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2009 11 17 RDAeaf 4 4vadja Redevelopment Agency agendas are available on the City' web page @ www.la-quinta.org REDEVELOPMENT AGENCY AGENDA CITY COUNCIL CHAMBERS 78-495 Calle Tampico La Quinta, California 92253 Regular Meeting TUESDAY, November 17, 2009 3:30 P.M. Closed Session / 4:00 P.M. Open Session Beginning Resolution No. RA 2009-009 CALL TO ORDER Roll Call: Agency Board Members: Adolph, Evans, Henderson, Sniff, Chairperson Franklin PUBLIC COMMENT At this time, members of the public may address the Redevelopment Agency on any matter not listed on the agenda. Please complete a "request to speak" form and limit your comments to three minutes. CLOSED SESSION NOTE: Time permitting the Redevelopment Agency Board may conduct Closed Session discussions during the dinner recess. In addition, persons identified as negotiating parties are not invited into the Closed Session meeting when acquisition of real property is considered. 1. CONFERENCE WITH AGENCY'S REAL PROPERTY NEGOTIATOR, DOUGLAS R. EVANS, PURSUANT TO GOVERNMENT CODE SECTION 54956.8 CONCERNING POTENTIAL TERMS AND CONDITIONS OF ACQUISITION AND/OR DISPOSITION OF A PORTION OF 525 ± ACRES LOCATED AT THE SOUTHWEST CORNER OF AVENUE 52 AND JEFFERSON STREET. PROPERTY OWNER/NEGOTIATOR: LDD SILVERROCK, LLC., THEODORE R. LENNON. JR. A. , 001 Redevelopment Agency Agenda 1 November 17, 2009 RECESS TO CLOSED SESSION RECONVENE AT 4:00 P.M. 4:00 P.M. PUBLIC COMMENT At this time members of the public may address the Redevelopment Agency on any matter not listed on the agenda. Please complete a "request to speak" form and limit your comments to three minutes. CONFIRMATION OF AGENDA APPROVAL OF MINUTES 1. APPROVAL OF MINUTES OF NOVEMBER 3, 2009. CONSENT CALENDAR NOTE: Consent Calendar items are considered to be routine in nature and will be approved by one motion. 1. APPROVAL OF DEMAND REGISTER DATED NOVEMBER 17, 2009. 2. RECEIVE AND FILE TREASURER'S REPORT DATED SEPTEMBER 30, 2009. 3. RECEIVE AND FILE REVENUE & EXPENDITURES REPORT DATED SEPTEMBER 30, 2009. 4. APPROVAL OF THE SEPARATELY -ISSUED LA QUINTA REDEVELOPMENT AGENCY ANNUAL AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 30, 2009. 5. APPROVAL OF THE EXECUTION OF A GRANT OF EASEMENT/PIPELINE(S) TO COACHELLA VALLEY WATER DISTRICT (CVWD) FOR DOMESTIC WATER AND PRIVATE SEWER ASSOCIATED WITH THE LA QUINTA FIRE STATION NO. 32. 6. APPROVAL OF AMENDMENT NO. 3 TO THE DISPOSITION AND DEVELOPMENT AGREEMENT (DDA) BY AND BETWEEN THE LA QUINTA REDEVELOPMENT AGENCY AND LRCF SR1, LLC, FORMERLY KNOWN AS LDD SILVERROCK, LLC. 002 Redevelopment Agency Agenda 2 November 17, 2009 BUSINESS SESSION - NONE STUDY SESSION — NONE CHAIR AND BOARD MEMBERS' ITEMS — NONE PUBLIC HEARINGS — NONE ADJOURNMENT The next regular meeting of the Redevelopment Agency will be held on December 1, 2009, commencing with closed session at 3:00 p.m. and open session at 4:00 p.m. in the City Council Chambers, 78-495 Calle Tampico, La Quinta, CA 92253. DECLARATION OF POSTING I, Veronica Montecino, City Clerk of the City of La Quinta, do hereby declare that the foregoing agenda for the La Quinta Redevelopment Agency meeting of November 17, 2009, was posted on the outside entry to the Council Chamber at 78-495 Calle Tampico and on the bulletin boards at 51-321 Avenida Bermudas and 78-630 Highway 111, on November 13, 2009. DATED- P SAW VERONIC� City of La t Public Notice 13, MONTECINO, City Clerk ita, California Any writings or documents provided to a majority of the Redevelopment Agency regarding any item on this agenda will be made available for public inspection at the City Clerk counter at City Hall located at 78-495 Calle Tampico, La Quinta, California, 92253, during normal business hours. 003 Redevelopment Agency Agenda 3 November 17, 2009 �T F '$ U yr ice. 5� Fh OF Tt�94 AGENDA CATEGORY: RDA MEETING DATE: November 17, 2009 BUSINESS SESSION ITEM TITLE: Demand Register Dated CONSENT CALENDAR November 17, 2009 STUDY SESSION PUBLIC HEARING RECOMMENDATION: It is recommended the Redevelopment Agency Board: Receive and File the Demand Register Dated November 17, 2009 of which $479,816.07 represents Redevelopment Agency Expenditures PLEASE SEE CONSENT CALENDAR ITEM NUMBER 1 ON CITY COUNCIL AGENDA ~' 004 U C W `y OF CKF' AGENDA CATEGORY: COUNCIL/RDA MEETING DATE: November 17, 2009 BUSINESS SESSION: ITEM TITLE: Receive and File Transmittal of CONSENT CALENDAR: 91-- Treasurer's Report dated September 30, 2009 STUDY SESSION: PUBLIC HEARING: RECOMMENDATION: It is recommended the Redevelopment Agency Board: Receive and file. PLEASE SEE RELATED BUSINESS SESSION ITEM ON CITY COUNCIL AGENDA a'. 005 `&� 4 1wQumrw COUNCIL/RDA MEETING DATE: November 17, 2009 ITEM TITLE: Receive and File Transmittal of Revenue and Expenditure Report dated September 30, 2009 RECOMMENDATION: Receive and File BACKGROUND AND OVERVIEW: AGENDA CATEGORY: BUSINESS SESSION: CONSENT CALENDAR: 3 STUDY SESSION: PUBLIC HEARING: Transmittal of the September 30, 2009 Statement of Revenue and Expenditures for the La Quinta Redevelopment Agency. Respectfully submitted, John M. Falconer, Finance Director Approved for submission by: 6 Thomas P. Genovese, Executive Director Attachment: 1. Revenue and Expenditures, September 30, 2009 006 ATTACHMENT 1 LA OUINTA REDEVELOPMENT AGENCY REVENUE SUMMARY PROJECT AREA NO. 1: LOWIMODERATE TAX FUND: Tax Increment Allocated Interest Non Allocated Interest Miscellaneous revenue Non Allocated Interest LORP-Rent Revenue Home Sales Proceeds Sale of Land Sewer Subsidy Reimbursements Rehabilitation Loan Repayments 2nd Trust Deed Repayment Transfer In TOTAL LOWIMOD TAX DEBT SERVICE FUND: Tax Increment Allocated Interest Non Allocated Interest Interest - County Loan Interest Advance Proceeds Transfers In TOTAL DEBT SERVICE CAPITAL IMPROVEMENT FUND - NON-TAXABLE Pooled Cash Allocated Interest Non Allocated Interest Developer Agreement Funding Sale of Land Proceeds Rental Income Transfers In TOTAL CAPITAL IMPROVEMENT 07/0112009 - 09130/2009 ADJUSTED 9/30109 REMAINING % BUDGET RECEIVED BUDGET RECEIVED 10.833,900.00 0.00 10,833,900.00 0.000% 68,700.00 2,276.79 66,423.21 3.310% 0.00 310.16 (310.16) 0.000% 0.00 (1,090.25) 1,090.25 0.000% 0.00 0.00 0.00 0,000% 225,000.00 57,896.25 167,103.75 25.730% 150,000.00 0.00 150,000.00 0.000% 0.00 0.00 0.00 0.000% 0.00 0.00 0.00 0.000% 0.00 0.00 0.00 0.000% 0.00 0.00 0.00 0,000% 0.00 0.00 0.00 0.000% 11,277,600.00 59,392.95 11,218,207.05 0.530% 43,335,700.00 0.00 43,335,700.00 0.000% 42,700.00 11,449.87 31,250.13 26.810% 0.00 0.00 0.00 0.000% 0.00 0.00 0.00 0.000% 0.00 0.00 0.00 0.000% 4,438,892.00 2,981,837.27 1,457,054.73 67.180% 47,817,292.00 2.993,287.14 44,824,004.86 6.260% 162,000.00 28,220.31 133,779.69 17.420% 32,500.00 8,914.00 23,586.00 27.430% 0.00 0.00 0.00 0.000% 0.00 0.00 0.00 0.000% 0.00 0.00 0.00 0.000% 10,000,000.00 0.00 10,000,000.00 0.000% 10,194,500.00 37,134.31 10,157,365.69 0.360% a••n 007 2 LA OUINTA REDEVELOPMENT AGENCY ADJUSTED 9130/09 REMAINING EXPENDITURE SUMMARY BUDGET EXPENDITURES ENCUMBERED BUDGET PROJECT AREA NO. 1: LOW/MODERATE TAX FUND: PERSONNEL 1,100.00 0.00 0.00 1,100.00 SERVICES 352.490.00 41,852.85 0.00 310,637.15 BUILDING HORIZONS 0,00 0.00 0.00 0.D0 LO RENTAL PROGRAM 275,000.00 64,589.84 0.00 210,410.16 2nd TRUST DEED PROGRAM 0.00 0.00 0.00 0.00 BUILDING HORIZONS 250,000.00 0.00 0,00 250,000.00 LAND ACQUISITION 0.00 0.00 0,00 0,00 LOW MOD HOUSING PROJECTS 0.00 0,00 0,00 0,00 FORECLOSURE 750,000.00 0.00 0,00 750,000.00 REIMBURSEMENT TO GEN FUND 763.523.00 230.849.79 0.00 532,673.21 TRANSFERS OUT 4478,892,00 2,981,837.27 0.00 1,49705473 TOTAL LOWIMOD TAX DEBT SERVICE FUND: SERVICES 508,200.00 7,040.00 0.00 501,160.00 BOND PRINCIPAL 3,135,000,00 3,135,000.00 0.00 0,00 BONDINTEREST 7,144,062.00 3,620,943.13 0,00 3,523,11887 INTEREST CITY ADVANCE 1,020,000.00 255,000.00 0.00 765,000.00 PASS THROUGH PAYMENTS 24,722.621.00 456,798,46 0.00 24.265.822.54 ERAF SHIFT 0,00 0.00 0,00 0.00 TRANSFERS OUT 13967932.00 260 ,5514.97 0.00 11410327.03 TOTAL DEBT SERVICE CAPITAL IMPROVEMENT FUND: PERSONNEL 1,100.00 0.00 0.00 1,100.00 SERVICES 826.600.00 97,915.93 0.00 728.684.07 LAND ACQUISITION 0.00 0.00 0.00 0.00 ASSESSMENT DISTRICT 0.00 0.00 0.00 0.00 ADVERTISING -ECONOMIC DEV 10,000.00 0.00 0.00 10,000.00 ECONOMIC DEVELOPMENT 0.00 0,00 0.00 0.00 BOND ISSUANCE COSTS 0.00 0.00 0.00 0.00 CAPITAL - BUILDING 0.00 0.00 0.00 0.00 REIMBURSEMENT TO GEN FUND 356,491.00 105,817 02 0.00 250,679,98 TRANSFERS OUT 45848,094.00 120235.31 0.00 45, 72785B 69 TOTAL CAPITAL IMPROVEMENT M. 008 3 LA QUINTA REDEVELOPMENT AGENCY REVENUE SUMMARY PROJECT AREA NO. 2: LOW/MODERATE TAX FUND: Tax Increment Allocated Interest Non Allocated Interest Wash St Apts Interest Income WSA Fed Govt Assistance Pymts WSA Fed Govt Interest Rate Subsidy Developer funding Wash St Apts Rental Income Wash St Apts Other Revenues 2nd Trust Deed Repayment ERAF Shift - Interest Sale of Land Transfer In TOTAL LOWIMOD TAX 2004 LOW/MODERATE BOND FUND: Allocated Interest Home Sale Proceeds Non Allocated Interest Transfer In TOTAL LOW/MOD BOND DEBT SERVICE FUND: Tax Increment Allocated Interest Non Allocated Interest Interest Advance Proceeds Transfer In TOTAL DEBT SERVICE CAPITAL IMPROVEMENT FUND: Allocated Interest Non Allocated Interest Misc Revenue Sale of land Transfers In TOTAL CAPITAL IMPROVEMENT 07/01/2009 - 09/30/2009 ADJUSTED 9/30/09 REMAINING % BUDGET RECEIVED BUDGET RECEIVED 5,668,000.00 0.00 5,668,000.00 0.000% 168,100.00 13,898.57 154,201.43 8.270% 0.00 0.00 0.00 0.000% 3,600.00 858.35 2,741.65 23,840% 451,400.00 110,990.00 340,410.00 24.590% 46,800.00 0.00 46,800.00 0.000% 0.00 0.00 0.00 0.000% 163,300.00 43,926.12 119,373.88 26.900% 4,200.00 2,710.20 1,489.80 64.530% 0.00 23.444,00 (23,444.00) 0.000% 0.00 0.00 0.00 0,000% 0.00 0.00 0.00 0.000% 0.00 0.00 0.00 0.000% 6,505,400.00 195,827.24 6,309,572.76 3.010% 0.00 0.00 0.00 0.000% 0.00 0.00 0.00 0.000% 17,500.00 5,039.00 12,461.00 28.790% 0.00 0.00 0.00 0.000% 17,500.00 5,039.00 12,461.00 28.790% 22,671,800.00 0.00 22,671,800.00 0.000% 140,000.00 12,119.11 127,880.89 8,660% 0.00 0.00 0.00 0.000% 0.00 0.00 0.00 0.000% 1,951,399.00 1,256,760.66 694,638.34 64.400% 24,763,199.00 1,268,879.77 23,494,319.23 5.120% 41,400.00 2,326.99 39,073.01 5.620% 0.00 0.00 0.00 0.000% 0.00 0.00 0.00 0.000% 0.00 0.00 0.00 0.000% 0.00 0.00 0.00 0.000% 41,400.00 2,326.99 39,073.01 5.620% Ow,. 