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2008 12 10 IAB�►� P.O. Box 1504 LA QUINTA, CALIFORNIA 92247-1504 78-495 CAI.I.F. TAMPICO LA QUINTA, CALIFORNIA 92253 AGENDA INVESTMENT ADVISORY BOARD Finance Conference Room 78-495 Calle Tampico- La Quinta, CA 92253 December 10, 2008 - 4:30 P.M. CALL TO ORDER a. Pledge of Allegiance b. Roll Call (760) 7 7 7 - 7 0 0 0 FAX (760) 777-7101 II PUBLIC COMMENT- (This Is the time set aside for public comment on any matter not scheduled on the agenda.) III CONFIRMATION OF AGENDA IV CONSENT CALENDAR Approval of Minutes of Meeting on November 12, 2008 for the Investment Advisory Board. V BUSINESS SESSION A. Transmittal of Treasury Report for October, 2008 B. Continued Consideration of the Fiscal Year 2008/2009 Work Plan VI CORRESPONDENCE AND WRITTEN MATERIAL A. City of La Quinta FY 07/08 Audited Financial Statements B. Month End Cash Report - November, 2008 C. Pooled Money Investment Board Report - September, 2008 D. November 25, 2008 Joint Meeting Minutes with the City Council VII BOARD MEMBER ITEMS VIII ADJOURNMENT E INVESTMENT ADVISORY BOARD Meeting November 12, 2008 CALL TO ORDER Regular meeting of the La Quinta Investment Advisory Board was called to order at the hour of 4:30 p.m. by Chairman Ross, followed by the Pledge of Allegiance. PRESENT: Board Members Ross, Moulin, Park and Board Member Daniel (4:40) ABSENT: None OTHERS PRESENT: John Falconer, Finance Director and Vianka Orrantia, Senior Secretary II Public Comment — None III CONFIRMATION OF AGENDA Mr. Falconer requested that the synopsis handout be added to the agenda under Item B, Correspondence and Written Material. Mr. Falconer advised that staff received proposed changes to the meeting minutes from Board Member Daniel and she requested that they are added as amendments to the meeting minutes. IV CONSENT CALENDAR A. Approval of Minutes of Special Meeting on October 15, 2008 for the Investment Advisory Board. Staff advised of the proposed changes by Board Member Deniel as follows: Page 2: Business Session A, second paragraph should read: Mr. Falconer advised that at the previous Board meeting, there was a discussion by Board member Moulin regarding the yields of treasuries and modification of the 30% cap for a # GSE's with the investment policy, I ... I Page 3: Business Session A, fourth paragraph should read: Board member Daniel stated that the stability of the portfolio is based ori. what is allowed to invest in. Investment Advisory Board Minutes November 12, 2008 Page 5: Business Session B, fifth paragraph should read: Board Member Denial advised that page 3 was very viable useiul to the Board [... I Page 6: Item in question, was page 5 not required or required: Should read: Page 5: Required Board Member Rassi advised of the following corrections: Page 7: second paragraph should read: In response to BoardMember Daniel, Mr. Falconer advised that the TOT collected by thehotel is paid directly to the City a month after it is dae Page 7: sixth paragraph should read: Board Member Rassi commented that he felt that the suggested changes ky_Board-Member Wulin to the Treasurer's Report would be as of r advantage to the Treasurer's functions. Board Member Daniel suggested that after each agenda item discussed, that a summary be given for clarity of the meeting minutes. Board concurred. MOTION - It was moved by Board Members Rassi/Park to approve the minutes of October 15, 2008, as amended. Motion carried unanimously. V BUSINESS SESSION A. Transmittal of Treasury Report for September 2008 Mr. Falconer presented and reviewed the staff report advising the Board that the portfolio decreased by $17 million due to the following: $11 million in debt service payments, $6.2 million in capital projects, $4.7 million in low -moderate income apartments located on Avenue 48'h and Adams Street, along with bridge improvements at Avenue 52, in addition to street improvements along Highway 111, and the balance of $200,000 in SilverRock. 2 Investment Advisory Board Minutes November 12, 2008 Mr. Falconer reported that the portfolio maturity remained the same, with the 30% commercial paper limitation met due to the portfolio decreasing in size. Mr. Falconer also reported that a Freddie Mac piece matured but was not reinvested due to the decline in cash balances; therefore it was replaced with a six-month T-Bill. The overall portfolio performance has decreased due to the current market, with the yields decreasing to 2.64% and the pooled cash investments at 2.81 %. Mr. Falconer advised that his last three investments have been in T-Bills, again due to the commercial paper limitation. Board Member Moulin advised of the items discussed by the State Treasurer, stating that it was to difficult to implement any type of help with the consumer's mortgages, and further stated that the State will give the money directly to the banks for distribution/application of the funds. It was also reported that the spreads on interest have narrowed with no clarification whether GSE's have or do not have the full faith and credit by the U.S. MOTION - It was moved by Board Members Deniel/Moulin to approve, receive and file the Treasury Report for September 2008. Motion carried unanimously. B. Discussion of Matters of Joint Interest to the Members of the City Council and the Investment Advisory Board Chairman Ross advised the Board of the scheduled joint meeting with the City Council and the Investment Advisory Board on November 251h, 2008 at 7:00 p.m. in the Study Session room. He further advised that the Board would need to submit items of discussion prior to the meeting so that they can be placed on the agenda. All Board members will be in attendance with the exception of Board Member Moulin. In response to Chairman Ross, Mr. Falconer advised that he would like to discuss the investing of U.S. Treasuries, The Board agreed to list the following as items to be discussed: 1) Thank Councilman Osborne for his years of service on the Investment Advisory Board and City Council, along with congratulating Mayor 3 November 12, 2008 Investment Advisory Board Minutes Adolph on his reelection to Mayor as well as to Councilman Sniff for his reelection, and Councilwoman Franklin to her election to Council. 2) Reiterate the objectives of the investment policy; safety, liquidity and yield. 3) Treasurer to discuss investing in U.S. Treasuries and the consequent result of investing in U.S. Treasuries would be the lowering of the yields. MOTION - It was moved by Board Members Park/Deniel to approve the discussion matters for the joint meeting on November 25, 2008. C. Continued Discussion of the Investment Advisory Board 2008/09 Work Plan Mr. Falconer advised that page 7 reflected the recommended changes from the previous Board meeting. Mr. Falconer stated that he felt that the Board wanted to improve the Treasurer's Report without deleting any pages from the report. The Board along with Staff reviewed the Treasurer's Report and made the following recommendations: Page 2 & 3: Pages 2 & 3 are to be retained with no necessary changes/deletions. Page 4: Board concurred, along with the Treasurer to remove the columns titled "surplus," in addition to the row titled "Investments Agreements for Bond Proceeds and/or Reserve Funds." Page 5: It was agreed upon by the Board to delete the columns entitled "Surplus" and "Rank," the column "Book" will now read "Book Value." Page 6: It was agreed upon by the Board to delete the columns entitled "Surplus" and "Rank," the column "Book" will now read "Book Value." Mr. Falconer advised of the three changes made to page 7 derived from the previous Board meeting, the recommended changes were as follows: Deletion of the "Par" column, the break down of purchases and maturities of the bond funds, with the report reflecting $5 million maturing in interest income in Money Market Mutual Funds, in addition to a separate line item for checking and savings, which was previously reflected under m Investment Advisory Board November 12, 2008 Minutes "Yield to Maturity." Page 7: The following changes were agreed upon by the Board: reconcile page 7 to page 2, on page 2 the Treasurer needs to segregate purchases from sales, the title "Mutual Funds" will remain as "Mutual Funds," due to the source of the mutual fund purchases not being identified, the second line of Mutual Funds will read "Reinvested Interest Income" as opposed to Interest Income, and the sales will read "Mutual Funds" in place of "Bond Draw." MOTION - It was moved by Board Members Rassi/Deniel to approve the suggested changes and continue the discussion of the Fiscal Year 2008/09 Work Plan to the December meeting. VI CORRESPONDENCE AND WRITTEN MATERIAL A. Month End Cash Report — October 2008 Mr. Falconer advised of the decrease in interest rates in LAIF and in U.S. Treasuries. Noted and Filed B . Pooled Money Investment Board Report — August 2008 and LAIF Conference Materials Mr. Falconer advised of the record setting attendance at this year's LAIF Conference. He further advised that in previous years, (with anywhere from $800 million to $1 billion to invest), the investments made by the State were normally completed within 10 minutes. This year, they were still investing after a half hours time; due the unavailability of quality commercial paper, most investments made were placed into six-month T- Bills. Chairman Ross commented that the State had sold $5 billion of the Revenue Anticipation Notes with a settlement date of six days. Mr. Falconer advised that the State's focus has changed and their main focus is now towards safety and credit analysis, with no investments in asset backed commercial paper with more conservative investments. Chairman Ross advised that it was reiterated that LAIF is secure from the State and those cities with monies invested in LAIF belong to them. b7 Investment Advisory Board Minutes November 12, 2008 Chairman Ross commented on two items of interest at the LAIF Conference: the first one was $70 million in Country Wide Notes in the pooled money account and the downgrade of these securities, and the discussion by the Chief Investment Officer and the Finance investment staff to keep or sell the securities. The matter was taken before the State Treasurer and the decision was to keep the securities, at which time Bank of America took over the guarantees. The second item of interest was the actual investments of the remaining revenue anticipation note proceeds and an offer from General Mills for $400 million in commercial paper at 4%, and the Chief Investment Officers decision to pass on the offer because he felt it was a warning signal that their need for cash might be to great for the times. In response to Board Member Daniel, Mr. Falconer advised that the City has never invested in Lehman Brothers paper although other cities and counties do hold this type of commercial paper. Noted and Filed VII BOARD MEMBER ITEMS In response to Chairman Ross, Mr. Falconer advised that the reporting period for Form 700 is usually during the calendar year and will need to be filed sometime in April. Vill Adjournment MOTION - It was moved by Board Members Deniel/Moulin to adjourn the meeting at 5:55 p.m. Motion carried unanimously. S mitted b ,� Vianka Orrantia, Senior Secretary 2 INVESTMENT ADVISORY BOARD Business Session: A Meeting Date: December 10, 2008 ITEM TITLE: Transmittal of Treasury Report for October 31, 2008 BACKGROUND: Attached please find the Treasury Report October 31, 2008. Review, Receive and File the Treasury Report for October 31, 2008. M. Falconer, Finance Director T4&t 4 Zry 091Kto MEMORANDUM TO La Quinta City Council FROM John M Falconer, Finance DirectortTreasurer SUBJECT- Treasurer's Report for October 31, 2008 DATE. November 30, 2008 Attached is the Treasurers Report for the month ending October 31, 2008 The report is submitted to the City Council each month after a reconciliation of accounts is accomplished by the Finance Department The following table summarizes the changes in investment types for the month Be innin Purchased Notes Sold/Matured Other Endin Chan e Investment $ (8,357) (1) $ (1,467,516) $ C 1 5.933) $ (1,467,576) (1,365,973) Cash (3) 49,253,920 2,534,027 (3,900,000) 0 47,887,947 38,857,460 5,012.721 LAIF US Treasures (2) 33,844 739 5,000,000 12,721 49 272 47,gfi3,266 49,272 US Gov't Sponsored Enterprises (2) 47,813,994 45.041 21,973,372 45,041 Commercial Paper (2) 21,928.331 (3,000,000) 2.858 4,988,692 (2,997,142) Corporate Notes 7.985,834 7,834 1 8,010,004 90,276 8,002.170 Mutual Funds 8,092 446 $ 168,910,907 $ 7,541,861 $ 16,377,580 $ 109,892 $ 160,185,080 $ 8,725,827) Total I certify that this report accurately reflects all pooled investments and is in compliance with the Calitornia Government Code, and is in conformity with the City Investment Policy As Treasurer of the City of La Quinta, I hereby certify that sufficient investment liquidity and anticipated revenues are available to meet the pools expenditure requirements for the next six months The City of La Quinta used the Bureau of the Public Debt, U S. Bank Monthly Statement and the Bank of New York Monthly Custodian Report to determine the fair market value of investments at month end. 1Z j Zo0$ Date John M Falconer Finance Director/Treasurer Footnote (1) The amount reported represents the net increase (decrease) of deposits and withdrawals from the previous month (2) The amount reported in the other column represents the amortization of premium/discount for the month on US Treasury, Commercial Paper and Agency investments (3) The cash account may reflect a negative balance This negative balance will be offset with transfers from other investments before warrants are presented for payment by the payee at the bank F, Treasurer's Commentary For the Month of October 2008 Cash Balances — The portfolio size decreased by $8.7 million to $160 million. The major reason for the decrease was $8 million in payments for major capital projects including Ave 481h/Adams Apartments and Vista Dunes Courtyard Homes. Investment Activity — The average maturity of the portfolio increased by 4 days to 55 days at the end of October. The Treasurer follows a buy and hold investment policy and has not sold investments before maturity to take advantage of market conditions. A maturing GE medium term note was replaced with a U.S. Treasury Bill. The sweep account earned $235 in interest income for the month of October and the bank fees for the month were $ 2,050 which resulted in a net decrease of $ 1,815 in real savings. Portfolio Performance — The overall portfolio performance decreased by three (3) basis points from the prior month and ended at 2.61 % for the month, with the pooled cash investments yielding 2.66%. This decrease was lower than would have been expected because of an $8 million bond draw in U.S Treasury Money Market Funds in October. With the average maturity of 48 days, the portfolio yield should remain at these levels for the next three months with a small downward trend based upon reinvestments at lower rates. The Treasurer has more of a barbell maturity schedule with the longer term investments helping to keep yields higher as interest rates will gradually be falling. At this time last year, the portfolio was yielding 5.02% which reflects the current interest rate environment. Future Thoughts Due to the current liquidity crisis impacting financial and business institutions the Treasurer is concentrating on safety first and foremost. In the short term, the Treasurer will be maintaining LAIF balances at the maximum allowable percentage because its rate declines slower in a declining rate environment. The Treasurer will not be investing in corporate notes, commercial paper or GSE's due to the current economic conditions affecting the financial markets; but instead will be investing in short term (less than one year) U.S. Treasury Bills. 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Q� e in cvm u^i O1 O M e-N nyN 6Ld OlM N O m m N F' mN n NOI nq � OMI O N y m m y m a Q M m n (O 0 m M N 10 < O N M 10 N O O O a m n h O LL O N N m m N m Q O N N � O N mOI C]Mm lNV O^ O A P p y V n P U L O Q m^ m O I(j m O m Imp N d N P � pi r 001 N N m n M M N m LL N N m1�N' A q m N�nmP tN+l Q m ^ m O N n NIn LL LL N N Y O a N Q IQ � O m m N N m O T N U n O P- M O1 T Q O' O m E Yq m o pi 0 O m rv�m� �^.� m qml m ei ninoNo M O m N m a q e LL O YI N P N^ P Yi m O y T fM0 N T A a N N M M O 64. b r O m P n OI r O m N P N O p m P y m O M O P m m m h m 9 L m m NON Q Q � N N m (p IMfI Q a q N m {q m d O m M pl pM M N N m N O 4l fyD M � V O H T L n c E q o' i c c q � d Y Y Y Y O L q m v F C Y c N y m OI a V d C q K ,i Y A q Q LL E v 0 U 0 O C C q 01 F d N V N{ 0 C O U O C Y Y Y d Doom ' 0 L C m ww¢Oz U w z E Gly m La Duwa RemnmNamn Of Annual and Sake Funds Uy Redevelopmem A9emy and Finanmq A deny OdNaer31 2008 SW. of audeal Furs IN 185,080 Le55 Red, cash Furs (1,250) Less NumSurplus FuMS 2,152,171 BaUnre of Su IuS Furs 5158,031.659 C CasM1 6lnvasbnmh Bank Acmunls Name-Avatla6i10 Sur lus i Burk Surplus Yes Ad Surylus Yes Wells Fargo Cemar No LM1ecMiy 5 (J 5 5 - Skse,,290,]t]( WdyCashoonanan No 'rAP L]G,121 Ready Cash Rmar WA 1,26p wens Fa oust Demar YA.e Yes c6eckin 5 e9,W9 5 dg,Ah 5 Sg cOg Tool -Bank Aavuras 1A]5 f ,9JJ 009 5 d9 U S Treasury Cuseel-Availadl Su Issuer? AmaNaed Va1m $urylus Yes ml Surylus Yes BBaan - noNew -0=Ye es T:B A TBilI 99,9888,,112298 9,9G,128d 498 2""NeYakOea Bd619)d598 TUL 1d98,112 9 Pmfessnnally Msaa2ed Auaum Surplus Surylus Name-Ava�la0il $u T BCok Yes Ad Yes TOWPmfea59rll Ma Acmum L l Agency lnvesMem F"q Sap'us Surylus NMM-AvailaWM See u IYs TUN k Yes Ad Y¢5 tall=CM'Oe"kd Yes Sla:e POOI J6126 75 ]0,1160I5 (J6]B J6]I ]d 5Q,H2 LAIF-RDA -cemar Yes Stale Pool a, 96618II 96618]2 9,661,8I2 IN.. $IaaaP001 d]68)9C] )6]B,J6J dd 209,56d T.( CM In -..Ma Teal Daly Cash A InvasM1nanla FnvIA en..... Sakes No qd Saak No An Furs Aclual% Surplus Yes ] P.21,Jul 5 s,u2.dBI S 2152.v1 1 ]6d, 121 S (I )6d,121) :250 1250 $ 1,52d,912 S ].6]8,363 S 2,153421 A.9508% a0320% Surylus No Ad Surplus Na All Furs Annual% Surylus Yes 6121]% 65160% Surylus No Ad Surplus No IIFurs Aurylus Actual% S Yes 3083d]% 312672%. SuryWS No Ad $wpus No AN Funds Annual Y. Surplus Yes 121J8% 11509% Surylus No Ad Surplus NP All Fares Actual °., Surplus Yes 14 1558% Id35d]Ye $"plus Nu AO Surplus NU All Furs Annual % Surplus Yes p pp06x aaoana 1 J2.661A06 1]],6a1f69 ].6I6,]63129,OG,508 65 d]GX G2]69X 1]1,205,0] 137,690,396 ]616,]63129,051l.51] I,5H,9{2 ],6I6,M] 3,15],Rt G52G% G]069% Pmlfab-CM IuYa. s cusbdun-Avalla6A 5 us Issuer? Amamzed Valus Surylus Yes Ad swplus Yes 2W2 RDAUS Rank-CIP 2Wd Finance ANM LIP Yes Yes USTreawry B�II USTreaw Bill 1J,950,]96 9,9]0562 1J,958 ]86 9,9]p,562 tJ,950,]66 9,9I0,562 TCtal-US Leas D,929Ad6 2]929]46 2J 929 ]dR POmWo Mutual Fleas TN54 -A nelN $ lus Wky Martel Mutual Fund Back Value Surplus Yes Adl Salles Yes Crv¢Cemet U S BankPulledYES 1.Amenran Civic Cak,USBank.D¢MSvc YES tNAmengn 1991 RDA U S Bank -Debt Svc YES istAmemmN 1 1 1 1995 RDA U 5 Band -CIP YES 19Alk a 1935 RDA U S Bank - Spenal Fur YES 151 Annemm� 2601 R. AM- 1995 US Bank- E5ucw YES Ua Amencan 1998 RDA U S Bank - LIP YES 19 Ammran 1M RDA S Bak -OM Svc YES Ial Amenwn 1990ROAUSBank�Speoal Fur YES 1AAmera- 1998RDAUSBmM-CIP YES 9Ameran 2001 RDA U$Oak -DN Svc YES 1. American 2001 RDA U S Bak-CIP YES 1st American 2M RDA VS Bank - OM Svc YES 19 Amencan 2032 RDA US Bank -CIP YES 19Amencan 84,709 &709 84,709 2003 Taxable RDA U S Bank -DS YES 19Amencan 213TaxaWROAU S Bank -COY YES Ist Amenwn 20M Taxable RDAU S&"M IP YES 19Amemmn 2W6Fm AuNUS Oak:CIP YES 1sYAmencan 5566 550 5,5N 2W1 Fn Auth US Bank COI YES 1MAm,.n Subtmal' Mutual Fur 90,276 W276 At,226 $YryJUs NC Ad $urylus No AIIFunG Annual % $urylus Yes 15 dI5Ae1 156621-1. Smqus No Ad 5urDlus NO AIIFurs Actual k Surylus Y¢s 00582% 00590% Total Fiscal Agent bresbrcns 2{.01969{ 24.019,624 2d,01962d 15 ON% 156911% Grand Tatar 155.i29.09] 161.710.022 ].6]6A6319,0]6,111 1524,942 ;6]6.]63 12.15].{il 1000000 1000000% 10 City of Le Oumta Compamave Rates of Interest October 31. 2008 Year Month FY02/03 July 2002 August 2002 Sapt2002 C t2002 Nov, 2002 Dec 2002 Jan 2003 Feb 2003 Mar2003 Apr2003 May 2003 June 2003 FY ON04 July 2003 August2003 S.pt2003 Oc12003 Nov 2003 Dec 2003 Jan 2004 Feb 2004 Mar 2004 Apr 21k14 MaY2004 June 2004 F Y 04105 July 2004 August2004 Sep12004 Oct 2004 Nov 2004 Dec 2004 Jan 2005 Feb 2005 Mar2005 Apr2005 May 2005 June 2005 FY OW06 July 2005 Auguet2005 Sept 2005 002005 Nov 2005 Dec 2005 Jan 2006 Feb2006 Mar2006 Apr 2006 May 2006 June 2006 FY O6/07 July 2006 Augus12006 Sep12006 O02006 Nov 2006 Dec 2006 Jan 2007 Feb 2007 Mar 2007 Apr2007 May 2007 June 2007 FY OINB July 2007 August 2001 Sept 2007 Oct 2007 Nov2002 Dec200I Jan 2008 Feb 2006 Mar2008 Apf 2008 May 2008 June 2006 FY 08/09 July 2008 Augus12008 Sept 2008 Oc12098 Nov 2008 Dec 2008 Jan 2009 Feb 2009 Mar2009 Apr2009 May 2009 June 2009 City of La Quinta Annuahzu l Eamm s Pooled Cash Fiscal Area Nerzll 246% 100% 205% 245% 127% 207% 246% 126% 210% 241% 100% 208% 232% 100% 202% 223% 100% 180% 211% 080% 162% 199% 059% 1_74% 201% 075% 178% 1 98% 0 72 % 1 76% 186% 073% 154% 173% 049% 140% 166% 052% 143% 165% 045% 135% 165% 049% 126% 159% 048% 136% 164% 648% 138% 167% 059% 141% 158% 030% 137% 165% 030% 138% 150% 050% 133% 150% 050% 133% 1 54 % 0 50 % 1 36% 169% 047% 162% 173% 050% 168% 173% 0 50 % 1 57% 179% 107% 168% 179% 114% 172% 179% 143% 123% 189% 223% 208% 200% 225% 212% 216% 226% 222% 216% 267 % 243% 227% 269% 249 % 247% 270% 258% 259% 310% 283% 265% 311% 287% 264% 311% 281% 307% 348% 320% 333% 351% 334% 370% 353% 355% 381% 363% 367% 411% 400% 406% 414% 401% 409% 421% 445% 431% 430% 446% 437% 467% 448% 460% 474 % 498% 463% 493% 500% 498% 494% 501% 497% 498% 501% 499% 500% 502% 501% 504% 503% 503% 508% 504% 506% 518% 512% 516% 519% 513% 512% 521% 503% 515% 520% 514% 515% 520% 505% 516% 519% 488% 510% 521% 490% 512% 517% 485% 508% 516% 486% 506% 511% 485% 502% 503% 483% 498% 495% 343% 445% 458% 333% 422% 412% 324% 385% 407% 263% 367% 345% 327% 341% 314% 327% 317% 309% 194% 286% 299% 193% 277% 316% 192% 288% 281% 192% 264% 266% 227% 261% 172 139 21 09 163 137 131 117 92 ]4 123 131 110 80 121 98 117 140 120 155 137 137 209 214 122 16➢ 112 113 145 109 104 120 93 64 113 )3 84 ]6 65 96 68 112 ]3 110 92 67 18 95 48 53 6] fit 80 6a 45 6> 42 32 85 129 109 129 116 99 123 96 86 ]4 82 63 80 62 51 55 48 Three Month 1 64% 2 59% 162% 260% 155% 249% 1 29% 2 30% 127% 231% 116% 210% 120% 195% 1 18% 1 98% 1 17% 1 86% 1 10% 180% 086% 170% 0 98% 165% 106% 163% 101% 164% 104% I60% 103% 157% 0 99% 1 55% 100% 153% 101% 144% 01% 147 % 19% 1 45% 138% 143% 1➢3% 143% 1 y4% 160% 1 78% 1 67% 195% 177% 204% 189% 2 3y% 2 00% 2 56% 2 13% 256% 226% 2 85% 2 37% 2 85% 2 37% 3 09% 2 72% 3 11 % 2 86% 3 22% 2 9/% 354% 308% 369% 318% 375% 332% 375% 346% 4 16 % 3 64% 420% 381% 444% 396% 458% 404% 463% 414% 474% 431 % 4 84% 4 %% 511% 470% 506% 485% 497% 495% 500% 502% 4 96% 510% 4 94% 513% 490% 513% 498% 516% 495% 518% 488% 521% 4 84% 5 22% 481% 525% 481% 525% 480% 526% 459% 525% 400% 523% 395% 514% 33a% 496% 3 39% 4 80% 231% 462% 207% 4 16% 1 50 % 3 78% 120% 340% 192% 307% 2 14% 2 89 % 170% 1 88% 229% 218% 279% 169% 189% 214% 208% 278% 142% 179% 196% 213% 271% 090% 140% 172% 207% 271 % 11 mi OD O 0 0 U Lel co O a E N a V/ 00 O C C 7 m r 1 co m w=o O w L OCO o L C,c 0 O 0 0 O O 0 O o O O o O O (� N O O O O y O C C) C) CDl17 C) O O In y O O O P7 rM N N r u r O O IL iV INVESTMENT ADVISORY BOARD Business Session: B Meeting Date: December 10, 2008 ITEM TITLE: Continued Consideration of the Fiscal Year 2008/09 Work Plan BACKGROUND: At the November meeting the Board reviewed pages one through seven of the Treasurer's Report prior to meeting adjournment. These changes have been reflected in the October Treasurer's Report. RECOMMENDATION: Continued consideration of this item with a recommendation to the City Council of any changes to the Fiscal Year 2008/09 Investment Policy. A4�-M tvriGoN� Jo M. Falconer, Finance Director NOTE: Please bring the backup materials included in previous meeting agendas for reference. ATTVMi1191MT 1 John Falconer From: donbarm@aol.com Sent: Friday, August 08, 2008 3:44 PM To: John Falconer Subject: Cash Flow Forecasts John, in my Google search of cash flow forecasts, I noted a couple of web sites that may be helpful htttp://www.estor_egfoa .org/Sta.ticConte nt/staticpages/TM04. 07.htm http:Hwwwl.worldbank.org/publicsector/pe/befa05/F-xecutionfm is.doc Also noted is the Ethics and Conflicts of Interest section of the IP of Bloomington, Minnesota. Please copy and distribute at the next meeting of the IAB. For information only Ethics and Conflicts of Interest Officers and employees involved in the investment process shall refrain from conducting personal business activity that could conflict with proper execution of the investment program, or which could impair their ability to make impartial investment decisions. Investment officials shall annually disclose to the City Clerk any material financial interests as required by state statute on an annual Statement of Economic Interest form. Employees and officers shall subordinate their personal investment transactions to those of the City, particularly with regard to the time of purchases and sales, and shall refrain from undertaking personal investment transactions with the same individual with whom business is conducted on behalf of the City. Don It's time to go back to school! Get the latest trends and gadgets that make the grade on AOL Shp ink. 2 8/8/2008 4. Treasury and Government financial management information systems 4.1 Managing cash Cash (mostly in the form of money held at the bank) is a scarce resource and must be managed to provide optimum benefit. Some cash is held for transaction needs and some is held against contingencies. But above this level, idle balances should be invested in a form that gives quick access and little risk in order to earn interest. Money can be borrowed, but this costs money and should be carefully controlled because it increases financial risk. Borrowing may also take time to put in place and this will effect how much cash has to be held for contingencies. A government is ill-advised to borrow, if it already has the available cash resources because the rate of interest on borrowing is higher than the rate of interest received on surplus cash balances, which in many cases may be zero. With such principles in mind, governments monitor movements in their cash resources. They seek reports on cash balances (e.g. bank statements from the central bank). They also consider the likely incidence of cash flows both inward and outward. A cash flow occurs when the cash actually moves, so cash flows have very little to do with accrual accounting, which is based on different principles. To estimate cash flows involves forecasting cash flows associated with revenues and expenditures (both current and capital); and with borrowing and lending (including repayments). Expected cash balances can be forecast at dates into the future. Often cash flow forecasts are carried out monthly showing cash balance (positive or negative) at each month -end for the following 12 months. Forecast balances provide input to revenue, expenditure and borrowing policies. For instance a large expected cash surplus implies the need to invest cash, while a large expected deficit implies the need to borrow. The cash flow profile will also indicate for how long surplus funds are likely to be available to invest and for how long cash deficits will persist and therefore the period over which borrowing will be needed. The ease of monitoring and managing bank balances depends on their number, the efficiency of the banks involved in supplying information and how quickly the sums involved can be transferred to alternative (temporary) uses. Obviously a treasury single account will be easy to monitor and manage. But a system in which spending agencies keep their own bank accounts (maybe more than one for each agency as in Mongolia) does not permit easy monitoring or management. 4.2 Bank accounts In some cases, government's cash resources are held in many bank accounts (hundreds or even thousands in the case of the republics formerly part of the Soviet Union at the time of and its break). In such cases, cash management is more complex and less efficient. Borrowing may occur even though sufficient cash resources may exist for borrowing to be unnecessary. The problem is two -fold. Multiple bank accounts make it very difficult to monitor aggregate cash resources. And releasing the idle money from all of these accounts is also extremely cumbersome. In addition where spending agencies have their 3 own bank accounts, MOF control is weaker because these agencies have greater control over their own spending. MOF receives financial statements from them but is not party to detailed transactions. A treasury single account (TSA) avoids these difficulties. A TSA receives all government revenues, and out of it come all government expenditures. Or at least that is the case in principle. In practice, exceptions are necessary (for instance public enterprises are likely to retain their revenues, hold bank accounts and make their own payments from them). The case in favour of a TSA is clear enough. Establishing one is not always straight -forward: • spending agencies may be unwilling to give up their bank accounts • paying revenues into a single bank account is often physically impossible at locations outside the capital city • the central bank may be happy to administer the TSA but may not wish to be involved in "retail' banking. Anyway it is unlikely to have a sufficiently extended branch network to operate the TSA without help • the participation of the commercial banks is essential. They have branch networks and are active in retail banking. But their services have to be paid for (either via interest/fees or via a concession which allows them to hold money in transit longer than is strictly necessary). Of course such costs have to be set against the interest gains expected from establishing a TSA • a mechanism is needed between the central bank and the commercial banks so that they open credits in response to specific government needs, and pay surplus cash balances into the TSA at regular intervals 4.3 The need for treasury systems The word treasury has several meanings. In this context it refers to related functions of the Ministry of Finance in the fields of budget execution, accounting, management of debt and cash, financial control and banking (See paper two for a more detailed discussion). Essentially, a treasury system addresses these issues in an integrated manner. It is therefore a type of government financial management information system. Treasury systems address problems of missing information, weak and fragmented information systems, inadequate and inappropriate controls and the adverse impact on decision -making arising from such deficiencies. When in 1993 the IMF advised Government of Moldova on setting up a government treasury system, it listed the following "severe problems" facing budget management: Poor short-term control over expenditures as reflected in large fiscal deficits and significant expenditure arrears 2 • Lack of current information about the magnitude of expenditures • Highly inefficient cash management, reflected in the large amounts of involuntary lending to government.... at the same time significant cash balances lie idle • As -yet undeveloped capacity to borrow from sources other than the banking system... • A system of budget classification that undermines efforts to improve forecasting, analysis and management Other countries experience different problems such as: • Budget execution systems lacking appropriate information, controls and links with accounting • Accounting systems which are incomplete and untimely; cannot be reconciled with each other; cannot communicate with each other; require manual transfer of data; generate financial statements only with difficulty; do not respond easily to users' needs for information; lack reliable information • Existence of multiple bank accounts, aggravating problems of control and rendering efficient cash management very difficult or impossible • Break -down of system of budgetary control • Lack of timely information on public finances for decision -making and accountability purposes • Line ministries entering into large commitments without MOF having prior knowledge; line ministries frustrated by abrupt changes in funding (lack of stability in budget allocations) Treasury systems are designed to address such issues. 4.4 Functional processes of a treasury system Hashim and Allan write about information systems for fiscal management (1998). They identify the following eight processes: macro -economic forecasting; budget preparation; budget execution, accounting and fiscal reporting; cash management; debt management; revenue administration; personnel administration; and auditing. In practice, treasury modernization projects tend to concentrate on only three of these: budget execution, accounting and fiscal reporting and cash management. However they also have to address the last phase of budget preparation (finalization of the budget and in -year changes to it) and auditing (the needs of auditors are covered in system design). Other fiscal management processes are commonly covered by separate, stand-alone systems. In summary, treasury modernization projects usually cover: • The enacted budget including supplementary and revised budgets, budget allocations, budget transfers and warrants to incur expenditure • Accounting and reporting including the general ledger of government • Banking and cash management (via a single treasury account) • And by implication, the audit trails needed for auditing Treasury systems differ from country to country. For instance, the project to improve Ukraine's treasury system focuses on the following: legal regulatory and operational framework (guidelines, procedures, regulations, forms and operating manuals); budget classification and coding; developing better methods of forecasting expenditures and' managing cash; improving fiscal reporting; developing detailed functional specifications of the treasury ledger system; and training and institutional development. The detailed functional specifications for the Ukraine general ledger provide the capability to: • Record initial and revised budgets • Distribute budget appropriation and authority to incur expenditure to spending units • Record expenditure in the form of cash and commitments against budget and authority to incur expenditure • Allocate funds to spending units • Permit checks on the availability of appropriation, funds allocation and commitments prior to approving payment • Print consolidated payment instructions to banks • Record revenue and other receipts against appropriate account heads • Print checks (or instruct electronic payment) against payment instructions • Consolidate data, facilitate reporting, provide for easy data retrieval for MOF, ministries, spending units etc. 73 4.5 Introducing a treasury system Assessment and planning • Analysis of status quo and justification for introducing a treasury system • Identification of public finance components to be covered, government entities to be covered and their interface with the treasury system • Adequacy of institutional processes: budget process and act; classification and coding system; banking arrangements; accounting records; basis of accounting; financial statements; the treasury itself • Analysis of user needs; matching with national capacity; choice of approach (the old system computerized or a new system with bells and whistles?) • Analysis of relevant skills to create the system; to manage its implementation; to provide technical back-up; to operate the system (users) and to use its outputs Specification ® To embark on the modernization process, the system design has to be specified, permitting bidding documents to be prepared and contractors to submit bids. The specification has several components: Functional design Each public finance component and each element making up each component will be specified (for instance data to be entered, its format, the classifications and codes to be used, the sub -divisions of the general ledger into which data are to be sorted, the format and destination of planned reports, the built-in controls, the content of screen data displays etc.). Also included will be the functions of each organizational entity involved, the data flows between them and specifications for how their actions are to be communicated and reflected in records (e.g. approvals, rejections etc.). Software This involves the choice of IT platform and of software applications (whether off -the -shelf, customized or created anew); the protocols for information exchange, requirements for suppliers to provide technical back-up, etc. Banking The banking services to be offered (by Central Bank/second tier banks); establishment of Treasury Single Account and sub -accounts; authoriization and format of instructions to bank; means of accepting instructions and processing transactions; bank statements; arrangements for the clearing of balances to TSA; other banking services. 7 • Hardware configurations. • Staffing requirements. • Proiect supervision arrangements Implementation • Resolving institutional inadequacies (laws, procedures, coding schemes, institutional deficiencies etc.) • Training staff • Creating or customizing software • Testing the adequacy of programs and systems • Piloting the system at selected locations • Validation • Extending the system • Validation • Abandoning the old system 4.6 Challenges • How to develop/ acquire/retain the necessary expert resources? • How to deal with staff redundancy caused by the move to computerized systems? • How to negate possible illicit pressures in procurement? • How many processes should be integrated? In principle, the more integrated processes, the larger advantages from computerization. But the more modules there are to integrate, the more difficult it is to achieve a working system. • What to do about processes either not computerized or not part of the treasury system (problem of interfaces)? • Treasury projects are usually slow in implementation, the causes being the subject of debate. The multi -stage nature of implementaion; the need for ril E testing, piloting, fine-tuning, training and extensive adoption; and procurement complications are all possible candidates. How to deliver something timely and of good value? The control implications of treasury systems are also the subject of debate. Treasury systems increase the information available to the ministry of finance, and therefore its possibilities of control and power. Depending on country circumstances and system design this may result in an over -intrusive ministry of finance and resentful spending agencies. How to give line ministries a genuine stake in the new system? Sources Asian Development Bank, "Cash management and the treasury function", Chapter 8 of Managing Government Expenditure, 1999. IMF (1993), "Red books" on the introduction of treasury systems such as Moldova: setting a government treasury system Washington. Organization for Economic Cooperation and Development (2001) Managing Public Expenditures: A Reference Book for Transition Countries. Richard Allen and D. Tommasi, editors. (Chapter 9) World Bank (1998), Information systems for government fiscal management, Ali Hashim and Bill Allan, PREM, Washington. World Bank (date?), Information systems strategies for public financial mana eg ment, Hywel M. Davies, Ali Hashim and Eduardo Talero, Discussion Paper 193, Washington. US Government (1998), Core financial management system requirements. Joint Financial Management Improvement Program, Washington. 0 Annex Assessing a treasury system (based on notes by Ali Hashim) Policy framework and institutional setting 1. Status of the budget law with specific emphasis on: • receipt and custody of public funds; consolidated fund • public expenditure controls and significance of control by appropriation • role and responsibilities of the central bank and second tier banks • role of MOF and its departments (in particular those responsible for treasury functions) • asset and liability management (including public debt) • accounting records, reports and statements and their audit • financial regulations 2. Budget classification system and chart of accounts: • How complete? • Compliant with IMF? • Sufficient for control purposes? 3. Payment processing: • Does a treasury single account (TSA) exist and where is it located? • Which entity/entities control/s the TSA/bank accounts and how? • Are payment requests of spending units routed through the treasury or are they sent directly to the bank/s 4. Steps in the budget execution cycle. Which agencies carry out the following? • Recording of appropriations • Distribution of appropriations/sub-appropriations E lift] • Budget revisions and transfers • Funds allocations • Spending limits (cash; commitment; authority to incur expenditure or "warrant") • Cash allocations • Commitment controls • Payment controls • Receipt of tax and non -tax revenue • Loan accounting 5. Institutional arrangements for cash management • Which agency is responsible? • On what basis are revenue and expenditure forecasts made? • How frequently are agencies required to produce estimates of cash requirements? • How does government determine periodic cash requirements? • What are the links between cash and debt management? Functional design 6. How is the treasury system designed: how do the processes listed in point four above, operate? 7. What is the coverage of the system? • Number of ministries • Number of spending units • Size distribution of payments (number/value) • Number of transactions of various types M 11 • Application to central/local government • Coverage and treatment of extra -budgetary funds 8. Are there subsidiary accounts of the TSA? How frequently are these accounts cleared to the TSA? Can idle balances build up in these accounts? 9. What information is recorded for receipts? Are taxes deposited directly in the TSA or are they first paid to second tier banks? How large is the "float" of undeposited receipts? 10. How long does it take for a payment instruction to be processed and acted upon? How many stages are there in this process and are they all strictly necessary? 11. How quickly are accounting reports made for budgetary and accountability purposes? What is the required standard for timeliness? What is the normal delay and to what is it attributable? 12. Is payroll automated and how does it interface with the treasury system? Which agency carries out payroll processing? How are personnel -related transactions sourced, recorded and authorized? 13. What other parts of government's financial management systems are automated (e.g. debt management, tax administration, customs administration, personnel management, pensions) and how do these interface with the treasury system? Information technology 14. Technical architecture: • Hardware/software platform • Number and nature of sites • Nature of communications between the nodes of the network; volume and nature of transactions at each node; means of transferring information to and from the treasury; and to and from the Central and other banks • Application software: custom -developed; off -the -shelf; or customized? • Degree of automation of spending units' processes • Nature of information security and other controls • Internet/intranet capabilities 10 12 Management training and institutional capacity 15. Which government agency manages information systems? • How does this agency relate to the treasury, ministries, spending units etc? • Who is responsible for the functional design of the treasury system? • Are changes to the functional design easy to accomplish? • How are information systems supervised? 16. What are the training arrangements (technical, end -user, end -user support, technical maintenance, change management, foreign/local, start-up/ongoing)? 17. How many staff have been trained and in what subjects (financial staff, technical staff)? Are there problems of staff loss to the private sector? 18. Technical staffing issues: number of technical staff in place to build/maintain the system; types of technical staff available; salaries/compensation of technical staff. J 11 13 Inside This Issue Feature Articles and Resources • Getting Star ted_with Cash Flow Forecasting • Steps to Cash Flow Forecasting • Enhancing Cash_ Forecasting • Seven Ways -to Enhance -Cash Forecasting • Useful Resources on_Cash _Flow Forecasting Economy and Interest Rates • Panel of Economists: Economic Outlook • Interest Rate Outlook • Snapshot of Economy and Interest Rates Investment Performance Benchmarks • Performance_ Benchmarks 0 10-Bill Index o Money Market Fund Index o LGIPlndex o Key Rates: Cash Markets o Relative Value Yield Chart AF Volu= 25, Tip for Printing 1. Go to "File," "Page setup. 2. Change all margins to .05 or less. Getting Started with Cash Flow Forecasting By Keith Sawdon Many of us responsible for investing the public's funds have many tools in place to help us. We have a written investment policy that has been adopted by our oversight board, a sound system of internal controls (for investment activity) that has been reviewed by our external auditors, solid methods for competitively bidding our securities purchases, and we have developed a good set of reports that help convey our investment activity. II In Brief: Cash Flow Forecasting II Cash flow forecasting is an estimate of receipts and disbursements during a given period. When used as a cash management guide, this tool can lead to the optimization of funds as well as insuring sufficient liquidity is present to meet liabilities. Cash 14 http://www.estoregfoa.org/StaticContent/staticpages/TM0407.httn 8/8/2008 vruA ireasury rvianageuienr = us- - . recasting is distinct from governmental accounting and budgeting in that the forecast done with intent to measure the organization's ability to meet needs in light of sources with the ultimate goal of negating the need for any short-term borrowing and avoid the liquidation of any long-term securities (investments). When done on an ganizational level, spending patterns can be coordinated to mitigate any potential ortfalls and level off flow of funds. One tool that may be overlooked is a cash flow forecast. To effectively manage the public's funds, it is important to know your future cash flow position. What is Cash Flow Forecasting? Cash flow forecasting is the process of predicting cash flow (at least on a monthly basis) for the purpose of managing liquidity needs and for investment control. An accurate forecast provides the investment official with the essential information needed for making sound investment decisions. A good cash flow forecast should answer the following questions: . How much cash is available? . When will it become available? . How long will it be available? Building a good cash flow forecasting model takes time and effort. Are the benefits greater than the costs? To answer that question it is important to understand the benefits of cash flow forecasting. Those benefits include: improved investment earnings, ensured liquidity, and identification of any cash flow shortfalls. Improved investment earnings and ensured liquidity go hand in hand. If you do not know when funds will be needed for disbursements, your tendency will be to only hold investments with exceptionally short maturities. This ensures that you will be able to meet your payment obligations — but to get that liquidity, investment yield is normally given up (in an upward sloping yield curve environment). If you can predict when funds will actually be needed, you will still be able to ensure liquidity, and at the same time, improve investment performance by taking advantage of longer maturities in an upward sloping yield curve environment. Another benefit of cash flow forecasting is that it can help identify any periods where you may actually have a negative cash position requiring some form of short-term financing. The type of forecast you undertake will, in part, depend on the time and 15 http://www.estoregfoa.org/StaticContent/statiepages/TM0407.htm 8/8/2008 UV UA T reasury Nranagement . us .,..-. resources you have available to commit to the program and the benefits to be received. For the most part, building cash flow models that provide you with monthly estimates (of your cash position) will be the norm. But some governments may need weekly estimates, and very large investment portfolios may need daily estimates. The forecast timeframe chosen should be based on the time and resources available. How to Build a Cash Flow Forecast. First, start with your current cash and investment balances. Then, look back at your actual cash collection and expenditure history by month. Apply the actual receipts collected or expenditures made against your amended budget for that year. The result is a percentage that represents actual cash collections or expenditures made against the budget for that month. Once you have looked back in history for three years, apply the three-year monthly average of those monthly percentages against the current year's budget. History will be a good predictor of normal, recurring operating revenues and expenditures, but it doesn't address all the issues you will need to forecast. Issues such as new revenue sources or capital spending programs (nonrecurring expenditures) have no history to look back to, so you will need to work with departmental personnel to determine when funds will be coming in and when funds will be going out. Whenever you are working with historical data, remember that changes in the economy, state law, user fees, etc., can cause the past data to give a false reading on future cash positions. That is why it is important to validate your forecasting model. Compare your projected cash position with the actual cash position. This comparison of actual to predicted helps you ensure that historic cash activity can be a good predictor of the future and that the assumptions that you used are correct. If you have large variances between actual and predicted you need to ask, What caused the variance? Do I need to change my assumptions? Has something changed?" Finding out why will help you improve your cash flow forecast for the future. Just Do It. Like exercising, getting started is the hardest part of cash flow forecasting. Like most of us, the hardest part of exercising is not using the equipment, it is getting to the room to use the equipment. Once you get to your exercise room, using the exercise equipment is not that bad. Cash flow forecasting is the same. Once you have decided that you need or want a forecasting model, getting going is the hardest part. But once you begin to gather your historical data and build the model, the process tends to flow pretty smoothly. It is the getting going that is the hardest. Once the forecast model is laid out, keeping it updated requires only a few hours a month. All in all, the benefits are worth the effort. 16 http://www.estoregfoa.org/StaticContent/staticpages/TM0407.htm 8/8/2008 V 1VA 11LrµJLLI�' lY1CLLlU�Li111L.11L 1 Ur" T V1 1T KEITH SAWDON is the chief deputy treasurer for Oakland County Michigan and author of the Association of Public Treasurers publication Cash Flow Forecasting. TOP Steps to Cash Flow Forecasting By Lee Buffington When most of us analyze our personal budgets, we know our fixed expenses like rent, mortgage, insurance, and utilities. We also can plan for elective expenditures like a new car or a nice vacation. In addition, most of us know the amount of our paycheck and when we will receive it. In other words, we are in control. In the public sector, however, we do not always know what to expect. The legislative body may decide to spend our money on an unanticipated project. Or perhaps the state legislature will work their magic on what was once our expected revenue. Budgets are frequently built based on expected yearly expenditures, while cash inflows and outflows vary by month. Expenditures and receipts may balance at the end of the year, but chances are they will not balance month -by -month, which results in negative balances. Why Should You Forecast? A good cash flow forecast enables good cash flow management and reduces the need for borrowing. Forecasting also helps maximize investment earnings by showing when funds will be available for investment. As a finance officer, forecasting gives you the confidence to certify that you have sufficient funds to cover the next six months of expenditures. How to Do a Cash Flow Forecast. Decide on the time period your forecast should cover. For us, a 16-month forecast provides a better view into the future than the typical 12-month forecast. We use a 16-month forecast because California counties only have a positive cash flow three or four times a year, so it takes 16 months to include up to two income cycles in the forecast. 2. Review your accounting history for revenue and expenditures — get the general picture. 3. Create a simple, one -page forecasting form to begin tracking your revenue, expenditures and investments. a. Use tracking categories that are simple and meaningful to you. 17 http://www.estoregfoa.org/StatieContent/staticpages/TM0407.htm 8/8/2008 - -"a_ - __ - . b. Include the following: net cash flow balance, negative cash flow, and maturing securities that could be called. c. Use your morning bank report and daily forecast to determine how much money you need to place each day to be fully invested. 4. Start with what you know and gradually build up the reliability of your forecast. Remember: keep it simple. 5. Monitor and fine tune your forecast. Beware of fluctuations in near term numbers. Watch the revenue side for significant changes. Review heavy user expenditure patterns. Monitor the incidental user. Make adjustments to your forecast to accommodate changes. Lee Buffington is the tax collector -treasurer of San Mateo County, California TOP Enhancing Cash Forecasting By Kathy King -Griswold, CTP, CBM A recent survey conducted by the Association of Financial Professionals of Canada revealed that the most important issue among financial professionals is improving the cash forecasting process. Due to the inverted yield curve, the economic slowdown, and the lack of general liquidity in the market, cash flow forecasting has become more important during recent years. An accurate estimate of future revenues and expenditures allows the treasury officials to gain greater visibility into business performance. It also helps to keep decision making on track and maximize investment opportunities. A good cash forecast gives an organization sufficient time to devise remedies for anticipated temporary cash shortfalls and arrange short-term investments for temporary cash flow surpluses. Cash forecasting is important, but organizations often find it difficult to accurately identify a correct estimate. Some factors that contribute to poor quality forecasts include: 1. Manual processes 2. Seventy-five percent of treasury's time spent on data collection, which results in time lost for analyzing positions and effective management 3. Inconsistent assumptions ip http://www.estoregfoa.org/StaticContent/staticpages/TM0407.htm 8/8/2008 4. Junior -level forecast responsibility 5. Lack of incentives and accountability in business units. Cash flow plans are living entities and must constantly be modified as new information becomes available on future cash inflows and outflows. Each budget should be analyzed and the cash flow effect should be determined. After reviewing the budget, look for significant discrepancies between the planned and actual figures and make timely adjustments to the model. Some previous experience is necessary t o make proper adjustments. The last step in the process is to review and approve the cash flow forecast. Review by upper management will help to insure the accuracy and reliability of the forecast. 