinm Sites f33334.2(e)(1)1 & Housing f33334.2(e)(6)1: (1) Land Purchases (Investment — Land Held for Resale) * $ (2) Housing Assets (Fixed Asset) * $ (3) Acquisition Expense $ (4) Operation of Acquired Property $ (5) Relocation Costs $ (6) Relocation Payments $ (7) Site Clearance Costs $ (8) Disposal Costs $ (9) Other [Explain and identify amount(s)]: * Reported to SCO as part of Assets and Other Debts (10) Subtotal Property/Building Sites/Housing Acquisition (Sum of Lines 1— 9) $ 0 b. Subsidies from Low and Moderate Income Housing Fund (1) 14 Time Homebuyer Down Payment Assistance $ (2) Rental Subsidies $ (3) Purchase of Affordability Covenants [33413(b)2(B)] $ (4) Other [Explain and identify amount(s)]: (5) Subtotal Subsidies from LMIHF (Sum of Lines 1— 4) $ 0 c. Debt Service [33334.2(eX9)1. If paid from LHIHF, report CHIRP'S share of debt service. If paid from Debt Service Fund, ensure "gross" tax increment is reported on HCD-A(s) Line 3a(1). (1) Debt Principal Payments (a) Tax Allocation, Bonds & Notes $ 2,069,439 (b) Revenue Bonds & Certificates of Participation $ (c) City/County Advances & Loans $ (d) U. S. State & Other Long —Term Debt $ (2) .Interest Expense $ (3) Debt Issuance Costs $ (4) Other [Explain and identify amount(s)]: (5) Subtotal Debt Service (Sum of Lines 1— 4) $ 2,069,439 d. Planning and Administration Costs [33334.3(e)(1)l: (1) Administration Costs $ (2) Professional Services (non project syecific) $ (3) Planning/Survey/Design (non project specific) $ 4,153,923 (4) Indirect Nonprofit Costs [33334.3(e)(1)(B)] $ (5) Other [Explain and identify amount(s)]: (6) Subtotal Planning and Administration (Sum of Lines 1— 5) $ 4,153,923 89 California Redevelopment Agencies — Fiscal Year 2003-2004 HCD-C 78 Sch C (7/1/04) _ Agency Name: La Qminta Redevelopment Agency 4. Expenditures, Loans, and Other Uses (continued) e. On/Off-Site Improvements [33334.2(e)(2)] Complete item 13 $ f. Housing Construction [33334.2(e)(5)] $ g. Housing Rehabilitation [33334.2(e)(7)] $ h. Maintenance of Mobilehome Parks [33334.2(e)(10)] $ i. Preservation of At -Risk Units [33334.2(e)(11)] $ j. Transfers Out of Agency (1) For Transit village Development Plan (33334.19) $ (2) Excess Surplus [33334.12(a)(1)(A)] $ (3) Other (specify code section authorizing transfer and amount) A. Section $ B. Section $ Other Transfers Subtotal $ (4) Subtotal Transfers Out of Agency (Sum of j(1) through j(3)) $ 0 k. 1. Other Expenditures, Loans, and Uses [Explain and identify amount(s)]: Transfers to City of La Quinta $14,323,646 S S Subtotal Other Expenditures, Loans, and Uses $ 14,323,646 Total Expenditures, Loans, and Other Uses (sum of lines 4a: k.) $ 20,547,008 5. Net Resources Available [End of Reporting Fiscal Year] [Page 1, Line 3, Total Resources minus Total Expenditures, Loans, and Other Uses on Line 4.1.] $ 67,169,223 6. Encumbrances and Unencumbered Balance a. Encumbrances. Amount of Line 5 reserved for future payment of legal contract(s) or agreement(s). See Section 33334.12(g)(2) for definition. $ 59,780,407 .Refer to item 10 on Sch A(s) and item 4 on Sch-B. b. Unencumbered Balance (Line 5 minus Line 6a). Also enter on Page 4, Line 1 la. $ 7,3889816 7. Designated/Undesignated Amount of Available Funds A Designated From Line 6b.-Budgeted/planned to use near -term $ portion Refer to item 10 on Sch A(s) and item 4 on Sch-B b. Undesignated From Line 6b- Not yet budgeted/planned to use $ portion 8. Other Housing Fund Assets (not included as part of Line 5) a. Indebtedness from Deferrals of Tax Increment (Sec. 33334.6) [refer to Sch A(s), Line 5c (2)]. $ b. Value of Land Purchased with Housing Funds and Held for Development of Affordable Housing. Complete Sch-C item 14. $ c. Loans Receivable for Housing Activities $ d. Residual Receipt Loans (periodic/fluctuating payments) $ e. ERAF Loans Receivable (all years) (Sec. 33681) $ f Other Assets [Explain and identify amount(s)]: s 9. Total Other Housing Fund Assets (Sum of lines 8a.-f.) $ 0 9. TOTAL FUND EQUITY[Line 5 (Net Resources Available) +8g (Total Other Housing Fund Assets] $ 67,169,223 Compare Line 9 to the below amount reported to the SCO (Balance Sheet of Redevelopment Agencies Financial Transactions Report. [Explain differences and identify amount(s)]: ENTER LOW -MOD FUND TOTAL EQUITIES (BALANCE SHEET) REPORTED TO SCO $ 67,169 California Redevelopment Agencies — Fiscal Year 2003-2004 Sch C (7/l/04) HCD-C Agency Name: La Ouinta Redevelopment Agency Excess Surplus Information Pursuant to Section 33080.7 and Section 33334.12(g)(1), report on Excess Surplus that is required to be determined on the first day of a fiscal year. Excess Surplus exists when the Adjusted Balance exceeds the greater of: (1) $1,000,000 or (2) the aggregate amount of tax increment deposited to the Housing Fund during the prior four fiscal years. Section 33334.12(g)(3)(A)'and (B) provide that the Unencumbered Balance can be adjusted for: (1) any remaining revenue generated in the reporting year from unspent debt proceeds and (2) if the land was disposed of during the reporting year to develop affordable housing, the difference between the fair market value of land and the value received. The Unencumbered Balance is calculated by subtracting encumbrances from Net Resources Available. "Encumbrances" are funds reserved and committed pursuant to a legally enforceable contract or agreement for expenditure for authorized redevelopment housing activities [Section 33334.12(g)(2)]. For Excess Surplus calculation purposes, carry over the prior year's HCD Schedule C Adjusted Balance as the Adjusted Balance on the first day of the reporting fiscal year. Determine which is larger: (1) $1 million or (2) the total of tax increment deposited over the prior four years. Subtract the largest amount from the Adjusted Balance and, if positive, report the amount as Excess Surplus. 10. Excess Surplus: Complete Columns 2, 3, 4, & 5 to calculate Excess Surplus for the reporting year. Columns 6 and 7 track prior years' Excess Surplus. Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Sum of Tax Current Current Amount 4 Prior and Total Tax Increment Reporting Year Reporting Year Expended/Encumbered Remaining Excess Current Increment Deposits Over Is'Day Is'Day Against FY Balance of Surplus for Each Reporting Deposits to Prior Four Adjusted Excess Surplus Excess Surplus as of Fiscal Year as of Yew Housing Fund FYs Balance Balances End of Reporting Year End of Reporting Year 4 Rot Yrs Ago FY 1999-00 $ 4,449,326 $ $ $ 3 RRt Yrs Ago FY 2000-01 $ 5,254,713 $ $ $ 2 Rpt Yrs Ago FY 2001-02 $ 6,513,699 $ $ $ 1 RRt Yr Ago FY 2002-03 $ 7,750,765 Sum of Column 2 Last Year's Sch C $ Col 4 minus: lard $ $ CURRENT Reporfin Adjusted Balance of Col 3 or $1 mm Year eport positive $) FY 2003-04 $�23,968,503` $�1,409.080 $ 0 $ $ 11. Reporting Year Ending Unencumbered Balance and Adjusted Balance: a. Unencumbered Balance (End of Year) [Page 3, Line 6b] $ 7,388,816 b. If eligible, adjust the Unencumbered Balance for: (1) Debt Proceeds [33334.12(gx3)(B)]: Identify unspent debt proceeds and related income remaining at end of reporting year $ (2) Land Conveyance Losses [(33334.12(gx3)(A))]: Identify reporting year losses from sales/grants/leases of land acquired with low -mod funds, if 49% or more of new or rehabilitated units will be affordable to lower -income households $ 12. Adjusted Balance (for next year's determination of Excess Surplus) [Line 1 la minus sum of 1 lb(1) and 1 lb(2)] $ 7,388,816 Note: Do not enter Adjusted Balance in Col 4. It is to be reported as next year's 1st day amount to determine Excess Surp a. If there is remaining Excess Surplus from what was determined on the first day of the reporting year, describe the agency's plan (as specified in Section 33334.10) for transferring, encumbering, or expending excess surplus: b. If the plan described in 12a. was adopted, enter the plan adoption date: California Redevelopment Agencies — Fiscal Year 2003-2004 Sch C (7/1/04) mo day yr gl HCD-C 80 Agency Name: La Quints Redevelopment Agency Miscellaneous Uses of Funds 13. If an amount is reported in 4e., pursuant to Section 33080.4(ax6), report the total number of very low-, low-, and moderate -income households that directly benefited from expenditures for onsite/offsite improvements which resulted in either new construction, rehabilitation, or the elimination of health and safety hazards. (Note: If Line 4e of this schedule does not show expenditures for improvements, no units should be reported here.) Income Level Households Constructed Households Rehabilitated Households Benefiting from Elimination of Health and Safety Hazard Duration of Deed Restriction Very Low Low Moderate 14. If the agency is holding land for future housing development (refer to Line 8b), summarize the acreage (round to tenths, do not report square footage), zoning, date of purchase, and the anticipated start date for the housing development. Site NamelLocation* No. of Acres Zoning Purchase Date Estimated Date Available Comments Please attach a separate sheet of paper listing any additional sites not reported above. 15. Section 33334.13 requires agencies which have used the Housing Fund to assist mortgagors in a homeownership mortgage revenue bond program, or home financing program described in that Section, to provide the following information: a. Has your agency used the authority related to definitions of income or family size adjustment factors provided in Section 33334.13(a)? Yes ❑ No ❑ Not Applicable ED b. Has the agency complied with requirements in Section 33334.13(b) related to assistance for very low-income households equal to twice that provided for above moderate -income households? Yes ❑ No ❑ Not Applicable 92 California Redevelopment Agencies — Fiscal Year 2003-2004 HCD-C 81 sch C (7iv04) Agency Name: La Quinta Redevelopment Agency 16. Did the Agency use non-LMIHF funds as matching fimds for the Federal HOME or HOPE program during the reporting period? YES ❑ NO If yes, please indicate the amount of non-LMEU funds that were used for either HOME or HOPE program support. HOME $ HOPE $ 17. Pursuant to Section 33080.4(a)(11), the agency shall maintain adequate records to identify the date and amount of all LMIHF deposits and withdrawals during the reporting period. To satisfy this requirement, the Agency should keep and make available upon request any and all deposit and withdrawal information. DO NOT SUBMITANY Has your agency made any deposits to or withdrawals from the LMIU? Yes ❑ No ❑ If yes, identify the document(s) describing the agency's deposits and withdrawals by listing for each document, the following (attach additional pages of similar information below as necessary): Name of document (e.g. ledger, journal, etc.): Comprehensive Annual Financial Re ort Name of Agency Custodian (person): John Falconer Custodian's telephone number: 760 777-7150 Place where record can be accessed: Finance ftarttnent/City Hall Name of document (e.g. ledger, journal, etc.): Name of Agency Custodian (person): Custodian's telephone number: Place where record can be accessed: 18. Use of Other (non Low -Mod Funds) Redevelopment Funds for Housing Please briefly describe the use of any non LNEW redevelopment funds (i.e., contributions from the other 80% of tax increment revenue) to construct, improve, assist, or preserve housing in the community. 19. Sueaestions/Resource Needs Please provide suggestions to simplify and improve future agency reporting and identify any training, information, and/or other resources, etc. that would help your agency to more quickly and effectively use its housing or other funds to increase, improve, and preserve affordable housing? 20. Annual Monitoring Reports of Previously Completed Affordable Housing Proiects/Proerams (H&SC 33418) Were all Annual Monitoring Reports received for all prior years' affordable housing projects/programs?: Yes ® No ❑ 93 California Redevelopment Agencies — Fiscal Year 2003-2004 HCD-C Sch C (7/1/04) $ 2 Agency Name: La Ouinta Redevelopment Agency 21. Project Achievement and HCD Director's Award for Housine Excellence Project achievement information is optional but can serve important purposes: Agencies' achievements can inform others of successful redevelopment projects and provide instructive information for additional successful projects. Achievements may be included in HCD's Annual Report of Housing Activities of California Redevelopment Agencies to assist other local agencies in developing effective and efficient programs to address local housing needs. In addition, HCD may select various projects to -receive the Director's Award for Housing Excellence. Projects may be selected based on criteria such as local affordable housing need(s) met, resources utilized, barriers overcome, and project innovation/complexity, etc. Project achievement information should only be submitted for one affordable residential project that was completed within the reporting year as evidenced by a Certificate of Occupancy. The project must not have been previously reported as an achievement. To publish agencies' achievements in a standard format, please complete information for each underlined category below addressing suggested topics in a narrative format that does not exceed two pages (see example, next page). In addition to submitting information with other HCD forms to the State Controller, please submit achievement information on a 3.5 inch diskette and identify the software type and version. For convenience, the diskette can be separately mailed to: HCD Policy Division, 1800 3'd Street, Sacramento, CA 95814 or data can be emalled by attaching the file and sending it to: atorrens(c-,hcd ca.gov or Hevy(g)hcd ca.gov. AGENCY INFORMATION • Project Type (Choose one of the categories below and one kind of assistance representing the primary project type): New/Additional Units (Previously Unoccupied/Uninhabitable): Existing Units (Previously Occupied) - New Construction to own - Rehabilitation of Owner -Occupied - New Construction to rent - Rehabilitation of Tenant -Occupied - Rehabilitation to own - Acquisition and Rehabilitation to Own - Rehabilitation to rent - Acquisition and Rehabilitation to Rent - Adaptive Re -use - Mobilehomes/Manufactured Homes - Mixed Use Infill - Payment Assistance for Owner or Renter - Mobilehomes/Manufactured Homes - Transitional Housing - Mortgage Assistance - Other (describe) - Transitional Housing - Other (describe) • Agency Name: • Agency Contact and Telephone Number for the Project: DESCRIPTION • Project Name • Clientele served [owner, renter, income group, special need (e.g. large family or disabled), etc.] • Number and type of units and location, density, and size of project relative to other projects, etc. • Degree of affordability/assistance rendered to families by project, etc. • Uniqueness (land use, design features, additional services/amenities provided, funding sources/collaboration, before/after project conversion such as re -use, mixed use, etc.) • Cost (acquisition, clean-up, infrastructure, conversion, development, etc.) HISTORY • Timeframe from planning to opening • Barriers/resistance (legal/financial/community, etc.) that were overcome • Problems and creative solutions found • Lessons learned and/or recomrnendations for undertaking a similar project AGENCY ROLE AND ACHIEVEMENT • Degree of involvement with concept, design, approval, financing, construction, operation, and cost, etc. • Specific agency and/or con n unity goals and objectives met, etc. 94 California Redevelopment Agencies — Fiscal Year 2003-2004 HCD-C 83 Sch C (7iliO4) Agency Name: La Qtiinta Redevelopment Agency ACHIEVEMENT EXAMPLE Protect Type: NEW CONSTRUCTION- OWNER OCCUPIED Redevelopment Agency Contact: Name (Area Code) Telephone # Project/Program Name: Project or Program Description During the reporting year, construction of 12 homes was completed. Enterprises, which specializes in community self-help projects, was the developer, assisting 12 families in the construction of their new, homes. The homes took 10 months to build. The families' work on the homes was converted into "sweat equity' valued at $15,000. The first mortgage was from CHFA. Families were also given an affordable second mortgage. The second and third mortgage loans were funded by LMIHF and HOME funds. History The City or County) of struggled for several years over what to do about the area. The tried to encourage development in the area by rezoning a large portion of the area for multi -family use, and twice attempted to create improvement districts. None of these efforts were successful and the area continued to deteriorate, sparking growing concern among city officials and residents. At the point that the Redevelopment Agency became involved, there was significant ill will between the residents of the and the (City or County). The introduced the project in with discussions of how the Agency could become involved in improving the blighted residential neighborhood centering on . This area is in the core area of town and was developed with disproportionately narrow, deep lots, based on a subdivision plat laid in 1950. Residents built their homes on the street frontages of and leaving large back -lot areas that were landlocked and unsuitable for development, having no access to either avenue. The Agency worked with 24 property owners to purchase portions of their properties. Over several years, the Agency purchased enough property to complete a tract map creating access and lots for building. Other non -profits have created an additional twelve affordable homes. Agency Role The Agency played the central role. The Project is a classic example of successful redevelopment. All elements of blight were present: irregular, land -locked parcels without access; numerous property owners; development that lagged behind that of the surrounding municipal property; high development cost due to need for installation of street improvements, utilities, a storm drain system, and undergrounding of a flood control creek; and a low-income neighborhood in which property sale prices would not support high development costs. The Agency determined that the best development for the area would be single-family owner -occupied homes. The Agency bonded its tax increment to fund the off -site improvements. A tract map was completed providing for the installation of the street improvements, utilities, storm drainage, and the undergrounding of Creek. These improvements cost the Agency approximately $1.5 million. In lieu of using the eminent domain process, the Agency negotiated with 22 property owners to purchase portions of their property, allowing for access_to the landlocked parcels. This helped foster trust and good will during the course of the negotiations. The Project got underway once sufficient property was purchased. g5 California Redevelopment Agencies — Fiscal Year 2003-2004 HCD-C 84 Sch C (7/1/04) SCHEDULE HCD-D1 GENERAL PROJECT/PROGRAM INFORMATION For each different Project/Program (area/name/aov or nonaoy dev/rental or owner), complete a D1 and applicable 132-137. Examples., 1: 25 minor rehab (Nonagy Dev): Area 1: 15 Owner, Area 2. 6 Rental; & Outside: 4 Rental. Complete 3 D-1s & 3 D-5s. 2: 20 sub rehab (nonrestricted): Area 3. 4 Agy Dev. Rentals; 16 Nonagy Dev. Rentals. Complete 2 D-1s & 2 D-5s. 3: 15 sub rehab (restricted): Area 4: 15 Nonagy Dev, Owner. Complete 1 D-1 & 1 D-3. 4: 10 new (Outside). 2 Agy Dev (restricted Rental), 8 Nonagy Dev (nonrestricted Owner) Complete 2 D-1s, 1 D-4, & 1 D-5. Name of Redevelopment Agency: Identify Project Area or specify "Outside": General Title of Housing ProjectlProgram: Project/Program Address (optional): Owner Name (optional): Various Total Project/Program Units: # 21 La Quinta Redevelopment Agency Project Area No. 1 La Quinta Housing Program — Home Purchase Loan Program various addresses — in -fill lots Restricted Units: # 21 Unrestricted Units: # 0 Was this a federally assisted multi -family rental project [Gov't Code Section 65863.10(a)(3)]? ❑YES ®NO Number of units occupied by ineligible households (e.g. ineligible income/# of residents in unit) at FY end # 0 Number of bedrooms occupied by ineligible persons (e.g. ineligible income/# of residents in unit) at FY end # 0 Number of units restricted for special needs: (number must not exceed "Total Project Unitsl # 0 Number of units restricted that are serving one or more Special Needs: # 0 ❑ Check, if data not available (Note: A unit may serve multiple "Special Needs" below. Sum of all the below can exceed the "Number of Units" above) t 0 DISABLED (Mental) # 0 FARMWORKER (Permanent) # 0 TRANSITIONAL HOUSING t 0 DISABLED (Physical) # 3 FEMALE HEAD OF HOUSHOLD 1#0 ELDERLY t 0 FARMWORKER (Migrant) # 0 LARGE FAMILY # 0 EMERGENCY SHELTERS (4 or more Bedrooms) (allowable use o /Y with "Other Housing Units Provided - Without LMIHFA Sch-D6 Aftlul o%nfh/vaar iminn digits. em. 07/0112002): Affordability anator s eciai rreea Ub@ rWOU wAwII Re lacement HousingUnits I W105 W..V-%P. Inclusions HousingUnits Other HousingUnits Provided With LMIHF Without LMIHF Restriction Start Date 7/1 /2003 to 6/30/2004 7/1 /2003 to 6/30/2004 45 Years Restriction End Date 45 Years J Funding Sources: Redevelopment Funds: $ 1,379,616.00 Federal Funds $ State Funds: $ Other Local Funds: $ Private Funds: $ Owner's Equity: $ TCAC/Federal Award: $ TCAC/State Award: $ Total Development/Purchase Cost: $1.37 Check all appropriate form(s) below that will be used to identify all of this Project's/Program's Units: ® Replacement Housing Units (Sch HCD-D2) Inclusionary Units: 0 Inside Project Area (Sch HCD-D3) ❑ Outside Project Area (Sch HCD-D4) Other Housing Units Provided. ❑ With LMIHF (Sch HCD-D5) ❑ Without LMIHF (Sch HCD-D6) ❑ No Agency Assistance (Sch HCD-137) g6 California Redevelopment Agencies - Fiscal Year 2003-2004 HCD-DI 85 Sch DI (7/1/04) SCHEDULE HCD-D2 REPLACEMENT HOUSING UNITS (units not claimed on Schedule D-5,6,7) restricted units that fulfill requirement to replace previously destroyed or removed units) Agency: La Quinta Redevelopment Agency Redevelopment Project Area Name, or "Outside": Project Area No. 1 Affordable Housing Project Name: La Quinta Housing Program - Home Purchase Loan Program Check only one: ® Inside Project Area ❑ Outside Project Area Check only one. 1f both apply, complete a separate form for each (with another Sch D-1): ❑ Aciengy Developed ® Non -Agency Developed Check only one. if both apply, complete a separate form for each (with another Sch D-1): ❑ Rental ® Owner -Occupied Enter thenumber umber of restricted replacement units and bedrooms for each applicable activity below: Note: "INELG" refers to a household that is no longer eligible but still a temporary resident and part of the total A. New Construction: Elderly Units Non Elderly Units Total Elderly & Non Elderly Units VLOW LOW MOD TOTAL INELG. VLOW LOW MOD TOTAL INELG. VLOW LOW MOD TOTAL INELG. [-0- 1 0 0 0 0 0 4 7 11 0 4 7 11 Count of Bedrooms (e.e.: 1 elderly, low. 2 bdrm unit and 4 nonelderly, low, 2 bdrm units =10 low (2 bdrms a 5) 1 Bedroom Unit (1 x # of units) 2 Bedroom Unit (2 x # of units) VLOW LOW MOD TOTAL INELG. VLOW LOW MOD TOTAL INELG. 