2006 06 14 IAB Minutes
INVESTMENT ADVISORY BOARD
Meeting
June 14, 2006
CALL TO ORDER
Regular meeting of the La Quinta Investment Advisory Board was called to order at the
hour of 5:30 P.M. by Chairperson Deniel, followed by the Pledge of Allegiance.
PRESENT:
Board Members Moulin, Deniel , Olander, and Rassi
OTHERS PRESENT:
Board Members Egbert
John Falconer, Finance Director, Vianka Orrantia, Secretary;
Louise West, Accounting Manager, Tom Genovese, City
Manager and Kathy Jenson, City Attorney
ABSENT:
II PUBLIC COMMENTS - None
III CONFIRMATION OF AGENDA - (This is the time set aside for public comment
on any matter not scheduled on the agenda.)
IV CONSENT CALENDAR .
A. Approval of Minutes of Meeting on May 10, 2006 for the Investment
Advisory Board.
Board Member Olander advised the Board on page 1, first sentence should read;
hour of 5:35 P.M. by Vice Chairperman Chairman Olander, followed by the Pledge
of Allegiance.
MOTION -It was moved by Board Members Moulin/Olanderto approvethe Minutes
of May 10, 2006 as amended. Motion carried unanimously.
VI BUSINESS SESSION .
. A. Transmittal of Treasury Report for April 2006
Mr. Falconer advised the Board that Staff is now including a Treasurer's
commentary; this month's commentary reviews April's activity and also
includes future activity. Staff will continue to include this commentary in all
future agenda packets.
Mr. Falconer advised the Board that there was a great deal of activity for the
month of May and that this activity will be reflected in the May's Treasurer's
Report.
Investment Advisory Board
Minutes
June 14, 2006
Board Member Olander asked Staff if the City's figures were comparable in
comparison to other cities around the valley. Mr. Falconer stated that he
reviewed January's figures to do a comparison and found that La Quinta and
the City of Palm Desert were at 4.08% yield to maturity, several ofthe other
cities, such as Indian Wells, Rancho Mirage and the County were much
lower. Board Member Olander asked Staff if the other cities used the six
month T-BiII as their bench mark. Mr. Falconer replied that the City of Palm
Desert uses LAIF as their bench mark but wasn't quite sure what the other
cities use.
Mr. Falconer stated that in comparison to other cities in the valley, the City of
La Quinta's investment policy is more conservative, the other cities seem to
be investing out further than the City of La Quinta which currently invests
short-term.
MOTION - It was moved by Board Members Moulin/Olander to approve,
receive and file the Treasury Report for April 2006. Motion carried
unanimously.
B. Continued Consideration of Fiscal Year 2006/07 Investment Policies &
Work Plan Items
In response to Chairperson Deniel, Board Member Olander stated that the
letter to the City Council was deferred until this month's meeting due to some
confusion of the letter prepared by Chairperson Deniel. Chairperson Deniel
clarified for the Board that the letter was drafted as a response to
Councilman Osborne's concerns. Mr. Falconer advised the Board that this
item was placed on the agenda for discussion by the Board under Item C
and that it could be discussed at that time.
Chairperson Deniel stated that the Board was satisfied with the policy as it
exists, but th~re was a concern by Board Member Olander in regards to
GSE's and possibly limiting or eliminating GSE's. Board Member Olander
stated that the Board continue with the existing policy but continue to monitor
GSE's very closely.
Chairperson Deniel recommended that the Board take a vote that the
Finance Director currently refrain from purchasing GSE's until furthernotice,
and will review in six months to review the status of GSE's and the current
GSE's held by the City, along with a monthly report tracking report prepared
by the Treasurer. Board Member Moulin stated he felt that the Treasurer did
need to report on a monthly basis.
2
Investment Advisory Board
Minutes
June 14, 2006
General discussion ensued by the Board regarding GSE's, Fannie Mae and
Freddie Mac. The Treasurer stated that Fannie Mae (FNMA) investment was
maturing in July and that he was not planning to reinvest until they have
issued audited financial statements.
