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2005 12 06 RDA6z# 4 SepQuixta Redevelopment Agency Agendas are Available on the City's Web Page @ www.la-quinta.org REDEVELOPMENT AGENCY AGENDA CITY COUNCIL CHAMBERS 78-495 Calle Tampico La Quinta, California 922. Regular Meeting DECEMBER 6, 2005 - 2:00 P.M. Beginning Resolution No. RA 2005-012 CALL TO ORDER Roll Call: Agency Board Members: Adolph, Henderson, Perkins, Sniff, and Chairman Osborne PUBLIC COMMENT At this time, members of the public may address the Redevelopment Agency on any matter not listed on the agenda. Please complete a "request to speak" form and limit your comments to three minutes. Please watch the timing device on the podium. CLOSED SESSION NOTE: Time permitting the Redevelopment Agency Board may conduct Closed Session discussions during the dinner recess. In addition, persons identified as negotiating parties are not invited into the Closed Session meeting when the Agency is considering acquisition of real property. 1. CONFERENCE WITH AGENCY'S REAL PROPERTY NEGOTIATOR, THOMAS P. GENOVESE, PURSUANT TO GOVERNMENT CODE SECTION 54956.8 CONCERNING POTENTIAL TERMS AND CONDITIONS OF ACQUISITION AND/OR DISPOSITION OF A PORTION OF 525±ACRES LOCATED AT THE SOUTHWEST CORNER OF AVENUE 52 AND JEFFERSON STREET. PROPERTY OWNER/NEGOTIATOR: THEODORE LENNON, DDC DESERT DEVELOPMENT, INC. Redevelopment Agency Agenda 1 December 6, 2005 2. CONFERENCE WITH AGENCY'S REAL PROPERTY NEGOTIATOR, THOMAS P. GENOVESE, PURSUANT TO GOVERNMENT CODE SECTION 54956.8 CONCERNING POTENTIAL TERMS AND CONDITIONS OF ACQUISITION AND/OR DISPOSITION OF REAL PROPERTY IDENTIFIED AS 649-040-002, 649-040,003, 649-040,004, 649-040-005, 649-040-01 1, 649-0409-012. PROPERTY OWNERS/ NEGOTIATORS: SUSAN E. SLATER, BARBARA A. FOUNTAIN, TED AND BEVERLY A. HARTNETT, JOSE P. AND CARMELITA P. SIMO, LOUIS AND JUANITA RAMIREZ, AND LORENZO P. AND SANDRA V. PEREYRA. RECESS TO CLOSED SESSION RECONVENE AT 3:00 P.M. PUBLIC COMMENT At this time members of the public may address the Agency Board on items that appear within the Consent Calendar or matters that are not listed on the agenda. Please complete a "request to speak" form and limit your comments to three minutes. When you are called to speak, please come forward and state your name for the record. Please watch the timing device on the podium. For all Agency Business Session matters or Public Hearings on the agenda, a completed "request to speak" form should be filed with the City Clerk prior to the Agency beginning consideration of that item. CONFIRMATION OF AGENDA APPROVAL OF MINUTES APPROVAL OF MINUTES OF NOVEMBER 15, 2005 CONSENT CALENDAR NOTE: Consent Calendar items are considered to be routine in nature and will be approved by one motion. APPROVAL OF DEMAND REGISTER DATED DECEMBER 6, 2005. 2. APPROVAL OF THE SEPARATELY ISSUED LA QUINTA REDEVELOPMENT AGENCY ANNUAL AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 30, 2005. Redevelopment Agency Agenda 2 December 6, 2005 3. APPROVAL OF ANNUAL CONTINUING DISCLOSURE FOR THE LA QUINTA REDEVELOPMENT AGENCY 1998, 2001, 2002, AND 2003 TAX ALLOCATION BONDS FOR FISCAL YEAR END JUNE 30, 2005. 4. APPROVAL OF A PROFESSIONAL SERVICES AGREEMENT (PSA) WITH PW CONSTRUCTION, INC. TO PROVIDE CONSTRUCTION MANAGEMENT SERVICES FOR THE VISTA DUNES COURTYARD HOMES PROJECT. BUSINESS SESSION - NONE STUDY SESSION — NONE CHAIR AND BOARD MEMBERS' ITEMS - NONE PUBLIC HEARINGS — NONE ADJOURNMENT Adjourn to a regularly scheduled meeting of the Redevelopment Agency to be held on December 20, 2005 commencing with closed session at 2:00 p.m. and open session at 3:00 p.m. in the City Council Chambers, 78-495 Calle Tampico, La Quinta, CA 92253. DECLARATION OF POSTING I, June S. Greek, City Clerk of the City of La Quinta, do hereby declare that the foregoing agenda for the La Quinta Redevelopment Agency meeting of December 6, 2005, was posted on the outside entry to the Council Chamber at 78-495 Calle Tampico and on the bulletin boards at 51-321 Avenida Bermudas and 78-630 Highway 1 1 1, on December 2, 2005. DATED: Friday, December 2, 2005 i S. GREEK, CMC, City Clerk City of La Quinta, California r I �.. J Redevelopment Agency Agenda 3 December 6, 2005 Tilit 4 X�PQumrw AGENDA CATEGORY: BUSINESS SESSION COUNCIL/RDA MEETING DATE: DECEMBER 06, 2005 CONSENT CALENDAR ITEM TITLE: Demand Register Dated December 06, 2005 RECOMMENDATION: It is recommended the Redevelopment Agency Board: STUDY SESSION PUBLIC HEARING Receive and File the Demand Register Dated December 06, 2005 of which $365,001.44 represents Redevelopment Agency Expenditures. PLEASE SEE CONSENT CALENDAR ITEM NUMBER I ON CITY COUNCIL AGENDA T414il 4.f�QuiKrw AGENDA CATEGORY: COUNCIL/RDA MEETING DATE: December 6, 2005 BUSINESS SESSION: CONSENT CALENDAR: IfO-- ITEM TITLE: Approval of the Separately Issued STUDY SESSION: La Quinta Redevelopment Agency Annual Audited Financial Statements for the Year Ended June 30, PUBLIC HEARING: 2005 RECOMMENDATION: Approve, receive and file the Annual Audited Financial Statement for the year ended June 30, 2005 (Attachment 1). FISCAL IMPLICATIONS: None. BACKGROUND AND OVERVIEW: At the end of every fiscal year, the Redevelopment Agency prepares an audited financial report. FINDINGS AND ALTERNATIVES: The alternatives available to the Redevelopment Agency include: 1. Approve, receive and file the Annual Audited Financial Statement for the year ended June 30, 2005; or 2. Do not approve, receive and file the Annual Audited Financial Statement for the year ended June 30, 2005; or 3. Provide staff with alternative direction. Respectfully submitted, John M. Falconer, Finance Director Approved for submission by: Thomas P. Genovese, Executive Director Attachment: 1. Annual Audited Financial Statement for the year ended June 30, 2005 (Previously distributed to City Council) 2 ' LA QUINTA REDEVELOPMENT AGENCY Financial Statements and ' Supplemental Data Year ended June 30, 2005 (with Independent Auditors' Report Thereon) 1 1 l� U 1 1 1 L F (This page intentionally left blank) ' LA QUINTA REDEVELOPMENT AGENCY ' Financial Statements and Supplemental Data Year ended June 30, 2005 TABLE OF CONTENTS Page Independent Auditors' Report 1 ' Basic Financial Statements: 1 Government -wide Financial Statements: Statement of Net Assets 4 Statement of Activities Fund 5 Financial Statements: Governmental Funds: Balance Sheet 6 Reconciliation of the Balance Sheets of Governmental Funds to the Statement of Net Assets 9 Statement of Revenues, Expenditures and Changes in Fund Balances 10 Reconciliation of the Statement of Revenues, Expenditures and Changes 12 Notes to the Basic Financial Statements 13 Required Supplementary Information: Notes to Required Supplementary Information 38 Schedule of Revenues, Expenditures, and Changes in Fund Balances — Budget and Actual: Low/Moderate Income Housing Fund — PA No. 1 39 Low/Moderate Income Housing Fund — PA No. 2 40 Supplementary Information: Non -Major Governmental Funds: Balance Sheet 42 ' Statement of Revenues, Expenditures and Changes in Fund Balances 43 Report on Compliance and on Internal Control Over Financial Reporting Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards 44 11 AND CERTIFIED PUBLIC ACCOUNTANTS ASSOCIATES, L.L.P. Board of Directors La Quinta Redevelopment Agency La Quinta, California INDEPENDENT AUDITORS' REPORT 2301 DUPONT DRIVE, SUITE 200 IRVINE, CALIFORNIA 92612 (949)474-2020 Fax (949) 263-5520 We have audited the accompanying financial statements of the governmental activities and each major fund of the La Quinta Redevelopment Agency, a component unit of the City of La Quinta, California as of and for the year ended June 30, 2005, which collectively comprise the Agency's basic financial statements as listed in the table of contents. These basic financial statements are the responsibility of the management of the La Quinta Redevelopment Agency. Our responsibility is to express an opinion on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and Government Auditing Standards issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the basic financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the basic financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe our audit provides a reasonable basis for our opinion. In our opinion, the financial statements referred to above present fairly, in all material respects, the financial position of the governmental activities and each major fund of the La Quinta Redevelopment Agency at June 30, 2005, and the results of its operations for the year then ended, in conformity with accounting principles generally accepted in the United States of America. The La Quinta Redevelopment Agency has not presented Management's Discussion and Analysis that the Governmental Accounting Standards Board has determined is necessary to supplement, although not required to be part of, the basic financial statements. The information identified in the accompanying table of contents as required supplementary information is not a required part of the basic financial statements but is supplementary information required by the Governmental Accounting Standards Board. We have applied certain limited procedures, which consisted principally of inquiries of management regarding the methods of measurement and presentation of the supplementary information. However, we did not audit the information and express no opinion on it. i MEMBERS OF AICPA AND CALIFORNIA SOCIETY OF CERTIFIED PUBLIC ACCOUNTANTS MEMBER OF AMERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS PRIVATE COMPANIES PRACTICE SECTION Board of Directors La Quinta Redevelopment Agency Page Two Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the basic financial statements. The combining fund financial statements are presented for purposes of additional analysis and are not a required part of the basic financial statements. The combining fund financial statements have been subjected to the auditing procedures applied in the audit of the basic financial statements and, in our opinion, are fairly stated in all material respects in relation to the basic financial statements taken as a whole. In accordance with Government Auditing Standards, we have also issued a report dated August 18, 2005 on our consideration of the City's internal control over financial reporting and our tests of its compliance with certain provisions of laws, regulations, contracts, grant agreements, and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards and should be considered in assessing the results of our audit. August 18, 2005. LA QUINTA REDEVELOPMENT AGENCY Statement of Net Assets June 30, 2005 Governmental Activities 2005 2004 Assets: Cash and investments (note 2) $ 44,543,631 44,248,109 Accounts receivable 143,649 141,113 Interest receivable 270,174 166,135 Notes receivable (note 3) 12,858,098 12,741,527 Deposits 1,110 - Due from other governments 637,129 530,820 Advances to the City of La Quinta (note 4) 7,061,027 5,336,158 Restricted assets: Cash and investments with fiscal agent (note 2) 85,970,211 95,419,807 Capital assets (note 5): Land 52,283,520 68,488,416 Other capital assets,. net 440,000 560,000 Total assets 204,208,549 227,632,085 Liabilities: Accounts payable 134,918 72,677 Interest payable 2,732,639 2,756,408 Deposits payable 46,499 46,499 Due to the City of La Quinta 3,394,775 2,746,630 Noncurrent liabilities (notes 7 to 12): Due within one year 4,175,636 4,051,114 Due in more than one year 269,587,349 270,025,317 Total liabilities 280,071,816 279,698,645 Net assets: Invested in capital assets, net of related debt - - Restricted for: Low moderate housing 86,949,361 56,551,121 Capital projects 32,074,429 56,275,681 Unrestricted (194,887,057) (164,893,362) Total net assets $ (75,863,267) (52,066,560) See accompanying notes to the basic financial statements. 4 1 LA QUINTA REDEVELOPMENT AGENCY Statement of Activities Year ended June 30, 2005 Program Revenues Operating Capital Charges for Contributions Contributions Governmental Activities ' Expenses Services and Grants and Grants 2005 2004 Governmental activities: Planning and development $ 37,334,379 - - (37,334,379) (3,009,321) Low and moderate housing 6,964,980 - 4,339,970 (2,625,010) (17,830,532) Interest expense 10,878,054 - - (10,878,054) (12,279,953) Total governmental activities $ 55,177,413 - 4,339,970 (50,837,443) (33,119,806) General revenues: Taxes: Property taxes 25,656,998 23,668,885 Investment income 851,103 893,828 Rental income 520,243 437,972 Gain (loss) on sale of capital assets (56,763) Miscellaneous revenues 12,392 978,895 Total general revenues 27,040,736 25,922,817 Change in net assets (23,796,707) (7,196,989) Net assets (deficit) at beginning of year (52,066,560) (44,869,571) 1 Net assets (deficit) at end of year $ (75,863,267) (52,066,560) See accompanying notes to the basic financial statements. 5 LA QUINTA REDEVELOPMENT AGENCY Governmental Funds - Balance Sheet June 30, 2005 Special Revenue Funds Debt Service Funds Low/Moderate Low/Moderate Redevelopment Redevelopment Income Housing - Income Housing - Agency - Agency - Assets PA No. 1 PA No. 2 PA No. I PA No. 2 Cash and investments $ 6,758,136 9,059,259 17,912,730 10,328,387 Cash and investments with fiscal agent - - 100 - Accounts receivable 74,249 8,500 - - Interest receivable 30,346 44,826 81,147 57,230 Notes receivable 3,358,098 9,500,000 - - Deposits 1,110 - - - Due from other governments 84,625 42,801 338,499 171,204 Advances to the City of La Quinta - - - _ Total assets $10,306,564 18,655,386 18,332,476 10,556,821 Liabilities and Fund Balances Liabilities: Accounts payable $ 11,120 77,506 3,395 855 Deferred revenue 1,240,225 9,500,000 - - Deposits payable 18,664 - Due to the City of La Quinta - Advances from the City of La Quints, - - _ Total liabilities 1,270,009 9,577,506 3,395 855 Fund balances: Reserved for: Bondprojects _ _ _ _ Debt service _ Notes receivable 2,117,873 Deposits 1,110 Advances to the City of La Quinta - _ Unreserved, reported in: Special revenue funds 6,917,572 9,077,880 - - Debt service funds - 18,329,081 10,555,966 Capital projects funds - - - - Total fund balances (deficit) 9,036,555 9,077,880 18,329,081 10,555,966 Total liabilities and fund balances $10,306,564 18,655,386 18,332,476 10,556,821 See accompanying notes to the basic financial statements 6 Capital Projects Funds Redevelopment 2004 Other Agency - Low/Mod Governmental Totals PA No. 1 Bond Funds 2005 2004 - - 485,119 44,543,631 44,248,109 27,809,770 58,160,341 - 85,970,211 95,419,807 - - 60,900 143,649 141,113 19 55,935 671 270,174 166,135 - - 12,858,098 12,741,527 1,110 - - - 637,129 530,820 5,938,879 1,122,148 7,061,027 5,336,158 33,748,668 58,216,276 1,668,838 151,485,029 158,583,669 33,872 - 8,170 134,918 72,677 - - 10,740,225 10,618,102 - - 27,835 46,499 46,499 3,273,200 121,575 - 3,394,775 2,746,630 - 28,671,083 3,307,072 121,575 36,005 14,316,417 42,154,991 27,809,770 58,160,341 85,970,111 95,419,487 - - - 4,088,071 2,117,873 2,123,425 - - 1,110 5,938,879 1,122,148 7,061,027 5,336,158 - - 15,995,452 7,388,816 - - 28,885,047 (11,104,297) (3,307,053) (65,640) 510,685 (2,862,008) 13,177,018 30,441,596 58,094,701 1,632,833 137,168,612 116,428,678 33,748,668 58,216,276 1,668,838 151,485,029 158,583,669 7 i LA QUINTA REDEVELOPMENT AGENCY Governmental Funds Reconcilation of the Balance Sheet of Governmental Funds to the Statement of Net Assets June 30, 2005 Fund balances of governmental funds $ 137,168,612 Amounts reported for governmental activities in the statement of net assets are different because: Capital assets, net of depreciation, have not been included ' as financial resources in governmental fund activity. Capital assets 52,943,520 ' Accumulated depreciation (220,000) Long term debt has not been included in the governmental fund activity. (273,762,985) tAccrued interest payable for the current portion of interest due on long term debt has not been reported in the governmental funds. (2,732,639) Revenues that are measurable but not available. Amounts are recorded as deferred revenue under the modified accrual basis of accounting. 10,740,225 1 Net assets of governmental activities $ (75,863,267) eSee accompanying notes to the basic financial statements. 