2006 05 10 IAB Minutes
INVESTMENT ADVISORY BOARD
Meeting
May 10, 2006
CALL TO ORDER
Regular meeting of the La Quinta Investment Advisory Board was called to order at the
hour of 5:35 P.M. by Vice Chairman Olander, followed by the Pledge of Allegiance.
PRESENT:
Board Members Moulin, Olander, and Egbert
ABSENT:
Board Members Deniel and Rassi
OTHERS PRESENT:
Louise West, Accounting Manager and Therese Vella-Finorio,
Secretary
II PUBLIC COMMENTS - None
III CONFIRMATION OF AGENDA - (This is the time set aside for public comment
on any matter not scheduled on the agenda.)
IV CONSENT CALENDAR
A. Approval of Minutes of Meeting on April 12, 2006 for the Investment
Advisory Board.
Board Member Egbert stated that page four, first sentence should read:
amount that will be used is the åeUaf percentage amount under the Treasurer's
direction
Board Member Egbert asked for clarification on page six as to why Mr. Falconer no
longer intended to use the bank, was this due to clerical error or is he just adding
three additional broker/dealers for bond proceeds.
MOTION - It was moved by Board Members Moulin/Egbertl to approve the Minutes
of April 12, 2006, 2006 as amended. Motion carried unanimously.
VI BUSINESS SESSION
A. Transmittal of Treasury Report for March 2006
Board Member Olander commented (referencing the Treasurer's
Commentary), that this was a big step forward for the Treasurer and the
comments were very impressive. Board Member Egbert concurred.
Investment Advisory Board
Minutes
May 10, 2006
Board Member Egbert attended the CMT A Conference and at the
conference a presentation was given by the 12th Fed District Economist and
it was expected that the Feds would have a 0.25% increase and eluded that
an additional increase would take place in the near term. Upon reading a
current article in the Press Report the increase could be delayed until fall.
Mrs. West informed the Board that page 6 of the Treasurer's Report reflects
the rollover of investments at a higher yield than previously purchased.
Board Member Egbert informed the Board that while at the conference he
attended a meeting hosted by LAIF and felt very comfortable with their
investment philosophy and the individual who is responsible for investments
and operations. Board Member Egbert also informed the Board that he met
with approximately 15 of the 20 vendors at the conference. One of the
vendors is trying to emerge as an alternative to LAIF and will distribute their
data at the next scheduled meeting when all Board members are back. The
vendor will not have the State's backing and the State will not stand behind
any loses they might incur. The vendor is currently involved in the drafting of
a legislation that will provide this to them and in the future the State might
have two entities that will provide LAIF like services. General discussion was
ensued by the Board regarding LAIF.
Board Member Egbert formally stated that he was thankful to the City for
allowing him to attend the conference and expressed his interest in attending
the upcoming LAIF Conference.
MOTION - It was moved by Board Members Moulin/Egbert to approve,
receive and file the Treasury Report for March 2006. Motion carried
unanimously.
B. Continued Consideration of Fiscal Year 2006/07 Investment Policies &
Work Plan Items
Board Member Olander expressed his concerns regarding the accounting
issues for FNMA. FNMA's last audited financial statements date back to
2001 and they have had nothing reliable for the last six years. Board
Member Olander stated that we have substantial items in our portfolio. It
puts all of us on notice as we have substantial exposure. Any fall out from
any further problems could create problems for the GSE's. There is nothing
that can be done at this moment but it would be likely to be like the problem
of the S & L's of 10 to 15 years ago. Board Member Olander expressed his
reservations for GSE's.
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Investment Advisory Board
Minutes
May 10, 2006
Board Member Egbert stated he would be in favor of changing the
investment policy to add a new statistic to be monitored that would be a
direct investment through GSE's and indirect through LAIF, to monitor
investment dollars and percentages from a discussion stand point. Board
Member Moulin concurred, but stated that this would not be a change to the
policy.
MOTION - It was moved by Board Members Moulin/Egbert to continue the
review of the Fiscal 2006/07 Investment Policies. Motion carried
unanimously.