Board Member Moulin motioned to move not to reinvest in Fannie Mae until
Financial Statements have been released and at that time reevaluate Fannie
Mae. City Attorney recommended to the Board that if they want a formal
adopted action, that it be made part of the Investment Policy. It was agreed
upon by the Board to make a recommendation to the Treasurer not to
reinvest in Fannie Mae until Financial Statements are reviewed.
Mr. Falconer clarified for the Board that there will be minimal changes to the
policy and those changes will be the dates for this upcoming year.
MOTION - It was moved by Board Members MoulinlRassi to forward the
Fiscal 2006107 Investment Policy to the City Council. Motion carried by the
following vote: Ayes-Board Members Moulin, Deniel, Olander and Rassi,
Absent Board Member Egbert.
C. Continued Consideration o.f Request for City Council to Release a
Request for Proposal for Portfolio (RFP) for Investment Management
Services
Chairperson Deniel asked to address the response letter she drafted to
Councilman Osborne. Board Member Olander asked the Board to clarify
whether Councilman Osborne was representing the Councilor himself and
whether a written response was necessary. Chairperson Deniel stated that
the Council meeting minutes state that Councilman Osborne raised an issue
and Council responded by suggesting he take the issue to the Investment
Advisory Board, Councilman Osborne than came to the Investment Board
with the issue. Mr. Falconer clarified for the Board that previous discussion
pursued among the Board regarding the response letter and whether a
written response was necessary. It was the consensus of the Board that a
response was necessary. Another question arose from the Board whether
the letter be addressed to Councilman Osborne or to the whole Council and
the Board felt it was common courtesy to address the letter to the entire
Council.
Board Member Moulin asked Staff if the City Council would have to change
the ordinance in order to move forward with RFP. City Attorney Jenson
replied yes.
3
Investment Advisory Board
Minutes
June 14, 2006
Mr. Falconer stated that at the previous board meeting Staff suggested that
the Board bring forward the work plan for the Fiscal Year 2006/07, the
number one topic in the work plan would be the portfolio manager. Staff is
planning to bring this to the July Investment Board meeting and based on the
input from the Board this will be incorporated into the work plan and it will be
presented to the Council the second meeting on the 18th of July. The Board
will be asking Council to consider the release of the RFP for the portfolio
manager and than would ask the city attorney to draft language for allowing
for the portfolio manager. Board Member Moulin asked Staff if it was
possible to change the ordinance without approving the RFP, the position the
Board would like to take is to get the authority in place, so if Council agrees
they do not have to change the ordinance. Mr. Falconer stated that the
ground work for the RFP has already been placed in the investment policy
and the next step is the change to the ordinance, which would require
Council action. If the Board chose to go in this direction the next scheduled
Council meeting is on July 5th or if the Board decided to go with the normal
course of the work plan the scheduled date is July 18th. Chairperson Deniel
expressed her concern regarding the ordinance if placed in the work plan.
The Board continued general discussion regarding the implementation of the
use of a portfolio manager, the change to the ordinance and the
responsibility of the Treasurer.
The Board than proceeded to discuss the draft letter to Councilmember
Osborne and the City Council and whether to include in the 2006/07
Investment Advisory Board work plan. It was agreed by the Board to have
the Treasurer finalize the draft with Chairperson Deniel and distribute to the
City Council.
MOTION - It was moved by Board Members Olander/Moulin to place the
Request for City Council to Release Request for Prorosal for Portfolio (RFP)
for Investment Management Services at the July 1 i 2006 agenda as part of
the 2006/07 Work Plan. Motion carried unanimously.
VII CORRESPONDENCE AND WRITTEN MATERIAL
A. Month End Cash Report - May 2006
Noted and Filed
B . Pooled Money Investment Board Reports - February 2006
Noted and Filed
4
Investment Advisory Board
Minutes
June 14, 2006
VIII BOARD MEMBER ITEMS
Board Member Hassi attended the CMT A Conference and was able to speak to at
least twenty investment brokers and if the RFP is released for a portfolio manager
these brokers could possibly be considered.
IX Adjournment
MOTION -It was moved by Board Members Moulin/Rassi to adjourn the meeting at
7:00 p.m. Motion carried unanimously;
~ab/;. ,-A .A. ~
/I~/ ~~-
Vianka Orrantia, .
Secretary
/
5