11 Seven Ways to Enhance Cash Forecasting 11 1. Improve availability of data and quality of information —The availability and quality of cash management data is a particularly important hurdle to enhance cash flow forecasting. The following can be used to improve the availability and quality of data: o Treasury workstations o Account structure — using a single master account to collect all cash inflows and disperse vs. multi accounts. o Treasury Intranet site — can improve the quality of input and allow for easier sharing of information stored in spreadsheet files. This may also assist in finding a "home" for unclaimed and un-posted receipts and disbursements, which improves the quality of bank account reconciliations. o Use specific knowledge from business units — business units generate their cash flow forecasts when creating their annual plans because treasury would not be able to forecast certain expenditures or receipts for business units because they are not aware of all activities at that level. o Manage the expectations of management— Treasury should take extra precautions in presenting forecasts to management and identify assumptions very clearly. 2. Provide treasury with greater payment visibility by migrating vendors to e- payments. 3. Calculate the opportunity cost of inaccuracy — it makes a clear difference how the comparison between forecast and actual is fed back to the sources. This helps to provide a practical understanding of the importance of accurate forecasting. 4. Statistical analysis — comparing forecasts to the actual cash flow that was processed by banks can reveal correlations and consistent behavior. This comparison can reveal opportunities for improving the predictability of a forecast. 5. Use Treasury more as a planning resource or internal consultant and less as a payment processor. 19 http://www.estoregfoa.org/StaticContent/staticpages/TM0407.htm 8/8/2008 GFOA Treasury Management rasc 1 vi 1- 6. Continually monitor and adjust performance to the cash forecast. 7. Use technology that integrates bank data into forecasting solution. In conclusion, the reliability of cash flow forecasting has become more important in recent years due to internal and external pressures. An improved cash flow forecast can produce many benefits including: more cash available for internal lending and external investment opportunities, less adjustment transactions, and earlier warning signals. However, because cash flow forecasting involves many individuals across an organization, improvement projects require a strong commitment and a skilled, dedicated, and multi -disciplinary project team. Kathy King -Griswold, is the assistant treasurer for the University of Rochester in Rochester, New York. Top Useful Resources on Cash Flow Forecasting • GFOA Recommended Practice: Use of Cash Flow Forecasting in Operations • Use of Cash Flow _Forecasting .in operations, Nova. Scotia Municipal Finance Cor orp oration • Daily forecast (San Mateo -County, California) • Monthly forecast (San Mateo County, California) • Cash forecast Top Cash Management -Related Sessions at the GFOA Annual Conference The upcoming GFOA conference in Anaheim, California on June 10-13, 2007 will include the following sessions related to cash management and banking relations. More information on the GFOA conference is available on GFOA's Web site. Paper or Plastic? Using Purchasing Cards to Reduce Costs and Maintain Control. Purchasing cards have the potential to simplify purchasing, reduce paperwork, expedite delivery of services, and cut costs while maintaining effective internal controls in the treasury function. But, as with all tools, it is 20 http://www.estoregfoa.org/StaticContent/statiepages/TM0407.htm 8/8/2008 GFOA Treasury Management important to know how purchasing cards should be used and how to prevent potential abuse. Learn how leading governments use purchasing cards to improve their procurement processes in this informative session. The session will feature a panel of representatives from the card industry, banking, and government. Fraud Prevention Techniques for Treasurers. Payment fraud does not go away, it just goes digital. Learn effective techniques to protect your government against payment fraud in an increasingly complex banking environment. In this session, fraud prevention experts share the latest practices and technologies for avoiding fraud in check payments as well as in the accounts payable and accounts receivable functions. Preparing for the Worst of Times: Treasury Management in Emergencies. Earthquakes... hurricanes... terrorist attacks. The list of threats seems go grow, and they all affect a local government's treasury management activities. While you can't control when a disaster occurs, you can control your government's level of preparedness. By knowing your vulnerability and what actions to take in advance, you can reduce the impact on your treasury activities. This session will introduce disaster response tools for the treasury function. Speakers will illustrate how these have been applied successfully in recent disasters including Hurricane Katrina. Technologies for the Treasury Function. New technologies that help governments move from paper to electronic payment hold great efficiency potential for government agencies. Speakers will introduce promising technologies that can help treasurers improve productivity while maintaining financial controls. Topics will include: electronic check processing, electronic bill presentment and payment, and the "mobility trend" —the use of mobile devices such as cell phones and PDAs to manage treasury functions. Getting the Most From Your Banking Relationships. New banking technologies have enabled many governments to reduce operating costs in the finance department by including new services in their banking agreements. Banks can provide customized reporting, easy access, and improved multi -factor security. Speakers at this session will discuss the new services available, key components of a banking relationship review, and Maximizing the Benefits of Remote Check Deposit. "Remote Capture" is a hot topic in the banking industry. What is it and how can your government benefit from this technology? What key factors can make or break remote capture? This session will feature local government treasury managers who will discuss their experience with remote capture, the challenges they encountered, and the lessons they learned. http://www.estoregfoa.org/StaticContent/staticpages/TM0407.htm 8/8/2008 21 GFOA'1'reasury Management Top http://www.estoregfoa.org/StaticContent/staticpages/TM0407.htm 8/8/2008 22 W AI5 Document Ketrieval 53644. If an agreement is not made: (a) Active deposits and interest thuLaQ upon the deman easurer or other subj c o any penalties which may be pres regulation. (b) Inactive deposits are subject to days before withdrawal. 53645. Interest follows: (a) For act' shall be c ute shall authorized icial, cribed federal law or of at least thirty computed and paid by the depository, as deposits upon which interest on the average daily balance be paid is payable, interest for the Galen ar 1 For i eposits, interest shall be computed on a 360-day and shall be paid quarterly. 53646. (a) (1) In the case of county government, the treasurer may annually render to the board of supervisors and any oversight committee a statement of investment policy, which the board shall review and approve at a public meeting. Any change in the policy shall also be reviewed and approved by the board at a public meeting. (2) In the case of any other local agency, the treasurer or chief fiscal officer of the local agency may annually render to the legislative body of that local agency and any oversight committee of that local agency a statement of investment policy, which the legislative body of the local agency shall consider at a public meeting. Any change in the policy shall also be considered by the legislative body of the local agency at a public meeting. (b) (1) The treasurer or chief fiscal officer may render a quarterly report to the chief executive officer, the internal auditor, and the legislative body of the local agency. The quarterly report shall be so submitted within 30 days following the end of the quarter covered by the report. Except as provided in subdivisions (e) and (f), this report shall include the type of investment, issuer, date of maturity par and dollar amount invested on all securities, investments and moneys held by the local agency, and shall additionally include a description of any of the local agency's funds, investments, or programs, that are under the management of contracted parties, including lending programs. With respect to all securities held by the local agency, and under management of any outside party that is not also a local agency or the State of California Local Agency Investment Fund, the report shall also include a current market value as of the date of the report, and shall include the source of this same valuation. (2) The quarterly report shall state compliance of the portfolio to the statement of investment policy, or manner in which the portfolio is not in compliance. (3) The quarterly report shall include a statement denoting the ability of the local agency to meet its pool's expenditure requirements for the next six months, or provide an explanation as to why sufficient money shall, or may, not be available. (4) In the quarterly report, a subsidiary ledger of investments 24 http://www.leginfo.ca.gov/cgi-bin/waisgate? WAI SdocID=3 7913612549+1 +0+0& WAISacti... 9/2/2008 wrua Lvcwucut ncuicvdi may be used in accordance with accepted accounting practices. (c) Pursuant to subdivision (b), the treasurer or chief fiscal officer shall report whatever additional information or data may be required by the legislative body of the local agency. (d) The legislative body of a local agency may elect to require the report specified in subdivision (b) to be made on a monthly basis instead of quarterly. (e) For local agency investments that have been placed in the Local Agency Investment Fund, created by Section 16429.1, in National Credit Union Share Insurance Fund -insured accounts in a credit union, in accounts insured or guaranteed pursuant to Section 14858 of the Financial Code, or in Federal Deposit Insurance Corporation -insured accounts in a bank or savings and loan association, in a county investment pool, or any combination of these, the treasurer or chief fiscal officer may supply to the governing body, chief executive officer, and the auditor of the local agency the most recent statement or statements received by the local agency from these institutions in lieu of the information required by paragraph (1) of subdivision (b) regarding investments in these institutions. (f) The treasurer or chief fiscal officer shall not be required to render a quarterly report, as required by subdivision (b), to a legislative body or any oversight committee of a school district or county office of education for securities, investments, or moneys held by the school district or county office of education in individual accounts that are less than twenty-five thousand dollars ($25,000). (g) Except as provided in subdivisions (h) and (i), each city, county, or city and county shall submit copies of its second and fourth quarter reports to the California Debt and Investment Advisory Commission within 60 days after the close of the second and fourth quarters of each calendar year. Any city, county, or city and county not required to submit a report pursuant to subdivision (h) or (i) shall file with the commission a written statement within 60 days of the end of the second and fourth quarters of the calendar year stating the distribution and amount of its investment portfolio and that it is therefore not subject to this reporting requirement. This subdivision shall become inoperative on January 1, 2007. (h) A city shall not be required to submit a quarterly report to the commission if, during the entire reporting period, the city has maintained 100 percent of its investment portfolio in (1) the treasury of the county in which it is located for investment by the county treasurer pursuant to Section 53684, (2) the Local Agency Investment Fund created by Section 16429.1, (3) National Credit Union Share Insurance Fund -insured accounts in a credit union, in accounts insured or guaranteed pursuant to Section 14858 of the Financial Code, or in Federal Deposit Insurance Corporation -insured accounts in a bank or savings and loan association, or (4) in any combination of these. (i) A county or city and county shall not be required to submit a quarterly report to the commission if, during the entire reporting period, the county has maintained 100 percent of its investment portfolio in (1) the Local Agency Investment Fund created by Section 16429.1, (2) National Credit Onion Share Insurance Fund -insured accounts in a credit union, in accounts insured or guaranteed pursuant to Section 14858 of the Financial Code, or in Federal Deposit Insurance Corporation -insured accounts in a bank or savings and loan association, or (3) in any combination of these. (j) The city, county, or city and county investor of any public funds, no later than 60 days after the close of the second quarter of 25 http://www.leginfo.ca.gov/cgi-bin/waisgate?WAISdoclD=37913612549+1+0+0& WAISacti... 9/2/2008 WA1J LJOCUMML 1Wt 1CVG1 each calendar year and 60 days after the subsequent amendments thereto, shall provide the statement of investment policy required pursuant to this section, to the California Debt and Investment Advisory Commission. (k) In recognition of the state and local interests served by the actions made optional in subdivisions (a) and (b), the Legislature encourages the local agency officials to continue taking the actions formerly mandated by this section. However, nothing in this subdivision may be construed to impose any liability on a local agency that does not continue to take the formerly mandated action. 53647. (a) Interest on all money deposited belongs to, and shall be in o the general fund of, the loca age rep sented by the officer making the deposit, unless otherwise directe law. (b) Notw standing the provisions of subdivision (a), and except as otherwise dir ed by law, if the governing body of the local agency represented b he officer making the deposit so directs, such interest shall be paid t he fund which contains the principal on which the interest accrued. 53647.5. Notwithstanding any other provision law, interest earned on any bail money deposited in a bank acco pursuant to Section 1463.1 of the Penal Code and Section 53679 of 's code shall, if the board of supervisors so directs, be allocate r the 53648. s article, the treasurer may as� moneys in, and enter into contracts with, a state or nationa bank, savings association or federal association, federal or sta credit union, or federally insured industrial loan company, pur ant to a Federal law or a rule of a federal department or agen adopted pursuant to the law if the law or rule conflicts w' this article in regulating the payment of interest on deposits public moneys by any of the following: (a) Banks which are Federal Reserve S em members or whose deposits are insured by the Federal D osit Insurance Corporation. (b) Savings associations or fe al associations which are federal home loan bank members or whos eposits are insured by the Federal Savings and Loan Insurance rporation. (c) State or federal edit unions whose accounts are insured by the National Credit U 'on Share Insurance Fund or guaranteed by the California Credit ion Share Guaranty Corporation or insured or guaranteed purs nt to Section 14858 of the Financial Code, unless a member of th egislative body of a local agency, or any person with investmen ecisionmaking authority of the administrative office, manager' office, budget office, auditor -controller's office, or trea rer's office of the local agency, also serves on the board of di ctors, or any committee appointed by the board of directors, or t c rrarli t rn fii"��t9HP'L°'tl`S'.�eT'� eeewxr=�^� f the state or _ aral credit union. (d) A federally insured industrial loan company. 26 http://www.leginfo.ca.gov/cgi-bin/waisgate? WAISdocID=37913612549+1+0+0& WAISacti... 9/2/2008 T:hY'°f XPQuinfw MEMORANDUM TO: La Quinta City Council FROM John M. Falconer, Finance Director/Treasurer SUBJECT: Treasurer's Report for June 30, 2008 DATE: July 31, 2008 Attached is the Treasurers Report for the month ending June 30. 2008. The report is submitted to the City Council each month after a reconciliation of accounts is accomplished by the Finance Department. The following table summarizes the changes in investment types for the month ATTACHMENT 2 Investment Beginning Purchased Notes Sold/Matured Other Ending Change Cash (3) $ (612,892) (1) $ (921,482) $ (1,534,374) $ (921,482) LAIF 50.778,392 3,750,000 (6,000,000) 0 48,528,392 (2,250,000) US Treasuries (2) 57.855,865 29,000,000 (44,000,000) (170,210) 42,685.655 (15,170,210) US GOO Sponsored Enterprises (2) 59,818,389 16,500.000 (16,500,000) (105,758) 59,712,631 (105,758) Commercial Paper (2) 29.949,962 23,000,000 (25,000,000) (49,778) 27,900,184 (2,049.778) Corporate Notes 7,966,638 4.720 7.971.358 4,720 Mutual Funds 2,704,547 9,399,89260 1 12,104,439 9,399,892 Total $ 208,4,901 $ 61,649,892 $ 92,421,482 $ 321,026 $ 197,368,285 $ 11,092,616 I certify that this report accurately reflects all pooled investments and is in compliance with the California Government Code; and is in conformity with the City Investment Policy As Treasurer of the City of La Quints, I hereby certify that sufficient investment liquidity and anticipated revenues am available to meet the pools expenditure requirements for the next six months. The City of La Quinta used the Bureau of the Public Debt, U.S. Bank Monthly Statement and the Bank of New York Monthly Custodian Report to determine the fair market value of investments at month end. hn M. Falconer Date Finance Direclon'Treasurer Footnote (1) The amount reported represents the net increase (decrease) of deposits and withdrawals from the previous month. (2) The amount reported in the other column represents the amortization of premium/discount for the month on US Treasury, Commercial Paper and Agency investments (3) The cash account may reflect a negative balance This negative balance will be offset with transfers from other investments before warrants are presented for payment by the payee at the bank 27 Treasurer's Commentary For the Month of June Cash Balances - The portfolio size decreased by $11.00 million to $197.4 million. The major reason for the decrease was the payment of pass through tax increment payments in June million. Investment Activity - The average maturity of the portfolio increased by 17 days to 80 days at the end of June. The six month US Treasury benchmark increased by 22 basis points and ended the month at 2.14%. The Treasurer follows a buy and hold investment policy and has not sold investments before maturity to take advantage of market conditions. June was a very busy month in terms of the number of trades most notably the reinvestment of bond proceeds in three and six months Treasury bills. Treasury Bills decreased and the Mutual Funds increased to pay for Housing Program costs. The sweep account earned $1,504 in interest income for the month of June and the bank fees for the month were $ 1,939 which resulted in a net decrease of $ 435 in real costs. Portfolio Performance - The overall portfolio performance decreased by twenty nine (29) basis points from the prior month and ended at 2.88% for the month, with the pooled cash investments yielding 3.09%. The overall portfolio yield (including bond proceeds) was seventy four (74) basis points over the benchmark, which has decreased by fifty one (51) basis point from the one hundred twenty five (125) basis point difference in May. With the average maturity of 80 days, the portfolio yield should remain at these levels for the next three months with a small downward trend based upon reinvestments at lower rates. The Treasurer has more of a barbell maturity schedule with the longer term investments helping to keep yields higher as interest rates will gradually be falling. At this time last year, the portfolio was yielding 5.10% and the benchmark was at 4.81 % so we have made significant progress in meeting our benchmark. In the short term, the Treasurer has been investing more in LAIF because its rate declines slower in a declining rate environment and in Commercial Paper. Future Thoughts The Treasurer will continue to invest in short term maturities to take advantage of the yield curve - Commercial Paper with 30 to 90 day maturities and Bond proceeds will be laddered in three- and six-month Treasury bills as they mature. Maturing GSE's will be rolled over to the highest yield on curve taking into consideration cash flow needs or in medium term notes. co m m m m m m s c o co c 0 oc o o m co 0 o V Z Z Z Z Z Z Z Zoc Z w O_ c E n _ a a m ° °o m m m c o O c _c u U LL LL D N a O° Tn m �R 'E3 m a u w v > m mm E E E E E E LL' O O nc o' — wwwwen o m m o � v v w E K a ' o ' 0 O 0000 N° o N N N o0000 �E N� N N ry rv� O O O O O O O O O O o O . 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LL_IL E U p m m m �J a b b Op C + m b CIO L b O �- b b <<<< (.i37QILIL LLf F F-�JJ �f m m EZUmm�QSLLLLLL�-ff�JJ G m LL < Q 3f z CddJJ� cl NSm Q ery a « - 4Ea g �gEa��mrcv ��vv a'�d YE„g U if l�Oa�O aY n �uwEa�virN ¢R ��u�i �2o v'. a- -mov msm. �n nee- �=dNmm En�gm f�e�nm i�mwm - M -« M;Z= In $- ;&m��w_m«o aeOgym_ o $o oa�ee dn� ma.g m Ee_F . m e��r='«m «6o�ma�e r^na Sp m B mnib om ENry ^o gr�e<n^ Ery ^^nnnrvm� «:Cm-2 _.. E«mom E`V gm"»'„a €�� ymonn� vai nivn - m3mmmym� w�a mC"rva�n nm^ m b�i iary 'Sgu 2„I�m8o m�,nm"$� «A«m - m� w E z8u aN g „ma E Aga q _Ey y �edLL cB�uN VLL as°`E°�u -8"d �`8d�gU�u' c u~uhiE �3o cun�E�3m t°'HhEg2o maNhEg••- r��»a`c��'rri�m»nu°i u GJQ CM of Le Onma Reronissi of Adual And SuryluS Frogs City. Redlevebpmem A9ere.Y and Fmn" ANlgrM Jura 30, 2008 BaWnw of AduM FUM, 19],J66,2M Lea Pedy cash F. (1250) Less No isodltl Fitness I769009 Rynvc 0S us FUM, 5195,59],9E6 C GsM1 S MvesNleMs Bank Aaaunls Name-AvaiMdl Su S Ma T Wens Faryo-Oemmq Np B k CMMug $ (2,303.416) s AdSu IT!" Wets Fv .-Sweep W Sweep ]50,9d9 y _ P. Cant -Demand Ne WA Webs Fa dXo -Demand T¢s 1.250 Cte<ki TM9-Bank Acmuds 16,BA$ E 168d5 S 153d,3]{ E IB,615 5 - E I6&5 U S TmAAsY DosWis. Avaladl Stl�� Yes AdYes,Bank 0 New YOM. Demand 13958,685 0958.606 13,g59,66fi iolal-US Treaz 13,958,888 13,958 A, nms. Paper BWk 5aryhn SiypFss an, Availab S IswerR Valve yes M Yes w YOM1-Demand yes NeSlk Cap Cory 2,905,]N 2965,I90 2.965,]90 w Yqk-Demasq Yes CCca Cda t9]{,626 d9]d}26 d9]!,{2fi v York OemaN =�nkOEYo� Yes WMgan Stanley d,982,926 14 d,982911 d,96291d a Vok.-OemyN Yes W¢ks Faryo 1,981,2d9 d,98G,2d9 d,98d,2d9 :2, w Y.. Us. Yes bm Deere g985208 d9&S 2M Am 208 w YOM Demand r Yes AT&T d,98],59] d,90],59] d98],59,Cd,Mn,.lPa 2),9CO 18d 2190D,186 9W,18C Innl Agency tivegmesn FUM NaircAvaN Su us T Baoh Sumlus Yes S w LAIF�Dby-Demand Yes SUR Pool 19.8N,082 Is.—,OB2 Ad (J,J21 Soo Yes 3fi32256d LAIF-ROA-Demand Ves SUIe P.I BBBd,"D 080d210 11A215181 8IRA 3to ds245,0]6 TBUI-BbN I—dB,52B 392 d0.R0J921 SWI'/s No Ad SugM W AN Fogs Adual% Sutpluv yes S 12,303,H81 f {,0]2,{W f 1 ]690d9 ]50 S (]so&91 250 2 0 25G S 1.55121911 S 3321,516 1 S 1 ]]0.2" -0.IT{X O.oOK% Sury✓�n No Ad Surµrs Ib AIIFUMs Aqual% Bwp4rs Yes ]onax n3G{a. Su Su10M1K All FWS Sulµ¢ ND Ad No Agnal% Yes JO ESId% JO SEBYF S-Pkis SMMM AtlFWs S. W Ad Np Adual% Y01 d DJaex dtvs{x SurpWs NO Ad Sunhs NO MFWn Sin AM Yes L 1126d6% SuryFre NO Ad Buryha fM qFunds A% 5Alt, Yes b 58]I% 2l 112f°. Total CM hrvez0�xnb 14,WI,is1 151,0I1.251 J]31,519 151.]19,Ill 90.0995% ]9.1162X TON, CM Gsh& Im9z6n. I56,5]6,0]]1 150.OBA096 I].]31,513 15d,]66,5]S 1,551,219 ],211,516 l,]]0,299 19.J131% ]912M% FkulA MveNnNM1s Asinine, CMlmestreMs CuAodun- AvanapM Su IsviOsli A-Naed Vanes SugWs is M Su 1BSI I(p2 R0AU5 Bank-CIP YG UB Treuury Bill 1],65],f]G 1],053.1]6 19,65], q6 2N1FNarvx AWprM LIP T¢s USTreasury BA 9,895.127 9,80127 9,895,12] 2WI FIlulv2 putlp LIP Yes UST2 DIO s,WB 666 19]0,666 A9]0:No 28,]36,9G9 I.. US..... sy I I20.R6,969 28 R6,969 Podkln Mutual FU T..-Avail. S s Morey Madel Mutual FUM BWk Value Suplus Yes M CMCC,%,U S SaId-Ruled YES IslAmencan Cmc Gldes U S Bank -Deld Svc YES 1st An". 199e RDA V 58aMLetd Svc TES +9Anni +995 AM SBah-CIP YES 1MAmnpn 1995 AMUS Bank' SpedNFUM YES IstAme.. 2WdFn AUM-+995USBank E— YES 1.Amencan +990 AMU SBans-CIP YES tMA..n 'M RDA US Bank - DM Svc YES Ig Ansi 1936 RDA U S Bah-SA.1 F"W YES ISIAn'envan A`MRMUS Bank - Cos YES IetAmencen [12l..139 200t RDAUS Bark -DM Svc YES IAAmencan_2601 ROA U S Bank- CIP YES 19Amencen 2W2 RDA US Bank -DM Bvc1VAme2W2 RDA USSAM CIP YES IS+Antencan2.U9,913 2,ad9,913 2003T.W RDA U S Bank -OS YES 1st Amencin MOTaudeRDAU S BVM-001 YES IslAnse. 2W3T.&W RDA U S BaukLIP YES IgAmencan 2Wd Fin AMt US Bank-CIP YES +sl Mcsn %2M526 B25d526 2Wd Fm AUN US Bank -COI YES 151Arrerran Sudolal-MUWaI FUM 12,10.1J9 Q.IW,39 TWIFhoI AgaM MveshnmN Sury4s Nil M NO Ad Ab mlll�4 SA No ml Suglus Na Ad F.A ActWl% Surs- Yes 61329% 6t8N% d0,0J1,b0 b,831,b8 dp,eJ1.W3 � M.NI9% 20.0I52% GnM Total 19],369,29511 13.121,51,11195,59],995 L—Tan J,321, 119 1,]]9,299 IW 100.0000%gp4 « < . 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OJ O N J O O O O O O O N M M V m o o 0 0 n 0 o v m o m o 0 0 0 0 0 0 v 0 000 �n v Q V O A O N V �� NNE❑❑❑❑❑❑❑❑❑❑❑❑ Z Z Z Z Z Z Z Z Z Z Z Z D D D D D D D D D D D D C C C C C C C C C C C C LL LL LL LL LL LL LL LL LL LL LL LL m m m m m m m m m m m m r- mmm555555555�55 N N N N m@ N N@ m m@@@@@ C T T T T T T T T T T T N@ N N@ O c@@ O @ C G C C C C C C C cC 0 0 0 0 0 0 0 0 0 0 0 0 U > (n @ r U � c Q @ m ❑ 'm U ry N N U U U U N N N n D N U) U) U) U) E Q2 xo°XQ-Q- a U Q Q� m Q �o 0o 0 O o > C Q N N Q N N Q Q Q Q Q N N Q Q O a' O OQ O OQ'Q Q' of Q❑❑ Q' Q Y Y Y Y Y Y Y Y Y Y Y Y Y Y Y C C G C C C C C C C C C C C C m@ m m@ m m@ m m@ m m@@ Q] m Q1 CO m (fl (. Q1 Q1 Q] O. R1 Q1 07 Q1 O) N M M N rn r 0 c0 H m H I I AVr11VICIV 1 A LQ IAB 2008-09 Work Plan Item - Review Content and Presentation of Monthly Treasurer's Report The IAB is charged with the duty of reviewing the Monthly Treasurer's Report "MTR" to note that: 1. Deposits in financial institutions and investments are authorized and do not exceed limitations established by the IP, and 2. Cash deposits and investments provide adequate cash flow to satisfy anticipated obligations. The MTR addresses item 1 in "Authorized Investments and Diversification" and item 2 in "Cash Flow Analysis". The IAB in concert with the Treasurer will study these and other schedules in the MTR to determine if the information is sufficient or excessive with emphasis on the two critical reporting areas. An objective is to simplify and streamline the reports where possible and make them more understandable by non -accountants. 41 ragc r Ur i John Falconer From: Donbarm@aol.com Sent: Saturday, July 19, 2008 10:32 AM To: John Falconer, ted@theodoreross.com Subject: IAB Work Plan- MTR Attachments: IAB Work Plan - MTR 2008-9.doc John and Ted: I prepared a brief description of what I suggest be covered in the review of the MTR. It is included as an attachment to this email. It may be helpful to furnish that information to the CC at or before our joint meeting to review and approve the IAB's 2008-09 work plan. My preliminary thoughts on the review of the MTR include the following: 1. Assign an identifying number or letter to each schedule and include a table of contents. 2. Consider rearranging the "Authorized Investments and Diversification" schedule in the format of the schedule in section X of the IP for 2008-09. 3. Recognizing that I am a cash flow addict, I believe that the determination of the projected cash flow to meet reasonably anticipated obligations is the most important monthly task of the Treasurer and review area of the IAB. I suggest that the IAB and the Treasurer study the current process, attempt to improve it, disclose the principal assumptions used and revise the current "Cash Flow Analysis". 4. The major tasks in the preparation of the MTR should be subjected to a cost -benefit evaluation to assure that the Treasurer's resources are being allocated in a manner commensurate with the importance of the task. Don Get fantasy football with free live scoring. Sign up for FanHouse Fantasy Football today. 42 8/7/2008 INVESTMENT ADVISORY BOARD Meeting Date: December 10, 2008 ITEM TITLE: City of La Quinta Fiscal Year 2007/08 Audited Financial Statement BACKGROUND: Correspondence & Written Material Item A Mr. Bryan Gruber, Manager with Lance Soil & Lunghard, LLP, CPA's, will review the City Cash and Investments presented in the report and answer Board Members questions. RECOMMENDATION: Information item only. John M. Falconer, Finance Director CITY OF LA QUINTA, CALIFORNIA,_ - k -COMPREHENSIVE ANNUAL FINANCIAL REPORT; YEAR ENDED JUNE 30, 2008 y IS n S®I! un Certified Public Accountants jj CITY OF LA QUINTA, CALIFORNIA COMPREHENSIVE ANNUAL FINANCIAL REPORT YEAR ENDED JUNE 30, 2008 Prepared By FINANCE DEPARTMENT JOHN M.FALCONER Director of Finance THIS PAGE INTENTIONALLY LEFT BLANK CITY OF LA QUINTA COMPREHENSIVE ANNUAL FINANCIAL REPORT JUNE 30, 2008 TABLE OF CONTENTS Page Number INTRODUCTORY SECTION Letterof Transmittal................................................................................................................... i List of Principal Officials........................................................................................................... viii OrganizationalChart ............... _. __................................... _.._............................................... _....... ix Certificate of Achievement for Excellence in Financial Reporting(GFOA)...... ........................ .......... x FINANCIAL SECTION Independent Auditors' Report .............................................................................................................1 Management's Discussion and Analysis............................................................................................3 Basic Financial Statements: Government -Wide Financial Statements: Statementof Net Assets ................. ........ ................ ............ . _.............................................. ..17 Statementof Activities..............................................................................................................18 Fund Financial Statements: Balance Sheet — Governmental Funds...................................................................................20 Reconciliation of the Balance Sheet of Governmental Funds to the Statement of Net Assets...................................................................................................23 Statement of Revenues, Expenditures and Changes in Fund Balances — Governmental Funds .. _............. _.. _....... _............... ........................................... ....... 24 Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of Governmental Funds to the Statement of Activities .....................27 Budgetary Comparison Statement by Department — General Fund............................................28 Budgetary Comparison Statement — Low/Moderate Income Housing PA No. 2............................30 Statement of Net Assets — Proprietary Funds... ..... ... ... ... ........................................... .... 31 Statement of Revenues, Expenses and Changes in Fund Net Assets — ProprietaryFunds ........ ....... ..................... ......... ........ ............................._................... ..... —32 Statement of Cash Flows — Proprietary Funds.........................................................................33 Statement of Fiduciary Net Assets - Fiduciary Funds.................................................................35 CITY OF LA QUINTA COMPREHENSIVE ANNUAL FINANCIAL REPORT JUNE 30, 2008 TABLE OF CONTENTS (Continued) Page Number Notes to Financial Statements................................................................................................37 COMBINING AND INDIVIDUAL FUND STATEMENTS AND SCHEDULES Combining Balance Sheet - Non -Major Governmental Funds..................................................72 Combining Statement of Revenues, Expenditures and Changes in Fund Balance - Non -Major Governmental Funds... - - .. ........ ..................... .. ... __80 Budgetary Comparison Schedules — Special Revenue Funds StateGas Tax ....................................... ................................................ .................... ........ ...88 Library........................................................................................................... ..................89 FederalAssistance................................................................................................................90 SLEBG..................................................................................................................................91 IndianGaming .................. .............. ........ ............. ._.......... ............--..............................._.... 92 Lightingand Landscape .......... ......... ............ .......... ............ _.._...........................................93 RCTC......................__............._..........................._................................_........ _.._...._....94 Quimby.........................._............................,.......................................................... _.............95 PublicSafety.. ........................................_............................................................... _....... _.....96 ArtsIn Public Places... ..........................................................................................................97 SouthCoast Air Quality .........................................................................................................98 AB939....................._..--._.................._......................................................... .. ........._......99 Low/Moderate Income Housing PA No. 1...........................................................................100 CVViolent Crime Task Force.............................................................................................101 JusticeAssistance Grant .................... ........ .... .........._............................._......_........._._....102 Proposition1B Fund.........................................................................................._ ............103 Budgetary Comparison Schedules — Capital Projects Funds CapitalImprovement........................................................................................................104 Redevelopment Agency PA No. 1 — Capital Projects...........................................................105 2004 Low/Mod Bond.............................................................................................................106 Infrastructure.................................................................................................................. Transportation............................................................ _..................................... ...107 _... _............108 Parksand Recreation..........................................................................................................109 CivicCenter ......................................... ......... ..... ...-.................................... ... ........ ........... 110 CommunityCenter.............................................................................................................111 StreetFacility........................................................................................................................112 ParkFacility ....................................... ................................ ......... ...... .... ........... .................. 113 FireFacility ........................................................................................................._._.........._.114 Redevelopment Agency PA No. 2 — Capital Projects........................................................115 Budgetary Comparison Schedules — Debt Service Funds Redevelopment Agency PA No. 1 — Debt Service...............................................................116 Redevelopment Agency PA No. 2 — Debt Service..............................................................117 Financing Authority — Debt Service.....................................................................................118 Combining Statement of Net Assets — Internal Service Funds...............................................120 CITY OF LA QUINTA COMPREHENSIVE ANNUAL FINANCIAL REPORT JUNE 30, 2008 TABLE OF CONTENTS (Continued) Page Number Combining Statement of Revenues, Expenses and Changes in Fund Net Assets — Internal Service Funds.......................................................................121 Combining Statement of Cash Flows — Internal Service Funds.............................................122 Combining Balance Sheet —All Agency Funds.................................................................124 Combining Statement of Changes in Assets and Liabilities —All Agency Funds. ...... .—.125 STATISTICAL SECTION NetAssets by Component.......................................................................................................128 Changesin Net Assets...............................................................................................................129 Changes in Net Assets — Governmental Activities.....................................................................130 Changes in Net Assets — Business -type Activities.................................................................131 Fund Balances of Governmental Funds................................................................ ...............132 Changes in Fund Balances of Governmental Funds.............................................................133 Assessed Value and Estimated Actual Value of Taxable Property... .... .. ............................. ..... 134 Assessed Value and Estimated Actual Value of Taxable Property - 135 RedevelopmentAgency ............................_..... ..... ......... ....................... .... ...... .............. .135 Direct and Overlapping Property Tax Rates. . ........................... .. .. .......... ... ....... ..... 136 PrincipalProperty Taxpayers .............................................. —............. ............... ........................ 137 Property Tax Levies and Collections............................................................................................138 Ratios of Outstanding Debt by Type.............................................................................. .........139 Ratio of General Bonded Debt Outstanding.......................................................... ..................140 Direct and Overlapping Debt ............................ ........... ............... .......—................ .......... ..... ..141 Legal Debt Margin Information.................................................................................................142 Pledged -Revenue Coverage.......................................................................................................143 Demographic and Economic Statistics.......................................................................................144 PrincipalEmployers....................................................................................................................145 Full-time City Employees..........................................................................................................146 OperatingIndicators..................................................................................................................147 CapitalAsset Statistics. —..........................................._................................_....._.....................148 Schedule of Insurance in Force.... ... ............................ .... - .... .......................................... __ .... . 149 THIS PAGE INTENTIONALLY LEFT BLANK (:ejtyj, 0 " 4 a" P.O. Box 1504 LA QUINTA, CALIFORNIA 92247-1504 78-495 CALLS TAMPICO (760) 7 7 7 - 7 0 0 0 LA QUINT.A, CALIFORNIA 92253 FAX (760) 777-7101 November 18, 2008 To the Honorable Mayor, Members of the Governing Council, and Citizens of the City of La Quinta, California Government Code 26909 (a) requires that the City, as a local agency of the County, contract with a certified public accountant to perform an annual audit of the accounts and records of the City and that the audit conform to generally accepted auditing standards. Further, Government Code 26909 (b) states that an audit report shall be filed with the State Controller and with the County Auditor of the County in which the district is located within 12 months of the end of the fiscal year. This report is published to fulfill these requirements for the fiscal year ended June 30, 2008. In addition, City Ordinance 2.12.040 requires an annual audit be performed by a certified public accountant. Management assumes full responsibility for the completeness and reliability of the information contained in this report, based upon a comprehensive framework of internal control that it has established for this purpose. Because the cost of internal control should not exceed anticipated benefits, the objective is to provide reasonable, rather than absolute, assurance that the financial statements are free of any material misstatements. Lance Soll & Lunghard LLP Certified Public Accountants have issued an unqualified opinion on the City of La Quinta financial statements for the year ended June 30, 2008. The independent auditor's report is located at the front of the financial section of this report. Management's discussion and analysis (MD&A) immediately follows the independent auditor's report and provides a narrative introduction, overview, and analysis of the basic financial statements. The MD&A complements the letter of transmittal and should be read in conjunction with it. +mom Profile of the Government The City of La Quinta is located 120 miles east of Los Angeles in the eastern portion of Riverside County known as the Coachella Valley. The City motto is "The Gem of the Desert." The City is governed by a five -member City Council under the Council/Manager form of government. The Mayor is directly elected by the citizens. The Mayor serves a two-year term and the four Council Members serve four-year terms, with two Council Members elected every two years. The Mayor and four Council Members are elected at large. The City was originally incorporated in 1982 as a general law City and it became a charter City in November 1996. The Council appoints the City Manager, who in turn appoints the Assistant City Managers and the heads of the various departments. The City of La Quinta provides a range of services which include: construction and maintenance of streets and other infrastructure; community development and planning; construction and code compliance; various recreational and cultural activities; and general municipal services. Services are also provided to the City and its citizens by contract and by the direct services of other government agencies and organizations. These services include police and fire protection through the County of Riverside, library services through the County of Riverside, visitor and tourist information through Palm Springs Desert Resort Communities Convention and Visitors Authority, City promotion through the La Quinta Chamber of Commerce, water and sewer service through the Coachella Valley Water District, electricity service through the Imperial Irrigation District, refuse collection through Burrtec Waste Industries, public transit through Sunline Transit Agency, and cable service through Time Warner. The City of La Quinta also is financially accountable for a legally separate Redevelopment Agency and Financing Authority. Additional information on these two legally separate entities can be found in the notes to the financial statements. Pursuant to City Ordinance 2.08.060 and 2.12.030, the City Manager and Finance Director are responsible for the preparation of the annual budget for City Council consideration prior to the start of the fiscal year. The annual budget serves as the foundation for the City of La Quinta's financial planning and control. The budget is prepared by fund, function, department and line item. Department heads may transfer line item resources within a division with the approval of the City Manager. Transfers between divisions and departments need approval from the City Council and the City Manager. Local economy According to the State of California Economic Development Department (EDD), as of July 2008, the total workforce for the City of La Quinta was 15,300 of which 14,600 were employed for a 4.3% unemployment rate. This rate is significantly lower than the Riverside County unemployment rate of 8.4% and the statewide unemployment rate of 7.0%. During the last ten years, the City of La Quinta has been in a growth phase with net assessed values increasing from $2.69 billion in FY 98/99 to $12.52 billion (over 465%). This major increase in assessed value consists primarily of residential development; however, in the last three years major commercial development has occurred along the Highway 111 corridor. New commercial development includes the recent opening of the following retailers in alphabetical order: Applebee's Restaurant, BevMo, Cost Plus World Market, Homewood Suites, and Mimi's Cafe. These compliment the Costco, Embassy Suites Hotel, Home Depot, Lowes, Sam's Club, Wal-Mart, and Target that have previously located in the City. In addition, the City is anticipating the opening of two Fresh and Easy Grocery Stores, an In and Out Burger, and a LA Fitness Center. The City of La Quinta is also home to many fine restaurants, which include the Hogs Breath Inn, Arnold Palmer Restaurant, LG's and The Falls Prime Steak houses, and the Cliff House. The City of La Quinta has transformed itself from a retirement community known as the "Gem of the Desert" and the western home of golf to a year-round full - service community. Major employers include the hospitality industry - the La Quinta Resort and Club, PGA West, Home Depot, Wal-Mart, Rancho La Quinta, and Lowe's. During the past ten years, the City of La Quinta general fund expenditures have increased 334%. Two Departments that have exceeded the average include Community Services (397%), and Public Safety (384%). In the case of Community Services, much of the increase can be attributed to adding library services and park maintenance functions to the Department. In the case of Public Safety, much of the increase is reflected in increased police service personnel During the same ten-year period, the City of La Quinta general fund revenues increased 259%. Sources that exceeded the average include intergovernmental (623%), interest earnings (334%), and taxes (281 %). In the case of intergovernmental revenues, most of the increase is attributable to the way the fire service contract is accounted for and an increase in motor vehicle fees. In the case of interest earnings, the increase is due to greater General Fund reserves and additional advances between the General Fund and the Redevelopment Agency. And finally, the increase in taxes is due greatly to the increase in sales tax revenues from the commercial development along Highway 11 1 . Long-term financial planning Each year the City embarks on a strategic planning process which begins in the spring with a discussion of the City Council goals and ends with adoption of the budget in June. The documents that are generated in this strategic planning process include a presentation of the financial achievements for the past fiscal year, a five-year cash flow projection for each City, Redevelopment Agency and Financing Authority fund, and a financial management strategies and recommendation report for the coming fiscal year. Within the financial strategies and recommendation report, a "build out" analysis is included, which estimates the annual General Fund revenue (inflows) and expenditures (outflows) in thirty years. This build out analysis is updated every three years based upon future land use designations, existing land use and population projections. This build out report projects that in twenty (20) years, with an estimated population of 85,940 versus the current 42,958, the annual revenues into the General Fund will be $30 million less than expenditures. With this information, the City of La Quinta is attempting to attract revenue -producing businesses and hotels consistent with its land use planning, while at the same time providing current and future residents a level of service that makes them proud to call La Quinta their home. During Fiscal Year (FY) 07/08, the General Fund balance increased by $7.8 million consisting of revenue increases in the following categories: taxes, license and permit fees, and interest earnings. In addition, expenditures were less than budgeted in the general administration, public safety, including police and fire, community services, planning and development, and public works. The General Fund Balances as of June 30, 2008 was $92.5 million of which $45.5 million versus $28.4 million in FY 2006/2007 was reserved and $47.0 million versus $56.2 million in FY 2006/2007 was unreserved with designations. These designations include an emergency reserve set at 35% of the annual budget plus $4,000,000 and a cash flow reserve of 8.25% of the annual budget. Other designations of the General Fund balances at year end can be found in the Footnotes to the Financial Statements. Additional components of the strategic planning process include the Economic Development Plan, the Capital Improvement Program, the Annual Budget and the Five -Year Resource Allocation Plan. An explanation of each of these documents is provided below. iv Economic Development Plan This plan outlines a vision and direction for the City's economic development activities. It presents the mission statement, implementation policies, projected resources, and business plan the City and the La Quinta Redevelopment Agency will follow to sustain a comprehensive economic development effort. It is goal - oriented in that the economic development efforts specified in the plan are a key to generating the financial resources necessary to support both the Resource Allocation Plan and the Capital fmprovement Plan. Capital Improvement Plan This plan is primarily a planning document that establishes five-year funding priorities for capital improvements. This plan also includes a listing of all the other desired capital improvements that cannot, or need not, be funded within the five- year horizon and totaled $68.6 million. Five -Year Resource Allocation Plan This plan is primarily a planning document that provides a five-year horizon for forecasted operational needs of each department, as well as the City as a whole. This plan is a cyclical review of all operations expenditures to reassess funding mechanisms behind personnel responsibilities and the various service levels of all programs. Annual Budget This document is the annual implementation tool for the overall planning process. The budget will encompass each element of the strategic planning effort and will implement: the goals of the Economic Development Plan; the resource and demand allocation outlined in the Five -Year Resource Allocation Plan; and the capital improvement investment for a given year. Relevant Financial Policies The State of California has mandated in the past that the City of La Quinta, pursuant to State of California Revenue and Taxation Code Section 97,70, contribute $332,000 from the General Fund in FY 05/06 with a similar amount in FY 04/05 to meet the State budget crisis. Also, since FY 02/03 through FY 05/06, the La Quinta Redevelopment Agency has contributed $7.8 million to the State of California pursuant to State of California Health and Safety Code 33681.12 to meet its budget shortfalls. The $7.8 million of funds that have been diverted to the State will not be refunded and are not be available for use within the City of La Quinta. While no State mandated contributions were required in FY 06/07 and FY 07/08, the State budget crisis of FY 08/09 will result in an additional diversion of $4.9 million from the La Quinta Redevelopment Agency for a total take away of $12.7 million. v Major Initiatives A major initiative is the construction of the Vista Dunes Courtyard Homes ($35.2 million) on a former mobile home park which is utilizing the latest energy saving "Green" technologies in its design and construction. The project was recently awarded a Platinum award from the Leadership in Energy and Environmental Design (LEED) Green -Building Rating System`". Funding for the project came from a bond issue of$90 million in bonds ($65 million in new funds) to develop low and moderate income housing to meet State mandates. The La Quinta Redevelopment Agency (Agency) will be repaying the debt service of the bond issue with property tax increment funds. The Agency will be spending a considerable amount of effort to acquire sites and facilitate the development of these units in the upcoming years which include a partnership with the Coachella Valley Housing Coalition to break ground on a 218-unit affordable rental housing project on fifteen acres at the northwest corner of Dune Palms Road and Avenue 48 in the City of La Quinta. The Agency's financial commitment toward this project is $30.1 million. The City has two major public facility expansions that have been completed in 2008 - the City Hail expansion and the City Museum. Both of these facilities will better serve the growing needs of the community. The La Quinta Redevelopment Agency has acquired a 525-acre parcel at Avenue 52 and Jefferson Street for the development of two golf courses, a clubhouse, and future hotel resort development. The first golf course was dedicated in January 2005 with the second course in the planning stages. The Agency continues to seek quality development opportunities for future hotel(s) on the property. Awards and Acknowledgements The Government Finance Officers Association (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of La Quinta for its comprehensive annual financial report (CAFR) for the fiscal year ended June 30, 2007. This was the eleventh consecutive year that the City has received this prestigious award. In order to be awarded a Certificate of Achievement, the government had to publish an easily readable and efficiently organized CAFR that satisfied both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe that our current CAFR continues to meet the Certificate of Achievement Program's requirements and we are submitting it to the GFOA to determine its eligibility for another certificate. vi The preparation of this report would not have been possible without the efficient and dedicated service of the finance department staff. Credit also must be given to the Mayor and City Council for their support in maintaining the highest standards of professionalism in the management of the City of La Quinta's finances. Respectfully submitted, Thomas P. Genovese John M. Falconer City Manager Finance Director vii City of La Quinta Directory of Officials June 30, 2008 CITY COUNCIL Don Adolph, Mayor Lee Osborne, Mayor Pro Tern Terry Henderson, Council Member Stanley Sniff, Council Member Tom Kirk, Council Member ADMINISTRATION Thomas P. Genovese, City Manager Bret Plumlee, Assistant City Manager -Management Services Doug Evans, Assistant City Manager — Development Services John M. Falconer, Finance Director Tom Hartung, Building & Safety Director Les Johnson, Planning Director Kathy Jenson, City Attorney Edie Hylton, Community Services Director Veronica Montecino, City Clerk Tim Jonasson, Public Works Director/City Engineer viii II 1 �t�rxazm2 r„ a I8a""aE'�5t ¢aQyw � u � i �6q,my� cE�Fei n"�`�fre v�< one`. ^- =5 Rc�aoo�o�Ze Iyfr ^^`E���.,voE9n aEr ryoy c'o �oV�y�o�$n2„Ei�srymam<`�=„m'=�uu YgNV ES_ V ECS-y Pm� 1m1 E a N V�V�4 VV N ll$ll VVE F y (j u W U ac a 4 .b ate S�.cl LLy i€� N ww �wF�ow wiu=kwW=a �'E� i 8a"yNwaaaN ¢"A_ c •f"EzE p.,q z3 J.i "e gy ."7:f.AiLL3 uaag3�wo�fr d'�`a frbF;`ga 3�` i a"" rc cv�fE I IX Certificate of Achievement for Excellence in Financial Reporting Presented to City of LaQuinta California For its Comprehensive Annual Financial Report for the Fiscal Year Ended June 30, 2007 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive amoral financial reports (CAFRs) achieve the highest standards in government accounting and financial reporting. ai mow. � President Executive Director EM Lance SO�1 & Lunghard UP Certified Public Accountants INDEPENDENT AUDITORS' REPORT To the Honorable Mayor and Members of the City Council City of La Quinta, California Brandon W. Burrows Donald L. Parker Michael K. Chu David E. Hale A PrMunoml Carpara6on Donald G. Slater Richard K. Kikuchi Retired Robert C. Lance 19t0.1994 Richard C. Son Fred J. Lunghard, Jr. 192&1999 We have audited the accompanying financial statements of the governmental activities, the business -type activities, each major fund, and the aggregate remaining fund information of the City of La Quinta, California, as of and for the year ended June 30, 2008, which collectively comprise the City's basic financial statements as listed in the accompanying table of contents. These financial statements are the responsibility of the City of La Quinta's management. Our responsibility is to express an opinion on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinions. In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business -type activities, each major fund, and the aggregate remaining fund information of the City of La Quinta as of June 30, 2008, and the respective changes in financial position and cash flows, where applicable, and the respective budgetary comparisons for the General Fund and the Low/Moderate Income Housing PA No. 2 for the year then ended in conformity with accounting principles generally accepted in the United States of America. In accordance with Government Auditing Standards, we have also issued our report dated November 7, 2008, on our consideration of the City of La Quinta's internal control over financial reporting and our tests of its compliance with certain laws, regulations, contracts, grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards and should be considered in assessing the results of our audit. The management's discussion and analysis is not a required part of the basic financial statements, but Is supplementary information required by the Governmental Accounting Standards Board. We have applied certain limited procedures, which consisted principally of inquiries of management regarding the methods of measurement and presentation of the required supplementary information. However, we did not audit the information and express no opinion on it. 75 YEARS 1929 2004 0j Sxwmw 203 N. Brea Blvd., Suite 203 9 Brea, CA 928214056 • (714) 672-0022 • Fax (714) 672-0331 a www.lslcpas.com Lmwwd S060douip To the Honorable Mayor and Members of the City Council City of La Quinta, California Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City's basic financial statements. The accompanying introductory section, the combining and individual fund statements, schedules and statistical tables are presented for purposes of additional analysis and are not a required part of the basic financial statements. The accompanying combining and individual nonmajor fund financial statements and schedules have been subjected to the auditing procedures applied in the audit of the basic financial statements, and, in our opinion, are fairly stated in all material respects in relation to the basic financial statements taken as a whole. The accompanying introductory section and statistical tables have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we express no opinion on them. i November 7, 2008 Management's Discussion and Analysis As management of the City of La Quinta, we offer readers of the City of La Quinta's financial statements this narrative, overview and analysis of the financial activities for the fiscal year ended June 30, 2008. We encourage readers to consider the information presented here in conjunction with additional information that we have furnished in our letter of transmittal, which can be found in an earlier section of this report. All amounts, unless otherwise indicated, are rounded to the nearest thousands of dollars. Financial Highlights • The assets of the City of La Quinta exceeded its liabilities at the close of the most recent fiscal year by $548,371,000 (net assets) Of this amount, $76,533,000 (unrestricted net assets) may be used to meet the government's ongoing obligations to citizens and creditors. • The governmental activities total net assets increased by $52,265,000 and the Business -Type total net assets decreased by $638,000 attributable to SilverRock Golf Course. • As of the close of the current fiscal year, the City of La Quinta's governmental funds reported combined ending fund balances of $187,825,000, a decrease of $14,179,000 in comparison with the prior year. Approximately 70 percent of this total amount, $130,815,000, is available for spending at the government's discretion (unreserved fund balance). • At the end of the current fiscal year, the operations/projects/transfers designations comprised $16,734,000 or 42 percent of total general fund budgeted expenditures. • The City of La Quinta's total debt decreased by $5,813,000 during the current fiscal year from $247,478,000 to $241,665,000 through normally scheduled debt service payments. Overview of the Financial Statements This discussion and analysis is intended to serve as an introduction to the City of La Quinta's basic financial statements. The City of La Quinta's basic financial statements comprise three components: 1) government -wide financial statements, 2) fund financial statements, and 3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. 