1 9 LA QUINTA REDEVELOPMENT AGENCY Governmental Funds Statement of Revenues, Expenditures and Changes in Fund Balances Year ended June 30, 2005 Revenues: Taxes Developer fees Investment income Rental income Loan repayments Miscellaneous revenues Total revenues Expenditures: Current: Planning and development Debt service: Principal Interest and fiscal charges Payments under pass - through obligations Total expenditures Excess (deficiency) of revenues over (under) expenditures Other financing sources (uses): Issuance of tax allocation bonds Proceeds from advances Proceeds from loans Proceeds from sale of capital assets Payment to bond escrow Transfers in (note 14) Transfers out (note 14) Transfers from (to) the City of La Quinta Total other financing sources (uses) Net change in fund balances Fund balances (deficit) at beginning of year, as restated (note 16) Fund balances (deficit) at end of year Special Revenue Funds Low/Moderate Low/Moderate Income Housing - Income Housing - PA No. 1 PA No. 2 $ 61773,423 80,270 310,574 2,048,855 12,392 9,225,514 2,189,402 Debt Service Funds Redevelopment Redevelopment Agency - Agency - PA No. 1 PA No. 2 3,509,241 27,093,693 14,036,962 140,742 255,628 174,272 209,669 - - 332,747 4,192,399 27,349,321 14,211,234 1,350,908 365,810 3,209,964 8,967,948 180,374 195,000 1,782,844 - - 14,421,097 11,335,224 2,189,402 1,350,908 26,964,819 13,493,442 7,036,112 2,841,491 384,502 717,792 1,037,979 1,459,580 668,642 7,897,653 2,478,347 4,142,039 (2,478,347) (4,142,039) - (3,221,318) (1,995,101) (994,948) (1,809,705) 534,296 1,521,225 4,606,671 5,226,407 3,375,787 1,905,727 5,324,463 3,810,148 5,702,093 16,423,354 5,231,503 $ 9,036,555 9,077,880 18,3291081 10,555,966 See accompanying notes to the basic financial statements. 10 I 1 Capital Projects Funds Redevelopment 2004 Other Agency - Low/Mod Governmental Totals PA No. 1 Bond Funds 2005 2004 51,413,319 45,117,032 - - - - 642,580 ' 767,0,,332 36 1191 78,068 2,687,348 1,145,871 - - - 520,243 437,972 - - - 2,381,602 12,392 612,820 366,075 767,036 1,191,332 78,068 57,014,904 48,322,350 558,792 - 193,088 4,838,374 6,707,396 - - 3,404,964 3,196,877 10,750,792 11, 505,230 25,756,321 - - 21,448,147 1 558,792 - 193,088 44,750,451 42,857,640 ' 208,244 1,191,332 (115,020) 12,264,453 5,464,710 ' 442,928 1 _(17,612,949) (17,170,021) (16,961,777) 47,403,373 30,441,596 26,400,000 2,940,487 - - 87,869,343 8,566,295 108,570 (21,546,107) 6,620,386 7,869,439 (6,620,386) (7,869,439) 753,613 (7,124,455) (31,702,384) (32,296,656) (753,613) (7,124,455) (20,195,602) 60,535,150 437,719 (7,239,475) (7,931,149) 65,999,860 57,656,982 8,872,308 145,099,761 50,428,818 58,094,701 1,632,833 137,168,612 116,428,678 11 LA QUINTA REDEVELOPMENT AGENCY Reconcilation of the Statement of Revenues, Expenditures, and Changes in Fund Balances of Governmental Funds to the Statement of Activities Year ended June 30, 2005 Net changes in fund balances - total governmental funds Amounts reported for governmental activities in the statement of activities is different because: $ (7,931,149) 1 Governmental funds report capital outlay as expenditures. However, in the statement of activities, th cost of those assets is allocated over their estimated useful lives as depreciation expense. This is the amount by which capital outlays exceeded depreciation in the current period. (16,324,896) Proceeds from the issuance of debt is reported as other financing sources in the governmental funds. The issuance of debt increases liabilities in the statement of net assets, but does not result in an increase in the statement of activities. (2,940,487) Repayment of bond principal is an expenditure in the governmental funds, but the repayment reduces long-term liabilities in the statement of net assets. Principal repayment 3,404,964 Bond issuance costs are recorded as an expenditure in the governmental funds while full accrual requires the amortization of these costs over the life of the debt. (151,031) The statement of net assets includes accrued interest on long tern debt. 23,769 Revenues that are measurable but not available. Amounts are not recorded as revenues under the modified accrual basis of accounting. Changes in net assets of governmental activities See accompanying notes to the basic financial statements. 12 122,123 $ (23,796,707) LA QUINTA REDEVELOPMENT AGENCY Notes to the Basic Financial Statements Year ended June 30, 2005 (1) Summary of Significant Accounting Policies The following is a summary of the significant accounting policies of the La Quinta Redevelopment Agency: (a) Organization and Tax Increment Financing Redevelopment Goals and Objectives The general objective of the Redevelopment Plan adopted by the Agency is to encourage investment in the Redevelopment Project Areas by the private sector. The Redevelopment Plan provides for the demolition of buildings and improvements, the relocation of any displaced occupants, and the construction of streets, parking facilities, utilities and other public improvements. The Redevelopment Plan also includes the ability to redevelop land by private enterprise or public agencies, the rehabilitation of structures, the rehabilitation or construction of single family and low and moderate income housing, and participation by owners and tenants of properties in the Redevelopment Project. Redevelopment Project Areas ' The Agency has established two redevelopment project areas. On November 29, 1983 the City Council approved and adopted the Redevelopment Plan for the La Quinta Redevelopment Project Area No. 1. On May 16, 1989 the City Council approved and adopted the Redevelopment Plan for the La Quints Redevelopment Project Area No.2. These plans provide for the elimination of blight and deterioration that was found to exist in the project areas. Tax Increment Financine The Law provides a means for financing redevelopment projects based upon an e allocation of taxes collected within a redevelopment project. The assessed valuation of a redevelopment project last equalized prior to adoption of a redevelopment plan or amendment to such redevelopment plan, or "base roll', is established and, except for any period during which the assessed valuation drops below the base year level, the taxing bodies, thereafter, receive the taxes produced by the levy of the current tax rate upon the base roll. Taxes collected upon any increase in assessed valuation over the base roll ("tax increment') are paid and may be pledged by a redevelopment agency to the repayment of any indebtedness incurred in financing or refinancing a redevelopment project. Redevelopment agencies themselves have no authority to levy property taxes. 13 LA QUINTA REDEVELOPMENT AGENCY Notes to the Basic Financial Statements (Continued) (l) Summary of Significant Accounting Policies, (Continued) (b) Basis of Accounting and Measurement Focus The basic financial statements of the Agency are composed of the following: • Government -wide financial statements • Fund financial statements • Notes to the basic financial statements Government -wide Financial Statements Government -wide financial statements display information about the reporting government as a whole, except for its fiduciary activities. These statements include separate columns for the governmental and business -type activities of the primary government (including its blended component units), as well as its discreetly presented component units. The La Quinta Redevelopment Agency has no business - type activities or discretely presented component units. Eliminations have been made in the Statement of Activities so that certain allocated expenses are recorded only once (by the function to which they were allocated). However, general government expenses have not been allocated as indirect expenses to the various functions of the Agency. The accompanying government -wide financial statements for the Agency present negative net assets because the primary activity of the Agency is to issue debt to construct infrastructure that will be owned and maintained by the City. Government -wide financial statements are presented using the economic resources measurement focus and the accrual basis of accounting. Under the economic resources measurement focus, all (both current and long-term) economic resources and obligations of the reporting government are reported in the government -wide financial statements. Basis of accounting refers to when revenues and expenditures are recognized in the accounts and reported in the financial statements. Under the accrual basis of accounting, revenues, expenses, gains, losses, assets, and liabilities resulting from exchange and exchange -like transactions are recognized when the exchange takes place. Revenues, expenses, gains, losses, assets, and liabilities resulting from nonexchange transaction are recognized in accordance with the requirements of GASB Statement No. 33. Program revenues include charges for services and payments outside of the reporting government's citizenry if that money particular program. Program revenues are netted with program statement of activities to present the net cost of each program. 14 made by parties is restricted to a expenses in the I LA QUINTA REDEVELOPMENT AGENCY Notes to the Basic Financial Statements (Continued) (1) Summary of Significant Accounting Policies (Continued) Amounts paid to acquire capital assets are capitalized as assets in the government - wide financial statements, rather than reported as an expenditure. Proceeds of long- term debt are recorded as a liability in the government -wide financial statements, rather than as an other financing source. Amounts paid to reduce long -tern indebtedness of the reporting government are reported as a reduction of the related liability, rather than as an expenditure. Fund Financial Statements The underlying accounting system of the Agency is organized and operated on the basis of separate funds, each of which is considered to be a separate accounting entity. The operations of each fund are accounted for with a separate set of self- e balancing accounts that comprise its assets, liabilities, fund equity, revenues and expenditures or expenses, as appropriate. Governmental resources are allocated to and accounted for in individual funds based upon the purposes for which they are to be spent and the means by which spending activities are controlled. Fund financial statements for the primary government's governmental, proprietary, and fiduciary funds are presented after the government -wide financial statements. These statements display information about major funds individually and nonmajor funds in the aggregate for governmental and enterprise funds. Fiduciary statements include financial information for fiduciary funds and similar component units. e Fiduciary funds primarily represent assets held by the Agency in a custodial capacity for other individuals or organizations. The Agency has no nonmajor funds, enterprise funds, or fiduciary funds. Governmental Funds In the fund financial statements, governmental funds and agency funds are presented using the modified -accrual basis of accounting. Their revenues are recognized when they become measurable and available as net current assets. Measurable means that the amounts can be estimated, or otherwise determined. Available means that the e amounts were collected during the reporting period or soon enough thereafter to be available to finance the expenditures accrued for the reporting period. The Agency uses a sixty day availability period. 1 15 LA QUINTA REDEVELOPMENT AGENCY Notes to the Basic Financial Statements (Continued) (1) Summary of Significant Accounting Policies, (Continued) Revenue recognition is subject to the measurable and availability criteria for the governmental funds in the fund financial statements. Exchange transactions are recognized as revenues in the period in which they are earned (i.e., the related goods or services are provided). Locally imposed derived tax revenues are recognized as revenues in the period in which the underlying exchange transaction upon which they are based takes place. Imposed non -exchange transactions are recognized as revenues in the period for which they were imposed. If the period of use is not specified, they are recognized as revenues when an enforceable legal claim to the revenues arises or when they are received, whichever occurs first. Government - mandated and voluntary non -exchange transactions are recognized as revenues when all applicable eligibility requirements have been met. In the fund financial statements, governmental funds are presented using the current financial resources measurement focus. This means that only current assets and current liabilities are generally included on their balance sheets. The reported fund balance (net current assets) is considered to be a measure of "available spendable resources." Governmental fund operating statements present increases (revenues and other financing sources) and decreases (expenditures and other financing uses) in net current assets. Accordingly, they are said to present a summary of sources and uses of"available spendable resources" during a period. Non -current portions of long-term receivables due to governmental funds are reported on their balance sheets in spite of their spending measurement focus. Special reporting treatments are used to indicate, however, that they should not be considered "available spendable resources," since they do not represent net current assets. Recognition of governmental fund type revenues represented by noncurrent receivables are deferred until they become current receivables. Noncurrent portions of other long-term receivables are offset by fund balance reserve accounts. Because of their spending measurement focus, expenditure recognition for governmental fund types excludes amounts represented by noncurrent liabilities. Since they do not affect net current assets, such long-term amounts are not recognized as governmental fund type expenditures or fund liabilities. Amounts expended to acquire capital assets are recorded as expenditures in the year that resources were expended, rather than as fund assets. The proceeds of long-term debt are recorded as an other financing source rather than as a fund liability. Amounts paid to reduce long-term indebtedness are reported as fund expenditures. When both restricted and unrestricted resources are combined in a fund, expenses are considered to be paid first from restricted resources, and then from unrestricted resources. 16 I LA QUINTA REDEVELOPMENT AGENCY Notes to the Basic Financial Statements (Continued) (1) Summary of Significant Accounting Policies (Continued) (c) Major Funds The following funds are presented as major funds in the accompanying basic financial statements: Special Revenue. Low and Moderate hicome Housing P.A. No 1 and No 2 Funds — To account for the required 20% set aside of property tax increments that is legally restricted for increasing or improving housing for low and moderate income households. Debt Service Funds, P.A. No. 1 and No. 2 — To account for the accumulation of resources for the payment of debt service for bond principal, interest and trustee fees. Capital Projects Funds, P.A. No. 1 — To account for the bond proceeds, interest and other funding that will be used for development, planning, construction and land acquisition. 1 2004 Low and Moderate Income Housing Fund — To account for the bond proceeds, interest and other funding that will be used for development, planning, construction, and land acquisition for low and moderate income housing projects. 1 (d) Cash and Investments For financial reporting purposes, investments are adjusted to their fair value whenever the difference between fair value and the carrying amount is material. Changes in fair value that occur during a fiscal year are recognized as investment income reported for that fiscal year. Investment income includes interest earnings, changes in fair value, and any gains or losses realized upon the liquidation or sale of investments. e) Capital Assets Capital assets (including infrastructure) are recorded at cost where historical records are available and at an estimated historical cost where no historical records exist. Contributed fixed assets are valued at their estimated fair market value at the date of the contribution. Generally, fixed asset purchases in excess of $5,000 are capitalized if they have an expected useful life of three years or more. Buildings are depreciated over a useful life of thirty years. 17 LA QUINTA REDEVELOPMENT AGENCY Notes to the Basic Financial Statements (Continued) (1) Summary of Significant Accounting Policies, (Continued) Capital assets include public domain (infrastructure) general fixed assets consisting of certain improvements including roads, streets, sidewalks, medians, and storm drains. (f) Comparative Data Comparative total data for the prior year have been presented in the accompanying financial statements in order to provide an understanding of changes in the Agency's financial position and operations. However, comparative (i.e., presentation of prior year totals by fund type) data have not been presented in each of the statements since their inclusion would make the statements unduly complex and difficult to read. Certain minor reclassifications of prior year data have been made in order to enhance their comparability with current year figures. (2) Cash and Investments Cash and investments held by the Agency at June 30, 2005 consisted of the following: Equity in State of California Local Agency Investment Fund $ 3,612,974 Equity in City cash and investment pool 40,930,657 Total cash and investments held by the Agency $44.543.631 Cash and investments held by fiscal agent at June 30, 2005 consisted of the following: U.S. Treasury bills. $82,419,111 Money market mutual funds — First American Treasury Obligations 3,551,100 Total cash and investments held by fiscal agent $85970.211 Investments Authorized by the California Government Code and the Agency's Investment Policy The table below identifies the investment types that are authorized for the Agency by the California Government Code and the Agency's investment policy. The table also identifies certain provisions of the California Government Code (or the Agency's investment policy, if more restrictive) that address interest rate risk, credit risk, and concentration of credit risk. This table does not address investments of debt proceeds held by bond trustee that are governed by the provisions of debt agreements of the Agency, rather than the general provisions of the California Government Code or the Agency's investment policy. 