0 -F 0 0 0 0 0 0 0 3 Bedroom Unit (3 x # of units) 4 or more Bedroom Unit (4 x # of units) VLOW LOW MOD TOTAL INELG. VLOW LOW MOD TOTAL INELG. 0 12 21 0 0 0 0 33 0 TOTAL (sum of all unit Bedrooms) VLOW LOW MOD TOTAL INELG. 0 1 12 1 21 33 B. Substantial Rehabilitation (Post 931AB 1290 definition: increased value, inclusive of land, is >25%): Elderly Units Non Elderly Units Total Elderly & Non Elderly Units VLOW LOW MOD TOTAL INELG. 'VLOW LOW MOD TOTAL INELG. VLOW LOW MOD TOTAL INELG. 0 0 0 0 0 0 0 0 0 0 0 0 0 _Count of Bedrooms (e.e.: 1 elderly, mod,1 bdrm unit and 2 nonelderly. mod.1 bdrm units = 3 mod (1 bdrms a 3) 1 Bedroom Unit (1 x # of units) 2 Bedroom Unit (2 x # of units) VLOW LOW MOD TOTAL INELG. VLOW LOW MOD TOTAL INELG. 1-0 0 0 0 � 0 0 0 0 3 Bedroom Unit (3 x 0 of units) 4 or more Bedroom Unit (4 x # of units) VLOW LOW MOD TOTAL INELG. VLOW LOW MOD TOTAL INELG. 0 0 0 M0 0 0 0 0 TOTAL (sum of all unit Bedrooms) VLOW LOW MOD TOTAL INELG. 0 0 0 0 r 0� California Redevelopment Agencies - Fiscal Year 2003-2004 Sch D2 (7/1/04) HCD-D2 g 8,6 Agency Name: La �i to Redevelopment Agency Housing Project Name: SCHEDULE HCD-D2 REPLACEMENT HOUSING UNITS (continued) Note: "INELG" refers to a household that is no longer eligible but still a temporary resident and part of the total C. Non -Substantial Rehabilitation (fulfills Pre 94 Replacement Obligation): Elderly Units Non Elderly Units Total Elderly & Non Elderly Units VLOW LOW MOD TOTAL INELG. VLOW LOW MOD TOTAL INELG. VLOW LOW MOD TOTAL, INELG. r-O 0 1 0 4 0 0 0 0 0 0 0 0 0 Count of Bedrooms (e.e.: 3 nonelderly, vlow. 3 bdrm units and 4 nonelderly 4 bdrm units TOTAL 25 bdrms) 1 Bedroom Unit (1 x # of units) 2 Bedroom Unit (2 x # of units) VLOW LOW MOD TOTAL INELG. VLOW LOW MOD TOTAL INELG. 0 0 0 0 0 0 0 0 3 Bedroom Unit (3 x # of units) 4 or more Bedroom Unit (4 x # of units) VLOW LOW MOD TOTAL INELG. VLOW LOW MOD TOTAL INELG. 0 0 0 0 �� 0 0 0 TOTAL (sum of all unit Bedrooms) VLOW LOW MOD TOTAL INELG. 0 r-0 0 0 TOTAL =S (Add only TOTAL of all "Total Elderly / Non Elderly Units" not bedrooms): FMI If TOTAL UNITS is less than "Total Project Units" on HCD Sch D1, report the remaining units as instructed below Check all aDDroDriate form(s) listed below that will be used to identify remaining Project Units to be reported: Inclusionary Units ® Inside Project Area (Sch HCD-133) ❑ Outside Project Area (Sch HCD-134) Other Housing Units Provided: ❑ With LMIHF (Sch HCD-135) ❑ Without LMIHF (Sch HCD-136) ❑ No Assistance (Sch HCD-137) Identify the number of Replacement Units which also have been counted as Inclusionary Units: Elderly Units Non Elderly Units $ Total Elderly & Non Elderly Units VLOW LOW MOD TOTAL INELG. VLOW LOW MOD TOTAL INELG. VLOW LOW MOD TOTAL INELG. 0 1 0 0 0 0 0 0 0 0 a 0 0 0 0 M Califomia Redevelopment Agencies - Fiscal Year 2003-2004 HCD-D2 87 Sch D2 (7/1/04) SCHEDULE HCD-D3 INCLUSIONARY HOUSING UNITS IN( PROJECT AREA) (units not claimed on Schedule D-4,5,6,7) (units with required affordability restrictions that agency or community controls) Agency: La Quinta Redevelopment Agency Redevelopment Project Area Name: Project Area No. 1 Affordable Housing Project Name: La Quinta Housing Program — Home Purchase Loan Program Check only one. If both apply, complete a separate form for each (with another Sch-131): ❑ 6gengy Developed ® Non-AQencv Developed Check only one. if both apply, complete a separate form for each (with another Sch-131): ❑ Rental ® Owner -Occupied Enter the number of units for each applicable activity below: Note: "INELG" refers to a household that is no longer eligible but still a temporary resident and part of the total A. New Construction Units: Elderly Units Non Elderly Units TOTAL Elderly & Non Elderly Units VLOW LOW MOD TOTAL INELG. VLOW LOW MOD TOTAL INELG. VLOW LOW MOD TOTAL INELG. 0 0 0 0 0 0 1 10 1 0 10 0 D 0 10 Of Total, identify the number aggregated from other project areas (see HCD-A(s), Item 8): 0 B. Substantial Rehabilitation (Post-93/AB 1290 Definition of Value >25%• Credit for Obligations Since 1994): Elderly Units Non Elderly Units TOTAL Elderly & Non Elderly Units VLOW LOW MOD TOTAL INELG. VLOW LOW MOD TOTAL INELG. VLOW LOW MOD TOTAL INELG. 0 0 0 0 0 0 0 0 J2J 0 0 0 0 0 Of Total, identify the number aggregated from other project areas (see HCD-A(s), Item 8): 0 C. Other/Substantial Rehabilitation (Pre-94/AB 1290 Definition: Credit for Obligations Between 1976 and 19941: Elderly Units Non Elderly Units TOTAL Elderly & Non Elderly Units VLOW LOW MOD TOTAL INELG. VLOW LOW MOD TOTAL. INELG. VLOW LOW MOD TOTAL INELG. 0 0-1 0 0--1 0 0 0 0 0 0 (�0 0 0 0 0 l�_..�J D. Acquisition of Covenants (Post-93/AB 1290 Reform: Only Multi -Family Vlow & Low & Other Restrictions): Elderly Units Non Elderly Units TOTAL Elderly & Non Elderly Units VLOW LOW MOD TOTAL INELG. VLOW LOW MOD TOTAL INELG. VLOW LOW MOD TOTAL INELG. P-0 0 0 0 0 0 0 0. 0 0 0 TOTAL UNITS Add only TOTAL of all "TOTAL Elderly / Non Elderly Units„): 10 Ij TOTAL UNITS is less than "Total Project Units" on HCD Schedule D1, report the remaining units as instructed below. Check all appropriate form(s) listed below that will be used to identify remaining Project Units to be reported: ® Replacement Housing Units ❑ Inclusionary Units Qutside Project Area) Other Housing h LMIHF (Sch HCD D5) (Sch HCD-D2) (Sch HCD D4) ❑ ❑ Without LMIHF (Sch HCD-D6) ❑ No Assistance (Sch HCD-D7) Identify the number of Inclusionary Units which also have been counted as Replacement Units: Elderly Units Non Elderly Units TOTAL Elderly & Non Elderly Units VLOW LOW MOD TOTAL INELG. VLOW LOW MOD TOTAL INELG. VLOW LOW MOD TOTAL INELG. 0 0 0 0 0 0 0 0 0 0 0 0 0 g�3 California Redevelopment Agencies - Fiscal Year 2003-2004 HCD-D3 88 Sch D3 (7/1/04) 4 SepQ�rw COUNCIL/RDA MEETING DATE: December 21, 2004 ITEM TITLE: Approval of Annual Continuing Disclosure for the La Quinta Redevelopment Agency 1998, 2001, 2002 and 2003 Tax Allocation Bonds for Fiscal Year End June 30, 2004 RECOMMENDATION: AGENDA CATEGORY: BUSINESS SESSION: CONSENT CALENDAR: STUDY SESSION: PUBLIC HEARING: Approve, receive and file the Annual Continuing Disclosure for the La Quinta Redevelopment Agency 1998, 2001, 2002 and 2003 Tax Allocation Bonds for Fiscal Year End June 30, 2004. FISCAL IM PUCATIONS: None. CHARTER CITY IM PUCATIONS: None. BACKGROUND AND OVERVIEW: On November 10, 1994, the Securities and Exchange Commission adopted amendments to existing federal regulations (Rule 15c2-12) for bonds issued after July 3, 1995, requiring issuers of municipal securities (Bond issues) to do the following annually for each bond issue: 1. Prepare official statements meeting the content requirement of Rule 15c2-12; 2. File certain financial information and operating data with national and state repositories each year; and too 3. Prepare announcements of the significant events including payment defaults, defeasances and draws on a reserve fund as the events occur. Attachment 1 is the 2003104 Annual Continuing Disclosure Statement for the La Quinta Redevelopment Agency 1998 Housing Tax Allocation Bonds prepared in accordance with the three aforementioned requirements. Additionally, no announcement of significant events was necessary for Fiscal Year 2003/04. In addition, the Agency has issued disclosure reports for the 2001, 2002, 2003 and 2004 RDA Tax Allocation Bond issues (see Attachment 1) . FINDINGS AND ALTERNATIVES: The alternatives available to the Redevelopment Agency Board include: 1. Approve, receive and file the Annual Continuing Disclosure for the La Quinta Redevelopment Agency 1998, 2001, 2002, 2003 and 2004Tax Allocation Bonds for Fiscal Year End June 30, 2004; or 1. Do not approve, receive and file the Annual Continuing Disclosure for the La Quinta Redevelopment Agency 1998, 2001, 2002, 2003 and 2004 Tax Allocation Bonds for Fiscal Year End June 30, 2004; or 3. Provide staff with alternative direction. Respectfully submitted, John M. Falconer, Finance Director Approved for submission by: 10, . homas P. Genovese, Executive Director Attachment: 1. 2003/04 Annual Continuing Disclosure Statement for the RDA 1998, 2001, 2002,2003 and 2004 Tax Allocation Bonds 2 ATTACHMENT 1 LA QUINTA REDEVELOPMENT AGENCY $15, 760,00 LA QUINTA REDEVELOPMENT PROJECT AREA NO. 1 TAX ALLOCATION REFUNDING BONDS, SERIES 1998 Riverside County, California Dated: June 1, 1998 CUSIP: 504194 2004 ANNUAL CONTINUING DISCLOSURE INFORMATION STATEMENT As of December 12004 Also available at: MuniFinancial www.muni.com 102 3 LIST OF PARTICIPANTS CITY OF LA QUINTA John Falconer Finance Director P.O. Box 1504 78-495 Calle Tampico La Quinta, California 92247 (760) 777-7150 Miller & Schroeder Financial, Inc. SONV COUNSEL Rutan & Tucker LLP Costa Mesa, California TRUSTEE Brad Scarbrough U.S. Bank Trust, N.A. 633 West 5th Street, 24th Floor Los Angeles, California 90071 (213) 613-6047 * In its role as Disclosure Consultant and Dissemination Agent, MuniFinancial has not passed upon the accuracy, completeness or fairness of the statements contained herein. 1o3 4 1. INTRODUCTION Pursuant to an Official Statement dated June 1, 1998, the La Quinta Redevelopment Agency (the "Agency") issued $15,760,000 La Quinta Redevelopment Project Area No. 1 Tax Allocation Refunding Bonds, Series 1998, (the "1998 Bonds"). The 1998 Bonds are being issued for the purpose of refinancing the Agency's La Quinta Redevelopment Project, Tax Allocation Bonds, Series 1991 (the "1991 Bonds"). The 1998 Bonds are payable on a parity with the Agency's previously issued La Quinta Redevelopment Project, Tax Allocation Refunding Bonds, Series 1994 (the "1994 Bonds"), the Agency's previously issued La Quinta Redevelopment Project Area No. 1 Tax Allocation Bonds, Series 2001 (the "2001 Bonds"), the Agency's previously issued La Quinta Redevelopment Project Area No. 1, Tax Allocation Bonds, Series 2002 (the "2002 Bonds") and the Agency's La Quinta Redevelopment Project Area No. 1, Tax Allocation Bonds, Taxable Series 2003 (the "2003 Bonds") (collectively the "Bonds"). The City of La Quinta, (the "City") which comprises approximately 34.8 square miles, is located in the Coachella Valley, twenty miles from Palm Springs and 127 miles from Los Angeles. Redevelopment Project Area No. 1, (the "Project Area No. 1") encompasses an area of approximately 11,200 acres, which includes approximately 50.3% of the current area of the City. The objective of the Agency is to eliminate or reduce the many instances of economic, physical or social blight presently existing within the boundaries of the Redevelopment Projects. The 1998 Bonds are special obligations of the Agency and are secured by a pledge of Pledged Tax Revenues, as defined in the Official Statement. The 1998 Bonds are not a debt of the City, the State of California, or any of its political subdivisions and neither the City, the State of California, nor any of its political subdivisions is liable. The 1998 Bonds do not constitute indebtedness within the meaning of any constitutional or statutory debt limit or restriction. This Annual Information Statement is being provided pursuant to a covenant made by the Agency for the benefit of the holders of the 1998 Bonds and includes the information specified in a Continuing Disclosure Certificate. For further information and a more complete description of the Agency and the 1998 Bonds, reference is made to the Official Statement. The information set forth herein has been furnished by the Agency and by sources, which are believed to be accurate and reliable but is not guaranteed as to accuracy or completeness. Statements contained in this Annual Information Statement which involve estimates, forecasts, or other matters of opinion, whether or not expressly so described herein, are intended solely as such and are not to be construed as representations of fact. Further, the information and expressions of opinion contained herein are subject to change without notice and the delivery of this Annual Information Statement will not, under any circumstances, create any implication that there has been no change in the affairs of the Agency or any other parties described herein. 2003104, 1998 TAB City of La Quinta 5 ll. BOND INFORMATION A. PRINCIPAL OUTSTANDING _ Bonds As of November 12, 2004 Tax Allocation Refunding Bonds, Series 1998 $15,760,000 B. FUND BALANCES Fund As of November 12, 2004 Reserve Fund N/A (1) The Reserve Fund is funded by a Reserve Account Surety Bond issued by the Ambac Assurance Corporation. Ill. FINANCIAL INFORMATION The audited financial statements for the Agency for the fiscal year ended June 30, 2004 will be separately filed with the Nationally Recognized Municipal Securities Information Repositories and are hereby incorporated by reference into this Annual Information Statement. IV. OPERATING INFORMATION A. ASSESSED VALUATIONS The .following table set forth the Taxable Values and the Gross Tax Increment for the Project Area No. 1. Protect Area No.1 Fiscal Year Secured Value Unsecured Value Utility Value Total Taxable Value Taxable Value Above Base (') Gross Tax Increment 1996/97 $1,297,020,107 $13,821,291 $0 $1,310,841,398 $1,111,443,165 $11,344,856 1997/98 1998/99 1,383,340, 327 1,436,942,643 13,157, 051 8,594,039 0 0 1,396,497, 378 1,445,536,682 1,197,099,145 1,246,138,449 12,161,894 12,877,280 1999/00 1,627,578,717 8,034,814 0 1,635,613,531 1,436,215,298 15,659,371 2000/01 2001/02 1,927,812,440 2,287,724,601 14,948,366 14,486,563 0 0 1,942,760,806 2,302,211,164 1,743,362,573 2,102,812,931 18,685,564 20,929,840 2002/03 2003/04 2,688,732,575 3,062,917,787 13,980,069 13,537,804 0 0 2,702,712,644 3,076,455,591 2,503,314,411 2,877,057,358 26,357,623 29,958,693 2004/05 3,411,082,100 13,813,852 0 3,424,895,952 3,225,497,719 Not Available (1) The Base Value for the Project Area No. 1 is $199,398,2A Source: Riverside County and Audited Financial Statements of the La Quinta Redevelopment Agency. 2003104, 1998 TAB City of La Quinta r~ B. LAND USE PROJECT AREA NO.1 2003104 Total Percent Land Use Secured Value of Total Residential $2,670,014,127 84.39% Vacant 335,399,838 10.60% Commercial 118,804,680 3.76% Recreational 37,757,250 1.19% Institutional (2) 1,143,792 0.04% Miscellaneous/Unknown 696,704 0.02% Total Project Area No.1 $3,163,816,391 100.00% (1) Includes agriculture and office building uses. (2) Includes government buildings, medical services, and churches. Source: Rosenow Spevacek Group, Inc. C. PLEDGED TAX REVENUES AND DEBT SERVICE COVERAGE The following table sets forth the amount of Gross Tax Increment and the combined Debt Service Coverage for the Bonds. Less Maximum Less: Less: Subordinated Maximum Annual Debt Fiscal Gross Tax Nonsubordinated Housing Pledged Pass Net Annual Debt is) Service Year Increment Pass Throughs") Set Aside Revenues Throughs(�) Revenues Service Coverage 2001/02 $20,929,840 $1,168,978 $4,488,487 $15,272,375 $7,025,471 $8,246,904 $3,697,867 2.23 2002/03 26,357,623 1,378,611 5,271, 524 19,707,488 8,371,098 11,336,390 7,887,768(4) 1.43 2003/04 29,958,693 1,355,988 5,991,739 22,610,966 8,603,713 14,007,253 9,890,703 1.41 (1) The Agency has entered into an agreement with the Coachella Valley Mosquito Abatement District, the Coachella Valley Water District, and the Coachella Valley Unified School District to pass through Tax Increment on a nonsubordinated basis. Please note, although the Coachella Valley Unified School District pass -through is presented as non -subordinated, it is' non - subordinate only to debt service on the 2002 Bonds and is subordinate to all other debt service. (2) The Agency's subordinated pass-throughs include the County of Riverside, the Desert Sands Unified School District, and the Desert Community College District. (3) The combined Maximum Annual Debt Service on the 2003 Bonds, 2002 Bonds, 2001 Bonds, the 1998 Bonds and the 1994 Bonds is payable in the year 2032 in the amount of $9,890,703. A portion of the Housing Set Asides is pledged towards the payment of 18.5% of the debt service on the 1994 Bonds. (4) Annual Debt Service on the 2003 Bonds begins in fiscal year 2003/04. Source: Audited Financial Statements of the La Quinta Redevelopment Agency and the Statement of Indebtedness filed with the Riverside County Auditor -Controller's Office. 20031044, 1998 TAB City of La Quints D. ANNUAL DEBT SERVICE The following table sets forth the annual debt service for the 1994 Bonds, the 1998 Bonds, 2001 Bonds, 2002 Bonds and the 2003 Bonds. Information contained in the table below was gathered and verified from the corresponding Official Statements. Maturity Date 1994 1998 2001 2002 2003 Combined September 1, Bonds Bonds Bonds Bonds Bonds Debt Service 2005 $2,162,044 $819,520 $2,430,720 $2,474,381 $1,999,190 $9,885,855 2006 2,161,857 819,520 2,430,720 2,475,341 1,997,018 9,884,456 2007 2,163,275 819,520 2,430,720 2,473,841 1,999,210 9,886,566 2008 2,161,629 819,520 2,430,720 2,475,391 2,000,554 9,887,814 2009 2,160,695 819,520 2,430,720 2,479,436 1,996,050 9,886,421 2010 2,159,880 819,520 2,430,720 2,475,676 2,000,163 9,885,959 2011 2,162,664 819,520 2,430,720 2,475,176 1,997,640 9,885,720 2012 2,160,003 819,520 2,430,720 2,477,681 1,998,755 9,886,679 2013 0 1,474,520 3,995,720 2,418,281 1,998,235 9,886,756 2014 0 1,475,460 3,997,470 2,413,031 1,996,080 9,882,041 2015 0 1,474,580 4,000,220 2,411,281 1,997,392 9,883,473 2016 0 1,476,880 3,998,720 2,412,781 1,996,208 9,884,589 2017 0 1,472,100 3,997,970 2,417,281 1,997,528 9,884,879 2018 0 1,475,500 3,997,720 2,414,531 1,996,040 9,883,791 2019 0 1,476,560 3,997,720 2,414,781 1,996,744 9,885,805 2020 0 1,475,280 3,997,720 2,412,781 1,999,328 9,885,109 2021 0 1,476,660 3,997,470 2,413,531 1,998,480 9,886,141 2022 0 1,475,440 3,996,720 2,416,781 1,999,200 9,888,141 2023 0 1,476,620 3,997,790 2,412,281 2,001,176 9,887,867 2024 0 1,474,940 3,997,485 2,413,856 1,999,096 9,885,377 2025 0 1,475,400 3,995,550 2,417,356 2,000,680 9,888,986 2026 0 1,472,740 3,996,730 2,417,525 1,997,434 9,884,429 2027 0 1,471,960 4,000,515 2,414,363 1,999,358 9,886,196 2028 0 1,472,800 3,996,395 2,417,869 2,000,808 9,887,872 2029 0 0 3,999,370 3,887,531 1,996,462 9,883,363 2030 0 0 3,998,675 3,888,013 1,996,320 9,883,008 2031 0 0 3,999,055 3,890,550 1,999,738 9,889,343 2032 0 0 0 7,889,631 2,001,072 9,890,703 Total $17,292,047 $30,153,600 $95,404,776 $78,000,958 $55,965,959 $276,807,339 2003104, 1998 TAB City of La Quinta V, DI LA QUINTA REDEVELOPMENT AGENCY $6, 750,000 LA QUINTA REDEVELOPMENT PROJECT AREA NO. 2 TAX ALLOCATION REFUNDING BONDS, ISSUE OF 1998 Riverside County, California Dated: June 1, 1998 CUSIP: 504194 2004 ANNUAL CONTINUING DISCLOSURE INFORMATION STATEMENT As of December 12004 Also available at: MuniFinancial www.muni.com� 1 PI LIST OF PARTICIPANTS CITY OF tA QUINU wwwjsoc tints a►r John Falconer Finance Director P.O. Box 1504 78-495 Calle Tampico La buinta, California 92247 (760) 777-7150 10 L INTRODUCTION Pursuant to an Official Statement dated June 1, 1998, the La Quinta Redevelopment Agency (the "Agency") issued $6,750,000 La Quinta Redevelopment Project Area No. 2 Tax Allocation Refunding Bonds, Issue of 1998- (the "Bonds"). The Bonds are being issued for the purpose of refinancing the Agency's La Quinta Redevelopment Project Area No. 2, Tax Allocation Bonds, Issue of 1992 (the "1992 Bonds"). The City of La Quinta, (the "City") which comprises approximately 34.8 square miles, is located in the Coachella Valley, twenty miles from Palm Springs and 127 miles from Los Angeles. Redevelopment Project Area No. 2 (the "Project Area No. 2") encompasses an area of approximately 3,116 acres, which includes approximately 14% of the total corporate area of the City. The objective of the Agency is to eliminate or reduce the many instances of economic, physical or social blight presently existing within the boundaries of the Redevelopment Projects. The Bonds are special obligations of the Agency and are secured by a pledge of Pledged Tax Revenues, as defined in the Official Statement. The Bonds are not a debt of the City, the State of California, or any of its political subdivisions and neither the City, the State of California, nor any of its political subdivisions is liable. The Bonds do not constitute indebtedness within the meaning of any constitutional or statutory debt limit or restriction. This Annual Information Statement is being provided pursuant to a covenant made by the Agency for the benefit of the holders of the Bonds and includes the information specified in a Continuing Disclosure Certificate. For further information and a more complete description of the Agency and the Bonds, reference is made to the Official Statement. The information set forth herein has been furnished by the Agency and by sources, which are believed to be accurate and reliable but is not guaranteed as to accuracy or completeness. Statements contained in this Annual Information Statement which involve estimates, forecasts, or other matters of opinion, whether or not expressly so described herein, are intended solely as such and are not to be construed as representations of fact. Further, the information and expressions of opinion contained herein are subject to change without notice and the delivery of this Annual Information Statement will not, under any circumstances, create any implication that there has been no change in the affairs of the Agency or any other parties described herein. 