3 Government -wide financial statements The government -wide financial statements are designed to provide readers with a broad overview of the City of La Quinta's finances, in a manner similar to a private - sector business, The statement of net assets presents information on all of the City of La Quinta's assets and liabilities, with the difference between the two reported as net assets. Over time, increases or decreases in net assets may serve as a useful indicator of whether the financial position of the City of La Quinta is improving or deteriorating. The statement of activities presents information showing how the government's net assets changed during the most recent fiscal year. All changes in net assets are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods (e.g., earned but unused vacation leave). Both of the government -wide financial statements distinguish functions of the City of La Quinta that are principally supported by taxes and intergovern- mental revenues (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business -type activities). The governmental activities of the City of La Quinta include general government, public safety, community services, planning and development and public works. The business -type activities of the City of La Quinta include the SilverRock Golf course operations. The government -wide financial statements include not only the City of La Quinta itself (known as the primary government), but also the La Quinta Redevelopment Agency and the La Quinta Financing Authority. Although legally separate entities they function for all practical purposes as departments of the City of La Quinta, and therefore have been included as an integral part of the primary government. The government -wide financial statements can be found in the table of contents under the Financial Section of this report. Fund financial statements A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City of La Quinta, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance -related legal requirements. All of the funds of the City of La Quinta can be divided into three categories: governmental funds, proprietary funds, and fiduciary funds. 4 Governmental funds Governmental funds are used to account for essentially the same functions reported as governmental activities in the government -wide financial state- ments. However, unlike the government -wide financial statements, governmental fund financial statements focus on near -term inflows and outflows of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government's near -term financing requirements. Because the focus of governmental funds is narrower than that of the govern- ment -wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government -wide financial statements. By doing so, readers may better understand the long-term impact of the government's near -term financing decisions. Both the governmental fund balance sheet and the governmental fund statement of revenues, expenditures, and changes in fund balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. The City of La Quinta maintains thirty five (35) individual governmental funds, which are distinguished between major and non -major funds. Information is presented separately in the governmental fund balance sheet and in the governmental fund statement of revenues, expenditures, and changes in fund balances for the general fund, one (1) special revenue fund, two (2) debt service funds and three (3) capital project funds. These seven (7) funds are considered to be major funds. Data from the other twenty eight (28) governmental funds are combined into a single, aggregated presentation. Individual fund data for each of these non -major governmental funds is provided in the form of combining statements elsewhere in this report. The City of La Quinta adopts an annual appropriated budget for its general fund. A budgetary comparison statement has been provided for the general fund to demonstrate compliance with this budget. The basic governmental fund financial statements can be found in the table of contents under the heading Basic Financial Statements. 5 Proprietary funds Proprietary funds can be broken down into enterprise and internal service funds. The City of La Quinta maintains one (1) proprietary fund. Enterprise funds are used to report the same functions presented as business -type activities in the government -wide financial statements. The City of La Quinta uses an enterprise fund to account for its SilverRock Golf Course operations, which is considered to be a major fund. Internal service funds are an accounting device used to accumulate and allocate costs internally among the City of La Quinta's various functions. The City of La Quinta has three (3) internal service funds to account for its major equipment replacement including vehicles, for its information technology systems, and for its park equipment and facility needs. Because these three services predominantly benefit governmental rather than business -type functions, they have been included within governmental activities in the government -wide financial statements. The internal service funds are combined into a single, aggregated presentation in the proprietary fund financial statements. Individual fund data for the internal service funds is provided in the form of combining statements elsewhere in this report The basic proprietary fund financial statements can be found on the pages listed in the table of contents for Proprietary Funds: Statement of Net Assets, Statement of Revenues, Expenditures and Changes in Net Assets, and Statement of Cash Flows. Fiduciary funds Fiduciary funds, also called agency funds, are used to account for resources held for the benefit of parties outside the government. Fiduciary funds are not reflected in the government -wide financial statement because the resources of those funds are not available to support the City of La Quinta's own programs. The accounting used for fiduciary funds is much like that used for proprietary funds. The basic fiduciary fund financial statements can be found on the pages listed in the table of contents for Fiduciary Funds: Statement of Fiduciary Assets and Liabilities - Agency Funds. Notes to the financial statements The notes provide additional information that is essential to a full understanding of the data provided in the government -wide and fund financial statements: The notes to the financial statements can be found on the pages listed in the table of contents for Notes to the Basic Financial Statements. Other information In addition to the basic financial statements and accompanying notes, this report also presents certain required supplementary information concerning the City of La Quinta's General Fund and its budget appropriations. Required supplementary information can be found in the table of contents under the section Required Supplemental Information and includes Notes to the Required Supplementary Information and a General Fund Budgetary Comparison Schedule. la The combining statements referred to earlier in connection with non -major govern- mental funds, internal service funds, and agency funds are presented immediately following the required supplementary. Combining and individual fund statements and schedules can be found in the table of contents under Supplementary Schedules. Government -wide financial analysis As noted earlier, net assets may serve over time as a useful indicator of a govern- ment's financial position. In the case of the City of La Quinta, assets exceeded liabilities by $548,371,000 at the close of the most recent fiscal year, which is $51,627,000 greater than the previous year. The largest portion of the City of La Quinta's net assets, which was 70% this year and 69% last year, reflects its investment in capital assets (e.g., land, buildings; machinery, and equipment); less any related debt used to acquire those assets that is still outstanding. The City of La Quinta uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although the City of La Quinta's investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. City of La Quinta Net Assets Governmental activities Business -type activities Total 2008 2007 2008 2007 2008 2007 Current and other assets s 233,280,016 $ 244,280,997 5 42,917,7901 $ (2,019,993) $ 230,362,226 S 242,261,004 Capital assets 536,929,916 477,813,364 43,459,062 43,517,873 580,388,978 521.331,237 Total assets 170,209,932 722,094,361 40,541,272 41,497,880 810.751.204 763.592,241 Current liawities 21,364.433 19,882,003 191,734 365,469 21,556,167 20,247,472 Noncurrent liabilities 240,142,880 245,774.853 681,047 826,848 240,823,927 246.600,701 Total liabilities 261,507,313 265,656,856 872,781 1.191,317 262,380,094 266,848,173 Net assets: Invested in capital assets, net of related debt 343.019,328 300,220,033 42,778,015 42,692,025 385,797,343 342,912.058 Restricted 86,041,189 49,277,895 - - 86,041,189 49,277,895 Unrestricted 79,642,102 106,939.577 43,109,5241 42,385,4621 76,532,578 104,554,115 Total net assets S 508.702,619 $ 456,437.505 S 39,668.491 $ 40,306,563 $ 548,371,110 $ 496,744,068 7 An additional portion of the City of La Quinta's net assets (16 percent versus 10 percent in the prior year) represents resources that are subject to external restrictions on how they may be used. The remaining balance of unrestricted net assets - $76,533,000 (14 percent) may be used to meet the government's ongoing obligations to citizens and creditors. At the end of the current fiscal year, the City of La Quinta is able to report positive balances in all three categories of net assets, both for the government as a whole, as well as for its separate governmental activities; however, the business type unrestricted net assets had a deficit of $3,110,000. Governmental activities Governmental activities increased net assets by $52,265,000 accounting for an 11 percent change in the net assets from the previous year. Key elements of these changes are as follows: City of L a Quinta Changes in Net Assets co.ernm.,,1v wr:,rMssly�. acbvNM aarvniez T.01 2008 200] O.,9v 2008 200'/ Gwnm >rn8 I., f1.053,3491 3,814.233 3.540.748 273.485 6.261.793 9.061.657 4129.0641 mnummronz w_ %. 5.664 3.796,495 2.109,169 5WS.664 3296A95 2109169 C.m. yamsaM .d r... t 1..., • Revenues increased by $31,947,000 with the largest category increases in capital grants and contributions $32,489,000). Capital grants and contributions increased as a result of the acquisition of Highway 111 from Caltrans in January 2008 for $37,617,000. 0 Business -type activities 'This was the third full year of operations for the SilverRock Golf fund since the golf course began early operation in 2005. Net assets decreased by $ (638,000) from the net effects of a capital contribution from the governmental activities of $353,000 and an operating loss of $(991,000). Charges for services primarily consisted of green fees and totaled $3,814,000 which was $273,000 greater than the previous year with golf course expenses of $4,809,000, which was $289,000 greater than the previous year. Financial Analysis of the Government's Funds As noted earlier, the City of La Quinta uses fund accounting to ensure and demonstrate compliance with finance -related legal requirements. Governmental funds - The focus of the City of La Quinta's governmental funds is to provide information on near -term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City of La Quinta's financing requirements. In particular, unreserved fund balance may serve as a useful measure of a government's net resources available for spending at the end of the fiscal year. As of the end of the current fiscal year, the City of La Quinta's governmental funds reported combined ending fund balances of $187,825,000, a decrease of $14,179,000 in comparison with the prior year, Of this ($130,815,000) or 70% constitutes unreserved, which is available for spending at the government's discretion. The remainder of fund balance ($57,01 O,OOO) is reserved or designated to indicate that it is not available for new spending because it has already been committed to 1) to pay debt service ($5,084,000), 2) to advance funds to other funds ($49,667,000), or 3) for a variety of other restricted purposes ($2,259,000)• General Fund The general fund is the chief operating fund of the City of La Quinta. At the end of the current fiscal year, unreserved fund balance of the general fund was $47,010,000, while total fund balance reached $92,452,000. As a measure of the general fund's liquidity, it may be useful to compare the fund balance total budgeted expenditures (including transfers out). The total fund balance represents 231 percent of the total budgeted expenditures. 10 • Expenditures increased by $31,446,000 with the two largest category increases in Planning and Development ($27,587,000) and Community Services ($1,498,000). The increase in the Planning and Development costs is a result of completion of the Vista Dunes Courtyard homes and the construction of the Wolff Waters Apartments. The increase in the Community Services costs is a result of the expansion of the library and museum. • A contribution of $353,000 in assets from the governmental activities to the business -type activities which consist of land and improvements for the SilverRock Golf course. Expenses and Program Revenues -Government Activities ❑Expanses O Progrem revenues 60,000,000 50.000,000 48,568,420 40,000,000 35,323,858 30,000.000 20,000.000 15,522,441 13,472,036 11,097,528 4,942,194 1 Q000,000 6,953,073 5,797,116 [L3130,638 3,814,063 1-1 8,328 General Public safety Community services Planning and Publicwurks Interest etpense government development Expenses and Program Revenues- Busine"pe Activltie5 ❑ Expenses 5,000.000 ❑ Rogram revenues 4,809.302 4,800,000 4,600,000 4,400,000 4.200.000 4,166,920 4,000,000 3.800.000 Golf I The City of La Quinta's general fund balance increased by $7,81 1,000 during the current fiscal year. Key factors in this growth are as follows: • Actual expenditures were $6,217,000 less than the final budget. Divisions that were under budget for the year were Street Maintenance ($1,097,000), Police ($814,000), Fire ($580,000), Planning & Development Administration ($920,000), and the Current Planning Division ($446,000). • An increase of $483,000 in licenses and permits over the final budget, which represents increased development and building activity in the Public Works and Building and Safety department. • An increase of $387,000 in interest income over the budget, which is a result of higher than budgeted interest rates and larger amounts under investment. Low/Moderate Income Housing PA No. 2 Fund The Low/Moderate Income Housing No. 2 Fund is used to account for the promotion of low and moderate income capital projects in the La Quinta Redevelopment Project Area 2 from 20% of the tax increment property tax generated in this Project Area. During the previous Fiscal Year 2006-2007, this fund purchased twenty acres (20) for $19,966,000 which represented the major expenditures in this Fund. In the current Fiscal Year 2007-2008, this fund received $9.4 million reimbursement for a portion of this land which will not be used for low/moderate income housing. This land will be used for commercial purposes along Highway 111. Capital Improvement Fund The fund is primarily used to record the expenditure of funds for capital projects. Major capital projects funded during Fiscal Year 2007-2008 were Vista Dunes Courtyard Homes, Wolff Waters Apartments, City Hall and Museum expansion, and the Ave 52 median improvements. Redevelopment Agency Project Area 1 Capital Projects Fund The fund is primarily used to account for the construction of projects in this area within the Redevelopment Agency Project Area 1 which is generally south of Ave 50. The major funding for these projects was a $25 million transfer from the Debt Service Fund for capital projects including the permanent SilverRock Clubhouse and SilverRock infrastructure improvements. 11 Civic Center Fund The fund is primarily used to collect developer impact fees for the construction of the City Hall expansion and to record the costs of those improvements. The City Hall expansion was completed in Fiscal Year 2007-2008. Redevelopment Agency Project Area 1 & 2 Debt Service Funds The Redevelopment Agency Project Area 1 & 2 Debt Service Funds are used to accumulate resources, primarily property taxes, to pay debt service. The fund balance decreased by $16.3 during the current fiscal year in the Redevelopment Agency Project Area 1. The key factor in this decrease was a $25.0 million transfer to the Redevelopment Agency Project Area 1 Capital Project Fund which was offset by an increase in tax increment property tax generated in the project area, and not having to pay to the State of California an Educational Relief Augmentation Fund (ERAF) payment. The fund balance decreased by $7.4 during the current fiscal year in the Redevelopment Agency Project Area 2. The key factor in this decrease was a $9.4 million transfer to the Low/Moderate Income Housing PA No. 2 Fund, which was offset by an increase in tax increment property tax generated in the project area, and not having to pay to the State of California an Educational Relief Augmentation Fund (ERAF) payment. Proprietary funds The City of La Quinta's proprietary funds provide the same type of information found in the government -wide financial statements, but in more detail. The financial activities of the City enterprise fund have already been addressed in the discussion of the City of La Quinta's business -type activities. In addition, the City has three (3) internal service funds to accumulate resources for equipment and vehicle replacement, information technology activities, and for park equipment and facility replacement. General Fund Budgetary Highlights During the year there was a $1,489,000 increase in appropriations and transfers out between the original ($38,448,000) and final amended budget ($39,937,000). Following are the main components of the increase: EPA • $243,000 supplemental appropriation to the General Government City Manager Division for a donation to the Wildlife Conservation Fund for the purchase of land in section 5; and, • $250,000 supplemental appropriation tot eh Community services Administration Division toward construction of the Food In Need of Distribution (FIND) Indio building Fund; and, • $584,000 and $170,000 carry over appropriations to the General Government Planning Administration and Current Planning Divisions, respectively, for professional studies. In addition, the FY 2007-2008 budget included carryover encumbrances of $161,500 and $2,674,000 in carryover appropriations into FY 2008-2009 The budget increases were possible because of additional anticipated revenues and the carryover encumbrances and appropriations were possible from available net changes in fund balances. Capital Asset and Debt Administration Capital assets The City of La Quinta's investment in capital assets for its governmental and business -type activities as of June 30, 2008, amounts to $580,389,000 (net of accumulated depreciation). This investment in capital assets includes land, right of way, buildings and improvements, machinery and equipment, streets and bridges, and construction in progress. The investment in capital assets increased this fiscal year from the purchase of properties which exceeded the depreciation expenses. The following chart lists the asset categories for governmental and business like activities net of depreciation. City of La Quinta Capital Assets (net of depreciation) Governmental Business -type activities activities Total 2008 2007 2008 2007 2008 2007 Land 0, 45, 74 $ 75,077,785 36,840,832 $ 36,45 ,147 $ 117,486,769 S 111,5 5,932 Buildings an improvements 44,355,498 28,033,383 5,832,933 6,021,704 50,188,431 34,055,087 Equipment and furnittue 913,530 755,425 773,115 1,017,719 1,686,645 1,773,144 progress 13 Major capital asset events during the current fiscal year included the following: Governmental activities • Recording infrastructure improvements totaling $37,617,000 for Highway 111 for street improvements, street right of way, street sidewalks, traffic signals, curbs and gutters, and street medians based upon the transfer of ownership from the State of California to the City of La Quinta in January 2008; • Recording the land, park buildings and equipment in the park equipment and facility internal service fund which totaled $136,400; • Purchasing a new Compressed Natural Gas (CNG) street sweeper for $234,000 in the Equipment Replacement Fund; • Recording infrastructure improvements, including developer dedications of $2,822,000, to street improvements, street right of way, street sidewalks and curbs and gutters, and street median; • Completed construction of the City Hall which totaled $13,913,000; • Completed construction of the Museum expansion totaled $3,332,000; • Completed the Phase 2 Library expansion which totaled $525,000; • Recording the transfer of assets, which were improvements made to land from the Redevelopment Agency to the SilverRock Golf Enterprise Fund had a cost basis of $353,000. Business -type activities • Recording improvements to the golf course for the first golf course at SilverRock Resort totaled $353,000. Additional information on the City of La Quinta's capital assets can be found in Footnote 6 to the financial statements. 14 Long-term debt At the end of the current fiscal year, the City of La Quinta had total bonded debt outstanding of $240,984,000. $142,265,000 of this debt amount represents bonds secured solely by specified revenue sources (i.e., tax allocation bonds); while, $91,715,000 of the debt represents revenue bonds that will be paid from pledged tax increment property tax housing funds. In addition, $681,000 in capital equipment leases is outstanding in connection with SilverRock Golf Course. City of La Quinta Outstanding Debt GovemmeNal Business -type The City of La Quinta's total outstanding debt decreased by $5,813,000 during the fiscal year. Additional information on the City of La Quinta's long-term debt can be found in notes 7 and 8 of the financial statements. Economic Factors and Next Year's Budgets and Rates These factors were considered in preparing the City of La Quinta's budget for the 2009 fiscal year: • The City of La Quinta had a 4.3 percent unemployment rate. This rate is significantly lower than the Riverside County unemployment rate of 8.4 percent and the statewide unemployment rate of 7.0 percent. • During the last ten years, the City of La Quinta has been in a growth phase with net assessed values increasing from $2.69 billion in FY 98199 to $12.52 billion or over 465 percent. • During the current fiscal year, the general fund net income was $7,812,000. $2,836,000 of this amount has been designated to the general fund for carry over appropriations and encumbrances. 15 • The State of California budget includes a $350 million State-wide diversion of tax increment funding from of which the La Quinta Redevelopment Agency total will be $4.9 million. The City of La Quinta adopted a balanced general fund budget for FY 08/09. Requests for Information This financial report is designed to provide a general overview of the City of La Quinta's finances for all those with an interest in the government's finances. Questions concerning any of the information provided in this report or requests for additional financial information should be addressed to the City of La Quinta, John Falconer, Finance Director, P.O. Box 1504, La Quinta, CA, 92247 or by telephone at 760-777-7150. 16 CITY OF LA QUINTA STATEMENT OF NET ASSETS JUNE 30, 2008 Assets: Cash and investments Receivables: Accounts Taxes Loans and notes Accrued interest Internal balances Prepaid costs Inventories Deposits Due from other governments Deferred charges Restricted assets: Cash with fiscal agent Capital assets not being depreciated Capital assets, net of depreciation Total Assets Liabilities: Accounts payable Accrued liabilities Accrued interest Deposits payable Due to other governments Retentions payable Unearned revenue Noncurrent liabilities: Due within one year Due in more than one year Total Liabilities Net Assets: Invested in capital assets, net of related debt Restricted for: Public safety Planning and development Community services Public works Debt service Unrestricted Total Net Assets Primary Government Governmental Business -Type Activities Activities Total $ 155,758,886 $ 169,001 $ 155,927,887 71,960 12,090 84,050 3,288,662 - 3,288,662 13,126,460 - 13,126,460 720,498 488 720,986 3,415,275 (3,415,275) - 15,954 1,865 17,819 - 64,041 64,041 4,825 250,000 254,825 11,478,359 - 11,478,359 4,567,730 4,567,730 40,831,407 - 40,831,407 403,021,507 36,840,832 439,862,339 133,908,409 6,618,230 140,526,639 770,209,932 40,641,272 810,751,204 7,605,489 151,711 7,757,200 377,567 1,757 379,324 4,151,161 - 4,151,161 4,400,383 37,000 4,437,383 1,330,038 - 1,330,038 2,351,210 - 2,351,210 1,148,585 1,266 1,149,851 7,128,020 395,831 7,523,851 233,014,860 285,216 233,300,076 261,607,313 872,781 262,380,094 343,019,328 6,868 29,267,560 1,016,336 50,655,135 5,095,290 79,642.102 $ 508,702,619 42,778,015 (3,109,524) $ 39,668,491 385,797,343 6,868 29,267,560 1,016,336 50,655,135 5,095,290 76,532,578 $ 548,371,110 See Notes to Financial Statements 17 CITY OF to QUINTA STATEMENT OF ACTIVITIES YEAR ENDED JUNE 30, 2008 Program Revenues Operating Capital Charges for Contributions Contributions Expenses Services and Grants and Grants Functions/Programs Primary Government: Governmental Activities General government $ 6,953,073 $ 8,328 $ - $ Public safety 13,472,036 2,050,492 1,059,039 21,107 Planning and development 35,323,858 134,211 168,483 3,511,369 Community services 5,797,116 374,092 3,661,071 907,031 Public works 11,097,526 1,900,437 1,017,071 45,650,912 Interest on long-term debt 15,522,441 - - - Total Governmental Activities Business -Type Activities: Golf Course 88,166,050 4,467,560 5,905,664 50,090,419 4,809,302 3,814,233 352,687 Total Business -Type Activities 4,809,302 3,814,233 - 352,687 Total Primary Government $ 92,975,352 $ 8,281,793 $ 5,905,664 $ 50,443,106 General Revenues: Taxes: Property taxes, levied for general purpose Tax increment Sales taxes Transient occupancy taxes Franchise taxes Business licenses taxes Othertaxes Use of money and property Motor vehicle in lieu, unrestricted Gain on sale of capital assets Other Total General Revenues and Transfers Change in Net Assets Net Assets at Beginning of Year Net Assets at End of Year See Notes to Financial Statements 18 Net (Expenses) Revenues and Changes in Net Assets Primary Government Governmental Business -Type Activities Activities Total $ (6,944,745) $ - $ (6,944,745) (10,341,398) - (10,341,398) (31,509,795) - (31,509,795) (854,922) - (854,922) 37,470,894 - 37,470,894 (15.522,441) - (15,522,441) (27,702,407) (27,702,407) (642,382) (642,382) (642,382) (642,382) (27,702,407) (642,382) (28,344,789) 6,014,305 - 6,014,305 42,114,893 - 42,114,893 8,492,213 - 8,492,213 5,327,203 - 5,327,203 1,748,082 - 1,748,082 317,011 - 317.011 641,705 - 641,705 10,230,489 4,310 10,234,799 3,803,647 - 3,803,647 57,346 57,346 1,220,627 - 1,220,627 79,967,521 4,310 79,971,831 52,265,114 (638,072) 51,627,042 456,437,505 40,306,563 496,744,068 $ 508,702,619 $ 39,668,491 $ 548,371,110 See Notes to Financial Statements 19 CITY OF LA QUINTA BALANCE SHEET GOVERNMENTALFUNDS JUNE 30, 2008 Assets: Cash and investments Receivables: Accounts Taxes Notes Accrued interest Prepaid costs Deposits Due from other governments Due from other funds Advances to other funds Restricted assets: Cash and investments with fiscal agents Total Assets Liabilities and Fund Balances: Liabilities: Accounts payable Accrued liabilities Deposits payable Due to other govemments Retentions payable Deferred revenues Unearned revenue Due to other funds Advances from other funds Total Liabilities Fund Balances: Reserved: Reserved for encumbrances Reserved for prepaid costs Reserved for deposits Reserved for notes receivable Reserved for advances to other funds Reserved for debt service Unreserved: Unreserved, reported in: General Fund Special revenue funds Capital projects funds Debt service funds Total Fund Balances Total Liabilities and Fund Balances Special Revenue Fund Capital Projects Funds Low/Moderate Redevelopment Income Housing Capital Agency General PA No. 2 Improvement PA No. 1 $ 51,656,663 $ 10,677.080 $ 5,839,548 $ 22,894,794 7,930 - 2,274 - 3,288,662 - - - 9,443,802 - - 325,300 57,177 - 97,051 10,601 971 - 1,170 4,825 - - _ 7,888,347 122.953 645,158 19,414 5,684,047 - - 45,264,966 - 3,462,579 - 16,703,089 $ 108,466,708 $ 25,986,030 $ 6,486,980 $ 43,158,683 $ 3,989,294 $ 27,053 $ 375,236 - 3,863,315 - 268 1,501 7,786,576 9,443,802 3,451,787 $ 34,495 299,826 2,351.210 - 384,157 16,014,689 9,472,356 6,486,980 34,495 161,504 - _ 10,601 971 1,170 4,825 - - 45,264,966 3,462,579 47,010,123 - - 16,512,703 _ - 39,660,439 92,452,019 16,513,674 43,124,188 $ 108,466,708 $ 25,986,030 $ 6,486,980 $ 43,158,683 See Notes to Financial Statements 20 CITY OF LA QUINTA BALANCE SHEET GOVERNMENTALFUNDS JUNE 30, 2008 (Continued) Assets: Cash and investments Receivables: Accounts Taxes Notes Accrued interest Prepaid costs Deposits Due from other governments Due from other funds Advances to other funds Restricted assets: Cash and investments with fiscal agents Total Assets Liabilities and Fund Balances: Liabilities: Accounts payable Accrued liabilities Deposits payable Due to other governments Retentions payable Deferred revenues Unearned revenue Due to other funds Advances from other funds Total Liabilities Fund Balances: Reserved: Reserved for encumbrances Reserved for prepaid costs Reserved for deposits Reserved for notes receivable Reserved for advances to other funds Reserved for debt service Unreserved: Unreserved, reported in: General Fund Special revenue funds Capital projects funds Debt service funds Total Fund Balances Capital Projects Funds Debt Service Funds Redevelopment Redevelopment Other Civic Agency Agency Governmental Center PA No. 1 PA No. 2 Funds $ $ 16,551,746 $ 14,801,552 $ 28,809.909 - - 61,756 - - 3,682,658 51,531 64,622 106,328 - - 3,212 1,365,786 491,811 964,304 - - 312,000 939,634 - - 24,128,318 $ $ 17,969,063 $ 15,357,985 $ 59,008,119 77,593 237,242 884,566 434,266 9,437 1,924,986 764,428 - - 6,015,461 9,393,000 12,000,000 19,378,966 5,479,938 9,393,000 12,884,566 19,813,232 14,509,085 5,084,497 (9,393,000) 3,212 2,076,063 939,634 15,906,365 25,563,622 (4,455,247) 10,138 (9,393,000) 5,084,497 (4,455,247) 44,499,034 Total Liabilities and Fund Balances $ $ 17,969,063 $ 15,357,985 $ 59,008,119 See Notes to Financial Statements 21 CITY OF LA QUINTA BALANCE SHEET GOVERNMENTALFUNDS JUNE 30. 2008 Assets: Cash and investments Receivables: Accounts Taxes Notes Accrued interest Prepaid costs Deposits Due from other governments Due from other funds Advances to other funds Restricted assets: Cash and investments with fiscal agents Total Assets Liabilities and Fund Balances: Liabilities: Accounts payable Accrued liabilities Deposits payable Due to other governments Retentions payable Deferred revenues Unearned revenue Due to other funds Advances from other funds Total Liabilities Fund Balances: Reserved: Reserved for encumbrances Reserved for prepaid costs Reserved for deposits Reserved for notes receivable Reserved for advances to other funds Reserved for debt service Unreserved: Unreserved, reported in: General Fund Special revenue funds Capital projects funds Debt service funds Total Fund Balances Total Liabilities and Fund Balances Total Governmental Funds $ 151,231,292 71,960 3,288,662 13,126,460 702,009 15,954 4,825 11,478,359 6,015,461 49,667,179 40,831,407 $ 276,433,568 $ 7,580,222 375,236 4,400,383 1,330,038 2,351,210 19,155,364 1,148,585 6,015,461 46,251,904 88,608,403 161,504 15,954 4,825 2,076,063 49,667,179 5,084,497 47,010,123 32,419,068 55,831,061 (4,445,109) 187,825,165 $ 276,433,568 See Notes to Financial Statements 22 CITY OF LA QUINTA GOVERNMENTALFUNDS RECONCILIATION OF THE BALANCE SHEET OF GOVERNMENTAL FUNDS TO THE STATEMENT OF NET ASSETS JUNE 30.2008 Fund balances of governmental funds Amounts reported for governmental activities in the statement of net assets are different because: Capital assets net of depreciation have not been included as financial resources in governmental fund activity: Long-term debt and compensated absences that have not been included in the governmental fund activity: $ 187,825,165 Infrastructure and right-of-way 434,497,635 Other capital assets 157,515.002 Accumulated depreciation (71,649,786) Bonds payable (233,980,000) Unamortized bond premium/discount 841,087 Unamortized cost of issuance 4,567,730 Other long-term liabilities (6,170,812) Compensated absences (829,227) Accrued interest payable for the current portion of interest due on long-term debt has not been reported in the governmental funds. (4,151,161) Revenues reported as deferred revenue in the governmental funds and recognized in the Statement of Activities. These are included in the intergovernmental revenues in the governmental fund activity. 19,155,364 Internal service funds are used by management to charge the costs of certain activities, such as equipment management and self-insurance, to individual funds. The assets and liabilities of the internal service funds must be added to the statement of net assets. 21,081,622 Net assets of governmental activities $ 508,702,619 See Notes to Financial Statements 23 CITY OF LA QUINTA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES GOVERNMENTALFUNDS YEAR ENDED JUNE 30, 2008 Special Revenue Fund Capital Projects Funds Low/Moderate Redevelopment Income Housing Capital Agency General PA No. 2 Improvement PA No. 1 Revenues: Taxes $ 22,665,855 $ 5,771,938 $ - $ - Assessments - - - - Licenses and permits 2,107,035 - - - Intergovernmental 9,142,554 - 1,311,904 - Contribution from property owners 154,417 - - - Chargesforservices 1,213,519 - - - Use of money and property 5,239.552 853,823 - 1,411,698 Fines and forfeitures 359,114 - - - Contributions 37,616,690 - - - Miscellaneous 154,940 115,417 - - Developer participation - - 3,618,748 201,379 Loan repayments - - - - Total Revenues 78,653,676 6,741,178 4,930,652 1,613,077 Expenditures: Current General government 6,566,585 - - Public safety 17,142,443 - - - Planning and development 1,20%935 5,302,598 - 986,428 Community services 2,914,422 - - - Public works 5,075,195 - - - Capital outlay 37,616,690 - 45,266,627 - Debt service: Principal retirement - - 193,753 - Interest and fiscal charges - - 54,701 - Pass -through agreement payments - - - - Total Expenditures 70,525,270 5,302,598 45,615,081 986,428 Excess (Deficiency) of Revenues Over (Under) Expenditures 8,128,406 1,438,580 (40,584,429) 626,649 Other Financing Sources (Uses): Transfers in 313,134 9,378,966 40,624,429 25,180,355 Transfers out (812,135) (4,380,828) (40,000) (3,623,184) Capital leases 182,094 - - - Proceeds from sale of capital assets Total Other Financing Sources (Uses) (316,907) 4,998,138 40,584,429 21,557,171 Net Change in Fund Balances 7,811,499 6,436,718 - 22,183,820 Fund Balances, Beginning of Year 84,640,520 10,076,956 20,940,368 Fund Balances, End of Year $ 92,452,019 $ 16,513,674 $ - $ 43,124,188 See Notes to Financial Statements 24 CITY OF LA QUINTA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES GOVERNMENTAL FUNDS YEAR ENDED JUNE 30, 2008 (Continued) Revenues: Taxes Assessments Licenses and permits Intergovernmental Contribution from property owners Charges for services Use of money and property Fines and forfeitures Contributions Miscellaneous Developer participation Loan repayments Total Revenues Expenditures: Current: General government Public safety Planning and development Community services Public works Capital outlay Debt service: Principal retirement Interest and fiscal charges Pass -through agreement payments Total Expenditures Excess (Deficiency) of Revenues Over (Under) Expenditures Other Financing Sources (Uses): Transfers in Transfers out Capital leases Proceeds from sale of capital assets Total Other Financing Sources (Uses) Net Change in Fund Balances Fund Balances, Beginning of Year Fund Balances, End of Year Capital Projects Funds Debt Service Funds Redevelopment Redevelopment Civic Agency Agency Center PA No. 1 PA No. 2 $ - $ 43,476,312 $ 23,087,750 698,250 357,890 477,355 Other Governmental Funds $ 10,869,078 909,229 4,927,677 951,545 120,541 2,616,475 26,500 2,359,974 471,811 357,890 44,174,562 23,565,105 23,252,830 202,764 386,073 202,081 9,641 - - - 39,332 - - 7,875,199 - - - 2,422,335 2,892 - - 1,485,407 - 3,565,558 260,000 1,930,000 273,248 8,528,282 1,686,050 4,882,427 - 23,585,426 19,403,597 - 478,904 36,065,339 21,551,728 18,644,341 (121,014) 8,109,223 2,013,377 4,608,489 4,557,990 1,955,846 6,593,962 (6,240,662) (28,970,960) (11,334,812) (31,940,027) 158,061 (6,240,662) (24,412,970) (9,378,966) (25,188,004) (6,361,676) (16,303,747) (7,365,589) (20,579,515) (3,031,324) 21,388,244 2,910,342 65,078,549 $ (9,393,000) $ 5,084,497 $ (4,455,247) $ 44,499,034 See Notes to Financial Statements 25 CITY OF LA QUINTA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES GOVERNMENTALFUNDS YEAR ENDED JUNE 30, 2008 Revenues: Taxes Assessments Licenses and permits Intergovernmental Contribution from property owners Charges for services Use of money and property Fines and forfeitures Contributions Miscellaneous Developer participation Loan repayments Total Revenues Expenditures: Current General government Public safety Planning and development Community services Public works Capital outlay Debt service: Principal retirement Interest and fiscal charges Pass -through agreement payments Total Expenditures Excess (Deficiency) of Revenues Over (Under) Expenditures Other Financing Sources (Uses): Transfers in Transfers out Capital leases Proceeds from sale of capital assets Total Other Financing Sources (Uses) Net Change in Fund Balances Fund Balances, Beginning of Year Fund Balances, End of Year Total Governmental Funds $ 105,870,933 909,229 2,107,035 15, 382,135 1,105,962 1,334,060 11,297,153 359,114 37,643,190 270.357 6,537,991 471,811 183,288,970 7,367,144 17,181,775 15,374,160 5,336,757 6,563,494 82,883,317 5,949,311 15,424,708 42,989,023 199,069,689 (15,780,719) 88,604,682 (87,342,608) 182,094 158,061 1,602,229 (14,178,490) 202,003,655 $ 187,825,165 See Notes to Financial Statements 26 CITY OF LA QUINTA RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES OF GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITIES YEAR ENDED JUNE 30, 2008 Net change in fund balances - total governmental funds Amounts reported for governmental activities in the statement of activities are different because: Governmental funds report capital outlays as expenditures. However, in the statement of activities, the costs of those assets is allocated over their estimated useful lives as depreciation expense. This is the amount by which capital outlays exceeded depreciation in the current period: Capital outlay Depreciation expense Repayment of principal is an expenditure in the governmental funds, but the repayment reduces long-term liabilities in the statement of net assets. Accrued interest for long-term liabilities. This is the net change in accrued interest for the current period. Compensated absences expenses reported in the Statement of Activities do not require the use of current financial resources and, therefore, are not reported as expenditures in governmental funds. Revenues reported as deferred revenue in the governmental funds and recognized in the Statement of Activities. These are included in the intergovernmental revenues in the governmental fund activity. Internal service funds are used by management to charge the costs of certain activities, such as equipment management and self-insurance, to individual funds. The net revenues (expenses) of the internal service funds is reported with governmental activities. Change in net assets of governmental activities $ (14,178,490) 62,309,970 (3,270.169) 5,545,395 87,946 (99,341) 2,243,154 (373,351) $ 52,265,114 See Notes to Financial Statements 27 CITY OF LA QUINTA BUDGETARY COMPARISON STATEMENT BY DEPARTMENT GENERALFUND YEAR ENDED JUNE 30, 2008 Budgetary Fund Balance, July 1 Resources (Inflows): Taxes Licenses and permits Intergovernmental Contributions from property owners Charges for services Use of money and property Fines and forfeitures Contributions Other Capital leases Transfers from other funds Amounts Available for Appropriation Charges to Appropriation (Outflow): General Government Legislative City Manager Development services Management services City Clerk Fiscal services Central services Total general government Public Safety Police Building & safety admin Building Code compliance Animal control Civic Center Building Fire Emergency services Total public safety Community Services Community services admin Senior center Park & recreation Park maintenance Total community services Planning and Development Administation Current planning Total planning and development Budget Amounts Actual Original Final Amounts $ 84.640,520 $ 84,640,520 $ 84,640,520 22,420.500 1,393,900 8,219,100 130,600 1,322,250 4,152,900 267,500 22,490,500 1,623,900 9.624,732 130,600 1,241,650 4,852,900 267,500 5,600 - 182,094 342,149 348,540 $122,889,419 $125,408,536 $ 974,647 397,179 2,025,465 1,549,223 655,003 848,129 432,564 6,882,210 10,183,852 311,089 1,034,977 1,018,060 387,908 567,704 4,862,052 137,357 18,502,999 969,242 442,112 227.521 1,371,678 3,010,553 1,025,668 759,094 1,784,762 $ 974,649 610,272 2,087,850 1,607,632 659,523 830,776 614,658 7.385, 360 10,221,691 296,792 1,039,818 1,018,840 387,908 594,033 4,955,724 137,357 18,652,163 1,278,042 445,112 228.041 1,398,178 3,349,373 1,614,080 961,594 2,575,674 22,665,855 2.107,035 9,142,554 154,417 1,213,519 5,239,552 359,114 37,616,690 154,940 182,094 313,134 $163,789,424 $ 847,310 645,374 1,921,939 1,208,229 543,909 849,J70 550, 54 6,566,585 9,407,689 338,040 1,154,461 908,382 353,834 475,189 4,375,301 129,547 17,142,443 987,276 373,845 202,137 1,351,164 2,914,422 694,007 515,928 1,209,935 Variance with Final Budget Positive (Negative) 175,355 483,135 (482,178) 23,817 (28,131) 386,652 91,614 37,616,690 149,340 (35,406) $ 38,380,888 $ 127,339 (35,102) 165,911 399,403 115,614 (18,494) 64,104 818,775 814,002 (41,248) (114.643) 110,458 34,074 118.844 580,423 7,810 1,509,720 290,766 71,267 25,904 47,014 434,951 920,073 445,666 1,365,739 See Notes to Financial Statements 28 CITY OF LA QUINTA BUDGETARY COMPARISON STATEMENT BY DEPARTMENT GENERALFUND YEAR ENDED JUNE 30, 2008 Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) Public Works Administration $ 539,578 $ 569,825 $ 468,308 $ 101,517 Development services 1,154,631 1,279,367 1,051,420 227,947 Maintenanceloperations - Street 1,824,891 1,939,636 842,383 1,097,253 Maintenanceloperations - Lighting 1,030,307 1,052,873 905,902 146,971 Traffic 1,035,523 852,644 474,052 378,592 Construction management 682,978 680,904 1,333.130 (652,226) Total public works 6,267,908 6,375,249 5,075,195 1,300,054 Capital outlay - - 37,616,690 (37,616,690) Transfers to other funds 1,999,460 1,599,532 812,135 787,397 Total Charges to Appropriations 38,447,892 39,937,351 71,337,405 (31,400,054) Budgetary Fund Balance, June 30 $ 84,441,527 $ 85,471,185 $ 92,452,019 $ 6,980,834 See Notes to Financial Statements 29 CITY OF LA QUINTA BUDGETARY COMPARISON STATEMENT LOW/MODERATE INCOME HOUSING PA NO. 2 YEAR ENDED JUNE 30. 2008 Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) Budgetary Fund Balance, July 1 $10,076,956 $10,076,956 $10,076,956 $ - Resources (Inflows): Taxes 5,563,900 5,701,660 5,771,938 70,278 Use of money and property 13,436,401 752,687 853,823 101,136 Other - 127,200 115,417 (11,783) Transfers from other funds 9,378,966 9,378,966 - Amounts Available for Appropriation $ 29,077,267 $ 26,037,469 $ 26,197,100 $ 159,631 Charges to Appropriation (Outflow): Planning and development $ 997,669 $ 5,966,854 $ 5,302,598 $ 664,256 Transfers to other funds 1,955,846 6,865,944 4,380,828 2,485,116 Total Charges to Appropriations 2,953,515 12,832,798 9,683,426 3,149,372 Budgetary Fund Balance, June 30 $ 26,123,742 $13,204,671 $16,513,674 $ 3,309,003 See Notes to Financial Statements 30 CITY OF LA QUINTA STATEMENT OF NET ASSETS PROPRIETARY FUNDS JUNE 30, 2008 Assets: Current: Cash and investments Receivables: Accounts Accrued interest Prepaid costs Inventories Deposit Total Current Assets Noncurrent: Capital assets - net of accumulated depreciation Total Noncurrent Assets Total Assets Liabilities and Net Assets: Liabilities: Current: Accounts payable Accrued liabilities Deposits payable Unearned revenue Total Current Liabilities Noncurrent: Advances from other funds Compensated absences Capital leases payable Total Noncurrent Liabilities Total Liabilities Net Assets: Invested in capital assets, net of related debt Unrestricted Total Net Assets Total Liabilities and Net Assets Business -Type Activities - Enterprise Funds Governmental Activities - Golf Internal Course Service Funds $ 169,001 $ 4,527,594 12,090 - 488 18,489 1,865 - 64,041 250,000 497,485 4,546,083 43,459,062 16, 567,065 43,459,062 16, 567, 065 $ 43,956,547 $ 21,113,148 $ 151,711 $ 25,267 1,757 2,331 37,000 - 1,266 191,734 27,598 3,415,275 - - 3,928 681,047 - 4,096,322 3,928 4,288,056 31,526 42, 778,015 16, 567,065 (3,109,524) 4,514,557 39,668,491 21,081,622 $ 43,956,547 $ 21,113,148 See Notes to Financial Statements 31 CITY OF LA OUINTA STATEMENT OF REVENUES, EXPENSES AND CHANGES IN FUND NET ASSETS PROPRIETARY FUNDS YEAR ENDED JUNE 30, 2008 Operating Revenues: Sales and service charges Total Operating Revenues Operating Expenses: Salaries and benefits Fuel and oil Maintenance and parts Contract services Software and supplies Depreciation Other Total Operating Expenses Operating Income (Loss) Non -operating Revenues (Expenses): Interest revenue Interest expense Gain (loss) on disposal of capital assets Total Non -operating Revenues(Expenses) Income (Loss) Before Contributions and Transfers Capital contributions Transfers out Changes in Net Assets Net Assets: Beginning of Year Changes in Net Assets End of Fiscal Year Business -Type Activities - Enterprise Funds Governmental Activities - Golf Internal Course Service Funds $ 3,814,233 $ 1,507,101 3,814,233 1,507,101 73,845 97,953 - 94,687 126,622 3,797,186 84,679 - 126,002 698,582 763,791 64,536 61,598 4,634,149 1,355,332 (819,916) 151,769 4,310 213,505 (127,432) - (47,721) 5,985 (170,843) 219,490 (990,759) 371,259 352,687 517,464 - (1,262,074) (638,072) (373,351) 40,306,563 21,454.973 (638,072) (373,351) $ 39,668,491 $ 21,081,622 See Notes to Financial Statements 32 CITY OF LA QUINTA STATEMENT OF CASH FLOWS PROPRIETARY FUNDS YEAR ENDED JUNE 30, 2008 Cash Flows from Operating Activities: Cash received from customers and users Cash received from/(paid to) interfund service provided Cash paid to supplies for goods and services Cash paid to employees for services Net Cash Provided (Used) by Operating Activities Cash Flows from Non -Capital Financing Activities: Transfers out Advance from other funds Net Cash Provided (Used) by Non -Capital Financing Activities Cash Flows from Capital and Related Financing Activities: Acquisition and construction of capital assets Principal paid on capital debt Interest paid on capital debt Insurance proceeds Proceeds from sales of capital assets Net Cash Provided (Used) by Capital and Related Financing Activities Cash Flows from Investing Activities: Interest received Net Cash Provided (Used) by Investing Activities Net Increase(Decrease)in Cash and Cash Equivalents Cash and Cash Equivalents at Beginning of Year Cash and Cash Equivalents at End of Year Business -Type Activities - Enterprise Funds Golf Course Governmental Activities - Internal Service Funds $ 3,866,771 $ 1,507,101 (2,260) - (4,065,894) (494,718) (73,499) (97,590) (274,882) 914,793 (1,262,074) 865,985 865,985 (1,262,074) (75,031) (327,033) (404,574) - (44,148) 2,100 7,840 (523,753) (317,093) 4,074 216,674 4,074 216,674 71,424 (447,700) 97,577 4,975,294 $ 169,001 $ 4,627,594 See Notes to Financial Statements 33 CITY OF to QUINTA STATEMENT OF CASH FLOWS PROPRIETARY FUNDS YEAR ENDED JUNE 30, 2008 Reconciliation of Operating Income to Net Cash Provided (Used) by Operating Activities: Operating income (loss) Adjustments to reconcile operating income (loss) net cash provided (used) by operating activities: Depreciation (Increase) decrease in accounts receivable (Increase) decrease in deposits receivable (Increase) decrease in inventories (Increase) decrease in due from other governments Increase(decrease)in accounts payable Increase (decrease) in accrued liabilities Increase (decrease) in deposits payable Increase (decrease) in unearned revenue Increase (decrease) in compensated absences Total Adjustments Net Cash Provided (Used) by Operating Activities Non -Cash Investing, Capital, and Financing Activities: Capital assets contributed by other funds Increase of assets/liabilities resulting from the initiation of a capital lease Business -Type Activities - Enterprise Funds Golf Course Governmental Activities - Internal Service Funds $ (819,916) $ 151.769 698,582 763,791 18,810 - - 330 1,151 - 226 (183,185) (1,461) 345 604 12,000 - (2,895) - - (240) 545,034 763,024 $ (274,882) $ 914,793 352,687 $ 517,464 259,774 See Notes to Financial Statements 34 CITY OF LA QUINTA STATEMENT OF FIDUCIARY NET ASSETS FIDUCIARY FUNDS JUNE 30, 2008 Assets: Cash and investments Receivables: Taxes Interest Total Assets Liabilities: Deposits Total Liabilities Agency Funds $ 609,164 22,322 2,249 $ 633,735 $ 633,735 $ 633,735 See Notes to Financial Statements 35 36 CITY OF LA QUINTA NOTES TO FINANCIAL STATEMENTS JUNE 30, 2008 I. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES Note 1: Summary of Significant Accounting Policies a. Reporting Entity The City of La Quinta ("the City") was incorporated May 1, 1982, under the general laws of the State of California. In November 1996, the City became a charter City. The City operates under the Council — Manager form of government. The City provides many community services including public safety, highway and street maintenance, health and social services, cultural and leisure services, public improvements, planning and zoning services, and community development services. The accounting policies of the City conform to generally accepted accounting principles as applicable to governments. As required by generally accepted accounting principles, these financial statements present the government and its component units, which are entities for which the government is considered to be financially accountable. The City is considered to be financially accountable for an organization if the City appoints a voting majority of that organization's governing body and the City is able to impose its will on that organization or there is a potential for that organization to provide specific financial benefits to or impose specific financial burdens on the City. The City is also considered to be financially accountable if an organization is fiscally dependent (i.e., it is unable to adopt its budget, levy taxes, set rates or charges, or issue bonded debt without approval from the City). In certain cases, other organizations are included as component units if the nature and significance of their relationship with the City are such that their exclusion would cause the City's financial statements to be misleading or incomplete. All of the City's component units are considered to be blended component units. Blended component units, although legally separate entities, are, in substance, part of the government's operations and so data from these units are reported with the interfund data of the primary government. The following organizations are considered to be component units of the City: La Quinta Redevelopment Agency The La Quinta Redevelopment Agency (Agency) has established two redevelopment project areas pursuant to the State of California Health & Safety Code, Section 33000 entitled "Community Redevelopment Law". On November 29, 1983 and May 16, 1989, the City Council approved and adapted the Redevelopment Plans for the La Quinta Redevelopment Project Areas No. 1 and No. 2, respectively. These plans provide for the elimination of blight and deterioration, which was found to exist in the project areas. Although the Agency is legally separate, it is reported as if it were part of the City because the City Council also serves as the governing board of the Agency. Separate financial statements of the Agency can be obtained at City Hall. 37 City of La Quinta Notes to Financial Statements (Continued) Note 1: Summary of Significant Accounting Policies (Continued) City of La Quinta Public Financing Authority The La Quinta Public Financing Authority (Authority) was established pursuant to a Joint Exercise of Powers Agreement dated November 19, 1991, between the City of La Quinta and the La Quinta Redevelopment Agency. The purpose of the Authority is to provide financing necessary for the construction of various public improvements through the issuance of debt. Although the Authority is legally separate, it is reported as if it were part of the City because the City Council also serves as the governing board of the Authority. Separate financial statements of the Authority are not prepared. b. Government -Wide and Fund Financial Statements The basic financial statements of the City are composed of the following: • Government -wide financial statements • Fund financial statements • Notes to the financial statements Financial reporting is based upon all GASB Statements and Interpretations, APB Opinions, were issued on or before November 30, 1989, GASB pronouncements. Government -wide Financial Statements pronouncements, as well as the FASB and Accounting Research Bulletins that that does not conflict with or contradict The government -wide financial statements (i.e., the statement of net assets and the statement of activities) report information on all of the nonfiduciary activities of the primary government and its component units. For the most part, the effect of interfund activity has been removed from these statements. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business -type activities, which rely to a significant extent on fees and charges for support. The statement of activities demonstrates the degree to which the direct expenses of a given function or segment are offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenues include charges for services, special assessments, and payments made by parties outside of the reporting government's citizenry if that money is restricted to a particular program. Program revenues are netted with program expenses in the statement of activities to present the net cost of each program. Taxes and other items not properly included among program revenues are reported instead as general revenues. Amounts paid to acquire capital assets are capitalized as assets in the government -wide financial statements, rather than reported as expenditure. Proceeds of long-term debt are recorded as a liability in the government -wide financial statements, rather than as other financing source. Amounts paid to reduce long-term indebtedness of the reporting government are reported as a reduction of the related liability, rather than as expenditure. 38 City of La Quinta Notes to Financial Statements (Continued) Note 1: Summary of Significant Accounting Policies (Continued) Fund Financial Statements The underlying accounting system of the City is organized and operated on the basis of separate funds, each of which is considered to be a separate accounting entity. The operations of each fund are accounted for with a separate set of self -balancing accounts that comprise its assets, liabilities, fund equity, revenues and expenditures or expenses, as appropriate. Governmental resources are allocated to and accounted for in individual funds based upon the purposes for which they are to be spent and the means by which spending activities are controlled. Fund financial statements for the governmental, proprietary, and fiduciary funds are presented after the government -wide financial statements. These statements display information about major funds individually and nonmajor funds in the aggregate for governmental and enterprise funds. Fiduciary statements include financial information for fiduciary funds and similar component units. Fiduciary funds of the City primarily represent assets held by the City in a custodial capacity for other individuals or organizations. c. Measurement Focus, Basis of Accounting and Financial Statement Presentation Government -wide Financial Statements The government -wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund and fiduciary fund financial statements. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. Governmental Funds In the fund financial statements, governmental funds are presented using the modified -accrual basis of accounting. Their revenues are recognized when they become measurable and available as net current assets. Measurable means that the amounts can be estimated, or otherwise determined. Available means that the amounts were collected during the reporting period or soon enough thereafter to be available to finance the expenditures accured for the reporting period. The City uses a 60 day availability period, except for state gas tax which is 90 days. Revenue recognition is subject to the measurable and availability criteria for the governmental funds in the fund financial statements. Exchange transactions are recognized as revenues in the period in which they are earned (i.e., the related goods or services are provided). Locally imposed delivered tax revenues are recognized as revenues in the period in which the underlying exchange transaction on which they are based takes place. Imposed non -exchange transactions are recognized as revenues in the period for which they were imposed. If the period of use is not specified, they are recognized as revenues when an enforceable legal claim to the revenues arises or when they are received, whichever occurs first. Government -mandated and voluntary non -exchange transactions are recognized as revenues when all applicable eligibility requirements have been met. 39 City of La Quinta Notes to Financial Statements (Continued) Note 1: Summary of Significant Accounting Policies (Continued) In the fund financial statements, governmental funds are presented using the current financial resources measurement focus. This means that only current assets and current liabilities are generally included on their balance sheets. The reported fund balance (net current assets) is considered to be a measure of "available spendable resources". Governmental fund operating statements present increases (revenues and other financing sources) and decreases (expenditures and other financing uses) in net current assets. Accordingly, they are said to present a summary of sources and uses of "available spendable resources" during a period. Non -current portions of long-term receivables due to governmental funds are reported on their balance sheets in spite of their spending measurement focus. Special reporting treatments are used to indicate, however, that they should not be considered "available spendable resources", since they do not represent net current assets. Recognition of governmental fund type revenues represented by noncurrent receivables are deferred until they become current receivables. Noncurrent portions of other long-term receivables are offset by fund balance reserve accounts. Because of their spending measurement focus, expenditure recognition for governmental fund types excludes amounts represented by noncurrent liabilities. Since they do not affect net current assets, such long-term amounts are not recognized as governmental fund type expenditures or fund liabilities. Amounts expended to acquire capital assets are recorded as expenditures in the year that resources were expended, rather than as fund assets. The proceeds of long-term debt are recorded as other financing sources rather than as a fund liability. Amounts paid to reduce long-term indebtedness are reported as fund expenditures. When both restricted and unrestricted resources are combined in a fund, expenses are considered to be paid first from restricted resources, and then from unrestricted resources. Proprietary Funds The City's enterprise and internal service funds are proprietary funds. In the fund financial statements, proprietary funds are presented using the accrual basis of accounting. Revenues are recognized when they are earned and expenses are recognized when the related goods or services are delivered. In the fund financial statements, proprietary funds are presented using the economic resources measurement focus. This means that all assets and all liabilities (whether current or noncurrent) associated with their activity are included on their balance sheets. Proprietary fund type operating statements present increases (revenues) and decreases (expenses) in total net assets. Amounts paid to acquire capital assets are capitalized as assets in the proprietary fund financial statements, rather than reported as expenditures. Proceeds of long-term debt are recorded as a liability in the proprietary fund financial statements, rather than as another financing source. Amounts paid to reduce long-term indebtedness of the proprietary funds are reported as a reduction of the related liability, rather than as expenditures. Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund's principal ongoing operations. The principal operating revenues of the Enterprise Funds are charges to customers for sales and services. 40 City of La Quinta Notes to Financial Statements (Continued) Note 1: Summary of Significant Accounting Policies (Continued) Operating expenses for Enterprises Funds include the cost of sales and services, administrative expenses and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as nonoperating revenues and expenses. Private -sector standards of accounting and financial reporting issued prior to December 1989, generally are followed in both the government -wide and proprietary fund financial statements to the extent that those standards do not conflict with or contradict guidance of the Governmental Accounting Standards Board. Governments also have the option of following subsequent private -sector guidance for their business -type activities and enterprise funds, subject to this same limitation. The government has elected not to follow subsequent private -sector guidance Fiduciary Funds The City's fiduciary funds are agency funds. Agency funds are custodial in nature. Assets equal liabilities. Agency funds are presented using the accrual basis of accounting. d. Major Funds, Internal Service Funds and Fiduciary Fund Types The City's major governmental funds are as follows: General Fund — This fund is the primary fund of the City and is used to account for all revenue and expenditures of the City not legally restricted as to use. A broad range of municipal activities are provided through this fund including City Manager, City Attorney, Finance, City Clerk, Community Development, Police Services, Public Works, Building and Safety, and Community Services. Low / Moderate Income Housing — Proiect Area No. 2 Fund — This fund is used to account for the required 20% set aside of property tax increments that is legally restricted for increasing and improving housing for low and moderate income households. Capital Improvement Fund — This capital projects f planning, design and construction of various capital La Quinta and the La Quinta Redevelopment Agency f VUCVVIVVIIIVIJL/ UOIR.V rlvl04tl Iua INN. I -1 the bond proceeds, interest and other funding planning, construction and land acquisition. Civic Center Fund — To account for the accumula developer fees for the acquisition, construction, or fund is used to account for the accumulation of service for bond principal and interest and trustee is used to account for the ects throughout the City of Proiect Fund — To account for will be used for development, of resources provided through ovement of the Civic Center. rvice Fund — This debt service urces for the payment of debt for Project Area No. 1. Redevelopment Agency Proiect Area No. 2 - Debt Service Fund — This Debt service fund is used to account for the accumulation of resources for the payment of debt service for bond principal, interest and trustee fees for Project Area No. 2. 41 City of La Quinta Notes to Financial Statements (Continued) Note 1: Summary of Significant Accounting Policies (Continued) The City's major proprietary fund is as follows: Golf Course — To account for the activities of the SilverRock Golf Resort. Other fund types of the City are as follows: Internal Service Funds: Equipment Replacement Fund — This fund accounts for equipment and vehicle maintenance and replacement services provided to other departments on a cost -reimbursement basis. Information Technology Fund — This fund is used to account for the acquisition for computer equipment, maintenance, and services to support information systems within the City. Costs are reimbursed by the benefiting departments. Park Equipment and Facilities Fund — This fund is used to account for the purchase and replacement of City owned park facility infrastructure. Costs are reimbursed by the benefiting departments. Agency Funds: These funds account for assets held by the City as an agency for assessment district bondholders. e. Assets, Liabilities and Net Assets or Equity Investments For financial reporting purposes, investments are adjusted to their fair value. Changes in fair value that occur during a fiscal year are recognized as investment income reported for that fiscal year. Investment income includes interest earnings, changes in fair value, and any gains or losses realized upon the liquidation or sale of investments. Some investments are valued on an unamortized cost basis. For these investments, there is no material difference from fair value. The City pools cash and investments of all funds, except for assets held by fiscal agents. Each fund's share in this pool is displayed in the accompanying financial statements as cash and investments. Investment income earned by the pooled investments is allocated to the various funds based on each fund's average cash and investment balance. Cash and Cash Equivalents For purposes of the statement of cash flows, cash equivalents are defined as short-term, highly liquid investments that are both readily convertible to known amounts of cash or so near their maturity that they present insignificant risk of changes in value because of changes in interest rates. Cash equivalents also represent the proprietary fund's share in the cash and investment pool of the City of La Quinta. Cash equivalents have an original maturity date of three months or less from the date of purchase. For purposes of the statement of cash flows, the entire balance of cash and investments on the combined balance sheet for the proprietary funds is considered cash and cash equivalents. 42 City of La Quinta Notes to Financial Statements (Continued) Note 1: Summary of Significant Accounting Policies (Continued) Inventory Inventory is valued at cost using the first in / first out (FIFO) method. The City uses the consumption method of accounting for inventories. Prepaid Items Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items in both government -wide and fund financial statements. Capital Assets Capital assets (including infrastructure) are recorded at cost where historical records are available and at an estimated historical cost where no historical records exist. Contributed capital assets are valued at their estimated fair market value at the date of the contribution. Generally, capital asset purchases in excess of $5,000 are capitalized if they have an expected useful life of three years or more Capital Assets include public domain (infrastructure) consisting of certain improvements including roads, streets, sidewalks, medians, and storm drains. Capital assets used in operations are depreciated over their estimated useful lives using the straight-line method in the government -wide financial statements and in the fund financial statements of the proprietary funds. Depreciation is charged as an expense against operations and accumulated depreciations is reported on the respective balance sheet. The following schedule summarizes capital asset useful lives: Buildings and improvements 10-30 years Equipment and furniture 3-20 years Vehicles 5-10 years Infrastructure 10-50 years Software 5-10 years Compensated Absences Sick time is vested on a percentage based on number of years employed at the City. Maximum accumulation of sick and vacation is 30 and 40 days, respectively. Upon termination or retirement, permanent employees are entitled to receive compensation at their current base salary for all unused vacation leave. If an employee terminates with a minimum of two years service, the employee is entitled to receive 25% of the value of his unused sick leave. The percentage increases by 25% for each five-year period until the employee is entitled to 75% of the value of his unused sick leave. This will occur upon the completion of ten years of continuous employment. 43 City of La Quinta Notes to Financial Statements (Continued) Note 1: Note 2: Summary of Significant Accounting Policies (Continued) Fund Balance In the fund financial statements, governmental funds report reservations of fund balance for amounts that are not available for appropriation or are legally restricted by outside parties for use for a specific purpose. It. STEWARDSHIP Stewardship, Compliance and Accountability a. Budgetary Data General Budget Policies The City adopts an annual budget prepared on the modified accrual basis of accounting for its governmental funds and on the accrual basis of accounting for its proprietary funds. The City manager or his designee is authorized to transfer budgeted amounts between the accounts of any department or funds are approved by City Council. Prior year appropriations lapse unless they are approved for carryover into the following fiscal year. Expenditures may not legally exceed appropriations at the department level. Encumbrances Encumbrances are estimations of costs related to unperformed contracts for goods and services. These commitments are recorded for budgetary control purposes in the General, Special Revenue, and similar governmental funds. Encumbrances outstanding at year-end are reported as a reservation of fund balance. They represent the estimated amount of the expenditure ultimately to result if unperformed contracts in process at year end are completed. They do not constitute expenditures or estimated liabilities. Budget Basis of Accounting Budgets for governmental funds are adopted on a basis consistent with generally accepted accounting principles (GAAP). b. At June 30, 2008, the following funds had deficit fund balances: Major Capital Projects Funds Civic Center $ (9,393,000) Major Debt Service Funds Redevelopment Agency PA No. 2 (4,455.247) Nonmajor Capital Projects Funds: Library (1,084,327) RCTC (318,391) Parks and Recreation (1,513,574) Library Development (1,949,006) Fire Facility (939,634) LO City of La Quinta Notes to Financial Statements (Continued) Note 2: Stewardship, Compliance and Accountability (Continued) c. Excess of expenditures over appropriations areas follows: Expenditures for the year ended June 30, 2008, exceeded the appropriations of the General Fund and major special revenue funds as follows: Budget Actual Variance General Fund: General Government Fiscal services $ 830,776 $ 849,270 $ (18,494) City Manager 610,272 645,374 (35,102) Capital outlay - 37,616,690 (37,616,690) ' Public Safety Building & safety admin 296,792 338,040 (41,248) Building 1,039,818 1,154,461 (114,643) Public Works Construction management 680,904 1,333,130 (652,226) ' Variance relates to capital assets related to Highway 111 that were contributed to the City by CalTrans. Ill. DETAILED NOTES ON ALL FUNDS Note 3: Cash and Investments Cash and investments as of June 30, 2008, are classified in the accompanying financial statements as follows: Statement of Net Assets: Cash and investments Cash with fiscal agent Statement of Fiduciary Net Assets: Cash and investments Total cash and investments Cash and investments as of June 30, 2008, consist of the following: Cash on hand Deposits with financial institutions Investments Total cash and investments $ 155,927,887 40,831,407 609.164 $ 197,368,458 $ 1,250 (1,533,145) 198,900,353 $ 197,368,458 W City of La Quinta Notes to Financial Statements (Continued) Note 3: Cash and Investments (Continued) Investments Authorized by the California Government Code and the Entity's Investment Policy The table below identifies the investment types that are authorized by the California Government Code and the City's investment policy. The table also identifies certain provisions of the California Government Code (or the City's investment policy, if more restrictive) that address interest rate risk, credit risk, and concentration of credit risk. This table does not address investments of debt proceeds held by bond trustee that are governed by the provisions of debt agreements of the City, rather than the general provisions of the California Government Code or the City's investment policy. 'Maximum "Maximum Investment Investment Types 'Maximum Percentage of In One Authorized by State Law Maturity Portfolio Issuer U.S. Treasury Obligations 5 years None None U.S. Agency Securities 3 years None $20 million Commercial Paper 90 days 15% $5 million Certificates of Deposit 3 years 60% None Medium -Term Notes 3 years 10% $5 million Money Market Mutual Funds 60 days 60% 10% Local Agency Investment Fund (LAIF) N/A 25% $40 million Investment Agreements N/A N/A N/A Based on state law requirements or investment policy requirements, whichever is more restrictive Investments Authorized by Debt Agreements Investments of debt proceeds held by bond trustee are governed by provisions of the debt agreements, rather than the general provisions of the California Government Code or the City's investment policy. The table below identifies the investment types that are authorized for investments held by bond trustee. The table also identifies certain provisions of these debt agreements that address interest rate risk, credit risk, and concentration of credit risk. Maximum Maximum Percentage Authorized Investment Type Maturity Allowed U.S. Treasury Obligations None None U.S. Agency Securities None None Bankers Acceptance 360 days None Commercial Paper 270 days None Money Market Mutual Funds N/A None Negotiable Certificates of Deposit 360 days None Disclosures Relating to Interest Rate Risk Interest rate risk is the risk that changes in market interest rates will adversely affect the fair value of an investment. Generally, the longer the maturity of an investment, the greater the sensitivity of its fair value to changes in market interest rates. 46 City of La Quinta Notes to Financial Statements (Continued) Note 3: Cash and Investments (Continued) One of the ways that the City manages its exposure to interest rate risk is by purchasing a combination of short term and long term investments and by timing cash flows from maturities so that a portion of the portfolio is maturing or coming close to maturity evenly over time as necessary to provide the cash flow and liquidity needed for operations. Information about the sensitivity of the fair values of the City's investments (including investments held by bond trustee) to market interest rate fluctuations is provided by the following table that shows the distribution of the City's investments by maturity: Investment U.S. Treasury bills Federal agency securities: Federal Home Loan Mortgage Corp Federal Home Loan Bank Federal Farm Credit Bank Commercial paper Medium term notes State investment pool Held by bond trustee: Money market funds U.S. Treasury bills Total Remaining Maturity (in Months) 3 Months 4 to 6 13 to 18 Total or Less Months 7 to 12 Months Months $ 13.958,686 $ 13,958,686 $ - $ - $ 19,883,579 9,982,785 7,428,655 2,472,139 20,016,078 - 20,016,078 - 19,812,974 4,996,343 9,905,130 4,911,501 27,900,184 27,900,184 - - 7,971,357 - 2,986,493 3,004,352 1,980,512 48,525,976 48,525,976 - - - 12,104,440 12,104,440 - 28,727,079 4,978,679 23,748,400 $ 198,900,353 $ 122,447,093 $ 64,084,756 $ 10,387,992 $ 1,980,512 Disclosures Relating to Credit Risk Generally, credit risk is the risk that an issuer of an investment will not full its obligation to the holder of the investment. This is measured by the assignment of a rating by a nationally recognized statistical rating organization. The City's investment policy limits investments in commercial paper to those rated A-1 and P-1 or higher from Standard and Poor's (S&P) and Moody's, respectively; medium term notes that are rated "AA" or higher by S&P; and money market mutual funds that are rated "AAA". The quality of U.S. Treasury securities is not analyzed since they are not deemed to have credit risk. As of June 30, 2008, the City had investments with a variety of issuers, all of which were "investment grade" and were legal under state and municipal law. The City's investments in commercial paper were all rated A-1 and P-1 or higher from S&P and Moody's. The City's investments in medium term notes were all rated AA or better by S&P. The City's investments in money market mutual funds and federal agency securities were all rated "AAA" by S&P and Moody's. As of June 30, 2008, the City's investments in external investment pools were unrated. Concentration of Credit Risk The investment policy of the City contains no limitations on the amount that can be invested in any one issuer beyond that stipulated by the California Government Code, except for U.S. Agency Securities (limited to a face value of $20 million) and Commercial Paper and Medium -Term Notes (limited to a face value of $5 million). As of June 30, 2008, the following are investments in any one issuer (other than U.S. Treasury securities, mutual funds, and external investment pools) that represent 5% or more of total City investments. Federal Home Loan Mortgage Corp. 10.00% Federal Home Loan Bank 10.06% Federal Farm Credit Bank 9.96% 47 City of La Quinta Notes to Financial Statements (Continued) Note 3: Cash and Investments (Continued) Custodial Credit Risk Custodial credit risk for deposits is the risk that, in the event of the failure of a depository financial institution, a government will not be able to recover its deposits or will not be able to recover collateral securities that are in the possession of an outside party. The custodial credit risk for investments is the risk that, in the event of the failure of the counterparty (e.g., broker -dealer) to a transaction, a government will not be able to recover the value of its investment or collateral securities that are in the possession of another party. The California Government Code and the City's investment policy do not contain legal or policy requirements that would limit the exposure to custodial credit risk for deposits or investments, other than the following provision for deposits: The California Government Code requires that a financial institution secure deposits made by state or local governmental units by pledging securities in an undivided collateral pool held by a depository regulated under state law (unless so waived by the governmental unit). The market value of the pledged securities in the collateral pool must equal at least 110% of the total amount deposited by the public agencies. California law also allows financial institutions to secure City deposits by pledging first trust deed mortgage notes having a value of 150% of the secured public deposits. Investment in State Investment Pool The Entity is a voluntary participant in the Local Agency Investment Fund (LAIF) that is regulated by the California Government Code under the oversight of the Treasurer of the State of California. The fair value of the City's investment in this pool is reported in the accompanying financial statements at amounts based upon the City's pro-rata share of the fair value provided by LAIF for the entire LAW portfolio (in relations to the amortized cost of that portfolio). The balance available for withdrawal is based on the accounting records maintained by LAIF, which are recorded on an amortized cost basis. GASB Statement No. 31 The City adopted GASB Statement No. 31, Accounting and Financial Reporting for Certain Investments and for External Investment Pools, as of July 1, 1997. GASB Statement No. 31 establishes fair value standards for investments in participating interest earning investment contracts, external investment pools, equity securities, option contracts, stock warrants and stock rights that have readily determinable fair values. Accordingly, the City reports its investments at fair value in the balance sheet. All investment income, including changes in the fair value of investments, is recognized as revenue in the operating statement. Note 4: Property Taxes Under California law, property taxes are assessed and collected by the counties up to 1% of assessed value, plus other increases approved by the voters. The property taxes are recorded initially in a pool, and are then allocated to the cities based on complex formulas. Accordingly, the City of La Quinta accrues only those taxes that are received from the County within sixty days after year-end. Lien date January 1 Levy date July 1 Due dates November 1 and February 1 Collection dates December 10 and April 10 City of La Quinta Notes to Financial Statements (Continued) Note 4: Property Taxes (Continued) The La Quinta Redevelopment Agency's primary source of revenue comes from property taxes. Property taxes allocated to the Agency are computed in the following manner: a) The assessed valuation of all property within the project area is determined on the date of adoption of the Redevelopment Plan. b) Property taxes related to the incremental increase in assessed values after the adoption of the Redevelopment Plan are allocated to the Agency; all taxes on the "frozen" assessed valuation of the property are allocated to the City and other districts. The Agency has no power to levy and collect taxes and any legislative property tax shift might reduce the amount of tax revenues that would otherwise be available to pay the principal of, and interest on, debt. Broadened property tax exemptions could have a similar effect. Conversely, an increase in the tax rate or assessed valuation, or any reduction or elimination of present exemptions would increase the amount of tax revenues that would be available to pay principal and interest on debt. Note 6: Notes Receivable Outstanding Balance at June 30, 2008 In September 1994, the Redevelopment Agency sold certain real property to LING Housing for $2,112,847. The property was used to construct single-family homes and rental units to increase the City's supply of low and moderate income housing. The note bears interest at 6% per annum and is due in full on June 15, 2029. $ 3,641,983 In December 2000, the Redevelopment Agency entered into an agreement with LING Housing to receive $9,500,000 as a reimbursement for Agency costs incurred for the construction of infrastructure related to the development of senior apartments. Payments are due to the Agency based on annual positive cash flow generated by the rental of the units. All unpaid principal and interest on the note are due fifty-five years after the completion of the project. Interest on the note accrues at 3% per annum. Other notes receivable Total notes receivable balance at June 30, 2008 9,443,802 40,675 $ 13,126,460 49 City of La Quinta Notes to Financial Statements (Continued) Note 6: Capital Assets Capital asset activity for governmental activities for the year ended June 30, 2008, is as follows: Beginning Ending Balance at Balance at July 1, 2007 Additions Deletions Transfers June 30, 2008 GovernmentalActivities: Capital assets, not being depredated: Land $ 75,077,785 $ 5,988,776 $ 68,000 $ (352,687) $ 80,645,874 Right of way 260,717,812 21,958,614 - - 282,676,426 Construction -in -progress 42,662,144 45,456,601 26,841,354 (21,578,184) 39,699,207 Total Capital Assets, Not Being Depredated 378,457,741 73,403,991 26,909,354 (21,930,871) 403,021,507 Capital assets, being depredated Buildings and improvements 37,263,921 158,939 65,082 17,769,935 55,127,713 Equipment and fumiture 2,046,095 315,336 377,826 - 1,983,605 Vehicles 1,366,729 302,315 84,326 - 1,584,718 Infrastructure 130,193,911 18,728,146 909,097 3,808,249 151,821,209 Total Capital Assets, Being Depreciated 170,870,656 19,504,736 1,436,331 21,578,184 210,517,245 Less accumulated depredation, Buildings and improvements 9,230,538 1,578,325 36,648 - 10,772,215 Equipment and furniture 1,290,670 139,342 359,937 - 1,070,075 Vehicles 844,442 168,335 83,993 - 928,784 Infrastructure 60,149,383 4,443,442 755,063 - 63,837,762 Total Accumulated Depredation 71,515,033 6,329,444 1,235,641 - 76,608,836 Total Capital Assets, Being Depreciated, Net 99,355,623 13,175,292 200,690 21,578,184 133,908,409 Govemmental Achvities Capital Assets, Net $ 477,813,364 $ 86,579,283 $ 27,110,044 $ (352,687) ` $ 536,929,916 (') Relates to transfers between Governmental activities and Business -Type activities. Depreciation expense was charged to the following functions in the Statement of Activities: General government $ 87,134 Public safety 826,355 Planning and development 16,666 Community services 845,037 Public works 4,554,252 Total governmental activities $ 6,329,444 50 City of La Quinta Notes to Financial Statements (Continued) Note 6: Capital Assets (Continued) Capital asset activity for business -type activities for the year ended June 30, 2008, is as follows: Beginning Ending Sal ance at Balance at July 1, 2007 Additions Deletions Transfers June 30, 2008 Business -Type Activities: Capital assets, not being depreciated Land $ 36,458,147 $ 29,998 $ - $ 352,687 $ 36,840,832 Total Capital Assets, Not Being Depreciated 36,458,147 29,998 352,687 36,840,832 Capital assets, being depreciated: Buildings and improvements 6,591,432 45,033 - - 6,636,465 Equipment and furniture 1,770,849 259,774 251,475 1,779,148 Vehides 20,348 - - - 20,348 Software 20,255 - 20,255 Total Capital Assets, Being Depredated 8,402,884 304,807 251,475 - 8,456216 Less accumulated depreciation: Buildings and improvements 569,728 233,804 - - 803,532 Equipment and furniture 753,130 456,657 203,754 - 1,006,033 Vehicles 10,173 4,070 - - 14243 Software 10,127 4,051 - 14,178 Total Accumulated Depredation 1,343,158 698,582 203,754 - 1,837,986 Total Capital Assets, Being Depredated, Net 7,059,726 (393.775) 47,721 - 6,618,230 Governmental Activities Capital Assets, Net $ 43,517,873 $ (363,777) $ 47,721 $ 352,687 ` $ 43,459,062 (`) Relates to transfers between Governmental activities and Business -Type activities. Depreciation expense was charged to the following function in the Statement of Activities: Golf Course $ 698,582 51 City of La Quinta Notes to Financial Statements (Continued) Note 7: Changes in Long -Term Liabilities — Governmental Activities a. Changes in Long -Term Debt The following is a summary of changes in governmental long-term liabilities of the City for the fiscal year ended June 30, 2008: Beginning Balance at July 1, 2007 _ City: Compensated absences payable $ 734,054 $ Due to the Coachella Valley Association of Governments 278,311 Developer Agreement Payable 643,539 Copier Lease Payable - Redevelopment Agency: RDA Project Area No. 1: Tax allocation bonds Pass -through agreements payable: Coachella Valley Unified School District RDA Project Area No. 2: Tax allocation bonds Due to County of Riverside Financing Authority. Revenue bonds Total 139,145,000 4,431,179 6,025,000 1,750,000 Balance at June Due within one Additions Deletions 30, 2008 year 921,291 $ 822,190 $ 833,155 $ 833,155 - 50,000 228,311 50,000 - 143,753 499,786 155,972 182,094 - 182,094 32,925 - 2,795,000 136,350,000 2,960,000 - 770,558 3,660,621 785,968 - 110,000 5,915,000 115,000 - 150,000 1,600,000 200,000 93,645,000 - 1,930,000 91,715,000 1,995,000 $ 246,652,083 $ 1,1 33,385 $ 6,771,501 240,983,967 $ 7,128,020 Less Unamortized premiums/discounts (841,087) Net Long -Term Debt $ 240,142,880 For the governmental activities, accrued employee benefits are generally liquidated by the general fund. b. A description of individual issues of debt (excluding defeased bonds) outstanding as of June 30, 2008, is as follows: Due to the Coachella Valley Association of the Governments The City of La Quinta entered into an Interchange Reimbursement Agreement with the Coachella Valley Association of Governments (CVAG) to finance capital improvements at the Washington Street 1-10 interchange. The City has agreed to reimburse CVAG $828,311 over a period of seventeen years beginning July 31, 1996. The annual payments to CVAG range from $28,311 to $50,000. At June 30, 2008, the balance payable was $228,311. 52 City of La Quinta Notes to Financial Statements (Continued) Note 7: Changes in Long -Term Liabilities — Governmental Activities (Continued) The minimum annual requirements to amortize the payable to Coachella Valley Association of Governments as of June 30, 2008, are as follows: Principal 2008 - 2009 $ 50,000 2009 - 2010 50,000 2010 - 2011 50,000 2011 - 2012 50,000 2012 - 2013 28,311 Totals $ 228,311 Developer Agreement Payable In December 1998, the City entered into a tax sharing agreement with Stamko Development Co. in relation to the development of an auto mall located within the City. For a period of ten years, the agreement requires the City to make quarterly payments to the developer in the amount of 33% of the sales and use tax revenues generated by the site up to a maximum amount of $122,250 in any twelve month period. Additionally, if the sales and use tax revenues generated exceed $530,000, adjusted annually by the CPI index, the City is required to pay $76,204 for that year for a maximum of ten years, based upon a $500,000 note at an interest rate of 8.5% For the year ended June 30, 2008, the City paid the developer $122,250 in sales tax reimbursement and $21,503 since the sales tax generated exceeded the required amount. The balance at June 30, 2008, is $499,786. The minimum annual requirements to amortize the developer agreement payable as of June 30, 2008, are as follows: Principal Interest 2008 - 2009 $ 155,972 $ 42,482 2009 - 2010 169,230 29,224 2010- 2011 174,584 23,870 Totals $ 499,786 $ 95,576 Copier Lease Payable In June 2008, the City entered into a 5-year lease agreement for photocopiers for $182,094 maturing in monthly increments ranging from $2,682 in July 2008 to $3,417 in June 2013, with interest payable monthly at 4.93%. This lease agreement qualifies as a capital lease for accounting purposes and therefore, has been recorded at the present value of the future minimum lease payments at the inception date. 53 City of La Quinta Notes to Financial Statements (Continued) Note 7: Changes in Long -Term Liabilities — Governmental Activities (Continued) The minimum future lease obligations and the net present value of the lease payments as of June 30, 2008 are as follows: Year Ending June 30, Total 2009 $ 44,358 2010 44,358 2011 44,358 2012 44,358 2013 44,358 Total Payments $ 221,790 Less Amount Representing Interest (39,696) Outstanding Principal $ 182,094 Tax Allocation Bonds As of June 30, 2008, the following issuances of Tax Allocation Bonds were outstanding: Series 1994 Proiect Area No 1 Tax Allocation Refunding Bonds, Series 1994, were issued by the Agency on May 5, 1994, in the amount of $26,665,000 to refund the outstanding aggregate principal amount of the Agency's Tax Allocation Bonds, Series 1989 and 1990. The remaining proceeds were used to finance certain capital improvements within the La Quinta Redevelopment Project Area No. 1. Interest rates on the bonds range from 3.80% to 8% and are payable semi-annually on March 1 and September 1 of each year until maturity. The interest on and principal of the bonds are payable solely from pledged tax increment revenues. The bonds are not just subject to redemption prior to maturity. There are certain limitations regarding the issuance of parity debt as further described in the official statement. A portion of the proceeds was used to obtain a surety agreement to satisfy the bond reserve requirement. The principal balance of outstanding bonds at June 30, 2008, is $10,785,000. The minimum annual requirements to amortize the bond payable as of June 30, 2008, are as follows: Principal Interest 2008- 2009 $ 1,865,000 $ 719,233 2009-2010 2,000,000 578,160 2010 -2011 2,145,000 426,868 2011-2012 2,305.000 264,443 2012 - 2013 2,470,000 90,155 $ 10,785,000 $ 2,078,859 54 City of La Quinta Notes to Financial Statements (Continued) Note 7: Changes in Long -Term Liabilities — Governmental Activities (Continued) Series 1998, Proiect Area No. 1 Tax allocation refunding bonds, Series 1998, in the amount of $15,760,000 were issued by the Agency to refund the outstanding aggregate principal amount of the Agency's Tax Allocation Bonds, Series 1991. The remaining proceeds were used to finance certain capital improvements within the La Quinta Redevelopment Project Area No. 1. Interest rates on the bonds range from 5.20% to 5.25% and are payable semi-annually on March 1 and September 1 of each year until maturity. The interest and principal of the bonds are payable solely from pledged tax increment revenues of Project Area No. 1. Term Bonds maturing September 1, 2028, are subject to mandatory sinking fund redemption, in part by lot, on September 1, 2013, and on each September 1 thereafter, through September 1, 2028, at a price equal to the principal amount thereof plus accrued interest. There are certain limitations regarding the issuance of parity debt as further described in the official statement. A portion of the proceeds was used to obtain a surety agreement to satisfy the bond reserve requirement. The principal balance of outstanding bonds at June 30, 2008, is $15,760,000. The minimum annual requirements to amortize the bond payable as of June 30, 2008, are as follows: Principal Interest 2008 - 2009 $ - $ 819,520 2009 - 2010 - 819,520 2010 - 2011 - 819,520 2011-2012 - 819,520 2012 - 2013 - 819,520 2013-2018 3,635,000 3,644,030 2018 - 2023 4,690,000 2,567,500 2023 - 2028 6,035,000 1,179,750 2028-2033 1,400,000 36,400 Totals $ 15,760,000 $ 11,525,280 Series 1998, Proiect Area No. 2 Tax allocation refunding bonds, Series 1998, in the amount of $6,750,000 were issued by the Agency to refund the outstanding aggregate principal amount of the Agency's Tax Allocation Bonds, Series 1992. The remaining proceeds were used to finance certain capital improvements within the La Quinta Redevelopment Project Area No. 2. Interest rates on the bonds range from 3.75% to 5.28% and are payable semi-annually on March 1 and September 1 of each year until maturity. The interest and principal of the bonds are payable solely from pledged tax increment revenues of Project Area No. 2. Term Bonds maturing September 1, 2028 and September 1, 2033, are subject to mandatory sinking fund redemption, in part by lot, on September 1, 2009 and September 1, 2019, respectively, and on each September 1 thereafter at a price equal to the principal amount thereof plus accrued interest. Al City of La Quinta Notes to Financial Statements (Continued) Note 7: Changes in Long -Term Liabilities — Governmental Activities (Continued) There are certain limitations regarding the issuance of parity debt as further described in the official statement. A portion of the proceeds was used to obtain a surety agreement to satisfy the bond reserve requirement. The principal balance of outstanding bonds at June 30, 2008, is $5,915,000. The minimum annual requirements to amortize the bond payable as of June 30, 2008, are as follows: Principal Interest 2008-2009 $ 115,000 $ 305,184 2009 - 2010 120,000 299,550 2010 -2011 125,000 293,272 2011-2012 130,000 286,738 2012-2013 140,000 279,819 2013-2018 800,000 1,282,756 2018- 2023 1,030,000 1,047,784 2023-2028 1,335,000 738,806 2028- 2033 1,720,000 339,938 2033-2038 400,000 10.500 Totals $ 5,915,000 $ 4,884,347 Series 2001 Project Area No. 1 On August 15, 2001, the Agency issued tax allocation bonds in the amount of $48,000,000 to finance capital projects benefiting the La Quinta Redevelopment Project Area No. 1. The 2001 tax allocation bonds were issued at a discount of $422,400 and issuance costs of $1,517,325. The bonds consist of $17,280,000 of term bonds that accrue interest at 5.00% and mature on September 1, 2021, and $30,720,000 of term bonds that accrue interest at 5.18% and mature on September 1, 2031. The interest and principal on the bonds are payable from pledged tax increment revenues. A portion of the proceeds were used to obtain a surety agreement to satisfy the bond reserve requirement. The principal balance of outstanding bonds at June 30, 2008, is $48,000,000 with an unamortized discount of $401,975. The minimum annual requirements to amortize the bond payable as of June 30, 2008, are as follows: Principal Interest 2008-2009 $ - $ 2,430,720 2009-2010 - 2,430,720 2010-2011 - 2,430,720 2011 - 2012 - 2,430,720 2012-2013 - 2,430,720 2013-2018 8,660,000 11,113,600 2018 - 2023 11,050,000 8,659,885 2023-2028 14,145,000 5,482,373 2028 - 2033 14,145,000 1,487,798 Totals $ 48,000,000 $ 38,897,256 56 City of La Quinta Notes to Financial Statements (Continued) Note 7:. Changes in Long -Term Liabilities — Governmental Activities (Continued) Series 2002, Proiect Area No. 1 On June 12, 2002, the Agency issued tax allocation bonds in the amount of $40,000,000 to finance capital projects benefiting the La Quinta redevelopment Project Area No. 1. The 2002 tax allocation bonds were issued at a discount of $360,000 and issuance costs of $1,250,096. The bonds consist of $6,355,000 of serial bonds and $33,645,000 of term bonds. Interest Rates on serial bonds range from 1.75% and 4.00% and are payable semi-annually on March 1 and September 1 of each year until maturity. Term bonds accrue interest at 5.00% and 5.125% and mature on September 1, 2022 and September 1, 2023. The interest and principal on the bonds are payable from pledged tax increment revenues. A portion of the proceeds were used to obtain a surety agreement to satisfy the bond reserve requirement. The principal balance of outstanding bonds at June 30, 2008, is $37,060,000 with an unamortized discount of $353,695. The minimum annual requirements to amortize the bond payable as of June 30, 2008, are as follows: Principal Interest 2008 - 2009 $ 635,000 $ 1,829,914 2009 - 2010 660,000 1,807,556 2010 - 2011 680,000 1,782,926 2011 -2012 705,000 1,756,429 2012-2013 735,000 1,727,981 2013 - 2018 3,875,000 8,100,781 2018 - 2023 4,945,000 7,003,781 2023-2028 6,330,000 5,583,175 2028 - 2033 18,495,000 3,004,659 Totals $ 37,060,000 $ 32,597,202 Series 2003. Proiect Area No. 1 On September 1, 2003, the Agency issued tax allocation bonds in the amount of $26,400,000 to finance capital projects benefiting the La Quinta Redevelopment Project Area No. 1. The 2003 tax allocation bonds were issued at a discount of $277,200 and issuance costs of $629,191. Interest is payable semi-annually on March 1 and September 1 of each year, commencing March 1, 2004. Interest payments range from 4.24% to 6.44% per annum. The interest and principal on the bonds are payable from pledged tax increment revenues. Term bonds maturing on September 1, 2013 through September 1, 2032, are subject to mandatory redemption from minimum sinking fund payments, in part by lot, on September 1, 2004, September 1, 2014, and September 1, 2024, respectively, and on each September 1 thereafter at a redemption price equal to the principal amount thereof plus accrued interest to the redemption date. The principal balance of outstanding bonds at June 30, 2008, is $24,745,000 with an unamortized discount of $231,628. 57 City of La Quinta Notes to Financial Statements (Continued) Note 7: Changes in Long -Term Liabilities —Governmental Activities (Continued) The minimum annual requirements to amortize the bond payable as of June 30, 2008, are as follows: Principal Interest 2008-2009 $ 460,000 $ 1,5 00,802 2009-2010 475,000 1,508,106 2010 -2011 505,000 1,481,401 2011-2012 530,000 1,453,198 2012 - 2013 560,000 1,423,495 2013 - 2018 3,315,000 6,569,346 2018-2023 4,485,000 5,364,860 2023-2028 6,095,000 3,707,560 2028-2033 8,320,000 1,406,496 Totals $ 24,745,000 $ 24,445,264 Pass -through Agreements Payable - Coachella Valley Unified School District An agreement was entered into in 1991 between the Agency, the City of La Quinta and the Coachella Valley Unified School District (District), which provides for the payment to the District a portion of tax increment revenue associated with properties within District confines. Such payments are subordinate to other indebtedness of the Agency incurred in furtherance of the Redevelopment Plan for Project Area No. 1. This tax increment is paid to the District over a payment schedule through August 1, 2012, in amounts ranging from $421,168 to $834,076, for a total amount of $15,284,042. Tax increment payments outstanding at June 30, 2008, totaled $3,660,621. The District agrees to use such funds to provide classroom and other construction costs, site acquisition, school busses, and expansion or rehabilitation of current facilities. The minimum annual requirements to amortize payable to Coachella Valley Unified School District as of June 30, 2008, are as follows: Principal 2008 - 2009 $ 785,968 2009 - 2010 801,688 2010 - 2011 817,722 2011 - 2012 834,076 2012 - 2013 421,167 Totals $ 3,660,621 Due to County of Riverside - Proiect Area No. 2 Based on an agreement dated July 5, 1989, between the Agency and the County of Riverside, until the tax increment reaches $5,000,000 annually in Project Area No. 2, the Agency will pay to the County 50% of the County portion of tax increment. At the County's option, the County's pass -through portion can be retained by the Agency to finance new County facilities or land costs that benefit the County and serve the La Quinta population. Per the agreement, the Agency must repay all amounts withheld from the County. The tax increment is to be paid to the County in amounts ranging from $100,000 to $250,000 over a payment schedule through June 30, 2015. Interest does not accrue on this obligation. The balance at June 30, 2008, is $1,600,000. Elf i City of La Quinta Notes to Financial Statements (Continued) Note 7: Changes in Long -Term Liabilities — Governmental Activities (Continued) The minimum annual requirements to amortize amounts due to the County of Riverside as of June 30, 2008, are as follows: Principal 2008 - 2009 $ 200,000 2009 - 2010 200,000 2010 - 2011 200,000 2011 - 2012 250,000 2012 - 2013 250,000 2013 - 2018 500,000 Totals $ 1.600,000 1996 Lease Revenue Refunding Bonds On November 15, 1996, the Authority issued $8,790,000 of 1996 Lease Revenue Refunding Bonds to defease the remaining 1991 Local Agency Revenue Bonds in the amount of $8,200,000 and to provide funds for construction of remaining improvements to the La Quinta Civic Center site. The bonds consist of $3,630,000 of serial bonds and $5,150,000 of term bonds. The serial bonds will accrue interest at rates between 3.70% and 5.30% and principal amounts mature between October 1, 1997 and October 1, 2008, in amounts ranging from $285,000 to $380,000. The term bonds accrue interest at a rate of 5.55% and mature on October 1, 2018. A surety agreement has been purchased to satisfy the bond reserve requirement. There are certain limitations regarding the issuance of parity debt as further described in the official statement. The amount of principal outstanding at June 30, 2008, is $5,540,000. The minimum annual requirements to amortize the bond payable as of June 30, 2008, are as follows: Principal Interest 2008 - 2009 $ 380,000 $ 296,450 2009 - 2010 400,000 275,280 2010 - 2011 420,000 252,525 2011 - 2012 445,000 228,521 2012 - 2013 470,000 203,130 2013 - 2018 2,775,000 582,056 2018 - 2023 650,000 18,038 Totals $ 5,540,000 $ 1,856,000 2004 Series A Local Agency Revenue Bonds On June 29, 2004, the La Quinta Financing Authority issued revenue bonds in the amount of $90,000,000 to finance projects benefiting low and moderate income housing in La Quinta Redevelopment Project Area No. 1 and La Quinta Redevelopment Project Area No. 2 and to advance refund the Agency's Redevelopment Project Areas No. 1 and 2, 1995 Housing Tax Allocation Bonds. The 2004 local agency revenue bonds were issued with issuance costs of $2,600,229 and a premium of $476,496. 