009 2 LA OUINTA REDEVELOPMENT AGENCY ADJUSTED 9130109 REMAINING EXPENDITURE SUMMARY BUDGET EXPENDITURES ENCUMBERED BUDGET PROJECT AREA NO. 2: LOW/MODERATE TAX FUND: PERSONNEL 700.00 0.00 0,00 700.00 SERVICES 440,800.00 53,131,30 0.00 387.668.70 WASH ST APTS OTHER EXPENSES 429,300.00 96.713.00 0.00 332,587.00 2ND TRUST DEEDS 0.00 0.00 0,00 0.00 LOW MOD HOUSING PROJECTS 3,000.00 0.00 0.00 3,000.00 FORECLOSURE ACQUISITION 250,000.00 000 0.00 250,000.D0 VISTA DUNES PARK 0.00 0.00 0.00 0.00 LAND ACQUISITION 0.00 0.00 0.00 0.00 WSA PRIN/PROVIDENT LOAN 25,325.00 6,120.58 0.00 19,204.42 WSA PRINAISDA LOAN 10,671.00 0.00 000 10,671,00 WSA INTEREST/PROVIDENT LOAN 129,149,00 32,498.03 0,00 96,650.97 WSA INTEREST/USDA LOAN 74,611.00 9,592.56 0.00 65,018,44 REIMBURSEMENT TO GEN FUND 416,382.00 124,502,94 0.00 291,879D6 TRANSFERS OUT 12,757 594.00 1 278,456.71 0.00 11,479,137.29 TOTAL LOWIMOD TAX 2004 LOW/MODERATE BOND FUND HOUSING PROGRAMS 956,800.00 206,000.00 0.00 750,800.00 LAND 0,00 0.00 0.00 0.00 TRANSFERS OUT 737740.00 (2143702.47) 000 287544247 TOTAL LOW/MOD BOND 13'118�3b➢-0�-j1-yJ%,�TPZd7j ODD-TST6`2 2.47 DEBT SERVICE FUND: SERVICES 268,000.00 3.225.00 0A0 264,775,00 BOND PRINCIPAL 120,000.00 120,000.00 0.00 0.00 BOND INTEREST 299, 550.00 151,312,50 0.00 148.237,50 INTEREST CITY ADVANCE 1, 656,528,00 414, 132.00 0.00 1.242.396.00 PASS THROUGH PAYMENTS 19,253,381.00 12,871.03 0.00 19,240.509.97 TRANSFERS OUT 1,957,399.00 1,256780.66 0.00 694,638.34 TOTAL DEBT SERVICE CAPITAL IMPROVEMENT FUND: PERSONNEL 700.00 40.00 0,00 660.00 SERVICES 250.360.00 25,562.95 0.00 224,797.05 CAPITAL 0.00 0.00 0.00 0.00 ECONOMIC DEVELOPMENT ACTIVITY 0.00 0,00 0,00 0.00 REIMBURSEMENT TO GEN FUND 58,244.00 17,998.25 0.00 40,245.75 TRANSFERS OUT 3,303371.00 5720.10 0.00 3298250.90 TOTAL CAPITAL IMPROVEMENT .0 010 5 T4hr44Quiarw COUNCIL/RDA MEETING DATE: November 17, 2009 ITEM TITLE: Approval of the Separately Issued La Quinta Redevelopment Agency Annual Audited Financial Statements for the Year Ended June 30, 2009 RECOMMENDATION: AGENDA CATEGORY: BUSINESS SESSION: CONSENT CALENDAR: 4 STUDY SESSION: PUBLIC HEARING: Approve, receive and file the Annual Audited Financial Statement for the year ended June 30, 2009 (Attachment 1). FISCAL IMPLICATIONS: None. BACKGROUND AND OVERVIEW: At the end of every fiscal year, the Redevelopment Agency prepares an audited financial report. For the first time, this year's Redevelopment Agency audit report contains a Management Review and Discussion (MDA). Several of the highlights discussed in this Section include: • The Agency's governmental activities net assets deficit increased $5.71 million, or-9.59%. • During the year, the Agency had expenses that were $5.66 million less than the $50.69 million in expenses recorded by the Agency in its governmental activities in prior years. • The Agency's governmental activities program and general revenues decreased by $7.37 million, or -15.79 % from the prior year. O11 This year's major additions (deletions) to capital assets were as follows: Washington Street Apartments Buildings and Land $ 6.18 million Hammer Property Transfer to Coachella Valley Housing Coalition for Wolfe Waters Apartments . $ (8.85) million This year, $2.31 million in loans payable were assumed in regards to the purchase of the Washington Street Apartments. In addition, all debt service payments were made as required to bondholders. FINDINGS AND ALTERNATIVES: The alternatives available to the Redevelopment Agency include: 1. Approve, receive and file the Annual Audited Financial Statement for the year ended June 30, 2009; or 2. Do not approve, receive and file the Annual Audited Financial Statement for the year ended June 30, 2009; or 3. Provide staff with alternative direction. Respectfully submitted, John M. Falconer, Finance Director Approved for submission by: 1- ze,4,�� Thomas P. Genovese, Executive Director Attachment: 1. Annual Audited Financial Statement for the year ended June 30, 2009 012 A l l H1 "WitIV 1 I LA QUINTA REDEVELOPMENT AGENCY LA QUINTA, CALIFORNIA FINANCIAL STATEMENTS YEAR ENDED JUNE 30, 2009 013 LA QUINTA REDEVELOPMENT AGENCY JUNE 30, 2009 TABLE OF CONTENTS Page Number INDEPENDENT AUDITORS' REPORT FinancialAudit......---....................................................................................................................1 ComplianceAudit............................................................................................................................ 3 Management's Discussion and Analysis........................................................................................... 5 BASIC FINANCIAL STATEMENTS Government -Wide Financial Statements: Statementof Net Assets ............................... ..................................... ............. -- ....................... 12 Statementof Activities...............................................................................................................13 Fund Financial Statements, Balance Sheet - Governmental Funds ............ ......._......................................................... ........ 14 Reconciliation of the Balance Sheet of Government Funds to the Statement of Net Assets.. ............... . ........ - . ............... ............... ... 16 Statement of Revenues, Expenditures and Changes in Fund Balances - Governmental Funds...............................................................................................18 Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of Governmental Funds to the Statementof Activities ...................... -...................... ............ ..................... ............................... 20 Budgetary Comparison Statement — Low/Moderate Income Housing Fund — PA No. 1 .......... 21 Budgetary Comparison Statement — Low/Moderate Income Housing Fund — PA No. 2.......... 22 Notes to Financial Statements......................................................................................................23 COMBINING AND INDIVIDUAL FUND SCHEDULES Combining Project Area Balance Sheet - AllGovernmental Funds...............................................................................................................38 Combining Project Area Statement of Revenues, Expenditures and Changes in Fund Balances - All Governmental Funds...............................................................................................................41 _ Computation of Low and Moderate Income Housing Funds Excess/Surplus.. .............................. ................................................................................. 44 014 N16000 eeee A 00 CFRTIFIED PUBLIC ACCOUNTANTS • Brandon W. Burrows. C.P.A • Donald L. Parker, C.P.A • Michael K. Chu, C.P.A • David E. Hale, CAA, C.F.P. A Prolessional Corporah'on • Donald G. Slater, C.P.A • Richard K. Kikuchi, C.P.A • Susan F. Matz, CPA INDEPENDENT AUDITORS' REPORT To the Honorable Chair and Members of the Governing Board La Quinta Redevelopment Agency, California We have audited the accompanying financial statements of the governmental activities and each major fund of the La Quinta Redevelopment Agency, a component unit of the City of La Quinta, California as of and for the year ended June 30, 2009, which collectively comprise the Agency's basic financial statements as listed in the table of contents. These basic financial statements are the responsibility of the La Quinta Redevelopment Agency's management. Our responsibility is to express an opinion on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and Government Auditing Standards issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the basic financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the basic financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe our audit provides a reasonable basis for our opinion. In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities and each major fund of the La Quinta Redevelopment Agency at June 30, 2009, and the respective changes in financial position thereof and the respective budgetary comparisons for the Low/Moderate Income Housing Fund — PA No. 1 and the Low/Moderate Income Housing Fund - PA No. 2 for the year then ended in conformity with accounting principles generally accepted in the United States of America. In accordance with Govemment Auditing Standards issued by the Comptroller General of the United States, we have also issued our report dated September 22, 2009, on our consideration of the La Quinta Redevelopment Agency's internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal controls over financial reporting and compliance and the results of that testing, and not to provide and opinion on the internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards and should be considered in assessing the results or our audit. The management's discussion and analysis is not a required part of the basic financial statements, but is supplementary information required by the Governmental Accounting Standards Board. We have applied certain limited procedures, which consisted principally of inquiries of management regarding the methods of measurement and presentation of the required supplementary information. However, we did not audit the information and express no opinion on it. Lance, Soil & Lunghard, LLP 203 North Brea Boulevard • Suite 203 • Brea, CA 92821 • TEL: 714.672.0022 • Fax: 714.672.0331 www.1slcpas.com 41185 Golden Gate Circle • Suite 103 • Murrieta, CA 92562 • TEL: 951.304.2728 • Fax: 951.304.3940 015 0000 •oho 00 CLRTIf1CU PUBLIC RCCUUNTAM To the Honorable Chair and Members of the Governing Board Redevelopment Agency of the City of La Quinta, California Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the Agency's basic financial statements. The combining project area statements and computation of low and moderate income housing funds excess/surplus are presented for purposes of additional analysis and are not a required part of the basic financial statements. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and, in our opinion, are fairly stated in all material respects in relation to the basic financial statements taken as a whole. September 22, 2009 016 ,W L SL0000 000 s• CERTIFIED PUBLIC ACCOUNTANTS • Brandon W. Burrows, C.P.A • Donald L. Parker, C.P.A • Michael K. Cho, C.PA • David E Halc. C.P.A, C.F.P. A Professional Corporation • Donald G. Slater. C.P.A • Richard K. Kikuchi, C.P.A • Susan F. Matz, C.PA. REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS To the Honorable Mayor and Members of the City Council La Quinta Redevelopment Agency, California We have audited the financial statements of the governmental activities and each major fund of the La Quinta Redevelopment Agency as of and for the year ended June 30, 2009, which collectively comprise the Agency's basic financial statements and have issued our report thereon dated September 22, 2009. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Internal Control Over Financial Reporting In planning and performing our audit, we considered the La Quinta Redevelopment Agency's internal control over financial reporting as a basis for designing our auditing procedures for the purpose of expressing our opinions on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the La Quinta Redevelopment Agency's internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the La Quinta Redevelopment Agency's internal control over financial reporting. A control deficiency exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A significant deficiency is a control deficiency, or combination of control deficiencies, that adversely affects the La Quinta Redevelopment Agency's ability to initiate, authorize, record, process, or report financial data reliably in accordance with generally accepted accounting principles such that there is more than a remote likelihood that a misstatement of the La Quinta Redevelopment Agency's financial statements that is more than inconsequential will not be prevented or detected by the La Quintal Redevelopment Agency's internal control. A material weakness is a significant deficiency, or combination of significant deficiencies, that results in more than a remote likelihood that a material misstatement of the financial statements will not be prevented or detected by the La Quinta Redevelopment Agency's internal control. Our consideration of internal control over financial reporting was for the limited purpose described in the first paragraph of this section and would not necessarily identify all deficiencies in internal control that might be significant deficiencies or material weaknesses. We did not identify any deficiencies in internal control over financial reporting that we consider to be material weaknesses, as defined above. Lance, Soil 3 Longhand, LLP 203 North Brea Boulevard • Suite 203 • Brea, CA 92821 • TEL: 714.672.0022 • Fax: 714.672.0331 www.lsictias.co n 41185 Golden Gate Circle • Suite 103 • Murrieta, CA 92562 • TEL: 951.304.2728 • Fax: 951.304.3940 .. ' 017 IS0a 00 0000 0• CERTIFIED PUBLIC ACCOUNTANTS To the Honorable Chair and Members of the Governing Board Redevelopment Agency of the City of La Quinta, California Compliance and Other Matters As part of obtaining reasonable assurance about whether the financial statements of the La Quinta Redevelopment Agency's financial statements are free of material misstatements, we performed tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements; noncompliance with which could have a direct and material effect on the determination of financial statement amounts. Such provisions included those provisions of laws and regulations identified in the Guidelines for Compliance Audits of California Redevelopment Agencies, issued by the State Controller and as interpreted in the Suggested Auditing Procedures for Accomplishing Compliance Audits of California Redevelopment Agencies, issued by the Governmental Accounting and Auditing Committee of the California Society of Certified Public Accountants. However, providing an opinion on compliance with those provisions was not an objective of our audit and, accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance. We noted no instances of other matters that are required to be reported under Government Auditing Standards issued by the Comptroller General of the United States. This report is intended solely for the information and use of management, governing board, State Controller, and federal awarding agencies and pass -through entities and is not intended to be and should not be used by anyone other than these specified parties. September 22, 2009 4 ...' 