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2007 01 16 RDARedevelopment Agency agendas are available on the City' web page @ www.la-quinta.org REDEVELOPMENT AGENCY AGENDA CITY COUNCIL CHAMBERS 78-495 Calle Tampico La Quinta, California 92253 Regular Meeting TUESDAY, JANUARY 16, 2007 - 3:00 P.M. Beginning Resolution No. RA 2007-001 CALL TO ORDER Roll Call: Agency Board Members: Adolph, Henderson, Kirk, Sniff, and Chairman Osborne PUBLIC COMMENT At this time, members of the public may address the Redevelopment Agency on any matter not listed on the agenda. Please complete a "request to speak" form and limit your comments to three minutes. CLOSED SESSION NOTE: Time permitting the Redevelopment Agency Board may conduct Closed Session discussions during the dinner recess. In addition, persons identified as negotiating parties are not invited into the Closed Session meeting when acquisition of real property is considered. 1. CONFERENCE WITH AGENCY'S REAL PROPERTY NEGOTIATOR, DOUGLAS R. EVANS, PURSUANT TO GOVERNMENT CODE SECTION 54956.8 CONCERNING POTENTIAL TERMS AND CONDITIONS OF ACQUISITION AND/OR DISPOSITION OF REAL PROPERTY IDENTIFIED AS APN 649-030-16, AND -017. PROPERTY OWNER/NEGOTIATOR: SANTA ROSA DEVELOPMENT, MICHAEL SHOVLIN. Redevelopment Agency Agenda 1 January 16, 2007 1001 RECESS TO CLOSED SESSION RECONVENE AT 4:00 P.M. PUBLIC COMMENT At this time members of the public may address the Redevelopment Agency on any matter not listed on the agenda. Please complete a "request to speak" form and limit your comments to three minutes. CONFIRMATION OF AGENDA APPROVAL OF MINUTES 1. APPROVAL OF MINUTES OF DECEMBER 19, 2006 2. APPROVAL OF MINUTES OF JANUARY 2, 2007 CONSENT CALENDAR NOTE: Consent Calendar items are considered to be routine in nature and will be approved by one motion. APPROVAL OF DEMAND REGISTER DATED JANUARY 2 AND 16, 2007. 2. RECEIVE AND FILE TRANSMITTAL OF TREASURER'S REPORT DATED NOVEMBER 30, 2006. 3. RECEIVE AND FILE TRANSMITTAL OF REVENUE AND EXPENDITURES REPORT FOR NOVEMBER 30, 2006 AND INVESTMENT SUMMARY REPORT FOR THE QUARTER ENDING DECEMBER 31, 2006. . BUSINESS SESSION - NONE STUDY SESSION - NONE CHAIR AND BOARD MEMBERS' ITEMS - NONE Redevelopment Agency Agenda 2 January 16, 2601 f� O v- V PUBLIC HEARINGS For all Public Hearings on the agenda, a completed "request to speak" form must be filed with the City Clerk prior to consideration of that item. 1. JOINT PUBLIC HEARING BETWEEN THE CITY COUNCIL AND REDEVELOPMENT AGENCY TO CONSIDER A REVISED AFFORDABLE HOUSING AGREEMENT BETWEEN THE AGENCY AND SANTA ROSA DEVELOPMENT, INC., TO INCREASE THE AGENCY'S FUNDING FOR THE HOMEBUYER SILENT SECOND TRUST DEED MORTGAGE LOANS BY $4.5 MILLION, THUS EXPANDING THE INCOME LEVELS OF THE HOMEBUYERS FOR THE PROPERTY LOCATED WITHIN THE WATERCOLORS HOUSING PROJECT AT AVENUE 48 AND ADAMS STREET. A. MINUTE ORDER ACTION ADJOURNMENT Adjourn to a regularly scheduled meeting of the Redevelopment Agency to be held on February 6, 2007, commencing with closed session at 3:00 p.m. and open session at 4:00 p.m. in the City Council Chambers, 78-495 Calle Tampico, La Quinta, CA 92253. DECLARATION OF POSTING I, Veronica Montecino, City Clerk of the City of La Quinta, do hereby declare that the foregoing agenda for the La Quinta Redevelopment Agency meeting of January 16, 2007 was posted on the outside entry to the Council Chamber at 78-495 Calle Tampico and on the bulletin boards at 51-321 Avenida Bermudas and 78-630 Highway 111, on January 12, 2007. DATED,r January 12, 2007 iONICA J ONTECINO, City Clerk City of La Quinta, California 6,O3 Redevelopment Agency Agenda 3 January 16, 2007 AGENDA CATEGORY: COUNCIL/RDA MEETING DATE: January 16, 2007 BUSINESS SESSION: ITEM TITLE: Demand Register Dated Jan. 02, 2007 CONSENT CALENDAR: / STUDY SESSION: PUBLIC HEARING: RECOMMENDATION: It is recommended the Redevelopment Agency Board: Receive and File the Demand Register Dated Jan. 02, 2007 of which $399,300.11 represents Redevelopment Agency Expenditures. PLEASE SEE CONSENT CALENDAR ITEM NUMBER 1 ON CITY COUNCIL AGENDA 2 004 j AGENDA CATEGORY: COUNCIL/RDA MEETING DATE: January 16, 2007 BUSINESS SESSION: ITEM TITLE: Demand Register Dated Jan. 16, 2007 CONSENT CALENDAR: STUDY SESSION: PUBLIC HEARING: RECOMMENDATION: It is recommended the Redevelopment Agency Board: Receive and File the Demand Register Dated Jan. 16, 2007 of which $567,353.65 represents Redevelopment Agency Expenditures. PLEASE SEE CONSENT CALENDAR ITEM NUMBER 1 ON CITY COUNCIL AGENDA E C05 D 04zf 4"Arzi c`0e OF COUNCIL/RDA MEETING DATE: January 16, 2007 AGENDA CATEGORY: BUSINESS SESSION: ITEM TITLE: Transmittal of Treasurer's Report as of —^ November 30, 2006 CONSENT CALENDAR: STUDY SESSION: PUBLIC HEARING: RECOMMENDATION: It is recommended the Redevelopment Agency Board: Receive and File. PLEASE SEE RELATED BUSINESS SESSION ITEM ON CITY COUNCIL AGENDA 006 �4XP6Zw cFM of Tttr'9 COUNCIL/RDA MEETING DATE: January 16, 2007 ITEM TITLE: Transmittal of Revenue and Expenditure Report for November 30, 2006 and Investment Summary Report for the Quarter Ending December 31, 2006 RECOMMENDATION: Receive and File. FISCAL IMPLICATIONS: None. CHARTER CITY IMPLICATIONS: None. BACKGROUND AND OVERVIEW: AGENDA CATEGORY: BUSINESS SESSION: CONSENT CALENDAR: STUDY SESSION: PUBLIC HEARING: _ Transmittal of the November 30, 2006 Statement of Revenue and Expenditures and Investment Summary Report for the Quarter Ending December 31, 2006 for the La Quinta Redevelopment Agency. G 007 Respectfully submitted, John M. Falconer, Finance Director Approved for submission by: Thomas P. Genovese, Executive Director Attachments: 1. Revenue and Expenditures Report, November 30, 2006 2. Investment Summary Report for the Quarter Ending December 31, 2006 2 141 l H1onivi C1Y 1 1 LA OUINTA REDEVELOPMENT AGENCY REVENUE SUMMARY PROJECT AREA NO. 1: LOW/MODERATE BOND FUND: Allocated Interest Home Sale Proceeds Non Allocated Interest Transfer In TOTAL LOWIMOD BOND LOW/MODERATE TAX FUND: Tax Increment Allocated Interest Non Allocated Interest Miscellaneous revenue Non Allocated Interest LORP-Rent Revenue Home Sales Proceeds Sale of Land Sewer Subsidy Reimbursements Rehabilibdion Loan Repayments 2nd Trust Deed Repayment Transfer In TOTAL LOWIMOD TAX 0710112006. 11/30MOOS REMAINING % BUDGET RECEIVED BUDGET RECEIVED 000 0.00 0.00 0.000% 0.00 0.00 000 0.000% 000 000 000 0000% 000 0 00 0.00 0000% 000 000 000 0 000% 81915.100.00 302,432.79 8,612,66721 3.390% 333,300 00 '100,526.05 232,773.95 30.160% 0.00 7.216.71 (7,216.71) 0.000% 000 8197 (81,97) 0.000% 000 0.00 0.00 0.000% 252.00000 95,752.42 156,24758 38,000% 480,000.00 311.092 38 168,907.62 64 810% 000 0.00 0.00 0.000% 0.00 15,112.89 (15,11289) 0.000% 0.00 000 000 0000% 0.00 626,16626 (626,166.26) 0.000% 140 000 00 100 000 00 40,00000 71 A30% 10.120,400.00 1.558,381.47 8,562,018.53 15.4W% DEBT SERVICE FUND: Tax Increment 36,430.900.00 1,209.731.21 34,221,158.79 3.410% Allocated Interest 93,100.00 154,643.13 (61,443,13) 166.000% Non Allocated Interest 0.00 0.00 0.00 0,000% Inlersl- County Loan 000 0.00 0.00 0.000% Interest Advance Proceeds 0.00 0.00 0.00 0.000% Transfers In 444830400 209614509 1552168.91 65110% TOTAL DEBT SERVICE 39,972,304.00 4,260,41943 35.711,88467 10660% CAPITAL IMPROVEMENT FUND -NON-TAXABLE Pooled Cash Allocated Interest 12,500.00 58,777A4 (46,277.44) 470.220% Non Allocated Interest 500,000 00 414,796.22 85,203.78 82.960% Litigation Settlement Revenue 0.00 000 000 0.000% Loan Proceeds 0.00 000 000 0000% Rental Income 0.00 0.00 0.00 0.000% Transfers In 2,500,000 00 000 2500000.00 0.000% TOTAL CAPITAL IMPROVEMENT 3,012,60000 4773.66 35 2,538,926.34 16,720% CAPITAL IMPROVEMENT FUND -TAXABLE Pooled Cash Allocated Interest 000 0.00 000 0.000% Non Allocated Interest 000 0.00 0.00 0.000% Litigation Settlement Revenue 0.00 0.00 000 0.000% Bond Proceeds 0.00 0.00 0.00 0000% Rental Income 000 0.00 0.00 0,000% Transfers In 000 0.00 0.00 0.000% TOTAL CAPITAL IMPROVEMENT 0.00 0.00 0.00 0000% 3 LA OUINTA REDEVELOPMENT AGENCY 0710112000-1113012008 REMAINING EXPENDITURE SUMMARY BUDGET EXPENDITURES ENCUMBERED BUDGET PROJECT AREA NO. 1: LOWIMODERATE BOND FUND PERSONNEL 000 0.00 000 000 SERVICES 000 0.00 000 000 REIMBURSEMENT TO GEN 000 aDO 0.00 000 HOUSING PROJECTS 000 000 0.00 000 TRANSFERS OUT 0.00 000 000 000 TOTAL LOWINIOD BOND 000 000 LOWIMODERATE TAX FUND: PERSONNEL 4.0000 2,12040 000 2,779.60 SERVICES 30.88100 89,052.22 000 279,82878 BUILDING HORIZONS 250,000.00 0.00 000 260.00000 LQ RENTAL PROGRAM 200,00000 110.82774 000 80.11226 2n0 TRUST DEED PROGRP 500.00000 000 000 500,00000 LAND ACQUISITION 8,800,000.00 108,60000 000 8,691.40000 FORECLOSURE 75Q000.00 0.00 0.00 150,00000 REIMBURSEMENT TO GEN 484,12700 201,71905 000 282.40795 TRANSFERS OUT 4,44Q30400 2,89Q/4101 