Continued Consideration of Request for City Council to Release
Request for Proposal for Portfolio (RFP) for Investment Management
Services
Board Member Egbert stated that the two letters submitted should have been
labeled as the Treasurer's revision or if it was a combination of his letter and
Board Member Deniel's.
MOTION - It was moved by Board Members Egbert/Moulin to continue the
consideration of Request for Cit Council to Release Request for Proposal for
Portfolio (RFP) for Investment Management Services. Motion carried
unanimously.
VII CORRESPONDENCE AND WRITTEN MATERIAL
A. Month End Cash Report - April 2006
Ms. West stated at the previous month's meeting Mr. Falconer informed the
Board about the implementation of a sweep account with a 40/0 interest for
the account. Board Member Egbert asked the Board if the sweep account
should be monitored, sweep account income vs. pay for services and is there
a way to calculate what other alternative costs would be. Ms. West stated
that the City receives an analysis report each month, but did not see it on the
report due to the fact this was the first month the City implemented the
sweep account. Board Member Olander suggested that Mr. Falconer
possibly clarify this at the next scheduled meeting.
Noted and Filed
B . Pooled Money Investment Board Reports - February 2006
Noted and Filed
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Investment Advisory Board
Minutes
May 10, 2006
c. Commission Recruitment
Board Member Egbert stated in reference to draft ad for the City Clerk, Board
Member Egbert stated that he had received comments from Board Members
Deniel and Moulin. Board Member Egbert shared with the Board that he
was a bit surprised to see that the ad had already been published as he had
not given Mr. Falconerthe final version of the Board's draft. He was told that
it was the City Clerk's responsibility to publish the ad, which she did, but
unfortunately the ad did not contain the Board's suggested changes to the
ad. Board Member Moulin stated that the changes could be made before it
is published again, however, Ms. West informed the Board that the ad will
only appear once in the paper. Board Member Moulin asked that the
changes be made to reflect "Knowledge" should not be capitalized, and
posses should be spelled as "possesses." It was agreed by the Board to
accept the draft that appeared in the paper but with the two corrections to be
made to the document.
Board Member Moulin stated that Board Member Deniel indicated there are
three vacancies to fill in June, but he believes there are only two. Board
Member Egbert asked for clarification on terms of service as he received the
application from the City Clerk stating he has two weeks to reapply. Board
Member Egbert asked if he would need to reapply, or if his commission has
not expired yet. He is not clear as to whether or not his commission ends on
June 30th. Board Member Moulin said that it would be better to have two
vacancies filled in a given year not three. Board Member Moulin had called
Mr. Falconer to ask if that was the case and Mr. Falconer said that we are
required to fill the vacancy of the person that left. Board Member Olander
will follow up with Mr. Falconer for clarification. Board Member Olander also
asked that the list of commissioners be updated to show the correct e-mail
addresses for Board Members Olander and Rassi.
Noted and Filed
D. Update on California Municipal Treasurers Association Conference
Board Member Egbert stated that since Board Member Deniel and Mr.
Falconer were not in attendance for this month's meeting, he did not bring
the entire presentation regarding the CMT A Conference, he would like to
provide a complete set of the 8 to 9 sessions for the Board that he attended.
He will provide a complete packet for each Board member at the next
scheduled meeting.
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Investment Advisory Board
Minutes
May 10, 2006
Board Member Egbert stated that he could not attend all of the sessions due
to the fact that they ran concurrent.
General discussion ensued amongst the Board regarding the conference.
Noted and Filed
VIII BOARD MEMBER ITEMS
Board Member Moulin stated that he will get clarification of the terms of service.
Board Member Egbert asked if the City employed someone to listen to the tapes of
the Boards and Commissions for comments or things of importance. Staff replied
that the City does not.
IX Adjournment
MOTION - It was moved by Board Members Moulin/Egbert to adjourn the meeting at
6:35 p.m. Motion carried unanimously.
Submitted by,
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Vianka Orrantia,
Secretary
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