018 LA QU►NTA REDEVELOPMENT AGENCY MANAGEMENT'S DISCUSSION AND ANALYSIS June 30, 2009 Our discussion and analysis of the La Quinta Redevelopment Agency's (Agency) financial performance for the fiscal year ended June 30, 2009, provides a comparison of current year to prior year ending results based on the government - wide statements, an analysis on the Agency's overall financial position and results of operations to assist users in evaluating the Agency's financial position, and a discussion of significant changes that occurred within each fund. In addition, it describes the activities during the year for capital assets and long- term debt. We end our discussion and analysis with a description of currently known facts, decisions and conditions that are expected to have a significant effect on the financial position or results of operations. Please read it in conjunction with the Agency's financial statements. FINANCIAL HIGHLIGHTS • The Agency's governmental activities net assets deficit increased $5.71 million, or -9.59 %. • During the year, the Agency had expenses that were $5.66 million less than the $50.69 million in expenses recorded by the Agency in its governmental activities in the prior year. . • The Agency's governmental activities program revenues and general revenues decreased by $7.37 million, or -15.79 % from the prior year, and program expenses decreased $5.66 million, or-11.16%. USING THIS ANNUAL REPORT This annual report consists of a series of financial statements. The Statement of Net Assets and Statement of Activities provide information about the activities of the Agency as a whole and present a long-term view of the Agency's finances. Following these Statements are governmental fund statements that tell how these services were financed in the short term as well as what remains for future spending. Fund financial statements also report the Agency's operation in more detail than the government -wide statements by providing information about the Agency's most significant funds. REPORTING THE AGENCY AS A WHOLE The financial reports contained in this document are prepared on two basis of accounting — accrual and the modified accrual basis of accounting as follows: ' 019 Government -Wide Financial Statements: The Statement of Net Assets and the Statement of Activities report information using the accrual basis of accounting, which is similar to the accounting used by most private -sector companies. All of the current year's revenues and expenses are taken into account regardless of when cash is received or paid. These two statements report the Agency's net assets and changes in them. Net assets are the difference between assets and liabilities, which is one way to measure the Agency's financial health, or financial position. Over time, increases or decreases in the Agency's net assets are an indication of whether its financial health is improving or deteriorating. In the Statement of Activities, we separate the Agency expenditures into general government, planning and development and interest on long-term debt. Revenues are separated into program and General revenues. The major General revenue is property taxes, which are netted against the payments the Agency must pay to other agencies in accordance with Tax Sharing Agreements. Both of these Statements are summary in nature as opposed to the following discussion of the Fund Financial Statements, which are more detailed in nature. Fund Financial Statements: The fund financial statements provide detailed information about the most significant funds and other funds — not the Agency as a whole. Some funds are required to be established by State law and by bond covenants. However, management established many other funds to help it control and manage money for particular purposes or to show that it is meeting legal responsibilities for using certain taxes, grants and other resources. The Agency only has governmental type funds. Governmental Funds - Most of the Agency's basic services are reported in governmental funds, which focus on how money flows in and out of those funds and the balances left at year-end that are available for spending. These funds are reported using the modified accrual basis of accounting; which measures cash and all other financial assets that can readily be converted to cash. The governmental fund statements provide a detailed short-term view of the Agency's general government operations and the basic services it provides. Governmental fund information helps determine whether there are more or fewer financial resources that can be spent in the near future to finance the Agency's programs. The differences of results in the Governmental Fund financial statements to those in the Government -Wide financial statements are explained in a reconciliation following each Governmental Fund financial statement. 6 020 "L24FICI4> y/sMF_1lri4,Is] 4 Our analysis below focuses on the net deficit and changes in net deficit of the Agency's Government -Wide activities. The Agency's net assets deficit increased $5.71 million, or -9.59 %. Net Assets Governmental activities 2009 2008 Change Current and other assets $ 128,400,554 $ 136,603,448 $ (7,202,894) Capital assets 72,438,150 74,552,293 (2,114,143) Total assets 200,838,704 210,155,741 (9,317,037) Current liabilities 5,229,441 5,501,718 (272,277) Non -current liabilities 260,906,711 264,238,499 (3,331,788) Total liabilities 266,136,152 269,740,217 (3,604,065) Net assets: Invested in capital assets, net of related debt 27,318,390 27,383,962 (65,572) Restricted 59,870,074 54,308,750 5,561,324 Unrestricted (152,485,912) (141,277,188) (11,208,724) Total net assets $ (65,297,448) $ (59,584,476) $ (5,712,972) The Agency's Net Assets is made up of three components: Investment in Capital Assets, Net of Related Debt, Restricted Net Assets and Unrestricted Net Deficit. Unrestricted deficit, the part of net deficit that can be used to finance day-to-day operations, increased from $(141.28) million to $(152.49) million, or 7.93 %. The Agency currently has an unrestricted net deficit because of the debt it has issued. Proceeds from the debt were used for capital improvements on behalf of the City or contributed to other taxing agencies or the public and is not offset by investments in capital assets. Examples of these contributions would be the issuing of bonds to construct flood control improvements which were donated to the Coachella Valley Water District, bond proceeds that were used for street improvements in the Cove that were dedicated to the City, and bond proceeds for the construction of SilverRock that were dedicated to the Golf Enterprise Fund. Total assets decreased by $9.32 million, which generally represents a decrease in cash of $5.14 million and a decrease of due from other governments of $1.44 million. Total liabilities decreased by $3.60 million, which generally represents the payment of principal on long-term debt. 7 021 Changes in Net Assets 2009 2008 Change Program revenues Charges for services 16,136 16,136 Operating grants and contributions - - Capital grants and contributions - - General revenues Property taxes (net of pass -through payments) 36,702,197 40,216,054 (3,513,857) Use of money and property 2,133,507 5,118,863 (2,985,356) Intergovernmental 327,205 492,355 (165,150) Other 140,015 866,668 (726,653) Total Revenues 39,319,060 46,693,940 (7,374,880) Expenses: General government 4,175,208 3,722,604 452,604 Planning and development 25,835,058 32,245,746 (6,410,688) Interest on long-term debt 15,021,766 14,720,956 300,810 Total Expenses 45,032,032 50,689,306 (5,657,274) Change in Net Assets (5,712,972) (3,995,366) (1,717,606) Net assets - 7/1/2008 (59,584,476) (55,589,110) (3,995,366) Net assets-6/30/2009 (65,297,448) (59,584,476) (5,712,972) Total revenues decreased from $46.69 million to $39.32 million, or -15.79 %. The major reasons that contributed to the decrease were the following: • Decrease in property values that provided less tax increment revenue (net of pass -through payments of - 9.57%. • Decrease in interest income from the use of money as a result of a lower interest rate environment - 58.32 %. The major factor that contributed to the decrease in expenses from $50.69 million to $45.03 million or-11.16% was: • Decrease in the amount of 2nd Trust deeds issued on the Watercolors Homes - $2.55 million. GOVERNMENTALFUNDS The combined fund balance of $111.69 million decreased from $118.50 million, or - 5.75%. The Agency has reserved $ 25.14 million for advances, notes, and bond projects. More detailed information about the combined fund balance reserves may be found in the Notes to the financial statements. 8 ». 022 Major funds balance changes are noted below: • For the 2004 Low and Moderate Income Housing fund, fund balance decreased $13.59 million. • For the Redevelopment Agency Debt Service PA 1 and PA 2 funds, fund balance increased by $397,600 and $1.33 million, respectfully based upon tax increment revenues and interest earnings exceeding debt service, pass through payments, and transfers. • For the Redevelopment Agency Low and Moderate Income PA 1 and PA 2 funds, fund balance increased by $461,500 and $3.37 million, respectfully based upon tax increment revenues and interest earnings exceeding debt service transfers, capital outlay, and general and planning and development expenditures. • The Redevelopment Agency Capital Project PA 1 Fund increased by $1.81 million based upon interest earnings and transfers in exceeding capital outlay and general costs. -The Redevelopment Agency Capital Project PA 2 Fund decreased by $593,000 based upon interest earnings exceeding capital outlay and general costs. More detailed information on the fund financial statements balances is presented in the notes to the financial statements. Budgetary Highlights During the Fiscal Year, the Agency's Board makes revisions to the Agency budget. Revisions are made on a case by case basis and presented to the Agency Board by staff for their consideration at Agency Board meetings. These revisions are generally for appropriations relating to Capital Improvement Projects to request an additional appropriation to cover the cost of a change order or an additional construction amount based on a bid opening. In addition, a review of all revenue and expenditure Agency line items is conducted by staff based upon mid -year data to determine if changes in other revenue and expenditure line items should be presented to the Agency Board for their consideration. Formal budgetary integration is employed as a management control device during the year for all Agency Funds. Budgetary data for the Agency two (2) Special Revenue Housing Funds has been presented herein. More detailed information about the Agency's budget is presented in the Notes to the financial statements. 