000 1,552,15891 TOTAL LOWIMOD TAX 00 ,484 0 T4760 DEBT SERVICE FUND: SERVICES 457,30000 9.02000 000 448,280.00 BOND PRINCIPAL 2,640.00000 2,640,00000 000 000 BONOINTEREST 7,658,90000 3,887,59213 000 3,791,30787 INTEREST CITY ADVANCE 1,020,00000 425,00000 0.00 595000.00 PASS THROUGH PAYMENT 17,108.64600 627,06430 000 16.481,58170 ERAF SHIFT 0.00 0,00 000 000 TRANSFERSOUT 6,608,51500 2,800,9309TB 000 4.007,68402 TOTAL DEBT SERVICE 3 A 00 _ CAPITAL IMPROVEMENT FUND: PERSONNEL 4,90000 2,12040 000 2,77960 SERVICES 541,71000 210,58765 000 331,12235 LAND ACQUISITION 000 000 000 000 ASSESSMENT DISTRICT 000 000 000 000 ADVERTISING -ECONOMIC 000 000 0.00 000 ECONOMIC DEVELOPMEN 000 000 0.00 000 BOND ISSUANCE COSTS 0.00 000 000 000 CAPITAL - BUILDING 000 000 000 000 REIMBURSEMENT TO GEN 213,01600 88756.65 000 124,25935 TRANSFERS OUT 22,992,70600 2,280,930 92 000 20711,1]508 TOTAL CAPITAL IMPROVEMENT J• CAPITAL IMPROVEMENT FUNDITAXASLE BOND BOND ISSUANCE COSTS 000 000 000 000 TRANSFERS OUT (42807001 000 000 (42,00]00) TOTAL CAPITAL IMPROVEMEN(42.00700) 0w w [noi wl C 010 a LA OUINTA REDEVELOPMENT AGENCY REVENUE SUMMARY PROJECT AREA NO.2: BOND FUND: Allocated Interest Non Allocated Interest Bond proceeds (net) Transfer In TOTAL LOWIMOD BOND LOW/MODERATE TAX FUND: Tat: Increment Allowed Interasl Non Allocated Interest Developer funding Vista Dunes MHP Rental Rev 2nd Trust Deed Repayment ERAF Shift - Interest Sale of Land Tmnsfer In TOTAL LOWIMOD TAX 2004 LOWIMODERATE BOND FUND: Allocated! Interest Home Sale Proceeds Non Allocated Interest Transfer In TOTAL LOWIMOD BOND DEBT SERVICE FUND: Tax Increment Allocated Interest Non Allocated Interest Interest Advance Proceeds Trnsfer In TOTAL DEBT SERVICE 07101/2006 - 1113012006 REMAINING % BUDGET RECEIVED BUDGET RECEIVED 0.00 0.00 0.00 0.000% 0.00 0.00 000 0.000% 0.00 0.00 000 0.000% 0.00 0.00 D.00 0.000% 0.00 0.00 000 0.000% 4.870,40000 155,941.07 4,714.468.93 3.200% 275.300 00 95,993.28 179,306 72 34 870% 0.00 000 Doc, 0000% 000 0.00 0.00 0000% 0.00 0.00 0.00 0.000% 0.00 69.409.08 (59,409.08) 0,000% 000 0.00 0.00 0.000% 13,994,301.00 0.00 13,994,30100 0.000% 000 0.00 000 0.000% 19,140,001.00 311,343.43 18,828,657.57 1.630% 0 00 000 000 0.000% 000 0.00 000 0.000% 2,000,000 00 1,251,217.89 748,782 11 62 560% 000 0.00 0.00 0.000% 2,000.00000 1,251,217.89 748,782.11 62660% 19,658,60000 623,764.26 19,034,83574 3.170% 273,90000 81,965.76 191,934.24 29,930% 0.00 0.00 0.00 0000% 000 0.00 0.00 0000% 1,954,642 00 1,231,80183 722,840 17 63 020% 21.887.142 00 1,937,531.85 19,949,610.15 8 850% CAPITAL IMPROVEMENT FUND: Allocated Interest 105,600.00 25,649.11 79,950 89 24 290% Non Allocated Interest 0.00 000 0.00 0.000% Developer Agreement 0.00 0.00 0.00 0.000% Tm. nsfam In 0.00 0.00 0.00 0.000% TOTAL CAPITAL IMPROVEMENT 106,60000 25,649.11 79,960.89 24.29D% 5 LA QUINTA REDEVELOPMENT AGENCY 07M1l2000-11/3012006 REMAINING EXPENDITURE SUMMARY BUDGET EXPENDITURES ENCUMBERED BUDGET PROJECT AREA N0, 2: LOWIMODERATE BOND FUND 2nd TRUST DEEDS 000 0.00 000 0.00 LAND 000 000 000 000 BOND ISSUANCE COSTS 000 0A0 000 0.00 'TRANSFERS OUT 000 000 000 000 TOTAL LOW/MOD BOND LOWIMODERATE TAX FUND: PERSONNEL 2,90000 1.28319 000 1,61881 SERVICES 324,11100 74.57506 0.00 249,53594 2ND TRUST DEEDS 000 000 000 000 FORECLOSURE ACQUISITI 15Q00000 000 000 150,COOD0 REIMBURSEMENT TO GEN 264,52300 110,21735 000 154,30&m TRANSFERS OUT 1,993,08]00 1,231.0183 0.00 761,19617 TOTAL LOW/MOD TAX ,61 2004 LOWIMODERATE BOND FUND HOUSING PROGRAMS 6,283A0000 643,00000 000 6,940,00000 LAND 000 000 000 0OD TRANSFERSOUT 53,111,79500 2,701,86).98 111 50,389.92702 TOTAL LOW/MOD BOND655 DEBT SERVICE FUND: SERVICES 176,10000 6,05000 000 170,050.00 BOND PRINCIPAL 205,00000 105,00000 000 100,000.00 SONDINTEREST 314,785.00 158,52125 000 156,2075 INTEREST CITY ADVANCE 1,000,00000 416.0662 000 583,333.38 PASS THROUGH PAYMENT 16,419,46500 87,6B6 B4 000 16,331,77816 TRANSFERS OUT 1,954,64200 1,231,80183 000 722,84017 TOTAL DEBT SERVICE 20 ,0 CAPITAL IMPROVEMENT FUND: PERSONNEL 2,90000 1,03027 000 1,869.73 SERVICES 133,04300 13,41376 000 119,62924 ADVERTISING -ECONOMIC 000 000 000 000 ECONOMIC DEVELOPMEN 000 000 000 000 REIMBURSEMENT TO GEN 36,53400 15,221% 000 21,31205 TRANSFERS OUT 197,60600 45,3]900 "1 152,22700 TOTAL CAPITAL IMPROVEMENT 30,083 5, 80 Cj I . 01� ATTACHMENT 2 Z E E J c ro mu aE0 C N > > a=a orE E �d0 U N Q C N E O 0 mu cc c ? a N V aO>N m ^ N 0 n VQ O r 0 N N N V i Q N W 0 0 0 0 n w > O O R N m N 66— 0, N mot, ...0000 N O0in R 0 co 4 O i n O N N N j 0000 0 0 0 0 co N > OOOOr 0 l0 0000 fNp N a Gf) W N N N N O O O O A (0 N N /0 N l6 N t0 N l0 /0 N N N N N N d N N N N d N d N m pm M m p Z Z Z Z Z Z Z Z Z Z Z Z a a a a a a a a a a a a C C G C C C C C C C C C J J J J J J J J J J J J LL LL LL LL LL LL LL LL LL LL LL LL h m m m m>>>> J J J J J 55 E J J J J y m 6 y d E d y T 922ma mo ma mo ma mo mo my mo mo mo mn > F- C TT>TTT>.TTTT c c c c c N c c c c N c C C C C C C C C C C C C 0 0 0 0 0 0 0 0 0 0 0 0 U !n N U � J U m v) co co aa'Q'QXoQxaaaa a 55aarmar0000� ❑ mTc cc >> QQ N NQ NTn4 Q QQ Qmi «�Q O O J J O J J 0 0 0 0 0 a a 0 m m 2 2 m 2 2 m w m m w 0 O m NN M CAN N V LO0 0 o a v o v v o 0 0 0 o Ol Me) 000 0 0 0 0 0 0 0 0 0 m 0 m N N N N N N N N N N N N Y Y Y Y Y Y Y Y Y Y Y Y Y Y Y C C C C C C C C C C C C C C C m0 N mO mO mO N N mO m m N mO m m0 m0 mmmmmmmmmmmmmmm rri ai of ui vi vi ai vi mzi ui ai vi ui ui vi O a Ori d1 u C E d C O 5 9 F] COUNCIL/RDA MEETING DATE: January 16, 2007 ITEM TITLE: Continued Joint Public Hearing Between the City Council and Redevelopment Agency to Consider a Revised Affordable Housing Agreement Between the Agency and Santa Rosa Development, Inc., to Increase the Agency's Funding for the Homebuyer Silent Second Trust Deed Mortgage Loans by $4.5 Million, Thus, Expanding the Income Levels of the Homebuyers for the Property Located Within the Watercolors Housing Project at 48th Avenue and Adams Avenue RECOMMENDATION: AGENDA CATEGORY: BUSINESS SESSION: CONSENT CALENDAR: STUDY SESSION: _ PUBLIC HEARING: Adopt a Resolution of the Redevelopment Agency approving Amendment No. 4 to the Affordable Housing Agreement, and appropriate $4,500,000 to fund additional silent second trust deed homebuyer mortgages from the Project Area No. 2 Housing Fund Reserves (Account No. 246-0000-290-0000). FISCAL IMPLICATIONS: Implementing Amendment No. 4 would result in the expenditure of up to $4,500,000 of Housing Fund balance. While the Agency would not secure additional affordable housing covenants, these funds would increase the individual second trust deed mortgage amounts and expand the number of households that may qualify to purchase one of these dwellings. Also, doing so would expand the affordability of the project to include low-income households. BACKGROUND AND OVERVIEW: In December 2002 the Agency approved an Affordable Housing Agreement with Santa Rosa Development, Inc. (Michael Shovlin is the General Partner) to facilitate the development of 149 single-family courtyard homes. Known as Watercolors, this neighborhood is located on Avenue 48, east of Adams Street. All 149 homes must be sold to moderate -income households aged 55 years and older. Per the Agreement, the Agency will provide $8,886,138 in financial assistance, of which $7,000,000 is funding second trust deed mortgage loans. In June 2006 Mr. Shovlin contacted staff regarding difficulties he was experiencing selling the first phase homes given the sales price limitations (moderate -income restrictions) and the $67,000 maximum amount of the second trust deed loans. These limitations were impacting his sales volume e6d"61 his ability to repay his construction loan. Mr. Shovlin requested that the Agency consider two options to address these circumstances as follows: • Increase the Agency's financial contribution by $36,000 per unit for the dwellings that remain to be sold so that the second trust deed loans may be increased to a maximum of $103,000. This would require up to an additional $4,500,000 of Agency funds. Mr. Shovlin anticipates the additional funding would be required by the summer of 2007, after the current second trust deed loan allocation has been used. Their projections indicate the larger second trust deed mortgage loan would allow them to further buy down the sales prices and thus qualify additional senior households. • Release 45 of the remaining 125 homes from the moderate -income affordability requirements and sell them at market prices. The additional sale income would then be pledged to replace the reduced income they receive from the affordable units. Mr. Shovlin indicates the softening housing market combined with increasing construction labor and materials costs results in his needing one of these modifications. Staff evaluated this request