18 I LA QUINTA REDEVELOPMENT AGENCY Notes to the Basic Financial Statements (Continued) 1 1 (2) Cash and Investments, (Continued) Authorized *Maximum *Maximum Investment Types By Investment *Maximum Percentage Investment Authorized by State Law Policy Maturity Of Portfolio In One Issuer Local Agency Bonds Yes 5 years None None U.S. Treasury Obligations Yes 5 years None None U.S. Agency Securities Yes 5 years None None Banker's Acceptances Yes 180 days 40% 30% Commercial Paper Yes 270 days 25% 10% Negotiable Certificates of Deposit Yes 5 years 30% None Repurchase Agreements Yes 1 year None None Reverse Repurchase Agreements Yes 92 days 20% of None base value Medium -Term Notes Yes 5 years 30% None Mutual Funds Yes N/A 20% 10% Money Market Mutual Funds Yes N/A 20% 10% Mortgage Pass -Through Securities Yes 5 years 20% None 1 County Pooled Investment Funds Yes N/A None None Local Agency Investment Fund Yes N/A 25% None (LAIF) 1 JPA Pools (other investment pools) Yes N/A None None * Based on state law requirements or investment policy requirements, whichever is more restrictive. Investments Authorized by Debt Agreements o Investment of debt proceeds held by bond trustee are governed by provisions of the debt agreements, rather than the general provisions of the California Government Code or the Agency's investment policy. The table below identifies the investment types that are authorized for investments held by bond trustee. The table also identifies certain provisions of these debt agreements that address interest rate risk, credit risk, and concentration of credit risk. 19 LA QUINTA REDEVELOPMENT AGENCY Notes to the Basic Financial Statements (Continued) (2) Cash and Investments, (Continued) Maximum Maximum Authorized Maximum Percentage Investment Investment Tye Maturity Allowed in One Issuer U.S. Treasury Obligations None None None U.S. Agency Securities None None None Banker's Acceptances 360 days None None Commercial Paper 270 days None None Money Market Mutual Funds N/A None None Negotiable Certificates of Deposit 360 days None None Disclosures Relating to Interest Rate Risk Interest rate risk is the risk that changes in market interest rates will adversely affect the fair value of an investment. Generally, the longer the maturity of an investment, the greater the sensitivity of its fair value to changes in market interest rates. One of the ways that the Agency manages its exposure to interest rate risk is by purchasing a combination of shorter term and longer term investments and by timing cash flows from maturities so that a portion of the portfolio is maturing or coming close to maturity evenly over time as necessary to provide the cash flow and liquidity needed for operations. Information about the sensitivity of the fair values of the Agency's investments (including investments held by bond trustee) to market interest rate fluctuations is provided by the following table that shows the distribution of the Agency's investments by maturity: Total Investment Tye Amount State investment pool $ 3,612,974 Held by bond trustee: Money market funds 3,551,100 U.S. Treasury bills 82,419,111 Total $89.583.185 Remaining Maturity in months 3 Months 4 to 6 Or Less Months 3,612,974 3,551,100 - 52,680,607 29,738,504 20 I LA QUINTA REDEVELOPMENT AGENCY Notes to the Basic Financial Statements (Continued) (2) Cash and Investments, (Continued) Disclosures Relating to Credit Risk Generally, credit risk is the risk that an issuer of an investment will not fulfill its obligation to the holder of the investment. This is measured by the assignment of a rating by a nationally recognized statistical rating organization. Presented below is the minimum rating required by (where applicable) the California Government Code, the Agency's investment policy, or debt agreements, and the actual rating as of year end for each investment type. Minimum Exempt Rating as of Year End Total Legal From Not hnvestment T32 Amount Ratme Disclosure Aa Rated State investment pool 3,612,974 N/A - 3,612,974 1 Held by bond trustee: Money market funds 3,551,100 A 3,551,100 U.S. Treasury bills 82,419,111 N/A 82,419,111 Total $89.583.185 82 419 11 3 51 10 3.612.974 1 Investments in any one issuer that represent 5% or more of total investments by reporting unit (major fund, nonmajor funds in the aggregate, etc.) are as follows: $27,805,721 and 54,613,390 of the cash and investments (held by bond trustee) reported 1 in Capital Projects Redevelopment Agency — PA No. 1 fund and 2004 Low/Mod Bond fund, respectively, are held in the form of U.S. Treasury bills maturing between September 22 and December 31, 2005. Custodial Credit Risk Custodial credit risk for deposits is the risk that, in the event of the failure of a depository financial institution, a government will not be able to recover its deposits or will not be able to recover collateral securities that are in the possession of an outside party. The custodial credit risk for investments is the risk that, in the event of the failure of the counterparty (e.g., broker -dealer) to a transaction, a government will not be able to recover the value of its investment or collateral securities that are in the possession of another party. The California Government Code and the Agency's investment policy do not contain legal or policy requirements that would limit the exposure to custodial credit risk for deposits or investments, other than the following provision for deposits: The California Government Code requires that a financial institution secure deposits made by state or local governmental units by pledging securities in an undivided collateral pool held by a depository regulated under state law (unless so waived by the governmental 21 LA QUINTA REDEVELOPMENT AGENCY Notes to the Basic Financial Statements (Continued) (2) Cash and Investments, (Continued) unit). The market value of the pledged securities in the collateral pool must equal at least 110% of the total amount deposited by the public agencies. California law also allows financial institutions to secure Agency deposits by pledging first trust deed mortgage notes having a value of 150% of the secured public deposits Investment in State Investment Pool The Agency is a voluntary participant in the Local Agency Investment Fund (LAIF) that is regulated by the California Government Code under the oversight of the Treasurer of the State of California. The fair value of the Agency's investment in this pool is reported in the accompanying financial statements at amounts based upon the Agency's pro-rata share of the fair value provided by LAW for the entire LAIF portfolio (in relation to the amortized cost of that portfolio). The balance available for withdrawal is based on the accounting records maintained by LAIF, which are recorded on an amortized cost basis. (3) Notes Receivable In September 1994, the Agency sold certain real property to LINC Housing for $2,112,847. The property was used to construct single- family homes and rental units to increase the City's supply of low and moderate income housing. The note bears interest at 6% per annum and is due in full on June 15, 2029. In December 2000, the Agency entered into an agreement with LINC Housing to receive $9,500,000 as a reimbursement for Agency costs incurred for the construction of infrastructure related to the development of senior apartments. Payments are due to the Agency in the amount of annual positive cash flow generated by the rental of the units. All unpaid principal and interest on the note are due fifty-five years after the completion of the project. Interest on the note accrues at 3% per annum. Other notes receivable Total notes receivable Outstanding Balance at June 30, 2005 $ 3,275,614 9,500,000 22 I LA QUINTA REDEVELOPMENT AGENCY Notes to the Basic Financial Statements (Continued) e(4) Advances to the City of La Quinta The Redevelopment Agency advanced funds to the City of La Quinta to help the City meet the cost of developing the public -owned improvements to the La Quinta Community Park and Civic Center Campus. There is no stipulated repayment date established for the Agency advances. Interest accrues at the earning rate of the City's Investment Pool funds, and shall be adjusted quarterly. At June 30, 2005, outstanding Project Area No. 1 1 advances were $5,938,879 and Project Area No. 2 advances were $1,122,148. (5) Capital Assets Capital asset activity for the year ended June 30, 2005 was as follows: Balances at Balances at June 30, 2004 Additions Deletions June 30, 2005 Buildings $ 800,000 120,000 (260,000) 660,000 Total cost of depreciable assets 800,000 120,000 (260,000) 660,000 Less accumulated depreciation for: Buildings (240,0001 (25,992 45,992 (220,000) Net depreciable assets 560,000 94,008 (214,008) 440,000 Capital assets not depreciated: Land 68,488,416 5,433,978 (21,638,874) 52,283,520 Capital assets, net $69.048.416 ,52�7,986 (1.8 ) 2.723.520 1 23 LA QUINTA REDEVELOPMENT AGENCY Notes to the Basic Financial Statements (Continued) (6) Property Taxes Under California law, property taxes are assessed and collected by the counties up to 1% of assessed value, plus other increases approved by the voters. The property taxes are recorded initially in a pool, and are then allocated to the cities based on complex formulas. Accordingly, the City of La Quinta accrues only those taxes that are received from the County within sixty days after year-end. Lien date January 1 Levy date July I Due dates November 1 and February 1 Collection dates December 10 and April 10 The La Quinta Redevelopment Agency's primary source of revenue comes from ' property taxes. Property taxes allocated to the Agency are computed in the following manner: (a) The assessed valuation of all property within the project area is determined on the ' date of adoption of the Redevelopment Plan. (b) Property taxes related to the incremental increase in assessed values after the adoption of the Redevelopment Plan are allocated to the Agency; all taxes on the "frozen" assessed valuation of the property are allocated to the City and other districts. The Agency has no power to levy and collect taxes and any legislative property tax shift might reduce the amount of tax revenues that would otherwise be available to pay the principal of, and interest on, debt. Broadened property tax exemptions could have a similar effect. Conversely, any increase in the tax rate or assessed valuation, or any reduction or elimination of present exemptions would increase the amount of tax revenues that would be available to pay principal and interest on debt. 24 LA QUINTA REDEVELOPMENT AGENCY Notes to the Basic Financial Statements (Continued) 7) Lone -Term Liabilities Long-term liability activity for the year ended June 30, 2005 was as follows: Amounts Balance at Balance at due within June 30, 2004 Additions Deletions June 30, 2005 one vear Loans payable to City of La Quinta Financing Authority $66,323,236 Project Area No 1994 Tax Allocation Bonds 17,085,000 1998 Tax Allocation Bonds 15,760,000 2001 Tax Allocation Bonds 46,254,248 2002 Tax Allocation Bonds 37,932,244 2003 Tax Allocation Bonds 25,476,136 Pass -through agreement payable: Coachella Valley Unified School District 6,653,377 Advances from City of La Quinta 12,335,283 Loans payable to City of La Quinta Financing Authority 16,961,867 Project Area No. 2 - 66,323,236 554,773 (1,430,000) 15,655,000 1,510,000 - - 15,760,000 - 64,658 - 46,318,906 - 53,670 (575,000) 37,410,914 585,000 32,703 (390,000) 25,118,839 405,000 - (726,114) 5,927,263 740,636 1,480,907 (88,850) 13,727,340 - - - 16,961,867 141,881 1998 Tax Allocation Bonds 6,325,000 (95,000) 6,230,000 100,000 Due to County of Riverside 2,050,000 - (100,000) 1,950,000 100,000 Advances from City of La Quinta 16,335,800 1,459,580 - 17,795,380 - Loans payable to City of La Quinta Financing Authority 4,584,240 - - 4,584,240 38,346 Total long-term liabilities $274.07fi.431 3 OAS I fl (3.4) 273962.985 4.175.636 25 LA QUINTA REDEVELOPMENT AGENCY Notes to the Basic Financial Statements (Continued) (,8) Tax Allocation Bonds Tax Allocation Refunding Bonds, Series 1994 Tax allocation refunding bonds, Series 1994, in the amount of $26,665,000 were issued by the Agency to refund the outstanding aggregate principal amount of the Agency's Tax Allocation Bonds, Series 1989 and 1990. The remaining proceeds were used to finance certain capital improvements within the La Quinta Redevelopment Project Area No. 1. Interest rates on the bonds range from 3.80% to 8% and are payable semi-annually on March 1 and September 1 of each year until maturity. The interest and principal of the bonds are payable solely from pledged tax increment revenues. The bonds are not subject to redemption prior to maturity. There are certain limitations regarding the issuance of parity debt as further described in the official statement. A portion of the proceeds was used to obtain a surety agreement to satisfy the bond reserve requirement. The principal balance of outstanding bonds at June 30, 2005 is $15,655,000. Tax Allocation Refunding Bonds, Series 1998 - Project Area No. 1 Tax allocation refunding bonds, Series 1998, in the amount of $15,760,000 were issued by the Agency to refund the outstanding aggregate principal amount of the Agency's Tax Allocation Bonds, Series 1991. The remaining proceeds were used to finance certain capital improvements within the La Quinta Redevelopment Project Area No. 1. Interest rates on the bonds range from 5.20% to 5.25% and are payable semi-annually on March 1 and September 1 of each year until maturity. The interest and principal of the bonds are payable from pledged tax increment revenues. There are certain limitations regarding the issuance of panty debt as further described in the official statement. Term Bonds maturing September 1, 2028 are subject to mandatory sinking fund redemption, in part by lot, on September 1, 2013 and on each September 1 thereafter, through September 1, 2028, at a price equal to the principal amount thereof plus accrued interest. A portion of the proceeds was used to obtain a surety agreement to satisfy the bond reserve requirement. The principal balance of outstanding bonds at June 30, 2005 is $15,760,000. Tax Allocation Refunding Bonds, Series 1998 - Proiect Area No. 2 Tax allocation refunding bonds, Series 1998, in the amount of $6,750,000 were issued by the Agency to refund the outstanding aggregate principal amount of the Agency's Tax Allocation Bonds, Series 1992. The remaining proceeds were used to finance certain capital improvements within the La Quinta Redevelopment Project Area No. 2. e-T1 LA QUINTA REDEVELOPMENT AGENCY Notes to the Basic Financial Statements (Continued) (8) Tax Allocation Bonds, (Continued) Interest rates on the bonds range from 3.75% to 5.25% and are payable semi-annually on March 1 and September 1 of each year until maturity. The interest and principal of the bonds are payable solely from pledged tax increment revenues of Project Area No. 2. Term Bonds maturing September 1, 2028 and September 1, 2033 are subject to mandatory sinking fund redemption, in part by lot, on September 1, 2009 and September 1, 2019, respectively, and on each September 1 thereafter at a price equal to the principal amount thereof plus accrued interest. There are certain limitations regarding the issuance of parity debt as further described in the official statement. A portion of the proceeds was used to obtain a surety agreement to satisfy the bond reserve requirement. The principal balance of outstanding bonds at June 30, 2005 is $6,230,000. Tax Allocation Bonds, Series 2001 — Proiect Area No. 1 1 On August 15, 2001, the Agency issued tax allocation bonds in the amount of $48,000,000 to finance capital projects benefiting the La Quinta Redevelopment Project Area No. 1. The 2001 tax allocation bonds were issued at a discount of $422,400 and issuance costs of $1,517,325. The bonds consist of $17,280,000 of term bonds that accrue interest at 5.00% and mature on September 1, 2021 and $30,720,000 of term bonds that accrue interest at 5.18% and mature on September 1, 2031. The interest and principal on the bonds are payable from pledged tax increment revenues. t A portion of the proceeds were used to obtain a surety agreement to satisfy the bond reserve requirement. The principal balance of outstanding bonds at June 30, 2005 is $46,318,906 ($48,000,000 net of unamortized discount and issuance costs of $1,681,094). Tax Allocation Bonds, Series 2002 — Project Area No. 1 On June 12, 2002, the Agency issued tax allocation bonds in the amount of $40,000,000 to finance capital projects benefiting the La Quinta Redevelopment Project Area No. 1. The 2002 tax allocation bonds were issued at a discount of $360,000 and issuance costs of $1,250,096. 