9 023 CAPITAL ASSET AND DEBT ADMINISTRATION Capital Assets At the end of 2009, the Agency had $72.44 million invested in a broad range of capital assets, including land and buildings and improvements. This amount represents a net decrease (including additions and deductions) of $2.11 million, or 2.84% over last year. Capital Assets (Net Depreciation) 2009 2008 Change Land $ 69,286,119 $ 74,268,960 $ (4,982,841) Buildings 3,434,270 500,000 2,934,270 Less Accumulated depreciation (282,239) (216,667) (65,572) Net Buildings after depreciation 3,152,031 283,333 2,868,698 Total - $ 72,438,150 $ 74,552,293 $ (2,114,143) This year's major additions (deletions) were as follows: Washington Street Buildings and Land $ 6.18 million Hammer Property Transfer to Coachella Valley Housing Coalition for Wolfe Waters Apartments $ (8.85) million Debt At year-end, the Agency's governmental activities had $260.91 million in bonds and notes versus $264.24 million last year, a decrease of $3.33 million, or - 1.26%. Outstanding Debt at Year End Debt type: 2009 2008 Change Loans Payable $ 2,308,037 $ $ 2,308,037 City Advances 31,378,966 31,378,966 $ - Pass through agreement 4,274,652 5,260,620 $ (985,968) Tax allocation bonds(net original issue discount) 138,244,468 141,277,702 $ (3,033,234) Revenue bonds (net original issue premium) 84,700,588 86,321,211 $ (1,620,623) Total $ 260,906,711 $ 264,238,499 $ (3,331,788) The Agency was able to meet its current year debt obligation in a timely manner. In addition to the repayment of the long term debt bond principal, $2.31 million in loans payable were assumed to the purchase of the Washington Street 10 ... 1 024 Apartments. Debts issued in the prior years have been used to finance various capital projects. An example of this is the purchase of land, and construction of the City's municipal golf course — SilverRock. ECONOMIC FACTORS AND NEXT YEAR'S BUDGETS In preparing for Fiscal Year 2010-2011, management is looking at the following factors that will impact its operations: As the State of California attempts to balance their budget, it has passed Senate Bill 26 which creates a Supplemental Educational Revenue Augmentation Fund (SERAF) to require the County auditor to transfer property tax increment that would otherwise be sent to the Redevelopment Agency instead be sent to the schools to meet the State's Proposition 98 obligations. For Fiscal Year 2009- 2010 and 2011-2012, the amount of the SERAF shift is estimated to be $23.56 million and $4.85 million, respectively. While the Redevelopment Agencies Project Areas have available land for future development, the recent economic downturn has impacted property tax values in two ways. Construction activity has slowed significantly and projects that had been approved and planned have been postponed due to the inability of builders and buyers to obtain financing. In addition, existing properties have had their property values reassessed downward by the County Assessor. CONTACTING THE AGENCY'S FINANCIAL MANAGEMENT This financial report is designed to provide our citizens, taxpayers, customers, and investors and creditors with a general overview of the Agency's finances and to show the Agency's accountability for the money it receives. If you have questions about this report or need additional financial information, contact Mr. John Falconer in the Finance Department at the City of La Quinta, 78-495 Calle Tampico, La Quinta, California 92253-1504, or (760) 777-7150, '11 025 LA QUINTA REDEVELOPMENT AGENCY STATEMENT OF NET ASSETS JUNE 30, 2009 Governmental Activities Assets: Cash and investments $ 86,650,758 Receivables: Tax increment $ 877,257 Accounts 74,388 Interest 102,858 Loans 13,239,548 Total Receivables 14,294,051 Due from other governments 4,321,119 Deposits with others 4,540 Deferred charges 4,382,051 Prepaid items 19,197 Restricted assets: Cash and investments with trustees 18,728,838 Capital assets (Net of Depreciation): Buildings, net 3,152,031 Land - 69,286,119 Total Capital Assets 72,438,150 Total Assets 200,838,704 Liabilities: Accounts payable and accrued expenses 4,207,600 Due to other governments 951,624 Deposits from others 70,217 Long-term liabilities: Due within one year 5,962,596 Due in more than one year 254,944,115 Total Long -Term Liabilities 260,906,711 Total Liabilities 266,136,152 Net Assets Invested in capital assets, net of related debt 27,318,390 Restricted for: Community development 26,135,714 Debt service 33,734,360 Unrestricted (152,485,912) Total Net Assets $ (65,297,448) See Notes to Financial Statements 12 ww:R 026 LA QUINTA REDEVELOPMENT AGENCY STATEMENT OF ACTIVITIES FOR THE FISCALYEAR ENDED JUNE 30, 2009 Functions/Programs Governmental Activities: General government Planning and development Interest on long-term debt Total Governmental Activities General Revenues: Taxes (ne( of pass -through payments) Intergovernmental Use of money and property Other Total General Revenues Change in Net Assets Net Assets at Beginning of Year Net Assets at End of Year See Notes to Financial Statements Program Revenues Operating Capital Charges for Contributions Contributions Expenses Services and Grants and Grants Net(Expense) Revenues and Changes in Net Assets Governmental Activities $ 4,175,208 $ - $ - $ - $ (4,175,208) 25,835,058 16,136 - - (25,818,922) 15,021,766 - - - (15,021,766) $ 45,032,032 $ 16,136 $ $ (45,015,896) 13 36,702,197 327,205 2,133,507 140,015 39,302,924 (5,712,972) (59,584,476) $ (65,297,448) »,.� 027 LA QUINTA REDEVELOPMENT AGENCY BALANCE SHEET GOVERNMENTALFUNDS JUNE 30, 2009 Special Special Capital Capital Revenue Revenue Projects Projects Combined Redevelopment Redevelopment Low and Moderate Redevelopment Agency - PA No. 1 Agency PA No. 2 Housing Agency - PA No. 1 Low and Low and 2004 Moderate Moderate Low/Mod Housing Housing Bond Project Assets: Cash and investments $ 4,128,834 $ 17,636,140 $ - $ 29,816,233 Cash and investments with trustee - - 6,999,121 11,729,717 Receivables: Tax increment 76,709 101,742 - - Accounts 10,685 42,703 - - Interest 3,760 22,805 - 34,557 Loans 3,795,746 9,443,802 - - Due from Low and Moderate Housing Funds - 2,143,702 - - Advances to the City of La Quinta - - - 3,385,401 Deposits with others - 4,540 - - Prepaid items - 19,197 - - Total Assets $ 8,015,734 $ 29,414,631 $ 6,999,121 $ 44,965,908 Liabilities and Fund Balances Liabilities: Accounts payable $ 25,838 $ 53,911 $ - $ 36,625 Deposits from others 12,785 29,597 - - Due to Low and Moderate Housing Funds - - 2,143,702 Due to other governments - - - - Deferred revenue 1,728,718 9,443,802 - - Total Liabilities 1,767,341 9,527,310 2,143,702 36,625 Fund Balances Reserved: Advances to the City of La Quinta - - - 3,385,401 Prepaid items - 19,197 - - Notes receivable - 2,067,028 - - - Bond projects - - 6,999,121 11,729,717 Deposits - 4,540 - - Unreserved: Designated: Debt service - - - - Continuing projects 4,181,365 19,863,584 - 29,814,165 Undesignated - - (2,143,702) - Total Fund Balances 6,248,393 19,887,321 4,855,419 44,929,283 Total Liabilities and Fund Balances $ 8,015,734 $ 29,414,631 $ 6,999,121 $ 44,965,908 See Notes to Financial Statements 14 "' 028 LA QUINTA REDEVELOPMENT AGENCY r; BALANCE SHEET GOVERNMENTALFUNDS JUNE 30, 2009 • Capital Debt Debt - Projects Service Service Redevelopment Redevelopment Redevelopment Agency PA No. 2 Agency - PA No. 1 Agency PA No. 2 Total Tax Tax Governmental Project Increment Increment Funds Assets: Cash and investments $1,122,857 $ 17,755,276 $ 16,191,418 $ 86,650,758 Cash and investments with trustee - - - 18,728,838 Receivables: Tax increment - 306,837 391,969 877,257 Accounts 21,000 - - 74,388 . Interest 1,252 19,587 20,897 102,858 Loans - - - 13,239,548 Due from Low and Moderate Housing Funds - - - 2,143,702 Advances to the City of La Quinta 935,718 - - 4,321,119 Deposits with others - - - 4,540 • Prepaid items - - - 19,197 Total Assets $ 2,080,827 $ 18,081,700 $ 16,604,284 $ 126,162,205 • Liabilities and Fund Balances: Liabilities: Accounts payable $ 19,628 $ - $ - $ 136,002 Deposits from others 27,835 - - 70,217 Due to Low and Moderate . Housing Funds - - - 2,143,702 Due to other governments - 599,558 352,066 951,624 Deferred revenue - - - 11,172,520 = Total Liabilities 47,463 599,558 352,066 14,474,065 Fund Balances: - Reserved: ' Advances to the City of La Quinta 935,718 - - 4,321,119 Prepaid items - - - 19,197 Notes receivable - - - 2,067,028 Bond projects - - - 18,728,838 Deposits - - - 4,540 Unreserved: Designated: Debt service - 17,482,142 16,252,218 33,734,360 Continuing projects 1,097,646 - - 54,956,760 Undesignated - - - (2,143,702) Total Fund Balances 2,033,364 17,482,142 16,252,218 111,688,140 • Total Liabilities and Fund Balances $ 2,080,827 $ 18,081,700 $ 16,604,284 $ 126,162,205 See Notes to Financial Statements 15 »» 029 LA QUINTA REDEVELOPMENT AGENCY GOVERNMENTALFUNDS RECONCILIATION OF THE BALANCE SHEET OF GOVERNMENTAL FUNDS TO THE STATEMENT OF NET ASSETS JUNE 30, 2009 Fund balances of governmental funds Amounts reported for governmental activities in the statement of net assets are different because: Capital assets used in governmental activities are not financial resources and, therefore, are not reported in the funds. Deferred revenue is present in governmental fund financial statements to indicate that receivables are not available currently; however, in the Statement of Net Assets these deferrals are eliminated. Bond issuance costs is an expenditure in the governmental funds, but it is deferred charges in the statement of net assets: Unamortized debt issuance costs - amortized over life of new bonds Long-term liabilities, including bonds payable, are not due and payable in the current period and, therefore, are not reported in the funds Bonds payable Loans from City Other debt Unamortized net original issue discounts and (premiums) Accrued interest payable for the current portion of interest due on Tax Allocation Bonds has not been reported in the governmental funds. Net assets of governmental activities 111,688,140 72,438,150 11,172,520 4,382,051 (226,058,037) (31,378,966) (4,274,652) 804,944 (4,071,598) $ (65,297,448) See Notes to Financial Statements 16 go,.. 030 THIS PAGE INTENTIONALLY LEFT BLANK 031 LA QUINTA REDEVELOPMENT AGENCY STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES GOVERNMENTALFUNDS FOR THE FISCAL YEAR ENDED JUNE 30, 2009 Revenues: Taxes and assessments Use of money and property Intergovernmental Other revenue Total Revenues Expenditures: Current: General government Planning and development Capital outlay Debt service Total Expenditures Excess (Deficiency) of Revenues Over (Under) Expenditures Other Financing Sources (Uses): Transfers in Transfers out Long-term debt issued Pass -through agreement payments Total Other Financing Sources (Uses): Excess (Deficiency) of Revenues and Other Sources Over (Under) Expenditures and Other Uses Fund Balances: Beginning of Year End of Year Special Special Capital Capital Revenue Revenue Projects Projects Combined Redevelopment Redevelopment Low and Moderate Redevelopment Agency - PA No. 1 Agency PA No. 2 Housing Agency - PA No. f Low and Low and 2004 Moderate Moderate Low/Mod Housing Housing Bond Project $ 10,129,845 $ 5,695,928 $ - $ 227,847 406,256 165,610 684,429 - 327,205 - - 91,632 64,496 - - 10,449,324 6,493,885 165,610 684,429 1,188,917 867,281 - 1,007,276 6,379,451 204,853 2,096,000 - - 246,167 11,658,462 2,872,058 - 155,994 - - 7,568,368 1,474,295 13,754,462 3,879,334 2,880,956 5,019,590 (13,588,852) (3,194,905) (4,752,176) 2,332,752 307,666 (1,953,599) (2,419,424) (1,645,943) 461,532 3,373,647 5,000,000 5,000,000 (13,588,852) 1,805,095 5,786,861 16,513,674 18,444,271 43,124,188 $ 6,248,393 $ 19,887,321 $ 4,855,419 $ 44,929,283 See Notes to Financial Statements 18 46.. � 032 LA OUINTA REDEVELOPMENT AGENCY 0 STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES GOVERNMENTAL FUNDS FOR THE FISCAL YEAR ENDED JUNE 30, 2009 Capital Debt Debt Projects Service Service Redevelopment Redevelopment Redevelopment Agency PA No. 2 Agency - PA No. 1 Agency PA No. 2 Total Tax Tax Governmental Project Increment Increment Funds Revenues: Taxes and assessments $ - $ 40,519,380 $ 22,783,714 $ 79,128,867 Use of money and property 37,256 220,855 269,131 2,011,384 Intergovernmental - - - 327,205 Other revenue 23 - - 156,151 Total Revenues 37,279 40,740,235 23,052,845 81,623,607 Expenditures: Current: General government 300,643 484,171 261,348 4,109,636 Planning and development - - - 8,680,304 Capital outlay 329,496 - - 15,106,183 Debt service - 16,062,554 4,230,311 20,448,859 Total Expenditures 630,139 16,546,725 4,491,659 48,344,982 Excess (Deficiency) of Revenues Over (Under) Expenditures (592,860) 24,193,510 18,561,186 33,278,625 Other Financing Sources (Uses): Transfers in - 4,444,520 1,953,599 11,705,775 Transfers out - (5,000,000) - (11,705,775) Long-term debt issued - - - 2,332,752 Pass -through agreement payments - (23,240,384) (19,186,286) (42,426,670) Total Other Financing Sources (Uses): - (23,795,864) (17,232,687) (40,093,918) Excess (Deficiency) of Revenues and Other Sources Over (Under) Expenditures and Other Uses (592,860) 397,646 1,328,499 (6,815,293) Fund Balances: Beginning of Year 2,626,224 17,084,496 14,923,719 118,503,433 End of Year $ 2,033,364 $ 17,482,142 $ 16,252,218 $ 111,688,140 See Notes to Financial Statements 19 033 LA QUINTA REDEVELOPMENT AGENCY GOVERNMENTAL FUNDS RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES OF GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITIES FOR THE FISCAL YEAR ENDED JUNE 30, 2009 Net change in fund balances - total governmental funds $ (6,815,293) Amounts reported for governmental activities in the statement of activities differ Repayment of bond principal is an expenditure in the governmental funds, but the repayment reduces long-term liabilities in the statement of net assets. 