and while we do not want to increase funding for an existing development without gaining additional affordable dwellings, staff recommends the Agency increase the second trust deed mortgage loans and fund up to $4,500,000. The rational is that: • Our experience with combining market -rate and affordable for sale homes in the same development generates numerous requests by the restricted home owners to repay the second trust deed mortgages and the shared appreciation penalties in order to gain the appreciation their neighbors are enjoying from selling the non- restricted homes; and The Agency has lost 75 covenant restricted affordable homes to date that the Agency will have to replace in order to achieve its housing production mandate. These homes were secured prior to 2002 when the Agency's second trust deed loan program allowed homeowners to repay their second trust deed loans and shared appreciation penalties, and release their dwelling from the affordability covenant. The Agency;s second trust deed program has been modified to eliminate the ability to release dwellings from affordability covenants. While this modification will reduce the likelihood that owners will request covenant releases, appreciating home values will continue to generate requests for releases. • Increasing the second trust deed loans to a maximum of $103, 000 will allow Santa Rosa to expand their target market to include households who earn ��-015 $35,000 to $45,000 per year. A househo.ld with a $35,000 annual income is a low-income household; the Agency will gain both low- and moderate -income credits from this development as a result of increasing maximum second trust deed loan amount. Attachment 1 to this report (Amendment No. 4) presents a summary that highlights the changes to the Affordable Housing Agreement. Basically, the funding the Agency will provide for second trust deed mortgage loans is increased up to a maximum $4,500,000, the maximum second trust deed mortgage loan amount is increased to $103,000, and additional documents are added to accommodate sales to low-income households. FINDINGS AND ALTERNATIVES: The alternatives available to the Agency Board include: 1. Adopt a Resolution approving Amendment No. 4 to the Affordable Housing Agreement; 2. Do not adopt the Resolution approving Amendment No. 4 to the Affordable Housing Agreement; or 3. Provide staff with alternative direction. Respectfully submitted, Dou as R IEvans Community Development Director Approved for submission b . r-?LV C-� AXK'C_V� Thomas P. Genovese, Executive Director Attachment: 1. Amendment No. 4 016 SUMMARY REPORT FOR AMENDMENT NO.4 TO THE AFFORDABLE HOUSING AGREEMENT BETWEEN THE LA QUINTA REDEVELOPMENT AGENCY AND SANTA ROSA DEVELOPMENT, INC December 5, 2006 INTRODUCTION This document is the Summary Report ("Report") for Amendment No. 4 to the Affordable Housing Agreement ("Agreement") by and between the La Quinta Redevelopment Agency ("Agency") and Santa Rosa Development, Inc. ("Developer"). The Agreement facilitated the sale of a 20.04-acre Agency -owned parcel ("Property") to the Developer who is building and selling a149 single-family dwellings that are affordable to moderate -income households aged 55 years and older ("Development"). This Report has been prepared pursuant to Section 33433 of the California Health and Safety Code (the California Community Redevelopment Law or "Law") and addresses the following: • A summary of the proposed Development. • The cost of the Agreement to the Agency. • The estimated value of the interest to be conveyed, determined at the highest and best uses permitted by the Agency's Redevelopment Plan. • The estimated value of the interest to be conveyed determined at the use with the conditions, covenants, and development costs required by the Agreement. • An explanation of why the sale of property pursuant to the Agreement will assist in the elimination of blight. • Conformance with the Agency's Five Year Implementation Plan. It should be noted that this Report does not address all of the aforementioned items. The Agency prepared a Summary Report in December 2002 that detailed the land sale and development transaction facilitated by the original Affordable Housing Agreement; the December 2002 Summary Report is attached for reference ("Attachment 1 "). C; 017 P\Reports-CC0007\1.16-0Matercdcma Summary Repotl doc I THE DEVELOPMENT The Agency purchased the Property in 1995 in order to reserve land for affordable housing development. The Property was part of a larger 50 acre parcel; .5 acres was transferred to the Coachella Valley Water District in 1999 to satisfy well site requirements for the Mira Flores affordable housing development, 14 acres were sold to the A.G. Spanos Corporation in February 2000 for a 200 unit apartment development that includes 20 affordable units, 11.9 acres was sold to the Developer at market value for a 36 dwelling market rate single family development, and the remaining 20.04 acres was sold to the Developer in 2003 who is constructing the Development. In December 2002, the Agency approved an Affordable Housing Agreement with the Developer to facilitate the Development. Known as Watercolors, this neighborhood is located on Avenue 48, east of Adams Street. All 149 homes must be sold to moderate -income households aged 55 years and older. The Agency provided $8,886,138 in financial assistance to insure that the home sales prices are affordable to moderate income households; $7,000,000 of this assistance is funding homebuyer second trust deed mortgage loans. In June 2006 the Developer contacted staff regarding difficulties he was experiencing selling the first phase homes given the moderate -income sales price limitations and the $67,000 maximum amount of the second trust deed loans. These limitations were impacting his sales volume and thus his ability to repay his construction loan. The Developer also indicated that the softening housing market combined with increasing construction labor and materials costs resulted in his request for one of the following modifications: • Increase the Agency's financial contribution by $36,000 per unit for the dwellings that remain to be sold so that the second trust deed loans may be increased to a maximum of $103,000. This would require an additional $4,500,000 of Agency funds. The additional funding would be needed by the summer of 2007, after the current second trust deed loan allocation has been used. The larger second trust deed mortgage loans would allow the Developer to further buy down the sales prices and thus qualify additional senior households. Release 45 of the remaining 125 homes from the moderate -income affordability requirements and sell them at market prices. The additional sale income would then be pledged to replace the reduced income the Developer receives from the affordable units. Staff evaluated this request and while not wanting to increase funding for an existing development without gaining additional affordable dwellings, recommended C1) 018 PARepons-CC@007N46-0]\WatercolorsGSummary Reporl.doc 2 that the Agency increase the second trust deed mortgage loans and provide up to $4,500,000 in additional financial assistance. The rational is that: Staff's experience with combining market -rate and affordable homes in the same development generates numerous requests by the restricted home owners to repay the second trust deed mortgages and the shared appreciation penalties in order to gain the appreciation their neighbors are enjoying from selling the non -restricted homes; • The Agency has lost 75 covenant restricted affordable homes to date that the Agency will have to replace in order to achieve its housing production mandate. These homes were secured prior to 2002 when the Agency's second trust deed loan program allowed homeowners to repay their second trust deed loans and shared appreciation penalties, and release their dwelling from the affordability covenant. The Agency's second trust deed program has been modified to eliminate the ability to release dwellings from affordability covenants. While this modification will reduce the likelihood that owners will request covenant releases, appreciating home values will continue to generate requests for releases; Increasing the second trust deed loans to a maximum of $103,000 will allow the Developer to expand their target market to include households who earn $35,000 to $45,000 per year. A household with a $35,000 annual income is a low-income household; the Agency will gain both low- and moderate - income credits from this development as a result of increasing maximum second trust deed loan amount. THE COST OF THE AGREEMENT TO THE AGENCY The Agreement would obligate the Agency to underwrite an