2008 07 16 IAB MinutesINVESTMENT ADVISORY BOARD
Meeting
July 16, 2008
I CALL TO ORDER
Regular meeting of the La Quinta Investment Advisory Board was called to order at the
hour of 4:35 P.M. by Chairperson Deniel, followed by the Pledge of Allegiance.
PRESENT: Board Members Moulin, Ross, Deniel, Rassi & Park
ABSENT: None
OTHERS PRESENT: John Falconer, Finance Director, Vianka Orrantia, Secretary,
II. APPOINTMENT OF OFFICERS
A. Appointment of Investment Advisory Board Chairperson
Chairperson Deniel opened nominations for Chairperson.
Chairperson Deniel nominated Board Member Ross for Chairman.
VOTE: All Ayes
MOTION - It was moved by Board Members Moulin/Park to close nominations
and appoint Board Member Ross as the Chairman. Motion carried unanimously.
B. Appointment of Investment Advisory Board Vice-Chairman
Chairperson Deniel opened nominations for Vice-Chairman.
Board Member Deniel nominated Board Member Park as Vice-Chairman.
VOTE: All Ayes
MOTION - It was moved by Board Members MoulinlRoss to appoint Board
Member Park as Vice-Chairman. Motion carried unanimously.
At this point in the meeting, Chairman Ross took over from Board Member
Deniel in chairing the meeting.
General comments ensued among the Board regarding the new Chairman and
Vice-Chairman and the Board's hard work during the review of the investment
policy.
Investment Advisory Board July 16, 2008
Minutes
III. PUBLIC COMMENTS - (This is the time set aside for public comment on any
matter not scheduled on the agenda.) None.
IV. CONFIRMATION OF AGENDA -None.
Mr. Falconer advised of a hand-out from Board Member Moulin to be discussed
under Board Member comments.
Chairman Ross requested that under the discussion of board member items that
each board member takes the time to comment on any items of interest.
V. CONSENT CALENDAR (This item was discussed prior to the appomtrnerrtof
officers)
Approval of Minutes of Meeting on July 16, 2008 for the Investment Advisory
Board.
Board Member Ross advised of minor corrections on page 1;
Item III-Confirmation of Agenda:
First paragraph: Mr. Falconer requested that an amended copy of page 3 of the
May 14`h minutes be added to the agenda fti reflect L..]
Heading of Item IV -Approval of Minutes of Meeting on May 14, {AAeu4ia 2008
[...1
Board Member Ross asked, (page 2 Item V -Business Session, 5`" paragraph)
for clarification as to whether or not Board Member Moulin was speaking in
reference to the ordinance or the ad for recruitment of Investment Advisory
Board Members.
General discussion was ensued by the Board regarding the issue of the
ordinance and ad; it was agreed by Board Member Moulin to leave the minutes
as originally reflected.
MOTION - It was moved by Board Members Rassi/Moulin to approve the
minutes of July 16, 2008, as amended. Motion carried unanimously.
VI. BUSINESS SESSION
A. Transmittal of Treasury Report for May 2008
Mr. Falconer presented and reviewed the staff report advising the Board
that the portfolio increased by 527.5 million in the month of May, due to
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Investment Advisory Board
Minutes
July 16, 2008
the second installment from the County property taxes; waste hauling
fees, lighting and landscaping, assessment districts and personal property
taxes, with the bulk of the monies from redevelopment agency tax
increments. Page 1 1 of the Treasurer's report reflects a decline in the
yield of the portfolio from 3.41 % in April to 3.17% in May, due to the
current economic market. Mr. Falconer further advised that there was an
investment of 514 million in T-Bills to match the maturity for the
upcoming debt service payment due at the end of August, which is
estimated at 512 to 513 million. In addition, Staff temporarily increased
the investments in commercial paper to take advantage of the short-term
interest rates.
In response to Board Member Moulin, Mr. Falconer advised that his
choice in the purchase of commercial paper is based on the current yield
and what is available. Mr. Falconer further advised that the current
commercial paper he is not willing to purchase at this time is International
Lease Finance due to their affiliation with AIG.
In response to Board Member Ross, Mr. Falconer advised that the usual
amount available to invest is 55 million per issuer per investment.
In response to Board Member Ross, Mr. Falconer advised that the tax
increment payments for this year were higher than the prior year but
would possibly see changes in the upcoming year due to Prop 8
adjustments.
MOTION - It was moved by Board Members Moulin/Park to approve,
receive and file the Treasury Report for May 2008. Motion carried
unanimously.
B. FY 2008/2009 Meeting Schedule
Mr. Falconer presented the 2008/2009 meeting schedule and commented
that in the past the Board has gone dark in the month of August.
Chairman Ross suggested that the Board meet in August for educational
purposes and asked the Board if they had any ideas for the meeting.
Board Member Moulin suggested that the Board select two areas for
review for the upcoming fiscal year, one area being the City's internal
controls. Board Member Deniel concurred and suggested that the Board
meet earlier than the scheduled meeting time so there is no overtime
incurred by the City employees.
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Mr. Falconer suggested running through an investment purchase.
General discussion ensued among the Board regarding the topic for the
August meeting and it was concurrence of the Board to meet at 4:00
p.m. in August to review internal controls.
MOTION - It was moved by Board Members Moulin/Park to approve the
Fiscal Year 2008/09 meeting schedule to meet monthly. Motion carried
unanimously.
C. Consideration of Approval of Investment Advisory Board 2008/2009
Work Plan
Mr. Falconer presented the Investment Advisory Board 2008/2009 work
plan and advised that the items listed, were derived from items discussed
at prior meetings. Mr. Falconer further advised that also included was a
handout from Board Member Moulin regarding Chapter 2.7 of the
Municipal Code along with possible work plans regarding GSE's (i.e.