5,700,683 Bond issuance costs is an expenditure in the governmental funds, but it is deferred charges in the statement of net assets: Amortization for current fiscal year (185,679) Unamortized premium or discounts on bonds issued are revenue or expenditures in the governmental funds, but these are spread to future periods over the life of the new bonds: Amortization for current fiscal year (36,143) Governmental funds report capital outlay as expenditures. However, in the statement of activities the cost of those assets in capitalized and allocated over their estimated useful lives through depreciation expense: Capital outlay expenditures removed 6,796,429 Disposal of capital asset (8,945,000) Depreciation (65,572) Proceeds of debt is revenue in the governmental funds, but these are additions to the statement of net assets. (2,332,752) Revenues reported in the governmental funds which were previously deferred and meet the revenue recognition criteria currently and, therefore, Are not reported as revenues in the Statement of Activity. 122,123 Expenses reported in the statement of activities do not require the use of current financial resources and, therefore, are not reported as expenditures in governmental funds: Current accrual of interest due on bonds (4,071,598) Prior year accrual of interest due on bonds 4,019,830 Change in net assets of governmental activities $ (5,712,972) See Notes to Financial Statements R n 034 CITY OF LA QUINTA BUDGETARY COMPARISON STATEMENT LOWIMODERATE INCOME HOUSING PA NO. 1 YEAR ENDED JUNE 30, 2009 Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) Budgetary Fund Balance, July 1 $ 5,786,861 $ 5,786,861 $ 5,786,861 $ - Resources (Inflows): Taxes and Assessments: Tax increment 11,501,200 11,169,000 10,129,845 (1,039,155) Use of Money and Property: Interest income 53,000 25,000 (12,744) (37,744) Rental income 225,000 225,000 240,591 15,591 Other revenue: Miscellaneous revenues - 650 603 (47) Loan repayments - 100,000 91,029 (8,971) Transfers from other funds - - - - Proceeds from sale of capital asset 150,000 150,000 - (150,000) Long-term debt issued - 2,453,458 2,332,752 (120,706) Amounts Available for Appropriation $ 17,716,061 $ 19,909,969 $ 18,568,937 $ (1,341,032) Charges to Appropriation (Outflow): Current: General Government: Administrative costs $ 807,221 $ 807,221 $ 827,793 $ (20,572) Professional services 483,910 513,019 361,124 151,895 Planning and development: Real estate acquisitions - 6,517,255 6,188,260 328,995 Acquisition cost 150,000 450,000 191,191 258,809 Subsidy to low and moderate housing 250,000 - - - Transfer toother funds 4,444,479 4,752,135 4,752,176 (41) Total Charges to Appropriations 6,135,610 13,039,630 12,320,544 719,086 Budgetary Fund Balance, June 30 $ 11,580,451 $ 6,870,339 $ 6,248,393 $ (621,946) See Notes to Financial Statements 21 035 CITY OF LA QUINTA BUDGETARY COMPARISON STATEMENT LOW/MODERATE INCOME HOUSING PA NO. 2 YEAR ENDED JUNE 30, 2009 Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) Budgetary Fund Balance, July 1 $ 16,513,674 $16,513,674 $ 16,513,674 $ - Resources (inflows): Taxes and Assessments: Tax increment 5,872,700 5,843,250 5,695,928 (147,322) Use of Money and Property: Interest income 380,500 322,887 287,443 (35,444) Rental income - 108,893 118,813 9,920 Intergovernmental: Federal grants - 335,392 327,205 (8,187) Other revenue: Miscellaneous revenues - 2,817 7,902 5,085 Loan repayments - 45,000 40,458 (4,542) Developer participation - - 16,136 16,136 Transfers from other funds - 307,656 307,656 - Amounts Available for Appropriation $ 22,766,874 $23,479,569 $ 23,315,215 $ (164,354) Charges to Appropriation (Outflow): Current: General Government: Administrative costs $ 423,554 $ 423,554 $ 428,216 $ (4,662) Professional services 355,290 609,426 439,065 170,361 Planning and development: Acquisition cost 100,000 100,000 - 100,000 Subsidy to low and moderate housing - 286,200 204,853 81,347 Capital Outlay: Project improvement costs - - 246,167 (246,167) Debt Service: - Interest expense - 137,544 131,279 6,265 Long-term debt repayments - 22,294 24,715 (2,421) Transfer to other funds 1,983,598 4,780,742 1,953,599 2,827,143 Total Charges to Appropriations 2,862,442 6,359,760 3,427,894 2,931,866 Budgetary Fund Balance, June 30 $ 19,904,432 $17,119,809 $ 19,887,321 $ 2,767,512 See Notes to Financial Statements 22 ,N 036 LA QUINTA REDEVELOPMENT AGENCY NOTES TO FINANCIAL STATEMENTS JUNE 30, 2009 Note 1: Organization and Summary of Significant Accounting Policies a. Organization and Tax Increment Financing The La Quinta Redevelopment Agency is a component unit of a reporting entity that consists of the following primary and component units: Reporting Entity: Primary Government: City of La Quinta Component Units: La Quinta Redevelopment Agency City of La Quinta Public Financing Authority Redevelopment Goals and Objectives The general objective of the Redevelopment Plan adopted by the Agency is to encourage investment in the Redevelopment Project Areas by the private sector. The Redevelopment Plan provides for the demolition of buildings and improvements, the relocation of any displaced occupants, and the construction of streets, parking facilities, utilities and other public improvements. The. Redevelopment Plan also includes the ability to redevelop land by private enterprise or public agencies, the rehabilitation of structures, the rehabilitation or construction of single family and low and moderate income housing, and participation by owners and tenants of properties in the Redevelopment Project. Redevelopment Project Areas The Agency has established two redevelopment project areas. On November 29, 1983, the City Council approved, and adopted the Redevelopment Plan for the La Quinta Redevelopment Project Area No. 1. On May 16, 1989, the City Council approved and adopted the Redevelopment Plan for the La Quinta Redevelopment Project Area No. 2. These plans provide for the elimination of blight and deterioration that was found to exist in the project areas. Tax Increment Financing The Law provides a means for financing redevelopment projects based upon an allocation of taxes collected within a redevelopment project. The assessed valuation of a redevelopment project last equalized prior to adoption of a redevelopment plan or amendment to such redevelopment plan, or "base roll", is established and, except for any period during which the assessed valuation drops below the base year level, the taxing bodies, thereafter, receive the taxes produced by the levy of the current tax rate upon the base roll. Taxes collected upon any increase in assessed valuation over the base roll ("tax increment') are paid and may be pledged by a redevelopment agency to the repayment of any indebtedness incurred in financing or refinancing a redevelopment project. Redevelopment agencies themselves have no authority to levy property taxes. 23 037 i5 La Quinta Redevelopment Agency Notes to Financial Statements (Continued) Note 1: Organization and Summary of Significant Accounting Policies (Continued) b. Basis of Accounting and Measurement Focus The basic financial statements of the Agency are composed of the following: • Government -wide financial statements • Fund financial statements • Notes to the basic financial statements Government -wide Financial Statements Government -wide financial statements display information about the reporting government as a whole, except for its fiduciary activities. These statements include separate columns for the governmental and business -type activities of the primary government (including its blended component units), as well as its discreetly presented component units. The La Quinta Redevelopment Agency has no business -type activities or discretely presented component units. For the most part, effect of interfund activity has been removed from these statements. Eliminations have been made in the Statement of Activities so that certain allocated expenses are recorded only once (by the function to which they were allocated). However, general government expenses have not been allocated as indirect expenses to the various functions of the Agency. The accompanying government -wide financial statements for the Agency present negative net assets because the primary activity of the Agency is to issue debt to construct infrastructure that will be owned and maintained by the City. Government -wide financial statements are presented using the economic resources measurement focus and the accrual basis of accounting. Under the economic resources measurement focus, all (both current and long-term) economic resources and obligations of the reporting government are reported in the government -wide financial statements. Basis of accounting refers to when revenues and expenditures are recognized in the accounts and reported in the financial statements. Under the accrual basis of accounting, revenues, expenses, gains, losses, assets, and liabilities resulting from exchange and exchange -like transactions are recognized when the exchange takes place. Revenues, expenses, gains, losses, assets, and liabilities resulting from non - exchange transaction are recognized in accordance with the requirements of GASB Statement No. 33. Program revenues include charges for services and payments made by parties outside of the reporting government's citizenry if that money is restricted to a particular program. Program revenues are netted with program expenses in the statement of activities to present the net cost of each program. Amounts paid to acquire capital assets are capitalized as assets in the government -wide financial statements, rather than reported as expenditure. Proceeds of long-term debt are recorded as a liability in the government -wide financial statements, rather than as other financing source. Amounts paid to reduce long-term indebtedness of the reporting government are reported as a reduction of the related liability, rather than as an expenditure. Fund Financial Statements The underlying accounting system of the Agency is organized and operated on the basis of separate funds, each of which is considered to be a separate accounting entity. The operations of each fund are accounted for with a separate set of self -balancing accounts 24 •».: 038 La Quinta Redevelopment Agency Notes to Financial Statements (Continued) Note 1: Organization and Summary of Significant Accounting Policies (Continued) that comprise its assets, liabilities, fund equity, revenues and expenditures or expenses, as appropriate. Governmental resources are allocated to and accounted for in individual funds based upon the purposes for which they are to be spent and the means by which spending activities are controlled. Fund financial statements for the primary government's governmental, proprietary, and fiduciary funds are presented after the government -wide financial statements. These statements display information about major funds individually and non -major funds in the aggregate for governmental and enterprise funds. Fiduciary statements include financial information for fiduciary funds and similar component units. Fiduciary funds primarily represent assets held by the Agency in a custodial capacity for other individuals or organizations. The Agency has no non -major funds, enterprise funds, or fiduciary funds. Governmental Funds In the fund financial statements, governmental funds and agency funds are presented using the modified -accrual basis of accounting. Their revenues are recognized when they become measurable and available as net current assets. Measurable means that the amounts can be estimated, or otherwise determined. Available means that the amounts were collected during the reporting period or soon enough thereafter to be available to finance the expenditures accrued for the reporting period. The Agency uses a sixty day availability period. Revenue recognition is subject to the measurable and availability criteria for the governmental funds in the fund financial statements. Exchange transactions are recognized as revenues in the period in which they are earned (i.e., the related goods or services are provided). Locally imposed derived tax revenues are recognized as revenues in the period in which the underlying exchange transaction upon which they are based takes place. Imposed non -exchange transactions are recognized as revenues in the period for which they were imposed. If the period of use is not specified, they are recognized as revenues when an enforceable legal claim to the revenues arises or when they are received, whichever occurs first. Government -mandated and voluntary non -exchange transactions are recognized as revenues when all applicable eligibility requirements have been met. In the fund financial statements, governmental funds are presented using the current financial resources measurement focus. This means that only current assets and current liabilities are generally included on their balance sheets. The reported fund balance (net current assets) is considered to be a measure of "available spendable resources." Governmental fund operating statements present increases (revenues and other financing sources) and decreases (expenditures and other financing uses) in net current assets. Accordingly, they are said to present a summary of sources and uses of "available spendable resources" during a period. Non -current portions of long-term receivables due to governmental funds are reported on their balance sheets in spite of their spending measurement focus. Special reporting treatments are used to indicate, however, that they should not be considered "available spendable resources; since they do not represent net current assets. Recognition of governmental fund type revenues represented by noncurrent receivables are deferred until they become current receivables. Noncurrent portions of other long-term receivables are offset by fund balance reserve accounts. 25 1, 039 La Quinta Redevelopment Agency Notes to Financial Statements (Continued) Note 1: Organization and Summary of Significant Accounting Policies (Continued) Because of their spending measurement focus, expenditure recognition for governmental fund types excludes amounts represented by noncurrent liabilities. Since they do not affect net current assets, such long-term amounts are not recognized as governmental fund type expenditures or fund liabilities. Amounts expended to acquire capital assets are recorded as expenditures in the year that resources were expended, rather than as fund assets. The proceeds of long-term debt are recorded as an other financing source rather than as a fund liability. Amounts paid to reduce long-term indebtedness are reported as fund expenditures. When both restricted and unrestricted resources are combined in a fund, expenses are considered to be paid first from restricted resources, and then from unrestricted resources. c. Major Funds The following funds are presented as major funds in the accompanying basic financial statements: Special Revenue Low and Moderate Income Housing P.A. No 1 and No. 2 Funds — To account for the required 20% set aside of property tax increments that is legally restricted for increasing or improving housing for low and moderate income households. Debt Service Funds P.A. No. 1 and No. 2 — To account for the accumulation of resources for the payment of debt service for bond principal, interest and trustee fees. Capital Proiects Funds P.A. No 1 and No. 2 — To account for the bond proceeds, interest and other funding that will be used for development, planning, construction and land acquisition. 2004 Low and Moderate Income Housing Fund — To account for the bond proceeds, interest and other funding that will be used for development, planning, construction, and land acquisition for low and moderate income housing projects. d. Cash and Investments For financial reporting purposes, investments are reported at their fair market value Changes in fair value that occur during a fiscal year are recognized as investment income reported for that fiscal year. Investment income includes interest earnings, changes in fair value, and any gains or losses realized upon the liquidation or sale of investments. e. Capital Assets Capital assets (including infrastructure) are recorded at cost where historical records are available and at an estimated historical cost where no historical records exist. Contributed fixed assets are valued at their estimated fair market value at the date of the contribution. Generally, fixed asset purchases in excess of $5,000 are capitalized if they have an expected useful life of three years or more. Buildings are depreciated over a useful life of thirty years. Capital assets include public domain (infrastructure) general fixed assets consisting of certain improvements including roads, streets, sidewalks, medians, and storm drains. 26 'M- 040 La Quinta Redevelopment Agency Notes to Financial Statements (Continued) Note 2: Stewardship, Compliance and Accountability a. Budgetary Data Budgets and Budgetary Accounting The Governing Board adopts an annual budget prepared on the modified accrual basis of accounting for its governmental funds. The City Manager or his designee is authorized to transfer budgeted amounts between the accounts of any department. Revisions that alter the total appropriations of any department or fund are approved by the Governing Board. Prior year appropriations lapse unless they are approved for carryover into the following fiscal year. Expenditures may not legally exceed appropriations at the department level. b. Encumbrances Encumbrances are estimations of costs related to unperformed contracts for goods and services. These commitments are recorded for budgetary control purposes in the General, Special Revenue and similar governmental funds. Encumbrances outstanding at year-end are reported as a reservation of fund balance. They represent the estimated amount of the expenditure ultimately to result if unperformed contracts in -process at year-end is completed. They do not constitute expenditures or estimated liabilities. As of June 30, 2009, the Agency had no encumbrances. c. Budget Basis of Accounting Budgets for governmental funds are adopted on a basis consistent with generally accepted accounting principles (GAAP). Note 3: Cash and Investments Cash and investments reported in the accompanying financial statements consisted of the following: Cash and investments pooled with the City $ 86,650,758 Cash and investments with trustees 18,728,838 $ 105,379,596 The Agency's funds are pooled with the City of La Quinta's cash and investments in order to generate optimum interest income. The information required by GASB Statement No. 40 related to investments, credit risk, etc., is available in the annual report of the City. 27 .N..' 041 La Quinta Redevelopment Agency Notes to Financial Statements (Continued) Note 4: Notes Receivable Outstanding Balance at June 30, 2009 In September 1994, the Agency sold certain real property to LINC Housing for $2,112,847. The property was used to construct single-family homes and rental units to increase the City's supply of low and moderate income housing. The note bears interest at 6% per annum and is due in full on June 15, 2029. $ 3,764,107 In December 2000, the Agency entered into an agreement with LINC Housing to receive $9,500,000 as a reimbursement for Agency costs incurred for the construction of infrastructure related to the development of senior apartments. Payments are due to the Agency in the amount of annual positive cash flow generated by the rental of the units. All unpaid principal and interest on the note are due fifty-five years after the completion of the project. Interest on the note accrues at 3% per annum. 9,443,802 Other notes receivable 31,639 Total notes receivable $ 13,239,548 Note 5: Due from Other Governments The Redevelopment Agency advanced funds to the City of La Quinta to help the City meet the cost of developing the public -owned improvements to the La Quinta Community Park and La Quinta Library and the North Fire Station. There is no stipulated repayment date established for the Agency advances. Interest accrues at the earning rate of the City's Investment Pool funds, and shall be adjusted quarterly. At June 30, 2009, outstanding Project Area No. 1 advances were $3,385,401 and Project Area No. 2 advances were $935,718. Note 6: Capital Assets Capital asset activity for the year ended June 30, 2009, was as follows: Balances at Balances at July 1, 2008 Additions Deletions June 30, 2009 Buildings $ 500,000 $ 2,934,270 $ $ 3,434,270 Total cost of depreciable assets 500,000 2,934,270 3,434,270 Less accumulated depreciation Buildings (216,667) (65,572) (282,239) Net depreciable assets 283,333 2,868,698 - 3,152,031 Capital assets not depreciated: Land 74,268,960 3,862,159 8,845,000 69,286,119 Capital assets, net $ 74,552,293 $ 6,730,857 $8,845,000 $ 72,438,150 28 », 042 La Quinta Redevelopment Agency Notes to Financial Statements (Continued) Note 6: Capital Assets (Continued) Depreciation expense was charged to functions/programs of the primary government as follows: Governmental Activities: General government - $ 65,572 Note 7: Property Taxes Under California law, property taxes are assessed and collected by the counties up to 1 % of assessed value, plus other increases approved by the voters. The property taxes are recorded initially in a pool, and are then allocated to the cities based on complex formulas. Accordingly, the City of La Quinta accrues only those taxes that are received from the County within sixty days after year-end. Lien date January 1 Levy date July 1 Due dates November 1 and February 1 Collection dates December 10 and April 10 The La Quinta Redevelopment Agency's primary source of revenue comes from property taxes. Property taxes allocated to the Agency are computed in the following manner: a. The assessed valuation of all property within the project area is determined on the date of adoption of the Redevelopment Plan. b. Property taxes related to the incremental increase in assessed values after the adoption of the Redevelopment Plan are allocated to the Agency; all taxes on the "frozen" assessed valuation of the property are allocated to the City and other districts. The Agency has no power to levy and collect taxes and any legislative property tax shift might reduce the amount of tax revenues that would otherwise be available to pay the principal of, and interest on, debt. Broadened property tax exemptions could have a similar effect. Conversely, any increase in the tax rate or assessed valuation, or any reduction or elimination of present exemptions would increase the amount of tax revenues that would be available to pay principal and interest on debt. Note 8: Long -Term Liabilities Tax Allocation Refunding Bonds, Series 1994 Tax allocation refunding bonds, Series 1994, in the amount of $26,665,000 were issued by the Agency to refund the outstanding aggregate principal amount of the Agency's Tax Allocation Bonds, Series 1989 and 1990. The remaining proceeds were used to finance certain capital improvements within the La Quinta Redevelopment Project Area No. 1. Interest rates on the bonds range from 3.80% to 8% and are payable semi-annually on March 1 and September 1 of each year until maturity. The interest and principal of the bonds are payable solely from pledged tax increment revenues. The bonds are not subject to redemption prior to maturity. There are certain limitations regarding the issuance of parity debt as further described in the official statement. A portion of the proceeds was used to obtain a surety agreement to satisfy the bond reserve requirement. The principal balance of outstanding bonds at June 30, 2009, is $8,920,000. 