additional $4,500,000 in silent second trust deed mortgage loans. These loans will allow both moderate and low income households to purchase these homes. ESTIMATED VALUE OF INTEREST TO BE CONVEYED No property interests will be conveyed per the Agreement. A financial analysis of the value of the original conveyance is presented in Attachment 1 . ESTIMATED VALUE OF THE INTEREST TO BE CONVEYED, DETERMINED AT THE USE AND WITH THE CONDITIONS, COVENANTS, AND DEVELOPMENT COSTS REQUIRED BY THE AGREEMENT 019 P1Repons CC00071l-I"AWate=lors\Summary Repon.doc 3 No property interests will be conveyed per the Agreement. A financial analysis of the original conveyance is presented in Attachment 1. EXPLANATION OF WHY THE SALE OF THE PROPERTY PURSUANT TO THE AGREEMENT WILL ASSIST IN THE ELIMINATION OF BLIGHT No property interests will be conveyed per the Agreement. An analysis of the original conveyance is presented in Attachment 1. CONFORMANCE WITH THE AGENCY'S FIVE YEAR IMPLEMENTATION PLAN An analysis of conformance with the Agency's Five Year Plan is presented in Attachment 1. A copy of the proposed Agreement is attached to this Report (Attachment 2) and is available for review at the Community Development Department located at the La Quinta City Hall. The proposed Agreement will be the subject of a joint public hearing of the Agency and City Council on January 16, 2007, at 7:00 p.m. in the City Council Chambers located at the La Quinta City Hall, 78-495 Calle Tampico, La Quinta, California. G 020 P\Reports-CC@007\1-16-07\Waterwlors\Summary Report Eoc 4 SUMMARY REPORT FOR THE AFFORDABLE HOUSING AGREEMENT BETWEEN THE LA QUINTA REDEVELOPMENT AGENCY AND SANTA ROSA DEVELOPMENT, INC December 26, 2002 INTRODUCTION This document is the Summary Report ("Report") for the Affordable Housing Agreement ("Agreement") by and between the La Quinta Redevelopment Agency ("Agency") and Santa Rosa Development, Inc., a development partnership comprised of Desert Cities Development and the RecreActions Group of Companies (RGC) ("Developer"). The Agreement facilitates the sale of a 20.04-acre Agency - owned parcel ("Property") to the Developer who will construct and sell 149 single- family dwellings that will be affordable to moderate -income households aged 55 years and older ("Development"). This Report has been prepared pursuant to Section 33433 of the California Health and Safety Code (the California Community Redevelopment Law or "Law") and addresses the following: • A summary of the proposed Development. • The cost of the Agreement to the Agency. • The estimated value of the interest to be conveyed, determined at the highest and best uses permitted by the Agency's Redevelopment Plan. • The estimated value of the interest to be conveyed determined at the use with the conditions, covenants, and development costs required by the Agreement. • An explanation of why the sale of property pursuant to the Agreement will assist in the elimination of blight. • Conformance with the Agency's Five Year Implementation Plan. THE DEVELOPMENT The Agency purchased the Property in 1995 in order to reserve land for affordable housing development. The Property was part of a larger 50 acre parcel; .5 acres was transferred to the Coachella Valley Water District in 1999 to satisfy well site requirements related to the development of the Mira Flores affordable housing development, 14 acres were transferred to the A.G. Spanos Corporation in 021 P\Reports-CCU007\i-06-07\Waters om\Summary RepoO.Eoc 5 C' February 2000 for the development of a 200 unit apartment community that includes 20 affordable units, 11.9 acres is proposed to be sold to the Developer at market value for the development of 36 market rate single family dwellings, and the disposition of the remaining 20.04 acres is the subject of this Report. The Developer first contacted the Agency in May 1998 regarding their interest in developing both affordable and market rate housing on the 50-acre parcel. The Agency delayed moving forward with their request until a majority of the dwellings in the Mira Flores community (located east of the Property at Avenue 48 and Jefferson Street) were sold. This occurred in March 2002; the Agency subsequently entered into negotiations with the Developer to determine if a mutually acceptable transaction could be consummated. Negotiations concluded in August 2002 and the Agreement was subsequently drafted. In order to insure compatibility with the surrounding single-family neighborhoods the Developer proposes a development program that locates market rate homes adjacent to the existing single-family neighborhoods located west of Adams Street and south of Avenue 48, and affordable homes on a larger square shaped segment of the Property located east of the market rate homes. The market rate units will be three and four -bedroom 36 single story homes that will be priced from $265,000 to $360,000. The affordable component entails 149 one and two bedroom single story court homes ranging from 1,175 to 1,300 square feet in size. The average home price will be $177,320. The home sales will be restricted to buyers aged 55 years and older who have moderate household incomes (defined as households earning from 81 % to 120% of the Riverside County median income). The Property includes a 22,500 square foot section that will be parcelized, partially improved, and transferred to the Coachella Valley Water District for a well site. This requirement will result in the Developer retaining 19.5 acres of the 20.04-acre Property for the Development. Per the Agreement the Developer will have up to 180 days after the Agreement is executed to prepare and process the entitlements and tract map required for Property development. The Agency will provide up to $800,000 during this period to underwrite costs associated with these activities. Upon receiving the entitlements, the Agreement provides that the Agency will sell and transfer the Property to the Developer for $1.00. Once the homes receive a certificate of occupancy from the City of La Quinta, the Agency will provide up to $7,000,000 in assistance to fund homebuyer silent second trust deed loans. The Agreement provides the latitude to fund second trust deed loans that range from $23,000 to $67,000 per homebuyer. This latitude is being provided to afford the greatest number of moderate -income households the P �Repons-CC2001k1-16-o7\WatercolorslSummary Repon.doc 6 V 1„ , 022 opportunity to purchase these units. Agency staff will work with the Developer to qualify prospective homebuyers to insure that homebuyers requiring the largest mortgage amounts are not the only ones funded, thus exhausting the funds allocated for second trust deed loans before all of the units are sold. The second trust deed loans will also feature covenants that require the dwellings to remain affordable to moderate -income households for 45 years. Further, unlike past Agency second trust deed loans, the affordability covenants will not afford the homeowner the option to sell their dwelling at prevailing market values and release the unit from the affordability covenant. Instead, the homeowner must sell their dwelling to either another qualified buyer (a moderate income households that is 55 years or older), or if a qualified household cannot be found, as a last resort to the Agency. THE COST OF THE AGREEMENT TO THE AGENCY The Agreement obligates the Agency to fund a total of $8,886,138 or $59,638 per unit to obtain 149 affordable for sale housing units. These costs are as follows: Property Purchase Costs - $1,086,138 The Property cost the Agency $1,086,139; $764,887 in land acquisition costs and $321,252 in interest carry costs associated with the bond proceeds used to acquire the Property. The Agency purchased the larger 50-acre parcel in 1995 for $1,909,300. The Property's pro rata share of the total purchase cost is $764,887. 