2003/04, 1998 TAB Proj 2 City of La Quinta h 1 11 11. BOND INFORMATION A. PRINCIPAL OUTSTANDING Bonds As of November 12, 2004 Tax Allocation Refunding Bonds, Issue of 1998 $6,230,000 B. FUND BALANCES Fund As of November 12 2004 Reserve Fund �'� N/A 1) The Reserve Fund is funded by a Reserve Account Surety Bond issued by the Ambac Assurance Corporation. 111. FINANCIAL INFORMATION The audited financial statements for the Agency for the fiscal year ended June 30, 2004 will be separately filed with the Nationally Recognized Municipal Securities Information Repositories and are hereby incorporated by reference into this Annual Information Statement. IV. OPERATING INFORMATION A. ASSESSED VALUATIONS The following table set forth the Taxable Values and the Gross Tax Increment for the Project Area No. 2. PROJECT AREA NO.2 Fiscal Secured Unsecured Utility Total Taxable Taxable Value Gross Tax Year Value Value Value Value Above Base (') Increment 1996/97 $419,135,799 $3,521,574 $0 $422,657,373 $327,474,618 $3,510,820 1997/98 485,513,978 4,484,841 0 487,998,819 392,816,064 4,107,340 1998/99 557,362,624 , 6,306,503 0 563,669,127 468,486,372 5,085,079 1999/00 653,544,147 5,472,923 0 659,017,070 563,834,315 6,127,144 2000/01 790,754,123 9,600,421 0 800,354,544 705,171,789 7,587,996 2001 /02 1,003,653,582 12,084,137 0 1,015,737,719 920, 554,964 9,004,474 2002/03 1,260,121,204 14,535,754 0 1,274,656,958 1,179,474,203 12,396,203 2003/04 1,510,073,642 20,167,571 0 1,530,241,213 1,435,058,458 15,158,339 2004/05 1,745,868,028 21,504,380 0 1,767,372,408 1,672,189,653 Not Available (1) The Base Value for the Project Area No. 2 is $95,182,755. Source: Riverside County and Audited Financial Statements of the La Quinta Redevelopment Agency. 2003104, 1998 TAB Proj 2 City of La Quinta 12 B. PLEDGED TAX REVENUES AND DEBT SERVICE COVERAGE The following table sets forth the amount of Gross Tax Increment and Debt Service Coverage for the Bonds. Maximum Less: Less: Annual Maximum Annual Fiscal Gross Tax Nonsubordinated Housing Pledged Debt Debt Service Year Increment Pass Throughs Set Aside Revenues Service 12) Coverage 1997/98 $4,107,340 $2,181, 302 $821,468 $1,104, 570 $423,788 2.61 1998/99 5,085,079 2,845,255 1,017,016 1,222,808 423,788 2.89 1999/00 6,127,144 3,498,500 1,225,429 1,403,215 423,788 3.31 2000/01 7,587,996 4,445,548 1,517,600 1,624,848 423,788 3.83 2001 /02 9,004,474 5,903,535 2,025,212 1,075,727 423,788 2.54 2002/03 12,396,203 7,539,849 2,479,241 2,377,113 423,788 5.61 2003/04 15,158,339 9,225,122 3,031,668 2,904,549 423,788 6.84 (1) The Agency has entered into agreements with the Riverside County General Fund, Riverside County Library District, Riverside County Fire District, Riverside County Superintendent of Schools, Coachella Valley Water District, Coachella Valley Recreation and Parks District, Desert Sands Unified School District, and the Coachella Valley Mosquito Abatement District to pass through Tax Increment on a nonsubordinated basis. (2) Maximum Annual Debt Service on the Bonds is payable in the year 2024. Source: Audited Financial Statements of the La Quinta Redevelopment Agency and the Statement of Indebtedness filed with the Riverside County Auditor -Controller's Office. C. LAND USE PROJECT AREA NO.2 Land Use 2003/04 Total Secured Value Percent of Total Residential $1,273,968,936 85.26% Vacant 78,738,176 5.27% Commercial 115,442,571 7.73% Recreational 2,379,146 0.16% Institutional (2) 3,690,590 0.25% Miscellaneous/Unknown 19,982,374 1.34% Total Protect Area No. 2 $1,494,201,793 100.00% (1) Includes agriculture and office building uses. (2) Includes government buildings, medical services, and churches. Source: Rosenow Spevacek Group, Inc. Y 2003104, 1998 TAB Proj 2 City of La Quinta 112 13 D. ANNUAL DEBT SERVICE The following table sets forth the annual debt service for the Bonds. Information contained in the table below was gathered and verified from the Official Statement. Maturity Date September 1, Principal Interest Debt Service 2005 $100,000 $321,292.50 $421,292.50 2006 105,000 317,042.50 422,042.50 2007 110,000 312,527.50 422,527.50 2008 115,000 307,742.50 422,742.50 2009 120,000 302,625.00 422,625.00 2010 125,000 296,475.00 421,475.00 2011 130,000 290,068.75 420,068.75 2012 140,000 283,406.25 423,406.25 2013 145,000 276,231.25 421,231.25 2014 150,000 268,800.00 418,800.00 2015 160,000 261,112.50 421,112.50 2016 170,000 252,912.50 422,912.50 2017 175,000 244,200.00 419,200.00 2018 185,000 235,231.25 420,231.25. 2019 195,000 225,750.00 420,750.00 2020 205,000 215,512.50 420,512.50 2021 215,000 204,750.00 419,750.00 2022 230,000 193,462.50 423,462.50 2023 240,000 181,387.50 421,387.50 2024 255,000 168,787.50 423,787.50 2025 265,000 155,400.00 420,400.00 2026 280,000 141,487.50 421,487.50 2027 295,000 126,787.50 421,787.50 2028 310,000 111,300.00 421,300.00 2029 325,000 95,025.00 420,025.00 2030 345,000 77,962.50 422,962.50 2031 360,000 59,850.00 419,850.00 2032 380,000 40,950.00 420,950.00 2033 400,000 21,000.00 421,000.00 Total $6,230,000 $5,989,080.00 $12,219,080.00 2003104, 1998 TAB Proj 2 City of La Quints 14 LA QUINTA REDEVELOPMENT AGENCY $48, 000, 000 LA QUINTA REDEVELOPMENT PROJECT AREA NO. 1 TAX ALLOCATION BONDS SERIES 2001 Riverside County, California Dated: August 1, 2001 CUSIP: 504194 2004 ANNUAL CONTINUING DISCLOSURE INFORMATION STATEMENT As of December., 2004 Also available at: MuniFinancial www.muni.com A '3 15 LIST OF PARTICIPANTS CITY OF LA QUiNTA W'iNw.1-a auin#s.01't John Falconer Finance Director P.O. Box 1504 78-495 Calle Tampico La Quinta, California 92247 (760) 777-7150 Wedbush Morgan Securities 80NQ :COUNSEL Rutan & Tucker LLP Costa Mesa, California TRUSTEE Brad Scarbrough U.S. Bank Trust, N.A. 633 West eh Street, 24th Floor Los Angeles, California 90071 (213) 613-6047 * In its role as Disclosure Consultant and Dissemination Agent, MuniFinancial has not passed upon the accuracy, completeness or fairness of the statements contained herein. 1N:,3 L INTRODUCTION Pursuant to an Official Statement dated August 15, 2001, the La Quinta Redevelopment Agency (the "Agency") issued $48,000,000 La Quinta Redevelopment Project Area No. 1 Tax Allocation Bonds, Series 2001, (the "2001 Bonds"). The 2001 Bonds are being issued to finance redevelopment projects benefiting the La Quinta Redevelopment Project Area No. 1. The 2001 Bonds are payable on a parity with the Agency's previously issued La Quinta Redevelopment Project, Tax Allocation Refunding Bonds, Series 1994 (the "1994 Bonds"), the Agency's previously issued La Quinta Redevelopment Project Area No. 1 Tax Allocation Bonds, Series 1998 (the "1998 Bonds"), the previously issued La Quinta Redevelopment Project Area No. 1 Tax Allocation Bonds, Series 2002 (the "2002 Bonds") and the Agency's La Quinta Redevelopment Project Area No. 1 Tax Allocation Bonds, Taxable Series 2003 (the "2003 Bonds") (collectively the "Bonds"). The City of La Quinta, (the "City") which comprises approximately 34.8 square miles, is located in the Coachella Valley, twenty miles from Palm Springs and 127 miles from Los Angeles. Redevelopment Project Area No. 1, (the "Project Area No. 1") encompasses an area of approximately 11,200 acres, which includes approximately 50.3% of the current area of the City. The objective of the Agency is to eliminate or reduce the many, instances of economic, physical or social blight presently existing within the boundaries of the Redevelopment Projects. The 2001 Bonds are special obligations of the Agency and are secured by a pledge of Pledged Tax Revenues, as defined in the Official Statement. The 2001 Bonds are not a debt of the City, the State of California, or any of its political subdivisions and neither the City, the State of California, nor any of its political subdivisions is liable. The 2001 Bonds do not constitute indebtedness within the meaning of any constitutional or statutory debt limit or restriction. This Annual Information Statement is being provided pursuant to a covenant made by the Agency for the benefit of the holders of the 2001 Bonds and includes the information specified in a Continuing Disclosure Certificate. For further information and a more complete description of the Agency and the 2001 Bonds, reference is made to the Official Statement. The information set forth herein has been furnished by the Agency and by sources, which are believed to be accurate and reliable but is not guaranteed as to accuracy or completeness. Statements contained in this Annual Information Statement which involve estimates, forecasts, or other matters of opinion, whether or not expressly so described herein, are intended solely as such and are not to be construed as representations of fact. Further, the information and expressions of opinion contained herein are subject to change without notice and the delivery of this Annual Information Statement will not, under any circumstances, create any implication that there has been no change in the affairs of the Agency or any other parties described herein. 2002103, 2001 TAB City of La Quinta N13 17 ll. BOND INFORMATION A. PRINCIPAL OUTSTANDING Bonds As of November 12, 2004 Tax Allocation Bonds, Series 2001 $48,000,000 B. FUND BALANCES Fund As of November 12, 2004 Reserve Fund N/A (1) The Reserve Fund is funded by a Reserve Account Surety Bond. Ill. FINANCIAL INFORMATION The audited financial statements for the Agency for the fiscal year ended June 30, 2004 will be separately filed with the Nationally Recognized Municipal Securities Information Repositories and are hereby incorporated by reference into this Annual Information Statement. IV. OPERATING INFORMATION A. ASSESSED VALUATIONS The following table set forth the Taxable Values and the Gross Tax Increment for the Project Area No. 1. Protect Area No. 1 Fiscal Year Secured Value Unsecured Value Utility Value Total Taxable Value Taxable Value Above Base (') Gross Tax Increment 1996/97 $1,297,020,107 $13,821,291 $0 $1,310,841,398 $1,111,443,165 $11,344,856 1 §97/98 1,383,340,327 13,157,051 0 1,396,497,378 1,197,099,145 12,161,894 1998/99 1,436,942,643 8,594,039 0 1,445,536,682 1,246,138,449 12,877,280 1999/00 1,627,578,717 8,034,814 0 1,635,613,531 1,436,215,298 15,659,371 2000/01 1,927,812,440 14,948,366 0 1,942,760,806 1,743,362,573 18,685,564 2001/02 2,287,724,601 14,486,563 0 2,302,211,164 2,102,812,931 20,929,840 2002/03 2,688,732,575 13,980,069 0 2,702,712,644 2,503,314,411 26,357,623 2003/04 3,062,917,787 13,537,804 0 3,076,455,591 2,877,057,358 29,958,693 2004/05 3,411,082,100 13,813,852 0 3,424,895,952 3,225,497,719 Not Available (1) The Base Value for the Project Area No. 1 is $199,398,233. Source: Riverside County and Audited Financial Statements of the La Quinta Redevelopment. 2003104, 2001 TAB City of La Quinta 1, ` 18 B. LAND USE PROJECT AREA NO.1 Land Use 2003/04 Total Secured Value Percent of Total Residential $2,670,014,127 84.39% Vacant 335,399,838 10.60% Commercial �'� 118,804,680 3.76% Recreational 37,757,250 1.19% Institutional (2) 1,143,792 0.04% . Miscellaneous/Unknown 696,704 0.02% Total Protect Area No.1 $3,163,816,391 100.00% (1) Includes agriculture and office building uses. (2) Includes government buildings, medical services, and churches. Source: Rosenow Spevacek Group, Inc. A. PLEDGED TAX REVENUES AND DEBT SERVICE COVERAGE The following table sets forth the amount of Gross Tax. Increment and the combined Debt Service Coverage for the Bonds. Less Maximum Less: Less: Subordinated Maximum Annual Debt Fiscal Gross Tax Nonsubordinated Housing Pledged Pass Net Annual Debt (3) Service Year increment Pass Throughsill Set Aside Revenues Throughs(2) Revenues Service Coverage 2001/02 $20,929,840 $1,168,978 $4,488,487 $15,272,375 $7,025,471 $8,246,904 $3,697,867 2.23 1.43 2002/03 26,357,623 1,378,611 5,271,524 19,707,488 8,371,098 11,336,390 7,887,76814) 2003/04 29,958,693 1,355,988 5,991,739 22,610,966 8,603,713 14,007,253 9,890,703 1.41 (1) The Agency has entered into an agreement with the Coachella Valley Mosquito Abatement District, the Coachella Valley Water District, and the Coachella Valley Unified School District to pass through Tax Increment on a nonsubordinated basis. Please note, although the Coachella Valley Unified School District pass -through is presented as non -subordinated, it is non - subordinate only to debt service on the 2002 Bonds and is subordinate to all other debt service. (2) The Agency's subordinated pass-throughs include the County of Riverside, the Desert Sands Unified School District, and the Desert Community College District. (3) The combined Maximum Annual Debt Service on the 2003 Bonds, 2002 Bonds, 2001 Bonds, the 1998 Bonds and the 1994 Bonds is payable in the year 2032 in the amount of $9,890,703. A portion of the Housing Set Asides is pledged towards the payment of 18.5% of the debt service on the 1994 Bonds. (4) Annual Debt Service on the 2003 Bonds begins in fiscal year 2003104. Source: Audited Financial Statements of the La Quinta Redevelopment Agency and the Statement of Indebtedness filed with the Riverside County Auditor -Controller's Office. 2003 04, 2001 TAB City of La Quinta W B. ANNUAL DEBT SERVICE The following table sets forth the annual debt service for the 1994 Bonds, the 1998 Bonds, 2001 Bonds, 2002 Bonds and the 2003 Bonds. Information contained in the table below was gathered and verified from the corresponding Official Statements. Maturity Date 1994 1998 2001 2002 2003 Combined September 1, Bonds Bonds Bonds Bonds Bonds Debt Service 2005 $2,162,044 $819,520 $2,430,720 $2,474,381 $1,999,190 $9,885,855 2006 2,161,857 819,520 2,430,720 2,475,341 1,997,018 9,884,456 2007 2,163,275 819,520 2,430,720 2,473,841 1,999,210 9,886,566 2008 2,161,629 819,520 2,430,720 2,475,391 2,000,554 9,887,814 2009 2,160,695 819,520 2,430,720 2,479,436 1,996,050 9,886,421 2010 2,159,880 819,520 2,430,720 2,475,676 2,000,163 9,885,959 2011 2,162,664 819,520 2,430,720 2,475,176 1,997,640( 9,885,720 2012 2,160,003 819,520 2,430,720 2,477,681 1,998,755 9,886,679 2013 0 1,474,520 3,995,720 2,418,281 1,998,235 9,886,756 2014 0 1,475,460 3,997,470 2,413,031 1,996,080 9,882,041 2015 0 1,474,580 4,000,220 2,411,281 1,997,392 9,883,473 2016 0 1,476,880 3,998,720 2,412,781 1,996,208 9,884,589 2017 0 1,472,100 3,997,970 2,417,281 1,997,528 9,884,879 2018 0 1,475,500 3,997,720 2,414,531 1,996,040 9,883,791 2019 0 1,476,560 3,997,720 2,414,781 1,996,744 9,885,805 2020 0 1,475,280 3,997,720 2,412,781 1,999,328 9,885,109 2021 0 1,476,660 3,997,470 2,413,531 1,998,480 9,886,141 '2022 0 1,475,440 3,996,720 2,416,781 1,999,200 9,888,141 2023 0 1,476,620 3,997,790 2,412,281 2,001,176 9,887,867 2024 0 1,474,940 3,997,485 2,413,856 1,999,096 9,885,377 2025 0 1,475,400 3,995,550 2,417,356 2,000,680 9,888,986 2026 0 1,472,740 3,996,730 2,417,525 1,997,434 9,884,429 2027 0 1,471,960 4,000,515 2,414,363 1,999,358 9,886,196 2028 0 1,472,800 3,996,395 2,417,869 2,000,808 9,887,872 2029 0 0 3,999,370 3,887,531 1,996,462 9,883,363 2030 0 0 3,998,675 3,888,013 1,996,320 9,883,008 2031 0 0 3,999,055 3,890,550 1,999,738 9,889,343 2032 0 0 0 7,889,631 2,001,072 9,890,703 Total $17,292,047 $30,163,600 $95,404,775 $78,000,958 $55,9651959 $276,8071339 2003104, 2001 TAB City of La Quinta LA QUINTA REDEVELOPMENT AGENCY $40,000,000 LA QUINTA REDEVELOPMENT PROJECT AREA NO. 1 TAX ALLOCATION BONDS SERIES 2002 Riverside County, California Dated: June 1, 2002 CUSIP: 504194 2004 ANNUAL CONTINUING DISCLOSURE INFORMATION STATEMENT As of December 12004 Also available at: MuniFinancial www.muni.com 120 21 LIST OF PARTICIPANTS CITY:OF LA QUINTA John Falconer Finance Director P.O. Box 1504 78-495 Calle Tampico La Quinta, California 92247 (760) 777-7150 DISCLOSURE CONSULTANT 8 DISSEMIMATiON AGENT J MuniFinancial* Temecula, CA 92590 (951) 587-3500 Report available for viewin4 Cc� www.muni.com Rutan & Tucker LLP Costa Mesa, California TRUSTEE Brad Scarbrough U.S. Bank Trust, N.A. 633 West 5t' Street, 24t' Floor Los Angeles, California 90071 (213) 613-6047 * In its role as Disclosure Consultant and Dissemination Agent, MuniFinancial has not passed upon the accuracy, completeness or fairness of the statements contained herein. 4�~ 22 L INTRODUCTION Pursuant to an Official Statement dated June 12, 2002, the La Quinta Redevelopment Agency (the "Agency") issued $40,000,000 La Quinta Redevelopment Project Area No. 1 Tax Allocation Bonds, Series 2002, (the "2002 Bonds"). The 2002 Bonds are being issued to finance redevelopment projects benefiting the La Quinta Redevelopment Project Area No. 1. The 2002 Bonds are payable on a parity with the Agency's previously issued La Quinta Redevelopment Project, Tax Allocation Refunding Bonds, Series 1994 (the "1994 Bonds"), the previously issued La Quinta Redevelopment Project Area No. 1 Tax Allocation Bonds, Series 1998 (the "1998 Bonds"), the Agency's previously issued La Quinta Redevelopment Project Area No. 1 Tax Allocation Bonds, Series 2001 (the "2001 Bonds") and the Agency's La Quinta Redevelopment Project Area No. 1 Tax Allocation Bonds, Taxable Series 2003 (the "2003 Bonds") (collectively the "Bonds"). The City of La Quinta, (the "City") which comprises approximately 34.8 square miles, is located in the Coachella Valley, twenty miles from Palm Springs and 127 miles from Los Angeles. Redevelopment Project Area No. 1, (the "Project Area No. 1") encompasses an area of approximately 11,200 acres, which includes approximately 50.3% of the current area of the City. The objective of the Agency is to eliminate or reduce the many instances of economic, physical or social blight presently existing within the boundaries of the Redevelopment Projects. The 2002 Bonds are special obligations of the Agency and are secured by a pledge of Pledged Tax Revenues, as defined in the Official Statement. The 2002 Bonds are not a debt of the City, the State of California, or any of its political subdivisions and neither the City, the State of California, nor any of its political subdivisions is liable. The 2002 Bonds do not constitute indebtedness within the meaning of any constitutional or statutory debt limit or restriction. This Annual Information Statement is being provided pursuant to a covenant made by the Agency for the benefit of the holders of the 2002 Bonds and includes the information specified in a Continuing Disclosure Certificate. For further information and a more complete description of the Agency and the 2002 Bonds, reference is made to the Official Statement. The information set forth herein has been furnished by the Agency and by sources, which are believed to be accurate and reliable but is not guaranteed as to accuracy or completeness. Statements contained in this Annual Information Statement which involve estimates, forecasts, or other matters of opinion, whether or not expressly so described herein, are intended solely as such and are not to be construed as representations of fact. Further, the information and expressions of opinion contained herein are subject to change without notice and the delivery of this Annual Information Statement will not, under any circumstances, create any implication that there has been no change in the affairs of the Agency or any other parties described herein. 