29 »• 043 La Quinta Redevelopment Agency Notes to Financial Statements (Continued) Note 8: Long -Term Liabilities (Continued) Tax Allocation Refunding Bonds, Series 1998 - Project Area No. 1 Tax allocation refunding bonds, Series 1998, in the amount of $15,760,000 were issued by the Agency to refund the outstanding aggregate principal amount of the Agency's Tax Allocation Bonds, Series 1991. The remaining proceeds were used to finance certain capital improvements within the La Quinta Redevelopment Project Area No. 1. Interest rates on the bonds range from 5.20% to 5.25% and are payable semi-annually on March 1 and September 1 of each year until maturity. The interest and principal of the bonds are payable from pledged tax increment revenues. There are certain limitations regarding the issuance of parity debt as further described in the official statement. Term Bonds maturing September 1, 2028, are subject to mandatory sinking fund redemption, in part by lot, on September 1, 2013, and on each September 1 thereafter, through September 1, 2028, at a price equal to the principal amount thereof plus accrued interest. A portion of the proceeds was used to obtain a surety agreement to satisfy the bond reserve requirement. The principal balance of outstanding bonds at June 30, 2009, is $15,760.000. Tax Allocation Refunding Bonds, Series 1998 - Project Area No. 2 Tax allocation refunding bonds, Series 1998, in the amount of $6,750,000 were issued by the Agency to refund the outstanding aggregate principal amount of the Agency's Tax Allocation Bonds, Series 1992. The remaining proceeds were used to finance certain capital improvements within the La Quinta Redevelopment Project Area No. 2. Interest rates on the bonds range from 3.75% to 5.25% and are payable semi-annually on March 1 and September 1 of each year until maturity. The interest and principal of the bonds are payable solely from pledged tax increment revenues of Project Area No. 2. Term Bonds maturing September 1, 2028 and September 1, 2033, are subject to mandatory sinking fund redemption, in part by lot, on September 1, 2009 and September 1, 2019, respectively, and on each September 1, thereafter at a price equal to the principal amount thereof plus accrued interest. There are certain limitations regarding the issuance of parity debt as further described in the official statement. A portion of the proceeds was used to obtain a surety agreement to satisfy the bond reserve requirement. The principal balance of outstanding bonds at June 30, 2009, is $5,800,000. Tax Allocation Bonds, Series 2001 — Project Area No. 1 On August 15, 2001, the Agency issued tax allocation bonds in the amount of $48,000,000 to finance capital projects benefiting the La Quinta Redevelopment Project Area No. 1. The 2001 tax, allocation bonds were issued at a discount of $422,400 and issuance costs of $1,517,325., The bonds consist of $17,280,000 of term bonds that accrue interest at 5.00% and mature on September 1, 2021, and $30,720,000 of term bonds that accrue interest at 5.18% and mature on September 1, 2031. The interest and principal on the bonds are payable from pledged tax increment revenues. A portion of the proceeds were used to obtain a surety agreement to satisfy the bond reserve requirement. The principal balance of outstanding bonds at June 30, 2009, is $48,000,000. 30»... 044 La Quinta Redevelopment Agency Notes to Financial Statements (Continued) Note 8: Long -Tenn Liabilities (Continued) Tax Allocation Bonds, Series 2002 — Project Area No. 1 On June 12, 2002, the Agency issued tax allocation bonds in the amount of $40,000,000 to finance capital projects benefiting the La Quinta Redevelopment Project Area No. 1. The 2002 tax allocation bonds were issued at a discount of $360,000 and issuance costs of $1,250,096. The bonds consist of $6,355,000 of serial bonds and $33,645,000 of term bonds. Interest rates on serial bonds range from 1.75% and 4.00% and are payable semi-annually on March 1 and September 1 of each year until maturity. Term bonds accrue interest at 5.00% and 5.125% and mature on September 1, 2022 and September 1, 2023. The interest and principal on the bonds are payable from pledged tax increment revenues. A portion of the proceeds were used to obtain a surety agreement to satisfy the bond reserve requirement. The principal balance of outstanding bonds at June 30, 2009, is $36,425,000. Tax Allocation Bonds, Series 2003 — Project Area No. 1 On September 1, 2003, the Agency issued tax allocation bonds in the amount of $26,400,000 to finance capital projects benefiting the La Quinta Redevelopment Project Area No. 1. The 2003 tax allocation bonds were issued at a discount of $277,200 issuance costs of $629,191. Interest is payable semi-annually on March 1 and September 1 of each year, commencing March 1, 2004. Interest payments range from 4.24% to 6.44% per annum. The interest and principal on the bonds are payable from pledged tax increment revenues. Term bonds maturing on September 1, 2013 through September 1, 2032, are subject to mandatory redemption from minimum sinking fund payments, in part by lot, on September 1, 2004, September 1, 2014 and September 1, 2024, respectively, and on each September 1 thereafter at a redemption price equal to the principal amount thereof plus accrued interest to the redemption date. A portion of the proceeds was used to obtain a surety agreement to satisfy the bond reserve requirement. There are certain limitations regarding the issuance of parity debt as further described in the official statement. The principal balance of outstanding bonds at June 30, 2009, is $24,285,000. 2004 Series A Local Agency Revenue Bonds On June 29, 2004, the La Quinta Financing Authority issued revenue bonds in the amount of $90,000,000 to finance projects benefiting low and moderate income housing in La Quinta Redevelopment Project Area No. 1 and the La Quinta Redevelopment Project Area No. 2 and to advance refund the Agency's Redevelopment Project Areas No. 1 and 2, 1995 Housing Tax Allocation Bonds. The 2004 local agency revenue bonds were issued with issuance costs of $2,600,229 and a premium of $476,496. Interest is payable semi-annually on March 1 and September 1, of each year, commencing September 1, 2004. Interest payments range from 3% to 5.25% per annum. The interest and principal on the bonds are payable from pledged tax increment revenues. 31 04(� /� a r 5 La Quinta Redevelopment Agency Notes to Financial Statements (Continued) Note 8: Long -Term Liabilities (Continued) Term bonds maturing on September 1, 2024, September 1, 2029 and September 1, 2034, are subject to mandatory redemption from minimum sinking fund payments, in part by lot, on September 1, 2017, September 1, 2025 and September 1, 2030, respectively, and on each September 1 thereafter at a redemption price equal to the principal amount thereof plus accrued interest to the redemption date. A portion of the proceeds was used to obtain a surety agreement to satisfy the bond reserve requirement. There are certain limitations regarding the issuance of parity debt as further described in the official statement. The principal balance of outstanding bonds at June 30, 2009, is $84,560,000. Due to County of Riverside — Project Area No. 2 Based on an agreement dated July 5, 1989, between the Agency and the County, until the tax increment reaches $5,000,000 annually in Project Area No. 2, the Agency will pay to the County 50% of the County portion of tax increment. At the County's option, the County's pass -through portion can be retained by the Agency to finance new County facilities or land costs that benefit the County and serve the La Quinta population. Per the agreement, the Agency must repay all amounts withheld from the County. The tax increment is to be paid to the County in amounts ranging from $100,000 to $250,000 over a payment schedule through June 30, 2015. Interest does not accrue on this obligation. The balance at June 30, 2009, is $1,400,000. Pass -through Agreement Payable to Coachella Valley Unified School District An agreement was entered into in 1991 between the Agency, the City of La Quinta and the Coachella Valley Unified School District (District), which provides for the payment to the District a portion of tax increment revenue associated with properties within District confines. Such payments are subordinate to other indebtedness of the Agency incurred in furtherance of the Redevelopment Plan for Project Area No. 1. This tax increment is paid to the District over a payment schedule through August 1, 2012, in amounts ranging from $474,517 to $834,076 for a total amount of $15,284,042. Tax increment payments outstanding at June 30, 2009, totaled $2,874,652. The District agrees to use such funds to provide classroom and other construction costs, site acquisition, school buses, expansion or rehabilitation of current facilities. Washington Street Apartments In October 2008, the La Quinta Redevelopment Agency acquired the Washington Street Apartments for cash and the assumption of the following debt: Provident Bank Loan This loan was originally entered into with the previous owner of the Washington Street Apartments and Provident Bank for $1,696,000 in August 2001 at an 8.36% interest rate. The loan is amortized on a thirty year basis with the outstanding balance due in twenty years or August 2021. The outstanding principal balance in October 2008 when the property was acquired by the Agency was $1,572,031. The loan is secured by a deed of trust on the property and is senior to the United States Department of Agriculture (USDA) loan which is also secured by a deed of trust on the property. Repayment of the monthly loan amount of $12,873 is made from tenant rent receipts. The source for the final principal payment due in August 2021, of $1,050,109 will be determined at a future date. The principal balance of this loan at June 30, 2009, is $1,556,283. 32 046 La Quinta Redevelopment Agency Notes to Financial Statements (Continued) Note 8: Long -Term Liabilities (Continued) United States Department of Agriculture (USDA) Rural Development Promissory Note This promissory note was originally entered into with the previous owner of the Washington Street Apartments and USDA — Rural Development for $1,500,000 in November 1980 at a 10.00% interest rate. The note is amortized on a fifty year basis with the outstanding balance due in October 2030. The outstanding principal balance, in October 2008, when the property was acquired by the Agency was $760,721. The loan is secured by a deed of trust on the property and is subordinated to the Provident loan which is also secured by a deed of trust on the property. Repayment of the monthly loan amount of $7,107 is made from tenant rent receipts and a rental subsidy from the USDA. Rural Development has agreed to a 9% interest rate subsidy on the Promissory Note as long as the Apartment renters meet certain program eligibility requirements. The principal balance of this note at June 30, 2009, is $751,754. Advances from the City of La Quinta The City of La Quinta advances money to the Redevelopment Agency to cover operating and capital shortfalls. As of June 30, 2009, the amount due to the General Fund from Project Area No. 1 was $12,000,000. This consists of an outstanding advance of: 1) $6,000,000 loaned to the Redevelopment Agency with repayments beginning in 2030/31 and accrues interest at 10% per annum. 