1 The bonds consist of $6,355,000 of serial bonds and $33,645,000 of term bonds. Interest rates on serial bonds range from 1.75% and 4.00% and are payable semi-annually on March 1 and September 1 of each year until maturity. Term bonds accrue interest at 5.00% and 5.125% and mature on September 1, 2022 and September 1, 2023. The interest and principal on the bonds are payable from pledged tax increment revenues. �J 27 LA QUINTA REDEVELOPMENT AGENCY Notes to the Basic Financial Statements (Continued) (8) Tax Allocation Bonds. (Continued) A portion of the proceeds were used to obtain a surety agreement to satisfy the bond reserve requirement. The principal balance of outstanding bonds at June 30, 2005 is $37,410,914 ($38,860,000 net ofunamortized discount and issuance costs of $1,449,086). Tax Allocation Bonds, Series 2003 — Proiect Area No. 1 On September 1, 2003, the Agency issued tax allocation bonds in the amount of $26,400,000 to finance capital projects benefiting the La Quinta Redevelopment Project Area No. 1. The 2003 tax allocation bonds were issued at a discount of $277,200 issuance costs of $629,191. Interest is payable semi-annually on March 1 and September 1 of each year, commencing March 1, 2004. Interest payments range from 4.24% to 6.44% per annum. The interest and principal on the bonds are payable from pledged tax increment revenues. Term bonds maturing on September 1, 2013 through September 1, 2032 are subject to mandatory redemption from minimum sinking fund payments, in part by lot, on September 1, 2004, September 1, 2014, and September 1, 2024, respectively, and on each September 1 thereafter at a redemption price equal to the principal amount thereof plus accrued interest to the redemption date. A portion of the proceeds was used to obtain a surety agreement to satisfy the bond , reserve requirement. There are certain limitations regarding the issuance of parity debt as further described in the official statement. The principal balance of outstanding bonds at ' June 30, 2005 is $25,118,839 ($26,010,000 net of unamortized discount and issuance costs of $891,161). 28 F LA QUINTA REDEVELOPMENT AGENCY Notes to the Basic Financial Statements (Continued) (8) Tax Allocation Bonds. (Continued) The minimum annual requirements (including sinking fund requirements) to amortize the Project Area No. 1 and No. 2 tax allocation bonds as of June 30, 2005 are as follows: Project Area No. 1 Project Area No. 2 Tax Allocation Bonds Tax Allocation Bonds June 30: Principal Interest Principal Interest 2006 $ 2,500,000 7,805,905 100,000 319,168 e 2007 2008 2,640,000 2,795,000 7,658,900 7,500,554 105,000 110,000 314,785 310,135 2009 2,960,000 7,330,189 115,000 305,184 2010 3,135,000 7,144,063 120,000 299,550 1 2011 3,330,000 6,941,435 125,000 293,272 2012 3,540,000 6,724,311 130,000 286,737 2013 3,765,000 6,491,872 140,000 279,819 2014 3,515,000 6,281,899 145,000 272,516 2015 3,690,000 6,095,257 150,000 264,956 2016 3,885,000 5,896,531 160,000 257,013 2017 4,090,000 5,687,234 170,000 248,556 2018 4,305,000 5,466,835 175,000 239,716 2019 4,530,000 5,234,798 185,000 230,491 2020 4,770,000 4,990,457 195,000 220,631 2021 2022 5,020,000 5,285,000 4,733,125 4,462,141 205,000 215,000 210,131 199,106 2023 5,565,000 4,175,504 230,000 187,425 2024 5,860,000 3,871,622 240,000 175,087 2025 6,170,000 3,549,682 255,000 162,094 2026 6,505,000 3,209,208 265,000 148,444 2027 6,850,000 2,850,313 280,000 134,138 1 2028 7,220,000 2,472,033 295,000 119,044 2029 7,610,000 2,073,117 310,000 103,163 2030 8,015,000 1,653,186 325,000 86,494 2031 8,445,000 1,211,175 345,000 68,906 2032 8,905,000 745,023 360,000 50,400 2033 9,385,000 252,852 380,000 30,975 2034 - - 400,000 10,500 $ 1442285,000 132,509,221 6,230,000 5,828,436 29 LA QUINTA REDEVELOPMENT AGENCY Notes to the Basic Financial Statements (Continued) (9) Loans Payable to the City of La Quinta Financing Authority On June 29, 2004, the La Quinta Financing Authority issued revenue bonds in the amount of $90,000,000 to finance projects benefiting low and moderate income housing in La Quinta Redevelopment Project Area No. 1 and La Quinta Redevelopment Project Area No. 2 and to advance refund the Agency's Redevelopment Project Areas No. 1 and 2, 1995 Housing Tax Allocation Bonds. The La Quinta Financing Authority loaned $87,869,343 of the proceeds of the bonds to the La Quinta Redevelopment Agency. Interest is payable semi-annually on March 1 and September 1 of each year, commencing September 1, 2004. Interest payments range from 3% to 5.25% per annum. The interest and principal on the bonds are payable from pledged tax increment revenues. Term bonds maturing on September 1; 2024, September 1, 2029 and September 1, 2034 are subject to mandatory redemption from minimum sinking fund payments, in part by lot, on September 1, 2017, September 1, 2025, and September 1, 2030, respectively, and on each September 1 thereafter at a redemption price equal to the principal amount thereof plus accrued interest to the redemption date. A portion of the proceeds was used to obtain a surety agreement to satisfy the bond reserve requirement. There are certain limitations regarding the issuance of parity debt as further described in the official statement. The principal balance of outstanding loans payable to the Financing Authority at June 30, 2005 is $87,869,343. I LA QUINTA REDEVELOPMENT AGENCY Notes to the Basic Financial Statements (Continued) (9) Loans Payable to the City of La Quinta Financing Authority, (Continued) The minimum annual requirements to repay the loan to the Financing Authority as of June 30, 2005 are as follows: 2004 Series A Revenue Bonds June 30 Principal Interest 2006 $ 735,000 2,990,049 2007 1,520,000 4,436,981 2008 1,570,000 4,403,156 e 2009 1,615,000 4,356,806 2010 1,670,000 4,304,994 2011 1,740,000 4,243,332 2012 1,805,000 4,175,132 2013 1,890,000 4,099,719 2014 1,975,000 4,016,581 2015 2,075,000 3,924,681 2016 2,175,000 3,823,431 2017 2,290,000 3,714,462 2018 2,410,000 3,597,256 2019 2,535,000 3,473,881 2020 2,670,000 3,344,075 2021 2,810,000 3,207,444 2022 2,960,000 3,063,594 2023 3,115,000 2,912,132 e 2024 2025 3,275,000 3,450,000 2,752,663 2,584,925 2026 3,630,000 2,408,394 2027 3,810,000 2,227,082 2028 4,000,000 2,041,082 2029 4,200,000 1,845,832 2030 4,410,000 1,640,832 2031 4,635,000 1,425,582 2032 4,870,000 1,196,560 2033 5,120,000 952,994 2034 5,380,000 697,000 2035 3,529,343 572,969 87.869.343 88.433.621 31 LA QUINTA REDEVELOPMENT AGENCY Notes to the Basic Financial Statements (Continued) (10) Due to County of Riverside Project Area No, 2 Based on an agreement dated July 5, 1989 between the Agency and the County, until the tax increment reaches $5,000,000 annually in Project Area No. 2, the Agency will pay to the County 50% of the County portion of tax increment. At the County's option, the County's pass -through portion can be retained by the Agency to finance new County facilities or land costs that benefit the County and serve the La Quinta population. Per the agreement, the Agency must repay all amounts withheld from the County. The tax increment is to be paid to the County in amounts ranging from $100,000 to $250,000 over a payment schedule through June 30, 2015. Interest does not accrue on this obligation. The balance at June 30, 2005 is $1,950,000. The minimum annual requirement to amortize Due to County of Riverside as of June 30, 2005 is as follows: June 30 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 Principal $ 100,000 100,000 150,000 200,000 200,000 200,000 250,000 250,000 250,000 250.00 32 r LA QUINTA REDEVELOPMENT AGENCY Notes to the Basic Financial Statements (Continued) 11) Pass -through Agreement Payable to Coachella Valley Unified School District o An agreement was entered into in 1991 between the Agency, the City of La Quinta and the Coachella Valley Unified School District (District), which provides for the payment to the District a portion of tax increment revenue associated with properties within District confines. Such payments are subordinate to other indebtedness of the Agency incurred in furtherance of the Redevelopment Plan for Project Area No. 1. This tax increment is paid to the District over a payment schedule through August 1, 2012 in amounts ranging from $474,517 to $834,076 for a total amount of $15,284,042. Tax increment payments outstanding at June 30, 2005 totaled $5,927,263. The District agrees to use such funds to provide classroom and other construction costs, site acquisition, school buses, expansion or rehabilitation of current facilities. The minimum annual requirements to amortize Payable to Coachella Valley Unified School District as of June 30, 2005 are as follows: June 30 Principal 2006 $ 740,636 2007 755,449 2008 770,558 2009 785,968 2010 801,688 2011 817,722 2012 834,076 2013 421,166 S9272 (12) Advances from the City of La Quinta The City of La Quinta advances money to the Redevelopment Agency to cover operating and capital shortfalls. There is no stipulated repayment date established for the City advance. Interest accrues at 10% per annum. The City of La Quinta advanced money to Project Area No. 1 in the amount of $6,397,129 with interest accruing at 7% per annum. The maturity date for this advance is November 29, 2033. At June 30, 2005, the outstanding balances for Project Area No. 1 and Project Area No. 2 are $13,727,340 and $17,795,380,respectively. 33 LA QUINTA REDEVELOPMENT AGENCY Notes to the Basic Financial Statements (Continued) (13) Pledged Tax Revenues All tax revenues received by the Agency other thanthe amount required by law to be deposited in a low and moderate income housing fund, are required to be used to meet debt service requirements of the bond indentures before any payments may be made on other obligations of the Agency. (14) Transfers In and Out The following transfers were made during the year ended June 30, 2005: Transfer In Transfer Out Amount Debt Service — RDA PA No. 1 Low/Mod Income Housing — PA No. 1 $2,478,347 (A) Debt Service — RDA PA No. 2 Low/Mod Income Housing — PA No. 2 4,142,039 (B) Total transfers $6.624 (A) $2,478,347 was transferred from the Low/Moderate Housing Project Area No. 1 Fund to the RDA Debt Service Project Area No. 1 Fund to pay a portion of the 2004 Series A Local Agency Revenue Bond debt service. (B) $4,142,039 was transferred to the Capital Improvement Fund from the Low/Moderate Housing Project Area No. 2 Fund to provide funding for the production of low and moderate income housing units. (15) Educational Revenue Augmentation Fund (ERAF) Pavment During fiscal year ended June 30, 2005, Chapter 1127 of the 2002 Statutes of the State of California requires redevelopment agencies to shift $250,000,000 in property tax revenue to kindergarten through twelfth grade schools and community colleges. The State Department of Finance has determined that the La Quinta Redevelopment Agency amount is $2,780,728 of the $250,000,000, which was forwarded to the Riverside County Auditor in accordance with the statute. 34 LA QUINTA REDEVELOPMENT AGENCY Notes to the Basic Financial Statements (Continued) (16) Restatement of Begi using Fund Balances During the year ended June 30, 2005, the Agency restated the beginning fund balance of its debt service fund to exclude advances payable to the City. Within the context of the separately issued financial statements of the Agency, these amounts are considered to be long-term debt due to an external party (the City). Governmental funds are presented using the current financial resources measurement focus. Since long-term advances due to the City are not due and payable in the current period, they are not reported as governmental fund liabilities. The following summarizes the effect of a restatement to beginning fund balances as of July 1, 2004: RDA RDA Debt Debt Service Service PA No. 1 PA No. 2 Fund balance (deficit) at beginning of year, as previously reported $ 4,088,071 (11,104,297) To properly exclude advances from the City from the Agency's governmental funds 12,335,283 16,335,800 Fund balance at beginning of year, as restated 16.423.354 5.231.503 35 REQUIRED SUPPLEMENTARY INFORMATION 37 LA QUINTA REDEVELOPMENT AGENCY Notes to Required Supplementary Information Year ended June 30, 2005 (1) Budgets and Budgetary Accounting The Agency adopts an annual budget prepared on the modified accrual basis of accounting for its governmental funds. The City Manager or his designee is authorized to transfer budgeted amounts between the accounts of any department. Revisions that alter the total appropriations of any department or fund are approved by City Council. Appropriations were $1,236,481 during the year. Prior year appropriations lapse unless they are approved for carryover into the following fiscal year. Expenditures may not legally exceed appropriations at the department level. Reserves for encumbrances are not recorded by the City of La Quinta. 38 LA QUINTA REDEVELOPMENT AGENCY Low/Moderate Income Housing Fund - PA No. 1 Schedule of Revenues, Expenditures, and Changes in Fund Balances - Budget and Actual Year ended June 30, 2005 Variance with Prior Budget Final Budget Year Original Final Actual Positive (negative) Actual Revenues: Taxes $ 6,246,300 6,480,979 6,773,423 292,444 5,991,739 Developer fees - - - - 20,275 Investment income 20,800 20,800 80,270 59,470 - Rental income 341,000 341,000 310,574 (30,426) 367,598 Loan repayments - - 2,048,855 2,048,855 490,398 Miscellaneous - 12,392 12,392 366,076 Total revenues 6,608,100 6,842,779 9,225,514 2,382,735 7,236,086 Expenditures: Current: Planning and development 3,786,329 5,620,980 2,189,402 3,431,578 3,591,028 Total expenditures 3,786,329 5,620,980 2,189,402 3,431,578 3,591,028 Excess (deficiency) of revenues over (under) expenditures 2,821,771 1,221,799 7,036,112 5,814,313 3,645,058 Other financing sources (uses): Transfers out (1,733,369) (2,478,347) (2,478,347) (1,731,455) Transfers to the City of La Quinta _ (2,216,625) Proceeds from sale of capital assets 150,000 990,000 668,642 321,358 1 Total other financing sources (uses) (1,583,369) (1,488,347) 1,809,705 321,358 3,948,080 1 Net change in fund balances 1,238,402 (266,548) 5,226,407 5,492,955 (303,022) Fund balances at beginning of year 3,810,148 3,810,148 3,810,148 - 4,113,170 Fund balances at end of year $ 5,048,550 3,543,600 9,036,555 5,492,955 3,810,148 39 LA QUINTA REDEVELOPMENT AGENCY Low/Moderate Income Housing Fund - PA No. 2 Schedule of Revenues, Expenditures, and Changes in Fund Balances - Budget and Actual Revenues: Taxes Developer fees Investment income Rental income Repayment of loans Miscellaneous Total revenues Expenditures: Current: Planning and development Total expenditures Year ended June 30, 2005 Budget Original Final $ 3,115,000 3,345,543 7,054,074 7,054,074 24,100 24,100 Variance with Prior Final Budget Year Actual Positive (negative) Actual i,509,241 163,698 3,031,668 - (7,054,074) 622,305 140,742 116,642 109,504 209,669 209,669 63,580 332,747 332,747 122,422 108,569 10,193,174 10,423,717 4,192,399 6 231 318 4,058,048 5,363,759 6,047,702 1,350,908 4,696,794 562,895 5,363,759 6,047,702 1,350,908 4,696,794 562,895 Excess (deficiency) of revenues over (under) expenditures 4,829,415 4,376,015 2,841,491 1534,524 3,495,153 Other financing sources (uses): Proceeds from sale of capital asset - 8,637,300 7,897,653 (739,647) - Transfers out (337,867) (4,128,726) (4,142,039) (13,313) (337,984) Transfers to the City of La Quinta - (3,221,318) (3,221,318 3,437,986 Total other financing. sources (uses) ` Net change in fund balances Fund balances at beginning of year Fund balances at end of year (337,867) 1,287,256 534,296 4,491,548 5,663,271 3,375,787 5,702,093 5,702,093 5,702,093 $ 10,193,641 11,365,364 9,077,880 752,960 3,775,970 (2,287,484) (280,817) 5,982,910 2,287,484 5,702,093 40 I 0 0 1 0 1 0 1 SUPPLEMENTARY INFORMATION 0 0 0 0 0 1 0 0 1 1 41 1 LA QUINTA REDEVELOPMENT AGENCY Non -Major Governmental Funds - Balance Sheet , June 30, 2005 Capital Projects Funds ' Redevelopment Redevelopment Agency - Agency - Taxable ' Totals PA No. 2 Bond PA No.1 2005 2004 Assets , Cash and investments $ 485,119 - 485,119 1,845,134 Cash and investments ' with fiscal agent - - - 8,490,446 Accounts receivable 60,900 - 60,900 60,900 Interest receivable 671 - 671 1,682 , Advances to the City of La Quinta 1,122,148 - 1,122,148 1,260,695 Total assets 1,668,838 - 1,668,838 11,658,857 , Liabilities and Fund Balances ' Liabilities: Accounts payable 8,170 8,170 12,084 ' Deposits payable 27,835 - 27,835 27,835 Due to the City of La Quinta - - 2,746,630 Total liabilities 36,005 36,005 2,786,549 , Fund balances: , Reserved for. Advances to the City of La Quinta 1,122,148 - 1,122,148 1,260,695 , Unreserved, reported in: Capital projects funds 510,685 - 510,685 7,611,613 , Total fund balances 1,632,833 - 1,632,833 8,872,308 Total liabilities and ' fund balances $ 1,668,838 - 1,668,838 11,658,857 ALA QUINTA REDEVELOPMENT AGENCY Non -Major Governmental Funds Statement of Revenues, Expenditures and Changes in Fund Balances Year ended June 30, 2005 Capital Projects Funds Redevelopment Redevelopment Agency - Agency - Taxable Totals PA No. 2 Bond PA No.1 2005 2004 Revenues: Investment income $ 38,475 39,593 78,068 120,417 Total revenues 38,475 39,593 78,068 120,417 Expenditures: 0 Current: Planning and development 193,088 193,088 174,152 Debt service: Interest and fiscal charges - - 949,968 Total expenditures 193,088 - 193,088 1,124,120 1 Excess (deficiency) of revenues over (under) expenditures 154,613 39,593 (115,020) (1,003,703) Other financing sources (uses): Issuance of tax allocation bonds - - - 26,400,000 Transfers in 5,800,000 Transfers from (to) the 1 City of LaQuinta 1,341,046 (5,783,409) (7,124,455) (25,475,641) Total other financing sources (uses) 1,341,046 (5,783,409) (7,124,455) 6,724,359 ANet change in fund balances (1,495,659) (5,743,816) (7,239,475) 5,720,656 Fund balances at beginning of year 3,128,492 5,743,816 8,872,308 3,151,652 Fund balances at end of year $ 1,632,833 - 1,632,833 8,872,308 43 AND CERTIFIED PUBLIC ACCOUNTANTS ASSOCIATES, L.L.P. Board of Directors La Quinta Redevelopment Agency La Quinta, California 2301 DUPONT DRIVE, SUITE 200 IRVINE, CALIFORNIA 92612 (949) 474-2020 Fax (949) 263-5520 We have audited the financial statements of the La Quinta Redevelopment Agency as of and for the year ended June 30, 2005, and have issued our report thereon dated August 18, 2005. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Compliance and Other Matters As part of obtaining reasonable assurance about whether the financial statements of the La Quinta Redevelopment Agency are free of material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. Such provisions include those provisions of laws and regulations identified in the Guidelines for Compliance Audits of California Redevelopment Agencies, issued by the State Controller. However, providing an opinion on compliance with those provisions was not an objective of our audit and, accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards, except as follows: During our review of the City's Redevelopment Agency we noted that the five year implementation plan was not filed within the required time frame. The previous plan was filed in July 1999. The Health and Safety Code Section 33490(a)(1)(A) states than a five year implementation plan "shall be adopted every five years ... in conjunction with the implementation plan cycle." Internal Control Over Financial Reporting In planning and performing our audit, we considered the La Quinta Redevelopment Agency's internal control over financial reporting in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and not to provide an opinion on the internal control over financial reporting. Our consideration of the internal control over financial reporting would not necessarily disclose all matters in the internal control over financial reporting that might be material weaknesses. A material weakness is a reportable condition in which the design or operation of one or more misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. We noted no matters involving the internal control over financial reporting and its operation that we consider to be material weaknesses. 44 MEMBERS OF AICPA AND CALIFORNIA SOCIETY OF CERTIFIED PUBLIC ACCOUNTANTS MEMBER OF AMERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS PRIVATE COMPANIES PRACTICE SECTION Board of Directors La Quinta Redevelopment Agency La Quinta, California Page 2 This report is intended solely for the information and use of the Audit committee, management, and the State Controller and is not intended to be and should not be used by anyone other than those specified parties. ( ira�a•l�ASgo-ua&r L.L.P August 18, 2005 45 ot 4-V QuiKAU OF Fylti AGENDA CATEGORY: COUNCIL/RDA MEETING DATE: December 6, 2005 BUSINESS SESSION: _ ITEM TITLE: Approval of Annual Continuing 3 Disclosure for the La Quinta Redevelopment Agency CONSENT CALENDAR: 1998, 2001, 2002 and 2003 Tax Allocation Bonds STUDY SESSION: for Fiscal Year End June 30, 2005 -- PUBLIC HEARING: RECOMMENDATION: Approve, receive and file the Annual Continuing Disclosure for the La Quinta Redevelopment Agency 1998, 2001, 2002 and 2003Tax Allocation Bonds for Fiscal Year End June 30, 2005. FISCAL IMPLICATIONS: None. CHARTER CITY IMPLICATIONS: None. BACKGROUND AND OVERVIEW: On November 10, 1994, the Securities and Exchange Commission adopted amendments to existing federal regulations (Rule 15c2-12) for bonds issued after July 3, 1995, requiring issuers of municipal securities (Bond issues) to do the following annually for each bond issue: 1. Prepare official statements meeting the content requirement of Rule 15c2-12. 2. File certain financial information and operating data with national and state repositories each year. 3. Prepare announcements of the significant events including payment defaults, defeasances and draws on a reserve fund as the events occur. Attachment 1 is the 2004/05 Annual Continuing Disclosure Statement for the La Quinta Redevelopment Agency 1998 Housing Tax Allocation Bonds prepared in accordance with the three aforementioned requirements. Additionally, no announcement of significant events was necessary for Fiscal Year 2004/05. In addition, the Agency has issued disclosure reports for the 2001, 2002 and 2003 RDA Tax Allocation Bond issues (Attachment 1). FINDINGS AND ALTERNATIVES: The alternatives available to the Redevelopment Agency Board include: 1. Approve, receive and file the Annual Continuing Disclosure for the La Quinta Redevelopment Agency 1998, 2001, 2002 and 2003 Tax Allocation Bonds for Fiscal Year End June 30, 2005; or 1 . Do not approve, receive and file the Annual Continuing Disclosure for the La Quinta Redevelopment Agency 1998, 2001, 2002 and 2003 Tax Allocation Bonds for Fiscal Year End June 30, 2005; or 3. Provide staff with alternative direction. Respectfully submitted, -,tt John M. Falconer, Finance Director Approved for submission by: ZY4 �n Thomas P. Genovese, Executive Director Attachment: 1. 2004/05 Annual Continuing Disclosure Statement for the RDA 1998, 2001, 2002 and 2003 Tax Allocation Bonds 2 ATTACHMENT 1 MuMP'inancial Attn: Federal Compliance Division 27368 Via Industria, Suite 110 Temecula, California 92590 (951) 587-3510 Fax (951) 587-3500 Bus. RE: ANNUAL CONTINUING DISCLOSURE INFORMATION STATEMENTS FOR FISCAL YEAR ENDING 2005 FOR: Local Agency Revenue Bonds 2004 Series A 1996 Lease Revenue Refunding Bonds (La Quinta City Hall Project La Quinta Redevelopment Project Area No. 1, Tax Allocation Refunding Bonds, Series 1998 La Quinta Redevelopment Project Area No. 2, Tax Allocation Refunding Bonds, Series 1998 La Quinta Redevelopment Project Area No. 1, Tax Allocation Refunding Bonds, Series 2001 La Quinta Redevelopment Project Area No. 1, Tax Allocation Bonds, Series 2002 La Quinta Redevelopment Project Area No. 1, Tax Allocation Bonds, Taxable Series 2003 The Continuing Disclosure Covenants outline the Significant Events that must be reported if thev are deemed material. I have investigated each of these items and have no knowledge that any of the events listed below have occurred or have not been previously reported. 1. Principal and interest payment delinquencies on the Bonds. 2 Non-payinent related defaults. 3. Unscheduled draws on debt service reserves reflecting Financial difficulties. 4. Unscheduled draws on credit enhancements reflecting financial difficulties. 5. Substitution of credit or liquidity providers, or their failure to perform. 6. Adverse tax opinions or events affecting the tax-exempt status of the security. 7. Modifications to rights of security holders. 8. Contingent or unscheduled bond calls. 9. Defeasances. 10. Release, substitution, or sale of property securing repayments of the securities. 11. Rating changes. I certify that the Annual Continuing Disclosure Information Statements do not contain any untrue statement of material fact or omit to state any material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they are made, not misleading. In addition, the above referenced Annual Continuing Disclosure Information Statements have been approved to be disseminated to the Nationally Recognized Municipal Securities Information Repositories (the "NRMSIRs"), the State Information Depositories (where applicable), and to be made available by MuniFinancial along with any additionally required documents on the internet at www.muni.com. CITY OFrLA QUINTA Signature: / Date: _ Jahn Falconer, Finance Director M 3 LA QUINTA REDEVELOPMENT AGENCY $15, 760, 00 LA QUINTA REDEVELOPMENT PROJECT AREA NO. 1 TAX ALLOCATION REFUNDING BONDS, SERIES 1998 Riverside County, California Dated: June 1, 1998 CUSIP: 504194 2005 ANNUAL CONTINUING DISCLOSURE INFORMATION STATEMENT As of December 6, 2005 Also available at: ="'MuniFinancial02 () www.muni.com 21 LIST OF PARTICIPANTS CITY OF LA QUINTA www.la-quinta.org John Falconer Finance Director P.O. Box 1504 78-495 Calle Tampico La Quinta, California 92247 (760) 777-7150 DISCLOSURE CONSULTANT & DISSEMINATION AGENT MuniFinancialR Temecula, CA 92590 (951)587-3500 Report available for viewing (a� www.muni.com UNDERWRITER Miller & Schroeder Financial, Inc. BOND COUNSEL Rutan & Tucker LLP Costa Mesa, California TRUSTEE Brad Scarbrough U.S. Bank Trust, N.A. 633 West 51h Street, 24th Floor Los Angeles, California 90071 (213) 613-6047 ` In its role as Disclosure Consultant and Dissemination Agent, Muni Financial has not passed upon the accuracy, completeness or fairness of the statements contained herein. 5 1. INTRODUCTION Pursuant to an Official Statement dated June 1, 1998, the La Quinta Redevelopment Agency (the "Agency") issued $15,760,000 La Quinta Redevelopment Project Area No. 1 Tax Allocation Refunding Bonds, Series 1998, (the "1998 Bonds"). The 1998 Bonds are being issued for the purpose of refinancing the Agency's La Quinta Redevelopment Project, Tax Allocation Bonds, Series 1991 (the "1991 Bonds"). The 1998 Bonds are payable on a parity with the Agency's previously issued La Quinta Redevelopment Project, Tax Allocation Refunding Bonds, Series 1994 (the "1994 Bonds"), the Agency's previously issued La Quinta Redevelopment Project Area No. 1 Tax Allocation Bonds, Series 2001 (the "2001 Bonds"), the Agency's previously issued La Quinta Redevelopment Project Area No. 1, Tax Allocation Bonds, Series 2002 (the "2002 Bonds") and the Agency's La Quinta Redevelopment Project Area No. 1, Tax Allocation Bonds, Taxable Series 2003 (the "2003 Bonds") (collectively the "Bonds"). The City of La Quinta, (the "City") which comprises approximately 35.1 square miles, is located in the Coachella Valley, twenty miles from Palm Springs and 127 miles from Los Angeles. Redevelopment Project Area No. 1, (the "Project Area No. 1") encompasses an area of approximately 11,200 acres, which includes approximately 50.3% of the current area of the City. The objective of the Agency is to eliminate or reduce the many instances of economic, physical or social blight presently existing within the boundaries of the Redevelopment Projects. The 1998 Bonds are special obligations of the Agency and are secured by a pledge of Pledged Tax Revenues, as defined in the Official Statement. The 1998 Bonds are not a debt of the City, the State of California, or any of its political subdivisions and neither the City, the State of California, nor any of its political subdivisions is liable. The 1998 Bonds do not constitute indebtedness within the meaning of any constitutional or statutory debt limit or restriction. This Annual Continuing Disclosure Information Statement is being provided pursuant to a covenant made by the Agency for the benefit of the holders of the 1998 Bonds and includes the information specified in a Continuing Disclosure Certificate. For further information and a more complete description of the Agency and the 1998 Bonds, reference is made to the Official Statement. The information set forth herein has been furnished by the Agency and by sources, which are believed to be accurate and reliable but is not guaranteed as to accuracy or completeness. Statements contained in this Annual Continuing Disclosure Information Statement which involve estimates, forecasts, or other matters of opinion, whether or not expressly so described herein, are intended solely as such and are not to be construed as representations of fact. Further, the information and expressions of opinion contained herein are subject to change without notice and the delivery of this Annual Continuing Disclosure Information Statement will not, under any circumstances, create any implication that there has been no change in the affairs of the Agency or any other parties described herein. 2004105, 1998 TAB City of La Quinta 33 Il. BOND INFORMATION A. PRINCIPAL OUTSTANDING Bonds Tax Allocation Refunding Bonds, Series 1998 B. FUND BALANCES Fund Reserve Fund (1) As of November 12, 2005 $15,760,000.00 As of November 12, 2005 N/A (1) The Reserve Fund is funded by a Reserve Account Surety Bond issued by the Ambac Assurance Corporation. l/l. FINANCIAL INFORMATION The audited financial statements for the Agency for the fiscal year ended June 30, 2005 will be separately filed with the Nationally Recognized Municipal Securities Information Repositories and are hereby incorporated by reference into this Annual Continuing Disclosure Information Statement. IV. OPERATING INFORMATION A. ASSESSED VALUATIONS The following table set forth the Taxable Values and the Gross Tax Increment for the Project Area No. 1. Proiect Area No. 1 Fiscal Year Secured Value Unsecured Value Utility Value Total Taxable Value Taxable Value Above Base (') Gross Tax Increment 1996/97 $1,297,020,107 $13,821,291 $0 $1,310,841,398 $1,111,443,165 $11,344,856 1997/98 1, 383, 340, 327 13,157, 051 0 1,396,497,378 1,197, 099,145 12,161, 894 1998/99 1,436,942,643 8,594,039 0 1,445,536,682 1,246,138,449 12,877,280 1999/00 1,627,578,717 8,034,814 0 1,635,613,531 1,436,215,298 15,659,371 2000/01 1,927,812,440 14,948,366 0 1,942,760,806 1,743,362,573 18,685,564 2001/02 2,287,724,601 14,486,563 0 2,302,211,164 2,102,812,931 20,929,840 2002/03 2,688,732,575 13,980,069 0 2,702,712,644 2,503,314,411 26,357,623 2003/04 3,062,917,787 13,537,804 0 3,076,455,591 2,877,057,358 29,958,693 2004/05 3,411,082,100 13,813,852 0 3,424,895,952 3,225,497,719 33,867,116 2005/06 3,956,642,179 29,248,534 0 3,985,890,713 3,786,492,480 Not Available (1) The Base Value for the Project Area No. 1 is $199,398,233. Source: Riverside County and Audited Financial Statements of the La Quinta Redevelopment Agency. r 2004105, 1998 TAB City of La Quinta 2.. y � i 7 B. LAND USE PROJECT AREA NO. 1 Land Use 2004/05 Total Secured Value Percent of Total Residential $3,400,741,189 85.95% Commercial 293,594,175 7.42% Vacant 179,839,273 4.55% Miscellaneous/Unknown 82,467,542 2.08% Total Project Area No. 1 $3,956,642,179 100.00% Source: County of Riverside 2005-06 secured property roll, as compiled by MuniFinancial. C. PLEDGED TAX REVENUES AND DEBT SERVICE COVERAGE The following table sets forth the amount of Gross Tax Increment and the combined Debt Service Coverage for the Bonds. Less: Maximum Less: Less: Subordinated Maximum Annual Debt Fiscal Gross Tax Nonsubordinated Housing Pledged Pass Net Annual Debt Service Year Increment Pass Throughsl't Set Aside Revenues Throughs(2) Revenues Service (3) Coverage 2001/02 $20,929,840 $1,168,978 $4,488,487 $15,272,375 $7,025,471 $8,246,904 $3,697,867 2.23 2002/03 26,357,623 1,378,611 5,271,524 19,707,488 8,371,098 11,336,390 7,887,768141 1.43 2003/04 29,958,693 1,355,988 5,991,739 22,610,966 8,603,713 14,007,253 9,890,703 1.41 2004/05 33,867,116 1,448,192 6,773,423 25,645,501 10,455,214 15,190,287 9,890,703 1.54 (1) The Agency has entered into an agreement with the Coachella Valley Mosquito Abatement District, the Coachella Valley Water District, and the Coachella Valley Unified School District to pass through Tax Increment on a nonsubordinated basis. Please note, although the Coachella Valley Unified School District pass -through is presented as non -subordinated, it is non - subordinate only to debt service on the 2002 Bonds and is subordinate to all other debt service. (2) The Agency's subordinated pass-throughs include the County of Riverside, the Desert Sands Unified School District, and the Desert Community College District. (3) The combined Maximum Annual Debt Service on the 2003 Bonds, 2002 Bonds, 2001 Bonds, the 1998 Bonds and the 1994 Bonds is payable in the year 2032 in the amount of $9,890,703. A portion of the Housing Set Asides is pledged towards the payment of 18.5% of the debt service on the 1994 Bonds. (4) Annual Debt Service on the 2003 Bonds began in fiscal year 2003/04. Source: Audited Financial Statements of the La Quinta Redevelopment Agency and the Statement of Indebtedness filed with the Riverside County Auditor -Controller's Office. 