2003/04 2002 TAB City of La Quinta 23 II. BOND INFORMATION A. PRINCIPAL OUTSTANDING Bonds As of November 12, 2004 Tax Allocation Refunding Bonds, Series 2002 $38,860,000 B. FUND BALANCES Fund As of November 12, 200 Reserve Fund �'� N/A (1) The Reserve Fund is funded by a Reserve Account Surety Bond. Ill. FINANCIAL INFORMATION The audited financial statements for the Agency for the fiscal year ended June 30, 2004 will be separately filed with the Nationally Recognized Municipal Securities Information Repositories and are hereby incorporated by reference into this Annual Information Statement. IV. OPERATING INFORMATION A. ASSESSED VALUATIONS The following table set forth the Taxable Values and the Gross Tax Increment for the Project Area No. 1. Protect Area No. 1 Fiscal Year Secured Value Unsecured Value Utility Value Total Taxable Value Taxable Value Above Base (1) Gross Tax Increment 1996/97 $1,297,020,107 $13,821,291 $0 $1,310,841,398 $1,111,443,165 $11,344,856 1997/98 1,383,340,327 13,157,051 0 1,396,497,378 1,197,099,145 12,161,894 1998/99 1,436,942,643 8,594,039 0 1,445,536,682 1,246,138,449 12,877,280 1999/00 1,627,578,717 8,034,814 0 1,635,613,531 1,436,215,298 15,659,371 2000/01 1,927,812,440 14,948,366 0 1,942,760,806 1,743,362,573 18,685,564 2001/02 2,287,724,601 14,486,563 0 2,302,211,164 2,102,812,931 20,929,840 2002/03 2,688,732,575 13,980,069 0 2,702,712,644 2,503,314,411 26,357,623 2003/04 3,062,917,787 13,537,804 0 3,076,455,591 2,877,057,358 29,958,693 2004/05 3,411,082,100 13,813,852 0 3,424,895,952 3,225,497,719 Not Available (1) The Base Value for the Project Area No. 1 is $199,398,233. Source: Riverside County and Audited Financial Statements of the La Quinta Redevelopment Agency. C1� 2003104, 2002 TAB City of La Quinta 24 B. LAND USE PROJECT AREA NO.1 Land Use 2003/04 Total Secured Value Percent of Total Residential $2,670,014,127 84.39% Vacant 335,399,838 10.60% Commercial 118,804,680 3.76% Recreational 37,757,250 1.19% Institutional (2) 1,143,792 0.04% Miscellaneous/Unknown 696,704 0.02% Total Prolect Area No.1 $3,163,816,391 100.00% (1) Includes agriculture and office building uses. (2) Includes government buildings, medical services, and churches. Source: Rosenow Spevacek Group, Inc. C. PLEDGED TAX REVENUES AND DEBT SERVICE COVERAGE The following table sets forth the amount of Gross Tax Increment and the combined Debt Service Coverage for the Bonds. Less Maximum Less: Less: Subordinated Maximum Annual Debt Fiscal Gross Tax Nonsubordinated . Housing Pledged Pass Net Annual Debt (3) Service Year Increment Pass Throughsl!l Set Aside Revenues Throughs(2) Revenues Service Coverage 2001/02 $20,929,840 $1,168,978 $4,488,487 $15,272,375 $7,025,471 $8,246,904 $3,697867 2.23 2002/03 26,357,623 1,378,611 5,271,524 19,707,488 8,371,098 11,336,390 7,887:768(4) 1.43 2003/04 29,958,693 1,355,988 5,991,739 22,610,966 8,603,713 14,007,253 9,890,703 1.4.1 (1) The Agency has entered into an agreement with the Coachella Valley Mosquito Abatement District, the Coachella Valley Water District, and the Coachella Valley Unified School District to pass through Tax Increment on a nonsubordinated basis. Please note, although the Coachella Valley Unified School District pass -through is presented as non -subordinated, it is non - subordinate only to debt service on the 2002 Bonds and is subordinate to all other debt service. (2) The Agency's subordinated pass-throughs include the County of Riverside, the Desert Sands Unified School District, and the Desert Community College District. (3) The combined Maximum Annual Debt Service on the 2003 Bonds, 2002 Bonds, 2001 Bonds, the 1998 Bonds and the 1994 Bonds is payable in the year 2032 in the amount of $9,890,703. A portion of the Housing Set Asides is pledged towards the payment of 18.5% of the debt service on the 1994 Bonds. (4) Annual Debt Service on the 2003 Bonds begins in fiscal year 2003104. Source: Audited Financial Statements of the La Quinta Redevelopment Agency and the Statement of Indebtedness filed with the Riverside County Auditor -Controller's Office. 2003104, 2002 TAB City of La Quinta �4 25 A. ANNUAL DEBT SERVICE The following table sets forth the annual debt service for the 1994 Bonds, the 1998 Bonds, 2001 Bonds, 2002 Bonds and the 2003 Bonds. Information contained in the table below was gathered and verified from the corresponding Official Statements. Maturity Date 1994 1998 2001 2002 2003 Combined September 1 Bonds Bonds Bonds Bonds Bonds Debt Service 2005 $2,162,044 $819,520 $2,430,720 $2,474,381 $1,999,190 $9,885,855 2006 2,161,857 819,520 2,430,720 2,475,341 1,997,018 9,884,456 2007 2,163,275 819,520 2,430,720 2,473,841 1,999,210 9,886,566 2008 2,161,629 819,520 2,430,720 2,475,391 2,000,554 9,887,814 2009 2,160,695 819,520 2,430,720 2,479,436 1,996,050 9,886,421 2010 2,159,880 819,520 2,430,720 2,475,676 2,000,163 9,885,959 2011 2,162,664 819,520 2,430,720 2,475,176 1,997,640 9,885,720 2012 2,160,003 819,520 2,430,720 2,477,681 1,998,755 9,886,679 2013 0 1,474,520 3,995,720 2,418,281 1,998,235 9,886,756 2014 0 1,475,460 3,997,470 2,413,031 1,996,080 9,882,041 2015 0 1,474,580 4,000,220 2,411,281 1,997,392 9,883,473 2016 0 1,476,880 3,998,720 2,412,781 1,996,208 9,884,589 2017 0 1,472,100 3,997,970 2,417,281 1,997,528 9,884,879 2018 0 1,475,500 3,997,720 2,414,531 1,996,040 9,883,791 2019 0 1,476,560 3,997,720 2,414,781 1,996,744 9,885,805 2020 0 1,475,280 3,997,720 2,412,781 1,999,328 9,885,109 2021 0 1,476,660 3,997,470 2,413,531 1,998,480 9,886,141 2022 0 1,475,440 3,996,720 2,416,781 1,999,200 9,888,141 2023 0 1,476,620 3,997,790 2,412,281 2,001,176 9,887,867 2024 0 1,474,940 3,997,485 2,413,856 1,999,096 9,885,377 2025 0 1,475,400 3,995,550 2,417,356 2,000,680 9,888,986 2026 0 1,472,740 3,996,730 2,417,525 1,997,434 9,884,429 2027 0 1,471,960 4,000,515 2,414,363 1,999,358 9,886,196 2028 0 1,472,800 3,996,395 2,417,869 2,000,808 9,887,872 2029 0 0 3,999,370 3,887,531 1,996,462 9,883,363 2030 0 0 3,998,675 3,888,013 1,996,320 9,883,008 2031 0 0 3,999,055 3,890,550 1,999,738 9,889,343 2032 0 0 0 7,889 631 2,001,072 9,890,703 Total $17,292,047 $30,163,600 $95,404,776 $78,000,958 $55,955,959 $276,807,339 2003104, 2002 TAB City of La Quinta Y♦�0<:5 26 LA QUINTA REDEVELOPMENT AGENCY $48,000,000 LA QUINTA REDEVELOPMENT PROJECT AREA NO. 1 TAX ALLOCATION BONDS TAXABLE SERIES 2003 Riverside County, California Dated: September 1, 2003 CUSIP: 504194 2004 ANNUAL CONTINUING DISCLOSURE INFORMATION STATEMENT As of December _, 2004 Also available at: MluniFinancial c oco www.muni.com '�, 27 LIST OF PARTICIPANTS CITY OF LA QUINTA wwa Mg4antow0 John Falconer Finance Director P.O. Box 1504 78-495 Calle Tampico La Quinta, California 92247 (760) 777-7150 * In its role as Disclosure Consultant and Dissemination Agent, MuniFinancial has not passed upon the accuracy, completeness or fairness of the statements contained herein. 28 L INTRODUCTION Pursuant to an Official Statement dated September 10, 2003, the La Quinta Redevelopment Agency (the "Agency") issued $26,400,000 La Quinta Redevelopment Project Area No. 1 Tax Allocation Bonds, Taxable Series 2003, (the "2003 Bonds"). The 2003 Bonds are being issued to finance redevelopment projects benefiting the La Quinta Redevelopment Project Area No. 1. The 2003 Bonds are payable on a parity with the Agency's previously issued La Quinta Redevelopment Project, Tax Allocation Refunding Bonds, Series 1994 (the "1994 Bonds"), the previously issued La Quinta Redevelopment Project Area No. 1 Tax Allocation Bonds, Series 1998 (the "1998 Bonds"), the previously issued La Quinta Redevelopment Project Area No. 1 Tax Allocation Bonds, Series 2001 (the "2001 Bonds") and the Agency's previously issued La Quinta Redevelopment Project Area No. 1 Tax Allocation Bonds, Series 2002 (the "2002 Bonds") (collectively the "Bonds"). The City of La Quinta, (the "City") which comprises approximately 34.8 square miles, is located in the Coachella Valley, twenty miles from Palm Springs and 127 miles from Los Angeles. Redevelopment Project Area No. 1, (the "Project Area No. 1") encompasses an area of approximately 11,200 acres, which includes approximately 50.3% of the current area of the City. The objective of the Agency is to eliminate or reduce the many instances of economic, physical or social blight presently existing within the boundaries of the Redevelopment Projects. The 2003 Bonds are special obligations of the Agency and are secured by a pledge of Pledged Tax Revenues, as defined in the Official Statement. The 2003 Bonds are not a debt of the City, the State of California, or any of its political subdivisions and neither the City, the State of California, nor any of its political subdivisions is liable. The 2003 Bonds do not constitute indebtedness within the meaning of any constitutional or statutory debt limit or restriction. This Annual Information Statement is being provided pursuant to a covenant made by the Agency for the benefit of the holders of the 2003 Bonds and includes the information specified in a Continuing Disclosure Certificate. For further information and a more complete description of the Agency and the 2003 Bonds, reference is made to the Official Statement. The information set forth herein has been furnished by the Agency and by sources, which are believed to be accurate and reliable but is not guaranteed as to accuracy or completeness. Statements contained in this Annual Information Statement which involve estimates, forecasts, or other matters of opinion, whether or not expressly so described herein, are intended solely as such and are not to be construed as representations of fact. Further, the information and expressions of opinion contained herein are subject to change without notice and the delivery of this Annual Information Statement will not, under any circumstances, create any implication that there has been no change in the affairs of the Agency or any other parties described herein. 2003104, 2003 TAB City of La Quinta 29 It. BOND INFORMATION A. PRINCIPAL OUTSTANDING Bonds As of November 1, 2004 Tax Allocation Bonds, Taxable Series 2003 $26,010,000 B. FUND BALANCES Fund As of November 12, 2004 Reserve Fund N/A (1) The Reserve fund is funded by a Reserve Account Surety Bond. Ill. FINANCIAL INFORMATION The audited financial statements for the Agency for the fiscal year ended June 30, 2004 will be separately filed with the Nationally Recognized Municipal Securities Information Repositories and are hereby incorporated by reference into this Annual Information Statement. V. OPERATING INFORMATION A. ASSESSED VALUATIONS The following table set forth the Taxable Values and the Gross Tax Increment for the Project Area No. 1. Prolect Area No.1 Fiscal Secured Unsecured Utility Total Taxable Taxable Value (') Gross Tax Increment Year Value Value Value Value Above Base 1996/97 $1,297,020,107 $13,821,291 $0 $1,310,841,398 $1,111,443,165 $11,344,856 1997/98 1,383,340, 327 13,157,051 0 1,396,497,378 1,197,099,145 12,161,894 1998/99 1,436,942,643 8,594,039 0 1,445,536,682 1,246,138,449 12,877,280 1999/00 1,627,578,717 8,034,814 0 1,635,613,531 1,436,215,298 15,659,371 2000/01 1,927,812,440 14,948,366 0 1,942,760,806 1,743,362,573 18,685,564 2001/02 2,287,724,601 14,486,563 0 2,302,211,164 2,102,812,931 20,929,840 2002/03 2,688,732,575 13,980,069 0 2,702,712,644 2,503,314,411 26,357,623 2003/04 3,062,917,787 13,537,804 0 3,076,455,591 2,877,057,358 29,958,693 2004/05 3,411,082,100 13,813,852 0 3,424,895,952 3,225,497,719 Not Available (1) The Base Value for the Project Area No. 1 Is $199,398,233. Source: Riverside County and Audited Financial Statements of the La Quinta Redevelopment Agency. 2003104, 2003 TAB City of La Quinta KX B. LAND USE PROJECT AREA NO.1 Land Use 2003104 Total Secured Value Percent of Total Residential $2,670,014,127 84.39% Vacant 335,399,838 10.60% Commensal 118,804,680 3.76% Recreational 37,757,250 1.19% Institutional (2) 1,143,792 0.04% Miscellaneous/Unknown 696,704 0.02% Total Protect Area No.1 $3,163,816,391 100.00% (1) Includes agriculture and office building uses. (2) Includes government buildings, medical services, and churches. Source: Rosenow Spevacek Group, Inc. C. PLEDGED TAX REVENUES AND DEBT SERVICE COVERAGE The following table sets forth the amount of Gross Tax Increment and the combined Debt Service Coverage for the Bonds. Less Maximum Less: Less: Subordinated Maximum Annual Debt Fiscal Gross Tax Nonsubordinated Housing Pledged Pass Net Annual Debt (3) Service Year Increment Pass Throughsl'i Set Aside Revenues Throughs(2) Revenues Service Coverage _ 2001102 $20,929,840 $1,168,978 $4,488,487 $1.5,272,375 $7,025,471 $8,246,904 $3,697867 2.23 2002/03 26,357,623 1,378,611 5,271,524 19,707,488 8,371,098 11,336,390 7,887:768(4) 1.43 2003/04 29,958,693 1,355,988 5,991,739 22,610,966 8,603,713 14,007,253 9,890,703 1.41 (1) The Agency has entered into an agreement with the Coachella Valley Mosquito Abatement District, the Coachella Valley Water District, and the Coachella Valley Unified School District to pass through Tax Increment on a nonsubordinated basis. Please note, although the Coachella Valley Unified School District pass -through is presented as non -subordinated, it is non - subordinate only to debt service on the 2002 Bonds and is subordinate to all other debt service. (2) The Agency's subordinated pass-throughs include the County of Riverside, the Desert Sands Unified School District, and the Desert Community College District. (3) The combined Maximum Annual Debt Service on the 2002 Bonds, 2001 Bonds, the 1998 Bonds and the 1994 Bonds is payable in the year 2009 in the amount of $7,890,371. The combined Maximum Annual Debt Service on the 2003 Bonds, 2002 Bonds, 2001 Bonds, the 1998 Bonds and the 1994 Bonds is payable in the year 2032 in the amount of $9,890,703. A portion of the Housing Set Asides is pledged towards the payment of 18.5% of the debt service on the 1994 Bonds. (4) Annual Debt Service on the 2003 Bonds begins in fiscal year 2003/04. Source: Audited Financial Statements of the La Quinta Redevelopment Agency and the Statement of Indebtedness filed with the Riverside County Auditor -Controller's Office. 2003104, 2003 TAB City of La Quinta 31 D. ANNUAL DEBT SERVICE The following table sets forth the annual debt service for the 1994 Bonds, the 1998 Bonds, 2001 Bonds, 2002 Bonds and the 2003 Bonds. Information contained in the table below was gathered and verified from the corresponding Official Statements. Maturity Date 1994 1998 2001 2002 2003 Combined September 1, Bonds Bonds Bonds Bonds Bonds Debt Service 2005 $2,162,044 $819,520 $2,430,720 $2,474,381 $1,999,190 $9,885,855 2006 2,161,857 819,520 2,430,720 2,475,341 1,997,018 9,884,456 2007 2,163,275 819,520 2,430,720 2,473,841 1,999,210 9,886,566 2008 2,161,629 819,520 2,430,720 2,475,391 2,000,554 9,887,814 2009 2,160,695 819,520 2,430,720 2,479,436 1,996,050 9,886,421 2010 2,159,880 819,520 2,430,720 2,475,676 2,000,163 9,885,959 2011 2,162,664 819,520 2,430,720 2,475,176 1,997,640 9,885,720 2012 2,160,003 819,520 2,430,720 2,477,681 1,998,755 9,886,679 2013 0 1,474,520 3,995,720 2,418,281 1,998,235 9,886,756 2014 0 1,475,460 3,997,470 2,413,031 1,996,080 9,882,041 2015 0 1,474,580 4,000,220 2,411,281 1,997,392 9,883,473 2016 0 1,476,880 3,998,720 2,412,781 1,996,208 9,884,589 2017 0 1,472,100 3,997,970 2,417,281 1,997,528 9,884,879 2018 0 1,475,500 3,997,720 2,414,531 1,996,040 9,883,791 2019 0 1,476,560 _ 3,997,720 2,414,781 1,996,744 9,885,805 2020 0 1,475,280 3,997,720 2,412,781 1,999,328 9,885,109 2021 0 1,476,660 3,997,470 2,413,531 1,998,480 9,886,141 2022 0 1,475,440 3,996,720 2,416,781 1,999,200 9,888,141 2023 0 1,476,620 3,997,790 2,412,281 2,001,176 9,887,867 2024 0 1,474,940 3,997,485 2,413,856 1,999,096 9,885,377 2025 0 1,475,400 3,995,550 2,417,356 2,000,680 9,888,986 2026 0 1,472,740 3,996,730 2,417,525 1,997,434 9,884,429 2027 0 1,471,960 4,000,515 2,414,363 1,999,358 9,886,196 2028 0 1,472,800 3,996,395 2,417,869 2,000,808 9,887,872 2029 0 0 3,999,370 3,8871531 1,996,462 9,883,363 2030 0 0 3,998,675 3,888,013 1,996,320 9,883,008 2031 0 0 3,999,055 3,890,550 1,999,738 9,889,343 2032 0 0 0 7,889,631 2,001,072 9,890,703 Total $17,292,047 $30,153,600 $95,404,775 $7810002958 $56,955,959 $276,807,339 2003104, 2003 TAB City of La Quinta 32 T4ht 4 .1PQ�rw COUNCIL/RDA MEETING DATE: December 21, 2004 ITEM TITLE: Approval to Award a Contract for the SilverRock Resort Irrigation Well, Project No. 2002-07J RECOMMENDATION: AGENDA CATEGORY: BUSINESS SESSION: CONSENT CALENDAR: STUDY SESSION: PUBLIC HEARING: Award a contract to Palm Springs Pump, Inc. in the amount of $355,753 to construct the SilverRock Resort Irrigation Well, Project No. 2002-07J, and authorize the use of $183,553 from project contingencies to complete this work. F[SCAL IMPLICATIONS: The Capital Improvement Program (CIP) 2003/2004 budget included funds for construction , of the SilverRock Resort project. The October 7, 2003 budget identified $200,000 for the construction of the back up irrigation well for the project. This estimate did not include installing the water line from the well site to the entry lakes as currently designed. On August 3, 2004, the Agency approved the Plans, Specifications, and Engineer's Estimate (PS&E) for the SilverRock Resort Irrigation Well with an engineer's estimate as follows: Construction: $419,400 Inspection and Testing: $ 10,000 Administration: $ 5,000 Contingency: $ 42,000 Total: $476,400 At time of approval of the PS&E for this project, staff indicated that a budget appropriation might be necessary at the time of award of contract to cover the difference in costs between the winning bid and the original construction cost estimate. 132 S:\CityMgr\STAFF REPORTS ONLY\12-21-04\C15 Proj 2002-07J.doc Since this project will be constructed with Agency funds, the contractor will be required to pay prevailing wages. Construction management and contract administration of this project will be performed by City forces as this work is not included within Heinbuch Golf's construction management contract. Construction inspection will be provided by the Public Works Construction Division. Testing will be performed by a testing firm to be selected at a later date. Based on the actual construction award amount, staff recommends approval of the following project budget: Construction: $355,753 Inspection and Testing: $ 10,000 Contingency: $ 17,800 Total: $383,553 Therefore, a budget shortfall of $183,533 exists for this project, which is available from project contingencies. BACKGROUND AND OVERVIEW: The City Council approved the Fiscal Year 2003/2004 CIP on May 20, 2003. This year's CIP includes the construction of the SilverRock Resort Phase I Improvements. This included construction and development of a high production irrigation well as backup in the event that canal water is not available to irrigate the golf resort in the future. A backup irrigation well is required by the Coachella Valley Water District for all new golf course construction. On August 3, 2004, the Agency authorized advertisement of the bids for this contract. The bid opening date was subsequently delayed by staff in order to provide clarification to the bidders through plan revisions. On October 5, 2004, the Agency approved a contract change order in the amount of $148,000 to Weitz Golf to construct the 14-inch, 3800 foot waterline portion of the irrigation well project in conjunction with Golf. Course No. 1. On December 10, 2004, four sealed competitive bids were opened for this project. The City received four responsive bids.. The apparent low bidder was Palm Springs Pump, Inc. of Indio, who submitted a bid to construct the project for $355,753. The lowest bid is $1 19,233 over the revised engineer's estimate. However, the original engineer's estimate did not include dust control, a masonry wall and gates around the well site, electrical service to the well, and a one-year operation and maintenance contract for the well. Staff extended the bid period in order for these items to be included in the bids. Included as Attachment 1 is a bid summary which is a comparison of all bidders and their respective bid amounts. 2 133 S:\CityMgr\STAFF REPORTS ONLY\12-21-04\C15 Proj 2002-07J.doc Based upon the project contract time of 90 consecutive calendar days in which to complete the work and contingent upon Agency approval of the award, the proposed project schedule is: Construction Award December 22, 2004 Construction Period January 2005 through April 2005 FINDINGS AND ALTERNATIVES: The alternatives available to the Agency include: 1 . Award a 'contract to Palm Springs Pump, Inc. in the amount of $355,753 to construct the SilverRock Resort Irrigation Well, Project No. 2002-07J and authorize the use of $183, 533 from project contingencies; or 2. Do not award a contract to Palm Springs Pump, Inc., to construct the SilverRock Resort Irrigation Well, Project No. 2002-07J and do not authorize the use of $183,533 from project contingencies; or 3. Provide staff with alternative direction. Respectfully submitted, w imothy on son, P.E. Public Wos Director/City Engineer Approved for submission by: Thomas P. Genovese, Executive Director Attachment: 1. Bid Summary 134 3 S:\CityMgr\STAFF REPORTS ONLY\12-21-04\C15 Proj 2002-07J.doc E V1 c p O cfi O O O O O O O Ln O M Ln N O M O M O V- O M O M Ln N O LO O '0 O CD O O O M O O O C C LU W z U 00 M Ln L N CV) N Lo V- v> N v} CD M 00 Lo n N M r- N T- N N L v> N N M CA v} O 00 m >- + c W Lo v} v> CO A& t/> •- •- vy v} of v} v} v> v>14* L> a X W O0 U o m V �= C.) 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M H W N m CLO W = U O * Lo M w w Ln O O CD n N O C%4 M v} W N M CD N N 00 CO 't ~ (n J cn J LL J LL J LL J LL J LL J Q UJ cn J U- J U-U- .J J = ►� = cn J Q LyL (n J N J O N H r- O O O LO M r-- v- LO N N MO O LO r- N N W O M Cn qt CD rn .o Eco o O J cm c O CD O N 0 O U Q = O O Z 0 CC O t FO. O- E 00 �, C_ O_ m C a. x UM E CL co '�c 4-1 O C w O UNO O N O co V a o U a) ° 'a U > c o 3_ r' 5 g LLU N O U M Z O ` T Q U � lL E CL cti c0 � 1- p C o p m m c° m ` w Y c `�° O � a O �' is U a o LO N c c o o aS Co m m 0 � oiS dS 4-10 Cad O a U — (n — a N CU j. a— m — U — N 0 V L N C c � o N w co > w _ � a a m a O ° m o c CC o cl cc co C w U o c c c U Li LL +0 cn c WD e- N M Ln CD I� 00 M O N M CD 1� 00 M F- Zr- N co E M W co i N N C W C O O L co cn cu N C C cn N ca U_ C C, o V VK TM ti of9 COUNCIL/RDA MEETING DATE: December 21, 2004 ITEM TITLE: Approval of a Contract Amendment with The Keith Companies for Survey Support of Perimeter Improvements for SilverRock Resort RECOMMENDATION: AGENDA CATEGORY: BUSINESS SESSION: CONSENT CALENDAR: STUDY SESSION: PUBLIC HEARING: Approve Amendment No. 4 to the Professional Services Agreement with The Keith Companies in an amount not -to -exceed $42,900 to provide perimeter landscape survey and staking services and for survey work to provide a new easement to the Bureau of Reclamations (BOR) for the SilverRock Resort project, and authorize the Executive Director to execute the amendment. FISCAL IMPLICATIONS: The City's Capital Improvement Program 2004/2005 budget includes $4,959,200 for professional services for the SilverRock Resort project. An additional $829,638 has previously been transferred from the project contingency to cover grow -in services and other contract amendments, for a total professional services budget of $5,788,838. A total of $5,044,245 has been awarded to date, and $640,000 is reserved for Phase 2 permanent clubhouse design, for a total of $5,684,245, leaving a balance of $104,593. Staff is currently under negotiations with Pinnacle Design for a portion of this amendment work (approximately $27,000), as it was originally part of their civil engineer's scope of work. Pinnacle's civil engineer was unable to meet the project schedule for the perimeter improvements and was therefore removed from the project. If we receive this credit from Pinnacle, then $15,900 ($42,900-$27,000) would need to be appropriated. Regardless, there are adequate funds in this account for this contract amendment. 