Fannie Mae and Freddie Mac), reviewing LAIF and any other item for the
Board's consideration. The work plan is scheduled to be presented to the
City Council on August 5`".
Board Member Moulin stated that he didn't feel that item 1 needed to be
listed on the work plan.
Mr. Falconer advised that the review of the Treasurer's Report is the
previous history of investments and continued review of item 1 on the
work plan would allow the Board and Staff to monitor GSE's, LAIF and
Commercial Paper.
In response to Board Member Park, Mr. Falconer advised that this item
could be added to the monthly agenda as a Board Member item. Mr.
Falconer further advised that placing this item on the work plan would
inform Council that the Board is keeping an eye on these items due to
their recent publicity.
Board Member Deniel suggested possibly placing on a bi-monthly basis on
the agenda, so the review of item 1 does not become routine. Board
Member Deniel further suggested an annual review of LAIF with a report
written by those Board members that attend the annual LAIF conference.
General discussion ensued among Board regarding item 1 of the
recommended work plan.
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Investment Advisory Board
Minutes
July 16, 2008
Board Member Moulin suggested a review of the monthly Treasurers
Report.
In response to Board Member Rassi, Mr. Falconer advised that the spread
sheets for the report are routinely prepared. Mr. Falconer further advised
that the reconciliation of cash is completed usually by the 10`h day of
each month with the monthly Treasurers Report completed by the 15"' of
each month, with the report completed on a timely basis.
Board Member Moulin advised that the Treasurer submits a quarterly
report of investments for Council's review and this report might be one
that the Board could review versus the Treasurers report.
Mr. Falconer advised that the current Treasurers Report does not meet
State code due to the fact that it is not submitted within 30 days;
therefore Staff devised along with the auditors, the statement of
quarterly investments and is presented to Council on a quarterly basis.
General discussion ensued among the Board regarding the Treasurers
Report and the wording for items listed on the 2008/2009 Work Plan.
It was the concurrence of the Board to list the following items to the
2008/2009 Work Plan:
1) Review of Government Sponsored Enterprises (GSE's) and LAIF
annually
2) Revise Chapter 2.70 of the Municipal Code
3) Review the provided information of content and presentation of the
monthly Treasurers Report
Board Member Moulin suggested that the Board consider a seven member
Board versus a five member Board.
Mr. Falconer advised that the City Council is supportive of five member
Boards and or Committees.
In response to Chairman Ross, Mr. Falconer advised that there is one
Board/Committee that recently expanded from a five members to seven
members.
MOTION - It was moved by Board Members Deniel/Moulin to approve the
Fiscal Year 2008/09 Investment Policy with the recommended changes
and forward to the City Council. Motion carried unanimously.
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Investment Advisory Board July 16, 2008
Minutes
D. LAIF Conference
Mr. Falconer advised of the upcoming annual LAIF Conference in October
and further advised that this item is being presented to Council the first
' meeting in August for approval of travel for one Staff member along with
two Board members to attend.
General discussion ensued among the Board regarding the LAIF
conference and previous attendees.
Board Member Park suggested that Board Member Ross attend this year's
LAIF Conference.
Mr. Falconer advised the Board that any other member wishing to attend,
notify staff as soon as possible to make the necessary travel
arrangements.
MOTION - It was moved by Board Members Deniel/Moulin to authorize
Board Member Ross and one other member of the Board to attend the
LAIF conference. Motion carried unanimously.
VI CORRESPONDENCE AND WRITTEN MATERIAL
A . Month End Cash Report
Mr. Falconer reviewed and presented the June Month End Cash Report
and advised that this report is for informational purposes only.
In response to Board Member Moulin, Mr. Falconer advised that LAIF's
interest rates have declined slightly below 3%, with the quarterly
allocations at 3.13%.
In response to Chairman Ross, Mr. Falconer stated that he feels the
interest rates will remain the same through the first of next year.
General discussion ensued among the Board and Staff regarding interest
rates, investments and commercial paper.
Noted and Filed
B. Pooled Money Investment Board Report -April 2008
Mr. Falconer advised that the portfolio continues to grow and further
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advised that he would like to contact LAIF and get their input on Freddie
Mac and Fannie Mae.
Noted and Filed
C. Distribution of Investment Policies for Fiscal Year 2008/2009
Noted and Filed
VII BOARD MEMBER ITEMS
Board Member Moulin advised of the background of his handout regarding
Steven Wymer and further advised that this article from the Internet was for
informational purposes only.
General discussion ensued among the Board regarding the article, the history
and the impact on several desert cities.
Chairman Ross asked each Board Member to state how they came to serve on
the Board, what they like to see happen and any ideas to share with the Board.
At this time each Board member summarized how they came to serve on the
Board and a little of their background history.
Board Member Moulin requested a new Investment Advisory Board Roster with
all Board members addresses, phone numbers, fax numbers and email
addresses.
Board Member Moulin advised of an error in the Investment Policy on page 22,
which currently reads:
Record Investment Transactions in City's Accounting Manager or
(SPACE SHOULD BE DELETED)
Accounting Records Financial Services Assistant
Board Member Moulin suggested keeping a log of continuing items of
discussion.
Board Member Deniel volunteered to log and track items of discussion. Board
concurred.
The Board thanked Board Member Deniel on her previous service as
Chairperson and Board Member Rassi as Vice-Chair, and also congratulated the
new Chair, Chairman Ross and the new Vice-Chair, Board Member Park.
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Investment Advisory Board
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VIII Adjournment
July 16, 2008
MOTION - It was moved by Board Members Park/Rassi to adjourn the meeting
at 6:05 p.m. Motion carried unanimously.
Sub ted by,
Vianka Orrantia,
Senior Secretary
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