1995 Housing Bond proceeds were used to fund this purchase, which feature a blended interest rate of 6%. The interest expense associated with the $764,887 purchase cost is $321,252. Per the Agreement the Developer will purchase the Property for $1.00, leaving $1,086,138 in land acquisition and interest carry costs that the Agency must fund to obtain the affordable units. Entitlement and Municipal Fee Costs - $800,000 Prior to transferring the Property to the Developer, the Agency will fund the costs associated with planning, engineering and environmental studies, and municipal and building permit fees. The draw schedule for these funds is as follows: • $250,000 upon executing the Agreement to reimburse the Developer for funds they expended to plan and replan this project since 1998 (including preparing a specific plan and paying over $10,000 in application fees) and to fund some of the costs of revising the specific plan to reflect the new development program; P\Rep ft-CC\2007\i-16.07\Waters orslSummary Report.doc 7 1" J 023 • $200,000 upon filing the entitlements to fund the remaining architectural, engineering, planning, environmental costs, and fees associated with submitting a revised specific plan and tract map; • $200,000 upon receipt of entitlements to fund costs associated with preparing construction drawings and some municipal fee costs; and • $150,000 upon receiving building permits to fund the remaining municipal fee expenses. Homebuyer Second Trust Deed Mortgages — Up to $7,000,000 In order sell the units at costs affordable to moderate income households the Agreement provides that the Agency will fund 149 second trust deed mortgages. The mortgages will cover each dwelling's pro rate share of land ($5,133) and entitlement/municipal fee ($5,369) costs, and $12,498 to $56,498 of development costs. The total second trust deed mortgage will range from $23,000 to $67,000 per household, with the average per unit mortgage projected to be $50,000. This range will permit households aged 55 years or older who earn from 81 to 120 percent of the Riverside County median income to purchase these homes. The Agency's Redevelopment Consultant has reviewed and verified the costs associated with the Development. Total development costs are projected to be $26,420,593, which includes a developer profit of 4.46% or $1,228,497. This equates to an average per unit cost of $177,320. The Agency second trust deeds combined with the homebuyer down payments of 3% will reduce the first trust deed mortgage to $110,320 to $154,320, a level affordable to moderate income households. ESTIMATED VALUE OF INTEREST TO BE CONVEYED The Agency's Redevelopment Consultant reviewed comparable land sales for property designated for single-family development that was not yet entitled. This review identified per acre land values ranging from $38,660 to $75,000. The Agency is selling the Developer an adjoining parcel for market rate residential development at a per acre price of $67,347. Using this value, the 20.04-acre parcel would have a current market value of $1,349,633. ESTIMATED VALUE OF THE INTEREST TO BE CONVEYED, DETERMINED AT THE USE AND WITH THE CONDITIONS, COVENANTS, AND DEVELOPMENT COSTS REQUIRED BY THE AGREEMENT P \Repons - CC\2007\i-16. Mate=lomNSummery Report doc 8 v w 024 The Agreement requires the Developer to construct 149 dwellings that must be sold at affordable housing costs to moderate -income households. In order achieve affordable housing costs the units must have first trust deed mortgages that range from $110,320 to $154,320. Selling the Property for $1.00, plus providing additional financial assistance to reduce overall development costs, will achieve this. 9 ` - (1 rJ P\Reports-CC\2007tl-16071Watercolors\Summary Report tloc _ EXPLANATION OF WHY THE SALE OF THE PROPERTY PURSUANT TO THE AGREEMENT WILL ASSIST IN THE ELIMINATION OF BLIGHT The Property conveyance and construction of the Development does not directly eliminate blight. Instead, the conveyance will facilitate the development of dwellings that will increase and improve the supply of affordable housing within La Quinta Redevelopment Project No. 2. Per the Second Five Year Implementation Plan, the Agency has an obligation to facilitate the production of over 1,500 affordable units by 2004. In order to accomplish this task the Agency must provide incentives to private developers and non-profit organizations to construct units that will generate less than market value returns. The Property conveyance and the Development will further the Agency's efforts to promote affordable housing development within Project No 2. CONFORMANCE WITH THE AGENCY'S FIVE YEAR IMPLEMENTATION PLAN The Second Five Year Implementation Plan and the Second Amended Housing Affordability Plan identifies a combination of market rate and affordable housing development for the Property. The conveyance of the Property and the subsequent development of affordable housing conform to the provisions of both these Plans. A copy of the proposed Agreement is attached to this Report or is available for review at the Community Development Department located at the La Quinta City Hall. The proposed Agreement will be the subject of a joint public hearing of the Agency and City Council on January 7, 2003, at 7:00 p.m. in the City Council Chambers are located at the La Quinta City Hall, 78-495 Calle Tampico, La Quinta, California. 026 PUepo s-CCUOM1-16-0TWatem IMNSummaryRepad.doc 10 RESOLUTION RDA NO. A RESOLUTION OF THE LA QUINTA REDEVELOPMENT AGENCY APPROVING AMENDMENT NO. 4 TO AFFORDABLE HOUSING AGREEMENT BY AND BETWEEN THE AGENCY AND SANTA ROSA DEVELOPMENT, INC. FOR THE PROPERTY LOCATED AT THE NORTHEAST CORNER OF AVENUE 48 AND ADAMS STREET WHEREAS, the La Quinta Redevelopment Agency ("Agency") is a public body, corporate and politic, organized and existing under the California Community Redevelopment Law ("Health & Safety Code § 33000 et seq.) ("CRL"); and WHEREAS, pursuant to the CRL, the City Council of the City of La Quinta ("City" or "City Council," as applicable) approved and adopted the Redevelopment Plan ("Redevelopment Plan") for Project Area No. 2 ("Project Area"), on May 16, 1989, by Ordinance No. 139; and ' WHEREAS, a fundamental purpose of the CRL is to expand the supply of low- and moderate -income housing (Health & Safety Code, § 33071); and WHEREAS, on or about January 22, 2003, the Agency and Santa Rosa Development, Inc., a California corporation ("Developer") entered into that certain Affordable Housing Agreement (the "Original AHA"), pursuant to which (i) the Agency conveyed to the Developer certain real property located within the Project Area ("Property") for the Developer's subsequent development thereon of One Hundred Forty -Nine (149) single family homes for sale to senior citizens who are at least 55 years of age and who are also "persons and families of moderate income" (i.e., persons and families whose income does not exceed 120% of the median income for Riverside County, adjusted for family size) (the "Project"); (ii) the Agency agreed to provide certain financial assistance to Developer, including second trust deed assistance to qualified buyers of units in the Project in an amount not to exceed Seven Million Dollars ($7,000,000), from the Agency's Housing Fund (the "Homebuyer Assistance"), all as more particularly described in the Original AHA; and WHEREAS, Agency and Developer have amended the Original AHA on three prior occasions (collectively, the "Amendments"); and WHEREAS, the Original AHA, as amended by the Amendments, is hereinafter referred to as the "AHA"; and WHEREAS, Agency and Developer have negotiated a fourth amendment to the AHA ("Amendment No. 4"), pursuant to which Agency would provide up to an additional Four Million Five Hundred Thousand Dollars ($4,500,000) of Housing 027 Resolution No. RA 2007- Santa Rosa Development Adopted: January 16, 2007 Page 2 ($4,500,000) of Housing Funds as Homebuyer Assistance and to enable Developer to sell homes in the Project to senior citizens who are at least 55 years of age and who are also "lower income households" (i.e., persons and families whose income does not exceed 80% of median income for Riverside County, adjusted for family size); and WHEREAS, Amendment No. 4 also includes an amendment to the recorded Declaration of Covenants, Conditions, and Restrictions for Property to enable Developer to sell remaining homes in the Project to senior citizens who are at least 55 years of age and who are also lower income households ("Declaration Amendment"); and WHEREAS, Health and Safety Code Section 33433 requires that the Agency prepare a Summary Report to consider the Agency's proposed financial contribution to the Project as set forth in the AHA and Amendment No. 4, that the Agency Board and the City Council conduct a noticed joint public hearing with respect to Amendment No. 4, and that the approval of Amendment No. 4 be accompanied by certain findings and determinations as set forth herein; and WHEREAS, a Summary Report for Amendment No. 4 has been prepared and the joint public hearing has been conducted in accordance with applicable requirements of law; and WHEREAS, the City Council and the Redevelopment Agency have considered all the information and evidence set forth in the Summary Report presented by the City/Agency staff and presented by persons wishing to appear and be heard concerning the impact of Amendment No. 4 on the Project Area and the City as a whole; and WHEREAS, Amendment No. 4 is in accordance with the Redevelopment Plan and is of benefit to the Project Area and the City of La Quinta; and WHEREAS, the Agency Board hereby determines that the Agency's financial contribution pursuant to Amendment No. 4 is necessary to effectuate the purposes of the Redevelopment Plan; WHEREAS, Amendment No. 4 is in accordance with the Redevelopment Plan and is of benefit to the Project Area and the City of La Quinta. NOW, THEREFORE, BE IT RESOLVED BY THE LA QUINTA REDEVELOPMENT AGENCY AS FOLLOWS: , Resolution No. RA 2007- Santa Rosa Development Adopted: January 16, 2007 Page 3 That the above recitals are true and correct and incorporated herein. 