136 BACKGROUND AND OVERVIEW: On September 16, 2003, the Agency approved a Professional Services Agreement with the Keith Companies (TKC) to provide Civil Engineering Services for the SilverRock Resort project. On March 2, 2004, the Agency approved an amendment in the amount.of $30,000 for additional survey work not included in TKC's original scope of work. On May 18, 2004, the Agency approved a second amendment in the amount of $178,079 to provide construction staking and water/sewer design. On August 17, 2004, the Agency approved a third amendment in the amount of $15,000 for additional electrical engineering services partly for changes requested by the Hope Classic tournament. Amendment No. 4 (Attachment 1), in the amount of $42,900, is for survey and staking related to perimeter landscaping improvements as well as survey work necessary to provide a new easement to the BOR for their relocated vault and waterline that provides water from the All American Canal to Village Lake No. 3. This work is necessary to ensure the correct location for grading, placement of berms and utilities, etc. FINDINGS AND ALTERNATIVES: The alternatives available to the Agency Board include: 1. Approve Amendment No. 4 to the Professional Services Agreement with The Keith Companies in an amount not -to -exceed $42,900 to provide perimeter landscape survey and staking services and for survey work to provide a new easement to the Bureau of Reclamations (BOR) for the SilverRock Resort project, and authorize the Executive Director to execute the amendment; or 2. Do not approve Amendment No. 4 to the Professional Services Agreement with The Keith Companies in an amount not -to -exceed $42,900 to provide offsite landscape survey and staking services and for survey work to provide a new easement to the Bureau of Reclamations (BOR) for the SilverRock Resort project, and do not authorize the Executive Director to execute the amendment; or 3. Provide staff with alternative direction. Respectfully submitted, -.00 --� %%9 AJ reYZ0-'7W--'-' /--0'0 � /0' 4 Mark Weiss, Assistant Executive Director 2 137 Approved for submission by: Oz2 Thomas P. Genovese, Executive Director Attachment: 1. TKC Contract Amendment No. 4 3 138 ATTACHMENT 1 PROJECT: CONSULTANT: PROFESSIONAL SERVICES AGREEMENT AMENDMENT NO.4 SilverRock Resort Civil Engineering Services The Keith Companies Pursuant to the terms of the original Contract Agreement, you are hereby directed to make the herein described changes or do the following described work not included in the plans and specifications for this Contract. Unless otherwise stated all work shall conform to the terms, general conditions, and special provisions of the original Contract. DESCRIPTION OF CHANGE Provide perimeter landscape survey and staking services, and survey work for BOR easement for SilverRock Resort. ************************************************************************************************** Previous Contract Amount $444,182.00 Amendment No.1 $30 000.00 Amendment No. 2 $178 079.00 Amendment No. 3 $15 000.00 Add this Amendment No. 4 $42 900.00 Revised Contract Total $710,161.00 Submitted By: Date: Approved By: Date: ************************************************************************************************** We, the undersigned Consultant, have given careful consideration to the change proposed and hereby agree, if this proposal is approved, that we will provide all equipment, furnish all materials, perform all labor, except as may be noted above, and perform all services' necessary to complete the above specified work, and hereby accept as full payment the amount shown above. Accepted By: Consultant: Title: Date: PSA96041.doc 139 4 T 4 44 4bf 4 a" COUNCIL/RDA MEETING DATE: December 21, 2004 Approval of a Contract Services Agreement with Brickley Environmental to Remove Asbestos Material Found in Mobile Homes at the Vista Dunes Mobile Home Park Prior to the Demolition of the Mobile Homes RECOMMENDATION: AGENDA CATEGORY: BUSINESS SESSION: CONSENT CALENDAR: 9 STUDY SESSION: PUBLIC HEARING: Approve a Contract Services Agreement with Brickley Environmental for asbestos removal and disposal in mobile homes assigned for demolition at the Vista Dunes Mobile Home Park. FISCAL IMPLICATIONS: This contract will result in an expenditure of $400,000 was appropriated on August 17, Financing Authority Bond Issue (Account No disposal and demolition activities. CHARTER CITY IMPLICATIONS: up to $50,000 for these services; 2004 from the 2004 La Quinta . 248-0000-290-00-00) for coach Since this is a redevelopment agency project, it is not within the City's Charter City powers. However, as an affordable housing project, it is nonetheless exempt from the requirement of prevailing wage. BACKGROUND: Since the Agency acquired the Vista Dunes Mobile Home Park, 48 residents have vacated the premises. This has created a growing number of vacant coaches, increased vandalism and other criminal activities. Security service from William Bower Associates has been put in place in order to remediate these activities. Removal of the vacated coaches from the Park will further ensure the safety of remaining residents and will prepare the site for future residential development. Vacant coaches in adequate living condition are placed in silent auction and are awarded to the highest bidder. Coaches that are dilapidated, or receive no bid, 140 require demolition services. Prior to demolition, each coach must be tested for asbestos and other hazardous materials. Asbestos containing materials must be abated before any demolition activities may begin. In order to ensure proper asbestos abatement procedures, an environmental remediation contractor must be retained. Three firms were contacted and interviewed. One of the firms subsequently declined because they did not have adequate time for this assignment. Based upon a lower proposal amount, quality of the interview and references, Brickley Environmental was determined to be the best firm. Brickley Environmental has the required licenses and insurance to perform the requested asbestos removal and disposal services, and they have all the necessary equipment to complete the requested services. Once asbestos abatement procedures are completed, demolition contractors may begin removing the coaches from the Park. FINDINGS AND ALTERNATIVES: The alternatives available to the Agency Board include: 1. Approve a Contract Services Agreement with Brickley Environmental for asbestos removal and disposal in mobile homes assigned for demolition at the Vista Dunes Mobile Home Park; or 2. Do not approve a Contract Services Agreement with Brickley Environmental for asbestos removal and disposal in mobile homes assigned for demolition at the Vista Dunes Mobile Home Park; or 3. Provide staff with alternative direction. Approved for submission by: tzoe oo Thomas P. Genovese, Executive Director Attachment: 1. Contract Services Agreement t-a1 S:\CityMgr\STAFF REPORTS ONLY\C 20 VDMHP Asbestos Removal.doc 2 AGREEMENT FOR CONTRACT SERVICES [ASBESTOS REMOVAL SERVICES] THIS AGREEMENT FOR CONTRACT SERVICES (the "Agreement"), is made and entered into by and between the LA QUINTA REDEVELOPMENT AGENCY, a public body, corporate and politic, organized and existing under the California Community Redevelopment Law (Health & Safety Code § 33000 et seq.) ("Agency"), and Brickley Environmental. ("Contractor"). The parties hereto agree as follows: 1.0 SERVICES OF CONTRACTOR 1.1 Scope of Services. In compliance with all terms and conditions of this Agreement, the Contractor shall provide those services related to asbestos removal and disposal, as specified in the "Scope of Services" attached hereto as Exhibit "A" and incorporated herein by this reference (the "services" or "work"). Contractor warrants that all services will be performed in a competent, professional and satisfactory manner in accordance with the standards prevalent in the industry for such services. 1.2 Compliance with Law. All services rendered hereunder shall be provided in accordance with all ordinances, resolutions, statutes, rules, regulations and laws of the City of La Quinta ("City") and any Federal, State or local governmental or quasi -governmental agency of competent jurisdiction. 1.3 Licenses Permits Fees and Assessments. Contractor shall obtain at its sole cost and expense such licenses, permits and approvals as may be required by law for the performance of the services required by this Agreement. Contractor shall have the sole obligation to pay for any fees, assessments and taxes, plus applicable penalties and interest, which may be imposed by law and arise from or are necessary for the performance of the services required by this Agreement. 1.4 Familiarity with Work. By executing this Agreement, Contractor warrants that (a) it has thoroughly investigated and considered the work to be performed, (b) it has investigated the site of the work and fully acquainted itself with the conditions there existing, (c) it has carefully considered how the work should be performed, and (d) it fully understands the facilities, difficulties and restrictions attending performance of the work under this Agreement. Should the Contractor discover any latent or unknown conditions materially differing from those inherent in the work or as represented by the* Agency, it shall immediately inform Agency of such fact and shall not proceed except at Contractor's risk until written instructions are received from the Contract Officer (as defined in Section 4.2 hereof). 1.5 Care of Work. The Contractor shall adopt reasonable methods during the life of the Agreement to furnish continuous protection to the work, and the equipment, materials, papers and other components thereof to prevent losses or damages, and shall be responsible for all such damages, to persons or property, until acceptance of the work by Agency, except such losses or damages as may be caused by Agency's own negligence. The performance of services by Contractor shall not relieve Contractor from any obligation to correct any incomplete, inaccurate or defective work at no further cost to the Agency, when such inaccutacies are due to the negligence of Contractor. 1.6 Special Requirements. Additional terms and conditions of this Agreement, if any, which are made a part hereof are set forth in the "Special Requirements" attached hereto as Exhibit "B" and incorporated herein by this reference. In the event of a conflict between the provisions of Exhibit "B" and any other provisions of this Agreement, the provisions of Exhibit `B" shall govern. 2.0 COMPENSATION 2.1 Contract Sum. For the services rendered pursuant to. this Agreement, the Contractor shall be compensated in accordance with the "Schedule of Compensation" attached hereto as Exhibit "C" and incorporated herein by this reference, but not exceeding the maximum contract amount over a potential twelve (12) month term of Fifty Thousand Dollars ($50,000.00) ("Contract Sum"). 2.2 Method of Payment. Any month in which Contractor wishes to receive payment, Contractor shall submit to the Agency no later than the tenth (10th) working day of such month, in the form approved by the Agency's Finance Director, an invoice for services rendered prior to the date of the invoice. Such invoice shall (1) describe "in detail the services provided. Such invoice shall contain a certification by a principal member of Contractor specifying that the payment requested is for work performed in accordance with the terms of this Agreement. Agency will pay Contractor for all expenses stated thereon which are approved by Agency pursuant to this Agreement no later than the last working day of the month. 3.0 PERFORMANCE SCHEDULE- 3.1 Time of Essence. Time is of the essence in the performance of this Agreement. 3.2 Schedule of Performance. All services rendered pursuant to this Agreement shall be performed diligently and within the time period established in Section 3.4. Extensions to the time period specified in the Schedule of Performance may be approved in writing by the Contract Officer, 3.3 Force Ma eure. The time period specified in Section 3.4 for performance of the services rendered pursuant to this Agreement shall be extended because of any delays due to unforeseeable causes beyond the control and without the fault or negligence of the Contractor, including, but not restricted to, acts of God or of the public enemy, fires, earthquakes, floods, epidemic, quarantine restrictions, riots, strikes, freight embargos, acts of any governmental agency other than Agency, and unusually severe weather, if the Contractor shall within ten (10) days of the commencement of such delay 4 143 . � notify the Contracting Officer in writing of the causes of the delay. The Contracting Officer shall ascertain the facts and the extent of delay, and extend the time for performing the services for the period of the forced delay when and if in his judgment such delay is justified, and the Contracting Officer's determination shall be final and conclusive upon the parties to this Agreement. 3.4 Term. Unless earlier terminated in accordance with Section 7.8 of this Agreement, this Agreement shall continue in full force and effect until all required asbestos has been removed from units scheduled for demolition. It is anticipated that the term will not exceed twelve (12) months. 4.0 COORDINATION OF WORK 4.1 Representative of Contractor. The following principals .of Contractor are hereby designated as being the principals and representatives of Contractor authorized to act in its behalf with respect to the work specified herein and make all decisions in connection therewith: a. (please fill in) ?" / N1,v171 y - HiQ b. C. It is expressly understood that the experience, knowledge, capability and .reputation of the foregoing principal was a substantial inducement for Agency to enter into his Agreement. Therefore, the foregoing principals shall be responsible during the term of this Agreement for directing all activities of Contractor and devoting sufficient time to personally supervise the services hereunder. The foregoing principals may not be changed by Contractor and no other personnel may be assigned to perform the service required hereunder without the express written approval of Agency. 4.2 Contract Officer. The Contract Officer shall be the Community Development Director or such other person as may be designated by the Executive Director of Agency. It shall be the Contractor's responsibility to assure that the Contract Officer is kept informed of the progress of the performance of the services and the Contractor shall refer any decisions which must be made by Agency to the Contract Officer. Unless otherwise specified herein, any approval of Agency required hereunder shall mean the approval of the Contract Officer. 4.3 Prohibition Against Subcontracting or Assignment. The experience, knowledge, capability and reputation of Contractor, its principals and employees were a substantial inducement for the Agency to enter into this Agreement. Therefore, Contractor shall not contract with any other entity, including any legal services from an individual practitioner or law firm, to perform in whole or in part the services required hereunder without the express written approval of the Agency. In addition; neither this Agreement nor any interest herein may be assigned or transferred, voluntarily or by operation of law, without the prior written approval of Agency. 144 4.4 Independent Contractor. Neither the Agency nor any of its employees shall have any control over the manner, mode or means by which Contractor, its agents or employees, perform the services required herein, except as otherwise set forth. Contractor shall perform all services required herein as an independent contractor of Agency and shall remain at all times as to Agency ' a wholly independent contractor with only such obligations as are consistent with that role. Contractor shall not at any time or in any manner represent that it or any of its agents or employees are agents or employees of Agency. The foregoing is not intended to preclude Contractor from performing the services set forth in Exhibit "A." 4.5 Agency Cooperation. The Agency shall provide Contractor staff assistance and shall take prompt and appropriate action when it will assist in ensuring and timely performance by Contractor hereunder. 5.0 INSURANCE INDEMNIFICATION AND BONDS. 5.1 Insurance.- The Contractor shall procure and maintain, at its cost, and submit concurrently with its execution of the Agreement, public liability and property damage insurance against all claims for injuries against persons or damages to property resulting from Contractor's acts or omissions rising out of or relaxed to Contractor's performance under this Agreement. The insurance policy shall contain a severability of interest clause providing that the coverage shall be primary for losses arising out of Contractor's performance hereunder and neither the City nor its insurers shall be required to contribute to any such loss. A certificate evidencing the foregoing and naming the Agency and its officers and employees as additional insured shall be delivered to and approved by the Agency prior to commencement of the services hereunder. The amount of insurance required hereunder shall be One Million Dollars ($1,000,000.00); single limit and per occurrence. The Contractor shall also carry automobile liability insurance of ,$1,000,000 per accident against all claims for injuries against persons or damages to property arising out of the use of any automobile by the Contractor, its officers, any directly or indirectly employed by the Contractor, any subcontractor, and agents or anyone for whose acts any of them may be liable, arising directly or indirectly out of or related to Contractor's performance under this Agreement. The term "automobile" includes, but is not limited to, a land motor vehicle, trailer or semi -trailer designed for travel on public roads. The automobile insurance policy shall contain a severability of interest clause providing that coverage shall be primary for losses arising out of Contractor's performance hereunder and neither the Agency nor its insurers shall be required to contribute to such loss. A certificate evidencing the foregoing and naming the Agency and its officers and employees as additional insured shall be delivered to and approved by the Agency prior to commencement of the services hereunder. Contractor shall also carry Workers' Compensation Insurance in accordance with State Workers' Compensation laws. If required by the contract officer, the Contractor shall procure professional errors and omissions liability insurance in the amount acceptable to the Agency. All insurance required by the Section shall be kept in effect during the term of this Agreement and shall not be cancelable without thirty, (30) days' written notice of proposed cancellation to Agency. The procurinA_04 cJ s such insurance or the delivery of policies or certificates evidencing the same shall not be construed as a limitation of Contractor's obligation to indemnify the Agency, its officers, employees, contractors, subcontractors or agents. 5.2 Indemnification. The Contractor shall defend, indemnify and hold harmless the Agency, its officers, officials, employees, representatives and agents, ("Agency indemnitees"), from and against any and all actions, suits, proceedings, claims, demands, losses, costs, and expenses, including legal costs and attorneys' fees, for injury to or death of person(s), for damage to property (including property owned by the Agency) ("Claims") and for errors and omissions committed by Contractor, its officers, anyone directly or indirectly employed by Contractor, any subcontractor, and agents or anyone for whose acts any of them may be liable, arising directly or indirectly out of or related to Contractor's performance under this Agreement, except to the extent of such loss as may be caused by Agency's own active negligence, sole negligence or willful misconduct, or that of its officers or employees. In the event the Agency indemnitees are made a party to any action, lawsuit, or other adversarial proceeding in any way involving such Claims, Contractor shall provide a defense to the Agency indemnitees, or at the Agency's option, reimburse the Agency indemnitees their costs of defense, including reasonable attorney's fees, incurred in defense of such Claims. In addition contractor shall be obligated to promptly pay any final judgment or portion thereof rendered against the Agency indemnitees. 5.3 Remedies. In addition to any other remedies the Agency or City may have if Contractor fails to provide or maintain any insurance policies or policy endorsements to the extent and within the time herein required, the Agency or City may, at their respective sole option: a. Obtain such insurance and deduct and retain the amount of the premiums for such insurance from any sums due under this Agreement. b. Order the Contractor to stop work under this Agreement and/or withhold any payment(s) which become due to Contractor hereunder until Contractor demonstrates compliance with the requirements hereof. C. Terminate this Agreement. Exercise of any of the above remedies, however, is an alternative to any other remedies the Agency or City may have and are not the exclusive remedies for Contractor's failure to maintain or secure appropriate policies or endorsements. Nothing herein contained shall be construed as limiting in any way the extent to which Contractor may be held responsible for payments of damages to persons or property resulting from Contractor's or its subcontractors' performance of work under this Agreement. 