2006 01 11 IAB Minutes
INVESTMENT ADVISORY BOARD
Meeting
January 11, 2006
CALL TO ORDER
Regular meeting of the La Quinta Investment Advisory Board was called to order at the
hour of 5:30 P.N1. by Vice Chairperson Deniel, followed by the Pledge of Allegiance.
PRESENT:
Board Members Olander, Moulin, Deniel and Egbert
ABSENT:
Board Member Rassi
OTHERS PRESENT:
John Falconer, Finance Director and Vianka Orrantia,
Secretary
II PUBLIC COMMENTS
III CONFIRMATION OF AGENDA
Board Member Moulin suggested that first item of discussion should be item VI,
Correspondence and Audited Financial Statements. Board concurred.
IV CONSENT CALENDAR
A. Approval of Minutes of the Meeting on December 14, 2005 for the
Investment Advisory Board.
MOTION -. It was moved by Board Members Moulin/Olander to approve the
Minutes of December 14, 2005. Motion carried unanimously.
V BUSINESS SESSION
A. Transmittal of Treasury Report for November 2005
Mr. Falconer advised the Board that page 2 reflects the portfolio for the
month of November, which did not change much, however there was a
large decrease in LAIF and the monies were moved into Treasuries, which
is reflected on page 6. This transaction was to gain a better yield; the
investments purchased are currently at 4 %.
Investment Advisory Board
Minutes
January 11, 2006
Board discussion ensued as to if and when the City would catch up with
the current bench mark. Mr. Falconer informed the Board with the
current reinvestments at 40/0 he is currently beating the benchmark.
Mr. Falconer also informed the Board that in the current market it is hard
to find Farm Credit Paper and asked the Board their feelings on Fannie
Mae, which currently are at the same rate as Farm Credit Paper. The
consensus of the Board was to go ahead and purchase Fannie Mae with
the reservations of Board Member Olander.
MOTION - It was moved by Board Members Olander/Moulin to
approve, receive and file the Treasury Report for November 2005.
Motion carried unanimously.
VI CORRESPONDENCE AND WRITTEN MATERIAL
A. La Quinta Fiscal Year 2004/05 Audited Financial Statements
Mr. Falconer advised the Board of the name change Conrad and
Associates to Mayer Hoffman McCann P.C.
Mr. Falconer introduced Jennifer Christian, CPA, Senior Manager to
the Board along with a brief history of her employment with the firm.
Ms" Christian stated that she would review for the Board the Fiscal
Year 2004/2005 Audited Financial Statements. Ms. Christian
reviewed for the Board cash footnotes and the CAFR. She also
reviewed the auditing of cash, investment compliance test work and
auditing controls in cash and investments.
Ms" Christian reviewed GASB 40 for the Board, located on page 40.
This was the first year that government agencies had to implement
GASB Statement 40. GASB Statement 40 changed the cash footnote;
reaso'n for the ch~nge was to focus on risk areas in the area of
investments such as interest rate risks, credit risks and custodial credit
risk. Ms Christian reviewed GASB 40 format for the Board:
Page 40: The first section is a summary of the cash investment
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Investment Advisory Board
Minutes
January 11, 2006
position as of June 30, 2005. This section is broken down as to how
it's reported on the financial statements, then broken down between
deposits and investments. A significant amount of the summary
reflects most of the City's balances are investments.
Page 41 : Is a combination of what is authorized by the California
government code and authorized by the City's internal Investment
Policy. Listed on this page are the restrictions, such as maximum
maturities and percentages that can be invested. This footnote was
already in place in the previous year and is now a required element of
GASB 40.
Page 42: This page reflects the significant changes in reporting. It
discloses interest rate risks and the footnotes define interest rate risk
as the risk that changes in market interest rates that would adversely
affect the fair value of investments. The note continues to state that
the longer the maturity, the greater the sensitivity to the fair value of
the changes in the market interest rates. The schedule listed reflects
the maturity of the City's investments. The second column of the
schedule reflects (3 months or less column) 55 % of the City's
investments mature in three months or less. The first three columns
make up a one year time period, (970/0 of the City's investments
mature within one year); the interest rate risk is low for the City of La
Quinta.
Page 43: GASB 40 requires the City to disclose credit risk and credit
risk is the risk that an insurer of an investment will not fulfill its
obligation to the holder of the investment. This is typically measured
by an investment rating. Treasury notes and bills are exempt from a
rating; all other investments are usually Triple A or Double A rating.
Other investments not rated, one example is LAIF.
Concentration Credit Risk - GASB 40 requires that if there is more
than 5 % of the portfolio in anyone insurer of an investment that a
disclosure be made. Currently 5.4 % of the City's investments are
invested in the Federal Home Loan Mortgage Corporation.
Page 44: Custodial Credit Risk, this is the risk for deposits; in the
event of a failure of a depository financial institution the government
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Investment Advisory Board
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January 11, 2006
will not be able to recover the deposits. Currently all of the City's
deposits are fully collateralized so there is no custodial credit risk.
Board discussion ensued with questions and clarification on the
2004/05 CAFR.
Noted and Filed
B. Month End Cash Report and other Selected Data - December 2005
Mr. Falconer reviewed for the new Board member the month end cash
report.
Noted and Filed
C. Pooled Money Investment Board Reports - October 2005
Noted and Filed
VIII BOARD MEMBER ITEMS
Board Member Moulin informed the Board that the terminology of the activities
in the ad placed no longer hold true to the current activities of the Board. In
addition, at the January 3rd City Council meeting not one of the applicants was
present. Board Member Moulin contacted one of the candidates and the
candidate informed Board Member Moulin he had not been notified. Mr.
Falconer stated that he was not aware of what took place and would follow up
with the City Manager and City Clerk. Board Member Moulin would like in the
future 1) the ad for the newspaper updated and 2) to make sure that the
candidates are notified in a timely manner.
It was requested by the Board to add this item to the next scheduled Board
meeting for reviewed of the ad and necessary changes and/or revisions.
VIII Adjournment
MOTION - It was moved by Board Members Moulin/Olander to adjourn the
meeting at 6:50 p.m. Motion carried unanimously.
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Investment Advisory Board
Minutes
January 11, 2006
Vianka Orrantia
Secretary
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