2004105, 1998 TAB City of La Quinta 3 8 D. ANNUAL DEBT SERVICE The following table sets forth the annual debt service for the 1994 Bonds, 1998 Bonds, 2001 Bonds, 2002 Bonds, and the 2003 Bonds. Information contained in the table below was gathered and verified from the corresponding Official Statements. Maturity Date 1994 1998 2001 2002 2003 Combined September 1, Bonds Bonds Bonds Bonds Bonds Debt Service 2005 $2,162,044 $819,520 $2,430,720 $2,474,381 $1,999,190 $9,885,855 2006 2,161,857 819,520 2,430,720 2,475,341 1,997,018 9,884,456 2007 2,163,275 819,520 2,430,720 2,473,841 1,999,210 9,886,566 2008 2,161,629 819,520 2,430,720 2,475,391 2,000,554 9,887,814 2009 2,160,695 819,520 2,430,720 2,479,436 1,996,050 9,886,421 2010 2,159,880 819,520 2,430,720 2,475,676 2,000,163 9,885,959 2011 2,162,664 819,520 2,430,720 2,475,176 1,997,640 9,885,720 2012 2,160,003 819,520 2,430,720 2,477,681 1,998,755 9,886,679 2013 0 1,474,520 3,995,720 2,418,281 1,998,235 9,886,756 2014 0 1,475,460 3,997,470 2,413,031 1,996,080 9,882,041 2015 0 1,474,580 4,000,220 2,411,281 1,997,392 9,883,473 2016 0 1,476,880 3,998,720 2,412,781 1,996,208 9,884,589 2017 0 1,472,100 3,997,970 2,417,281 1,997,528 9,884,879 2018 0 1,475,500 3,997,720 2,414,531 1,996,040 9,883,791 2019 0 1,476,560 3,997,720 2,414,781 1,996,744 9,885,805 2020 0 1,475,280 3,997,720 2,412,781 1,999,328 9,885,109 2021 0 1,476,660 3,997,470 2,413,531 1,998,480 9,886,141 2022 0 1,475,440 3,996,720 2,416,781 1,999,200 9,888,141 2023 0 1,476,620 3,997,790 2,412,281 2,001,176 9,887,867 2024 0 1,474,940 3,997,485 2,413,856 1,999,096 9,885,377 2025 0 1,475,400 3,995,550 2,417,356 2,000,680 9,888,986 2026 0 1,472,740 3,996,730 2,417,525 1,997,434 9,884,429 2027 0 1,471,960 4,000,515 2,414,363 1,999,358 9,886,196 2028 0 1,472,800 3,996,395 2,417,869 2,000,808 9,887,872 2029 0 0 3,999,370 3,887,531 1,996,462 9,883,363 2030 0 0 3,998,675 3,888,013 1,996,320 9,883,008 2031 0 0 3,999,055 3,890,550 1,999,738 9,889,343 2032 0 0 0 7,889,631 2,001,072 9,890,703 Total $17,292 047 $30,153,600 $96,404,775 $78,000,958 $55,955,959 $276,807,339 2004105, 1998 TAB City of La Quinta 41 E. REPORTING OF SIGNIFICANT EVENTS The Continuing Disclosure Covenants outline the Significant Events that must be reported if they are deemed material. None of the items below has occurred or has been previously reported during the fiscal year ended June 30, 2005. 1. Principal and interest payment delinquencies on the Bonds. 2. Non-payment related defaults. 3. Unscheduled draws on debt service reserves reflecting financial difficulties. 4. Unscheduled draws on credit enhancements reflecting financial difficulties. 5. Substitution of credit or liquidity providers, or their failure to perform. 6. Adverse tax opinions or events affecting the tax-exempt status of the security. 7. Modifications to rights of security holders. 8. Contingent or unscheduled bond calls. 9. Defeasances. 10. Release, substitution, or sale of property securing repayments of the securities. 11. Rating changes. 2004105, 1998 TAB City of La Quinta tt .G 5 10 LA QUINTA REDEVELOPMENT AGENCY $6, 750, 000 LA QUINTA REDEVELOPMENT PROJECT AREA NO. 2 TAX ALLOCATION REFUNDING BONDS, ISSUE OF 1998 Riverside County, California Dated: June 1, 1998 CUSIP: 504194 2005 ANNUAL CONTINUING DISCLOSURE INFORMATION STATEMENT As of December 6, 2005 Also available at: ft MuniFinancial www.muni.com 11 LIST OF PARTICIPANTS CITY OF LA QUINTA www.la-guinta.org John Falconer Finance Director P.O. Box 1504 78-495 Calle Tampico La Quinta, California 92247 (760) 777-7150 DISCLOSURE CONSULTANT & DISSEMINATION AGENT MuniFinancial Temecula, CA 92590 (951) 587-3500 Report available for viewing (a� www.muni.com UNDERWRITER Miller & Schroeder Financial, Inc. BOND COUNSEL Rutan & Tucker LLP Costa Mesa, California TRUSTEE Brad Scarbrough U.S. Bank Trust, N.A. 633 West 5th Street, 24th Floor Los Angeles, California 90071 (213) 613-6047 In its role as Disclosure Consultant and Dissemination Agent, MuniFinancial has not passed upon the accuracy, completeness or fairness of the statements contained herein. t r J 12 1. INTRODUCTION Pursuant to an Official Statement dated June 1, 1998, the La Quinta Redevelopment Agency (the "Agency") issued $6,750,000 La Quinta Redevelopment Project Area No. 2 Tax Allocation Refunding Bonds, Issue of 1998 (the "Bonds"). The Bonds are being issued for the purpose of refinancing the Agency's La Quinta Redevelopment Project Area No. 2, Tax Allocation Bonds, Issue of 1992 (the "1992 Bonds"). The City of La Quinta, (the "City") which comprises approximately 35.1 square miles, is located in the Coachella Valley, twenty miles from Palm Springs and 127 miles from Los Angeles. Redevelopment Project Area No. 2 (the "Project Area No. 2") encompasses an area of approximately 3,116 acres, which includes approximately 14% of the total corporate area of the City. The objective of the Agency is to eliminate or reduce the many instances of economic, physical or social blight presently existing within the boundaries of the Redevelopment Projects. The Bonds are special obligations of the Agency and are secured by a pledge of Pledged Tax Revenues, as defined in the Official Statement. The Bonds are not a debt of the City, the State of California, or any of its political subdivisions and neither the City, the State of California, nor any of its political subdivisions is liable. The Bonds do not constitute indebtedness within the meaning of any constitutional or statutory debt limit or restriction. This Annual Continuing Disclosure Information Statement is being provided pursuant to a covenant made by the Agency for the benefit of the holders of the Bonds and includes the information specified in a Continuing Disclosure Certificate. For further information and a more complete description of the Agency and the Bonds, reference is made to the Official Statement. The information set forth herein has been furnished by the Agency and by sources, which are believed to be accurate and reliable but is not guaranteed as to accuracy or completeness. Statements contained in this Annual Continuing Disclosure Information Statement which involve estimates, forecasts, or other matters of opinion, whether or not expressly so described herein, are intended solely as such and are not to be construed as representations of fact. Further, the information and expressions of opinion contained herein are subject to change without notice and the delivery of this Annual Continuing Disclosure Information Statement will not, under any circumstances, create any implication that there has been no change in the affairs of the Agency or any other parties described herein. 2004105, 1998 TAB Proj 2 City of La Quinta A 13 I1. BOND INFORMATION A. PRINCIPAL OUTSTANDING Bonds As of November 7, 2005 Tax Allocation Refunding Bonds, Issue of 1998 $6,130,000.00 B. FUND BALANCES Fund As of November 7, 2005 Reserve Fund N/A (1) The Reserve Fund is funded by a Reserve Account Surety Bond issued by the Ambac Assurance Corporation. Ill. FINANCIAL INFORMATION The audited financial statements for the Agency for the fiscal year ended June 30, 2005 will be separately filed with the Nationally Recognized Municipal Securities Information Repositories and are hereby incorporated by reference into this Annual Continuing Disclosure Information Statement. IV. OPERATING INFORMATION A. ASSESSED VALUATIONS The following table set forth the Taxable Values and the Gross Tax Increment for the Project Area No. 2. PROJECT AREA NO. 2 Fiscal Secured Unsecured Utility Total Taxable Taxable Value Gross Tax Year Value Value Value Value Above Base (') Increment 1996/97 $419,135,799 $3,521,574 $0 $422,657,373 $327,474,618 $3,510,820 1997/98 485,513,978 4,484,841 0 487,998,819 392,816,064 4,107,340 1998/99 557,362,624 6,306,503 0 563,669,127 468,486,372 5,085,079 1999/00 653,544,147 5,472,923 0 659,017,070 563,834,315 6,127,144 2000/01 790,754,123 9,600,421 0 800,354,544 705,171,789 7,587,996 2001/02 1,003,653,582 12,084,137 0 1,015,737,719 920,554,964 9,004,474 2002/03 1,260,121,204 14,535,754 0 1,274,656,958 1,179,474,203 12,396,203 2003/04 1,510,073,642 20,167,571 0 1,530,241,213 1,435,058,458 15,158,339 2004/05 1,745,868,028 21,504,380 0 1,767,372,408 1,672,189,653 17,546,203 2005/06 2,080,975,290 32,295,383 0 2,113,270,673 2,018,087,918 Not Available (1) The Base Value for the Project Area No. 2 is $95,182,755. Source: Riverside County and Audited Financial Statements of the La Quinta Redevelopment Agency. 2004105, 1998 TAB Proj 2 City of La Quinta 2 14 B. PLEDGED TAX REVENUES AND DEBT SERVICE COVERAGE The following table sets forth the amount of Gross Tax Increment and Debt Service Coverage for the Bonds. Fiscal Gross Tax Year Increment 1997/98 1998/99 1999/00 2000/01 2001/02 2002/03 2003/04 2004/05 $4,107, 340 5,085,079 6,127,144 7,587,996 9,004,474 12,396,203 15,158, 339 17, 546, 203 Less: Nonsubordinated Pass Throughs t'I $2,181,302 2,845,255 3,498,500 4,445, 548 5,903,535 7,539,849 9,225,122 10,605,577 Less: Housing Set Aside $821,468 1,017,016 1,225,429 1,517,600 2,025,212 2,479,241 3,031,668 3,345,543 Pledged Revenues $1,104, 570 1,222,808 1,403,215 1,624,848 1,075,727 2,377,113 2,904,549 3,595,083 Maximum Annual Debt Service (2) $423,788 423,788 423,788 423,788 423,788 423,788 423,788 423,788 Maximum Annual Debt Service Coverage 2.61 2.89 3.31 3.83 2.54 5.61 6.84 8.48 (1) The Agency has entered into agreements with the Riverside County General Fund, Riverside County Library District, Riverside County Fire District, Riverside County Superintendent of Schools, Coachella Valley Water District, Coachella Valley Recreation and Parks District, Desert Sands Unified School District, and the Coachella Valley Mosquito Abatement District to pass through Tax Increment on a nonsubordinated basis. (2) Maximum Annual Debt Service on the Bonds is payable in the year 2024. Source: Audited Financial Statements of the La Quinta Redevelopment Agency and the Statement of Indebtedness filed with the Riverside County Auditor -Controller's Office. C. LAND USE PROJECT AREA NO. 2 Land Use 2004/05 Total Secured Value Percent of Total Residential $1,682,540,150 80.85% Commercial 302,270,002 14.53% Vacant 77,240,784 3.71% Miscellaneous/Unknown 18,924,354 0.91% Total Project Area No. 2 $2,080,975,290 100.00% Source: County of Riverside 2005-06 secured property roll, as compiled by MuniFinancial. 2004105, 1998 TAB Proj 2 City of La Quinta D. ANNUAL DEBT SERVICE The following table sets forth the annual debt service for the Bonds. Information contained in the table below was gathered and verified from the Official Statement. Maturity Date September 1, Principal Interest Debt Service 2005 $100,000 $321,292.50 $421,292.50 2006 105,000 317,042.50 422,042.50 2007 110,000 312,527.50 422,527.50 2008 115,000 307,742.50 422,742.50 2009 120,000 302,625.00 422,625.00 2010 125,000 296,475.00 421,475.00 2011 130,000 290,068.75 420,068.75 2012 140,000 283,406.25 423,406.25 2013 145,000 276,231.25 421,231.25 2014 150,000 268,800.00 418,800.00 2015 160,000 261,112.50 421,112.50 2016 170,000 252,912.50 422,912.50 2017 175,000 244,200.00 419,200.00 2018 185,000 235,231.25 420,231.25 2019 195,000 225,750.00 420,750.00 2020 205,000 215,512.50 420,512.50 2021 215,000 204,750.00 419,750.00 2022 230,000 193,462.50 423,462.50 2023 240,000 181,387.50 421,387.50 2024 255,000 168,787.50 423,787.50 2025 265,000 155,400.00 420,400.00 2026 280,000 141,487.50 421,487.50 2027 295,000 126,787.50 421,787.50 2028 310,000 111,300.00 421,300.00 2029 325,000 95,025.00 420,025.00 2030 345,000 77,962.50 422,962.50 2031 360,000 59,850.00 419,850.00 2032 380,000 40,950.00 420,950.00 2033 400,000 21,000.00 421,000.00 Total $6,230,000 $5,989,080.00 $12,219,080.00 2004105, 1998 TAB Proj 2 City of La Quinta 16 E. REPORTING OF SIGNIFICANT EVENTS The Continuing Disclosure Covenants outline the Significant Events that must be reported if they are deemed material. None of the items below has occurred or has been previously reported during the fiscal year ended June 30, 2005. 1. Principal and interest payment delinquencies on the Bonds. 2. Non-payment related defaults. 3. Unscheduled draws on debt service reserves reflecting financial difficulties. 4. Unscheduled draws on credit enhancements reflecting financial difficulties. 5. Substitution of credit or liquidity providers, or their failure to perform. 6. Adverse tax opinions or events affecting the tax-exempt status of the security. 7. Modifications to rights of security holders. 8. Contingent or unscheduled bond calls. 9. Defeasances. 10. Release, substitution, or sale of property securing repayments of the securities. 11. Rating changes. 2004105, 1998 TAB Proj 2 City of La Quinta 5 3 17 LA QUINTA REDEVELOPMENT AGENCY $48, 000, 000 LA QUINTA REDEVELOPMENT PROJECT AREA NO. 1 TAX ALLOCATION BONDS SERIES 2001 Riverside County, California Dated: August 1, 2001 CUSIP: 504194 2005 ANNUAL CONTINUING DISCLOSURE INFORMATION STATEMENT As of December 6, 2005 Also available at: MuniFinancial www.muni.com IF LIST OF PARTICIPANTS CITY OF LA QUINTA www.la-guinta.org John Falconer Finance Director P.O. Box 1504 78-495 Calle Tampico La Quinta, California 92247 (760) 777-7150 DISCLOSURE CONSULTANT & DISSEMINATION AGENT MuniFinanciali Temecula, CA 92590 (951) 587-3500 Report available for viewing www.muni.com UNDERWRITER Wedbush Morgan Securities BOND COUNSEL Rutan & Tucker LLP Costa Mesa, California TRUSTEE Brad Scarbrough U.S. Bank Trust, N.A. 633 West 51h Street, 24'h Floor Los Angeles, California 90071 (213) 613-6047 In its role as Disclosure Consultant and Dissemination Agent, MuniFinancial has not passed upon the accuracy, completeness or fairness of the statements contained herein. t ;- 5 19 I. INTRODUCTION Pursuant to an Official Statement dated August 15, 2001, the La Quinta Redevelopment Agency (the "Agency") issued $48,000,000 La Quinta Redevelopment Project Area No. 1 Tax Allocation Bonds, Series 2001, (the "2001 Bonds"). The 2001 Bonds are being issued to finance redevelopment projects benefiting the La Quinta Redevelopment Project Area No. 1. The 2001 Bonds are payable on a parity with the Agency's previously issued La Quinta Redevelopment Project, Tax Allocation Refunding Bonds, Series 1994 (the "1994 Bonds"), the Agency's previously issued La Quinta Redevelopment Project Area No. 1 Tax Allocation Bonds, Series 1998 (the "1998 Bonds"), the previously issued La Quinta Redevelopment Project Area No. 1 Tax Allocation Bonds, Series 2002 (the "2002 Bonds") and the Agency's La Quinta Redevelopment Project Area No. 1 Tax Allocation Bonds, Taxable Series 2003 (the "2003 Bonds") (collectively the "Bonds"). The City of La Quinta, (the "City") which comprises approximately 35.1 square miles, is located in the Coachella Valley, twenty miles from Palm Springs and 127 miles from Los Angeles. Redevelopment Project Area No. 1, (the "Project Area No. 1") encompasses an area of approximately 11,200 acres, which includes approximately 50.3% of the current area of the City. The objective of the Agency is to eliminate or reduce the many instances of economic, physical or social blight presently existing within the boundaries of the Redevelopment Projects. The 2001 Bonds are special obligations of the Agency and are secured by a pledge of Pledged Tax Revenues, as defined in the Official Statement. The 2001 Bonds are not a debt of the City, the State of California, or any of its political subdivisions and neither the City, the State of California, nor any of its political subdivisions is liable. The 2001 Bonds do not constitute indebtedness within the meaning of any constitutional or statutory debt limit or restriction. This Annual Continuing Disclosure Information Statement is being provided pursuant to a covenant made by the Agency for the benefit of the holders of the 2001 Bonds and includes the information specified in a Continuing Disclosure Certificate. For further information and a more complete description of the Agency and the 2001 Bonds, reference is made to the Official Statement. The information set forth herein has been furnished by the Agency and by sources, which are believed to be accurate and reliable but is not guaranteed as to accuracy or completeness. Statements contained in this Annual Continuing Disclosure Information Statement which involve estimates, forecasts, or other matters of opinion, whether or not expressly so described herein, are intended solely as such and are not to be construed as representations of fact. Further, the information and expressions of opinion contained herein are subject to change without notice and the delivery of this Annual Continuing Disclosure Information Statement will not, under any circumstances, create any implication that there has been no change in the affairs of the Agency or any other parties described herein. 