6.0 RECORDS AND REPORTS. 6.1 Reports. Contractor shall periodically prepare and submit to the Contract Officer such reports concerning the performance of the services required by this Agreement as the Contract Officer shall require. 6.2 Records. Contractor shall keep such books and records as shall be necessary to perform the services required by this Agreement and enable the Contract Officer to evaluate the cost and the performance of such services. Books and records pertaining to costs shall be kept and prepared in accordance with generally accepted accounting principles. The Contract Officer shall have full and free access to such books and records at all reasonable times, including the right to inspect, copy, audit and make records and transcripts from such records. 6.3 Ownership of Documents. Originals of all drawings, specifications, reports, records, documents and other materials, whether in hard copy or electronic form, which are prepared by Contractor, its employees, subcontractors and agents in the performance of this Agreement, shall be the property of Agency and shall be delivered to Agency upon the termination of this Agreement or upon the earlier request of the Contract Officer, and Contractor shall have no claim for further employment or additional compensation as a result of the exercise by Agency of its full rights of ownership of the documents and materials hereunder. Contractor may retain copies of such documents for its own use. Contractor shall have an unrestricted right to use the concepts embodied herein. Contractor shall cause all subcontractors to assign to Agency any documents or materials prepared by them, and in the event Contractor fails to secure such assignment, Contractor shall indemnify Agency for all damages suffered thereby. 6.4 Release of Documents. The drawings, specifications, reports, records, documents and other materials prepared by Contractor in the performance of services under this Agreement shall not be released publicly without the prior written approval of the Contract Officer or as required by law. Contractor shall not disclose to any other private entity or person any information regarding the activities of the Agency, except as required by law or as authorized by the Agency. 7.0 ENFORCEMENT OF AGREEMENT. 7.1 California Law. This Agreement shall be construed and interpreted both as to validity and to performance of the parties in accordance with the internal laws of the State of California. Legal actions concerning any dispute, claim or matter arising out of or in relation to this Agreement shall be instituted in the Superior Court of the County of Riverside, State of California, or any other appropriate court in such county, and Contractor covenants and agrees to submit to the personal jurisdiction of such court in the event of such action. 7.2 Defaults. In the event of any default of the terms of this Agreement, the nondefaulting party shall give written notice of default to the party in default, and the party in default shall immediately commence to cure such default and shall prosecute such default to cure within thirty (3 0) days of receipt of the written notice of default; provided the time period to cure such default may be extended by the nondefaulting party in such parry's sole and absolute discretion; provided, however, that if a default by Contractor causes an immediate danger to the health, safety and general welfare, the �g 147 Agency may take such immediate action as the Agency deems warranted. Nothing herein shall limit Agency's right to terminate this Agreement with or without cause pursuant to Section 7.7. 7.3 Retention of Funds. Agency may withhold from any monies payable to Contractor sufficient funds to compensate Agency for any losses, costs.' liabilities or damages it reasonably believes were suffered by Agency due to the default of Contractor in the performance of the services required by this Agreement. 7.4 Waiver. No delay or omission in the exercise of any right or remedy of a nondefaulting party on any default shall impair such right or remedy or be construed as a waiver. Agency's consent or approval of any act by Contractor requiring Agency's consent or approval shall not be deemed to waive or render unnecessary Agency's consent to or approval of any subsequent act of Contractor. Any waiver by either party of any default must be in writing and shall not be a waiver of any other default concerning the same or any other provision of this Agreement. 7.5 Rights and Remedies are Cumulative. Except with respect to rights and remedies expressly declared to be exclusive in this Agreement, the rights and remedies of the parties are cumulative and the exercise by either party of one or more of such rights or remedies shall not preclude the exercise by .it, at the same or different times, of any other rights or remedies for the same default or any other default by the other party. 7.6 'Legal Action. In addition to any other rights or remedies, either party may take legal action, at law or at equity, to cure, correct or remedy any default, to recover damages for any default, to compel specific performance of this Agreement, to obtain injunctive relief, or to obtain any other remedy consistent with the purposes of this Agreement. 7.7 Termination b.Agency Prior To Expiration Of Term. The Agency reserves the right to terminate this Agreement at any time, with or without cause, upon written notice to Contractor. Upon receipt of any notice of termination, Contractor shall immediately cease all services hereunder except such as may be specifically approved by the Contract Officer. Contractor shall be entitled to compensation for all services rendered prior to receipt of the notice of termination and for any services authorized by the Contract Officer thereafter in accordance with the Schedule of Compensation (Exhibit "C") or such as may be approved by the Contract Officer, except as provided in Section 7.3. 7.8 Agency Completion of Work. If termination by Agency prior to the expiration of the term is due to the failure of the Contractor to fulfill its obligations under this Agreement, Agency may take over the work and prosecute the same to completion by contract or otherwise, and the Contractor shall be liable to the extent that the total cost for completion of the services required hereunder exceeds the compensation herein provided; provided, however, that (i) the Agency shall first comply with Section 7.2, and (ii) the Agency shall use reasonable efforts to mitigate such damages. Nothing herein shall a prevent or preclude Agency from withholding any payments to the Contractor for the purpose of setoff or partial payment of the amounts owed the Agency as provided in Section 7.3. 7.9 Termination by Contractor Prior to Expiration of Term. If Agency is in default and Contractor has complied with Section 7.2, and Agency's default remains uncured within the cure period provided therein, the Contractor may then terminate this Agreement by giving a. thirty (30) day written notification to Agency. Contractor shall continue to perform the services required of it by this Agreement during such thirty (30) day period. Contractor shall be entitled to the compensation set forth in this Agreement for such thirty (30) day period. At the end of the thirty (30) day period this Agreement shall be terminated unless Agency has cured the noticed default prior to the end of the thirty (30) day period. Contractor shall be entitled to compensation for services rendered pursuant to this Agreement prior to the date of termination. 7.10 Attorneys' Fees. If either party commences an action against the other parry arising out of or in connection with this Agreement, the prevailing party shall be entitled to recover reasonable attorneys' fees and costs of suit from the losing party. 8.0 AGENCY AND CITY OFFICERS AND EMPLOYEES; NON-DISCRIMINATION. 8.1 Non -liability of Agency and City Officers and Employees. No officer, official, employee, agent, or representative the Agency or City shall be personally liable to the Contractor, or any successor in interest, in the event of any default or breach by the Agency or City or for any amount which may become due to the Contractor or to its successor, or for breach of any obligation of the terms of this Agreement. 8.2 Conflict of Interest. No officer, official, employee, agent, or representative of the Agency or City shall have any personal interest, direct or indirect, in this Agreement nor shall any such officer or employee participate in any decision relating to the Agreement which affects his personal interest or the interest of any corporation, partnership or association in which he is, directly or indirectly, interested, in violation of any State statute or regulation. The Contractor warrants that it has not paid or given and will not pay or give any third party any money or other consideration for obtaining this Agreement. 8.3 Covenant against Discrimination. Contractor covenants that, by and for itself, its heirs, executors, assigns, and all persons claiming under or through them, that there shall be no discrimination against or segregation of, any person or group of persons on account of race, color, creed, religion, sex, marital status, national origin, ancestry, or any other impermissible classification in the performance of this Agreement. Contractor shall comply with all applicable wage and labor laws and regulations all laws and regulations pertaining to nondiscrimination in employment. 149 10 /I�F 9.0 MISCELLANEOUS PROVISIONS 9.1 Notice. Any notice, demand, request, consent, approval, communication either party desires or is required to give to the other parry shall be in writing and delivered by one of the following means to the address shown forth below: (i) by personal delivery during regular business hours; (ii) by United States first class mail, certified, and prepaid; or (iii) by reputable same -day or overnight courier that provides a receipt showing date and time of delivery. Either party may change its address by notifying the other party of the change of address in writing. Notices personally delivered or delivered by courier shall be deemed effective upon receipt. Notices delivered by mail shall be effective as of Noon on the second business day following deposit with the United States Postal Service. To A eg_nc_y: LA QUIN'TA REDEVELOPMENT AGENCY 78495 Calle Tampico La Quinta, California 92253 Attention: Community Development Director To Contractor: Brickley Environmental 957 Reece Street San Bernardino, CA 92411 Attention: Tim Brickley 9.2 Inte agrr ted A. g eement. This Agreement contains all of the agreements of the parties and all previous understandings, negotiations and agreements are integrated into and superseded by this Agreement. 9.3 Amendment. This Agreement may be amended at any time by the mutual consent of the parties by an instrument in writing signed by both parties. 9.4 Severability. In the event that any one or more of the phrases, sentences, clauses, paragraphs, or sections contained in this Agreement shall be declared invalid or unenforceable by a valid judgment or decree of a court of competent jurisdiction, such invalidity or unenforceability shall not effect any of the remaining phrases, sentences, clauses, paragraphs, or sections of this Agreement which are hereby declared as severable and shall be interpreted to carry out the intent of the parties hereunder. 9.5 Auto. The persons executing this Agreement on behalf of the parties hereto warrant that they are duly authorized to execute this Agreement on behalf of said parties and that by so executing this Agreement the parties hereto are formally bound to the provisions of this Agreement. [end — signature page follows] 150 11 IN WITNESS WBEREOF, the parties have executed this Agreement as of the dates stated below. LA QUINTA REDEVELOPMENT AGENCY, (a public body, corporate and politic) Dated: By: EXECUTIVE DIRECTOR "AGENCY" ATTEST: Agency Secretary APPROVED AS TO FORM: Agency Counsel Dated: Dated: 5 Dee- 6,.> "CONTRACTOR" By: V Title: PROJECT MANAGER D /%Z C G7257�9—_ II: SCOPE OF SERVICES Agency hereby retains Contractor to remove and dispose of asbestos containing materials (ACM) as identified in survey report by Scott Morrison & Associates, in quantities and locations as outlined below at the Vista Dunes Mobile Home Park: 1. Mobile Home #2 • Approx. 110 sq.ft. of 12" floor tile. 2. Mobile Home #4 • Approx. 400 sq.ft. of roof with mastic at seams. 3. Mobile Home #7 • Approx. 145 sq.ft. of vinyl floor in bedroom. • Approx. 800 sq.ft. of roof with mastic at seams. 4. Mobile Home #8 • Approx. 280 sq.ft. of roof under foam. 5. Mobile Home # 16 • Approx. 280 sq.ft. of linoleum (2'd layer) in kitchen. • Approx. 550 sq.ft. of roofing with silver paint. 6. Mobile Home # 17 • Approx. 100 sq.ft. of gray floor tile. • Approx. 400 sq.ft. of roofing with silver and white covering. 7. Mobile Home #28 • Approx. 480 sq.ft. of roofing. 8. Mobile Home #3 9 • Approx. 420 sq.ft. of roof with silver paint. Provide South Coast AQMD notification (Chent/Owner to pay all re -notification fees (min. $25 each) and to be responsible for all fees if the project is cancelled). Brickley Environmental will provide all OSHA required personal air monitoring and have samples analyzed by an independent and certified laboratory. At the completion of this project and upon payment, Brickley Environmental will provide complete documentation i.e.. notification letters, waste manifest, certificate of insurance, supervisor's daily logs, etc. All regulated waste generated from this project will be properly disposed of at an EPA, state or local regulatory agency approved disposal facility, utilizing the appropriate waste disposal manifest. Exhibit "A" 131�2 SPECIAL REQUIREMENTS Work shall be performed in accordance within OSHA, EPA., and State Regulations. Exhibit " B" SCHEDULE OF COMPENSATION Subject to services actually rendered, Agency shall compensate ,Contractor for services outlined in Exhibit A when work is complete. The total fee for services outlined in Exhibit A at this time is Nine Thousand Two Hundred and Fifty-five Dollars ($9,255.00). This is based upon the following: 1. Price based on one (1) move in all mobile homes available for abatement during a 2-3 day period. 2. If job is prevailing wage, add $2, 700 to the fee for services as outlined in Exhibit A. 3. Should further asbestos removal and disposal services be required, Exhibit A will be modified to reflect the additional work. These services will be provided at a comparable fee schedule. Exhibit "C" �j AGENDA CATEGORY: BUSINESS SESSION: COUNCIL/RDA MEETING DATE: December 21, 2004 CONSENT CALENDAR: / ITEM TITLE: STUDY SESSION: Approval of a Contract Services Agreement with Emery Landclearing and Grading, Inc. to Demolish PUBLIC HEARING: and Remove Vacated Mobile Homes from the Vista Dunes Mobile Home Park RECOMMENDATION: Approve a Contract Services Agreement with Emery Landclearing and Grading, Inc. for the demolition and removal of mobile homes at the Vista Dunes Mobile Home Park. FISCAL IMPLICATIONS: This contract will result in an expenditure of up to $170,000 for these services; $400,000 was appropriated for coach disposal and demolition activities from the 2004 La Quinta Financing Authority Bond Issue (Account No. 248-0000-290-00- 00) on August 17, 2004. CHARTER CITY IMPLICATIONS: Since this is a redevelopment agency project, it is not within the City's Charter City powers. However, as an affordable housing project, it is nonetheless exempt from the requirement of prevailing wage. BACKGROUND: Since the Agency acquired the Vista Dunes Mobile Home Park, 48 residents have vacated the premises. The growing number of vacant coaches, increased vandalism and other criminal activities, created a need for security service from William Bower Associates to remediate these activities. Removal of the vacated coaches from the Park will further ensure the safety of remaining residents and will prepare the site for future land uses. Vacant coaches in adequate living condition are placed in silent auction and are awarded to the highest bidder. Coaches that are dilapidated or not bid on require demolition services. Prior to demolition, each coach is tested for asbestos and 155 other hazardous materials and appropriate action is taken. Asbestos containing materials must be abated before any demolition activities may begin. Once the abatement procedures are completed demolition contractors may then begin removing the coaches from the Park. Staff reviewed and interviewed three firms for knowledge and experience in the removal of these mobile homes. Based upon proposal amount, interviews and references, Emery Landclearing and Grading, Inc. is the recommended firm. Emery Landclearing and Grading, Inc. has the required licenses and insurance to perform the requested demolition and removal services, and they have all the necessary equipment to complete the requested services. FINDINGS AND ALTERNATIVES: The alternatives available to the Agency Board include: 1. Approve a Contract Services Agreements with Emery Landclearing and Grading, Inc. for demolition and removal of vacated coaches at the Vista Dunes Mobile Home Park; or 2. Do not approve a Contract Services Agreement with Emery Landclearing and Grading, Inc. for demolition and disposal of vacated coaches at the Vista Dunes Mobile Home Park; or 3. Provide staff with alternative direction. Approved for submission by: Thomas P. Genovese, Executive Director Attachment: Contract Services Agreement 2 10-6 k AGREEMENT FOR CONTRACT SERVICES [DEMOLITION AND DISPOSAL SERVICES] THIS AGREEMENT FOR CONTRACT SERVICES (the "Agreement"), is made and entered into by and between the LA QUINTA REDEVELOPMENT AGENCY, a public body, corporate and politic, organized and existing under the California Community Redevelopment Law (Health & Safety Code § 33000 et seq.) ("Agency"), and Emery Landclearing and Grading, Inc. ("Contractor"). The parties hereto agree as follows: 1.0 SERVICES OF CONTRACTOR 1.1 Scope of Services. In compliance with all terms and conditions of this Agreement, the Contractor shall provide those services related to demolition and disposal, as specified in the "Scope of Services" attached hereto as Exhibit "A" and incorporated herein by this reference (the "services" or "work"). Contractor warrants that all services will be performed in a competent, professional and satisfactory manner in accordance with the standards prevalent in the industry for such services. 1.2 Compliance with Law. All services rendered hereunder shall be provided in accordance with all ordinances, resolutions, statutes, rules, regulations and laws of the City of La Quinta ("City") and any Federal, State or local governmental or quasi -governmental agency of competent jurisdiction. 1.3 Licenses Permits Fees and Assessments. Contractor shall obtain at its sole cost and expense such licenses, permits and approvals as may be required by law for the performance of the .services required by this Agreement. Contractor shall have the sole obligation to pay for any fees, assessments and taxes, plus applicable penalties and interest, which may be imposed by law and arise from or are necessary for the performance of the services required by this Agreement. 1.4 Familiarity with Work. By executing this Agreement, Contractor warrants that (a) it has thoroughly investigated and considered the work to be performed, (b) it has investigated the site of the work and fully acquainted itself with the conditions there existing, (c) it has carefully considered how the work should be performed, and (d) it fully understands the facilities, difficulties and restrictions attending performance of the work under this Agreement. Should the Contractor discover any latent or unknown conditions materially differing. from those inherent in the work or as represented by the Agency, it shall immediately inform Agency of such fact and shall not proceed except at Contractor's risk until written instructions are received from the Contract Officer (as defined in Section 4.2 hereof). 1.5 Care of Work. The Contractor shall adopt reasonable methods. during the life of the Agreement to furnish continuous protection to the work, and the equipment, materials, papers and other components thereof to prevent losses or damages, and shall be responsible for all such damages, to persons or property, until acceptance of the work by Agency, except such losses or damages as may be caused by. Agency's own negligence. The performance of services by Contractor shall not relieve Contractor from any obligation to correct any incomplete, inaccurate or defective work at no further cost to the Agency, when such inaccuracies are due to the negligence of Contractor. 1.6 Special Requirements. Additional terms and conditions of this Agreement, if any, which are made a part hereof are set forth in the "Special Requirements" attached hereto as Exhibit "B" and incorporated herein by this reference. In the event of a conflict between the provisions of Exhibit "B" and any other provisions of this Agreement, the provisions of Exhibit "B" shall govern. 2.0 COMPENSATION 2.1 Contract Sum. For the services rendered pursuant to this Agreement, the Contractor shall be compensated in accordance with the "Schedule of Compensation" attached hereto as Exhibit "C" and incorporated herein by this reference, but not exceeding the maximum contract amount over a potential twelve (12) month term of One Hundred Seventy Thousand Dollars ($170,000.00) ("Contract Sum"). 