59 City of La Quinta Notes to Financial Statements (Continued) Note 7: Changes in Long -Term Liabilities — Governmental Activities (Continued) Interest is payable semi-annually on March 1 and September 1 of each year, commencing September 1, 2005. Interest payments range from 3% to 5.25% per annum. The interest and principal on the bonds are payable from pledged tax increment revenues. Term bonds maturing on September 1, 2024, September 1, 2029 and September 1, 2034, are subject to mandatory redemption from minimum sinking fund payments, in part by lot, on September 1, 2017, September 1, 2025, and September 1, 2030, respectively, and on each September 1 thereafter at a redemption price equal to the principal amount thereof plus accrued interest to the redemption date. A portion of the proceeds was used to obtain a surety agreement to satisfy the bond reserve requirement There are certain limitations regarding the issuance of parity debt as further described in the official statement. The principal balance of outstanding bonds at June 30, 2008, is $86,175,000 with an unamortized premium of $146,211. The minimum annual requirements to amortize the bond payable as of June 30, 2008, are as follows: Principal Interest 2008 - 2009 $ 1,615,000 $ 4,304,994 2009 - 2010 1,670,000 4,243,331 2010 - 2011 1,740,000 4,175,131 2011-2012 1,805,000 4,099,719 2012 - 2013 1,890,000 4,016,581 2013 - 2018 10,925,000 18,533,713 2018 - 2023 14,090,000 15,279,906 2023 - 2028 18,165,000 11,107,313 2028 - 2033 23,235,000 5,912,966 2033 - 2038 11,040,000 572,975 Totals $ 86,175,000 $ 72,246,629 Note 8: Changes in Long -Term Liabilities — Business -type Activities Changes in business -type long-term liabilities for the year ended June 30, 2008, were as follows: Balance at Balance at Due within July 1, 2007 Additions Deletions July 1, 2008 one year Golf Course: Capital leases payable $ 825,848 $ 259,774 $ 404,575 $ 681,047 $ 395,831 The City of La Quinta entered into several capital lease agreements for the operation of the Silver Rock Golf Resort. These lease agreements qualify as capital leases for accounting purposes and, therefore, have been recorded at the present value of their future minimum lease payments as of the inception date. m City of La Quinta Notes to Financial Statements (Continued) Note 8: Changes in Long -Term Liabilities — Business -type Activities (Continued) Obligations under capital leases are as follows National City Golf Finance The present value of the minimum lease payment on golf carts was capitalized at using an incremental borrowing rate of 6.50% at the inception of the lease. The lease is payable in 36 monthly installments of $7,962 which began February 1, 2008. $ 226,643 The present value of the minimum lease payment on golf equipment was capitalized at $273,642 using an incremental borrowing interest rate of 9.68% at the inception of the lease. The lease is payable in 60 monthly installments of $5,771, which began May 1, 2005. 96,331 The present value of the minimum lease payment on golf equipment was capitalized at $543,118 using an incremental borrowing interest rate of 9.0% at the inception of the lease. The lease is payable in 60 monthly installments of $9,318, which began January 1, 2005. 166,236 The present value of the minimum lease payment on golf equipment was capitalized at $50,911 using an incremental borrowing interest rate of 8.0% at the inception of the lease. The lease is payable in 48 monthly installments of $1,243, which began November 28, 2004. 4,890 The present value of the minimum lease payment on golf carts was capitalized at $26,674 using an incremental borrowing interest rate of 7.0% A the inception of the lease. The lease is payable in 36 monthly installments of $824, which began February 1, 2006. 5,633 The present value of the minimum lease payment on lawn equipment was capitalized at $90,554 using an incremental borrowing interest rate of 6.99% at the inception of the lease. The lease is payable in 36 monthly installments of $2,796, which began October 1, 2006. 40,043 The present value of the minimum lease payment on golf equipment was capitalized at $21,569 using an incremental borrowing interest rate of 7.5% at the inception of the lease. The lease is payable in 48 monthly installments of $522, which began December 1, 2005. 8,386 VGM Financial Services The present value of the minimum lease payment on software was capitalized at $63,525 using an incremental borrowing interest rate of 10.74% at the inception of the lease. The lease is payable in 60 monthly installments of $1,373, which began April 1, 2005. 22,731 TFG-Cal forma, L.P. The present value of the minimum lease payment on a GPS system was capitalized at $284,650 using an incremental borrowing interest rate of 7.3% at the inception of the lease. The lease is payable in 48 monthly installments of $6,840, which began November 11, 2005. 110,154 Total capital leases payable as of June 30, 2008 $ 681,047 61 City of La Quinta Notes to Financial Statements (Continued) Note 8: Changes in Long -Term Liabilities — Business -type Activities (Continued) The following schedule summarizes the debt to maturity payments for capital leases: Principal Interest 2008 - 2009 $ 395,831 $ 30,497 2009 - 2010 230,674 8,992 2010 - 2011 54,542 1,188 Total $ 681,047 $ 40,677 Note 9: Debt Without Governmental Commitment The City of La Quinta sold Improvement Bonds issued pursuant to the California State Improvement Act of 1915. The Bonds are payable from the annual installments collected on the regular property tax bills sent to owners of property having unpaid assessments levied against land benefited by the projects. The bonds are neither general obligations of the City nor any other political subdivision and the full faith and credit of the City is not pledged for repayment thereof, therefore, they are not included in the long-term liabilitys in the accompanying financial statements. The City is not liable for repayment of the debt, but is only acting as agent for the property owners in collecting the assessments and forwarding the collections to bondholders. The following is a summary of Improvement Bonds outstanding at June 30, 2008: Amount Outstanding at Proceeds Maturity Date Interest Rate June 30, 2008 Assessment District No. 97-1 $ 705,262 9/2/2018 4.10% - 5.20% $ 460,000 Assessment District No.2001-1 2,285,000 9/2/2015 5.00%-6.60% 1,120,000 Note 10: Conduit Debt Financing 2002 Series B Multifamily Housing Revenue Bonds In April 2002, the La Quinta Redevelopment Agency issued $3,000,000 of 2002 Series B Multifamily Housing Revenue Bonds to provide financing for the acquisition, construction and equipping of a multifamily senior rental housing project known as Miraflores Apartments located in the City of La Quinta. The bonds mature on June 1, 2035, and bear interest at 5.5% per annum. Outstanding bonds at June 30, 2008, are $2,880,000. The bond is secured solely by the credit facility, Fannie Mae, and by a pledge of the trust estate comprised of bond proceeds and property. The bond is not an obligation of the issue, but payable solely from the security. Note 11: Interfund Receivables and Payables The composition of current interfund receivable and payable as of June 30, 2008, are as follows: Due to Other Funds Non -Major Governmental TOTAL Due From Other Funds General Fund $ 19,414 $ 19,414 RDA PA #2 Debt Service 5,684,047 5,684,047 Non -Major 312,000 312,000 Total: $ 6,015,461 $ 6,015,461 62 City of La Quinta Notes to Financial Statements (Continued) Note 11: Interfund Receivables and Payables (Continued) The due to the General Fund and RDA PA#2 Debt Service Fund were the results of routine interfund transactions not cleared prior to year-end. The composition of noncurrent interfund receivable and payable as of June 30, 2008, are as follows: Advances From Other Funds RDA PA #1 RDA PA #2 Non -Major Civic Center Debt Service Debt Service Golf Course Governmental TOTAL Advances to Other Funds General Fund $ 9,393,000 $ 12,000,000 $ 19,378,966 $ 3,415,275 $ 1,077,725 $ 45,264,966 Redevelopment Agency - - - - 3,462,579 3,462,579 PA No. 1 Capital Projects Non -Major Governmental - - - - 939,634 939,634 Total $ 9,393,000 $ 12,000,000 $ 19,378,966 $ 3,415,275 $ 5,479,938 $ 49,667,179 a) As of June 30, 2008, the amount due to the General Fund from RDA PA No. 1 Debt Service was $12,000,000. This consists of an outstanding advance of $6,000,000 loaned to the Redevelopment Agency with repayment beginning in 2030/31 and accrued interest at 10% per annum. The other outstanding advance of $6,000,000 loaned to the Redevelopment Agency requires repayments beginning in 2030/31 and accrues interest at 7% per annum. b) As of June 30, 2008, the amount due to the General Fund from RDA PA No. 2 Debt Service was $19,378,966. This consists of a $10,000,000 advance loaned to the Redevelopment Agency with repayment beginning in 2035136 and accrued interest at 10% per annum and a $9,378,966 advance loaned to the Redevelopment Agency accruing interest at 7% on December 4, 2007, with an anticipated repayment date of 2018/2019. c) As of June 30, 2008, the General Fund has advanced to the Golf Course fund $3,415,275. The advances accrue interest at the City's investment pool rate and are to be repaid by the golf course out of future profits. d) In July 2002, an advance of $4,167,912 was made to provide funding for the development of the publicly owned improvements to the La Quinta Community Park. The advance accrues interest at the earnings rate of the City's investment pool fund. As of June 30, 2008, the remaining balance of the advance for the La Quinta Community Park is $1,513,574. e) In April 2005, another advance of $2,490,273 was made to provide funding for the construction of the public library. The advance accrues interest at the earnings rate of the City's investment pool fund. The remaining balance of this advance at June 30, 2008, is $1,949,005. f) In February 2003, the Redevelopment Agency Capital Projects — PA No. 2 Fund advanced $1,350,131 to the Fire Facility Fund to provide funding for the development of the City's north fire station. The advance accrues interest equal to the earning rate of the City's Investment Pool Funds and is to be repaid by the year 2039. As of June 30, 2008, the remaining balance of the advances is $939,634. 63 City of La Quinta Notes to Financial Statements (Continued) Note 11: Interfund Receivables and Payables (Continued) g) In September 2006, an advance up to $9,615,094 for the City Hall expansion from the General Fund to the Civic Center Developer Impact Fee Fund was approved. As of June 30, 2008, the Civic Center expansion was completed and the amount of the advance was $9,393,000 outstanding. The advance accrues interest that would have been earned by the Local Agency Investment Fund. Note 12: Interfund Transfers L.Ndderate ROAPA#1 Generzl Inwme Houmn9 Capdal Cap" RDAPA#1 RDA PA#2 Nan -Mayor Internal Fund PA#2 Improvement Pmgds Chic Center Debt Sallee Data Semce Govemmenlal Senece Funds TOTAL TRANSFERSIN General Fund E - E - E - S - S - E - S - S 313,134 S - S 313.134 Ldw/Moderale Income Housmg PA#2 - - - - 9,378,%6 - - 9,378.966 Capdal lmp..anend 810135 2.111,026 3623.184 6240,662 - - 26,576.540 1262,074 40,624.429 RDA PA#1 Capdal Pfoleds - - - - 25,000,000 - 180.355 - 25.180.355 RDA PA#1 Debt Semce - _ 4.557,990 - 4557,990 RDA PA#2Debt Ser e - 1,955.W - - - - 1.955.646 Non-Malo(Govemmenlal 2,000 313,156 40,000 3,970,%0 1955,646 312.000 6593,02 Talal. E 812,135 S I,300,028 S 10,000 S 3.623,184 3 8,240,662 f 28970,960 $ 11,331,012 $ 31,940,027 $ 1262,074 S 88,604682 The following describes the major transfers in and transfers out included in the financial statements: a) $4,557,990 was transferred from the Low/Moderate Housing Project Area No. 1 Fund to the RDA Project Area No.1 Debt Service Fund to pay a portion of the 2004 Series A Local Agency Revenue Bond debt service. b) $2,053,345 was transferred from the Low/Moderate Housing Project Area No. 2 Fund to the Capital Improvement Fund to pay for various capital projects. $1,955,845 was transferred from the Low/Moderate Housing Project Area No. 2 Fund to the RDA Project Area No. 2 Debt Service Fund to pay a portion of the 2004 Series A Local Agency Revenue Bond debt service. C) $3,970,961 and $1,955,845 was transferred from the RDA Project Area No. 1 and 2 Debt Service Funds, respectively, to the Financing Authority Debt Service Fund to pay a portion of the 2004 Series A Local Agency Revenue Bond debt service. $25,000,000 was transferred from RDA Project Area No. 1 Debt Service Funds to the RDA Capital Projects — PA No. 1 Fund to fund various capital projects within the Project Area. d) $3,623,184 was transferred to the Capital Improvement Fund from the RDA Capital Projects — PA No. 1 Fund to fund various capital projects throughout the City. e) $21,294,034 was transferred to the Capital Improvement Fund from the RDA 2004 Low/Mod Bond Fund for various capital projects funded by bond proceeds. f) The Library Fund transferred to the Capital Improvement Fund $2,821,281 to fund Library Phase 2 and museum expansion project costs. g) $6,240,662 was transferred to the Capital Improvement Fund from the Civic Center Fund to pay for the Civic Center expansion project. 0 City of La Quinta Notes to Financial Statements (Continued) IV. OTHER INFORMATION Note 13: Defined Benefit Pension Plan Plan Description The City of La Quinta contributes to the California Public Employees Retirement System (PERS), a cost sharing multiple -employer public employee defined benefit pension plan. PERS provides retirement and disability benefits, annual cost -of -living adjustments and death benefits to plan members and beneficiaries. PERS acts as a common investment and administrative agent for participating public entities within the State of California. Benefit provisions and all other requirements are established by State statute and City ordinance. Copies of PERS' annual financial report may be obtained from their executive office: 400 P Street, Sacramento, CA 95814. Funding Policy Participants are required to contribute 8% of their annual covered salary. The City makes the contributions required of City employees on their behalf and for their account. The City is required to contribute at an actuarially determined rate; the current rate is 12.744% of annual covered payroll. The contribution requirements of plan members and the City are established and may be amended by PERS. Annual Pension Cost For 2008, the City's annual pension cost of $902,098 for PERS was equal to the City's required and actual contributions. Three -Year Trend Information for PERS Required Percentage Fiscal Year Contributions Contributed 6/30/2006 $ 400,631 100% 6/30/2007 763,527 100% 6/30/2008 902,098 100% Note 14: Post -Employment Health Benefits The City provides health care benefits to retired employees in accordance with City MOU's. To be eligible, the employee must be at least 50 years of age and have five years of service. The amount provided by the City includes contributions ranging from $81 to $90 toward the group benefit plan for the employee and is financed on a pay-as-you-go basis. As of June 30, 2008, there were three retired employees receiving benefits. The total cost of post -employment health benefits was $3,330. Note 15: Self Insurance The City is a member of the California Joint Powers Insurance Authority (Insurance Authority). The Insurance Authority is composed of 119 California public entities and is organized under a joint powers agreement pursuant to California Government Code §6500 at seq. The purpose of the Insurance Authority is to arrange and administer programs for the pooling of self -insured losses, to purchase excess insurance or reinsurance, and to arrange for group purchased insurance for property and other coverages. The Insurance Authority's pool began covering claims of its members in 1978. Each member government has an elected official as its representative on the Board of Directors. The Board operates through a 9-member Executive Committee. 65 City of La Quinta Notes to Financial Statements (Continued) Note 15: Self Insurance (Continued) Self -Insurance Programs of the Authority General Liability Each member government pays a primary deposit to cover estimated losses for a fiscal year (claims year). After the close of a fiscal year, outstanding claims are valued. A retrospective deposit computation is then made for each open claims year. Claims are pooled separately between police and non -police. Costs are spread to members as follows: The first $30,000 of each occurrence is charged directly to the member's primary deposit; costs from $30,000 to $750,000 and the loss development reserves associated with losses up to $750,000 are pooled based on the member's share of losses under $30,000. Losses from $750,000 to $5,000,000 and the associated loss development reserves are pooled based on payroll. Costs of covered claims from $5,000,000 to $50,000,000 are currently paid by excess insurance. Costs of covered claims for subsidence losses from $15,000,000 to $25,000,000 are paid by excess insurance. The protection for each member is $50,000,000 per occurrence and $50,000,000 annual aggregate. Administrative expenses are paid from the Insurance Authority's investment earnings. Workers Compensation The City also participates in the workers' compensation pool administered by the Insurance Authority. Each member pays a primary deposit to cover estimated losses for a fiscal year (claims ydar). After the close of a fiscal year, outstanding claims are valued. A retrospective deposit computation is then made for each open claims year. Claims are pooled separately between public safety and non-public safety. Each member has a retention level of $50,000 for each loss and this is charged directly to the member's primary deposit. Losses from $50,000 to $100,000 and the loss development reserve associated with losses up to $100,000 are pooled based on the member's share of losses under $50,000. Losses from $100,000 to $2,000,000 and employer's liability losses from $5,000,000 to $10,000,000 and loss development reserves associated with those losses are pooled based on payroll. Losses from $2,000,000 to $5,000,000 are pooled with California State Association of Counties — Excess Insurance Authority members. Costs from $2,000,000 to $300,000,000 are transferred to reinsurance carriers. Costs in excess of $300,000,000 are pooled among the Members based on payroll. Protection is provided per statutory liability under California Workers' Compensation law. Administrative expenses are paid from the Insurance Authority's investment earnings. In addition to coverage with the Authority, the City also carries additional coverage for earthquake & flood and real and personal property with Pacific Insurance Co. Coverage is $5,000,000 with a 10% deductible subject to a minimum of $25,000. The total insured value of real and personal property is $36,696,000. An excess earthquake & flood and real and personal property policy is held with Endurance American Specialty Insurance Company. Coverage is $2,500,000 in excess of the $5,000,000 covered by the primary policy. Employee dishonesty, forgery and computer fraud insurance is held with Hartford Insurance Company. Coverage is $1,000,000 with a $5,000 deductible. All risk property insurance, including auto physical damage is held with Lexington Insurance Company. Coverage is up to $10,000,000 per occurrence with various sublimits depending on the property. The total insured value of real and personal property is $50,689,900. During the past three fiscal years none of the above programs of protection have had settlements or judgments that exceed pooled or insured coverage. There have been no significant reductions in pooled or insured liability coverage from coverage in the prior year. CYy City of La Quinta Notes to Financial Statements (Continued) Note 16: Contingencies Various claims and suits have been filed against the City in the normal course of operations - Although the outcome of these lawsuits is not presently determinable, in the opinion of management, the resolution of these matters will not have a material adverse effect on the financial position of the City. Vista Dunes Court Yard Homes In October 2007, the La Quinta Redevelopment Agency entered into an agreement pursuant to which it transferred fee title to a parcel generally located at Adams Street and Miles Avenue (the "Site") improved with 80 rental apartment units (the "Housing Development") to National CORE. National CORE, in turn transferred the Site and Housing Development to a limited partnership as a requirement to enter into a 15 year tax credit bond sale- In the future, National CORE is obligated to (1) exercise its option to acquire the Site and Housing Development from the limited partnership at the close of the 15 year tax credit period, as set forth in the partnership agreement, and (2) convey fee title to the Site and Housing Development to the City, as the Agency's successor, on the 55`h anniversary of the permanent loan closing. As of the June 30, 2008, the permanent loan closing has not occurred. Note 17: Construction Commitments The following material construction commitments existed at June 30, 2008: Name Silver Rock Resort Infrastructure Silver Rock Resort Club House Silver Rock Resort Entry Feature & Roads Dune Palms Road and Ave 48 Housing Community Park Land Acquisition Adams Street Bridge Improvements Note 18: Unreserved Fund Balances Expenditures Contract to date as of Remaining Amount June 30, 2008 Commitments $ 26,358,941 $ 954,271 $ 25,404,670 25,412,010 690,917 24,721,093 5,594,224 74,897 5,519,327 30,153,435 15,604,746 14,548,689 8,000,000 2,569 7,997,431 12,408,001 69,270 12,338,731 Unreserved fund balances at June 30, 2008, consisted of the following: Lovt/Moderate Income RDA PA No RDA PA No Other Housing PA 1 Capital 2 Debt Governmental General Fund No 2 Projects Civic Center Service Funds TOTAL Designated for: Emergency reserves $19,651,824 $ - $ - $ - $ - $ - $ 19,651.824 Cash flaws 3,689,359 - - - - - 3,689,359 Capital improvements 2,100.000 - - - - - 2,100.000 Educational purposes - CSUSB 250.000 - - - - - 250,000 Economic development 1,911,131 - - - - - 1.911,131 Carryover appropriations 2,673,793 - - - - - 2,673,793 Operations/prolects/hansfers 16,734,016 - - - - - 16,734,016 Undesignated 16,512,703 39,660,439 (9,393,000) (4,455,247) 41,480,125 83,805,020 Total unreserved fund balances (deficit) $47,010,123 $ 16,512,703 $39,660,439 $(9,393,000) $(4,455,247) $41,480.125 $ 130,815,143 67 City of La Quinta Notes to Financial Statements (Continued) NoteIS: Golf Course Management Agreement The City entered into an agreement with Landmark Golf Management LLC (operator) to manage the golf operations at the city -owned SilverRock Gold Course. The Agreement entered into on April 6, 2004, sets forth a five year term commencing upon the completion of the golf course. On January 14, 2005, the golf course was deemed to be complete and management was turned over to the operator. The contract provides that the operator will manage the day to day operations, hire employees, provide golf pro shop and food services, manage all marketing and promotional activities, prepare the annual budget report for Council consideration, and manage accounting and payroll functions. In addition to the annual payment for management services, the City has advanced the operator $250,000 to pay for golf course expenses. Twice a month the operator submits a request for reimbursement to the City to replenish the City's advance. In addition, the agreement sets forth the establishment of a capital reserve fund of 2% of green fees. For the fiscal year ending June 30, 2008, the Golf Course had an operating loss before contributions and transfers of $990,759. Note 20: Reimbursement Agreements The City entered into a transient occupancy tax (TOT) revenue reimbursement agreement on August 31, 2006, with Village Resort LLC, the owner of an Embassy Suites Hotel. The hotel owner is required to remit on a monthly basis any TOT collected to the City, thirty days after each month. Under terms of the agreement, the City shall make quarterly payments of 40% of any TOT generated from the Hotel in an amount not to exceed $1,000,000 over a five year period. The agreement terminates when either the $1,000,000 limit is reached or in 5 years whichever comes first In addition, the hotel may not assign or transfer this agreement without the City's prior written consent, which it may withhold at its discretion. The hotel opened in November 2006. As of June 30, 2008, the City made $171,679 in reimbursement payments to the owner leaving an outstanding balance of $709,470. The City entered into a sales tax sharing agreement on January 30, 2006, with Costco Wholesale Corporation. Under the terms of the agreement the City shall make quarterly payments of 40% of any sales tax generated from Costco in an amount not to exceed $4,000,000 over a ten year period. Due to the reporting of sales tax information by the State Board of Equalization to the City, the reimbursement payments by the City will lag by one quarter. The agreement terminates when either the $4,000,000 limit is reached or in 10 years whichever comes first. The Costco business opened in November 2006. As of June 30, 2008, the City made $290,676 in reimbursement payments to the owner leaving an outstanding balance of $3,594,284. m OTHER GOVERNMENTAL FUNDS SPECIAL REVENUE FUNDS Special revenue funds are used to account for specific revenues (other than expendable trusts and major capital projects) and the related expenditures that are legally required to be accounted for in a separate fund. The City of La Quinta has the following Special Revenue Funds: State Gas Tax Fund — To account for gasoline allocations made by the State of California. Theses revenues are restricted by the State to expenditures for street -related purposes only. Library Fund — To account for revenues from property tax increment dedicated library services. Federal Assistance Fund — To account for revenues from the Community Development Block Grants received from the Federal Government and the expenditures of those resources. State Law Enforcements Block Grant (SLEBG) Fund — To account for state funded "Citizens for Public Safety" (COPS) program activities, as per Assembly Bill 3229, which supplements frontline police serviced such as anti -gang community crime prevention. Indian Gaming Fund — To account for contributions for public safety activities to reduce crime and increase public safety. Lighting and Landscape Special Assessment District 89-1 Fund — To account for special assessments levied on real property and the expenditure thereof from City-wide lighting and landscape maintenance and improvements. Riverside County Transportation Commission (RCTC) Fund - To account for grant funds related to transportation projects. Quimby Fund — To account for the accumulation of developer fees received under the provisions of the Quimby Act for park development and improvements. Capital projects to be funded from this source will be budgeted and expended in a separate capital projects fund. La Quinta Public Safety Officer Fund — To account for contributions to be distributed to public safety officers disabled or killed in the line of duty. Arts in Public Places — To account for development fees paid in lieu of acquisition and installation of approved artworks in a development with expenditures restricted to acquisition, installation, maintenance and repair of artworks at approved sites. South Coast Air Quality Fund — To account for contributions from the South Coast Air Quality Management District. Use is limited to reduction and control of airborne pollutants. AB 939 Fund — To account for the State mandated program to reduce waste sent to the landfills through recycling efforts. Redevelopment Agency. Low and Moderate Bond fund P.A. No. 1 and No. 2 Funds — To account for the required 20% set aside of property tax increments that is legally restricted for increasing or improving housing for low and moderate income households. m Development Agreement Fund — To account for the proceeds of development agreement revenues collected and the related expenditures in accordance with State requirements. Coachella Valley Violent Crime Gang Task Force - To account for the revenues and expenditures of this valley -wide crime prevention program with funding coming from the member agencies and grant revenue. Justice Assistance Grant - To account for the revenues and expenditures of the Justice Assistance Grant Program. Proposition 1B Fund -_To account for the revenues and expenditures related to Proposition 1B monies. CAPITAL PROJECT FUNDS Capital projects funds account for the financial resources to be used for the acquisition, construction or improvements of major capital facilities and infrastructure. 2004 Low/Mod Bond Fund — To account for the 2004 revenue bond proceeds that will be used to finance projects benefiting low and moderate income housing in La Quinta Redevelopment Project Area No. 1 and Project Area No. 2. Infrastructure Fund - To account for the accumulation of resources provided through developer fees for the acquisition, construction or improvement of the City's infrastructure, prior to adoption of the new Developer Impact Fee Structure on August 16, 1999. This fund accounts for all developer resources received prior to this date, and is budgeted by the Council through adoption of the annual capital improvement program budget. Transportation Fund. Parks and Recreations Fund Civic Center Fund Library Development Fund Community Center Fund Street Facility Fund Park Facility Fund Fire Facility Fund — To account for the accumulation of resources provided through developer fees for the acquisition, construction, or improvement of the City's infrastructure. The Developer Impact Fee was adopted by the City Council on August 16, 1999. Six new funds have been established to account for the specific impact areas of these fees, and are budgeted by the Council through adoption of the annual Capital Improvement Program budget. Redevelopment Agency Capital Projects Fund Area 2 - To account for the bond proceeds, interest and other funding that will be used for development, planning, construction and land acquisition. DEBT SERVICE FUNDS Debt Service Funds are used to account for the accumulation of resources for, and the payment of, governmental long-term debt principal and interest. La Quinta Financing Authority Fund — To account for rental activity for the Civic Center and rental income used to pay the Financing Authority civic Center and 2004 Local Agency Revenue Bond debt obligations. 70 THIS PAGE INTENTIONALLY LEFT BLANK 71 CITY OF LA QUINTA COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS JUNE 30, 2008 Assets: Pooled cash and investments Receivables: Accounts Notes Accrued interest Prepaid costs Due from other governments Due from other funds Advances to other funds Restricted assets: Cash and investments with fiscal agents Total Assets Liabilities and Fund Balances: Liabilities: Accounts payable Deposits payable Deferred revenues Unearned revenue Due to other governments Due to other funds Advances from other funds Total Liabilities Fund Balances: Fund balances: Reserved: Reserved for prepaid costs Reserved for notes receivable Reserved for advances to other funds Unreserved: Undesignated Total Fund Balances Total Liabilities and Fund Balances Special Revenue Funds State Gas Federal Tax Library Assistance SLEBG $ 30,455 $ - $ - $ 18,981 258 344 247.149 - 13,023 3,253 $ 277,862 $ - $ 13,023 $ 22,578 6,603 - - 13,023 1,077,724 1,084,327 13,023 - 277,862 (1,084,327) 22,578 277,862 (1,084,327) - 22,578 $ 277,862 $ - $ 13,023 $ 22,578 72 CITY OF LA QUINTA COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS JUNE 30, 2008 (Continued) Assets: Pooled cash and investments Receivables: Accounts Notes Accrued interest Prepaid costs Due from other governments Due from other funds Advances to other funds Restricted assets: Cash and investments with fiscal agents Total Assets Liabilities and Fund Balances: Liabilities: Accounts payable Deposits payable Deferred revenues Unearned revenue Due to other governments Due to other funds Advances from other funds Total Liabilities Fund Balances: Fund balances: Reserved: Reserved for prepaid costs Reserved for notes receivable Reserved for advances to other funds Unreserved: Undesignated Total Fund Balances Special Revenue Funds Lighting Indian and Gaming Landscape RCTC Quimby $ 143,288 $ - $ - $ 10,300,538 671 - - 39,380 31,704 318,391 $ 143,959 $ 31,704 $ 318,391 $ 10,339,918 143,959 143,959 318,391 318,391 636,782 31,704 (318,391) 10,339,918 31,704 (318,391) 10,339,918 Total Liabilities and Fund Balances $ 143,959 $ 31,704 $ 318,391 $ 10,339,918 73 CITY OF LA QUINTA COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS JUNE 30, 2008 Assets: Pooled rash and investments Receivables: Accounts Notes Accrued interest Prepaid costs Due from other governments Due from other funds Advances to other funds Restricted assets: Cash and investments with fiscal agents Total Assets Liabilities and Fund Balances: Liabilities: Accounts payable Deposits payable Deferred revenues Unearned revenue Due to other governments Due to other funds Advances from other funds Total Liabilities Fund Balances: Fund balances: Reserved: Reserved for prepaid costs Reserved for notes receivable Reserved for advances to other funds Unreserved: Undesignated Total Fund Balances Total Liabilities and Fund Balances Special Revenue Funds Arts in Public Public South Coast Safety Places Air Quality AB 939 $ 18,333 $ 1,082,829 $ 252,514 $ 1,426,332 70 4,145 939 5,412 $ 18,403 $ 1,086,974 $ 253,453 $ 1,431,744 20,264 $ - $ 20,264 18,403 1,066,710 253,453 1,431,744 18,403 1,066,710 253,453 1,431,744 $ 18,403 $ 1,086,974 $ 253,453 $ 1,431,744 74 CITY OF LA QUINTA COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS JUNE 30,2008 (Continued) Assets: Pooled cash and investments Receivables: Accounts Notes Accrued interest Prepaid costs Due from other governments Due from other funds Advances to other funds Restricted assets: Cash and investments with fiscal agents Total Assets Liabilities and Fund Balances: Liabilities: Accounts payable Deposits payable Deferred revenues Unearned revenue Due to other governments Due to other funds Advances from other funds Total Liabilities Fund Balances: Fund balances: Reserved: Reserved for prepaid costs Reserved for notes receivable Reserved for advances to other funds Unreserved: Undesignated Special Revenue Funds Low/Moderate CV Violent Justice Income Housing Development Crime Assistance PA No. 1 Agreement Task Force Grant $ 3,411,134 $ 193,935 $ 150,477 $ 11,165 - 191 3,682,658 - - 7,724 740 581 1,949 - - 341,447 9,337 $ 7,456,077 $ 194,676 $ 160,586 $ $ 45.055 $ - $ 2,724 $ 14,732 194,675 - 1,606,595 - 2,834 1,669,216 194,675 2,724 1,949 2,076,063 - 3,708,849 157,862 Total Fund Balances 5,786,861 - 157,862 Total Liabilities and Fund Balances $ 7,456,077 $ 194,675 $ 160,586 $ 75 CITY OF LA QUINTA COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS JUNE 30, 2008 Special Revenue Funds Capital Projects Funds 2004 Proposition 18 Low/Mod Assets: Fund Bond Infrastructure Transportation Pooled cash and investments $ 617.674 $ - $ 399,119 $ 7,862,686 Receivables: Accounts Notes Accrued interest Prepaid costs Due from other governments Due from other funds Advances to other funds Restricted assets: Cash and investments with fiscal agents Total Assets Liabilities and Fund Balances: Liabilities: Accounts payable Deposits payable Deferred revenues Unearned revenue Due to other governments Due to other funds Advances from other funds Total Liabilities Fund Balances: Fund balances: Reserved: Reserved for prepaid costs Reserved for notes receivable Reserved for advances to other funds Unreserved: Undesignated Total Fund Balances Total Liabilities and Fund Balances 2,795 1,301 30,713 - 24,128,318 - _ $ 620,469 $ 24,128,318 $ 400,420 $ 7,893,399 620,469 5,684,047 620,469 5,684,047 18,444,271 400,420 7,893,399 - 18,444,271 400,420 7,893,399 $ 620,469 $ 24,128,318 $ 400,420 $ 7,893,399 76 CITY OF LA QUINTA COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS JUNE 30,2008 (Continued) Assets: Pooled cash and investments Receivables: Accounts Notes Accrued interest Prepaid costs Due from other governments Due from other funds Advances to other funds Restricted assets: Cash and investments with fiscal agents Total Assets Liabilities and Fund Balances: Liabilities: Accounts payable Deposits payable Deferred revenues Unearned revenue Due to other governments Due to other funds Advances from other funds Total Liabilities Capital Projects Funds Parks and Library Community Street Recreation Development Center Facility $ - $ - $ 1,126,621 $ 311.965 4,307 1,207 $ $ $ 1,130,928 $ 313,172 1,513,574 1,949,006 1,513,574 1,949,006 - Fund Balances: Fund balances: Reserved: Reserved for prepaid costs Reserved for notes receivable Reserved for advances to other funds - - Unreserved: Undesignated (1,513,574) (1,949,006) 1,130,928 313,172 Total Fund Balances (1,513,574) (1,949,006) 1,130,928 313,172 Total Liabilities and Fund Balances $ $ - $ 1,130,928 $ 313,172 77 CITY OF LA QUINTA COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS JUNE 30, 2008 Assets: Pooled cash and investments Receivables: Accounts Notes Accrued interest Prepaid costs Due from other governments Due from other funds Advances to other funds Restricted assets: Cash and investments with fiscal agents Total Assets Liabilities and Fund Balances: Liabilities: Accounts payable Deposits payable Deferred revenues Unearned revenue Due to other governments Due to other funds Advances from other funds Total Liabilities Fund Balances: Fund balances: Reserved: Reserved for prepaid costs Reserved for notes receivable Reserved for advances to other funds Unreserved: Undesignated Total Fund Balances Total Liabilities and Fund Balances Debt Service Capital Projects Funds Funds Redevelopment Park Fire Agency Financing Facility Facility PA No. 2 Authority $ 97,291 $ - $ 1,355,599 $ 10,138 50,400 373 5,368 - 608 655 312,000 939,634 $ 97,664 $ $ 2,663,609 $ 10,793 9,550 27,835 939,634 939,634 37,385 608 939,634 655 97,664 (939,634) 1,685,982 10,138 97,664 (939,634) 2,626,224 10,793 $ 97,664 $ - $ 2,663,609 $ 10,793 78 CITY OF LA QUINTA COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS JUNE 30, 2008 Total Governmental Funds Assets: Pooled rash and investments $ 28,809,909 Receivables: Accounts 61,756 Notes 3,682,658 Accrued interest 106,328 Prepaid costs 3,212 Due from other governments 964,304 Due from other funds 312,000 Advances to other funds 939,634 Restricted assets: Cash and investments with fiscal agents 24,128,318 Total Assets $ 59,008,119 Liabilities and Fund Balances: Liabilities: $ 77,593 Accounts payable Deposits payable 237,242 Deferred revenues 1,924,986 Unearned revenue 764,428 Due to other governments 9,437 Due to other funds 6,015,461 Advances from other funds 5,479,938 Total Liabilities 14,509,085 Fund Balances: Fund balances: Reserved: Reserved for prepaid costs 3,212 Reserved for notes receivable 2,076,063 Reserved for advances to other funds 939,634 Unreserved: Undesignated 41,480,125 Total Fund Balances 44,499,034 Total Liabilities and Fund Balances $ 59,008,119 79 CITY OF LA QUINTA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE NONMAJOR GOVERNMENTAL FUNDS YEAR ENDED JUNE 30. 2008 Revenues: Taxes Assessments Intergovernmental Contribution from property owners Charges for services Use of money and property Contributions Developer participation Loan repayments Total Revenues Expenditures: Current: General government Public safety Planning and development Community services Public works Debt service: Principal retirement Interest and fiscal charges Total Expenditures Excess (Deficiency) of Revenues Over (Under) Expenditures Other Financing Sources (Uses): Transfers in Transfers out Proceeds from sale of capital assets Total Other Financing Sources (Uses) Net Change in Fund Balances Fund Balances, Beginning of Year Fund Balances, End of Year Special Revenue Funds State Gas Federal Tax Library Assistance SLEBG 737,567 2,941,954 715,630 103.253 3,321 3,487 - 2,901 - 26,500 - 740,888 2,971,941 715,630 106,154 - 2,191,554 - 575,271 - 575,271 2,191,554 165,617 780,387 715,630 106,154 40,000 - - - (22) (3,346,142) (715,630) (101,188) 39,978 (3,346,142) (715,630) (101,188) 205,595 (2,565,755) 4,966 72,267 1,481,428 17,612 $ 277,862 $ (1,084,327) $ $ 22,578 GI Y l C�i� �iLl l l;<t fit COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE NONMAJOR GOVERNMENTAL FUNDS YEAR ENDED JUNE 30, 2008 (Continued) Revenues: Taxes Assessments Intergovernmental Contribution from property owners Charges for services Use of money and property Contributions Developer participation Loan repayments Total Revenues Expenditures: Current: General government Public safety Planning and development Community services Public works Debt service: Principal retirement Interest and fiscal charges Total Expenditures Excess (Deficiency) of Revenues Over (Under) Expenditures Other Financing Sources (Uses): Transfers in Transfers out Proceeds from sale of capital assets Total Other Financing Sources (Uses) Net Change in Fund Balances Fund Balances, Beginning of Year Fund Balances, End of Year Special Revenue Funds Lighting Indian and Gaming Landscape RCTC Quimby 168,155 909,229 - - 86,559 4,300 404,835 299,326 168,155 909,229 86,559 708,461 32,000 910,136 - 910,136 - 32,000 168,155 (907) 86,559 676,461 (168,155) - (404,950) (2,569) (168,155) (404,950) (2,569) (907) (318,391) 673,892 32,611 - 9,666,026 $ $ 31,704 $ (318,391) $10,339,918 81 CITY OF LA QUINTA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE NONMAJOR GOVERNMENTAL FUNDS YEAR ENDED JUNE 30, 2008 Revenues: Taxes Assessments Intergovernmental Contribution from property owners Charges for services Use of money and property Contributions Developer participation Loan repayments Total Revenues Expenditures: Current: General government Public safety Planning and development Community services Public works Debt service: Principal retirement Interest and fiscal charges Total Expenditures Excess (Deficiency) of Revenues Over (Under) Expenditures Other Financing Sources (Uses): Transfers in Transfers out Proceeds from sale of capital assets Total Other Financing Sources (Uses) Net Change in Fund Balances Fund Balances, Beginning of Year Fund Balances, End of Year Special Revenue Funds Arts in Public Public South Coast Safety Places Air Quality AB 939 48,223 - - - 110.900 710 42,626 9,414 57,583 - 155,944 710 198,570 57,637 168,483 - 16,119 149,636 - 198,781 - - 198,781 16,119 149,636 710 (211) 41,518 18,847 2,000 2,000 2,710 (211) 41,518 18,847 15,693 1,066, 921 211,935 1,412,897 $ 18,403 $ 1,066,710 $ 253,453 $ 1,431,744 82 CITY OF LA QUINTA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE NONMAJOR GOVERNMENTAL FUNDS YEAR ENDED JUNE 30, 2008 (Continued) Special Revenue Funds Low/Moderate CV Violent Justice Income Housing Development Crime Assistance PA No. 1 Agreement Task Force Grant Revenues: Taxes $ 10,869,078 $ - $ - $ - Assessments - - Intergovernmental - 70,961 10,607 Contribution from property owners 275,665 - - - Charges for services - - Use of money and property (19,240) - 5,720 - Contributions - Developer participation - Loan repayments 471,811 - - - Total Revenues 11,597,314 - 76,681 10,607 Expenditures: Current: General government - Public safety - 39,332 Planning and development 7,405,006 - - Community services - - - Public works - - - Debt service, Principal retirement - - - Interest and fiscal charges - - - Total Expenditures 7,405,006 - 39,332 - Excess (Deficiency) of Revenues Over (Under) Expenditures 4,192,308 - 37,349 10,607 Other Financing Sources (Uses): Transfers in 313,156 - - - Transfers out (4,557,990) - - (10,607) Proceeds from sale of capital assets 158,061 - - - Total Other Financing Sources (Uses) (4,086,773) - - (10,607) Net Change in Fund Balances 105,535 - 37,349 - Fund Balances, Beginning of Year 5,681,326 - 120,513 Fund Balances, End of Year $ 5,786,861 $ - $ 157,862 $ 1-M CITY OF LA QUINTA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE NONMAJOR GOVERNMENTAL FUNDS YEAR ENDED JUNE 30, 2008 Special Revenue Funds Capital Projects Funds Revenues: Taxes Assessments Intergovernmental Contribution from property owners Charges for services Use of money and property Contributions Developer participation Loan repayments Total Revenues Expenditures: Current: General government Public safety Planning and development Community services Public works Debt service: Principal retirement interest and fiscal charges Total Expenditures Excess (Deficiency) of Revenues Over (Under) Expenditures Other Financing Sources (Uses): Transfers in Transfers out Proceeds from sale of capital assets Total Other Financing Sources (Uses) Net Change in Fund Balances Fund Balances, Beginning of Year Fund Balances, End of Year 2004 Proposition 1B Low/Mod Fund Bond Infrastructure Transportation 40,468 12,644 1,602,168 14,372 309,869 - - - 1,189,155 53,112 1,602,168 14,372 1,499,024 - 147,200 147,200 53,112 1,454,968 14,372 1,499,024 (53,112) (21,294,034) (127,645) (779,162) (53,112) (21,294,034) (127,645) (779,162) (19,839,066) (113,273) 719,862 38,283,337 513,693 7,173,537 $ $ 18,444,271 $ 400,420 $ 7,893,399 84 CITY OF LA QUINTA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE NONMAJOR GOVERNMENTAL FUNDS YEAR ENDED JUNE 30, 2008 (Continued) Revenues: Taxes Assessments Intergovernmental Contribution from property owners Charges for services Use of money and property Contributions Developer participation Loan repayments Total Revenues Expenditures: Current: General government Public safety Planning and development Community services Public works Debt service: Principal retirement Interest and fiscal charges Total Expenditures Excess (Deficiency) of Revenues Over (Under) Expenditures Other Financing Sources (Uses): Transfers in Transfers out Proceeds from sale of capital assets Total Other Financing Sources (Uses) Net Change in Fund Balances Fund Balances, Beginning of Year Fund Balances, End of Year Capital Projects Funds Parks and Library Community Street Recreation Development Center Facility 43,926 12,412 418,293 164.896 31,619 42,300 418,293 164,896 75,545 54,712 78,425 88,471 - - 78,425 88,471 - - 339,868 76,425 75,545 54,712 (54,029) (54,029) 339,868 76,425 75,545 683 (1,853,442) (2,025,431) 1,065,383 312,489 $ (1,513,574) $ (1,949,006) $ 1,130,928 $ 313,172 85 CITY OF LA QUINTA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE NONMAJOR GOVERNMENTAL FUNDS YEAR ENDED JUNE 30, 2008 Revenues: Taxes Assessments Intergovernmental Contribution from property owners Charges for services Use of money and property Contributions Developer participation Loan repayments Total Revenues Expenditures: Current: General government Public safety Planning and development Community services Public works Debt service: Principal retirement Interest and fiscal charges Total Expenditures Excess (Deficiency) of Revenues Over (Under) Expenditures Other Financing Sources (Uses): Transfers in Transfers out Proceeds from sale of capital assets Total Other Financing Sources (Uses) Net Change in Fund Balances Fund Balances, Beginning of Year Fund Balances, End of Year Debt Service Capital Projects Funds Funds Redevelopment Park Fire Agency Financing Facility Facility PA No. 2 Authority 675,880 - 9,641 3,662 - 105,906 159 10,559 47,882 14,221 47,882 105,906 685,680 - - - 9,641 - - 157,238 - 42,845 1,930.000 4,672,686 42,845 157,238 6,612,327 14,221 5,037 (51,332) (5,926,647) 312,000 5,926,806 (324,792) - (12,792) 5,926,806 14,221 5,037 (64,124) 159 83,443 (944,671) 2,690,348 10,634 $ 97,664 $ (939,634) $ 2,626,224 $ 10,793 CITY OF LA QUINTA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE NONMAJOR GOVERNMENTAL FUNDS YEAR ENDED JUNE 30, 2008 Total Governmental Funds Revenues: $ 10,869,078 Taxes Assessments 909,229 Intergovernmental 4,927,677 Contribution from property owners 951,545 Charges for services 120,541 Use of money and property 2,616.475 Contributions 26,500 Developer participation 2,359,974 Loan repayments 471,811 Total Revenues 23,252,830 Expenditures: Current: General government 9,641 Public safety 39,332 Planning and development 7,875,199 Community services 2,422,335 Public works 1,485,407 Debt service: 1,930,000 Principal retirement 4,882,427 Interest and fiscal charges Total Expenditures 18,644,341 Excess (Deficiency) of Revenues Over (Under) Expenditures 4,608,489 Other Financing Sources (Uses): Transfers in 6,593,962 Transfers out (31,940,027) Proceeds from sale of capital assets 158,061 Total Other Financing Sources (Uses) (25,188,004) Net Change in Fund Balances (20,579,515) Fund Balances, Beginning of Year 65,078,549 Fund Balances, End of Year $ 44,499,034 M. CITY OF LA QUINTA BUDGETARY COMPARISON SCHEDULE STATE GAS TAX YEAR ENDED JUNE 30, 2008 Budgetary Fund Balance, July 1 Resources (Inflows): Intergovernmental Use of money and property Transfers from other funds Amounts Available for Appropriation Charges to Appropriation (Outflow): Public works Transfers to other funds Total Charges to Appropriations Budgetary Fund Balance, June 30 Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) $ 72,267 $ 72,267 $ 72,267 $ - 743,100 743,100 737,567 (5,533) 13,100 13,100 3,321 (9,779) 40,000 40,000 828,467 828,467 853,155 24,688 575,271 575,271 575,271 - - 1,489 22 1,467 575,271 576,760 575,293 1,467 $ 253,196 $ 251,707 $ 277,862 $ 26,155 m CITY OF LA QUINTA BUDGETARY COMPARISON SCHEDULE LIBRARY YEAR ENDED JUNE 30, 2008 Budgetary Fund Balance, July 1 Resources (inflows): Intergovernmental Charges for services Use of money and property Contributions Amounts Available for Appropriation Charges to Appropriation (Outflow): Public works Community services Transfers to other funds Total Charges to Appropriations Budgetary Fund Balance, June 30 Variance with Final Budget BudgetAmounts Actual Positive Original Final Amounts (Negative) $ 1,481,428 $ 1,481,428 $ 1.481,428 $ - 2,000,700 2,000,700 2,941,954 941,254 45,000 45,000 3,487 (41,513) - 26,500 26,500 - 3,527,128 3,553,628 4,453,369 899,741 2,096,529 2,096,529 2,191,554 (95,025) 500,000 3,346,281 3,346,142 139 2,596,529 5,442,810 5,537,696 (94,886) $ 930,599 $ (1,889,182) $(1,084,327) $ 804,855 m CITY OF LA QUINTA BUDGETARY COMPARISON SCHEDULES FEDERAL ASSISTANCE YEAR ENDED JUNE 30, 2008 Budgetary Fund Balance, July 1 Resources (Inflows): Intergovernmental Transfers from other funds Amounts Available for Appropriation Charges to Appropriation (Outflow): Transfers to other funds Total Charges to Appropriations Budgetary Fund Balance, June 30 Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) 164,800 706,276 715,630 9,354 164,800 706,276 715,630 9,354 190,000 706,276 715,630 (9,354) 190,000 706,276 715,630 (9,354) $ (25,200) $ - $ - $ m CITY OF LA QUINTA BUDGETARY COMPARISON SCHEDULE SLEBG YEAR ENDED JUNE 30, 2008 Budgetary Fund Balance, July 1 Resources (Inflows): Intergovernmental Use of money and property Transfers from other funds Amounts Available for Appropriation Charges to Appropriation (Outflow): Transfers to other funds Total Charges to Appropriations Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) $ 17,612 $ 17,612 $ 17,612 $ - 100,000 100,000 103,253 3,253 400 400 2,901 2,501 118,012 118,012 123,766 5,754 100,400 100,400 101,188 (788) 100,400 100,400 101,188 (788) Budgetary Fund Balance, June 30 $ 17,612 $ 17,612 $ 22,578 $ 4,966 91 CITY OF LA QUINTA BUDGETARY COMPARISON SCHEDULE INDIAN GAMING YEAR ENDED JUNE 30, 2008 Variance with Final Budget BudgetAmounts Actual Positive Original Final Amounts (Negative) Budgetary Fund Balance, July 1 $ _ $ _ $ $ Resources (Inflows): Intergovernmental Use of money and property Amounts Available for Appropriation Charges to Appropriation (Outflow): Transfers to other funds Total Charges to Appropriations Budgetary Fund Balance, June 30 177,250 177,250 168,155 (9,095) 13,500 13,500 (13,500) 190,750 190,750 168,155 (22,595) 201,142 201,142 168,155 32,987 201,142 201,142 168,155 32,987 $ (10,392) $ - $ 10,392 92 CITY OF LA QUINTA BUDGETARY COMPARISON SCHEDULE LIGHTING AND LANDSCAPE YEAR ENDED JUNE 30, 2008 Budgetary Fund Balance, July 1 Resources (Inflows): Assessments Amounts Available for Appropriation Charges to Appropriation (Outflow): Public works Total Charges to Appropriations Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) $ 32,611 $ 32,611 $ 32,611 $ - 916,500 916,500 909,229 (7,271) 949,111 949,111 941,840 (7,271) 916,500 916,500 910,136 6,364 916,500 916,600 910,136 6,364 Budgetary Fund Balance, June 30 $ 32,611 $ 32,611 $ 31,704 $ (907) 93 CITY OF LA QUINTA BUDGETARY COMPARISON SCHEDULE RCTC YEAR ENDED JUNE 30, 2008 Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) Budgetary Fund Balance, July 1 $ _ $ _ $ _ $ _ Resources (Inflows): Intergovernmental Transfers from other funds Amounts Available for Appropriation Charges to Appropriation (Outflow): Transfers to other funds Total Charges to Appropriations Budgetary Fund Balance, June 30 2,327,400 2,292,807 86,559 (2,206,248) 2,327,400 2,292,807 86,559 (2,206,248) 4,149,826 404,950 3.744,876 4,149,826 404,950 3,744,876 $ 2,327,400 $ (1,857,019) $ (318,3911 $ 1,538,628 94 CITY OF LA QUINTA BUDGETARY COMPARISON SCHEDULE QUIMBY YEAR ENDED JUNE 30, 2008 Budgetary Fund Balance, July 1 Resources (Inflows): Intergovernmental Use of money and property Developer fees Amounts Available for Appropriation Charges to appropriation (outflow): Community services Transfers to other funds Total Charges to Appropriations Budgetary Fund Balance, June 30 Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) $ 9,666,026 $ 9,666,026 $ 9,666,026 $ - _ - 4,300 4,300 422,000 422,000 404,835 (17,165) 1,016,000 1,016,000 299,326 (716,674) 11,104,026 11,104,026 10,374,487 (729,539) 8,540,100 8,572,100 8,540,100 8,572,100 32,000 (32,000) 2,569 8,569,531 34,569 8,537,531 $ 2,563,926 $ 2,531,926 $ 10,339,918 $ 7,807,992 P&I CITY OF LA OUINTA BUDGETARY COMPARISON SCHEDULE PUBLIC SAFETY YEAR ENDED JUNE 30, 2008 Budgetary Fund Balance, July 1 Resources (Inflows): Use of money and property Transfers from other funds Amounts Available for Appropriation Charges to Appropriation (Outflow): Public safety Total Charges to Appropriations Budgetary Fund Balance, June 30 Variance with Final Budget BudgetAmounts Actual Positive Original Final Amounts (Negative) $ 15,693 $ 15,693 $ 15,693 $ - 2,000 2,000 710 (1,290) 600 600 2,000 1,400 18,293 18,293 18,403 110 2,000 2,000 - 2,000 2,000 2,000 - 2,000 $ 16,293 $ 16,293 $ 18,403 $ 2,110 CITY OF LA QUINTA BUDGET COMPARISON SCHEDULE ARTS IN PUBLIC PLACES YEAR ENDED JUNE 30, 2008 Budgetary Fund Balance, July 1 Resources (Inflows): Use of money and property Developer fees Amounts available for appropriation Charges to Appropriation (Outflow): Community services Transfers to other funds Total Charges to Appropriations Budget Amounts Original Final $1,066,921 $ 1,066,921 16,400 40,000 97,500 97,500 1,180,821 1,204,421 488,450 488,450 200,000 400,000 688,450 888,450 Actual Amounts $ 1,066,921 42,626 155,944 1,265,491 Variance with Final Budget Positive (Negative) 2,626 58,444 61,070 198,781 289,669 - 400,000 198,781 689,669 Budgetary Fund Balance, June 30 $ 492,371 $ 315,971 $ 1,066,710 $ 750,739 CITY OF LA QUINTA BUDGETARY COMPARISON SCHEDULE SOUTH COAST AIR QUALITY YEAR ENDED JUNE 30, 2008 Budgetary Fund Balance, July 1 Resources (inflows): Intergovernmental Use of money and property Amounts Available for Appropriation Charges to Appropriation (Outflow): Planning and development Total Charges to Appropriations Budgetary Fund Balance, June 30 Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) $ 211,935 $ 211,935 $ 211,935 $ - 47,700 47,700 48,223 523 9,200 9,200 9,414 214 268,835 268,835 269,572 737 26,600 26,600 16,119 10,481 26,600 26,600 16,119 10,481 $ 242,235 $ 242,235 $ 253,453 $ 11,218 CITY OF LA QUINTA BUDGETARY COMPARISON SCHEDULE AB 939 YEAR ENDED JUNE 30, 2008 Budgetary Fund Balance, July 1 Resources (Inflows): Charges for services Use of money and property Amounts Available for Appropriation Charges to Appropriation (Outflow): Planning and development Total Charges to Appropriations Budget Amounts Original Final $ 1,412,897 $ 1,412,897 Variance with Final Budget Actual Positive Amounts (Negative) $ 1,412,897 $ - 110,900 110,900 - 54,800 54,800 57,583 2,783 1,467,697 1,578,597 1,581,380 2,783 202,500 238,500 149,636 88,864 202,500 238,500 149,636 88,864 Budgetary Fund Balance, June 30 $1,266,197 $ 1,340,097 $ 1,431,744 $ 91,647 BE CITY OF LA QUINTA BUDGETARY COMPARISON SCHEDULE LOW/MODERATE INCOME HOUSING PA NO. 1 YEAR ENDED JUNE 30, 2008 Budgetary Fund Balance, July 1 Resources (Inflows): Taxes Contributions from property owners Use of money and property Proceeds from sale of capital assets Other financing sources Loan repayments Transfers from other funds Amounts Available for Appropriation Charges to Appropriation (Outflow): Planning and development Transfers to other funds Total Charges to Appropriations Budgetary Fund Balance, June 30 Budget Amounts Original Final $ 5,681,326 $ 5,681,326 10.600,600 252,000 404,800 150,000 17,088,726 11,166,237 252,000 404,800 150,000 125,000 354,000 313,156 18,446,519 Variance with Final Budget Actual Positive Amounts (Negative) $ 5,681,326 $ 10,869,078 (297,159) 275,665 23,665 (19,240) (424,040) 158,061 8,061 - (125,000) 471,811 117,811 313,156 - 17,749,857 (696,662) 1,616,335 12,204,797 7,405,006 4,799,791 4,450,261 4,557,990 4,557,990 - 6,066,596 16,762,787 11,962,996 4,799,791 $ 11,022,130 $ 1,683,732 $ 5,786,861 $ 4,103,129 100 CITY OF LA QUINTA BUDGETARY COMPARISON SCHEDULE CV VIOLENT CRIME TASK FORCE YEAR ENDED JUNE 30, 2008 Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) Budgetary fund balance, July 1 $ 120,513 $ 120,513 $ 120,513 $ Resources (inflows): Intergovernmental 98,500 141,000 70,961 (70,039) Use of money and property 3,000 5,000 5,720 720 Amounts available for appropriation 222,013 266,513 197,194 (69,319) Charges to appropriation (outflow): Public safety 57,100 57,100 39,332 17,768 Total Charges to Appropriations 67,100 57,100 39,332 17,768 Budgetary fund balance, June 30 $ 164,913 $ 209,413 $ 157,862 $ (51,651) CITY OF LA QUINTA BUDGETARY COMPARISON SCHEDULE JUSTICE ASSISTANCE GRANT YEAR ENDED JUNE 30, 2008 Budgetary fund balance, July 1 Resources (inflows): Intergovernmental Amounts available for appropriation Charges to appropriation (outflow): Transfers to other funds Total Charges to Appropriations Budgetary fund balance, June 30 Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) 10,607 10,607 10,607 10,607 10,607 10,607 10,607 10,607 10,607 10,607 10,607 10,607 102 CITY OF LA QUINTA BUDGETARY COMPARISON SCHEDULE PROPOSITION I FUND YEAR ENDED JUNE X 2008 Budgetary fund balance, July 1 Resources (inflows): Intergovernmental Invest Income Amounts available for appropriation Charges to appropriation (outflow): Transfers to other funds Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) 660,937 40,468 (620,469) - 12,644 12,644 660,937 53,112 (607,825) 660,937 53,112 607,825 660,937 53,112 607,825 Budgetary fund balance, June 30 $ $ $ $ 103 CITY OF LA QUINTA BUDGETARY COMPARISON SCHEDULE CAPITAL IMPROVEMENT YEAR ENDED JUNE 30, 2008 Budgetary Fund Balance, July 1 Resources (inflows): Intergovernmental Use of money and property Developer fees Transfers from other funds Amounts Available for Appropriation Charges to Appropriation (Outflow): Capital outlay Debt service: Principal Interest and fiscal charges Total Charges to Appropriations Budgetary Fund Balance, June 30 Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) 8,545,600 12,159,595 1,311,904 (10,847,691) 430,000 4,733,867 3,618,748 (1,115,119) 61,298,197 136,966,696 40,624,429 (96,342,267) 70,273,797 153,860,158 45,555,081 (108,305,077) 70,080,044 153,666,405 45,266,627 108,399,778 50,000 50,000 193,753 (143,753) 143,753 143,753 54,701 89,052 70,273,797 153,860,158 45,555,081 108,305,077 104 CITY OF LA QUINTA BUDGETARY COMPARISON SCHEDULE REDEVELOPMENT AGENCY PA NO. 1 - CAPITAL PROJECTS YEAR ENDED JUNE 30, 2008 Budgetary Fund Balance, July 1 Resources (Inflows): Use of money and property Developer fees Other financing sources Transfers from other funds Amounts Available for Appropriation Charges to Appropriation (Outflow): Planning and development Transfers to other funds Total Charges to Appropriations Budgetary Fund Balance, June 30 Budget Amounts Actual Original Final Amounts $ 20,940,368 $ 20,940,368 $ 20,940,368 537,900 1,087,900 1,411,698 - - 201,379 3,894.600 - - 25,000,000 25,180,355 25,180,355 50,372,868 47,208,623 47,733,800 Variance with Final Budget Positive (Negative) 323,798 201,379 525,177 1,096,359 1,338,112 986,428 351,684 46,714,237 63,171,468 3,623,184 59,548,284 47,810,596 64,609,580 4,609,612 59,899,968 $ 2,562,272 $ (17,300,957) $ 43,124,188 $ 60,425,145 105 CITY OF LA QUINTA BUDGETARY COMPARISON SCHEDULE 2004 LOWIMOD BOND YEAR ENDED JUNE 30, 2008 Budgetary Fund Balance, July 1 Resources (Inflows): Use of money and property Amounts Available for Appropriation Charges to Appropriation (Outflow): Planning and development Transfers to other funds Total Charges to Appropriations Budgetary Fund Balance, June 30 Budget Amounts Original Final $38,283.337 $ 38,283,337 Variance with Final Budget Actual Positive Amounts (Negative) $ 38,283,337 $ 2,000,000 2,000,000 1,602,168 (397,832) 40,283,337 40,283,337 39,885,505 (397,832) - 3,200,000 147,200 3,052,800 33,684,236 21,294.034 12,390,202 36,884,236 21,441,234 15,443,002 $40,283,337 $ 3,399,101 $ 18,444,271 $ 15,045,170 CITY OF LA QUINTA BUDGETARY COMPARISON SCHEDULE INFRASTRUCTURE YEAR ENDED JUNE 30, 2008 Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) Budgetary Fund Balance, July 1 $ 513,693 $ 513,693 $ 513,693 $ - Resources (Inflows): Use of money and property 6,300 12,000 14,372 2,372 Amounts Available for Appropriation 519,993 525,693 528,065 2,372 Charges to Appropriation (Outflow): Public works - - - - Transfers to other funds 525,221 127,645 397,576 Total Charges to Appropriations 525,221 127,645 397,576 Budgetary Fund Balance, June 30 $ 519,993 $ 472 $ 400,420 $ 399,948 107 CITY OF LA QUINTA BUDGETARY COMPARISON SCHEDULE TRANSPORTATION YEAR ENDED JUNE 30, 2008 Budgetary Fund Balance, July 1 Resources (Inflows): Use of money and property Developer fees Amounts Available for Appropriation Charges to Appropriation (Outflow): Transfers to other funds Total Charges to Appropriations Budgetary Fund Balance, June 30 Variance with Final Budget BudgetAmounts Actual Positive Original Final Amounts (Negative) $ 7,173,537 $ 7,173.537 $ 7,173,537 $ 70,200 225,000 309,869 84,869 1,268,900 1,000,000 1,189,155 189,155 8,512,637 8,398,537 8,672,561 274,024 2,566,400 7,753,569 779,162 6,974,407 2,566,400 7,753,569 779,162 6,974,407 $ 5,946,237 $ 644,968 $ 7,893,399 $ 7,248,431 108 CITY OF LA QUINTA BUDGETARY COMPARISON SCHEDULE PARKS AND RECREATION YEAR ENDED JUNE 30, 2008 Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) Budgetary Fund Balance, July 1 $ (1,853.442) $ (1,853,442) $(1,853,442) $ - Resources (Inflows): Developer fees 334,500 334,500 418,293 83,793 Amounts Available for Appropriation (1,518,942) (1,518,942) (1,435,149) 83,793 Charges to Appropriation (Outflow): Interest and fiscal charges 100,000 78,425 21,575 Total Charges to Appropriations 100,000 78,425 21,575 Budgetary Fund Balance, June 30 $ (1,518,942) $ (1,618,942) $(1,513,574) $ 105,368 109 CITY OF LA QUINTA BUDGETARY COMPARISON SCHEDULE CIVIC CENTER YEAR ENDED JUNE 30, 2008 Budgetary Fund Balance, July 1 Resources (Inflows): Use of money and property Developer fees Amounts Available for Appropriation Charges to Appropriation (Outflow): General government Public works Debt service: Interest and fiscal charges Transfers to other funds Total Charges to Appropriations Budget Amounts Original Final $ (3,031,324) $ (3,031,324) 68,400 - 194,700 194,700 (2,768,224) (2,836,624) Variance with Final Budget Actual Positive Amounts (Negative) $(3,031,324) $ 357,890 163,190 (2,673,434) 163,190 202,764 202,764 202,764 - - 2,892 (2,892) 200,000 - 6,240,662 202,764 6,643,426 273,248 (73,248) 6.240,662 6,719,566 (76,140) Budgetary Fund Balance, June 30 $ (2,970,988) $ (9,480,050) $(9,393,000) $ 87,050 110 CITY OF LA QUINTA BUDGETARY COMPARISON SCHEDULE COMMUNITY CENTER YEAR ENDED JUNE 30, 2008 Budgetary Fund Balance, July 1 Resources (Inflows): Use of money and property Developer fees Amounts Available for Appropriation Budgetary Fund Balance, June 30 Budget Amounts Original Final $1,055,383 $ 1,055,383 Variance with Final Budget Actual Positive Amounts (Negative) $ 1,055,383 $ 46,900 46,900 43,926 (2,974) 28,000 28,000 31,619 3,619 1,130,283 1,130,283 1,130,928 645 $1,130,283 $ 1,130,283 $ 1,130,928 $ 645 111 CITY OF LA QUINTA BUDGETARY COMPARISON SCHEDULE STREET FACILITY YEAR ENDED JUNE 30, 2008 Budgetary Fund Balance, July 1 Resources (Inflows): Use of money and property Developer fees Transfers from other funds Amounts Available for Appropriation Charges to Appropriation (Outflow): Transfers to other funds Total Charges to Appropriations Budgetary Fund Balance, June 30 Variance with Final Budget _ Budget Amounts Actual Positive Original Final Amounts (Negative) $ 312,489 $ 312,489 $ 312,489 $ 11,200 11,200 12,412 1,212 44,100 44,100 42,300 (1,800) 28,886 28,886 (28,886) 396,675 396,675 367,201 (29,474) 345,000 385,825 54,029 331,796 345,000 385,825 54,029 331,796 $ 51,675 $ 10,850 $ 313,172 $ 302,322 112 CITY OF LA QUINTA BUDGETARY COMPARISON SCHEDULE PARK FACILITY YEAR ENDED JUNE 30, 2008 Budgetary Fund Balance, July 1 Resources (Inflows): Use of money and property Developer fees Amounts Available for Appropriation Charges to Appropriation (Outflow): Transfers to other funds Total Charges to Appropriations Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) $ 83,443 $ 83,443 $ 83,443 $ - 3,600 3,600 3,662 62 8,000 8,000 10,559 2,559 95,043 95,043 97,664 2,621 28,886 28,886 28,886 28,886 28,886 28,886 Budgetary Fund Balance, June 30 $ 66,157 $ 66,167 $ 97,664 $ 31,507 113 CITY OF LA QUINTA BUDGETARY COMPARISON SCHEDULE FIRE FACILITY YEAR ENDED JUNE 30, 2008 Budgetary Fund Balance, July 1 Resources (Inflows): Developer fees Amounts Available for Appropriation Charges to Appropriation (Outflow): Debt service: Interest and fiscal charges Total Charges to Appropriations Budgetary Fund Balance, June 30 Budget Amounts Original Final $ (944,671) $ (944,671) Variance with Final Budget Actual Positive Amounts (Negative) $ (944,671) $ 27,000 27,000 47,882 20,882 (917,671) (917,671) (896,789) 20,882 35,000 42,845 (7,845) 35,000 42,845 (7,845) $ (917,671) $ (952,671) $ (939,634) $ 13,037 114 CITY OF LA QUINTA BUDGETARY COMPARISON SCHEDULE REDEVELOPMENT AGENCY PA NO. 2 - CAPITAL PROJECTS YEAR ENDED JUNE 30, 2008 Budgetary Fund Balance, July 1 Resources (Inflows): Use of money and property Transfers from other funds Amounts Available for Appropriation Charges to Appropriation (Outflow): Planning and development Transfers to other funds Total Charges to Appropriations Budgetary Fund Balance, June 30 Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) $ 2,690,348 $ 2,690,348 $ 2,690,348 $ - 58,900 80,000 105,906 25,906 312,000 312,000 2,749,248 3,082,348 3,108,264 25,906 149,632 268,085 157,238 110,847 275,000 473,004 324,792 148,212 424,632 741,089 482,030 259,059 $ 2,324,616 $ 2,341,259 $ 2,626,224 $ 284,965 115 CITY OF LA QUINTA BUDGETARY COMPARISON SCHEDULE REDEVELOPMENT AGENCY PA NO, I - DEBT SERVICE YEAR ENDED JUNE 30, 2008 Budgetary Fund Balance, July 1 Resources (Inflows): Taxes Use of money and property Transfers from other funds Amounts Available for Appropriation Charges to Appropriation (Outflow): General government Debt service Principal Interest and fiscal charges Pass through agreement payments Transfers to other funds Total Charges to Appropriations Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) $ 21,388,244 $ 21,388,244 $ 21,388,244 $ 42,638,700 896,100 4,450,261 69,373,305 457,300 3.514,579 8,520,553 22,808,012 28,970,960 64,271,404 44,664,949 43,476,312 (1,188,637) 596,100 698,250 102,150 4,557,990 4,557,990 - 71,207,283 70,120,796 (1,086,487) 457,300 386,073 71,227 3,565,558 3,565,558 - 8,520,553 8,528,282 (7,729) 23,901,662 23,585,426 316,236 28,970,960 28,970,960 - 65,416,033 65,036,299 379,734 Budgetary Fund Balance, June 30 $ 5,101,901 $ 5,791,250 $ 5,084,497 $ (706,753► 116 CITY OF LA QUINTA BUDGETARY COMPARISON SCHEDULE REDEVELOPMENT AGENCY PA NO. 2 - DEBT SERVICE YEAR ENDED JUNE 30, 2008 Variance with Final Budget BudgetAmounts Actual Positive Original Final Amounts (Negative) Budgetary Fund Balance, July 1 $ 2,910,342 $ 2,910,342 $ 2,910,342 $ - Resources (Inflows): Taxes 22,923,100 22,806,640 23,087,750 281,110 Use of money and property 573,200 300,000 477,355 177,355 Transfers from other funds 1,955,846 1,955,846 1,955,846 - Amounts Available for Appropriation 28,362,488 27,972,828 28,431,293 458,465 Charges to Appropriation (Outflow): General government 176,100 176,100 202.081 (25,981) Principal 110,000 260,000 260,000 Interest and fiscal charges 1,310,135 1,660,135 1,686,050 (25,915) Pass through agreement payments 18,688,406 18,538,406 19,403,597 (865,191) Transfers to other funds 1,955,846 11.334,812 11,334,812 Total Charges to Appropriations 22,240,487 31,969,453 32,886,540 (917,087) Budgetary Fund Balance, June 30 $ 6,122,001 $ (3,996,625) $ (4,455,247) $ (458,622) 117 CITY OF LA QUINTA BUDGETARY COMPARISON SCHEDULE FINANCING AUTHORITY - DEBT SERVICE YEAR ENDED JUNE 30, 2008 Budgetary Fund Balance, July 1 Resources (Inflows): Contributions from property owners Charges for services Use of money and property Transfers from other funds Amounts Available for Appropriation Charges to Appropriation (Outflow): General government Debt service: Principal Interest and fiscal charges Total Charges to Appropriations Budgetary Fund Balance, June 30 Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) $ 10,634 $ 10,634 $ 10,634 $ - 675,880 675,880 675.880 15,000 15,000 9,641 (5,359) - - 159 159 5,926,806 5,926,806 5,926,806 - 6,628,320 6,628,320 6,623,120 (5,200) 15,800 15,800 9,641 6,159 1,930,000 1,930,000 1.930,000 - 4,672,686 4,672.686 4,672,686 6,618,486 6,618,486 6,612,327 6,159 9,834 $ 10,793 $ 959 118 INTERNAL SERVICE FUNDS Internal service funds are used to account for activities involved in rendering services to departments within the City. Costs of materials and services used are accumulated in this fund and charged to the user departments as such goods are delivered or services rendered. The City of La Quinta has the following Internal Service Funds: Equipment Replacement Fund — used to account for the ultimate replacement of City owned and operated vehicles and equipment Information Technology Fund — used to account for the purchase and replacement of information systems. Park Equipment and Facilities Fund — used to account for the purchase and replacement of City owned park facility infrastructure. 119 CITY OF LA QUINTA COMBINING STATEMENT OF NET ASSETS INTERNAL SERVICE FUNDS JUNE 30, 2008 Assets: Current: Cash and investments Receivables: Interest Total Current Assets Noncurrent: Capital assets - net of accumulated depreciation Total Noncurrent Assets Total Assets Liabilities and Net Assets: Liabilities: Current: Accounts payable Accrued liabilities Total Current Liabilities Long -Term: Compensated absences Total Long -Term Liabilities: Total Liabilities Net Assets: Invested in capital assets, net of related debts Unrestricted Total Net Assets Total Liabilities and Net Assets Park Equipment Information Equipment Replacement Technology and Facility Total $ 2,129.604 $ 1,102,955 $ 1,295,035 $ 4,527,594 9,228 4,250 5,011 18,489 2,138,832 1,107,205 1,300,046 4,546,083 1,282,411 467,368 14,817,286 16,567,065 1,282,411 467,368 14,817,286 16,567,065 $ 3,421,243 $ 1,574,573 $16,117,332 $21,113,148 $ 12,819 $ 12,395 $ 53 $ 25,267 2,331 - 2,331 12,819 14,726 53 27,598 3,928 3,928 3,928 3,928 12,819 18,654 53 31,526 1,282,411 467,368 14,817,286 16,567,065 2,126,013 1,088.551 1,299,993 4,514,557 3,408,424 1,555,919 16,117,279 21,081,622 $ 3,421,243 $ 1,574,573 $ 16,117,332 $ 21,113,148 120 CITY OF LA QUINTA COMBINING STATEMENT OF REVENUES, EXPENSES AND CHANGES IN FUND NET ASSETS INTERNAL SERVICE FUNDS YEAR ENDED JUNE 30, 2008 Park Equipment Information Equipment Replacement Technology and Facility Totals Operating Revenues: Sales and service charges $ 590,885 $ 525,026 $ 391,190 $ 1,507,101 Total Operating Revenues 590,885 526,026 391,190 1,507,101 Operating Expenses: Salaries and benefits - 97,953 - 97,953 Fuel and oil 94,687 - - 94,687 Maintenance and parts 126,622 - - 126,622 Contract services 7,844 59,390 17,445 84,679 Software and supplies - 126,002 - 126,002 Depreciation 262,598 86,085 415,108 763,791 Other 45,054 16,544 - 61,598 Total Operating Expenses 536,805 385,974 432,553 1,355,332 Operating Income (Loss) 54,080 139,052 (41,363) 151,769 Non -Operating Revenues (Expenses): Interest revenue 118,833 44,737 49,935 213.505 Gain on disposition of assets 5,985 - 5,985 Total Non -Operating Revenues 124,818 44,737 49,935 219,490 Income Before Contributions and Transfers 178,898 183,789 8,572 371,259 Capital contributions 306,804 74,247 136,413 517,464 Transfers in - - - - Transfers out (1,262,074) - - (1,262,074) Change in Net Assets (776,372) 258,036 144,985 (373,351) Net Assets: Beginning of Year 4,184,796 1,297,883 15,972,294 21,454,973 Change in Net Assets (776,372) 258,036 144,985 (373,351) End of Fiscal Year $ 3,408,424 $ 1,555,919 $16,117,279 $21,081,622 121 CITY OF LA QUINTA COMBINING STATEMENT OF CASH FLOWS INTERNAL SERVICE FUNDS YEAR ENDED JUNE 30, 2008 Park Equipment Information Equipment Cash Flows from Operating Activities: Replacement - Technology - and Facility Totals Cash received from customers and users $ 590,885 $ 525,026 $ 391,190 $ 1,507,101 Cash paid to supplies for good and services Cash paid to employees for services (275,276) (202,050) (17,392) (494,718) - (97,590) - (97,590) Net Cash Provided (Used) by Operating Activities Cash Flows from Non -Capital Financing Activities: Cash transfers out Net Cash Provided (Used) by Non -Capital Financing Activities Cash Flows from Capital and Related Financing Activities: Acquisition and construction of capital assets Insurance proceeds Proceeds from sales of capital assets Net Cash Provided (Used) by Capital and Related Financing Activities Cash Flows from Investing Activities: Interest received Net Cash Provided (Used) by Investing Activities Net Increase (Decrease) in Cash and Cash Equivalents Cash and Cash Equivalents at Beginning of Year Cash and Cash Equivalents at End of Year Reconciliation of Operating Income to Net Cash Provided (Used) by Operating Activities: Operating income (loss) Adjustments to reconcile operating income (loss) net cash provided (used) by operating activities: Depredation (Increase) decrease in due from other governments Increase (decrease) in accounts payable Increase (decrease) in accrued liabilities Increase (decrease) in compensated absences Total Adjustments Net Cash Provided (Used) by Operating Activities Non -Cash Investing, Capital, and Financing Activities: Capital assets contributed by other funds 315,609 225,386 373,798 914,793 (1,262,074) - - (1,262,074) (1,262,074) - - (1,262,074) (327,033) - - (327,033) 2,100 - - 2,100 7,840 - - 7,840 (317,093) - a (317,093) 123,659 44,268 48,747 216,674 123,659 44,268 48,747 216,674 (1,139,899) 269,654 422,545 (447,700) 3,269,503 833,301 872,490 4,975,294 $ 2,129,604 $ 1,102,956 $ 1,295,035 $ 4,527,594 $ 54,080 $ 139,052 $ (41,363) $ 151,769 262,598 86,085 415,108 763,791 - 330 - 330 (1,069) (445) 53 (1,461) 604 - 604 (240) - (240) 261,529 86,334 415,161 763,024 $ 315,609 $ 225,386 $ 373,798 $ 914,793 $ 306,804 $ 74,247 $ 136,413 $ 517,464 122 AGENCYFUNDS Agency funds are used to account for assets held by the City as an agent for an individual, private organizations and other governmental units. The agency funds and their purposes are as follows: The City of La Quinta has the following agency funds: Assessment District No. 92-1 97-1, 2001-1 — To account for assessments paid to the City for debt service payments on bond issues used to finance sewer improvements. 123 CITY OF LA QUINTA COMBINING BALANCE SHEET ALL AGENCY FUNDS JUNE 30, 2008 Assessment Assessment Assessment District District District Assets: No.92-1 No.97-1 No.2001-1 Totals Cash and investments $ $ 151,035 $ 458,129 $ 609,164 Receivables: Taxes Interest 1,567 20.755 22,322 554 1,695 2,249 Total Assets $ $ 153,156 $ 480,579 $ 633,735 Liabilities: Deposits $ $ 153,156 $ 480,579 $ 633,735 Total Liabilities $ - $ 153,156 $ 480,579 $ 633,735 124 CITY OF LA QUINTA COMBINING STATEMENT OF CHANGES IN ASSETS AND LIABILITIES ALL AGENCY FUNDS YEAR ENDED JUNE 30, 2008 Balance Balance July 1, 2007 Additions Deductions June 30, 2008 Assessment District No. 92-1 Assets: Cash and investments $ 318,318 $ 15,406 $ 333,724 $ - Receivables: Taxes 10,583 - 10,583 Interest 1,320 - 1,320 Total Assets $ 330,221 $ 15,406 $ 345,627 $ Liabilities: Deposits $ 330,221 $ 5,058 $ 335,279 $ Total Liabilities $ 330,221 $ 5,058 $ 335,279 $ Assessment District No. 97-1 Assets: Cash and investments $ 142,572 $ 67,852 $ 59,389 $ 151,035 Receivables: Taxes 2,711 1,567 2,711 1,567 Interest 580 553 579 554 Total Assets $ 145,863 $ 69,972 $ 62,679 $ 153,156 Liabilities: Deposits $ 145,863 $ 66,840 $ 59,547 $ 153,156 Total Liabilities $ 145,863 $ 66,840 $ 59,547 $ 153,156 Assessment District No. 2001-1 Assets: Cash and investments $ 447,592 $ 210,566 $ 200,029 $ 458.129 Receivables: Taxes 10,023 20,755 10,023 20,755 Interest 1,836 1,695 1,836 1,695 Total Assets $ 459,451 $ 233,016 $ 211,888 $ 480,579 Liabilities: Deposits $ 459,451 $ 222,405 $ 201,277 $ 480,579 Total Liabilities $ 459,451 $ 222,405 $ 201,277 $ 480,579 125 CITY OF LA QUINTA COMBINING STATEMENT OF CHANGES IN ASSETS AND LIABILITIES ALL AGENCY FUNDS YEAR ENDED JUNE 30, 2008 Total - All Anencv Funds Assets: Cash and investments Receivables: Accounts Interest Total Assets Liabilities: Deposits Total Liabilities Balance Balance July 1, 2007 Additions Deductions June 30, 2008 $ 908,482 $ 293,824 $ 593,142 $ 609,164 23,317 22,322 23,317 22,322 3,736 2,248 3,735 2,249 $ 935,535 $ 318,394 $ 620,194 $ 633,735 $ 935.535 $ 294,303 $ 596,103 $ 633,735 $ 935,535 $ 294,303 $ 596,103 $ 633,735 126 STATISTICAL SECTION This part of the City of La Quinta's comprehensive annual financial report presents detailed information as a context for understanding what the information in the financial statements, note disclosures, and required supplementary information says about the government's overall financial health. Contents Financial Trends Page These schedules contain trend information to help the reader understand how the government's financial performance and well-being have changed over time. Revenue Capacity These schedules obtain information to help the reader assess the government's most significant local revenue source, the property tax. Debt Capacity These schedules present information to help the reader assess the ability of the government's current levels of outstanding debt and the government's ability to issue additional debt in the future. Demographic and Economic Information These schedules offer demographic and economic indicators to help the reader understand the environment within which the government's financial activities that take place. Operating Information These schedules contain service and infrastructure data to help the reader understand how the information in the government's financial report relates to the services the government provides and the activities it performs. 127 CITY OF LA QUINTA Net Assets by Component Last Eight Fiscal Years (accrual basis of accounting) TABLE GOvemmental activities 2001 2002 2003 2004 2005 2006 2007 2008 Invested to capita asuts, net of related debt Restricted $ 217,419,724 195,474,945 225,818,022 249,059,500 233,361,129 253,559,117 300,220,033 343,019.328 Unrestncted 45,438,930 74,156,691 40,038,313 44,415,966 43,421857 65,159,623 49,277,895 86041,189 30698,622 43,025,999 48,290,000 45,169328 60,361071 96,1293745 106,939,577 79642,102 Total governmental activities net assets S 293,557,276 312,657,635 314,146,335 338,644,794 337,t44,057 404,849,116 456,437,505 508,702,619 Business -type activities: lnvested in capital assets, net of related debt Restricted S - - - - - 41,300,846 42,075,172 42692,025 42,778,015 Unrestricted - - - - - (626,658) (1,665646) (238S 462) (3109524) Total business -type activities tie[ assets - - - - 40,674,188 40,409,526 40,306,563 39,668,491 Primary government' Invested in capdal assets, net of related debt Restricted S 217,419,724 195,474,945 225,818,022 249,059,500 274.661,975 295,634,289 342,912,058 385,797,343 Unrestricted 45,438,930 74,156,691 40,038,313 44,415966 43,421.857 65,159,623 49,277,895 86,041,189 30,698,622 43,025,999 48,290,000 45,169,328 59,734,413 84,463,730 104,554,115 76,532,578 TOW primary government net assets $ 293,557,276 312,657,635 314,146,335 338,644,794 377,818,245 445,257,642 496,744,068 548,371,110 The Cry off- QamM Implemented GAS6 34 for the facal year ended June 30, 2001. Information prior to the Implementation ofGASB 34 is not available. Source Cuyoflz Qumm 128 T"0 2 CT'OFLAQB A cb o ,.Na. Iaa E,81a Fnml Y. (a wlbacs afaxvuvm0l F I Yw E001 TIOE 2W3 EWJ 2005 2006 EW] 2ws co.mmmw awn6a G<aN gavnoen f 3,1I6699 )Si1,532 3,201,16E J,2%,468 J,395,875 6,EN,IW 73 6.9A036 %61¢ytu3 5,]]66M 1,511,31E 10,256,16) 9,M5,23J 9,IIS,244 IE,tt{IW Il,i];016 Covenmy xrvuu 9t0,ee1 1,311,93E 1,3J],WS L3E1,8E5 1,U6971 1.151,141 LI]?NI JR.915 1,E99a20 5,1 %amwxtldevebpwn 6,H6,998 19,003,719 l,W3013 5,]Sl,EJ9 S,N ?516,510 A'. %N¢wn4s 5,968,91E 6,41,1E5 6,JH,259 6,W1011 335 IO,W6,6% 11,ID858 11,091,II6 WT.[boBJamh91 5,86161E 7,791, 8,555,]59 9 150 5,105381 4326505E 15,10,OH 1316)t12 TmlBosvmnnal annaocayrnx[ 2],84l,]49 11,311,1]! 174 1,3U311 J119?JIE 19 E1;UJ9 l]IN Mt 16-29,054 16,129,05E 56,119,)11 U1} 01 EE,166,050 Bmimorypeawvw Gu11(' 1,81329E 4.5�J1. 45201]) 4,161581 Tgalhrurcssiype acusa¢erycw 1,017,291 4523J. {SM,I73 !]�61,581 Talalp gOwnrcn eryures EI NI749 33,511174 17 t91112 19112 W9 0.M 085 W652,M 61,239,M 92,927,631 Fagamrtvcnv Gavnxanalawnoei C8xm l9r3emm GacN BMUTGY 233,89E E98,]i9 11),621 43566E 111,BJ9 60,510 129 802 PWlc sally M,434 Z,123,w 2,51J,Mi 3.911,N6 1,252,62E 1251,501 I,428,M6 E,659,515 E030192 ssmm 10.033 110,863 252,6]] 131,50E R8,616 JBI,WS 134,09E Pwn aMhvekprcn P ]09,03) 316,073 611,8W M2"1 ]5{930 IBll6]6 169,1% 11121E w IMbcyohs 1,09,91E 1,116,1]3 594,228 1,39J,E31 1,81399E 2,815,10E ;,7%J95 19W,U1 ml wdnbnmrs 1,601.116 I,6WE55 1,lw,0)1 1,399511E 1,59023 1,03,➢9 ).]%!95 59J5.6N C,wgars Caplal panlaofwMbWw¢ Ii 115,M1 IIyE ILI 51�w5 � 1E,090,10 18,591,13E 3,W3,.. 1)�918,901 17,COI,III 50.090.J19 Taal p�wmmOul azwwa %o®vamm'S EI lI5.119 Ie Eli Jli 12,5851]EO 20961,030 29,211,92E 1],]3E,131 E6.918,S1i 60,M160 Cmrgs brsenins GyrCamfe 1091,816 11$0,I29 J,SiO,)JB 3814E33 Ca w M..Mcmvnbuuwas - 352.697 Td Mmixss'rypcawrwa' Pa®ammem¢s 1-11816 11N lE8lEB 1540748 aW,9M Tnalpmwy pnxmoen pogammsmc 21,113,%9 18,El2,434 12.58330 20,%10N1 30325,)5] 5085;039 IO 459281 4,61056E (wwaed) (wmudl (wnmMl (commro8l (co�w,uu9 (wmncf) (romwml l�� N.aerxmo (expeaxsl fioramwlvgrvma (6,5266W) (1319JW) (11911,952) ('Um"59) 11{I50,8]JI I,W1,011 (E9,801,176) (2l702,4011 Buweu-IyP'acunua (185,4551 (1402419) (979,425) (5.,"l1 Tdal atmwes (espemx) (65E66W) (15299A01 (1J9169SE) 18( ?b.9591 (119363281 2W,659 (N'm W11 (2829)0581 f iexN aeaerus xE Mer clenges ,O rcs asvu Gmesmenalawnces T s 1, 162.6]J 1,191'a16 2,1981U 1,6W,039 499903E 604103 T. L-.. T. ucmi¢n ISIEL101 8MIW 18899-J29 2{191,8J2 E1, 1143112 El115111 J5,164111 1158E U31 11,112,89E Saks Yx ),091,568 1,115,16E Z.037 6,3]131. 161].0]5 8896116 819211E Tnmm oaiparty wes 4,1]$581 4,219,35E ), 961,25E J,016,2'14 426103] JE61I6] J185.1 S25O,)61 3231,20E lam 6E5]90 6L,696 625,31E 895810 118308E 1,U].470 1,276,1N 1,307032 1.11808E B.. Bmm[ss ltem[Yrb 1861E0 191,ME 251618 E1691] 10]OJE 11101E ONuum 356,026 J39EN 311.02, 31102E 511,914 615996 1,49,30E 832,15E Mpw vMckwLy wee9muE I,IM2w 1.12509E 1608,15E 2153M2 2151.4E E,]i0,E13 185"5S 1,b161] W3641 bhcSNen ueu� )i18,EW 1.a ,01] LW609] I,JSJ,868 1.]1e H15 {116,050 6,319,IDE 11852,93E 10,2 10389 Gxnrymlma+lealuPmluux - ,9 - - ),31],00 1,96129E - 57.3M 845cdWvu N;036 692 693,691 5I3&76 1,189,61E 2.I9U74 1,1.093 2 1,130,63E Larchrs 1�1' (1,131 N31' (SNIBA,645 615E Tnal gnrm¢raalanrvma 3I023,115 1119321E 36,iP],65E 4E,ll9,L0 12650136 66.IO1.726 80,6W $16 19,967,5E1 BmmexiYKxWYrs WtGaen grove 551 1,817 4,110 lanale arcapul asses 1 (a] 1E11 Tuef<rt T.N. JI 1i96D ' 1,131.E01 ' 814,N5 Ta bavos"wavW¢ 41,45%.3 11377% 81616E MAID Tt pmusy ¢rvnxlen 31 On 115 33,695,4E 36,4W,652 42,319119 SJ,109]]9 61239,40E 91 i66998 19,92{IIO CEaags mmx GwuoouWatlrvwes 21,496515 10,193,50E 1,4mm 24A98459 (1,M0113) 611N8) 50,809J60 12,265,114 B,m,e13-type vgmws 0671,188 (2.66E1 (102%3) (6390121 TOW pwauy g0asmnn 8 E4396,515 19,3".%l 14w8 24,08,09 39,13145E 67MM ."M,191 31,627,N2 ITe Oryajta Qmnra,mplemmred GASB JJ ja• eAe fsral)ror emfedJune )0 2001 / �rmu Onp1m m 3he,mplemenmmn o/GASB 3f rs nolavm(aEk � M4aml rwas Wrlard&goV cquss mgrovenen¢vamYertW mile E�8e0wnc Fwtl Sow¢ G15'olle Qawa 129 =OF LA QO A Changes in Nat Anus-Govunmanal Acu., Last F48N F.w Yara (accmal bar¢ ofaccawttmg) TABLE 2W1 2002 2W3 2W0 2W5 2006 2W7 2008 P meaa Grneml govemmcm 8 3,146,6W 3,241,576 3,203,462 Public safely 5,]]6,628 7,522,532 8,547,005 Cmnmuntty eavm¢ 94Q881 1411.943 1321,825 Planning and dwelopmrnt 6,146,998 7,110.125 19,083,860 Public works 5,968,911 6,434,239 6,785,759 Intan,a on long -tarn debt 5.861632 7791,759 8,555,401 Toul g9.cual acuvma eapmsa 27,841 749 33.512,174 47,49] 312 ProBma revenues Charges for savmes Ganenl government 214,W1 253,891 298,749 Public aaHry 2.80,434 2,544.528 2,917,866 Commumry iievicts 123,960 170,865 205.9% Planning and development 709,033 565,098 611278 Public works 1.42%942 1316373 i,594,225 Opealmg gams and conmbu.ons 1,601,716 1,699,255 1,J97,031 Camtal gran. and contnbuaans 14,375.463 11662.424 5,IW405 Taal go.iaual ac6vt.e P.W. revaic,i 21,315,149 IHE1204 12,5853W Nat pogram revenue (aspensa) (6526600) (15299740) (3491I952) Gmual revenues and othu changes in net arse. Taxi propmy rues 1,162,634 1450,196 18W,616 Ti, inaement 15.324.183 188",329 21.191832 Sale. 3,]]8.583 3.093.598 4,345,381 Traarat occupancy aces 4,249,753 3,967,W3 4,036,290 Fraoch.e tax 625,790 654,696 690,544 Busuessb .e taza 156.026 168,798 186,220 Odso ua 359,284 311,024 513,934 hfotor vahmle in Jim, mrauncted 1496,620 1471,217 I )68,091 InvesLnat income 3,578,2011 3,006,WJ 1353,868 Gain (loss) on sale of caplal asu¢ - (21397) bLscellaneous 292036 692691 513,876 Transfers To¢I governmaulawvma 31,023.115 33695,242 364W,652 Changes n na as5e. - govanmaul amvi.e T 24496,515 18,395,502 1488700 The Gry uf6 Qrama raplemen4ed GASB 34for erNedJune 30. 2001 Source Cayof"Quima 4.319,]]8 3.595,906 4.229.871 6,284,342 6,953,073 11256,461 9.512,875 9,065,244 12,724,100 11,472,036 1446,999 1.157,141 1,426.033 4,299,453 5,797,116 7,526.9]] 5,752,239 5,906,915 ],]36,520 35,323.858 6,W3,013 9, 101,582 10,006,335 10,511 8]4 11,097,526 9,658779 15,265,051 15,494 656 15,161422 15,522441 39,212,009 43,394,794 46,129.054 56,719,711 88,166050 337,376 445,663 7I7,849 60,530 UN 4,004,621 4439,115 4.168,206 2659,515 2.050.492 2S2,677 252,501 428,947 387,065 374092 662,]3] 754,938 1.873.676 169,643 134211 1,$ 13,993 2,815,703 3021,379 2,244.156 1900,43E 1]99,503 1,935.578 3,603,173 1196,495 5,905,664 12,MJ43 18,591423 33,918.901 17,WIJ31 50,090,419 20,961OSO 29233921 4],]12131 26918535 6Q463,643 (18250959) (141508731 1603,077 (29901176) (2]7024071 2.198,141 2,379,245 3,679,079 4.1M,05I 601430i 24,45Q337 24443,112 35,168,329 42,581,031 42.114,893 5,240,037 6,773,566 7613,075 8,896,716 9.492213 4.261267 4,831338 5,437,238 5,448,361 5,327,203 895,810 1, 185,087 1044,470 1259,985 1]48,082 191,062 251,618 2]6.91] 307,032 317,011 675,996 1.141,177 1049,701 8]2]53 641,705 I,We, 151 2,453,642 2740.233 3.291055 3803,647 1,738,505 4,336.050 6,319,502 11,854,951 10,230.489 - 3,]I],470 1,%7292 - 57,346 1489,61E 2.397474 1,943.093 2,052,246 1220,637 (41459643) (1,137203) (874,W) 42,J49,418 12.650.136 66 101]26 90,69g536 79967,521 24,498,459 (1,500,]371 67,704,803 50,8893W 52.265.114 130 TABLE 4 CITY OF LA QUINTA Changes in Net Assets - Business -type Activities Last Four Fiscal Years (accrual basis of accounting) Fiscal Year 2005 2006 2007 2008 Expenses: Golf Course 1,877,291 2 4,523,146 4,520,173 4,761,581 Total business -type activities expenses 1,877,291 4,523,146 4,520,173 4,761,581 Program revenues: Charges for services: Golf Course 1,091,836 2 3,120,728 3,540,748 3,814,233 Capital grants and contributions - - - 352,687 Total business -type activities program revenues 1,091,836 3,120,728 3,540,748 4,166,920 Net revenues (expenses) (785,455) (1,402,418) (979,425) (594,661) General revenues and other changes in net assets: Investment income - 553 1,817 4,310 Gain (loss) on sale of capital assets - - - (47,721) Transfers - 164,190 874,645 - Capital contributions 1 41,459,643 973,013 979,425 Total business -type activities 41,459,643 1,137,756 1,855,887 (43,411) Changes in net assets - business -type activities 40,674,188 (264,662) 876,462 (638,072) The City of La Quinta implemented the business type activities in FY 200412005. The transfer was for land &golf course improvements transferred to the Enterprise Fund. 2 This was the first full year of operations for the Golf Course Source: City of La Quinta 131 CITYOF LA QUrMA Fund Balances ofGovemmenml Funds Lut Bight Fiscal Years (modified accrual basis ofaccouniing) Fi W Year 2001 2002 2003 2004 2005 2006 2007 2008 Gund"I fund Itcesved $ 11,746,211 12,997,893 21,099,910 29.210,757 32.412,590 23,210,506 28,388,633 45,441,896 Lher.ed 23,878,259 27,981,710 26,584,773 25,494,479 31514,377 53,058619 56,251,887 47,010,123 Tinted general fund E 35,624,4]0 40,8]9,60J 4],684,683 54,205,236 b1,926,96J ]6,269,124 84,640,520 92,452,019 All other governmental funds neserted S 13,480.545 45,508,787 38,404,982 98476,000 99,751,862 95,515,445 31.211,751 I1,568,I26 Unreserved reported in Special revenue funds 6,352,995 12.107,305 9,382.431 9,286,459 19,267,394 36,475,093 27,770,552 32,419,068 Debt.. funds (6,80g030) (5,622,884) (6,182,506) (I IpM,245) (9,236,054) 738,590 10,634 55,831061 Capital projects finds 19,712013 12,423247 16,368,205 2860g240 1,831,415 6,499,827 58370398 (4,445,109) Total all other govenn¢nW funds $ 31,745,523 64,416,455 57,973,112 125,263,454 113,614,617 139,228955 117,363,135 95.373.146 ad City offn Qumra has efectedta show only e,gh,yeu, afdmnforfhuachedu(e ' The mcrcaze was primarily the resuh ofthe issuance ofthe 2004 financing Authority bonds Source Ciryof"Qunin 132 TABLE CITY OF LA QUINPA Changes in Fund Balances ofGovernmental Foods Last Eight Fiscal Years (modified accrual basis of accounting) Fiscal Year 2001 2002 2003 2004 2005 - 2006 2007 2008 Revenues' Taxes $ 36,605,534 43,011 931 50,326,811 58,301 082 68,175,347 $9,704,947 100,103,324 105,870,933 Licenses and permits 2,057,423 1,857,691 1982,127 3,096,145 3,226,167 5,145,430 2,788,882 2,107,035 Charges for services 1,998,589 1,757,744 2,302,759 2,619,578 3,402,602 3,367,989 1,821,794 1334,060 Developer foes 2,592,398 2 298,647 3,021,245 5,7I8,073 6,091,156 12,473,440 5,310,440 6,537,991 hitergovemmental 9,400,340 9,583,451 7,194,521 11,858,627 10,242,876 18,585,468 14,803,971 15,382,135 Investment income 4,893 919 4,135,009 3,368,709 3,735,984 6,215,291 9,946,212 12,692,350 11,297,153 Contributions - - - - - - - 37,643,190 Special assessments 782,610 757,619 780,259 816,045 825,292 818,526 877,191 909,229 Rental income 1067,076 1,001,389 1,094,510 1,118,744 1201,463 1,103 600 1,064,978 1,105,962 Loan repayments - - - - 2,381,602 1,621,850 1,047,020 471,8t1 Other 502,717 584,197 493,777 1,359,539 528,903 637,054 412,353 629,471 Total revenues 59,900,606 64,987678 70,554,718 98,623,817 102,290,699 143,404,516 140,922,303 183,288,970 Expenditures Current General government 3,275,624 3,161,596 3,344,407 4,099,376 7970,921 4,644,954 6,150699 7,367,144 Public mfety 5,636,154 7,610,308 8.344,428 9,672,708 12,364,583 13,029,187 15,685,493 17,181,775 Cammwriy.. 817,460 1,067,837 993,964 1,025,397 1,104,509 1,248308 4,027,302 5,336,757 Planning and development 6,344,764 10,693,374 7,804,294 7,480,421 5,719,373 5847,563 28994,177 15,374,160 Public woks 2,613,928 2897,312 3,685,050 4,536,589 6,206,769 6,987014 6,755,507 6,563,494 Capital projects 14,456,314 57,342,978 16,057,578 43,331,919 40,012,387 25,445 550 36 420,417 82,883 317 Debt service Principal retirement 4,510,420 11,453,487 2,931 952 3,610,538 3,793,660 4,777,748 5,647,940 5,949,311 fnterest and fiscal charges 5,942,929 7,017,016 9,469,314 13,961.721 14,355,577 15.554,612 15,059,977 15,424,708 Payment to bond escrow - - - 1,591,107 - - - Payments under pass -through obh 10,949,381 13,669,166 17,561,994 21,448,147 25,756,321 35,958,291 36,498,575 42,989,023 Total expenditures Excess (deficiency) of revenues over (under) expenditures Other financing sources (uses) - Issuance of tax allocation bonds Issuance of revenue bonds Payment to bond escrow Transfers in Transfers out Capital leases Proceeds from sale of capital assets Total other financing sources (gyres) Net change in fund balances 54,546,974 114,913,074 70,192,981 110,757,923 113 284,100 113,49J 227 155,240087 199 069,689 5,353,632 (49,925,396) 361,737 (22,134,106) (10,993,401 29,911,289 (14,317,784) (15 780,719) 88,000,000 26,400,000 - 90,000,000 - (19,955 000) 17,911,515 64,255 590 23 887,256 154,613,662 (17,911,515) (65,255 590) (23 887,256) (154,613,662) 146,603 49,248,081 35,828,335 (49,248,081) (35,992,525) 8,566,295 8,209,396 60,954,576 88,604,682 (60954,576) (87,342,608) - 182,094 124,097 158,061 87,146,603 96,445,000 8,566,295 8,045,206 124,097 1,602,229 S 5,353,632 37,221,207 361,737 74,310,894 S 2,4( 27,106) 37,956,495 14,193,687 14,1( 78,490 Debt service as a percentage of nancapital expenditures 49 1% 54 2% 43 5 % 57 9 % 62 0% 65 5% 6 L0 % 47 1 % The City of La Qumm has elected to show only eight years ofdata for this schedule Source Cityofla Q=m 133 TABLE 7 CITY OF LA QUINTA Assessed Value and Estimated Actual Value of Taxable Property Last Ten Fiscal Years (in dollars) Entire Ci (including Redevelopment Agenc ) Fiscal Year Taxable Ended Less: Assessed June 30 Secured Unsecured Exemptions Value Percent Change 1999 2,674,887,437 18,756,736 (38,580,062) 2,655,064,111 N/A 2000 2,665,520,656 18,712,736 (39,914,784) 2,644,318,608 -0.40% 2001 3,162,945,116 30,599,753 (50,149,068) 3,143,395,801 18.87% 2002 3,789,678,041 32,607,713 (54,726,303) 3,767,559,451 19.86% 2003 5,412,382,710 40,940,877 (95,420,075) 5,357,903,512 42.21% 2004 6,289,493,552 44,014,548 (113,037,003) 6,220,471,097 16.10% 2005 7,856,383,375 72,554,357 (115,071,146) 7,813,866,586 25.62% 2006 9,986,151,525 88,740,840 (99,245,721) 9,975,646,644 27.67% 2007 11,854,669,637 101,433,002 (89,688,505) 11,866,414,134 18.95% 2008 12,410,626,893 113,185,065 (107,777,195) 12,416,034,763 4.63% NOTE: In 1978 the voters of the State of California passed Proposition 13 which limited property taxes to a total maximum rate of 1% based upon the assessed value of the property being taxed. Each year, the assessed value of property may be increased by an "inflation factor" (limited to a maximum increase of 2%). With few exceptions, property is only re- assessed at the time that it is sold to a new owner. At that point, the new assessed value is reassessed at the purchase price of the property sold. The assessed valuation data shown above represents the only data currently available with respect to the actual market value of taxable property and is subject to the limitations described above. Source: County of Riverside Auditor -Controller 134 TABLE 8 CITY OF LA QUINTA Assessed Value and Estimated Actual Value of Taxable Property - Redevelopment Agency Last Three Fiscal Years (in dollars) Redevelopment Agency Project Area 1 Fiscal Year Taxable Ended Less: Assessed Base Taxable June 30 Secured Unsecured Exemptions Value Year Increment 2006 3,962,433,928 29,248,534 (11,604,295) 3,980,078,167 199,398,233 3,780,679,934 2007 5,223,508,114 34,250,061 (36,913,004) 5,220,845,171 199,398,233 5,021,446,938 2008 5,259,271,091 31,678,492 (36,844,457) 5,254,105,126 199,398,233 5,054,706,893 Redevelopment Agency Project Area 2 Fiscal Year Taxable Ended Less: Assessed Base Taxable June30 Secured Unsecured Exemptions Value Year Increment 2006 2,132,426,502 32,999,788 2007 2,764,306,278 50,616,017 2008 2,843,981,136 62,180,440 Source: County of Riverside Auditor -Controller (54,125,422) 2,111,300,868 (40,774,044) 2,774,148,251 (57,076,727) 2,849,084,849 95,182,755 2,016,118,113 95,182,755 2,678,965,496 95,182,755 2,753,902,094 135 TABLE9 CITY OF LA QUR4TA Dvect and Overlapping Pmpcny Tax Rates (Raze per $I W of assessed value) Last T1vee Fiscal Year City Redevelopmenit Redevelopment Non -Project Area Poojcm Area I Project Area 2 2W6i 2W71 2W81 20061 2001a 2W8° 2Wb3 2W2s 2008° Dutm Rates City of La Qumm 00/60 00260 00760 00000 OWm 000W 00000 0Gym 0"0 RWbiob,pmem agency Prole,, Area l 00" 00000 000m 05830 05880 05150 aOW0 00000 00000 Redevelopment agency Protect Area 2 0t1000 00000 00000 0now 00000 0MOO 028W 02920 02910 County of Rnvaode 01960 01960 019W 03420 034W 03460 03470 03420 03470 County Free Libwy 00250 00250 00250 00010 00010 00010 00010 OWIO OWIO C-ody Smictive P. Protection 00540 00540 00540 0W30 0W20 0W20 0W20 0W20 OW20 Coachella Valley(CV) Umfred School 04320 04320 04320 00170 00150 0W20 00000 0"0 0W20 Desert Sands Unified School 00000 00000 00000 00160 00140 00140 020m 01980 01920 Desert Community College 002W 007W 007W OW30 0W30 00220 0N20 00410 00410 Rnversde Comity Office of Education 00380 00380 00380 OW30 0W30 00180 00230 00220 00220 Rovers&& County RN-eml Park&Op. Space 00040 00040 00040 00000 00000 0W30 00000 00000 00000 CV Public Cemetery OW32 0W32 0W32 00000 00000 00000 00000 00W0 00000 CV M.'"o, 00127 00127 00127 00120 00120 00120 00150 00140 00140 CV Peak & Recitation 00192 00192 00192 OWIO 0W20 OW10 00060 00060 00060 CV Winer Drsmm 00250 00250 00250 00130 00130 Om10 00170 00960 007W CV Resource Comservahon 0W03 0W03 00003 0OWO 00000 00130 00000 00000 OOWO CVWD Dismm l Debt Service 00119 00118 00118 OWm 00000 OWm OOWO 0W00 00000 CVWD Storm Wafer Umt 00320 00320 00320 OWIO OWIO 00000 00010 00010 OWIO Tmal Dvoct Rate 09992 09992 009992 10000 10000 1.0000 10000 10000 10000 Tax Rine Area 020-005 020-005 020-0D5 020-0I5 020015 020-089 020-144 020-144 020144 OvadappoR Roes ° City of La Quoits County of Riverside Riverside County Office of Education Riverside County Pension Obligation Desert Sands Udfied 00762 00761 00299 00762 00761 00756 00767 00261 00756 Coachella Valley Unified School Dismct Coachella Valley Water Dlmut 00442 00332 001,62 0 01 W 00208 00484 00442 00332 00484 Coachella Valley Recreation& Park Distinct Dean Comm College Dnsmct 001" 00199 00199 00208 00199 00199 001W 00199 00199 Total Overlapping Raze 01409 01293 01461 01125 01169 0[440 014W 01293 01440 Total Drect and O erlapping Rate 1 1401 1 1285 1 1453 I 1175 1 1169 1 1440 1 14W 1 1293 1 1440 NOTE to 197e,Califomu vaea paved lse x a asa Il wbc6 ensdw propciry nix resit u e I �. fixed amounttar duns, W. ijus I W/.. s dared lit a0 taunt, agcnces ne, e" the wbjcct properly oodnwuhn. Source Cmuityof Rtversidt Audvm Convollefs Office I Dead me from Tax Raze Area (TRA) 020-059 provided by Ball Corers & Cone and ovalappmg debt onto from Caldomm Minnows] Sotrmcs s Drect rare taken from all non -RDA TRA's pmvtded by the County of Riversde and do not include ERAF deductions and ovedappmg rotes provided by Calif -me, Municipal Statistics i Direct rate taken from an analysis by me City of La Quints Finaiice Depamnent staff of all TRA's in the Project area and do rot include State ERAF deductions aril ovedappuig net, provided by Caldomia Mimcipal Statistics ° Direct one taken from an analysis of thel TRA in the Project aro and do not include State ERAF deducoons and ovedappuig rams pounded by California, Municipal Statistics s OvedapPaig toes are based upon a single no, me area ody 136 CITY OF LA QUINTA Principal Property Taxpayers Current Year and Nine Years Ago (in dollars) Taxpayer KSL Desert Resort, Inc $ TD Desert Development Sams Real Estate Trust/Wal Mart Village Resort Quarry at La Quinta CNL Desert Resort Fourth Quarter Properties XLIII WKL Canyon Ridge Associates Aventine Development Apartment at La Quinta Village 11 LLP One Eleven La Quinta 2008 Percent of Total City Taxable Taxable Assessed Assessed Value Value 381,086,929 47,028,524 36,819,850 33,146,143 31,377,029 26,665,873 26,491,514 24,531,000 22,350,100 20,194,087 15,950,227 3.07% 0.38% 0.30% 0.27% 0.25% 0.21% 0.21% 0.20% 0.18% 0.16% 0.13% $ 665,641,276 5.36% TABLE 10 t'S Percent of Total City Taxable Taxable Assessed Assessed Value Value 174,875,149 6.59% 18,313,493 0.69% 12,027,516 0.45% NOTE :The amounts shown above include assessed value data for both the City and the Redevelopment Agency. Source: HdL Coren & Cone 137 TABLE I I CITY OF LA QUINTA Property Tax Levies and Collections Last Thee Fiscal Years ( in dollars) Collected within the Fiscal Taxes Levied _ Fiscal Year of Leyy Collections in Total Collections to Date Year Ended for the Percent Subsequent Percent June 30 Fiscal Year Amount of Levy Years Amount of Levy 2006 60,716,047 73,097,360 120.39% 2,092,065 75, I89,425 123.84% 2007 79,752,191 74,533,984 93.46% 1,802,076 76,336,060 95.72% 2008 84,100,395 87,804,912 104.40% 3,216,547 91,021,459 108.23% NOTE: The amounts presented include City property taxes and Redevelopment Agency tax increment. This schedule also includes amounts collected by the City and Redevelopment Agency that were passed -through to other agencies. Source: County of Riverside Auditor Controller's Office 091.1 Ratios of Outstanding Debt by Type Last Three Fiscal Years (in dollars) Governmental Activities Reimbursement Agreement Compensated Absences Due to Coachella Valley Unified School District Due to County of Riverside Developer Agreement Tax Allocation Bonds Project Area I Tate Allocation Bonds Project Area 2 2004 Local Agency Revenue Bonds ' City Hall Lease Revenue Bonds Unamortized Discount and Issuance Costs Total Governmental Business -type Activities Capital Leases Total Business -type activities Total Primary Government Population -State Department of Finance January 1 Number of Households Median Household Income Percentage of Personal Income Debt Per Capita TABLE 12 Fiscal Year Ended Fiscal Year Ended Fiscal Year Ended 2006 2007 2008 $ 328,311 $ 278,311 $ 228,311 608,266 734,055 829,227 5,186,627 4,431,178 3,675,731 1,850,000 1,750,000 1,600,000 776,030 643,539 511,048 14l,785,000 139,145,000 136,350,000 6,130,000 6,025,000 5,915,000 89,265,000 87,745,000 86,175,000 6,245,000 5,900,000 5,540,000 (877,230) (877,230) (841,087) 251,297,004 245,774,853 239,983,230 1,090,602 825,848 681,048 1,090,602 825,848 681,048 $ 252,387,606 $ 246,600,701 $ 240,664,278 38,340 41,092 42,958 18,762 20,176 21,058 $ 65,906 $ 67,754 $ 74,683 20.41% 18.04% 15.30% $ 6,583 $ 6,001 $ 5,602 Notes: Details regarding the City's outstanding debt can be found in the notes to the financial statements. ' The debt service payment for the 2004 Lease Revenue Bonds are made from Redevelopment Project Area I & 2 low & moderate income tax increment. 139 TABLE 13 CITY OF LA QUINTA Ratio of General Bonded Debt Outstanding Last Three Fiscal Years (In Dollars) Outstanding General Bonded Debt Fiscal Year City Hall Lease 2004 Tax Percent of Ended Lease Local Agency Allocation Assessed Per June 30 Obligation Revenue Bonds Bonds Total Value I Capita 2006 6,245,000 89,265,000 147,915,000 243,425,000 2007 5,900,000 87,745,000 145,170,000 238,815,000 2008 5,540,000 86,175,000 142,265,000 233,980,000 General bonded debt is debt payable with governmental fund resources and general obligation bonds recorded in enterprise funds (of which, the City has none). Assessed value has been used because the actual value of taxable property is not readily available in the State of California. Source: City of La Quinta 2.44% $ 6,349 2.01% $ 5,812 1.88% $ 5,447 140 TABLE 14 CITY OF LA QUBQTA Direct and Overlapping Debt June 30, 2008 City Assessed Valuation $ 4,607,425,776 Redevelopment Agency Incremental Valuation 7,808,608,987 Total Assessed Valuation $ 12,416,034,763 Source: Riverside County Auditor Controller Estimated Share of Percentage Outstanding Overlapping Applicable Debt 6/30/08 Debt Overlapping Debt Repaid with Property Taxes And Assessments: Desert Community College District 7.438% $ 337,870,330 25,130,795 Coachella Valley Unified School District 29.508% 93,982,458 27,732,344 Desert Sands Unified School District (DSUSD) 7.836% 214,839,044 16,834,787 DSUSD Lease Tax Obligations 7.836% 13,590,000 1,064,912 Coachella Valley County Water District I.D. No. 55 83.015% 4,590,000 3,810,389 Coachella Valley County Water District I.D. No. 58 6.809% 2,160,000 147,074 DSUSD Community Facilities District No. 1 100.0000% 1,945,000 1,945,000 City of La Quinta 1915 Act Bonds 100.000°/a 1,705,000 1,705,000 Coachella Valley Water District Assessment District No. 68 86.2470/. 2,255,000 1,944,870 Total overlapping debt repaid with property taxes 672,936,832 80,315,171 Overlapping Other Debt including Certifications of Participation (COP) Riverside County General Fund Obligations L516% Riverside County Pension Obligations 1.5160% Riverside County Board of Education COP 1.516% 29.508% 7.836% 10.850% 12.511% Coachella Valley Unified School District COP DSUSD COP Coachella Valley County Water District I.D. No. 71 COP Coachella Valley Recreation and Park District COP Total overlapping other debt Total overlapping debt City direct debt Total direct and overlapping debt $ 701,562,556 10,635,688 387,995,000 5,882,004 9,275,000 140,609 53,830,000 15,884,156 12,420,000 973,231 6,390,000 693,315 2,510,000 314,026 1,173,982,556 34,523,029 $ 1,173,982,556 114,838,200 240,664,278 $ 355,502,478 Notes: For debt repaid with property taxes, the percentage of overlapping debt applicable is estimated using taxable assessed property values. Applicable percentages were estimated by determining the portion of another governmental unit's taxable assessed value that is within the city's boundaries and dividing it by each unit's total taxable assessed value. Overlapping governments are those that coincide, at least in part, with the geographic boundaries of the City. This schedule estimates the portion of the outstanding debt of those overlapping governments that is home by the residents and businesses of the City. This process recognizes that, when considering the City's ability to issue and repay long-term debt, the entire debt burden borne by the residents and businesses should be taken into account. However, this does not imply that every taxpayer is a resident, and therefore responsible for repaying the debt of each overlapping government. Source: California Municipal Statistics, Inc.- overlapping debt Source: City of La Quinta - City Direct debt 141 CITY OF LA QUINTA Legal Debt Margie b f-[nation Last Eight Fiscal Years (in dollars ) TABLE 15 2001 2002 2003 2004 2005 2006 200] 2008 Assessed valmtion 53,143,395,801 3,767,559,451 5,357.903,512 6,220,471,097 7,813,866,586 9,975,646,644 11,866,4t4,134 12,416,034,763 Debt hvut percentage 15% 15% 15% IS% 15% 15% 15% 15% Debt[unit 471,509,370 565,133,918 903,685,527 933,070,6(15 1,172,079,988 1,496,346,997 1,779,%2,120 1,862,405,214 Total me debt applicable to limn Genual obligation bonds Legal debt nargm S 471,509,370 565,133,918 803,685,527 933,070,665 I,I72,079,988 1,496,346,997 1,779,%2,120 1,862,405,214 Total debt applicable to the Ivoit as a fecentage fdebt Lund 0.0% 00°0 00°0 00% 00°0 00% 00% 001/6 Static. 