2004105, 2001 TAB City of La Quinta 1 20 11. BOND INFORMATION A. PRINCIPAL OUTSTANDING Bonds Tax Allocation Bonds, Series 2001 B. FUND BALANCES Fund Reserve Fund tt� As of November 7, 2005 $2,633,200.00 As of November 7, 2005 N/A (1) The Reserve Fund is funded by a Reserve Account Surety Bond. Ill. FINANCIAL INFORMATION The audited financial statements for the Agency for the fiscal year ended June 30, 2005 will be separately filed with the Nationally Recognized Municipal Securities Information Repositories and are hereby incorporated by reference into this Annual Continuing Disclosure Information Statement. IV. OPERATING INFORMATION A. ASSESSED VALUATIONS The following table set forth the Taxable Values and the Gross Tax Increment for the Project Area No. 1. Proiect Area No. 1 Fiscal Year Secured Value Unsecured Value Utility Value Total Taxable Value Taxable Value Above Base (') Gross Tax Increment 1996/97 $1,297,020,107 $13,821,291 $0 $1,310,841,398 $1,111,443,165 $11,344,856 1997/98 1, 383, 340, 327 13,157, 051 0 1,396,497,378 1,197, 099,145 12,161, 894 1998/99 1,436,942,643 8,594,039 0 1,445,536,682 1,246,138,449 12,877,280 1999/00 1,627,578,717 8,034,814 0 1,635,613,531 1,436,215,298 15,659,371 2000/01 1,927,812,440 14,948,366 0 1,942,760,806 1,743,362,573 18,685,564 2001/02 2,287,724,601 14,486,563 0 2,302,211,164 2,102,812,931 20,929,840 2002/03 2,688,732,575 13,980,069 0 2,702,712,644 2,503,314,411 26,357,623 2003/04 3,062,917,787 13,537,804 0 3,076,455,591 2,877,057,358 29,958,693 2004/05 3,411,082,100 13,813,852 0 3,424,895,952 3,225,497,719 33,867,116 2005/06 3,956,642,179 29,248,534 0 3,985,890,713 3,786,492,480 Not Available (1) The Base Value for the Project Area No. 1 is $199,398,233. Source: Riverside County and Audited Financial Statements of the La Quinta Redevelopment. 2004105, 2001 TAB City of La Quinta 2 21 B. LAND USE PROJECT AREA NO Land Use 2004/05 Total Secured Value Percent of Total Residential $3,400,741,189 85.95% Commercial 293,594,175 7.42% Vacant 179,839,273 4.55% Miscellaneous/Unknown 82,467,542 2.08% Total Project Area No. 1 $3,956,642,179 100.00% Source: County of Riverside 2005-06 secured property roll, as compiled by MuniFinancial. C. PLEDGED TAX REVENUES AND DEBT SERVICE COVERAGE The following table sets forth the amount of Gross Tax Increment and the combined Debt Service Coverage for the Bonds. Less Maximum Less: Less: Subordinated Maximum Annual Debt Fiscal Gross Tax Nonsubordinated Housing Pledged Pass Net Annual Debt Service Year Increment Pass Throughstll Set Aside Revenues Throughs(2) Revenues Service (3) Coverage 2001/02 $20,929,840 $1,168,978 $4,488,487 $15,272,375 $7,025,471 $8,246,904 $3,697867 2.23 2002/03 26,357,623 1,378,611 5,271,524 19,707,488 8,371,098 11,336,390 7,887:768141 1.43 2003/04 29,958,693 1,355,988 5,991,739 22,610,966 8,603,713 14,007,253 9,890,703 1.41 2004/05 33,867,116 1,448,192 6,773,423 25,645,501 10,455,214 15,190,287 9,890,703 1.54 (1) The Agency has entered into an agreement with the Coachella Valley Mosquito Abatement District, the Coachella Valley Water District, and the Coachella Valley Unified School District to pass through Tax Increment on a nonsubordinated basis. Please note, although the Coachella Valley Unified School District pass -through is presented as non -subordinated, it is non - subordinate only to debt service on the 2002 Bonds and is subordinate to all other debt service. (2) The Agency's subordinated pass-throughs include the County of Riverside, the Desert Sands Unified School District, and the Desert Community College District. (3) The combined Maximum Annual Debt Service on the 2003 Bonds, 2002 Bonds, 2001 Bonds, the 1998 Bonds and the 1994 Bonds is payable in the year 2032 in the amount of $9,890,703. A portion of the Housing Set Asides is pledged towards the payment of 18.5% of the debt service on the 1994 Bonds. (4) Annual Debt Service on the 2003 Bonds begins in fiscal year 2003/04. Source: Audited Financial Statements of the La Quinta Redevelopment Agency and the Statement of Indebtedness filed with the Riverside County Auditor -Controller's Office. 2004105, 2001 TAB City of La Quinta w 22 D. ANNUAL DEBT SERVICE The following table sets forth the annual debt service for the 1994 Bonds, 1998 Bonds, 2001 Bonds, 2002 Bonds, and the 2003 Bonds. Information contained in the table below was gathered and verified from the corresponding Official Statements. Maturity Date 1994 1998 2001 2002 2003 Combined September 1, Bonds Bonds Bonds Bonds Bonds Debt Service_ 2005 $2,162,044 $819,520 $2,430,720 $2,474,381 $1,999,190 $9,885,855 2006 2,161,857 819,520 2,430,720 2,475,341 1,997,018 9,884,456 2007 2,163,275 819,520 2,430,720 2,473,841 1,999,210 9,886,566 2008 2,161,629 819,520 2,430,720 2,475,391 2,000,554 9,887,814 2009 2,160,695 819,520 2,430,720 2,479,436 1,996,050 9,886,421 2010 2,159,880 819,520 2,430,720 2,475,676 2,000,163 9,885,959 2011 2,162,664 819,520 2,430,720 2,475,176 1,997,640 9,885,720 2012 2,160,003 819,520 2,430,720 2,477,681 1,998,755 9,886,679 2013 0 1,474,520 3,995,720 2,418,281 1,998,235 9,886,756 2014 0 1,475,460 3,997,470 2,413,031 1,996,080 9,882,041 2015 0 1,474,580 4,000,220 2,411,281 1,997,392 9,883,473 2016 0 1,476,880 3,998,720 2,412,781 1,996,208 9,884,589 2017 0 1,472,100 3,997,970 2,417,281 1,997,528 9,884,879 2018 0 1,475,500 3,997,720 2,414,531 1,996,040 9,883,791 2019 0 1,476,560 3,997,720 2,414,781 1,996,744 9,885,805 2020 0 1,475,280 3,997,720 2,412,781 1,999,328 9,885,109 2021 0 1,476,660 3,997,470 2,413,531 1,998,480 9,886,141 2022 0 1,475,440 3,996,720 2,416,781 1,999,200 9,888,141 2023 0 1,476,620 3,997,790 2,412,281 2,001,176 9,887,867 2024 0 1,474,940 3,997,485 2,413,856 1,999,096 9,885,377 2025 0 1,475,400 3,995,550 2,417,356 2,000,680 9,888,986 2026 0 1,472,740 3,996,730 2,417,525 1,997,434 9,884,429 2027 0 1,471,960 4,000,515 2,414,363 1,999,358 9,886,196 2028 0 1,472,800 3,996,395 2,417,869 2,000,808 9,887,872 2029 0 0 3,999,370 3,887,531 1,996,462 9,883,363 2030 0 0 3,998,675 3,888,013 1,996,320 9,883,008 2031 0 0 3,999,055 3,890,550 1,999,738 9,889,343 2032 0 0 0 7,889,631 2,001,072 9,890,703 Total $17,292,047 $30,153,600 $95,404,775 $78,000,958 $55,955,959 $276,807,339 2004105, 2001 TAB City of La Quinta 4 23 E. REPORTING OF SIGNIFICANT EVENTS The Continuing Disclosure Covenants outline the Significant Events that must be reported if they are deemed material. None of the items below has occurred or has been previously reported during the fiscal year ended June 30, 2005. 1. Principal and interest payment delinquencies on the Bonds. 2. Non-payment related defaults. 3. Unscheduled draws on debt service reserves reflecting financial difficulties. 4. Unscheduled draws on credit enhancements reflecting financial difficulties. 5. Substitution of credit or liquidity providers, or their failure to perform. 6. Adverse tax opinions or events affecting the tax-exempt status of the security. 7. Modifications to rights of security holders. 8. Contingent or unscheduled bond calls. 9. Defeasances. 10. Release, substitution, or sale of property securing repayments of the securities. 11. Rating changes. 2004105, 2001 TAB City of La Quinta 24 LA QUINTA REDEVELOPMENT AGENCY $40, 000, 000 LA QUINTA REDEVELOPMENT PROJECT AREA NO. 1 TAX ALLOCATION BONDS SERIES 2002 Riverside County, California Dated: June 1, 2002 CUSIP: 504194 2005 ANNUAL CONTINUING DISCLOSURE INFORMATION STATEMENT As of December 6, 2005 Also available at: " MuniFinancial www.muni.com 25 LIST OF PARTICIPANTS CITY OF LA QUINTA www.la-quinta.org John Falconer Finance Director P.O. Box 1504 78-495 Calle Tampico La Quinta, California 92247 (760) 777-7150 DISCLOSURE CONSULTANT & DISSEMINATION AGENT MuniFinancial' Temecula, CA 92590 (951) 587-3500 Report available for viewing a(� www.muni.com UNDERWRITER Wedbush Morgan Securities BOND COUNSEL Rutan & Tucker LLP Costa Mesa, California TRUSTEE Brad Scarbrough U.S. Bank Trust, N.A. 633 West 5th Street, 24th Floor Los Angeles, California 90071 (213) 613-6047 ' In its role as Disclosure Consultant and Dissemination Agent, MuniFinancial has not passed upon the accuracy, completeness or fairness of the statements contained herein. 26 1. INTRODUCTION Pursuant to an Official Statement dated June 12, 2002, the La Quinta Redevelopment Agency (the "Agency") issued $40,000,000 La Quinta Redevelopment Project Area No. 1 Tax Allocation Bonds, Series 2002, (the "2002 Bonds"). The 2002 Bonds are being issued to finance redevelopment projects benefiting the La Quinta Redevelopment Project Area No. 1. The 2002 Bonds are payable on a parity with the Agency's previously issued La Quinta Redevelopment Project, Tax Allocation Refunding Bonds, Series 1994 (the "1994 Bonds"), the previously issued La Quinta Redevelopment Project Area No. 1 Tax Allocation Bonds, Series 1998 (the "1998 Bonds"), the Agency's previously issued La Quinta Redevelopment Project Area No. 1 Tax Allocation Bonds, Series 2001 (the "2001 Bonds") and the Agency's La Quinta Redevelopment Project Area No. 1 Tax Allocation Bonds, Taxable Series 2003 (the "2003 Bonds") (collectively the "Bonds"). The City of La Quinta, (the "City") which comprises approximately 35.1 square miles, is located in the Coachella Valley, twenty miles from Palm Springs and 127 miles from Los Angeles. Redevelopment Project Area No. 1, (the "Project Area No. 1") encompasses an area of approximately 11,200 acres, which includes approximately 50.3% of the current area of the City. The objective of the Agency is to eliminate or reduce the many instances of economic, physical or social blight presently existing within the boundaries of the Redevelopment Projects. The 2002 Bonds are special obligations of the Agency and are secured by a pledge of Pledged Tax Revenues, as defined in the Official Statement. The 2002 Bonds are not a debt of the City, the State of California, or any of its political subdivisions and neither the City, the State of California, nor any of its political subdivisions is liable. The 2002 Bonds do not constitute indebtedness within the meaning of any constitutional or statutory debt limit or restriction. This Annual Continuing Disclosure Information Statement is being provided pursuant to a covenant made by the Agency for the benefit of the holders of the 2002 Bonds and includes the information specified in a Continuing Disclosure Certificate. For further information and a more complete description of the Agency and the 2002 Bonds, reference is made to the Official Statement. The information set forth herein has been furnished by the Agency and by sources, which are believed to be accurate and reliable but is not guaranteed as to accuracy or completeness. Statements contained in this Annual Continuing Disclosure Information Statement which involve estimates, forecasts, or other matters of opinion, whether or not expressly so described herein, are intended solely as such and are not to be construed as representations of fact. Further, the information and expressions of opinion contained herein are subject to change without notice and the delivery of this Annual Continuing Disclosure Information Statement will not, under any circumstances, create any implication that there has been no change in the affairs of the Agency or any other parties described herein. 2004105, 2002 TAB City of La Quinta 1 27 ll. BOND INFORMATION A. PRINCIPAL OUTSTANDING Bonds Tax Allocation Refunding Bonds, Series 2002 B. FUND BALANCES Fund Reserve Fund 1'1 As of November 7, 2005 $38,275,000 As of November 7, 2005 N/A (1) The Reserve Fund is funded by a Reserve Account Surety Bond. Ill. FINANCIAL INFORMATION The audited financial statements for the Agency for the fiscal year ended June 30, 2005 will be separately filed with the Nationally Recognized Municipal Securities Information Repositories and are hereby incorporated by reference into this Annual Continuing Disclosure Information Statement. IV. OPERATING INFORMATION A. ASSESSED VALUATIONS The following table set forth the Taxable Values and the Gross Tax Increment for the Project Area No. 1. Proiect Area No. 1 Fiscal Year Secured Value Unsecured Value Utility Value Total Taxable Value Taxable Value Above Base (') Gross Tax Increment 1996/97 $1,297,020,107 $13,821,291 $0 $1,310,841,398 $1,111,443,165 $11,344,856 1997/98 1, 383, 340, 327 13,157, 051 0 1,396,497,378 1,197,099,145 12,161, 894 1998/99 1,436,942,643 8,594,039 0 1,445,536,682 1,246,138,449 12,877,280 1999/00 1,627,578,717 8,034,814 0 1,635,613,531 1,436,215,298 15,659,371 2000/01 1,927,812,440 14,948,366 0 1,942,760,806 1,743,362,573 18,685,564 2001/02 2,287,724,601 14,486,563 0 2,302,211,164 2,102,812,931 20,929,840 2002/03 2,688,732,575 13,980,069 0 2,702,712,644 2,503,314,411 26,357,623 2003/04 3,062,917,787 13,537,804 0 3,076,455,591 2,877,057,358 29,958,693 2004/05 3,411,082,100 13,813,852 0 3,424,895,952 3,225,497,719 33,867,116 2005/06 3,956,642,179 29,248,534 0 3,985,890,713 3.786,492,480 Not Available (1) The Base Value for the Project Area No. 1 is $199,398,233, Source: Riverside County and Audited Financial Statements of the La Quinta Redevelopment Agency. 2004105, 2002 TAB City of La Quinta 2 B. LAND USE PROJECT AREA NO. 1 Land Use 2004/05 Total Secured Value Percent of Total Residential $3,400,741,189 85.95% Commercial 293,594,175 7.42% Vacant 179,839,273 4.55% Miscellaneous/Unknown 82,467,542 2.08% Total Project Area No. 1 $3,956,642,179 100.00% Source: County of Riverside 2005-06 secured property roll, as compiled by MuniFinancial. C. PLEDGED TAX REVENUES AND DEBT SERVICE COVERAGE The following table sets forth the amount of Gross Tax Increment and the combined Debt Service Coverage for the Bonds. Less Maximum Less: Less: Subordinated Maximum Annual Debt Fiscal Gross Tax Nonsubordinated Housing Pledged Pass Net Annual Debt Service Year Increment Pass Throughsl'1 Set Aside Revenues Throughsls) Revenues Service 13) Coverage 2001/02 $20,929,840 $1,168,978 $4,488,487 $15,272,375 $7,025,471 $8,246,904 $3,697,867 2.23 2002/03 26,357,623 1,378,611 5,271,524 19,707,488 8,371,098 11,336,390 7,887,768"' 1.43 2003/04 29,958,693 1,355,988 5,991,739 22,610,966 8,603,713 14,007,253 9,890,703 1.41 2004/05 33,867,116 1,448,192 6,773,423 25,645,501 10,455,214 15,190,287 9,890,703 1.54 (1) The Agency has entered into an agreement with the Coachella Valley Mosquito Abatement District, the Coachella Valley Water District, and the Coachella Valley Unified School District to pass through Tax Increment on a nonsubordinated basis. Please note, although the Coachella Valley Unified School District pass -through is presented as non -subordinated, it is non - subordinate only to debt service on the 2002 Bonds and is subordinate to all other debt service. (2) The Agency's subordinated pass-throughs include the County of Riverside, the Desert Sands Unified School District, and the Desert Community College District. (3) The combined Maximum Annual Debt Service on the 2003 Bonds, 2002 Bonds, 2001 Bonds, the 1998 Bonds and the 1994 Bonds is payable in the year 2032 in the amount of $9,890,703. A portion of the Housing Set Asides is pledged towards the payment of 18.5% of the debt service on the 1994 Bonds. (4) Annual Debt Service on the 2003 Bonds begins in fiscal year 2003/04. Source: Audited Financial Statements of the La Quinta Redevelopment Agency and the Statement of Indebtedness filed with the Riverside County Auditor -Controller's Office. 2004105, 2002 TAB City of La Quinta i 3 29 D. ANNUAL DEBT SERVICE The following table sets forth the annual debt service for the 1994 Bonds, 1998 Bonds, 2001 Bonds, 2002 Bonds, and the 2003 Bonds. Information contained in the table below was gathered and verified from the corresponding Official Statements. Maturity Date 1994 1998 2001 2002 2003 Combined Seatember 1, Bonds Bonds Bonds Bonds Bonds Debt Service 2005 $2,162,044 $819,520 $2,430,720 $2,474,381 $1,999,190 $9,885,855 2006 2,161,857 819,520 2,430,720 2,475,341 1,997,018 9,884,456 2007 2,163,275 819,520 2,430,720 2,473,841 1,999,210 9,886,566 2008 2,161,629 819,520 2,430,720 2,475,391 2,000,554 9,887,814 2009 2,160,695 819,520 2,430,720 2,479,436 1,996,050 9,886,421 2010 2,159,880 819,520 2,430,720 2,475,676 2,000,163 9,885,959 2011 2,162,664 819,520 2,430,720 2,475,176 1,997,640 9,885,720 2012 2,160,003 819,520 2,430,720 2,477,681 1,998,755 9,886,679 2013 0 1,474,520 3,995,720 2,418,281 1,998,235 9,886,756 2014 0 1,475,460 3,997,470 2,413,031 1,996,080 9,882,041 2015 0 1,474,580 4,000,220 2,411,281 1,997,392 9,883,473 2016 0 1,476,880 3,998,720 2,412,781 1,996,208 9,884,589 2017 0 1,472,100 3,997,970 2,417,281 1,997,528 9,884,879 2018 0 1,475,500 3,997,720 2,414,531 1,996,040 9,883,791 2019 0 1,476,560 3,997,720 2,414,781 1,996,744 9,885,805 2020 0 1,475,280 3,997,720 2,412,781 1,999,328 9,885,109 2021 0 1,476,660 3,997,470 2,413,531 1,998,480 9,886,141 2022 0 1,475,440 3,996,720 2,416,781 1,999,200 9,888,141 2023 0 1,476,620 3,997,790 2,412,281 2,001,176 9,887,867 2024 0 1,474,940 3,997,485 2,413,856 1,999,096 9,885,377 2025 0 1,475,400 3,995,550 2,417,356 2,000,680 9,888,986 2026 0 1,472,740 3,996,730 2,417,525 1,997,434 9.884,429 2027 0 1,471,960 4,000,515 2,414,363 1,999,358 9,886,196 2028 0 1,472,800 3,996,395 2,417,869 2,000,808 9,887,872 2029 0 0 3,999,370 3,887,531 1,996,462 9,883,363 2030 0 0 3,998,675 3,888,013 1,996,320 9,883,008 2031 0 0 3,999,055 3,890,550 1,999,738 9,889,343 2032 0 0 0 7,889,631 2,001,072 9,890,703 Total $17,292,047 $30,153,600 $95,404,775 $78,000,958 $55,955,959 $276,807,339 2004105, 2002 TAB City of La Quinta 4 0c, E. REPORTING OF SIGNIFICANT EVENTS The Continuing Disclosure Covenants outline the Significant Events that must be reported if they are deemed material. None of the items below has occurred or has been previously reported during the fiscal year ended June 30, 2005. 