2.2 Method of Payment. Any month in which Contractor wishes to receive payment, Contractor shall submit to the Agency no later than the tenth (10th) working day of such month, in the form approved by the Agency's Finance Director, an invoice for services rendered prior to the date of the invoice. Such invoice shall (1) describe in detail the services provided. Such invoice shall contain a certification by a principal member of Contractor specifying that the payment requested is for work performed in accordance with the terms of this Agreement. Agency will pay Contractor for all expenses stated thereon which are approved by Agency pursuant to this Agreement no later than the last working day of the month. 3.0 PERFORMANCE SCHEDULE 3.1 Time of Essence. Time is of the essence in the performance of this Agreement. 3.2 Schedule of Performance. All services rendered pursuant to this Agreement shall be performed diligently and within the time period established in Section 3.4. Extensions to the time period specified in the Schedule of Performance may be approved in writing by the Contract Officer. 3.3 Force Majeure. The time period specified in Section 3.4 for performance of the services rendered pursuant to this Agreement shall be extended because of any delays due to unforeseeable causes beyond the control and without the fault or negligence of the Contractor, including, but not restricted to, acts of God or of the public enemy, fires, earthquakes, floods, epidemic, quarantine restrictions, riots, strikes, freight embargos, acts of any governmental agency other than Agency, and unusually severe weather, if the Contractor shall within ten (10) days of the commencement of such delay notify the Contracting Officer in writing of the causes of the delay. The Contracting Officer shall ascertain the facts and the extent of delay, and extend the time for performing the services for the period of the forced delay when and if in his judgment such delay is justified, and the Contracting Officer's determination shall be final and conclusive upon the parties to this Agreement. 3.4 Term. Unless earlier terminated in accordance with Section 7.8 of this Agreement, this Agreement shall continue in full force and effect until all required asbestos has been removed from units scheduled for demolition. It is anticipated that the term will not exceed twelve (12) months. 4.0 COORDINATION OF WORK 4.1 Representative of Contractor. The following principals of Contractor, are hereby designated as being the principals and representatives of Contractor authorized to act in its behalf with respect to the work specified herein and make all decisions in connection therewith: a. James C. Emery b. Lori Emery It is expressly understood that the experience, knowledge, capability and reputation of the foregoing principal was. a substantial inducement for Agency to enter into his Agreement. Therefore, the foregoing principals shall be responsible during the term of this Agreement for directing all activities of Contractor and devoting sufficient time to personally supervise the services hereunder. The foregoing principals may not be changed by Contractor and no other personnel may be assigned to perform the service required hereunder without the express written approval of Agency. 4.2 Contract Officer. The Contract Officer shall be the Community Development Director or such other person as may be designated by the Executive Director of Agency. It shall be the Contractor's responsibility to assure that the Contract Officer is kept informed of the progress of the performance of the services and the Contractor shall refer any decisions which must be made by Agency to the Contract Officer. Unless otherwise specified herein, any approval of Agency required hereunder shall mean the approval of the Contract Officer. 4.3 Prohibition Against Subcontracting or Assignment. The experience, knowledge, capability and reputation of Contractor, its principals and employees were a substantial inducement for the Agency to enter into this Agreement. Therefore, Contractor shall not contract with any other entity, including any legal services from an individual practitioner or law firm, to perform in whole or in part the services required hereunder without the express written approval of the Agency. In addition, neither this Agreement nor any interest herein may be assigned or transferred, voluntarily or, by operation of law, without the prior written approval of Agency. 4.4 Independent Contractor. Neither the Agency nor any of its employees shall have any control over the manner, mode or means by which Contractor, its agents or employees,, perform the services required herein, except as otherwise set forth. Contractor shall perform all services required herein as an independent contractor of Agency and shall remain at all times as to Agency a wholly independent contractor with only such obligations as are consistent with that role. Contractor shall not at any time or in any manner represent that it or any of its agents or employees are agents or employees of Agency. The foregoing is not intended to preclude Contractor from performing the services set forth in Exhibit "A." 4.5 Agency Cooperation. The Agency shall provide Contractor staff assistance and shall take prompt and appropriate action when it will assist in ensuring and timely performance by Contractor hereunder. 5.0 INSURANCE INDEMNIFICATION AND BONDS. 5.1 Insurance. The Contractor shall procure and maintain, at its cost, and submit concurrently with its execution of the Agreement, public liability and property damage insurance against all claims for injuries against persons or damages to property resulting from Contractor's acts or omissions rising out of or related to Contractor's performance under this Agreement. The insurance policy shall contain a severability of interest clause providing that the coverage shall be primary for losses arising out of Contractor's performance hereunder and neither the City nor its insurers shall be required to contribute to any such loss. A certificate evidencing the foregoing and naming the Agency and its officers and employees as additional insured shall be delivered to and approved by the Agency prior to commencement of the services hereunder. The amount of insurance required hereunder shall be One Million Dollars ($1,000,000.00), single limit and per occurrence. The Contractor shall also carry automobile liability insurance of $1,000,000 per accident against all claims for injuries against persons or damages to property arising out of the use of any automobile by the Contractor, its officers, any directly or indirectly employed by the Contractor, any subcontractor, and agents or anyone for whose acts any of them may be liable, arising directly or indirectly out of or related to Contractor's performance under this Agreement. The term "automobile" includes, but is not limited to, a land motor vehicle, trailer or semi -trailer designed for travel on public roads. The automobile insurance policy shall contain a severability of interest clause providing that coverage shall be primary for losses arising out of Contractor's performance hereunder and neither the Agency nor its insurers shall be required to contribute to such loss. A certificate evidencing the foregoing and naming the Agency and its officers and employees as additional insured shall be delivered to and approved by the Agency - prior to commencement of the services hereunder. Contractor shall also carry Workers' Compensation Insurance in accordance with State Workers' Compensation laws. If required by the contract officer, the Contractor shall procure professional errors and omissions liability insurance in the amount acceptable to the Agency. All insurance required by the Section shall be kept in effect during the term of this Agreement and shall not be cancelable without thirty (30) days' written notice of proposed cancellation to Agency. The procuring of 160 s such insurance or the delivery of policies or certificates evidencing the same shall not be construed as a limitation of Contractor's obligation to indemnify the Agency, its officers, employees, contractors, subcontractors or agents. 5.2 Indemnification. The Contractor shall defend, indemnify and hold harmless the Agency, its officers, officials, employees, representatives and agents, ("Agency indemnitees"), from. and against any and all actions, suits, proceedings, claims, demands, losses, costs, and expenses, including legal costs and attorneys' fees, for injury to or death of person(s), for damage to property (including property owned by the Agency) ("Claims") and for errors and omissions committed by Contractor, its officers, anyone directly. or indirectly employed by Contractor, any subcontractor, and agents or anyone for whose acts any of them may be liable, arising directly, or indirectly out of or related to Contractor's performance under this Agreement, except to the extent of such loss as may be caused by Agency's own active negligence, sole negligence or willful misconduct, or that of its officers or employees. In the event the Agency indemnitees are made a party to any action, lawsuit, or other adversarial proceeding in any way involving such Claims, Contractor shall provide a defense to the Agency indemnitees, or at the Agency's option, reimburse the Agency indemnitees their costs of defense, including reasonable attorney's fees, incurred in defense of such Claims. In addition contractor shall be obligated to promptly pay any final judgment or portion thereof rendered against the Agency indemnitees. 5.3 Remedies. In addition to any other remedies the Agency or City may have if Contractor fails to provide or maintain any insurance policies or policy endorsements to the extent and within the time herein required, the Agency or City may, at their respective sole option: a. Obtain such insurance and deduct and retain the amount of the premiums for such insurance from any sums due under this Agreement. b. Order the Contractor to stop work under this Agreement and/or withhold any payment(s) which become due to Contractor hereunder until Contractor demonstrates compliance with the requirements hereof. C. Terminate this Agreement. Exercise of any of the above remedies, however, is an alternative to any other remedies the Agency or City may have and are not the exclusive remedies for Contractor's failure to maintain or secure appropriate policies or endorsements. Nothing herein contained shall be construed as limiting in any way the extent to which Contractor may be held responsible for payments of damages to persons or property resulting from Contractor's or its subcontractors' performance of work under this Agreement. 6.0 RECORDS AND REPORTS. 6.1 Reports. Contractor shall periodically prepare and submit to the Contract Officer such reports concerning the performance of the services required by this Agreement as the Contract Officer shall require. I R;1 7 6.2 Records. Contractor shall keep such books and records as shall be necessary to perform the services required by this Agreement and enable the Contract Officer to evaluate the cost and the performance of such services. Books and records pertaining to costs shall be kept and prepared in accordance with generally accepted accounting principles. The Contract Officer shall have full and free access to such books and records at all reasonable times, including the right to inspect, copy, audit and - make records and transcripts from such records. 6.3 Ownership of Documents. Originals of all drawings, specifications, reports, records, documents and other materials, whether in hard copy or electronic form, which are prepared by Contractor, its employees, subcontractors and agents in the performance of this Agreement, shall be the property of Agency and shall be delivered to Agency upon the termination of this Agreement or upon the earlier request of the Contract Officer, and Contractor shall have no claim for further employment or additional compensation as a result of the exercise by Agency of its hull rights of ownership of the documents and materials hereunder. Contractor may retain copies of such documents for its own use. Contractor shall have an unrestricted right to use the concepts embodied herein. Contractor shall cause all subcontractors to assign to Agency any documents or materials prepared by them, and in the event Contractor fails to secure such assignment, Contractor shall indemnify Agency for all damages suffered thereby. 6.4 Release of Documents. The drawings, specifications, reports, records, documents and other materials prepared by Contractor in the performance of services under this Agreement shall not be released publicly without the prior written approval of the Contract Officer or as required by law. Contractor shall not disclose to any other private entity or person any information regarding the activities of the Agency, except as required by law or as authorized by the Agency. 7.0 ENFORCEMENT OF AGREEMENT. 7.1 California Law. This Agreement shall be construed and interpreted both as to validity and to performance of the parties in accordance with the internal laws of the State of California. Legal actions concerning any dispute, claim or matter arising out of or in relation to this Agreement shall be instituted in the Superior Court of the County of Riverside, State of California, or any other appropriate court in such county, and Contractor covenants and agrees to submit to the personal jurisdiction of such court in the event of such action. 7.2 Defaults. In the event of any default of the terms of this Agreement; the nondefaulting party shall give written notice of default to the party in default, and the party in default shall immediately commence to cure such default and shall prosecute such default to cure within thirty (30) days of receipt of the written notice of default; provided the time period to cure such default may be extended by the nondefaulting party in such party's sole and absolute discretion; provided, however, that if a default by Contractor causes an immediate danger to the health, safety and general welfare, the Agency may take such immediate action as the Agency deems warranted. Nothing herein shall limit Agency's right to terminate this Agreement with or without cause pursuant to Section 7.7. 7.3 Retention of Funds. Agency may withhold from any monies payable to Contractor sufficient funds to compensate Agency for any losses, costs, liabilities or damages it reasonably believes were suffered by Agency due to the default of Contractor in the performance of the services required by this Agreement. 7.4 Waiver. No delay or omission in the exercise of any right or remedy of a nondefaulting party on any default shall impair such right or remedy or be construed as a waiver. Agency's consent or approval of any act by Contractor requiring Agency's consent or approval shall not be deemed to waive or render unnecessary Agency's consent to or approval of any subsequent act of Contractor. Any waiver by either party of any default must be in writing and shall not be a waiver of any other default concerning the same or any other provision of this Agreement. 7.5 Rights and Remedies are Cumulative. Except with respect to rights and remedies expressly declared to be exclusive in this Agreement, the rights and remedies of the parties are cumulative and the exercise by either party of one or more of such rights or remedies shall not preclude the exercise by it, at the same or different times, of any other rights or remedies for the same default or any other default by the other party. 7.6 Legal Action. In addition to any other rights or remedies, either party may take legal action, at law or at equity, to cure, correct or remedy any default, to recover damages for any default, to compel specific performance of this Agreement, to obtain injunctive relief, or to obtain any other remedy consistent with the purposes of this Agreement. 7.7 Termination by Agency Prior To Expiration Of Term. The Agency reserves the right to terminate this Agreement at any time, with or without cause, upon written notice to Contractor. Upon receipt of any notice of termination, Contractor shall immediately cease all services hereunder except such as may be specifically approved by the Contract Officer. Contractor shall be entitled to compensation for all services rendered prior to receipt of the notice of termination and for any services authorized by the Contract Officer thereafter in accordance with the Schedule of Compensation (Exhibit "C") or such as may be approved by the Contract Officer, except as provided in Section 7.3. 7.8 Agengy_Completion of Work. If termination by Agency prior to the expiration of the term is due to the failure of the Contractor to fulfill its obligations under this Agreement, Agency may take over the work and prosecute the same to completion by contract or otherwise, and the Contractor shall be liable to the extent that the total cost for completion of the services required hereunder exceeds the compensation herein provided; provided, however, that (i) the Agency shall first comply with Section 7.2, and (ii) the Agency shall use reasonable efforts to mitigate such damages. Nothing herein shall 163 9 prevent or preclude Agency from withholding any payments to the Contractor for the purpose of setoff or partial payment of the amounts owed the Agency as provided in Section 7.3. 7.9 Termination by Contractor Prior to Expiration of Term. If Agency is in default and Contractor has complied with Section 7.2, and Agency's default remains uncured within the cure period provided therein, the Contractor may then terminate this Agreement by giving a thirty (30) day written notification to Agency. Contractor shall continue to perform the services required of it by this Agreement during such thirty (30) day period. Contractor shall be entitled to the compensation set forth in this Agreement for such thirty (30) day period. At the end of the thirty (30) day period this Agreement shall be terminated unless Agency has cured the noticed default prior to the end of the thirty (30) day period. Contractor shall be entitled to compensation for services rendered pursuant to this Agreement prior to the date of termination. 7.10 Attorneys' Fees. If either party commences an action against the other party arising out of or in connection with this Agreement, the prevailing party shall be entitled to recover reasonable attorneys' fees and costs of suit from the losing party. 8.0 AGENCY AND CITY OFFICERS AND EMPLOYEES: NON-DISCRaVIINATION. 8.1 Non -liability of Agency and City Officers and Employees. No officer, official, employee, agent, or representative the Agency or City shall be personally liable to the Contractor, or any successor in interest, in the event of any default or breach by the Agency or City or for any amount which may become due to the Contractor or to its successor, or for breach of any obligation of the terms of this Agreement. 8.2 Conflict of Interest. No officer, official, employee, agent, or representative of the Agency or City shall have any personal interest, direct or indirect, in this Agreement nor shall any such officer or employee participate in any decision relating to the Agreement which affects his personal interest or the interest of any corporation, partnership or association in which he is, directly or indirectly, interested, in violation of any State statute or regulation. The Contractor warrants that it has not paid or given and will not pay or give any third party any money or other consideration for obtaining this Agreement. 8.3 Covenant against Discrimination. Contractor covenants that, by and for itself, its heirs, executors, assigns, and all persons claiming under or through them, that there shall be no discrimination against or segregation of, any person or group of persons on account of race, color, creed, religion, sex, marital status, national origin, ancestry, or any other impermissible classification in the performance of this Agreement. Contractor shall comply with all applicable wage and labor laws and regulations all laws and regulations pertaining to nondiscrimination in employment. 164 1Q 9.0 MISCELLANEOUS PROVISIONS 9.1 Notice. Any notice, demand, request, consent, approval, communication either party desires or is required to give to the other party shall be in writing and delivered by one of the following means to the address shown forth below: (i) by personal delivery during regular business hours; (ii) by United States first class mail, certified, and prepaid; or (iii) by reputable same -day or overnight courier that provides a receipt showing date and time of delivery. Either party may change its address by notifying the other party of the change of address in writing. Notices personally delivered or delivered by courier shall be deemed effective upon receipt. Notices delivered by mail shall be effective as of Noon on the second business day following deposit with the United States Postal Service. To Agency: LA QUINTA REDEVELOPMENT AGENCY 78495 Calle Tampico La Quinta, California 92253 Attention: Community Development Director To Contractor: Emery Landclearing and Grading, Inc. PO Box 1009 Thermal, CA 92274-1009 Attention: Lori Emery 9.2 Integrated Agreement. This Agreement contains all of the agreements of the parties and all previous understandings, negotiations and agreements are integrated into and superseded by this Agreement. 9.3 Amendment. This Agreement may be amended at any time by the mutual consent of the parties by an instrument in writing signed by both parties. 9.4 Severability. In the event that any one or more of the phrases, sentences, clauses, paragraphs, or sections contained in this Agreement shall be declared invalid or unenforceable by a valid judgment or decree of a court of competent jurisdiction, such invalidity or unenforceability shall not effect any of the remaining phrases, sentences, clauses, paragraphs, or sections of this Agreement which are hereby declared as severable and shall be interpreted to carry out the intent of the parties hereunder. 