43605 of the Govanmeot Code of the Some ofC4hfomm limits the amount of ndebtedness for public unprovemeou to 15%of the assessed valoatwn-fall real and personal property of the City The City-f La Quiida has an general bonded indebtedness Sanee: Cdy of La Quiata Finance Depamnent hocd upon the Assessed valuation received from the CO mlyof Riverside Auditor Controllers Office 142 Fiscal Year Ended 2006 2007 2008 CITY OF LA QUINTA Pledged -Revenue Coverage Last Three Fiscal Years (In Dollars) Tax Allocation Bonds - Project Area I Tax Less: Other Net Tax Debt Service Increment Debt Payments Increment ' Principal 36,506,201 20,638,731 15,867,470 2,500,000 42,029,503 20,820,149 21,209,354 2,640,000 43,476,312 25,383,713 18,092,599 2,795,000 Tax Allocation Bonds - Project Area 2 TABLE 16 Interest Coverage 7,805,905 1.54 7,658,900 2.06 7,500,553 1.76 Fiscal Year Ended Tax Less: Other Net Tax Debt Service June 30 Increment Debt Payments Increment I Principal Interest Coverage 1 2006 19,849,893 17,325,411 2,524,482 100,000 319,168 6.02 2007 20,777,158 18,553,875 2,223,283 105,000 314,785 5.30 2008 23,087,750 20,929,512 2,158,238 110,000 310,135 5.14 Fiscal Year Ended June 30 2006 2007 2008 Fiscal Year Ended June 30 2006 2007 2008 2004 Local Agency Revenue Bonds Tax Less: Other Net Tax Debt Service —Increment ' Debt Payments Increment Principal Interest Coverage 14,089,024 0 14,089,024 735,000 4,436,981 2.72 15,701,664 0 L5,701,664 1,520,000 4,402,909 2.65 16,641,016 16,641,016 1,570,000 4,356,806 2.81 Local Agency Revenue Bonds (City Hall Project) Lease Less: Other Net Lease Debt Service Revenue z Debt Payments Revenue Principal Interest Coverage 680,575 0 680,575 330,000 350,575 1.00 678,865 0 678,865 345,000 333,865 1.00 675,880 0 675,880 360,000 315,880 1.00 Note: Details regarding the city's outstanding debt can be found in the notes to the financial statements. t Tax increment has been reduced by other debt payments, which may or may not be subordinated to Tax Allocation Bonds ] Lease revenues consist of payments from the City General Fund, Civic Center Development Impact Fee Fund and the Redevelopment Agency Capital Projects Fund 3 Tax increment revenues from both Project Area I and Project Area 2 Low & Moderate Income Funds are used to pay the annual debt service payments. 143 TADLEI7 CITY OF LA QUINTA Demographic and Economic Statistics Last Three Calendar Years Calendar Calendar Calendar Year Year Year 2006 2007 2008 City Land (Sq Miles) (3) 35.1 35.1 35.31 Population (I) 38,340 41,092 42,958 Median Household Income (in dollars) (4) $65,906 $67,754 $74,683 Number of Dwelling Units (3) 18,762 20,176 21,058 Persons per Household (3) 2.855 2.846 2,851 Average Income per person per household $23,084 $23,807 $26,195 Labor Force (2) 14,500 15,300 15,200 Employment (2) 14,100 14,900 14,600 Unemployment Rate (2) 2.76 % 2 61 % 3.95% Median age (4) 36 36.4 364 Sources: (1) State of California Department of Finance - January I of each year (2) State of California Economic Development Department website (3) City of La Quinta Building & Safety and Community Development Departments (4) Desert Wheeler's Newsletter City Overview 144 TABLE 18 CITY OF LA QUINTA Principal Employers Current Year and Nine Years Ago 2007-2008 1998-19991 Percent of Percent of Number of Total Number of Total Employer Activity Employees Employment Employees Employment Desert Sands Unified School Distict Government 2,398 16.42% 525 La Quinta Resort & Club Hotel & Golf Resort 1,550 10.62% 1,500 Wal-Mart Super Center Retailer 400 2.74% 280 Costco Retailer 207 1.42% - Rancho La Quinta Golf Resort 200 1.37% 150 Imperial Irrigation District Public Utility 200 1.37% - Target Retailer 185 1.27% - Lowe's Home Improvement 3 Retailer 150 1.03% 125 Stater Brothers Grocery Store 150 1.03% 150 Home Depot Retailer 147 1.01% 185 Total employment listed 5,587 38.27% Total City Employment -July 1 14,600 "Total Employment" as used above represents the total employment of all employers located within City limits with over 100 employees Source: 2007-2008 Muniservices, LLC and I998-1999 City of La Quinta 'The total City employment and %applicable for 1999 was not available 2,915 Not Available Not Available 145 TABLE 19 CITY OF LA QUINTA Full-time City Employees by Function Last Four Fiscal Years Fiscal Year Fiscal Year Fiscal Year Fiscal Year Ending Ending Ending Ending June 30 June 30 June 30 June 30 Function 2005 2006 2007 2008 Administration 8.00 9.00 10.00 12.00 City Clerk 5.00 5.00 5.00 6.00 Finance 8.00 9.00 9.00 9.00 Community Services 8.00 10.25 10.25 11.25 Building and Safety 21.00 4 22.00 24.00 25.00 Planning and Development 9.00 12.00 12.00 12.00 Public Works 23.50 26.25 26.25 28.25 Golf Course 0.50 0.50 0.50 0.50 Total 83.00 94.00 97.00 104.00 Source: City of La Quinta NOTE: The City of La Quinta contracts with the County of Riverside for Police Services and with the California Department of Forestry through a contract with the County of Riverside for Fire Services. In addition the City -owned Golf Course is operated by Landmark Golf. These positions have not been included as these positions are not City employees. 146 TABLE 20 CITY OF LA QUFNTA Operating Indicators by Function Last Three Fiscal Years 2006 2007 2008 Finance: Number of Active Business Licenses 3,208 3,424 3,690 Number of Animal Licenses Processed 892 1,022 1,272 Number of Accounts Payable Checks Processed 4,696 4,722 4,840 Number of investment purchases 39 73 64 Par value of investments $327,417,000 $392,729,000 $424,500,000 Number of cleared checks 5,081 4,837 5,501 Number of outgoing bank wires 202 158 136 Public Works: Encroachment permits issued 304 218 Ito Request for services 618 419 1152 Building & Safety: Permits: Single family Detached 1,044 526 297 Single family Attached 227 38 0 Residential Pool 866 612 331 WalifFence 1,502 963 583 Other 1,607 1,404 1,121 Total Permits 5,246 3,543 2,332 Code Compliance Animal Control Incidents Handled 1,901 687 2,920 Vehicle abatements 909 296 351 Garage Sale Permits 1,190 1,444 1,519 Weed abatements 141 76 117 Nuisance abatements 1,611 2,032 2,142 Community Services: Library activities Library Volume 42,050 44,981 66,124 Library books checked out 55,002 99,659 117,738 Library Cards Issued 5,550 5,325 3,675 Number of School Children Visiting Library 745 260 841 Library Volunteer Hours 1,991 1,583 1,951 Senior Center. Number of visits 14,305 12,955 14,013 Senior Center Volunteer Hours 3,481 4,192 3,332 Recreation activities Participants: Leisure Classes 1,373 1,192 990 Special events 4,668 7,809 8,109 Adult Sports 3,402 6,827 8,550 Golfcoutse: Golf rounds played 38,934 40,548 40,516 Average $ Green fee 71 12 76.97 8109 Planning and Development: Number of residential units approved 1,063 534 338 Commercial square footage approved 533,726 124,821 342,502 Source, City of La Quota 147 TABLE 21 CITY OF LA QUINTA Capital Asset Statistics by Function Last Three Fiscal Years Fiscal Year Fiscal Year Fiscal Year Ending Ending Ending June 30 June 30 June 30 2006 2007 2008 Public works: Streets (miles) 118.40 122 127 Bikepaths (miles) 22.00 22 22 Streetlights 73 85 85 Traffic signals 44 45.25 45.25 Traffic Signs 2,799 2,845 2,895 Bridges 12 12 12 Parks and recreation: Parks 12 12 13 Park Acreage 207 207 209 Undeveloped Park Acreage 40 40 40 Senior Center I 1 I Museum l t 1 Library I 1 1 Golf Course: Municipal golf courses I 1 I Source: City of La Quinta 148 TABLE 22 CITY OF LA QUINTA Schedule of Insurance in Force June 30, 2008 Company Name Policy Number Coverage Limits Term Premium Hartford 72BPEEW0254 Employee Dishonesty, $1,000,000 12/3/08 - 09 $3,013 Forgery, Computer Fraud kmerican Wholesah 5467276 All Risk Property Insurance 40,900,000 07/01/07 - 09 59,258 Including Auto Physical Damage (Excluding Earthquake) Pacific Ins ZG0036449 Earthquake & Flood 7,500,000 02/07/07-09 I3I,630 Endurance his 10000326200 Real & Personal Property Including Contingent Tax Interruption California Comprehensive General $0 Deductible Retention 07/01/07 - 09 281,125 Joint Powers Liability $50 Million Insurance Authority California Joint Powers Insurance Authority Worker's Compensation 5,000,000 07/01/07 - 09 175,642 149 THIS PAGE INTENTIONALLY LEFT BLANK 150 INVESTMENT ADVISORY BOARD Correspondence & Written Material Item B Meeting Date: December 10, 2008 ITEM TITLE: Month End Cash Report - November, 2008 BACKGROUND: This cash report is not a complete Treasury Report (exclude petty cash, deferred compensation and fiscal agent balances), but would report in a timely fashion selected cash balances. Also included is a historical analysis of investment limitations by category. Information item only. M. Falconer, Finance Director / Ma O ( ( \( \ §!Ci !( .. mo ci lain ID )\\ \ \ \\ ( \ &\\ \ \ }\ \ ( ƒia E0 0. 0 y0 !2E \|\ !,! zo ! {\ §® - - - !af � ( ® k \k 0GW, k \ 4/ƒ))k\)j< \ ; / | ) ; 2 Kecent tSlll Auction Kesuns r asc i ui i Home , Institutional , Announcements, Data & Results , Latest Auction Data , Recent Bill Auction Results Recent Bill Auction Results Security Issue Maturity Discount Investment Price CUSIP Term Date Date Rate % Rate % Per$100 4-WEEK 11-28-2008 12-26-2008 0.050 0.051 99.996111 91279SJ44 13-WEEK 11-28-2008 02-26-2009 0.150 0.152 99.962500 91279SK59 26-WEEK 11-28-2008 05-28-2009 0.490 0.498 99.753639 912795M24 328-DAY 11-28-2008 10-22-2009 1.000 1,021 99.088889 912795544 4-WEEK 11-20-2008 12-18-2008 0.100 0.101 99.992222 912795J36 13-WEEK 11-20-2008 02-19-2009 0.150 0.152 99.962083 91279SK42 26-WEEK 11-20-2008 05-21-2009 0.640 0.855 99.575333 912795190 52-WEEK 11-20-2008 11-19-2009 1.040 1.063 98.948444 912795551 254-DAY 11-18-2008 07-30-2009 1.050 1.071 99,259167 912795Q95 182-DAY 11-14-2008 05-15-2009 0.990 1.009 99.499500 912795V32 4-WEEK 11-13-2008 12-11-2008 0.070 0.071 99.994556 912795328 13-WEEK 11-13-2008 02-12-2009 0.355 0.360 99.910264 912795K34 26-WEEK 11-13-2008 05-14-2009 0.990 1.009 99.499500 912795L82 4-WEEK 11-06-2008 12-04-2008 0.320 0.325 99.975111 912795H95 77-DAY 11-06-2008 01-22-2009 0.420 0.426 99.910167 912795385 13-WEEK 11-06-2008 02-05-2009 0.530 0.538 99.866028 91279SK26 26-WEEK 11-06-2008 05-07-2009 1.100 1.122 99.443889 9127951-74 238-DAY 11-06-2008 07-02-2009 1.330 1.358 99.120722 912795Q87 4-WEEK 10-30-2008 11-28-2008 0.440 0.446 99.964556 912795H87 64-DAY 10-30-2008 01-02-2009 0.700 0.711 99.875SS6 912795351 13-WEEK 10-30-2008 01-29-2009 0.900 0.915 99,772500 912795393 26-WEEK 10-30-2008 04-30-2009 1.400 1.430 99.292222 912795166 4-WEEK 10-23-2008 11-20-2008 0.700 0.710 99.945556 91279SH79 13-WEEK 10-23-2008 01-22-2009 1.250 1 271 99.684028 912795385 98-DAY 10-23-2008 01-29-2009 1.240 1.261 99.662444 912795393 26-WEEK 10-23-2008 04-23-2009 1.800 1.842 99.090000 912795L58 52-WEEK 10-23-2008 10-22-2009 1.720 1.767 98.260889 912795544 225-DAY 10-22-2008 06-04-2009 1.600 1.636 99.000000 912795Q79 74-DAY 10-20-2008 01-02-2009 0.800 0.812 99.835556 912795351 94-DAY 10-20-2008 01-22-2009 0.930 0.945 99.757167 912795385 191-DAY 10-20-2008 04-29-2009 1.350 1.378 99.283750 912795T92 247-DAY 10-20-2008 06-24-2009 1.350 1.379 99.073750 912795U2S 4-WEEK 10-16-2008 11-13-2008 0.100 0.101 99.992222 912795H61 63-DAY 10-16-2008 12-18-2008 0.490 0.497 99.914250 912795136 13-WEEK 10-16-2008 01-15-2009 0.500 0.508 99.873611 912795177 26-WEEK 10-16-2008 04-16-2009 1.100 1.122 99,443889 91279SL41 97-DAY 10-10-2008 01-15-2009 0,800 0.813 99,784444 912795377 4-WEEK 10-09-2008 11-06-2008 0.660 0.690 99.947111 912795H53 63-DAY 10-09-2008 12-11-2006 0.770 0.782 99.865250 912795328 13-WEEK 10-09-2008 01-08-2009 0.460 0.467 99.883722 912795369 Effective with the 11/2/98 auction, all bills are auctioned using the single -priced method. Freedom of Information Act I Law & Guidance I Privacy_& Legal Notices I Website Terms & Condition U.S. Department of the Treasury, Bureau of the Public Debt http://www.treasurydirect.gov/RI/OFBills 12/1/2008 3 FRB: Commercial Paper Rates and Outstandmgs . 1- - -._ . Federal Reserve Release Release I About I Announcements I Outstandings I Volume statistics I Y(W-end I Maturi Distribution Data Download Program (DDP) Announcement: Clarification of Criteria Considered for Commercial_ Paper Rates Data as of November 28, 2008 Commercial Paper Rates and Outstanding Derived from data supplied by The Depository Trust & Clearing Corporation Posted December 1, 2008 D'scount rates Term AA nonfinancial A2/P2 nonfinancial financial AA asset -backed 1-day 7-day 15-day 30-day 0.70 0.25 0.64 0.37 3.18 5.58 5.29 6.23 n.a. n.a. 0.46 0.73 0.73 0.91 1.25 1.30 1.57 1.29 1.43 1.53 1.90 2.10 60-day n.a. 90-day n.a. Trade data insufficient to support calculation of the 60-day AA nonfinancial, 90-day AA nonfinancial, 60-day A2/P2 nonfinancial, and 90-day A2/P2 nonfinancial rates for November 28, 2008. Yield curve http://www.federalreserve.gov/releases/ep/ 12/1/2008 4 FKB: Commercial Faper Kates ana Uutsianamgs Vlaney nMirME UUNIN — — — AAnontinuncial ........... A21P2 nonfinancial --- Aar financial i. w _ i I 1 7 15 30 60 90 Days to Mawrity Discount rate spread 2001 2002 2003 2004 2005 2006 2007 2008 Discount rate history 10 8 6 4 0 720 630 540 450 360 270 180 90 0 http://www.federalreserve.gov/releases/cp/ 12/1/2008 5 1,KB: i ommerclai raper mates anu vutstauuings ar, . i ,,. Outstandings Weekly (Wednesday), seasonally adjusted Billions of dollars 1190 1090 990 890 790 690 590 490 --- NoNinalicial(right s,:alc) -- I'iu�tclal ilcR scale} 1 � � 1� it�r A 7 6 5 4 3 2 I Billions of dollars 290 250 y 210 is 1,• 170 �i 130 90 2001 2002 2003 2004 2005 2006 2007 2008 The daily commercial paper release will usually be available before 11:00am EST. However, the Federal Reserve Board makes no guarantee regarding the timing of the daily commercial paper release. When the Federal Reserve Board is closed on a business day, rates for the previous business day will be available through the Federal Reserve Board's Data Download Program(DEW). This policy is subject to change at any time without notice. Release I About I Announcements I Outstare ings I Volume statistics I Year-end I Maturity Distribution Data Download Program (DDP) http://www.federalreserve.gov/releases/ep/ 12/1/2008 6 FKB: Commercial raper Kates ana vtitstanomgs ragc w ui Y Home I Statistical releases Accessibility I Contact Us Last update: December 1, 2008 http://www.federalreserve.gov/releases/cp/ 12/1/2008 7 r": r1.1J--3electeu 1meIesL 1CaLCs, W eU-Ulny Malty upUalc-- NUvcluucl LO, LUUo r asc i vi -r Federal Reserve Statistical Release K 15 Selected Interest Rates (Daily) skip to content Release Date: November 28, 2008 Weekly release dates I Historical data I Data Download Program (DDP) I About I Announcements Daily update Other formats: Screen reader I ASCII "Data Download 14'1 01 Program The weekly release is posted on Monday. Daily updates of the weekly release are p through Friday on this site. If Monday is a holiday, the weekly release will be p after the holiday and the daily update will not be posted on that Tuesday. FEDERAL RESERVE STATISTICAL RELEASE H.15 DAILY UPDATE: WEB RELEASE ONLY SELECTED INTEREST RATES For use at 4:15 p.m. Eastern Time Yields in percent per annum Instruments Federal funds (effective) 1 2 3 Commercial Paper 3 4 5 6 Nonfinancial 1-month 2-month 3-month Financial 1-month 2-month 3-month CDs (secondary market) 3 7 1-month 3-month 6-month Eurodollar deposits (London) 3 8 1-month 3-month 6-month Bank prime loan 2 3 9 Discount window primary credit 2 10 U.S. government securities Treasury bills (secondary market) 3 4 4-week 3-month 6-month 1-year Treasury constant maturities Nominal 11 1-month 3-month November 28, 2008 2008 2008 2008 2008 Nov Nov Nov Nov 24 25 26 27* 0.62 0.59 0.53 0.53 0.46 0.64 n.a. 1.10 1.21 n.a. n.a. 1.29 n.a. 1.42 1.45 1.31 1.88 1.88 1.16 2.03 1.70 n.a. 1.35 1.45 1.40 2.18 2.21 2.23 2.60 2.68 2.75 2.00 2.00 2.00 3.00 3.00 3.00 3.60 3.60 3.60 4.00 4.00 4.00 4.00 1.23 1.25 1.25 1.25 0.01 0.04 0.02 0.13 0.10 0.05 0.54 0.53 0.48 0.92 0.93 0.91 0.01 0.04 0.02 0.13 0.10 0.05 http://www.federalreserve.gov/Releases/H15/update/ 12/1/2008 8 FRB: H.15--Selected Interest Kates, web -only Uauy update--ivovember /a, zvva rage L vi + 6-month 0.54 0.53 0.48 1-year 0.95 0.95 0.93 2-year 1.31 1.15 1.09 3-year 1.53 1.41 1.38 5-year 2.24 2.06 2.01 7-year 2.71 2.49 2.43 10-year 3.35 3.11 2.99 20-year 4.01 3.85 3.77 30-year 3.78 3.63 3.54 Inflation indexed 12 5-year 4.19 4.12 4.24 7-year 4.27 3.96 3.86 10-year 3.11 2.79 2.68 20-year 3.32 3.14 3.10 Inflation -indexed long-term average 13 3.44 3.30 3.22 Interest rate swaps 14 1-year 2.13 1.98 2.04 2-year 2.29 2.10 2.13 3-year 2.61 2.36 2.40 4-year 2.92 2.65 2.68 5-year 3.15 2.86 2.89 7-year 3.41 3.09 3.10 10-year 3.54 3.21 3.22 30-year 3.41 3.16 3.18 Corporate bonds Moody's seasoned Aaa 15 5.92 5.75 n.a. Baa 9.21 9.12 n.a. State & local bonds 16 Conventional mortgages 17 * Markets closed. n.a. Not available. Footnotes 5.97 --------------- 1. The daily effective federal funds rate is a weighted average of rates on broke 2. Weekly figures are averages of 7 calendar days ending on Wednesday of the curr figures include each calendar day in the month. 3. Annualized using a 360-day year or bank interest. 4. On a discount basis. 5. Interest rates interpolated from data on certain commercial paper trades settl Depository Trust Company. The trades represent sales of commercial paper by deale issuers to investors (that is, the offer side). The 1-, 2-, and 3-month rates are 30-, 60-, and 90-day dates reported on the Board's Commercial Paper Web page (www.federalreserve.gov/releases/cp/). 6. Financial paper that is insured by the FDIC's Temporary Liquidity Guarantee Pr excluded from relevant indexes, nor is any financial or nonfinancial commercial p directly or indirectly affected by one or more of the Federal Reserve's liquidity the rates published after September 19, 2008, likely reflect the direct or indire new temporary programs and, accordingly, likely are not comparable for some purpo published prior to that period. http://www.federalreserve.gov/Releases/H15/update/ 12/1/2008 9 rtcn: r1.13--3e1ecieu lluUFUSL lcaLeS, weo-Uuiy Laiy vyunLc--ivuvcuiuci 40, 4vv0 rage � v. � 7. An average of dealer bid rates on nationally traded certificates of deposit. 8. Bid rates for Eurodollar deposits collected around 9:30 a.m. Eastern time. 9. Rate posted by a majority of top 25 (by assets in domestic offices) insured U. commercial banks. Prime is one of several base rates used by banks to price short loans. 10. The rate charged for discounts made and advances extended under the Federal R credit discount window program, which became effective January 9, 2003. This rate adjustment credit, which was discontinued after January 8, 2003. For further info www.federalreserve.gov/boarddocs/press/bcreg/2002/200210312/default.htm. The rate for the Federal Reserve Bank of New York. Historical series for the rate on adjus well as the rate on primary credit are available at www.federalreserve.gov/releas 11. Yields on actively traded non -inflation -indexed issues adjusted to constant m 30-year Treasury constant maturity series was discontinued on February 18, 2002, on February 9, 2006. From February 18, 2002, to February 9, 2006, the U.S. Treasu factor for adjusting the daily nominal 20-year constant maturity in order to esti nominal rate. The historical adjustment factor can be found at www.treas.gov/offices/domestic-finance/debt-management/interest-rate/ltcompositei Source: U.S. Treasury. 12. Yields on Treasury inflation protected securities (TIPS) adjusted to constant Source: U.S. Treasury. Additional information on both nominal and inflation -index found at www.treas.gov/offices/domestic-finance/debt-management/interest-rate/ind 13. Based on the unweighted average bid yields for all TIPS with remaining terms more than 10 years. 14. International Swaps and Derivatives Association (ISDA(R)) mid -market par swap for a Fixed Rate Payer in return for receiving three month LIBOR, and are based o at 11:00 a.m. Eastern time by Garban Intercapital plc and published on Reuters Pa ISDAFIX is a registered service mark of ISDA. Source: Reuters Limited. 15. Moody's Aaa rates through December 6, 2001, are averages of Aaa utility and A rates. As of December 7, 2001, these rates are averages of Aaa industrial bonds o 16. Bond Buyer Index, general obligation, 20 years to maturity, mixed quality; Th 17. Contract interest rates on commitments for fixed-rate first mortgages. Source Market Survey(R) data provided by Freddie Mac. --------------------------------------------------------------------------------- Note: Weekly and monthly figures on this release, as well as annual figures avail Board's historical H.15 web site (see below), are averages of business days unles --------------------------------------------------------------------------------- Current and historical H.15 data are available on the Federal Reserve Board's web (www.federalreserve.gov/). For information about individual copies or subscriptio Publications Services at the Federal Reserve Board (phone 202-452-3244, fax 202-7 electronic access to current and historical data, call STAT-USA at 1-800-782-8872 Description of the Treasury Nominal and Inflation -Indexed Constant Maturi Yields on Treasury nominal securities at "constant maturity" are interpolated by http://www.federalreserve.gov/Releases/Hl5/update/ 12/1/2008 10 FRB: H.I9--Selected Interest Kates, web-unty uatly upaate--tNovemoer /a, /uva rage 4 ui Y from the daily yield curve for non -inflation -indexed Treasury securities. This cu the yield on a security to its time to maturity, is based on the closing market b actively traded Treasury securities in the over-the-counter market. These market calculated from composites of quotations obtained by the Federal Reserve Bank of constant maturity yield values are read from the yield curve at fixed maturities, and 6 months and 1, 2, 3, 5, 7, 10, 20, and 30 years. This method provides a yiel maturity, for example, even if no outstanding security has exactly 10 years remai Similarly, yields on inflation -indexed securities at "constant maturity" are inte daily yield curve for Treasury inflation protected securities in the over-the-cou inflation -indexed constant maturity yields are read from this yield curve at fixe currently 5, 7, 10, and 20 years. Weekly release dates I Historical data I Data Download Program. (DDP) I About I Announcements Daily update Other formats: Screen reader I ASCII Statistical releases Ilome I Economic resmch and data Accessibility I Contact Us Last update: November 28, 2008 http://www.federalreserve.gov/Releases/HI5/update/ 12/1/2008 10 Bill Lockyer, State Treasurer 1% Inside the State Treasurer's Office Local Agency Investment Fund (LAIF) PMIA Performance Report Date Daily YOM Quarter to Date YhW Average Maturity in k 11/10/2008 2.63 2.69 249 11/11/2008 2.63 2.69 249 11/12/2008 2.62 2.69 249 11/13/2008 2.61 2.69 247 11/14/2008 2.60 2.681 248 11/15/2008 2.60 2.68 248 11/16/2008 2.60 2.68 248 11/17/2008 2.58 2.68 243 11/18/2008 2.57 2.68 241 11/19/2008 2.55 2.67 244 11 /20/2008 2.55 2.67 244 11/21/2001 2.51 2.67 242 11722/2008 2.51 2.67 242 11/23/2008 2.51 2.66 242 Lo; 29.: Corporate Bond: 0.57% Commercial Par 6.63% LAW Performance Report Quarter ending 9/30/08 Apportionment Rate: 2.77% Earnings Ratio: 0.00007595384447805 Fair Value Factor: 0.999137696 PMIA Average Monthly Effective Yields Oct 2008 2.709% Sep 2008 2.774% Aug 2008 2.779% Pooled Money Investment Account Portfolio Composition $63.7 Billion 10131 /08 Reverses -0.15% Treasuries 1d dF0/ i ime ueposits CDs/BNs 13.58% 8.64% ortgages 1.70% Agencies 24.99% 11 City of La Coma Cash Flaw Budget to Actual October 31, 2008 Cash Basis Account Budget 10/08 Actual 10108 Accmal/ Adjustment Adjusted Total 10/08 Variance Over Under Notes ProPely Tax/ Tax Increment Transient Occupancy Tax Sales Tax - 265.743 509,738 163,533 225,596 512,918 163,533 226,596 512,918 163,533 (39,147) 3,181 Supplemental Property Tax Received $6611, from DSUSD & IID for captal improvement Other revenue$ Revenues 2863,125 3,638.608 4143,120 5,046,167 4,143120 5,046,167 1,279,995 1,407,581 Projects, RCTD funding $318k, $1141,devUoperdeposits Expenditures Salaries & Fringe Benefits Other expenditures Subtotal 1,008.992 3,443.862 1,194,227 4,019.840 1,194,227 4,019840 185,235 575,978 3pay ponds Paid two months Police invoices 4.452,854 5,214.067 5,214,067 761.213 351,248 533,260 4.675,048 496503 4,675,048 4%,503 4,323,800 36,757 Redevelopment Agency Debt Service(Poncipal/InteresVPass Through) Subtotal Purchase of land $41in Reversals of Maim, pass-thrus e8d508 5,171,551 5,171,551 6287043 2,941,679 2941,679 2,941,679 Capital Projects Total Expenditures 8,279,041 13,327,297 13,327,2975,048,256 Net RevenuesfExpenEllures 4,640,435 8,281,130 NOTE 1 Expenditures are budgeted at 8 34% per month Difference between actual and budget (Underspenp DEPARTMENT Overspent Notes GENERAL GOVERNMENT 77,948 CITY CLERK 1,905 COMMUNITY SERVICES (7,222) FINANCE 4,546 BUILDING & SAFETY 521.577 Faclites Rent$533k PUBLIC SAFETY 469,683 2 months Police invoices PLANNING (45,391) PUBLIC WORKS 274,863 SUBTOTAL - GENERAL FUND 748,183 Library Gas Tax Federal Assistance JAG Grant Slesf(Cops) Revenue Indian Gaming Lighting & Landscaping RCTC Development Agreement CV Violent Crime Task Force (257) AS 939 _ Quimby (2,919) Infrastructure Proposition 1 B South Coast Air Quality (2,219; Transportation _ Parks & Recreation Civic Center Library Development Community Center Street Facility Park Facility Fire Protection Arts In Public Places (16,019) Interest Allocation Equipment Replacement (51,392) Information Technology (26,286) Park Maintenance Facility 11,212 SilverRcck Golf 95,557 SlverRock Reserve - LO Public Safety Officer (167) Finance Authority (1,316) Capital Improvement Total 754,377 W INVESTMENT ADVISORY BOARD Meeting Date: December 10, 2008 TITLE: Pooled Money Investment Board Report for September 2008 BACKGROUND: Correspondence & Written Material Item C The Pooled Money Investment Board Report for September 2008 is included in the agenda packet. RECOMMENDATION: Receive & File M. Falconer, Finance Director POOLED MONEY INVESTMENT ACCOUNT SUMMARY OF INVESTMENT DATA A COMPARISON OF SEPTEMBER 2008 WITH SEPTEMBER 2007 (DOLLARS IN THOUSANDS) SEPTEMBER 2008 SEPTEMBER 2007 CHANGE Average Daily Portfolio $ 65,286,969 $ 58,058,289 $ +7,228,680 Accrued Earnings $ 148,862 $ 248,957 $ -100,095 Effective Yield 2.774 5.231 -2.457 Average Life -Month End (In Days) 214 207 +7 Total Security Transactions Amount $ 46,707,550 $ 29,626,463 $ +17,082,087 Number 959 614 +346 Total Time Deposit Transactions Amount $ 3,172,000 $ 4,526,000 $ -1,364,000 Number 161 223 -62 Average Workday Investment Activity $ 2,375,217 $ 1,797,445 $ +577,772 Prescribed Demand Account Balances For Services $ 774,191 $ 326,536 $ +447,665 For Uncollected Funds $ 176,283 $ 202,900 $ -26,617 1 BILL LOCKYER TREASURER STATE OF CALIFORNIA INVESTMENT DIVISION SELECTED INVESTMENT DATA ANALYSIS OF THE POOLED MONEY INVESTMENT ACCOUNT PORTFOLIO (000 OMITTED) SEPTEMBER 30, 2008 DIFFERENCE IN PERCENT OF PERCENT OF PORTFOLIO FROM TYPE OF SECURITY AMOUNT PORTFOLIO PRIOR MONTH Government Bills $ 2,748,220 4.27 +1.85 Bonds 0 0.00 0 Notes 2,258,286 3.51 +0.65 Strips 0 0.00 0 Total Government $ 5,006,506 7.78 +2.50 Federal Agency Debentures $ 10,803,204 16.79 -0.36 Certificates of Deposit 12,557,680 19.62 +2.59 Bank Notes 500,000 0.78 -0.46 Bankers' Acceptances 0 0.00 0 Repurchases 0 0.00 0 Federal Agency Discount Notes 2,476,811 3.85 -6.21 Time Deposits 8,861,500 13.78 -0.39 GNMAs 152 0.00 0 Commercial Paper 9,248,490 14.38 +0.46 FHLMC/Remics 1,091,971 1.70 0.00 Corporate Bonds 378,202 0.59 -0.05 AB 55 Loans 11,213,087 17.43 -0.20 GF Loans 2,576,800 4.01 +1.97 Reversed Repurchases -393,000 -0.61 -0.15 Total (All Types) $ 64,321,403 100.00 INVESTMENT ACTIVITY SEPTEMBER 2008 AUGUST 2008 NUMBER AMOUNT NUMBER AMOUNT Pooled Money 959 $ 46,707,550 501 $ 24,205,093 Other 16 53,774 8 38,325 Time Deposits 161 3,172,000 198 4,515,000 Totals 1136 $ 49,933,324 707 $ 28,758,418 PMIA Monthly Average Effective Yield 2.774 2.779 Year to Date Yield Last Day of Month 2.780 2.783 q Pooled Money Investment Account Portfolio Composition $64.3 Billion 9/30/08 Corporate Bonds 0.59% Commercial Papei 14.38% Reverses -0.61% Treasuries 7.78% s >gencies 20.64% Ns i ime ueposas cv.OV% 13.78% INVESTMENT ADVISORY BOARD Correspondence & Written Material Item D Meeting Date: December 10, 2008 ITEM TITLE: November 25, 2008 Joint Meeting Minutes with the City Councl BACKGROUND: The minutes from the joint meeting with the City Council have not been approved and will be distributed at the next scheduled Investment Advisory Board meeting. Staff has included the Economic Development and Marketing Plan which was discussed at the joint meeting. RECOMMENDATION: Information item only. '4f John M. Falconer, Finance Director city of 2008-2009 Economic Development Plan ,,, 'Ii 1 4000 City of La Quinta 2008-2009 Economic Development Plan Executive Action Summary The City of La Quinta is embarking on its thirteenth year of economic development initiatives, which are derived from the annual Economic Development Plan ("ED Plan"). Presented for the first time this year, this Executive Action Summary offers an implementation strategy to fulfill the numerous objectives of the ED Plan and outlines the steps being taken to ensure the economic vitality of the City of La Quinta. In essence, it provides the framework for the year's upcoming economic development implementation activities. The ED Plan's comprehensive policy document, first adopted in 1996, is attached for reference and details the City's vision and direction for its economic development activities. It also provides more detail on the City's rationale for an economic development plan, lists ED Plan participants, and outlines La Quinta's resources, opportunities, liabilities, and needs as well as a business plan. To better understand La Quinta's economic development initiatives, it is important to be familiar with the community's profile — the "facts and figures" that would lead potential retailers, restaurants, hotels, and businesses to locate here: • Population as of January 1, 2007 - 42,092 • Population projections: 2010 - 50,000: 2015 - 60,000; 2020 - 70,000 Median age is 36 • Median household income is $67,754 • Total number of households in La Quinta in 2007 - 14,491 • Total number of housing units in 2007 - 20,269 (18,330 SFD - 90%) • Median new home price - $554,747; median home price - $370,045 • Retail sales in 2006 reached $742.6 million (23% increase over 2005) • La Quinta has an assessed valuation of $11.9 billion (FY 2007) • 2006 total hotel room sales for the City of La Quinta amounted to $46.7 million • Permit valuation: $154.4 million in 2007; $272.2 million in 2006; $376 million in 2005 (a new record high); $359 million in 2004 • La Quinta has the highest daily ($122.40) and annual ($44,676) per room revenue in the Valley and is home to the largest hotel in the Coachella Valley - the La Quinta Resort & Club (over 800 guest rooms) 2007 traffic counts (2-way, average daily trips): Washington Street @ Highway 111 - 50,019; Washington Street @ Fred Waring Drive - 50,407; Highway 111 @ Adams Street - 41,302; Jefferson Street @ Avenue 48 - 28,045 Characteristics of La Quinta's 5, 10, and 15 mile rings from Hwy 111/Adams Street: 5 Mile Ring 10 Mile Ring 15 Mile Ring POPULATION 166,084 262,336 342,782 HOUSEHOLDS 58,118 93,116 120,591 MEDIAN AGE 34.3 35.5 35.1 AVG HH INCOME $77,262 $76,331 $73,402 2008-2009 Implementation Activities and Target Areas BUSINESS DEVELOPMENT POLICY: Support existing La Quinta businesses through a variety of economic development and marketing efforts. ACTION ITEMS ✓ Continue to work with the La Quinta Chamber of Commerce on business retention efforts and business support. ✓ Implement "Business Development" efforts as part of the City's Marketing Plan to support La Quinta businesses: • Continue trade show/special event participation • Continue shop/dine advertising and local television advertising • Continue efforts to attract residents and visitors to the Village area (via events, banners, and signage) • Create a shopping map • Create a business directory for the City's website • Produce a "Things To Do in La Quinta" master calendar • Initiate cooperative advertising with Village businesses • Create tourism website with specific messages and information on where to shop and dine in La Quinta • Commission a market study with a focus on "future trends" in order to gain insight on the next generation of consumers and attract suitable businesses to La Quinta • Explore cooperative programs with regional organizations such as CVEP and Riverside County (trade shows and advertising opportunities) ✓ Implement tourism efforts, public relations activities, and cooperative programs with the CVA and La Quinta hotels with the goal of attracting more visitors to stay, play, shop, and dine in La Quinta. HIGHWAY 111 CORRIDOR POLICY: The City will encourage the development of commercial, service commercial, office, lodging, theater, and light industrial uses within the Highway I I I Corridor to diversify the community's economic base. ACTION ITEMS J Work with Highway 111 Corridor property owners to facilitate building and site reuse opportunities to accommodate evolving retail trends and the reuse and/or expansion of existing retail facilities and auto dealers. ✓ Explore opportunities to develop a mixed -use `lifestyle" center that combines entertainment venues with retail and residential uses in the Highway I I I Corridor. ✓ Continue to market Highway II I Corridor development opportunities to retail, hospitality and family restaurant/entertainment developers and operators in conjunction with property owners. ✓ Market Highway 111 Corridor development opportunities to auto dealers, and assist with retention and expansion efforts. WASHINGTON STREET CORRIDOR POLICY. The City will work with the various property owners and stakeholders to facilitate development of the Centre Pointe project at the southeast corner of Miles and Washington. ACTION ITEMS ✓ Work with Centre Pointe Development and adjoining property owners to draft a new land use plan for the undeveloped segments of this property not owned by Eisenhower Medical Center. THE VILLAGE POLICY. The City will explore strategies to attract more businesses, residents and visitors to the Village at La 2uinta (the Citys down town area). ACTION ITEMS ✓ Implement the Village Signage program contained within the 2007-08 Capital Improvement Plan to guide patrons to Village businesses. ✓ Explore opportunities to develop urban infill residential uses in and near the Village to increase demand for the commercial and office uses. ✓ Continue to explore commercial retail development opportunities. ✓ Update the Village Design Guidelines, General Plan policies, Zoning Codes and develop a strategic plan specifically for the Village area. ✓ Continue monitoring parking capacity and location studies that identify current and future parking demand, and the means and locations to accommodate future parking demands. ANNEXATION FEASIBILITY POLICY. The City will plan for future retail development to serve future growth in Sphere of Influence Planning Areas 1 and 2. ACTION ITEMS ✓ Finalize a strategic plan that will address land use, infrastructure needs, and fiscal recommendations that guide future annexation of land in Planning Area I and 2. ✓ Continue efforts with the County of Riverside to identify how the City may assume some of the current redevelopment authority and revenue as Planning Area I and 2 properties are annexed into the City of La Quinta. ✓ Evaluate the use of non -property tax based revenue vehicles in order to accommodate annexation requests. RESORT/HOSPITALITY OPPORTUNITIES POLICY: The City will implement the development programs for the boutique and resort hotels at SilverRock Resort and explore other opportunities for resort hospitality development. ACTION ITEMS ✓ Continue to implement and monitor the Disposition and Development Agreement and Development Agreement with Lowe Enterprises for boutique hotel, resort hotel, casitas, and retail development within SilverRock Resort. ✓ Coordinate and facilitate the development process for the boutique hotel at SilverRock Resort. ✓ Solicit proposals from landowners and developers to jointly develop additional resort and hospitality uses throughout the City. ✓ Continue cooperative program with La Quinta hotels on Time Warner Cable's Journey TV (on demand travel channel). ✓ Explore and initiate a cooperative marketing program with Lowe Enterprises in relation to SilverRock Resort, focusing on a main portal (website) and site signage. RECREATION OPPORTUNITIES POLICY: The City will explore recreational opportunities and develop recreational uses for residents and visitors to enjoy. Areas of particular emphasis will include golf, trail improvements, a regional trail system, parks, health and fitness programs as well as arts, cultural and educational experiences. ACTION ITEMS ✓ Continue with and enhance Arnold Palmer Classic Course marketing: • Design new artwork for billboards; continue rotator billboard advertising Valley -wide • Take full advantage of being a home course of the Bob Hope Chrysler Classic in 2008-2009 marketing and advertising efforts • Continue with print advertising • Continue to research and implement public relations opportunities with positive messages • Update www.SilverRock.org website with new photos and additional information • Produce new SilverRock television spots to air primarily in the local market ✓ Complete the site planning and facilities design processes for the permanent clubhouse at SilverRock Resort. ✓ Start construction on the permanent clubhouse at SilverRock Resort. ✓ Complete preliminary design of the second golf course at SilverRock Resort. ✓ Implement completed Community Services Master Plan. ✓ Continue to work on trails plans for the top of the Cove and the White Water Channel. ✓ Explore land acquisition opportunities to provide additional park facilities. HOUSING POLICY: The City is committed to develop workforce affordable housing to ensure housing opportunities to support existing businesses and business future expansion. ACTION ITEMS ✓ Monitor CORE's lease -up activities at the Vista Dunes Courtyard Homes. Pursue green building and smart affordable housing recognition and awards. ✓ Conclude an affordable housing agreement with the Shovlm Companies for the Highway I I I/Dune Palms Road property. ✓ Purchase additional property for future affordable housing development. ✓ Complete site planning activities for: • Washington Street Apartments and adjoining property • Dune Palms Road/Westward Ho properties ✓ Conclude mixed use development site planning activities for City -owned property located at Avenue 52 between Avenida Bermudas and Desert Club Drive. ✓ Identify rehabilitation and/or redevelopment opportunities involving existing multi -family residential units. ✓ Monitor the implementation of the Affordable Housing Agreement with Coachella Valley Housing Coalition (CVHC) for the land sale and development of 218 affordable multi -family rental dwellings at the Dune Palms Road/Avenue 48 property. ✓ Sell additional units in the La Quinta Housing Program to very low-income households. Contents of Economic Development Plan °Policy° Document This document is organized as follows: i► Introduction ■ Rationale for this Economic Development Plan ■ Participants in Formulating and Implementing this Plan 2) Resources, Opportunities, Liabilities and Needs ■ Community Profile ■ Key Assets ■ Liabilities ■ Projected Market Demand ■ Projected City/Redevelopment Agency Financial Resources for Economic Development ■ City/Agency Real Estate Assets ■ Infrastructure Needs/City Capital Improvement Program s► Business Plan Mission Statement Implementation Policies Fiscal Year 2007-08 Accomplishments a) Highway 111 Corridor b) The Village c) Annexation Feasibility d) Resort/Hospitality Opportunities e) Housing f) Business Development g) SilverRock Resort Marketing 2008-09 Implementation Activities and Target Areas h) Highway 111 Corridor i) The Village j) Annexation Feasibility k) Resort/Hospitality Opportunities 1) Recreation Opportunities m) Housing n) Business Development o) SilverRock Resort Marketing APPENDIX Exhibit A: City/Agency Real Estate Assets Map Section 11. 1' . . 1- - .. Strategies and Tasks to Stimulate Private Investment in La Quinta The City of La Quinta is embarking on the thirteenth year of implementing economic development initiatives. To date the City's efforts have yielded major retailers, upscale restaurants, a Homewood Suites and Embassy Suites, and the new resort and golf venues at SilverRock Resort. The focus for the coming fiscal year is five fold. The first two involve SilverRock Resort. The Redevelopment Agency will continue to implement and monitor the Disposition and Development Agreement that will lead to the development of a boutique hotel, a feature hotel and resort retail village. The Agency will also complete the design and construction of the on -site infrastructure at SilverRock, as well as initiate design and construction activities related to the permanent clubhouse and preliminary design of the second golf course. The third entails further defining the markets the City's three commercial districts (the Highway 111 corridor, the Village and SilverRock Resort) serve to ensure that the City's economic development initiatives will maximize the benefits to each district. The City will take a proactive approach to business development and support local businesses in La Quinta, particularly those located in the Village. The fourth entails planning for future retail uses that will serve the anticipated population growth in the unincorporated area within the City's Sphere of Influence. The fifth is a commitment to develop workforce affordable housing to ensure housing opportunities to support existing businesses and business future expansion. The City's economic development efforts will continue to maintain a balance between securing quality revenue -generating development while preserving La Quinta's cultural and natural features. The goal is to insure that the short-term gain realized from achieving revenue -generating uses does not compromise the long-term necessity for quality development that withstands the test of time. Thus, the economic development initiatives presented in this Economic Development Plan center on attracting and enhancing revenue -generating enterprises, protecting open space and environmental attributes, and expanding recreation opportunities for La Quinta's residents. This Plan outlines a vision and direction for the City's economic development activities. It presents the mission statement, implementation policies, projected CITY OF LA QUINTA April 15, 2008 ECONOMIC DEVELOPMENT PLAN INTRODUCTION PAGE 2 resources, and business plan the City and the La Quinta Redevelopment Agency will follow to sustain a comprehensive economic development effort. Rationale for this Economic Development Plan The economic development process is the deliberate, judicious intervention in the local economy to foster a business climate that facilitates private investment. This process is neither exact nor fully predictable, and is more of an art than a science. Economic development is a dynamic, ever changing endeavor because it must constantly accommodate the evolving characteristics of the market place. Thus, the City annually reviews and updates this Plan to ensure that it reflects and responds to current market conditions, and equally as important, the community's collective vision as to how to accommodate these conditions. Finally, this enterprise parallels the activities associated with building a city; thus this Plan embraces a long-term vision rather than a short-term perspective. In 1996, the City of La Quinta adopted the first Economic Development Plan that defined the community's desires for future development, and presented a business plan to guide the City's economic development initiatives. The City then embarked on a planned, pro -active economic development effort for the following reasons: Capture Forecasted Growth for the Coachella Valley A variety of market studies forecast continued growth for the Coachella Valley during the next decade. This is demonstrated by the new major retailers that have located along the Highway 111 corridor during the past year. Due to its prime location and the expanding population of the Eastern Central Coachella Valley the City is positioned to capture a sizable portion of the projected commercial, resort, and residential development through the business expansion and recruitment efforts delineated in this Economic Development Plan. Balance Municipal Revenue and Expenditure Needs The City's primary revenue resources are transient occupancy and sales taxes. During Fiscal Year 2007-08 these revenues comprised 34% of the City's total General Fund revenue; sales tax revenue income generated approximately 21% of total General Fund revenue and transient occupancy tax revenue will generate approximately 13% of total General Fund revenue. Secondary resources are license/permit fees and property tax revenue. A majority of the City's property tax revenue, however, is allocated to the Redevelopment Agency. Approximately 80% of the land area within the City's corporate boundaries is in one of two redevelopment project areas. Combined, these resources maintain existing and provide new services to La Quinta's residential and business communities. CITY OF LA QUINTA April 15, 2008 ECONOMIC DEVELOPMENT PLAN INTRODUCTION PAGE S Resort and commercial development generates a majority of the municipal revenues received by the City. The City and Redevelopment Agency must continue to enlarge the City's revenue base in order to enhance and expand the quality of municipal services La Quinta residents expect. Judiciously Allocate Municipal Resources Like any business, the City continually balances the allocation of financial resources between service costs and infrastructure investment. To prudently accomplish this task, the City annually implements a comprehensive strategic planning effort that meshes this Economic Development Plan with a Five -Year Municipal Service Resource Allocation Plan, a Five -Year Capital Improvement Program, Annual City/Agency Financial Management Strategies, and Annual City/Agency Operating Budgets. This strategic planning effort is focused on and designed to insure that the City has financial resources to provide future municipal services, and address future infrastructure and public facility needs. This Economic Development Plan identifies economic development investment strategies and initiatives that are subsequently funded through the annual City/Redevelopment Agency Capital and Operations budgets. Participants in Formulating and Implementing this Plan This Economic Development Plan delineates initiatives that implement the community's vision of its desired destiny. It outlines policies, activities, and resources the City will pledge to guide and/or influence future development decisions. Thus, the primary participants in formulating and implementing this Plan are the residential and business communities that define La Quinta. When first developed, the City sponsored a series of community forums to solicit community input. The City continues to consult with these communities during the Plan's implementation phases. For example, the City solicited input from residents regarding desired businesses in La Quinta, and involved them in the development of a Community Services Master Plan. The City Council governs the formulation and implementation of this Plan. Council Members bring forth constituent ideas and needs, and assist with defining the issues, mission, strategy, and overall policies that guide implementation efforts. Finally, City staff plays a strategic role in this endeavor. Staff is charged with the responsibility to monitor market conditions, solicit community input, interface with existing and new users, implement programs and initiatives, and monitor achieved results. CITY OF LA QUINTA April 15, 2008 ECONOMIC DEVELOPMENT PLAN Section 200&W Economic Development Plan Strategies and Tasks to Stimulate Private Investment in La Quinta This section presents the background data that was used in developing the Business Plan presented in Section 3; it includes a summary of key assets, presents an overview of projected market demand, delineates projected City/Agency resources, and outlines infrastructure needs. Community Profile The City of La Quinta is located in the Eastern Central Coachella Valley; Indian Wells and Palm Desert border the City to the west, Indio to the east, and unincorporated communities to the north and south. Located approximately two miles south of Interstate 10, primary access is via State Highway 111, Washington Street, and Jefferson Street. Per the State of California Department of Finance, the City's 2007 estimated population was 41,092. Per Wheeler's 2007/2008 Edition of "Demographic Profiles of the Coachella Valley," La Quinta has a median household income of $67,754. Only Indian Wells and Rancho Mirage had higher median household incomes. In the context of the Coachella Valley, La Quinta also enjoys an emerging population of new families with an average household size of 2.85 persons; 64% of La Quinta's population is under 44 years of age (the median age is 36.4), and persons over the age of 65, historically the most recognized age group in the Valley, comprise only 13.4% of La Quinta's population. Claritas Incorporated, a demographic research firm, estimates that 166,084 persons live within a five mile radius of La Quinta, 262,336 live within a 10 mile radius, and 342,782 live within a 15 mile radius. Within the same geographical areas, the estimated average household income was $77,262, $76,331, and $73,402, respectively. During 2006, total taxable sales within the City of La Quinta were $754 million. According to the City of La Quinta's 2007 Comprehensive Annual Financial Report, the City's assessed valuation for 2007 was $11.9 billion. CITY OF LA QUINTA April 15, 2008 ECONOMIC DEVELOPMENT PLAN RESOURCES, OPPORTUNITES AND MARKET PROFILE PAGE S Key Assets Review of the City's physical characteristics and discussions with the residential and business communities identify the following key community assets: • an educated, dedicated, and highly motivated residential and business community that share a long history of working in concert to provide a stable environment that supports economic development efforts; • an international reputation for resort and golf amenities resulting from the La Quinta Resort & Club, PGA West, Rancho La Quinta, The Tradition, The Quart', The Hideaway, Madison Club, Griffin Ranch, La Quinta Country Club, and SilverRock Resort; • the City hosts renowned golf tournaments such as the Bob Hope Chrysler Classic, which has helped earn it the title of "America's Ultimate Golfing Destination" by the acclaimed Robb Report; • the Highway 111 commercial corridor, which is nearing build -out, features a few prime vacant properties of sufficient size to accommodate development that will serve the Eastern Coachella Valley and will generate significant financial returns for both the City and Agency; • a market area with one of the highest per capita incomes in the Coachella Valley; • the Village of La Quinta, a commercial center nestled in the Santa Rosa Mountains, that offers a setting that is unparalleled in the Coachella Valley; • La Quinta's commerce, art and cultural heritage as represented by the La Quinta Chamber of Commerce, La Quinta Arts Foundation and La Quinta Historical Society, that supports art and cultural activities attracting patrons from California and the greater southwest; • the 525 acre Agency -owned SilverRock Resort golf and resort property, home to the Arnold Palmer Classic Course which Golf Magazine selected as one of the "top ten new golf courses that you can play," and which hosted its first Bob Hope Chrysler Classic in January 2008; • a 20,000 square -foot, state-of-the-art public library and a newly expanded 8,400 square -foot museum which offer educational and cultural resources; • the Lake Cahuilla Recreation Area which provides water sport and other outdoor recreation opportunities; • continued steady residential development and sales activity which generates a significant number of households to support retail, recreation, and service commercial users; CITY OF LA QUINTA April 15, 2008 ECONOMIC DEVELOPMENT PLAN RESOURCES, OPPORTUNITES AND MARKET PROFILE PAGE 6 a highly motivated City workforce that understands the needs of the business community and the need to process required City approvals within a short time frame; resources that the City/Agency can dedicate to economic development investment; and • Availability of professional and medical office space including the addition of the Eisenhower Medical Center facility at Washington Street and Seeley Drive. Liabilities Though the assets far outweigh the liabilities, there are limitations that the City must account for when implementing its economic development initiatives; these include the following: competition between Coachella Valley communities to provide financial incentives to major developers and users, which significantly influence their location decisions; • competition for golf and resort patrons with other Coachella Valley cities who are improving their public golf amenities in order to attract new, and expand existing, resort and hotel uses; and evolving retailing trends that render existing retail centers obsolete while potentially decreasing the need for new retail centers. Projected Market Demand The Agency commissioned Economic Research Associates (ERA) to conduct a new market study to assess near- and mid-term trends that will influence economic development efforts. The Market Study specifically focuses on market conditions and development opportunities within the City's main commercial corridors (Highway 111, The Village, and SilverRock Resort) and within the Sphere of Influence area. In April 2006, ERA was commissioned to conduct an Overview Analysis of Market Opportunities. This document is on file with the City of La Quinta. In lieu of another comprehensive market study, a refined market analysis will be considered for Fiscal Year 2008-2009 to shed light on the next generation of consumers and which businesses La Quinta should target. CITY OF LA QUINTA April 15, 2008 ECONOMIC DEVELOPMENT PLAN RESOURCES, OPPORTUNITIES AND MARKET PROFILE PAGE 7 Projected City/RedevelopmeM agency Financial Resources for Economic Development As part of its ongoing resource management effort, the City annually evaluates City/Redevelopment Agency financial resources and identifies those resources that can be pledged to economic development initiatives. During development of the 2008-09 Fiscal Year Budget staff will specifically identify funds available for economic development initiatives. These funds are basically one-time resources that will most likely not be renewed when expended. City/Agency Real Estate Assets Since 1983, the City and Redevelopment Agency have accumulated real estate assets as a result of major infrastructure projects or as part of the Agency's affordable housing efforts. Exhibit A, in the Appendix of this Plan, presents a map of the real estate assets owned by the City or Redevelopment Agency. City/Redevelopment Agency real estate assets currently available for economic development include SilverRock Resort, owned by the Redevelopment Agency, the City's holdings located at the top of the Cove, and several properties in the La Quinta Village including a municipal parking lot and property adjoining the La Quinta Community Center and Park. Infrastructure Needs/City Capital Improvement Program As part of the annual strategic planning effort the City conducts a comprehensive review of the community's infrastructure needs. The City then addresses these needs through the Five -Year Capital Improvement Program. This Program identifies both current year and projected five-year capital improvement needs and resources, and delineates an annual funding schedule for specific infrastructure projects. This Economic Development Plan is integrated with the Capital Improvement Program (CIP) to ensure that the infrastructure impediments to specific economic development projects are addressed, or where possible, economic development