2. Amendment No. 4 effectuates the purposes of the Community Redevelopment Law (Health & Safety Code § 33000 et seq.) and of the Redevelopment Plan and is in the best interests of the citizens of the City of La Quinta. 3. The Agency's sale of the real property identified herein will provide housing for moderate income persons and is consistent with the Agency's Five -Year Implementation Plan, based on the findings and conclusions of the Summary Report, which is incorporated herein. 4. The consideration the Developer paid for the real property conveyed by the Agency is not less than the fair reuse value at the use and with the covenants and conditions and development costs authorized by the sale, based on the findings and conclusions of the Summary Report. 5. That the La Quinta Redevelopment Agency hereby finds and determines that Amendment No. 4 effectuates the purposes of the Community Redevelopment Law (Health & Safety Code § 33000 et seq.) and of the Redevelopment Plan and is in the best interests of the citizens of the City of La Quinta. 6. Amendment No. 4, a copy of which is on file with the Agency Secretary, is hereby approved. The Agency Executive Director and Agency Counsel are hereby authorized and directed to make final modifications to Amendment No. 4 that are consistent with the substantive terms of Amendment No. 4 approved hereby, and the Agency Executive Director is authorized to thereafter sign Amendment No. 4, including the Declaration Amendment, on behalf of the Agency. 7. The Agency Executive Director is authorized and directed, on behalf of the Agency, to (i) sign such other and further documents, including but not limited to subordination agreements and escrow instructions that require the Agency's signature, and (ii) take such other and further actions, as may be necessary and proper to carry out the terms of Amendment No. 4. PASSED, APPROVED, AND ADOPTED at a regular meeting of the La Quinta Redevelopment Agency held this 16th day of January, 2007, by the following vote: Resolution No. RA 2007- Santa Rosa Development Adopted: January 16, 2007 Page 4 AYES: NOES: ABSENT: ABSTAIN: LEE M. OSBORNE, Chairperson City of La Quinta, California ATTEST: VERONICA J. MONTECINO, Agency Secretary City of La Quinta, California APPROVED AS TO FORM: M. KATHERINE JENSON, Agency Counsel City of La Quinta, California G: �30 ATTACHMENT #11 AMENDMENT NO.4 TO AFFORDABLE HOUSING AGREEMENT This AMENDMENT NO.4 TO AFFORDABLE HOUSING AGREEMENT (`Amendment No. 4") is made and entered into as of , 2007 (the "Effective Date") by and between the LA QUINTA REDEVELOPMENT AGENCY, a public body, corporate and politic (the "Agency"), and SANTA ROSA DEVELOPMENT, INC., a California corporation (`Developer"). RECITALS: A. On or about January 22, 2003, the Agency and Developer entered into that certain Affordable Housing Agreement (the "Original AHA'), pursuant to which Agency agreed to sell to Developer, and Developer agreed to purchase from Agency, that certain real property located at the corner of Avenue 48th and Adams Street, in the City of La Quinta, County of Riverside, State of California (the "Site"), and to construct thereon a "senior citizen housing development," as defined in Civil Code Section 51.3(b)(4), consisting of not less than one hundred forty-nine (149) single-family detached homes and related improvements (the "Project") to be sold to Eligible Buyers at an Affordable Housing Cost. B. On or about June 22, 2004, the Agency and Developer amended the Original AHA by that certain Waiver and Replacement of Conditions for Closing for the Affordable Housing Agreement and for the Option Agreement (`Amendment No. 1") to revise, among other terms, various provisions related to the Project Entitlements. C. On or about October 28, 2004, the Agency and Developer entered into that certain Amendment No. 2 to Affordable Housing Agreement to further revise the provisions related to the Project Entitlements (`Amendment No. 2"). D. On or about July 14, 2006, the Agency and Developer entered into that certain Amendment No. 3 to Affordable Housing Agreement to extend certain timeframes set forth in the Original AHA. The Original AHA, as amended by Amendment No. 1, Amendment No. 2, and Amendment No. 3, is hereinafter referred to as the "AHA." E. Developer and Agency now wish to further revise the AHA to provide for an increase in the amount of financial assistance Agency is providing to Developer pursuant to the AHA, and to enable Developer to sell Units in the Project to senior citizens who are at least 55 years of age and who are also either (a) "lower income households" (i.e., persons and families whose income does not exceed eighty percent (80%) of median income for Riverside County, adjusted for family size), or (b) "moderate income households" (i.e., persons and families whose income does not exceed one hundred twenty percent (120%) of median income for Riverside County, adjusted for family size"). r r, '82/015610-0043 777448 01 a01/11/07 AGREEMENT: NOW, THEREFORE, in consideration of the foregoing recitals, which are incorporated herein by this reference, and for valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the parties hereto agree as follows: 1. The AHA is hereby amended to replace Section 202, in its entirety, with the following: [202] Homebuyer Assistance Agency shall provide as part of the Agency Assistance a loan to each Eligible Buyer of a Unit in the Project ("Homebuyer Loan"). Each Homebuyer Loan shall be composed of (i) a cash component that Agency shall, prior to or concurrent with each close of escrow for the sale of a Unit to an Eligible Buyer, deposit into said escrow to be applied towards the purchase price of such Unit (the "Cash Component of Homebuyer Loan"); (ii) the Unit's pro-rata share of the Acquisition Assistance, which equals Five Thousand One Hundred Thirty -Three Dollars ($5,133) (the "Acquisition Assistance Component of Homebuyer Loan"), and the Unit's pro-rata share of the entitlement and other municipal fees required to develop the Project, which equals Five Thousand Three Hundred Sixty -Nine Dollars ($5,369) (the "Entitlement Component of Homebuyer Loan"). The Acquisition Component of Homebuyer Loan and the Entitlement Component of Homebuyer Loan represent assistance that Agency will already have provided to Developer to develop the Project, pursuant to this Agreement, and will be credited by the Developer towards the purchase price of each Unit by an Eligible Buyer by a reduction of the purchase price from the market price to the affordable purchase price. The cumulative amount of the Cash Component of Homebuyer Loan for all Units in the aggregate shall not exceed Eleven Million Five Hundred Thousand Dollars ($11,500,000) (the "Homebuyer Assistance"). The amount of the Cash Component of Homebuyer Loan for each individual Unit shall be an amount up to, but not exceeding, One Hundred Three Thousand Dollars ($103,000). 