9.5 Authority. The persons executing this Agreement on behalf of the parties hereto warrant that they are duly authorized to execute this Agreement on behalf of said parties and that by so executing this Agreement the parties hereto are formally bound to the provisions of this Agreement. [end — signature page follows] 165 11 IN WITNESS WBEREOF, the parties have executed this Agreement as of the dates stated below. Dated: ATTEST: Agency Secretary APPROVED AS TO FORM: Agency Counsel Dated: naree: 7 K IN LA QUINTA REDEVELOPMENT AGENCY, (a public body, corporate and politic) By: EXECUTIVE DIRECTOR. "AGENCY" "CONTRACTOR " By: — LORI EMERY Title: VICE PRESIDENT 166 12 04,14 of IIlob) SCOPE OF SERVICES Agency hereby retains Contractor to demolish, remove and dispose of 15 mobile homes at the Vista Dunes Mobile Home Park. Concrete foundation to remain intact, asphalt streets to remain intact, all greenwast to be left intact, fences and block walls to remain intact unless removal needed for equipment access. The units numbers of the mobile homes are as follows: 2, 41 7, 8, 161 171 1% 211 241 273, 281P 341 399 41 and 43. Exhibit "A" 4 v 1 - 13 SPECIAL REQUIREMENTS 1. Owner to supply permits and inspection fees. 2. Costs do not include prevailing wages or dump fees. 3. If any bees or wasps located, owner to have professionally removed. 4. Utilities to be removed by utility companies. % 6f bi- Ova 6-T-I ue) A -A 5. All appliances to be free of Freon, including air conditioning units. 6. All hazardous wastes including paint, to be disposed of by others. Exhibit " B" 1�8 14 EXHIBIT "C" SCHEDULE OF COMPENSATION Subject to services actually rendered, Agency shall compensate Contractor for services outlined in Exhibit A when work is complete. The total fee for services outlined in Exhibit A at this time is Thirty-four Thousand and Nme Hundred Dollars ($34,900.00). 1. Should further .demolition, removal and disposal services be required, Exhibit A will be modified to reflect the additional work. These services will be provided at a comparable fee schedule. Exhibit "C" 1.9 COUNCIL/RDA MEETING DATE: December 21, 2004 ITEM TITLE: A Joint Public Hearing Between the City Council and Redevelopment Agency to Consider an Agreement to Sell Real Property Located at 78-310 Desert Fall Way By and Between the La Quinta Redevelopment Agency and Felix Perez RECOMMENDATION: AGENDA CATEGORY: BUSINESS SESSION: CONSENT CALENDAR: STUDY SESSION: PUBLIC HEARING: Approve the Agreement to sell a single-family home located at 78-310 Desert Fall Way to Felix Perez for a purchase price of $165,000, and authorize the Executive Director to execute the necessary documents. FISCAL IMPLICATIONS: The Agreement would result in the Agency receiving approximately $107,000 from sale proceeds. The Agency would also provide a $50,000 silent second trust deed loan to insure that the dwelling is affordable to a low-income household for 45 years. BACKGROUND AND OVERVIEW: On October 14, 2004, the Agency acquired this property at a Trustee's foreclosure sale to protect its recorded low-income affordability covenant and to maintain the Agency's low-income affordable housing stock. The previous owner stopped paying their first trust deed mortgage payments and abandoned the property. The foreclosure sale purchase price was $240,000, with the Agency receiving $78,900 in foreclosure sale proceeds; $50,000 to repay the Agency's silent second trust deed loan and $28,900 in shared appreciation income. Prior to offering the property for sale, the Agency invested $4,000 to rehabilitate the dwelling and correct any deficiencies. The net Agency investment is $165,100; $161,100 to retire the first trust deed mortgage obligations and $4,000 in rehabilitation expenses. When the Agency initiated relocation activities at the Vista Dunes Mobile Home Park, staff began working with interested Park residents who could qualify for first trust deed mortgage loans to purchase homes that were in the Rental Housing 170 Program or featured an Agency sponsored silent second trust deed mortgage. Ms. Perez, who is a Vista Dunes resident, expressed interest in purchasing a home and took the required actions to qualify for a first trust deed loan. This home then became available, and upon inspection, she elected to purchase it. The sale transaction would be structured wherein an Agency silent second trust deed mortgage would cover the difference between the sales price, and the down payment and an affordable first trust deed mortgage. If this sale is authorized, the unit will be sold for $165,000, with the buyer funding an 11 % or $18,000 down payment, and a private lender originating a $97,000 first trust deed mortgage (the maximum loan the homebuyer can obtain and have overall housing costs affordable to a low-income household). The Agency would convert $50,000 of its equity into a silent second trust deed loan. This unit was previously counted toward the Agency's inclusionary housing requirement and this sale will maintain that covenant. Attachment 1 is a Summary Report that further details this transaction. Pursuant to the Redevelopment Law, a joint public hearing of the City Council and Agency Board must be held prior to approving the sale of Agency property purchased with tax increment revenue. FINDINGS AND ALTERNATIVES: Alternatives available to the Redevelopment Agency include: 1. Approve the Agreement to sell a single-family home located at 78-310 Desert Fall Way to Felix Perez for a purchase price of $165,000, and authorize the Executive Director to execute the necessary documents; or 2. Do not approve the Agreement to sell a single-family home at 78-310 Desert Fall Way to Felix Perez for a purchase price of $165,000, and authorize the Executive Director to execute the necessary documents; or 3. Provide staff with an alternative direction. Approved for submission by: 000� Thomas P. Genovese, Executive Director Attachments: 1 Summary Report 171 ATTACHMENT 1 SUMMARY REPORT FOR THE PROPOSED RESIDENTIAL HOME SALE AGREEMENT BETWEEN THE LA QUINTA REDEVELOPMENT AGENCY AND FELIX PEREZ December 21, 2004 INTRODUCTION This document is the Summary Report ("Report") for the proposed Sale Agreement ("Agreement") between the La Quinta Redevelopment Agency ("Agency") and Felix Perez ("Buyer"). The purpose of Agreement is to facilitate the sale by the Agency of a single-family dwelling to the Buyer. This. Report has been prepared pursuant to Section 33433 of the California Health and Safety Code ("California Community Redevelopment Law") and presents the following: • A summary of the proposed transaction. • The cost of the sale to the Agency. • The estimated value of the interest to be conveyed, determined at the highest and best uses permitted by the Agency's Redevelopment Plan. • The estimated value to be conveyed, determined by the use and with the conditions, covenants, and development costs required by the Agreement. • An explanation of why the sale, pursuant to the Agreement, will assist in the elimination of blight. - Subject Property The home is a vacant 3-bedroom, 2-bath single-family dwelling located at 78-310 Desert Fall Way within La Quinta Redevelopment Project Area No. 1 ("Property"). The property was initially purchased new in November, 1999 with a silent second trust deed loan of $50,000 provided to a low-income household through the La Quinta Housing Program. The owner then elected to not maintain their first trust deed mortgage loan payments and abandoned the Property. In order to preserve its second trust deed loan and the low-income affordability covenant, the Agency acquired the Property in October, 2004 through a Trustee's foreclosure sale. The Agency subsequently refurbished the dwelling prior to offering it for sale. 3 S:\CityMgr\STAFF REPORTS ONLY\PH 4 SumRpt Desert Fall way.doc 172 A SUMMARY OF THE PROPOSED TRANSACTION The Agency is in the process of relocating residents from the Vista Dunes Mobile Home Park. The Buyer, a Vista Dunes resident who was being relocated, expressed interest in purchasing a home in La Quinta and subsequently qualified for a first trust deed loan. The Agreement facilitates the sale of the Property to the Buyer, who will occupy the dwelling. The $165,000 sales price will be funded through a combination of the Buyer's $18,000 down payment, a $97,000 first trust deed mortgage, and $50,000 of the Agency's equity that will be converted into a silent second .trust deed loan. This second trust deed loan will include covenants to insure that the Property will remain affordable to a low income - household for 45 years. THE COST OF THE SALE TO THE AGENCY To date the Agency has invested $165,100 in this property, $161,100 to retire the first trust deed loan obligations and $4,000 to refurbish the unit. The foreclosure sale purchase cost was $ 240,000; however, the Agency received $ 78, 900 in foreclosure sale proceeds; $50,000 to repay the Agency's silent second trust deed loan and $28,900 in shared appreciation income. Prior to offering the property for sale, the Agency invested $4,000 to rehabilitate the dwelling and correct any deficiencies. Per the Agreement the Agency will sell the Property for $165,000; of this amount the Agency will receive $1 15,000 in sale proceeds and convert $50,000 of its equity into a silent second trust deed mortgage loan of $50,000 in order to insure that the annual costs are affordable to a low-income household. The Agency will recover 71 % of its investment to date from the sale proceeds. ESTIMATED VALUE OF THE INTEREST TO BE CONVEYED AT THE HIGHEST AND BEST USES PERMITTED BY THE AGENCY'S REDEVELOPMENT PLAN The Redevelopment Plan for La Quinta Redevelopment Project Area No. 1 provides that the Property shall be used for low -density residential development. Current residential property sales for like dwellings in the Cove market area indicate values, of $240,000 to $250,000 for three bedroom, two bath single family dwellings in good condition. ESTIMATED VALUE OF THE INTEREST TO BE CONVEYED DETERMINED BY THE USE, AND WITH THE CONDITIONS,. COVENANTS The Agreement provides that the Property will be sold for $165,000. This value was selected in order to facilitate the sale at a cost affordable to a low-income household. n S:\CityMgr\STAFF REPORTS ONLY\PH 4 SumRpt Desert Fall way.doc 173 EXPLANATION OF WHY THE SALE OF THE PROPERTY PURSUANT TO THE AGREEMENT WILL ASSIST IN THE ELIMINATION OF BLIGHT The Agreement does not eliminate blight in that it does not facilitate a transaction that remedies blight. Instead the Agreement expands the supply of affordable ownership housing in the Project Area. Prior to the sale, the_Agency substantially rehabilitated the Property to extend the Property's economic life, to reduce the maintenance burdens for the family that will occupy this unit, and to improve operating efficiencies by installing low water landscaping and efficient heating, air conditioning and water heating devices. The Agreement includes covenants that require the dwelling to remain affordable to very low-income households for a 45 year period. This effort not only preserved housing that was affordable to very low-income households but will also insure that this dwelling remains affordable for the longest feasible time. 5 S:\CityMgr\STAFF REPORTS ONLY\PH 4 SumRpt Desert Fall way.doc 1174 COUNCIL/RDA MEETING DATE: December 21, 2004 ITEM TITLE: A Joint Public Hearing Between the City Council and Redevelopment Agency to Consider an Agreement to Sell Real Property Located at 52-830 Avenida Martinez By and Between the La Quinta Redevelopment Agency and Danielle Davenport RECOMMENDATION: AGENDA CATEGORY: BUSINESS SESSION: CONSENT CALENDAR: STUDY SESSION: PUBLIC HEARING: v� Approve the Agreement to sell the single-family home located at 52-830 Avenida Martinez to Danielle Davenport for a purchase price of $165,000, and authorize the Executive Director to execute the necessary documents. FISCAL IMPLICATIONS: The Agency will receive approximately $95,000 from sale proceeds and will fund a $70,000 silent second trust deed loan; funding the second trust deed loan will insure that the dwelling is affordable to a very low-income household. BACKGROUND AND OVERVIEW: In August, 1995, the Agency acquired 50 single-family homes in the Cove to remove them from bankruptcy proceedings filed by the then owner, Coachella Valley Land. Known as the La Quinta Rental Housing Program, these dwellings were rented to very low-income Section 8 households. In February 1998, the Agency directed staff to sell two units per year first to qualified tenants, and second, to other eligible very low-income households. Since 1998, the Agency has also been substantially rehabilitating these units in order to count them towards the Agency's affordable housing production requirements. State law requires existing dwellings be substantially rehabilitated (wherein the rehabilitation costs are 25% or greater than current market value) in order to count them as part of the Agency's affordable housing production efforts. Property rehabilitation costs have been funded from rental income. S:\CityMgr\STAFF REPORTS ONLY\PH 5 RDA sale Martinez.doc When the Agency initiated relocation activities at the Vista Dunes Mobile Home Park, staff began working with interested Park residents who could qualify for first trust deed mortgage loans to purchase homes that were in the Rental Housing Program or featured an Agency sponsored silent second trust deed mortgage. The Rental Housing Program property manager and/or local realtors (in the case of homes with silent second trust deed mortgages) continually contact staff when Rental Housing Program homes are vacant, or when Agency second trust deed mortgage homes are offered for sale. Ms. Davenport is a Vista Dunes resident who expressed interest in purchasing a home. A Rental Housing Program home was available and Ms. Davenport subsequently qualified for a first trust deed mortgage loan. The sale transaction would be structured wherein an Agency silent second trust deed mortgage would cover the difference between the sales price, and the down payment and an affordable first trust deed mortgage. If this sale is authorized, the unit will be sold for $165,000 with the buyer funding a 19% or $32,000 down payment, and a private lender originating a $63,000 first trust deed mortgage (the maximum loan the homebuyer can obtain and have overall housing costs affordable to a very low-income household). The Agency would convert $70,000 of its equity into a silent second trust deed loan. This sale would be the 16th Rental Housing Program unit to be sold; ten were sold to existing tenant, and six to non -tenant, households. Attachment 1 is a Summary Report that further details this transaction. Pursuant to the Redevelopment Law, a joint public hearing of the City Council and Agency Board must be held prior to approving the sale of Agency property purchased with tax increment revenue. FINDINGS AND ALTERNATIVES: Alternatives available to the Redevelopment Agency include: 1. Approve the Agreement to sell the single-family home located at 52-830 Avenida Martinez to Danielle Davenport for a purchase price of $165,000, and authorize the Executive Director to execute the necessary documents; or 2. Do not approve the Agreement to sell the single-family home located at 52- 830 Avenida Martinez to Danielle Davenport for a purchase price of $165,000, and do, not authorize the Executive Director to execute the necessary documents; or 1,76 2 S:\CityMgr\STAFF REPORTS ONLY\PH 5 RDA sale Martinez.doc 3. Provide staff with an alternative direction. Approved for submission by: Thomas P. Genovese, Executive Director Attachments: 1. Summary Report K, S:\CityMgr\STAFF REPORTS ONLY\PH 5 RDA sale Martinez.doc 177 ATTACHMENT 1 SUMMARY REPORT FOR THE PROPOSED RESIDENTIAL HOME SALE AGREEMENT BETWEEN THE LA QUINTA REDEVELOPMENT AGENCY AND DANIELLE DAVENPORT December 21, 2004 INTRODUCTION This document is the Summary Report ("Report") for the proposed Sale Agreement ("Agreement") between the La Quinta Redevelopment Agency ("Agency") and Danielle Davenport ("Buyer"). The Agreement facilitates the sale of an Agency single-family dwelling to the Buyer. This Report has been prepared pursuant to Section 33433 of the California Health and Safety Code (California Community Redevelopment Law) and presents the following: • A summary of the proposed transaction. • The cost of the sale to the Agency. • The estimated value of the interest to be conveyed, determined at the highest and best uses permitted by the Agency's Redevelopment Plan. • The estimated value to be conveyed, determined by the use and with the conditions, covenants, and development costs required by the Agreement. • An explanation of why the sale, pursuant to the Agreement, will assist in the elimination of blight. The Subject Property The home is a vacant 3-bedroom 2-bath single-family dwelling located at 52-830 Avenida Martinez within La Quinta Redevelopment Project Area No. 1 ("Property"). In August, 1995, the Agency acquired 50 single-family homes to remove them. from bankruptcy proceedings filed by the then owner, Coachella Valley Land. Known as the La Quinta Rental Housing Program, these dwellings were rented to very low-income Section 8 households. In February 1998, the Agency directed staff to sell two units per year, first to qualified tenants, and second, to other eligible very low-income households. Since 1998, the Agency has also been substantially rehabilitating these units in order to count them towards that Agency's affordable housing production requirements. State law requires that an existing dwelling be substantially rehabilitated (wherein the rehabilitation costs are 178 25 % or greater than the current market value) in order to count them as part of the Agency's affordable housing production efforts. Property rehabilitation costs have been funded from rental income. The existing tenant recently vacated the property and per Agency policy, staff initiated the sale of this unit to a very low-income household. A SUMMARY OF THE PROPOSED TRANSACTION The Agency is in the process of relocating residents from the Vista Dunes Mobile Home Park. The Buyer, a Vista Dunes resident who was being relocated, expressed interest in purchasing a home in La Quinta and subsequently qualified for a first trust deed loan. The Agreement facilitates the sale of the Property to the Buyer, who will occupy the dwelling. The $165,000 sales price will be funded through a combination of the Buyer's $32,000 down payment, a $63,000 first trust deed mortgage, and $70,000 of the Agency's equity that will be converted into a silent second trust deed loan. This second trust deed loan will include covenants to insure that the Property will remain affordable to very low income - household for 45 years. THE COST OF THE SALE TO THE AGENCY The Agency has invested $127,750 in the Property through a combination of the $86,500 initial purchase cost and $41,250 of expenses related to substantially rehabilitating the dwelling. Since 1998, the Agency has been substantially rehabilitating the Rental Housing Program units in order to count them towards the Agency's affordable housing production requirements. State law requires that existing dwellings be substantially rehabilitated (wherein the rehabilitation costs are 25 % or greater that than current market value) in order to count them as part of the Agency's affordable housing production efforts. Property rehabilitation costs were funded from rental income. Per the Agreement the Agency will sell the Property for $165,000; of this amount the Agency will receive $95,000 in sale proceeds and convert $70,000 of its equity into a silent second trust deed mortgage loan of $70,000 in order to insure that the annual costs are affordable to very low-income households. The Agency will recover 74% of its investment to date from the sale proceeds. ESTIMATED VALUE OF THE INTEREST TO BE CONVEYED AT THE HIGHEST AND BEST USES PERMITTED BY THE AGENCY'S REDEVELOPMENT PLAN The Redevelopment Plan for La Quinta Redevelopment Project Area No. 1 provides that the Property shall be used for low -density residential development. Current residential property sales for like dwellings in the Cove market area indicate values S:\CityMgr\STAFF REPORTS ONLY\PH 5 SumRpt-52-830 martinez.doc of $210,000 to $225,000 for three bedroom, two bath single-family dwellings in good condition. ESTIMATED VALUE OF THE INTEREST TO BE CONVEYED DETERMINED BY THE USE, AND WITH THE CONDITIONS, COVENANTS The Agreement provides that the Property will be sold for $165,000. This value was selected in order to facilitate the sale at a cost affordable to a very low-income household. EXPLANATION OF WHY THE SALE OF THE PROPERTY PURSUANT TO THE AGREEMENT WILL ASSIST IN THE ELIMINATION OF BLIGHT The Agreement does not eliminate blight in that it does not facilitate a transaction that remedies blight. Instead the Agreement expands the supply of affordable ownership housing in the Project Area. Prior to the sale, the Agency substantially rehabilitated the Property to extend the Property's economic life, to reduce the maintenance burdens for the family that will occupy this unit, and to improve operating efficiencies by installing low water landscaping and efficient heating, air conditioning and water heating devices. The Agreement includes covenants that require the dwelling to remain affordable to very low-income households for a 45 year period. This effort not only preserved housing that was affordable to very low-income households but will also insure that this dwelling remains affordable for the longest feasible time. 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