project implementation activities mitigate site -specific capital improvement needs. Notable CIP projects include: SilverRock Resort Infrastructure, Clubhouse, and Second Golf Course; Village Signage Program; Enhanced Pedestrian Crossings in the Village; Phase III Highway 111 Improvements; Golf Cart Program; Adams Street Bridge; and various traffic signals. CITY OF LA QUINTA April 15, 2008 ECONOMIC DEVELOPMENT PLAN Section 2008-09 Ecommic Development Plan Strategies and Tasks to Stimulate Private Investment in La Quinta In order to proceed with implementation activities, a business plan is required that presents a mission statement describing the intended outcome the community wishes to achieve, and the overall policies that will guide implementation activities. Finally, specific target areas and implementation efforts are detailed. Mission Statement The mission statement formulated for this economic development effort is as follows: The mission of the Economic Development effort is to actively support the development and expansion of existing businesses, and to proactively recruit sustainable revenue - generating uses that diversify and expand the City's economic base, offer a variety of products and services, increase employment opportunities, enhance City/Agency fiscal resources, preserve and enhance La Quinta's unique environment, and contribute to the quality of life for La Quinta residents. Implementation Policies The following policies guide the City's Economic Development implementation efforts. They address resource and staffing commitments, annexation strategies, use of City assets, and refinement of City processes. These policies guide City staff as they pursue implementation initiatives. Active Participation in Economic Development The City will actively implement economic development initiatives by committing resources to market development opportunities through direct contact with property owners, commercial and industrial enterprises, resort and lodging operators, developers, and the business community. CITY OF LA QUINTA April 15, 2008 ECONOMIC DEVELOPMENT PLAN BUSINESS PLAN PAGE 9 Financial Resources Commitment The City and Redevelopment Agency will annually dedicate funds to support economic development and infrastructure improvement activities. Business Development Support existing La Quinta businesses through a variety of economic development and marketing efforts. A specific objective will involve attracting more people to The Village at La Quinta in an effort to support the businesses located in this section of the City.. Economic Base Diversification Emphasis will be placed on pursuing opportunities that will dynamically enhance and diversify La Quinta's economic base to include a balance of retail, recreation, and resort uses. City/Agency Private Project Investment City/Redevelopment Agency financial investment will be primarily limited to underwriting infrastructure and municipal fee costs, obtaining operating and use covenants, and rehabilitating/refurbishing older commercial structures and centers for projects that enhance overall City development and growth. Assisted projects must feature enhanced design and landscaping amenities, and enhanced building and site maintenance requirements to insure these amenities are maintained for the life of the development. City/Agency Return on Investment When considering City/Redevelopment Agency investment in commercial, resort or office development projects, the City/Redevelopment Agency must achieve a 10% to 15% return on the City/Agency investment by the fifth year of operation. Development generated revenue included in this analysis is sales tax, transient occupancy tax and property tax revenue; City development permit and impact fee revenue may not be included as development project revenue. Further, City service costs must first be deducted from development generated revenue. The City/Redevelopment Agency investment should be fully repaid within a ten-year period, with every attempt to achieve repayment within a five to eight -year period. Private Project Investment - Financial Need For commercial, industrial, office or resort development projects that request City/Redevelopment Agency financial investment, the City/Redevelopment Agency must find that off -site infrastructure improvement costs, municipal fee costs, and/or development or rehabilitation costs are so excessive that the project warrants public investment to underwrite some of these costs in order to generate CITY OF LA QUINTA April 15, 2008 ECONOMIC DEVELOPMENT PLAN BUSINESS PLAN PAGE 10 sufficient returns to attract private investment. Further, if City/Redevelopment Agency financial investment is targeted towards obtaining operating and use covenants, the City/Redevelopment Agency must find that the desired user achieves the City/Agency Return on Investment parameters described above and generates additional employment, retail and/or recreation opportunities for La Quinta residents. Reuse of Vacant Commercial Facilities The City/Redevelopment Agency will proactively work to ensure the reuse of commercial facilities that remain vacant for six months or more. These activities will include working with property owners and tenants to identify reuse opportunities, identify site and building improvement needs, and facilitate user/developer recruitment efforts. Land Use Planning In order to maintain, protect, and enhance municipal fiscal balance the City should carefully evaluate the fiscal effect of land use planning. A key issue facing the City is conversion of Tourist Commercial Zoning to Residential and Resort Residential land uses. Prior to consideration of any request to convert land uses a detailed fiscal analysis and fiscal mitigation program shall be required. Highway I II Corridor In order to enhance commercial opportunities the City/Redevelopment Agency has secured two major retail anchors for the east end of this corridor. In doing so, this corridor will have major demand generating anchors located in the corridor's west, middle and eastern sectors. The City/Redevelopment Agency will work on filling remaining vacant parcels and assisting property owners with rehabilitating/ redeveloping older, obsolete retail centers. Environmental Compatibility In order to maintain, protect and enhance La Quinta's unique physical environment, all new development projects will be reviewed with added emphasis on their compatibility with their environmental setting to insure preservation of La Quinta's unique natural desert and mountain landscape. Regional Transportation Opportunities The City will pursue joint efforts with regional agencies that facilitate the expansion of rail and air transportation services, including the Jacqueline Cochran Regional Airport, to support the transportation needs of La Quinta's resort, commercial, residential, and other uses. CITY OF LA QUINTA April 15, 2008 ECONOMIC DEVELOPMENT PLAN BUSINESS PLAN PAGE 11 Annexation Opportunities The City may pursue annexation opportunities, as requested, that are economically sustainable, enhance the City's economic future, provide workforce affordable housing opportunities, and protect environmentally sensitive areas that are crucial to the La Quinta experience. These will include properties that expand resort and golf course development opportunities, accommodate commercial, industrial, and transportation uses, protect environmentally sensitive areas, scenic vistas, enhance equestrian opportunities, and provide for a variety of housing types. The City will also review potential impacts on current residents and seek ways to mitigate impacts, if they exist. Prior to any annexations in Planning Areas 1 and 2 a detailed fiscal analysis and Plan for Services shall be required. Future annexations should be revenue -neutral or positive to ensure long-term fiscal balance. Municipal Properties The City will pursue the timely sale and/or development of all City/Agency-owned surplus property with uses that maintain, protect and enhance the environment while achieving a return on the initial City/Agency investment. Recreation Opportunities The City will explore recreational opportunities and develop recreational uses for residents and visitors to enjoy. Areas of particular emphasis will include golf, trail improvements, a regional trail system, parks, health and fitness programs as well as arts, cultural and educational experiences. The City will encourage alternative transportation and healthy lifestyles. Efforts will be made to develop a comprehensive trail system that links the recreation amenities at Lake Cahuilla and in the Santa Rosa Mountains with the City's residential and resort communities. The City will continue its participation in regional planning efforts to complete a trail system between La Quinta and Palm Desert. The City will work with the Coachella Valley Community Trails Alliance (CVCTA) to develop a trails plan for the top of the Cove. Coachella Valley Recreation and Park District (CVRPD) is conducting a feasibility study of a dual purpose trail along the bank of the White Water Channel. Stneetscape Improvements Future major arterial streetscape and median improvements will be designed to impart a sense of place and a feeling unique only to La Quinta so residents, visitors and other travelers will experience a sense of arriving at a special destination when traveling to, or through La Quinta. Highway 111 improvements will be made in 2008-2009, and an entry statement will be designed for the City's western entrance. CITY OF LA QUINTA April 15, 2008 ECONOMIC DEVELOPMENT PLAN BUSINESS PLAN PAGE 12 Highway 111 Corridor Land Use Diversification The City will encourage the development of commercial, service commercial, office, lodging, theater, and light industrial uses within the Highway 111 Corridor to diversify the community's economic base. Education The City recognizes the value of enhancing educational opportunities in the Coachella Valley, and therefore, has supported efforts to expand the California State University, San Bernardino — Palm Desert Campus via a total contribution of $1,000,000, with a third installment of $250,000 paid this past fiscal year. Staff Development City staff will continually work to refine and improve their skills as they relate to fulfilling the mission of the Economic Development Plan and program while reinforcing the perspective that the City's economic survival depends on City staffs ability to serve the public in a courteous, efficient and knowledgeable manner. Prepare New and Update Existing Information Documents On an ongoing basis, City staff will prepare new, and update existing, promotional and community information documents for circulation to potential users and developers. Focus will be on documents providing socio-economic data as well as commercial activity reports and public information pieces. Fiscal Year 2007-08 Accomplishments The Business Plan presented in the 2007-08 Economic Development Plan identified specific target areas and activities to accomplish during the fiscal year. The following summarizes the accomplishments by target area, as of March 2008. Highway 111 Corridor Highway 111 Commercial Corridor. Super Wal-Mart, Costco, and Sam's Club now provide the City with three main retail anchors that provide added revenue, employment opportunities as well as convenient shopping. The arrival of Cost Plus World Market, Goodwill, Abbey Flooring, Union Bank of California, and various specialty clothing stores also enhanced the consumer experience in La Quinta. A variety of new dining options recently opened include: Panera Bread, Chipotle Mexican Grill, Tortilla Express, Z Pizza, Cosi, Port of Subs, Pick Up Stix, Wienerchnitzel, Juice It up, Coffee Bean & Tea Leaf, and Just Java Coffee. CITY OF LA QUINTA April 15, 2008 ECONOMIC DEVELOPMENT PLAN BUSINESS PLAN PAGE'13 Auto Dealer Retention/Expansion. City staff has been working with the owner of Torre Nissan to facilitate dealership expansion, which will allow them to stay at their La Quinta site. Auto Center. City and the Redevelopment Agency staff will continue working on retention, expansion, and recruitment of auto franchises in the existing Auto Center and other Highway 111 properties. To date, several opportunities are currently being investigated. MilesNVashington Property. The City's third hotel, Homewood Suites containing 129 rooms, received their Certificate of Occupancy in July 2007. There are also 40 casitas units that have been recently constructed. The Village Parking Study. Completed parking capacity and location study that evaluated existing and future conditions. It will be used to monitor parking in the future and assist the City in making CIP and management decisions based upon industry standards. The study concluded there is sufficient parking in the Village for current land uses and development patterns. Semi-annual surveys are suggested as a method to maintain a sound understanding of future parking and related management conditions. The City Council also directed staff to look at pedestrian -friendly street crossings, intersections and pedestrian network within the Village and surrounding neighborhoods. New Development. Plaza Estado which contains retail and office space was completed in early 2008, and Phase II of Old Town has opened. New office and retail space is available. Additionally, Casa La Quinta, a 20-unit luxury condominium project has commenced grading activity. Annexation Feasibility Annexation. Continued to work with interested property owners on evaluating the costs and benefits of annexations. The City has prepared a range of fiscal models that have been utilized to evaluate overall SOI fiscal conditions as well as evaluate specific annexation proposals and development projects. The City has participated in Riverside County Vista Santa Rosa Task Force meetings. The City has yet to complete a strategic land use plan for the Vista Santa Rosa SOI area (as the County of Riverside defines a new land use plan for this area). Resort/Hospitality Opportunities SilverRock Resort. The Agency continues to monitor and implement a Disposition and Development Agreement that facilitates the sale and/or lease of nearly 61 acres to Lowe Enterprises for development of a boutique hotel, resort hotel, casitas units, resort retail, and a black box theater. Lowe CITY OF LA QUINTA April 15, 2008 ECONOMIC DEVELOPMENT PLAN Housing BUSINESS PLAN PAGE 14 Enterprises is currently designing the Boutique Hotel, called "La Solana at SilverRock" and has established an on -site sales center. They have also begun preliminary design studies for the Resort Hotel. Bob Hope Chrysler Classic. The Bob Hope Chrysler Classic was held at the Arnold Palmer Classic Course in January 2008. Feedback from the Hope Classic, pro and celebrity players, and spectators was very positive. La Quinta Rental Housing Program. The Agency sold one home to an existing tenant who could qualify for a first trust deed mortgage and who saved funds for a down payment and closing costs. This sale was to a very low-income household.. Vista Dunes Courtyard Homes. National Community Renaissance of California (CORE) was selected to purchase the completed development and operate this housing complex. CORE secured 4% tax credit financing to fund some of the development costs. All 80 dwellings are slated to attain Leadership in Environmental and Energy Design (LEED) gold or platinum certification in April 2008. The first very low-income residents will begin moving into the complex in May 2008. Wolff Waters Apartments. In March 2006 the Agency concluded an affordable housing agreement with the Coachella Valley Housing Coalition (CVHC) that facilitates development of up to 218 apartment units on 16.3 acres of this 27.75 acre property. CVHC secured 4% tax credit, State Multi- family Housing Program and Riverside County Affordable Housing Program funding to supplement Agency financing. The development has started construction and is expected to open in December 2009. New Property Acquisition. The Agency has completed two property acquisition efforts. The first involves a 73 unit senior apartment complex and a 6.8 acre vacant parcel located on Washington Street, north of Darby Road. The properties have been annexed into the City and property rehabilitation and new development site planning and programming efforts are underway. The Agency is also assembling a 5.12 acre site on Dune Palms Road, southeast of Westward Ho Drive comprised of six parcels of which five were developed with older single-family homes that will be displaced when Dune Palms Road is widened. Since these homes are on large deep lots, the Agency elected to initiate acquisition prior to the City's road widening efforts so that the remaining land may de developed with affordable housing. To date, the Agency has acquired and demolished improvements on five of the six properties. Discussions continue with the sixth property owner, who desires to sell their home when they find a suitable replacement dwelling. CITY OF LA QUINTA April 15, 2008 ECONOMIC DEVELOPMENT PLAN BUSINESS PLAN PAGE 15 Highway Ill/Dune Palms Road Property. The Agency has purchased a 19.9 acre property located on Highway 111, east of Dune Palms Road that will accommodate multi -family affordable dwellings. Site planning and disposition and development agreement negotiations are underway to facilitate the affordable housing development on 9.0 acres, and commercial/auto dealer development on 9.0 acres. The remaining acreage will be developed with a roadway that provides access from the Costco Center to Dune Palms Road. Business Development Chamber of Commerce. The City's annual agreement with the La Quinta Chamber provided support for a variety of business retention and support services, including: networking opportunities, BizNet Symposium and Expo, an annual business directory, mentoring programs, and business assistance programs. The Chamber also provided advertising opportunities for and information on local businesses via: the Gem newsletter, an annual City map, and its website. The Chamber promoted City businesses and attractions through its Visitor's Center as well. City of La Quinta Marketing Plan. The City implements business support activities via its annual Marketing Plan. Accomplishments for Fiscal Year 2007-2008 include: trade show/special event participation (International Council of Shopping Centers, Association of Commercial Real Estate Executives, and BizNet/Expo & Symposium); print advertising featuring development accomplishments and "dine/shop" messages (Palm Springs Life advertorial, ICSC program guide, Bob Hope Chrysler Classic program guide, "shop/dine" and "come to La Quinta" ad campaign in The Desert Sun); and television advertising via 30-second spots (aired locally via Hello Paradise public television program). Additional accomplishments include tourism efforts, public relations activities, and community services marketing (such as promotion of events, quarterly recreation brochures, and completion of art and bike maps); in addition, cooperative programs with the CVA and La Quinta hotels, which all had the goal of attracting more visitors to stay, play, shop, and dine in La Quinta. The Village at La Quinta. Special emphasis has been placed on attracting residents and visitors to The Village. Due to its location —removed from the high volume traffic of Highway 111—The Village is a special place the City wishes to encourage people to visit. Accomplishments in 2007-2008 include: special events (La Quinta Arts Festival, Art Under the Umbrellas, Blues Brews & Bar-B-Ques, Open Air Cinema, concerts on the lawn, adult egg hunt, City's birthday picnic, Chamber car show); placement of shop/dine/play street banners; capital projects (library and museum expansion); and work on directional signage, which involves unique and creative Village signage to lead people to the Village and define the area. CITY OF LA QUINTA April 15, 2008 ECONOMIC DEVELOPMENT PLAN BUSINESS PLAN PAGE 16 SilverRock Resort Marketing: Economic Development Project. As a City/Redevelopment project, SilverRock Resort continues to be a priority and high profile endeavor. Successful marketing efforts have yielded significant results in terms of golfers, tournaments, special events and, more recently, interest in real estate opportunities. The project will continue to be a priority for the City/RDA as the potential for revenue generation is realized in the years to come. Arnold Palmer Classic Course. Play continues to increase every year at SilverRock and has reached 40,000 rounds per year. Marketing efforts are reaching thousands of golfers which, in turn, are spreading the word to friends and family about SilverRock being a magnificent place to play golf. Accomplishments in Fiscal Year 2007-2008 include: advertising and promotions (local newspapers, golf and travel magazines, regional directories, local television, radio programs, and rotating billboards); collateral material (rack cards, scorecards, and informational packets); community networking and trade shows (developed working relationships/engaged in cooperative efforts with La Quinta Chamber of Commerce, La Quinta Arts Festival, Trilogy, Embassy Suites, and the CVA); attended trade shows on golf, golf equipment and apparel, and recreation; internet and e-mail marketing (sent out e-mail blasts promoting golf, golf activities, and golf specials); secured SilverRock website link to BHCC website and golf wholesalers websites (e.g., Palmsprings.com, Golfnow.com, bhcc.com, mydesertsun.com, Yellowpages.com). Bob Hope Chrysler Classic. In January 2008, the Bob Hope Chrysler Classic was played for the first time at the Arnold Palmer Classic Course at SilverRock. SilverRock received national exposure on The Golf Channel and was covered locally by CBS2, KMIR, KESQ and KNBC (via its Spotlight on the Desert program). Articles appeared in The Desert Sun, The Press - Enterprise, and The LA Times. Total attendance is estimated at 17,000 to 18,000 (Wednesday through Saturday). Comments from the PGA pros were very positive and patrons were impressed with the overall beauty and condition of the course. A new course record was set at SilverRock by winner D.J. Trahan (64). La Solana Boutique Hotel. La Solana at SilverRock opened its sales center in January 2008 in order to capitalize on the synergy surrounding the Bob Hope Chrysler Classic. La Solana has received hundreds of inquires to date from interested parties. The City has been working with Lowe Enterprises on photography, messaging, perimeter signage, and on -site signage; and will explore opportunities for cooperative marketing (the strategies being considered will be part of the City's Marketing Plan for Fiscal Year 2008- 2009). CITY OF LA QUINTA April 15, 2008 ECONOMIC DEVELOPMENT PLAN BUSINESS PLAN PAGE 17 SilverRock Resort Website. The www.mySilverRock.com website was originally created by Lowe Enterprises for La Solana at SilverRock as a teaser website to peak the interest of potential buyers. The website currently displays information on the City of La Quinta, the SilverRock Resort project, La Solana, and SilverRock golf. Ultimately, it is proposed to become the main portal for SilverRock Resort —featuring all the amenities offered at this resort destination. 200809 Implerrlentathm Activities and Target Areas The City's economic development initiatives have attracted major anchor retailers to the Highway 111 Corridor, developed the Arnold Palmer Classic golf course at SilverRock Resort, and secured negotiations with Lowe Enterprises to develop a boutique hotel, resort hotel, and a resort retail village at SilverRock Resort. During 2008-09, the Economic Development focus will entail: Working with Highway 111 Corridor property owners to facilitate building and site reuse opportunities to accommodate evolving retail trends and the reuse and/or expansion of existing retail facilities and auto dealers. Exploring opportunities to develop a mixed -use "lifestyle" center that combines entertainment venues with retail and residential uses, in the Highway 111 Corridor; • Implementing the development programs for the boutique and resort hotels at SilverRock Resort; • Constructing infrastructure improvements, building the permanent clubhouse and completing preliminary design of the second golf course at SilverRock Resort; • Exploring strategies to increase support for local businesses; • Exploring strategies to attract more businesses, residents and visitors to the Village; and • Exploring opportunities to develop urban infill residential uses in or near the Village to increase demand for the commercial and office uses. The Redevelopment Agency's prime focuses at SilverRock Resort will be to: (1) facilitate the development of the boutique hotel; (2) to construct the infrastructure improvements; (3) to complete the design activities and commence construction of the permanent clubhouse, and (4) complete preliminary design of the second golf course. Another Agency focus will be to generate opportunities to facilitate urban infill development in and adjacent to the Village. Market research and discussions with the CITY OF LA QUINTA April 15, 2008 ECONOMIC DEVELOPMENT PLAN BUSINESS PLAN PAGE 18 development community indicate that the current land values combined with current parking requirements limit the economic feasibility of development. The Agency may need to address this potential imbalance by facilitating land purchase and sale transactions, and by working with the City to explore on- and off -site parking alternatives. During the past 13 years the City's economic development efforts have generated a majority of the retail uses that populate the Highway 111 Corridor. This effort established the Corridor as a prime regional retail center. However, La Quinta residents have voiced the desire to have new pedestrian oriented entertainment venues in La Quinta. Given the regional draw of the Highway 111 Corridor, locating a mixed use lifestyle center in the Corridor would be appropriate. A lifestyle center typically includes restaurants, coffeehouses, bookstores, a health club, and urban residential uses. However, the limited vacant land opportunities within the Corridor may limit the City's opportunities. An equally important City economic development initiative involves planning for future retail development to serve future growth in Sphere of Influence Planning Areas 1 and 2. Initial development and population projections indicate that these Planning Areas may accommodate from 60,000 to 99,900 residents'. Given the distant location from the existing commercial centers within the City, 500,000 to 600,000 leasable square feet of local -serving commercial development could be supported in this area at buildout. As part of the City's annexation strategic planning activities slated for 2008-09 that will focus on Planning Areas 1 and 2, additional analysis of the retail potential will be conducted. Further, given the residential emphasis of the current land use policies that govern development in these Planning Areas combined with the fact that a majority of this property is located in a Redevelopment Project Area under the jurisdiction of Riverside County, the City would gain limited operations revenue from annexing this area. As part of the City's strategic planning effort, new revenue sources must be identified to insure that municipal service costs associated with these Planning Areas are funded by municipal revenues generated within these Planning Areas. ' These numbers, derived from the 2006 Market Study and General Plan, include all areas in Planning Areas 1 and 2, not just the Sphere of Influence Highway I I I Corridor Activities to Accomplish in . Continue to market Highway 111 Corridor 2008-09: development opportunities to retail, hospitality and family restaurant/ entertainment developers and operators in conjunction with property owners. CITY OF LA QUINTA April 15, 2008 ECONOMIC DEVELOPMENT PLAN BUSINESS PLAN PAGE 19 Market Highway 111 Corridor development opportunities to auto dealers, and assist with retention and expansion efforts. • Explore and assist in the facilitation of building and site reuse opportunities to accommodate evolving retail trends and the reuse and/or expansion of existing retail facilities. • Explore opportunities to locate a mixed -use "lifestyle" center that combines entertainment venues with retail and residential uses in the Highway 111 Corridor. Washington Street Corridor Activities to Accomplish in • Work with Centre Pointe Development and 2008-09: adjoining property owners to draft a new land use plan for the undeveloped segments of this property not owned by Eisenhower Medical Center. The Village Activities to Accomplish in • Implement the Village Signage program 2008-09: contained within the 2007-08 Capital Improvement program to guide patrons to Village businesses. • Explore opportunities to develop urban infill residential uses in and near the Village to increase demand for the commercial and office uses. Continue to explore commercial retail development opportunities. • Update the Village Design Guidelines, General Plan policies, Zoning Codes and CITY OF LA QUINTA April 15, 2008 ECONOMIC DEVELOPMENT PLAN BUSINESS PLAN PAGE 20 develop a strategic plan specifically for the Village area. Continue monitoring parking capacity and location studies that identify current and future parking demand, and the means and locations to accommodate future parking demands. Annexation Feasibility Activities to Accomplish in . Finalize a strategic plan that will address 2008-09: land use, infrastructure needs, and fiscal recommendations that guide future annexation of land in Planning Area 1 and 2. Continue efforts with the County of Riverside to identify how the City may assume some of the current redevelopment authority and revenue as Planning Area 1 and 2 properties are annexed into the City of La Quinta. Evaluate the use of non -property tax based revenue vehicles in order to accommodate annexation requests. Resort/Hospitality Opportunities Activities to Accomplish in . Continue to implement and monitor the 2008-09: Disposition and Development Agreement and Development Agreement with Lowe Enterprises for boutique hotel, resort hotel, casitas, and retail development within SilverRock Resort. Coordinate and facilitate the development process for the boutique hotel at SilverRock Resort. CITY OF LA QUINTA April 15, 2008 ECONOMIC DEVELOPMENT PLAN BUSINESS PLAN PAGE 21 • Solicit proposals from landowners and developers to jointly develop additional resort and hospitality uses throughout the City. • Continue cooperative program with La Quinta hotels on Time Warner Cable's Journey TV (on demand travel channel). Recreation Opportunities Activities to Accomplish in 2008-09: Housing • Complete the site planning and facilities design processes for the permanent clubhouse • Start construction on the permanent clubhouse. • Complete preliminary design of the second golf course. • Implement completed Community Services Master Plan. • Continue to work on trails plans for the top of the Cove and the White Water Channel. • Explore land acquisition opportunities to provide additional park facilities. Activities to Accomplish in • Monitor CORE's lease -up activities at the 2008-09: Vista Dunes Courtyard Homes. Pursue green building and smart affordable housing recognition and awards. • Conclude an affordable housing agreement with the Shovlin Companies for the Highway 111 and Dune Palms Road property. CITY OF LA QUINTA April 15, 2008 ECONOMIC DEVELOPMENT PLAN BUSINESS PLAN PAGE 22 • Purchase additional property for future affordable housing development. • Complete site planning activities for: • Washington Street Apartments and adjoining property. • Dune Palms Road/Westward Ho properties. • Conclude mixed use development site planning activities for City -owned property located at Avenue 52 between Avenida Bermudas and Desert Club Drive. • Identify rehabilitation and/or redevelopment opportunities involving existing multi -family residential units. • Monitor the implementation of the Affordable Housing Agreement with Coachella Valley Housing Coalition (CVHC) for the land sale and development of 218 affordable multi- family rental dwellings at the Dune Palms Road/Avenue 48 property. • Sell additional units in the La Quinta Housing Program to very low-income households. Business Development Activities to Accomplish in • Continue to work with the La Quinta 2008-09: Chamber of Commerce on business retention efforts and business support services. City of La Quinta Marketing Plan Implement "Business Development' efforts as part of the City's Marketing Plan to support La Quinta businesses. Continue trade show/special event participation, shop/dine advertising, and local television advertising; continue efforts to attract residents and visitors to the Village (via events, banners, and signage); explore a shopping map and/or a "Things To Do in La CITY OF LA QUINTA April 15, 2008 ECONOMIC DEVELOPMENT PLAN BUSINESS PLAN PAGE 23 Quinta" master calendar as well as a business directory on the City's website; commission "future trends" market study; and explore cooperative programs with regional organizations such as CVEP and Riverside County (trade shows and advertising opportunities). . Implement tourism efforts, public relations activities, and cooperative programs with the CVA and La Quinta hotels with the goal of attracting more visitors to stay, play, shop, and dine in La Quinta. . Continue to work with Lowe Enterprises on cooperative marketing efforts, a main portal (website) for SilverRock resort, and site signage. . Continue to: promote community events; promote senior center, library, and museum special events and programs; produce quarterly recreation brochures to promote programs and classes; and design/produce banners for the Village area. Arnold Palmer Classic Course Marketing Design new artwork for billboards; continue rotator billboard advertising Valley -wide. Take full advantage of being a home course of the Bob Hope Chrysler Classic in 2008- 2009 marketing and advertising efforts. Print advertising — advertise in publications such as Desert Goff Magazine, Palm Springs Life, The Desert Sun, and Alaska Airlines (in-flight magazine). Continue to research and implement public relations opportunities with positive messages, e.g., national recognition by Golf Magazine, a home course of the Bob Hope Chrysler Classic. CITY OF LA QUINTA April 15, 2008 ECONOMIC DEVELOPMENT PLAN BUSINESS PLAN PAGE 24 Update www.SilverRock.ora website with new photos and additional information. Produce new SilverRock television spots to air primarily in the local market. CITY OF LA QUINTA April 15, 2008 ECONOMIC DEVELOPMENT PLAN Exhibit 200849 Economic Delimlopment Plan Strategies and Tasks to Stimulate Private Investment in La Quinta CITY OF LA QUINTA April 15, 2008 ECONOMIC DEVELOPMENT PLAN 2008-2009 Marketing Plan 4 c--,!-.MREPORT City of u Quin Cultivates can xa.*e n¢n� axofmafxrfxr _ Green EGMe colsvt rax txf oryxuua �smycling Serum p EUAATEC ihrm mPsn)�h•^•,,m bmpr fo Q��.la owl A.x mlx� frs m., A.. �M1aP., .v mmmnJf^M1�bv�,P�y..vnl. og{� .�.m�IMrgfi=. w.�nnr In In Qwnlu mr rtme ap f.�. oll• (fe.rm..l,L..r.. �Xe i .. n.l tll^n...{e1�X, nr ti.oe Nu��nnr Unn nn. nn 1.«v V., zi�M1 -Ili, Pill. C la..r nvt.nd .. 11 (+vn,u,. (,+m iFr e0. �• mmJ..n A. 4Qrr� City of La Quinta Marketing Plan Fiscal Year 2008-2009 Every year, the City of La Quinta implements a comprehensive marketing plan with the goal of promoting La Quinta as a great place to: Stay + Play + Shop + Dine + Live The City of La Quinta Marketing Plan for Fiscal Year 2008-2009 contains specific objectives and iden- tifies the numerous marketing efforts the City plans to undertake during the fiscal year. The Plan sets out to accomplish the following: Increase awareness of La Quinta as a tourism destination; promote business development and support La Quinta businesses; build brand recognition for SilverRock Resort, the City's resort destination, as well as promote golf play and dining at the Arnold Palmer Classic Course at SilverRock; communicate with residents and keep them informed of important City news and programs; and promote community services activities and special events, which enhance the quality of life in La Quinta. TOURISM/HOSPITALITY OBJECTIVES: Attract more visitors to stay in La Quinta hotels as well as shop and dine in La Quinta. Increase tenant occupancy tax and sales tax revenue for the General Fund and, ultimately, for enhanced municipal services. ✓ Local & Regional Television — A local broadcast schedule is proposed for 2008-2009 in order to capture visitors already in the Coachella Valley. The television spots will air during high "tourist" periods via local commercials on national networks like the Golf Channel, A&E and CNN. A local channel schedule will also be considered (e.g., KMIR, KESQ, CBS2). The City will consider running the City's Journey TV 30-second spot which is "tagged" and refers viewers to Journey TV for more information on La Quinta. In addition, La Quinta's 30-second spots will air in Southern California's drive in markets (e.g., Los Angeles, Orange County, San Diego). A Canadian market such as Vancouver or Calgary will be explored. ✓ Cooperative Program with La Quinta Hotels —Participate in Journey TV (Time Warner Cable's travel on demand channel) with La Quinta hotels. Look into expanding the cooperative program to include print advertising. Explore publications such as LA Confidential and regional distribution of national publications such as Business Week, Fortune, Forbes, Travel + Leisure, and Food & Wine. ✓ Bob Hope Chrysler Classic Advertising — Explore an ad in the "Pairings Sheet" in 2008-2009 rather than the souvenir program guide. ✓ TravelProurism Website — Create a "P1ayLaQuinta.com" website geared toward tourists and visitors. Television and print advertising will have a better "call to action" given visitors will know where to stay, where to dine, where to shop, and all there is to do in La Quinta. The City shall explore purchasing targeted lists and send e-blasts to drive traffic to the website. The City shall also explore increasing the pay -per -click advertising budget to drive visitor traffic to the site. ✓ Community CalendarP'Things To Do in La Quinta" Brochure — Working with the La Quinta Marketing Committee, produce a fun and creative brochure that lists key La Quinta community events and amenities offered throughout the year. Make the brochure available at La Quinta hotels, the Visitor's Center, and SilverRock Resort in an effort to keep visitors in La Quinta by informing them of all the exciting events and recreational opportunities La Quinta has to offer. ✓ Airport Baggage Claim Ad — This will be an over -sized, back lit display ad located on a wall near the baggage claim area at the Palm Springs International Airport. When people arrive at the airport, signage and ads located throughout the airport provide them with information on what there is to do in the Coachella Valley. The airport will be a good place to showcase La Quinta — invite visitors to nearby La Quinta — via beautiful photography and promoting shopping, dining, and a variety of things to do. ✓ Bus Wrap Ad — Explore a SunLine Transit Agency bus wrap advertisement. It would be powerful to wrap a bus on a route in another part of the Valley with a beautiful, dramatic SilverRock shot on one side, Village shopping on the other, and a message such as: "Follow me to La Quinta — the Gem of the Desert." A route can be selected, and the Highway I II route that runs throughout the Valley is the route that is recommended. ✓ CVA Cooperative Advertising — Continue to leverage marketing dollars via cooperative marketing opportunities the Palm Springs Desert Resort Communities Convention and Visitors Authority extends to member cities in the Valley (i.e., State Visitors Guide; special destination features in National Geographic Traveler, Travel + Leisure, and Food & Wine; and the airline service campaign). PUBLIC COMMUNICATIONS OBJECTIVES: Communicate with residents and inform them of important City news and events. Reach out to local and regional media and secure positive coverage for La Quinta. .f La Quinta City Report — Issue quarterly newsletters to La Quinta residents with information on City projects, programs, and events. ✓ City Calendar — Produce 2009 City Calendar which serves as a gift for residents, a communications instrument, and a marketing collateral piece. ✓ Palm Springs Life Advertorial — Participate in the annual "Coachella Valley Cities" progress issue (October 2008), which highlights La Quinta projects, programs, and demographics via editorial content and photography ✓ Public Relations — Issue press releases on new projects/programs, special events, and important news; and work with the media on positive coverage for La Quinta. Promote the City's commitment to "going green." Inform residents of energy and water conservation programs offered by the City's green partners such as the Coachella Valley Water District, Imperial Irrigation District, and Burrtec and encourage their participation. ✓ City of La Quinta Website — Promote news, events, and programs via the City of La Quinta website (www.la-quinta.org). Post information and material produced via the City of La Quints Marketing Plan on the City's website for maximum exposure (e.g., City Calendar, City Report newsletter, press releases). BUSINESS DEVELOPMENT OBJECTIVES: Support existing La Quinta businesses through a variety of economic development and marketing efforts and attract more Valley residents to shop, dine, and play in La Quinta. ✓ Chamber of Commerce — Continue to work with the La Quinta Chamber of Commerce on business retention efforts and business support services. Continue to produce the City Scene pages of The Gem, which is the Chamber's monthly news publication that is mailed to La Quinta residents and Chamber members. ✓ Trade Conferences — Maintain a presence at the International Council of Shopping Centers (ICSC) Western Division Conference ba Deal Making (in San Diego) with a booth to communicate business opportunities in La Quinta. Continue participation in BizNet, which is a trade show and symposium hosted locally by the La Quinta, Indio, and Coachella Chambers of Commerce. ✓ Shop/Dine tir "Come to La Quinta" Spring Advertising Campaign — Produce ads for The Desert Sun, La Quinta Sun, and Desert Entertainer promoting spring events in La Quinta — using an over- all shopping and dining theme. ✓ Cooperative Advertising with Village Businesses — Develop a cooperative advertising campaign centered on major events in the Valley, i.e., Pacific Life Open, the Skins Game, and the HITS event series at the Empire Polo Grounds. These major events occur near La Quinta and attract visitors who may not be familiar with the desert and are not likely to find the La Quinta Village — which is just minutes away! Reach out to Village shops and restaurants on a cooperative advertising campaign to reach these visitors at strategic times of the year. The City shall develop a program whereby Village businesses pay to participate— not with their own ad, but their logo and a sentence about what makes them unique, along with their phone number and website. Advertising efforts will include event program guides, on -site signage/advertising, and print ads in event supplements produced by The Desert Sun and Desert Entertainer. ✓ Shopping Map & Business Directory — Create a shopping map to distribute at key locations such as La Quinta hotels, the Visitor's Center, and SilverRock Resort as well as explore an electronic version for the City's website. Create a customer -friendly business directory for the Ctty's website that will provide users a quick and easy way to learn about where they can shop and dine in La Quinta. ✓ Market Study — Commission a market study with a focus on "future trends" in order to gain insight on the next generation of consumers and attract suitable businesses to La Quinta. ✓ Cooperative Marketing Programs — Explore cooperative programs with regional organizations such as the Coachella Valley Economic Partnership and Riverside County (trade shows and advertising opportunities). ✓ Village Area Promotion — Continue efforts to attract residents and visitors to the La Quinta Village area via events, banners, and signage. SILVERROCK RESORT OBJECTIVES: Increase golf play at the Arnold Palmer Classic Course. Promote it as a premier golf course in the Coachella Valley and increase golf and golf -related revenues. Promote SilverRock Resort as a high -end resort destination and initiate efforts to create a master brand for all SilverRock components. Golf Operations ✓ Advertising & Promotions — Advertising and promotions are targeted to La Quinta residents and tourist/resort golfers through advertising and media coverage in local, regional and Southern California golf and travel publications. Newspaper — Ads shall be placed in The Desert Sun with primary emphasis on the sports enthusiasts with weekly "ear ads" appearing on the front page of the Sports Section; ear ads are visible to all readers of the paper. Special promotions are designed, as needed by season, and placed in the various print advertisements. Magazlnes and Directories — Consists of local and regional magazines, yellow pages and golf -related directories. These ads vary from full page to quarter page ads and are full color. • Television & Radio — SilverRock's 30-second golf commercial will be updated and will air on all three local network affiliates (CBS2, KESQ3-ABC, KMIR6-NBC) and Time Warner Cable stations. Local radio will involve 30-second spots for specific promotions. Billboard Advertising — Reinforces other ad programs and catches the attention of those who may not see other types of ads. The program involves a rotating billboard; every two months the location changes within the Valley. The billboard ad is 10.6 feet tall and 36 feet wide. The billboard graphic design will be updated so that the SilverRock information (tee times, website, phone number, etc.) is easier to read. ✓ Collateral Material — Rack cards, scorecards, and information packets on SilverRock Resort are used as marketing tools. An emphasis will be placed on SilverRock's participation in the Bob Hope Chrysler Classic. Printed material will be produced, as needed, to promote SilverRock Resort as a "Home Course of the Bob Hope Chrysler Classic." ✓ Civic/Community Networking & Tradeshows — SilverRock Resort is positioned as a community - friendly golf facility and is committed to developing strong relationships with community organizations such as the La Quinta Chamber of Commerce and various local service organizations. At various venues locally and around Southern California, trade shows and expos are held that provide an opportunity to promote SilverRock Resort. These trade shows and expos are focused on tourism, golf and golf equipment/apparel, recreation, weddings and other related businesses. ✓ Internet Websites & E-mail Marketing — A benefit of memberships in selected local chambers of commerce and the Convention and Visitors Authority provides access to cross -marketing opportunities through website links to SilverRock Resort. E-mail database marketing is targeted to consumer e-mail addresses collected daily through comment cards, tee -time bookings, selected websites and the La Quinta Resident Card renewal process. This e-mail database is used to send e-mail blasts promoting SilverRock Resort and/or to offer specials during slower days of the seasons in an effort to maximize tee sheet utilization. ✓ Junior Golf — SilverRock will continue to support local Junior Golf by offering various Summer Junior Camps, Junior Rates and being a host course for the La Quinta High School Boys Golf Team. ✓ Tournaments & Group Outings — A continued concentrated effort to attract corporate and group outings will be positioned through various networking opportunities. Tournament business represents a large amount of outside play and is vital to SilverRock's success. Resort Master Brand ✓ Main Website — Currently, two SilverRock websites exist: www.SilverRock.org (golf) and www.mySilverRock.com (Lowe; La Solana). A common, effective approach employed by multi -faceted resorts like SilverRock Resort is the development of a single website or "portal" that provides easy access to information about the resort and each component. Thus, www.mySilverRock.com is proposed to serve as the web portal for SilverRock Resort. The existing golf website will be a prominent component (link) during the first year, and will undergo rebuilding and full integration in Fiscal Year 2009-2010. ✓ Perimeter Site Signage — The new SilverRock signs and new La Solana signs on the perimeter of the site are consistent in look and feel. The SilverRock signs will be updated to display the www.mySilverRock.com website. ✓ Interior Site Signage — The existing locator signs that identify the future resort components will be replaced with new signs that display the www.mySitverRock.com website. These signs will convey new information about the coming resort components (e.g., Jacobsen/Hardy golf course, clubhouse rendering). ✓ Ranch House Displays — With 40,000+ rounds per year, the Ranch House provides an ideal venue for promoting the resort. Lowe Destination Development is creating an entry display/information board between the golf shop and restaurant. Other opportunities include restaurant and pro shop displays. ✓ Promotional Materials 8r Ads — Ads and collateral material will be updated to reflect the main website address (www.mySilverRock.com). Landmark and Lowe will begin this transition in Fiscal Year 2008-2009. ✓ Public Relations — An updated brand identity campaign creates excellent public relations (PR) opportunities. A PR campaign will be executed via existing resources. COMMUNITY SERVICES Special Events/Recreation Programming/Senior Center OBJECTIVE. Increase public awareness and participation in City -sponsored special events and recreation programs. ✓ Special Events — Continue to organize special acknowledgement events such as Pillars of the Community, Distinguished Artists of La Quinta, and ceremonies honoring La Quinta veterans and sports figures. Continue to organize events for residents to enjoy and events that draw people to the La Quinta Village such as the City Picnic and Open Air Cinema (movies in the park). Develop youth events in the north section of La Quinta and continue events such as the Easter Egg Hunt, National Night Out, and the La Quinta Youth Festival. ✓ Activities Brochure — A complete listing of all recreation programs, facilities and special events are listed in the activities brochure mailed to all households in La Quinta three times annually. ✓ City Website & Monthly E-mail Blasts — Place all City special events and recreation programs on the website and create opportunities for participants to register for these activities on-line. Provide monthly updates to the households that register for programs and activities on the website. ✓ Cooperative Promotion with La Quinta Arts Foundation & Other Local Non -profits — Work closely with the La Quinta Arts Foundation on promoting the City of La Quinta; coordinate La Quinta's exposure via the City's financial commitment to the Arts Foundation and its activities. Work with groups including the Friends of the Senior Center, Friends of the Library, La Quinta Historical Society, Friends of the Desert Mountains, Boys & Girls Club, and other non -profits to promote programs and events through the distribution of information. ✓ Postcards — Postcards are developed and distributed to La Quinta households three times annually promoting special events and excursions. ✓ Cove Website & Daily E-mail Messages — Information is provided to the Cove website on City events and programs. The Cove website also provides a daily e-mail that has timely promotion of events and web -casts of the happenings or items of interest to Cove residents. ✓ Gem & City Report— Submit information that highlights special events, excursions and new programs for inclusion in the Gem (City pages) and the City Report (quarterly newsletter) to promote to all households in the City. ✓ Flyers — Flyers are distributed at City facilities including Library, Senior Center and Museum as well as the Boys & Girls Club, La Quinta Community Center, YMCA and local businesses. ✓ Press Releases to Local Newspapers & Event Calendars — Promote special events and programs to daily newspapers and place them in the event calendars. FACILITY RENTALS OBJECTIVE: Promote awareness of the City facilities available for rent and increase community use for meetings and events. ✓ Facility Rental Software — This software has been installed so that potential facility renters can view availability of La Quints facilities and available amenities. This information, in addition to the information available on the website, provides facility renters an opportunity to learn more about the rentals prior to their visit to City Hall. ✓ Activities Guide — Information is placed in the activities guide indicating available rental locations. ✓ Facility Brochure — Create and distribute a facility rental brochure that advertises City parks and facilities available for rent. LIBRARY SERVICES OBJECTIVE: Provide information to residents about the La Quinta Public Library as well as its expanded new services and facilities. ✓ City Website & Riverside County Library Services Website — Information regarding the Library including hours of operation and programs are located on the City website. In addition, the City is linked to the Riverside County Library System so that residents can request books and educational materials that may not be available at the La Quinta Library. ✓ Design New Bookmarks — New books marks with hours of operations and pertinent information will be distributed to the community. ✓ Promote Book Sales — Friends of the Library provide an annual book sale and manage the book purchase program in the Library. ✓ Day of the Child/Dia de los Ninos — This special event focuses on the importance of family reading and its long term benefits. ✓ Class Visits from Schools — Encourage teachers to schedule a class visit for their students at the La Quinta Library. ✓ Use of the Library Data Bases — Provide instruction to teachers on the uses of the Library databases for the use of reference materials and other research uses. LA QUINTA MUSEUM OBJECTIVE: Provide information and promotional materials to residents regarding the operating hours, exhibits, and programs offered at the La Quinta Museum. ✓ Feature Articles about the La Quinta Museum — Articles about the new facility and its programs will be featured in To Quinta Sun, The Desert Sun, and L2 Magazine. ✓ Program Cards — Develop and distribute program cards identifying programs for next season. ✓ Cooperative Programming with La Quinta Historical Society & La Quinta Arts Foundation — Programs and events will be co -sponsored with these non -profits to provide education on history and culture. ✓ Feature Articles & Web Casts on the Historic Mural — The local artist, Andre Blanchet, is working on the installation of the historical mural that is in the La Quinta Museum. This mural is a focal point of the history of the City.