2. The AHA is hereby amended to replace Section 401, in its entirety, with the following: [401] Affordable Housing. Developer hereby covenants and agrees, for itself and its successors and assigns, to develop not less than one hundred forty-nine (149) residential housing units on the Site to be sold to "Eligible Buyers" at an "Affordable Housing Cost," all as more fully described in the Declaration. For purposes of this Agreement, the term "Eligible Buyer" shall mean a buyer of one of the Units in the Project who satisfies all of the following requirements: (i) at least one person in residence in the residential unit in question is a "qualifying resident" or "senior citizen" who is 55 years of age or older, for purposes of residency in a "senior citizen housing development" (as those terms are defined in California Civil Code Sections 51.3(b)(1) and (4)); (ii) each other resident in the same dwelling unit is either a "qualifying resident," "senior citizen," "qualified permanent resident" or ��._03 "permitted health care resident" (as those terms are defined in California Civil Code Sections 51.3(b)(2), (3), and (7)); and (iii) such person or persons qualify as either (a) "persons and families of moderate income" within the meaning of California Health and Safety Code Section 50093 (i.e., households whose income, adjusted for family size, do not exceed one hundred twenty (120%) of the Riverside County Median Income) (each, a "Moderate Income Eligible Buyer"), or (b) "lower income households" within the meaning of California Health and Safety Code Section 50079.5 (i.e., households whose income, adjusted for family size, do not exceed eighty percent (80%) of the Riverside County Median Income (each, a "Low Income Eligible Buyer"). For purposes of this Agreement, the term "Affordable Housing Cost" shall mean that purchase price which would result in monthly housing payments, including the cost for a thirty (30) year mortgage for that portion of the purchase price which is to be paid in the form of loan proceeds under currently prevailing mortgage loan rates or the interest rate of any below - market mortgage program for which such purchaser has obtained a first trust deed loan, of (1) for Low Income Eligible Buyers, not more than thirty-five percent (35%) of seventy percent (70%) of Riverside County Median Income adjusted for family size appropriate for the Unit; or (2) for Moderate Income Eligible Buyers, not less than twenty-eight percent (28%) of the gross income of the household, nor more than thirty-five percent (35%) of one hundred ten percent (110%) of Riverside County Median Income adjusted for family size appropriate for the Unit. 3. Developer acknowledges and agrees that the Buyer Affordable Housing Documents attached to the AHA as Attachment No. 10 are designed for use with Moderate Income Eligible Tenants, and that at such time as Developer sells a Unit to a Low Income Eligible Tenant, such Low Income Eligible Tenant will be required to sign a set of Buyer Affordable Housing Documents that have been designed for use with Low Income Eligible Tenants. 4. Developer and Agency shall, concurrently with the execution hereof, execute the Amendment No. 1 to Declaration of Covenants, Conditions, and Restrictions for Property, in the form attached hereto and incorporated herein as Exhibit "A". 5. Unless otherwise specified herein, all defined terms herein shall have the meanings ascribed thereto in the AHA. 6. Except as otherwise expressly provided in this Amendment No. 4, all of the terms and conditions of the AHA shall remain in full force and effect. 7. In the event of any action between Agency and Developer seeking enforcement of any of the terms and conditions to this Amendment No. 4, the prevailing party in such action shall be awarded, in addition to damages, injunctive or other relief, its reasonable costs and expenses, including without limitation its expert witness fees and reasonable attorney's fees. 8. This Amendment No. 4 shall be construed according to its fair meaning and as if prepared by both parties hereto. C ;; �i33 9. This Amendment No. 4 shall be governed by the internal laws of the State of California and any question arising hereunder shall be construed or determined according to such law without regard to conflicts of law. The Superior Court of the State of California in and for the County of Riverside, or such other appropriate court in such county, shall have exclusive jurisdiction of any litigation between the parties concerning this Amendment No. 4. Service of process on Agency shall be made in accordance with California law. Service of process on Developer shall be made in any manner permitted by California law and shall be effective whether served inside or outside California. 10. Time is of the essence of this Amendment No. 4 and of each and every term and provision hereof. 11. A waiver of a provision hereof, or modification of any provision herein contained, shall be effective only if said waiver or modification is in writing, and signed by both Agency and Developer. No waiver of any breach or default by any party hereto shall be considered to be a waiver of any breach or default unless expressly provided herein or in the waiver. 12. Signatures of the parties transmitted by facsimile shall be deemed binding. However, each party agrees to submit their original signature to the other party within five (5) business days after execution hereof. 13. This Amendment No. 4 may be executed in counterparts, each of which, when this Amendment No. 4 has been signed by all the parties hereto, shall be deemed an original, and such counterparts shall constitute one and the same instrument. 14. The person(s) executing this Amendment No. 4 on behalf of each of the parties hereto represent and warrant that (i) such party is duly organized and existing, (ii) they are duly authorized to execute and deliver this Amendment No. 4 on behalf of said party, (iii) by so executing this Amendment No. 4 such party is formally bound to the provisions of this Amendment No. 4, and (iv) the entering into this Amendment No. 4 does not violate any provision of any other agreement to which such party is bound. [End of text — signature page follows] u034 IN WITNESS WHEREOF, Agency and Developer each hereby represents that it has read this Amendment No. 4, understands it, and hereby executes this Amendment No. 4 to be effective as of the day and year first written above. "Developer" SANTA ROSA DEVELOPMENT, INC., a California corporation Date: 2007 Michael Shovlin Its: President "Agency" LA QUINTA REDEVELOPMENT AGENCY, a public body, corporate and politic 2007 By: Executive Director ATTEST: Veronica J. Montecino, Agency Secretary APPROVED AS TO FORM: RUTAN & TUCKER, LLP By: _ M. Katherine Jenson, Agency Counsel u 035 862/015610-0043 777448 01 a01/11/ 07 EXHIBIT "A" AMENDMENT NO 1 TO DECLARATION OF COVENANTS, CONDITIONS, AND RESTRICTIONS FOR PROPERTY [See following document] 036 882/015610-0043 777449.01 a01/I1i07 REQUESTED BY AND WHEN RECORDED MAIL TO: La Quinta Redevelopment Agency 78-495 Calle Tampico La Quinta, CA 92253 Attn: City Manager Fee Pursuant to AMENDMENT NO 1 TO DECLARATION OF COVENANTS CONDITIONS AND RESTRICTIONS FOR PROPERTY This AMENDMENT NO. 1 TO DECLARATION OF COVENANTS, CONDITIONS, AND RESTRICTIONS FOR PROPERTY ("Amendment No. 1") is made and entered into this _ day of 2007 ("Effective Date"), by and between SANTA ROSA DEVELOPMENT, INC., a California corporation ("Covenantor"), and the LA QUINTA REDEVELOPMENT AGENCY, a public body, corporate and politic ("Agency"). RECITALS: A. Covenantor is the owner of certain real property located in the City of La Quinta, County of Riverside, State of California, legally described in Exhibit "A" hereto (the "Property"). B. On or about July 21, 2004, the Covenantor and Agency executed that certain Declaration of Covenants, Conditions, and Restrictions for Property, which was recorded against the Property and certain adjacent real property, on July 21, 2004, in the Official Records of the County of Riverside, as Instrument No. 2004-0565214 (the "Declaration"). C. Covenantor and Agency now mutually desire to revise the Declaration with respect to the Property to enable Covenantor to sell the remaining Units in the Project to senior citizens who are at least 55 years of age and who are also either (a) "lower income households" (i.e., persons and families whose income does not exceed eighty percent .(80%) of median income for Riverside County, adjusted for family size), or (b) "moderate income households" (i.e., persons and families whose income does not exceed one hundred twenty percent (120%) of median income for Riverside County, adjusted for family size). TERMINATION: In consideration of the foregoing Recitals, which are incorporated herein and made a part hereof; and the covenants and promises hereinafter contained, and for good and valuable consideration, the sufficiency and receipt of which are hereby acknowledged, the parties hereto agree as follows: I. The Declaration recorded in the Official Records of the County of Riverside, as Instrument No. 2004-0565214, is hereby amended, with respect to the Property, as follows: 1^, 882/015610-0043 'V J V 37 77755401 a07/27/06 (a) To replace the definition of the term "Affordable Housing Cost" in Section Lb, in its entirety, with the following: "Affordable Housing Cost" shall be that purchase price which would result in monthly housing payments, including the cost for a thirty (30) year mortgage for that portion of the purchase price which is to be paid in the form of loan proceeds under currently prevailing mortgage loan rates or the interest rate of any below -market mortgage program for which such purchaser has obtained a first trust deed loan, of (i) for Moderate Income Eligible Buyers, not less than twenty-eight percent (28%) of the gross income of the household, nor more than thirty-five percent (35%) of one hundred ten percent (110%) of