1. Principal and interest payment delinquencies on the Bonds. 2. Non-payment related defaults. 3. Unscheduled draws on debt service reserves reflecting financial difficulties. 4. Unscheduled draws on credit enhancements reflecting financial difficulties. 5. Substitution of credit or liquidity providers, or their failure to perform. 6. Adverse tax opinions or events affecting the tax-exempt status of the security. 7. Modifications to rights of security holders. 8. Contingent or unscheduled bond calls. 9. Defeasances. 10. Release, substitution, or sale of property securing repayments of the securities. 11. Rating changes. 2004105, 2002 TAB City of La Quinta 31 LA QUINTA REDEVELOPMENT AGENCY $261400,000 LA QUINTA REDEVELOPMENT PROJECT AREA NO. 1 TAX ALLOCATION BONDS TAXABLE SERIES 2003 Riverside County, California Dated: September 1, 2003 CUSIP: 504194 2005 ANNUAL CONTINUING DISCLOSURE INFORMATION STATEMENT As of December 6, 2005 Also available at: MuniFinancial t. r www.muni.com 32 LIST OF PARTICIPANTS CITY OF LA QUINTA www.la-quinta.org John Falconer Finance Director P.O. Box 1504 78-495 Calle Tampico La Quinta, California 92247 (760) 777-7150 DISCLOSURE CONSULTANT & DISSEMINATION AGENT MuniFinancial Temecula, CA 92590 (951) 587-3500 Report available for viewing Cad www.muni.com UNDERWRITER Wedbush Morgan Securities BOND COUNSEL Rutan & Tucker LLP Costa Mesa, California TRUSTEE Brad Scarbrough U.S. Bank Trust, N.A. 633 West 5th Street, 24th Floor Los Angeles, California 90071 (213) 613-6047 In its role as Disclosure Consultant and Dissemination Agent, MuniFinancial has not passed upon the accuracy, completeness or fairness of the statements contained herein. 33 I. INTRODUCTION Pursuant to an Official Statement dated September 10, 2003, the La Quinta Redevelopment Agency (the "Agency") issued $26,400,000 La Quinta Redevelopment Project Area No. 1 Tax Allocation Bonds, Taxable Series 2003, (the "2003 Bonds"). The 2003 Bonds are being issued to finance redevelopment projects benefiting the La Quinta Redevelopment Project Area No. 1. The 2003 Bonds are payable on a parity with the Agency's previously issued La Quinta Redevelopment Project, Tax Allocation Refunding Bonds, Series 1994 (the "1994 Bonds"), the previously issued La Quinta Redevelopment Project Area No. 1 Tax Allocation Bonds, Series 1998 (the "1998 Bonds"), the previously issued La Quinta Redevelopment Project Area No. 1 Tax Allocation Bonds, Series 2001 (the "2001 Bonds") and the Agency's previously issued La Quinta Redevelopment Project Area No. 1 Tax Allocation Bonds, Series 2002 (the "2002 Bonds") (collectively the "Bonds"). The City of La Quinta, (the "City") which comprises approximately 35.1 square miles, is located in the Coachella Valley, twenty miles from Palm Springs and 127 miles from Los Angeles. Redevelopment Project Area No. 1, (the Project Area No. 1) encompasses an area of approximately 11,200 acres, which includes approximately 50.3% of the current area of the City. The objective of the Agency is to eliminate or reduce the many instances of economic, physical or social blight presently existing within the boundaries of the Redevelopment Projects. The 2003 Bonds are special obligations of the Agency and are secured by a pledge of Pledged Tax Revenues, as defined in the Official Statement. The 2003 Bonds are not a debt of the City, the State of California, or any of its political subdivisions and neither the City, the State of California, nor any of its political subdivisions is liable. The 2003 Bonds do not constitute indebtedness within the meaning of any constitutional or statutory debt limit or restriction. This Annual Continuing Disclosure Information Statement is being provided pursuant to a covenant made by the Agency for the benefit of the holders of the 2003 Bonds and includes the information specified in a Continuing Disclosure Certificate. For further information and a more complete description of the Agency and the 2003 Bonds, reference is made to the Official Statement. The information set forth herein has been furnished by the Agency and by sources, which are believed to be accurate and reliable but is not guaranteed as to accuracy or completeness. Statements contained in this Annual Continuing Disclosure Information Statement which involve estimates, forecasts, or other matters of opinion, whether or not expressly so described herein, are intended solely as such and are not to be construed as representations of fact. Further, the information and expressions of opinion contained herein are subject to change without notice and the delivery of this Annual Continuing Disclosure Information Statement will not, under any circumstances, create any implication that there has been no change in the affairs of the Agency or any other parties described herein. 2004105, 2003 TAB City of La Quinta x 34 ll. BOND INFORMATION A. PRINCIPAL OUTSTANDING Bonds Tax Allocation Bonds, Taxable Series 2003 B. FUND BALANCES Fund Reserve Fund As of November 7, 2005 $25,605,000 As of November 12, 2005 N/A (1) The Reserve Fund is funded by a Reserve Account Surety Bond. Ill. FINANCIAL INFORMATION The audited financial statements for the Agency for the fiscal year ended June 30, 2005 will be separately filed with the Nationally Recognized Municipal Securities Information Repositories and are hereby incorporated by reference into this Annual Continuing Disclosure Information Statement. IV. OPERATING INFORMATION A. ASSESSED VALUATIONS The following table set forth the Taxable Values and the Gross Tax Increment for the Project Area No. 1. Proiect Area No. 1 Fiscal Year Secured Value Unsecured Value Utility Value Total Taxable Value Taxable Value Above Base (') Gross Tax Increment 1996/97 $1,297,020,107 $13,821,291 $0 $1,310,841,398 $1,111,443,165 $11,344,856 1997/98 1,383,340,327 13,157,051 0 1,396,497,378 1,197,099,145 12,161,894 1998/99 1,436,942,643 8,594,039 0 1,445,536,682 1,246,138,449 12,877,280 1999/00 1,627,578,717 8,034,814 0 1,635,613,531 1,436,215,298 15,659,371 2000/01 1,927,812,440 14,948,366 0 1,942,760,806 1,743,362,573 18,685,564 2001/02 2,287,724,601 14,486,563 0 2,302,211,164 2,102,812,931 20,929,840 2002/03 2,688,732,575 13,980,069 0 2,702,712,644 2,503,314,411 26,357,623 2003/04 3,062,917,787 13,537,804 0 3,076,455,591 2,877,057,358 29,958,693 2004/05 3,411,082,100 13,813,852 0 3,424,895,952 3,225,497,719 33,867,116 2005/06 3,956,642,179 29,248,534 0 3,985,890,713 3,786,492,480 Not Available (1) The Base Value for the Project Area No. 1 is $199,398,233. Source: Riverside County and Audited Financial Statements of the La Quinta Redevelopment Agency. r 2004105, 2003 TAB City of La Quinta 2 35 B. LAND USE PROJECT AREA NO. Land Use 2004/05 Total Secured Value Percent of Total Residential $3,400,741,189 85.95% Commercial 293,594,175 7 42% Vacant 179,839,273 4.55% Miscellaneous/Unknown 82,467,542 2.08% Total Project Area No. 1 $3 956 642 179 100.00% Source: County of Riverside 2005-06 secured property roll, as compiled by MuniFinancial. C. PLEDGED TAX REVENUES AND DEBT SERVICE COVERAGE The following table sets forth the amount of Gross Tax Increment and the combined Debt Service Coverage for the Bonds. Less Maximum Less: Less: Subordinated Maximum Annual Debt Fiscal Gross Tax Nonsubordinated Housing Pledged Pass Net Annual Debt (3) Service Year Increment Pass Throughst'I Set Aside Revenues Throughs(2) Revenues Service Coverage 2001/02 $20,929,840 $1,168,978 $4,488,487 $15,272,375 $7,025,471 $8,246,904 $3,697,867 2.23 2002/03 26,357,623 1,378,611 5,271,524 19,707,488 8,371,098 11,336,390 7,887,768141 1.43 2003/04 29,958,693 1,355,988 5,991,739 22,610,966 8,603,713 14,007,253 9,890,703 1.41 2004/05 33,867,116 1,448,192 6,773,423 25,645,501 10,455,214 15,190,287 9,890,703 1.54 (1) The Agency has entered into an agreement with the Coachella Valley Mosquito Abatement District, the Coachella Valley Water District, and the Coachella Valley Unified School District to pass through Tax Increment on a nonsubordinated basis. Please note, although the Coachella Valley Unified School District pass -through is presented as non -subordinated, it is non - subordinate only to debt service on the 2002 Bonds and is subordinate to all other debt service. (2) The Agency's subordinated pass-throughs include the County of Riverside, the Desert Sands Unified School District, and the Desert Community College District. (3) The combined Maximum Annual Debt Service on the 2002 Bonds, 2001 Bonds, the 1998 Bonds and the 1994 Bonds is payable in the year 2009 in the amount of $7,890,371. The combined Maximum Annual Debt Service on the 2003 Bonds, 2002 Bonds, 2001 Bonds, the 1998 Bonds and the 1994 Bonds is payable in the year 2032 in the amount of $9,890,703. A portion of the Housing Set Asides is pledged towards the payment of 18.5% of the debt service on the 1994 Bonds. (4) Annual Debt Service on the 2003 Bonds begins in fiscal year 2003/04. Source: Audited Financial Statements of the La Quinta Redevelopment Agency and the Statement of Indebtedness filed with the Riverside County Auditor -Controller's Office. 2004105, 2003 TAB City of La Quinta 36 D. ANNUAL DEBT SERVICE The following table sets forth the annual debt service for the 1994 Bonds, 1998 Bonds, 2001 Bonds, 2002 Bonds and the 2003 Bonds. Information contained in the table below was gathered and verified from the corresponding Official Statements. Maturity Date 1994 1998 2001 2002 2003 Combined September 1, Bonds Bonds Bonds Bonds Bonds Debt Service 2005 $2,162,044 $819,520 $2,430,720 $2,474,381 $1,999,190 $9,885,855 2006 2,161,857 819,520 2,430,720 2,475.341 1,997,018 9,884,456 2007 2,163,275 819,520 2,430,720 2,473,841 1,999,210 9,886,566 2008 2,161,629 819,520 2,430,720 2,475,391 2,000,554 9,887,814 2009 2,160,695 819,520 2,430,720 2,479,436 1,996,050 9,886,421 2010 2,159,880 819,520 2,430,720 2,475,676 2,000,163 9,885,959 2011 2,162,664 819,520 2,430,720 2,475,176 1,997,640 9,885,720 2012 2,160,003 819,520 2,430,720 2,477,681 1,998,755 9,886,679 2013 0 1,474,520 3,995,720 2,418,281 1,998,235 9,886,756 2014 0 1,475,460 3,997,470 2,413,031 1,996,080 9,882,041 2015 0 1,474,580 4,000,220 2,411,281 1,997,392 9,883,473 2016 0 1,476,880 3,998,720 2,412,781 1,996,208 9,884,589 2017 0 1,472,100 3,997,970 2,417,281 1,997,528 9,884,879 2018 0 1,475,500 3,997,720 2,414,531 1,996,040 9,883,791 2019 0 1,476,560 3,997,720 2,414,781 1,996,744 9,885,805 2020 0 1,475,280 3,997,720 2,412,781 1,999,328 9,885,109 2021 0 1,476,660 3,997,470 2,413,531 1,998,480 9,886,141 2022 0 1,475,440 3,996,720 2,416,781 1,999,200 9,888,141 2023 0 1,476,620 3,997,790 2,412,281 2,001,176 9,887,867 2024 0 1,474,940 3,997,485 2,413,856 1,999,096 9,885,377 2025 0 1,475,400 3,995,550 2,417,356 2,000,680 9,888,986 2026 0 1,472,740 3,996,730 2,417,525 1,997,434 9,884,429 2027 0 1,471,960 4,000,515 2,414,363 1,999,358 9,886,196 2028 0 1,472,800 3,996,395 2,417,869 2,000,808 9,887,872 2029 0 0 3,999,370 3,887,531 1,996,462 9,883,363 2030 0 0 3,998,675 3,888,013 1,996,320 9.883.008 2031 0 0 3,999,055 3,890,550 1,999,738 9,889,343 2032 0 0 0 7,889,631 2,001,072 9,890,703 Total $17,292 047 $30,153,600 $95,404,775 $78,000,958 $55,955,959 $276,807,339 2004105, 2003 TAB City of La Quinta 37 E. REPORTING OF SIGNIFICANT EVENTS The Continuing Disclosure Covenants outline the Significant Events that must be reported if they are deemed material. None of the items below has occurred or has been previously reported during the fiscal year ended June 30, 2005. 1. Principal and interest payment delinquencies on the Bonds. 2. Non-payment related defaults. 3. Unscheduled draws on debt service reserves reflecting financial difficulties. 4. Unscheduled draws on credit enhancements reflecting financial difficulties. 5. Substitution of credit or liquidity providers, or their failure to perform. 6. Adverse tax opinions or events affecting the tax-exempt status of the security. 7. Modifications to rights of security holders. 8. Contingent or unscheduled bond calls. 9. Defeasances. 10. Release, substitution, or sale of property securing repayments of the securities. 11. Rating changes. 2004105, 2003 TAB City of La Quinta C44 5 M COUNCIL/RDA MEETING DATE: December 6, 2005 ITEM TITLE: Approval of a Professional Services Agreement (PSA) with PW Construction, Inc. to Provide Construction Management Services for the Vista Dunes Courtyard Homes Project RECOMMENDATION: AGENDA CATEGORY: BUSINESS SESSION: CONSENT CALENDAR: _4 STUDY SESSION: PUBLIC HEARING: Approve a Professional Services Agreement (PSA) with PW Construction, Inc., in an amount not to exceed $960,000, to provide construction management services for the Vista Dunes Courtyard Homes Project, and appropriate monies from the Low Mod Bond issue Account No. 248-000-300-290-00 to fund the expenditure and also appropriate an additional $1,234,633 for various fees and permits related to construction for a total appropriation of $2,194,633. FISCAL IMPLICATIONS: Depending on the method for delivery of service chosen by the Agency, the fee for construction management will be between $625,000 and $960,000. The fees for various permits associated with construction and approvals are estimated at $1,234,633. Adequate funding is available in the Low Mod Bond Issue Account No. 248-000- 300-290-00 to fund the expenditures. CHARTER CITY IMPLICATIONS: None with this action. Based upon the affordable housing exemption from the prevailing wage requirements, this project will be bid as a non -prevailing wage job thereby saving an estimated ten to fifteen percent on construction costs. BACKGROUND AND OVERVIEW: The Vista Dunes Courtyard Homes will be a wood -framed with stucco, single -story, multi -family project. The development proposes 80 affordable rental units in a gated community, ranging from 1 to 3 bedrooms. The project design integrates desirable fundamentals of safety, functionality, and durability in harmony with the surrounding neighborhood. On October 14, 2005, the Agency authorized staff to issue a Request for Proposals for construction management services for the project. The scope of the proposals were to include services during the design phase such as constructability review and value engineering, support during the bidding phase, and day to day management services during the construction and close out phases. A selection committee consisting of the Community Development Director, the Building and Safety Director, Frank Spevacek (RSG) and Jon McMillan (RSG) was also authorized at that time to rank the proposals and make a recommendation to the Agency Board. A total of nine firms submitted proposals and the following three were selected to give a verbal presentation to the committee: PW Construction Inc. Davis Reed Construction Inc. FPT Group Inc. The committee selected PW Construction Inc. as the number one firm and began negotiations. The contract is expected to extend for eighteen to twenty months and includes options that would allow the project to be built using a "multiple prime approach in which the Agency would award multiple contracts to the various subcontractors and PW Construction Inc. would function as the General Contractor. The method of service delivery will be determined at a later date based on an analysis of the bidding climate at the time of construction. PW Construction Inc. will be required to enter into the Agency's standard Professional Services Agreement. FINDINGS AND ALTERNATIVES: The alternatives available to the Agency Board include: 1. Approve a Professional Services Agreement (PSA) with PW Construction, Inc., in an amount not to exceed $960,000, to provide construction management services for the Vista Dunes Courtyard Homes Project, and 2 appropriate monies from the Low Mod Bond issue Account No. 248-000- 300-290-00 to fund the expenditure; and Appropriate an additional $1,234,633 for various fees and permits related to construction for a total appropriation of $2,194,633; or 2. Do not approve a Professional Services Agreement (PSA) with PW Construction, Inc., in an amount not to exceed $960,000, to provide construction management services for the Vista Dunes project, and do not appropriate an additional $1,234,633 for various fees and permits; or 3. Provide staff with alternative direction. Respectfully submitted, Tom Hartung Building and Safety Director Approved for submission by: Thomas P. Genovese, Executive Director 3