Riverside County median income adjusted for family size appropriate for the Unit; or (ii) for Low Income Eligible Buyers, not more than thirty-five percent (35%) of seventy percent (70%) of Riverside County median income adjusted for family size appropriate for the Unit. A sample calculation of an Affordable Housing Cost for a Moderate Income Eligible Buyer is set forth on Exhibit `B", which is attached hereto and incorporated herein by this reference ("Calculation of Affordable Housing Costs"). (b) To replace the definition of "Buyer Affordable Housing Documents," in Section 1.c, in its entirety, with the following: "Buyer Affordable Housing Documents" shall collectively refer to the following documents, all of which shall be required to be executed by each buyer of a Unit to assure the affordability of the Unit to Eligible Buyers: (i) an affordable housing agreement that prohibits the resale of the Unit except to a Low Income Eligible Buyer or Moderate Income Eligible Buyer (as applicable) and grants the Covenantee an option to purchase the Unit ("Option of Purchase") in the event the buyer is unable to locate a Low Income Eligible Buyer or Moderate Income Eligible Buyer (as applicable) ("Buyer Affordable Housing Agreement"); (ii) a Memorandum reciting Covenantee's Option to Purchase ("Buyer Memorandum re Option to Purchase"); (iii) a promissory note ("Buyer Promissory Note") whose terms shall include a second deed of trust securing the Buyer Promissory Note ("Buyer Second Trust Deed"); and (iv) a disclosure statement acknowledging and consenting to all of the affordability and restrictions contained in the aforementioned documents ("Buyer Disclosure Statement"). (c) To replace the definition of the term "Eligible Buyer," in Section Le, in its entirety, with the following: "Eligible Buyer" shall mean a buyer of one of the Units in the Project who satisfies all of the following requirements: (i) at least one person in residence in the residential unit in question is a "qualifying resident" or "senior citizen" for purposes of residency in a "senior citizen housing development" (as those terms are defined in California Civil Code Section 51.3(b)(1) and (4)); (ii) each other resident in the same dwelling unit is either a "qualifying resident," "senior citizen," "qualified permanent resident" or "permitted health care resident" within 882/015610-0043 _'2_ �d 038 77755401 a07/27/06 the meaning of California Civil Code Section 51.3(b)(2), (3), and (7); and (iii) such person or persons qualify as either (a) "persons and families of moderate income" within the meaning of California Health and Safety Code Section 50093 (i.e., households whose income, adjusted for family size, do not exceed one hundred twenty (120%) of the Riverside County median income) (each, a "Moderate Income Eligible Buyer"), or (b) "lower income households" within the meaning of California Health and Safety Code Section 50079.5 (i.e., households whose income, adjusted for family size, do not exceed eighty percent (80%) of the Riverside County median income (each, a "Low Income Eligible Buyer"). 2. Whenever the term "Eligible Buyer" is used throughout the Declaration, such term shall refer to a Low hncome Eligible Buyer, for Units whose initial sale by the Covenantor is to a Low Income Eligible Buyer, and such term shall refer to a Moderate Income Eligible Buyer, for Units whose initial sale by the Covenantor is to a Moderate Income Eligible Buyer. 3. Whenever the term "Affordable Housing Cost" is used throughout the Declaration, it shall refer to the Affordable Housing Cost applicable to the Eligible Buyer or proposed buyer, as defined in Section 1 above. 4. Unless otherwise specified herein, all defined terms herein shall have the meanings ascribed thereto in the Declaration. 5. Except as otherwise expressly provided in this Amendment No. 1, all of the terms and conditions of the Declaration shall remain in full force and effect. 6. In the event of any action between Agency and Covenantor seeking enforcement of any of the terms and conditions to this Amendment No. 1, the prevailing party in such action shall be awarded, in addition to damages, injunctive or other relief, its reasonable costs and expenses, including without limitation its expert witness fees and reasonable attorney's fees. This Amendment No. 1 shall be construed according to its fair meaning and as if prepared by both parties hereto. 8. This Amendment No. 1 shall be governed by the internal laws of the State of California and any question arising hereunder shall be construed or determined according to such law without regard to conflicts of law. The Superior Court of the State of California in and for the County of Riverside, or such other appropriate court in such county, shall have exclusive jurisdiction of any litigation between the parties concerning this Amendment No. 1. Service of process on Agency shall be made in accordance with California law. Service of process on Covenantor shall be made in any manner permitted by California law and shall be effective whether served inside or outside California. 9. Time is of the essence of this Amendment No. 1 and of each and every term and provision hereof. 10. A waiver of a provision hereof, or modification of any provision herein contained, shall be effective only if said waiver or modification is in writing, and signed by both Agency 882/015610-0043 777554.01 a07/27 06 and Covenantor. No waiver of any breach or default by any party hereto shall be considered to be a waiver of any. breach or default unless expressly provided herein or in the waiver. 11. Signatures of the parties transmitted by facsimile shall be deemed binding. However, each party agrees to submit their original signature to the other party within five (5) business days after execution hereof. 12. This Amendment No. 1 may be executed in counterparts, each of which, when this Amendment No. 1 has been signed by all the parties hereto, shall be deemed an original, and such counterparts shall constitute one and the same instrument. 13. The person(s) executing this Amendment No. 1 on behalf of each of the parties hereto represent and warrant that (i) such party is duly organized and existing, (ii) they are duly authorized to execute and deliver this Amendment No. 1 on behalf of said party, (iii) by so executing this Amendment No. 1 such party is formally bound to the provisions of this Amendment No. 1, and (iv) the entering into this Amendment No. 1 does not violate any provision of any other agreement to which such party is bound. [end — signatures on next page] 882I015610-0043 G`G40 777554.01 a07/27106 _4_ IN WITNESS WHEREOF, the parties have executed this Amendment No. 1 as of the date first above written. "AGENCY" LA QUINTA REDEVELOPMENT AGENCY, a public body, corporate and politic ("Agency") Date: 2007 By: ATTEST: Agency Secretary APPROVED AS TO FORM: RUTAN & TUCKER, LLP Attorneys for the La Quinta Redevelopment Agency Date: Executive Director "COVENANTOR" SANTA ROSA DEVELOPMENT, INC., a California corporation 2007 By: Michael Shovlin Its: President 041 "2/015610-0043 _ 777554 01 a07/27106 _5 STATE OF CALIFORNIA ) ) ss. COUNTY OF RIVERSIDE ) On , before me, Notary Public, personally appeared personally known to me (or proved to me on the basis of satisfactory evidence) to be the person(s) whose name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person(s) or the entity upon behalf of which the person(s) acted, executed the instrument. Witness my hand and official seal. Notary Public [SEAL] STATE OF CALIFORNIA ) ) ss. COUNTY OF RIVERSIDE ) On before me, , Notary Public, personally appeared personally known to me (or proved to me on the basis of satisfactory evidence) to be the person(s) whose name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person(s) or the entity upon behalf of which the person(s) acted, executed the instrument. Witness my hand and official seal. Notary Public [SEAL] r 882/015610-0043 77755401 a07/27/06 EXHIBIT "A" LEGAL DESCRIPTION OF PROPERTY All of that certain real property located in the City of La Quinta, County of Riverside, State of California, and further identified as: ALL OF TRACT NO. 31311, EXCEPT LOTS I THROUGH 25, INCLUSIVE, LOTS 27 THROUGH 29, INCLUSIVE, LOTS 31 THROUGH 34, INCLUSIVE, AND LOTS 36 AND 37, IN THE CITY OF LA QUINTA, COUNTY OF RIVERSIDE, STATE OF CALIFORNIA, AS PER MAP RECORDED IN BOOK 368 OF MAPS, PAGES 21 THROUGH 25, INCLUSIVE, IN THE OFFICE OF THE COUNTY RECORDER OF SAID COUNTY. EXCEPT THEREFROM ALL OIL, GAS, MINERALS, AND OTHER HYDROCARBON SUBSTANCES LYING BELOW THE SURFACE OF SAID LAND, BUT WITH NO RIGHT OF SURFACE ENTRY, AS PROVIDED IN DEEDS OF RECORD C43 EXHIBIT "A" '82/015610-0043 Page 1 777554.01 a07127/06 g