2) $6,000,000 loaned to the Redevelopment Agency requires repayments beginning in 2030/31 and accrues interest at 7% per annum. As of June 30, 2009, the amount due to the General Fund from Project Area No. 2 was $19,378,966. This consists of an outstanding advance of: 1) $10,000,000 loaned to the Redevelopment Agency with repayment beginning in 2035/36 and accrues interest at 10% per annum. 2) $9,378,966 loaned to the Redevelopment Agency for the acquisition of nine acres located on south side of Highway 111 and East of Dune Palms Road with no repayment schedule and accruing interest at the City's Local Agency Investment Fund rate. The Agency has pledged, as security for bonds it has issued, either directly or through the Financing Authority, a portion of the tax increment revenue (including Low and Moderate Income Housing set -aside and pass through allocations) that it receives. These bonds were to provide financing for various capital projects, accomplish Low and Moderate Income Housing projects and to defease previously issued bonds. The Agency has committed to appropriate each year, from these resources amounts sufficient to cover the principal and interest requirements on the debt. Total principal and interest remaining on the debt is $398,484,469 with annual debt service requirements as indicated below. For the current year, the total tax increment revenue, net of pass through payments, recognized by the Agency was $36,702,197 and the debt service obligation on the bonds was $16,630,367. 33 ^ 047 La Quinta Redevelopment Agency Notes to Financial Statements (Continued) Note 8: Long -Term Liabilities (Continued) The following is a schedule of changes in long-term debt of the Agency for the fiscal year ended June 30, 2009: Project Area No. 1: City Loans - Principal Pass -through agreement payable: 1994 Tax Allocation Bonds 1998 Tax Allocation Bonds 2001 Tax Allocation Bonds 2002 Tax Allocation Bonds 2003 Tax Allocation Bonds 2004 Series A Local Agency Revenue Bonds Total Project Area No. 2: City Loans - Principal Due to County of Riverside Provident Loan US Department of Agriculture 1998 Tax Allocation Bonds 2004 Series A Local Agency Revenue Bonds Total Balance Balance Due Within July 1, 2008 Additions Repayments June 30, 2009 One Year $ 12,000.000 $ - $ - $ 12,000,000 $ - 3,660,620 - 785,968 2.874,652 801,688 10.785,000 - 1,865,000 8.920,000 2000,000 16,760,000 - - 15,760,000 - 48,000,000 - - 48.000,000 - 37,060,000 - 635.000 36.425,000 660,000 24,745,000 - 460.000 24,285,000 475,000 16,634,862 - 311.695 16,323.167 322,310 168,645,482 - 4,057,663 164,587,819 4,258.998 19,378,966 - - 19,378 966 - 1,600,000 - 200,000 1400,000 200,000 - 1,572.031 15,748 1,556.283 25,325 - 760,721 8,967 751,754 10.583 5,915,000 - 115,000 5.800.000 120,000 4,495,841 84,303 4411,538 87,174 31,389,807 2.332,752 424,018 33.298,541 443,082 Unallocated to Project Areas 2004 Series A Local Agency Revenue Bonds 65,044,297 - 1,219,002 63,825,295 1,260,516 Total 65.044,297 1.219.002 63,825,295 1260,516 Total -All Pmiect Areas $ 265,079.586 $ 2,332,752 $ 5,700,683 261,711,655 $ 5.962,596 Adjustments: Unamortimd net anginal issue (discount) or premium (804,944) Net Long -tens Debt $ 260,906.711 The following schedule illustrates the debt service requirements to maturity for the debt outstanding as of June 30, 2009: Tax Allocation Refunding Bonds, Tax Allocation Refunding Bonds, Tax Allocation Refunding Bonds Series 1994.-PANo.1 Series 1998-PA No.t Series 1998-PA No.2 Principal Interest Principal Interest Principal Interest 2009-2010 $ 2,000,000 $ 578,160 $ - $ 819,520 $ 120,000 $ 299,550 2010 - 2011 2,145,000 426,868 - 819,520 125,000 293,272 2011 - 2012 2,305,000 264,443 - 819,520 130,000 286,738 2012-2013 2,470,000 90,155 - 819,520 140,000 279,819 2013-2014 - - 655,000 802,490 145.000 272,516 2014-2019 - - 3,825,000 3,450,070 840,000 1,240,731 2019 - 2024 - - 4,935,000 2.317.250 1.085,000 992,381 2024 - 2029 - - 6,345,000 857,870 1,405,000 666,881 2029-2034 - - - - 1,810,000 247,275 2034-2039 - - - - - Totals $ 8,920.000 $ 1,359.626 $ 15,760,000 $ 10,705.760 $ 5.800,000 $ 4,579,163 34 r r«, M] La Quinta Redevelopment Agency Notes to Financial Statements (Continued) Note 8: Long -Term Liabilities (Continued) Tax Allocation Bonds, Series 2001 Tax Allocation Bonds, Series Tax Allocation Bonds Series 2003 - - PA No. 1 2002 - PA No. 1 PA No. 1 Principal Interest Principal Interest Principal Interest 2009-2010 $ - $ 2,430,720 $ 660,000 $ 1,8 77,556 $ 475,000 $ 1,508,106 2010-2011 - 2,430,720 680,000 1,782,926 505,000 1,481,401 2011 -2012 - 2,430,720 705,000 1,756.429 530,000 1,453,198 2012-2013 - 2,430,720 735,000 1,727,981 560,000 1,423,495 2013-2014 1,565,000 2,391,595 705,000 1,695,656 590,000 1,392,158 2014-2019 9,095,000 10,669,725 4,065,000 7,902,281 3,515,000 6,358,580 2019-2024 11,605,000 8,089,803 5,190,000 6,749,694 4,770,000 5,076,104 2024-2029 14,865,000 4,742,618 6,660,000 5,250,306 6,485,000 3,303,559 2029 - 2034 10,870,000 849,915 17,025,000 2,094,459 6,855,000 917,861 Totals $ 48,000,000 $ 36,466,536 $ 36,425,000 $ 30,767,288 $ 24,285.000 $ 22,914,462 2004 Series ALocal Agency Pass -through Payable - Coachella Revenue Bonds Due to Countyof Riverside Valley Unified School District Principal Interest Principal Interest Principal Interest 2009-2010 $ 1,670,000 $ 4,243,331 $ 200,000 $ - $ 801,688 $ - 2010-2011 1,740,000 4,175,131 200,000 - 817,722 - 2011 -2012 1,805,000 4,099,719 250,000 - 834,076 - 2012-2013 1,890,000 4,016,581 750,000 - 421,166 - 2013-2014 1,975,000 3,924,681 - - - - 2014-2019 11,485,000 17,953,106 - - - - 2019 - 2024 14.830.000 14,520,756 - - - - 2024-2029 19,090,000 10,163,219 - - - - 2029 - 2034 24,415,000 4,700,072 - - - - 2034-2039 5,660,000 145,038 - - - - 2039-2044 - - - - - - Totals $ 84,560,000 $ 67,941,634 $ 1,400,000 $ - $ 2,874,652 $ - USDA Rural Development Provident Bank Loan Principal Interest Principal Interest 2009-2010 $ 10,583 $ 74,699 $ 25,325 $ 129,149 2010-2011 11,692 73,591 27,524 126,949 _ 2011-2012 12,915 72,367 29,917 124,558 -- 2012- 2013 14,267 71,014 32,516 121,959 _ 2013- 2014 15,761 69,520 35,341 119,134 2014-2019 107,303 319,106 228,453 543,919 2019-2024 176,546 249,863 1,177,207 202,040 2024-2029 290,473 135,936 - - << 2029-2034 112,214 8,602 - - 2034 - 2039 - - - - 2039 - 2044 - - - - Totals $ 751,754 $ 1,074,698 $ 1,556,283 $ 1,367,708 Note 9: Pledge Tax Revenues All tax revenues received by the Agency other than the amount required by law to be deposited in a low and moderate income housing fund, are required to be used to meet debt service requirements of the bond indentures before any payments may be made on other obligations of the Agency. 35 »..!' 049 COUNCIL/RDA MEETING DATE: November 17, 2009 ITEM TITLE: Approval of an Execution of a Grant of Easement/ Pipeline(s) to Coachella Valley Water District (CVWD) for Domestic Water and Private Sewer Associated With the La Quinta Fire Station No. 32 RECOMMENDATION: AGENDA CATEGORY: BUSINESS SESSION: CONSENT CALENDAR: STUDY SESSION: PUBLIC HEARING: Authorize the Executive Director to execute a Grant of Easement/Pipeline(s) to Coachella Valley Water District (CVWD) for domestic water and private sewer associated with the La Quinta Fire Station No. 32, subject to minor revisions by the Agency Counsel. FISCAL IMPLICATIONS: None. CHARTER CITY IMPLICATIONS: None. BACKGROUND AND OVERVIEW: The new construction at Fire Station No, 32 (Attachment 1) will require installation of water and sewer facilities that will be owned and maintained by CVWD. As a condition of that ownership and maintenance, CVWD requires an easement over its water and sewer mains and other appurtenances in their favor. The Grant of Easement/Pipeline(s) shown by Attachment 2, are the legal description and depiction of the easement required. r ,w 0.r)0 FINDINGS AND ALTERNATIVES: The alternatives available to the Agency include: 1. Authorize the Executive Director to execute the Grant of Easement/Pipeline(s) to Coachella Valley Water District (CVWD) for domestic water and private sewer associated with the La Quinta Fire Station No. 32, subject to minor revisions by Agency Counsel, or 2. Do not authorize the execution of the Grant of Easement/Pipeline(s) to Coachella Valley Water District (CVWD) for domestic water and private sewer associated with the La Quinta Fire Station No. 32, or 3. Provide staff with alternative direction. Respectfully submitted, Timothy R. Jon on, .E. \ Public Works D r ctor/City Engineer Approved for submission by: Thomas P. Genovese, Executive Director Attachments: 1. Vicinity Map 2. Grant of Easement o51 ATTACHMENT 1 0 Ir w 0 z w Ln w T t-= RANCHO LA QUINTA cn COUNTRY CLUB I 0 Z co Q. AVE. 50 LA GUINTA COUNTRY CLUO CITRUS CGURS'IZ VICINITY MAP NTS 52 052 No Recording Fees Required Per I ATTACHMENT 2 Government Code Section 27383 RECORDING REQUESTED BY AND WHEN RECORDED MAIL TO: COACHELLA VALLEY WATER DISTRICT Post Office Box 1058 Coachella, California 92236 APNS: 770-184-001, 770-184-003, (Space above this line is for Recorders use) 770-184-004,and 770-184-006 GRANT OF EASEMENT/PIPELINE(S) FOR VALUABLE CONSIDERATION, the receipt of which is hereby acknowledged, LA QUINTA REDEVELOPMENT AGENCY, a Public Body Corporate and Politic; CITY OF LA QUINTA, a Municipal Corporation; and CITY OF LA QUINTA, California, a California Municipal Corporation and Charter City, ("Grantor") does hereby grant to COACHELLA VALLEY WATER DISTRICT, a public agency of the State of California ("Grantee"), and its successors and assigns, a perpetual, nonexclusive easement and right-of-way to install, construct, enlarge, survey, reconstruct, remove and replace, operate, maintain, repair, improve and relocate underground pipeline(s), which pipeline(s) may be installed at different times, and over a period of time, and necessary devices and appurtenances thereto in, on, over, under, along and across that certain real property in the County of Riverside, State of California, described in Exhibit "A" and depicted in Exhibit "B" attached hereto and by reference made a part hereof. The foregoing easement includes the reasonable right of access to and from said easement for the purpose of exercising the rights granted herein. Said pipeline(s) and every part thereof shall, where it crosses Grantor's land, be confined to lands hereinabove-described, and shall be constructed by Grantee with sufficient ground cover (i.e., distance between ground surface and top of such pipeline(s)) as shown on the construction plans for such pipeline(s). Notwithstanding the foregoing, the ground cover shall not be changed by any party other than Grantee. Fixtures and appurtenances used or useful in the operation of said pipeline(s) may be constructed any distance either below or above the ground surface. The Grant of Easement herein contained shall include the right to enter said premises, to survey, construct, reconstruct, lay, relay, maintain, operate, control, use and remove said pipeline(s), fixtures, appurtenances, and to remove objects interfering with the construction, operation and maintenance thereof. The Grantor reserves the right to cultivate, occupy and use said premises for any purpose not inconsistent with the rights and privileges above granted and which will not interfere with or endanger said pipeline(s), fixtures and appurtenances or the use thereof. The Grantee shall use due care in the construction, operation and maintenance of said pipeline(s), fixtures and appurtenances. [SIGNATURES APPEAR ON THE FOLLOWING PAGE1 053 Page I of 2 Date GRANTOR(S) LA QUINTA REDEVELOPMENT AGENCY, a Public Body and Corporate Politic, CITY OF LA QUINTA, a Municipal Corporation CITY OF LA QUINTA, California, a California Municipal Corporation and Charter City By Thomas P. Genovese, City Manager of City of La Quinta and Executive Director of La Quinta Redevelopment Agency P.O. Box 1504 (mailing address) La Quinta, CA 92247 (city) (state) (zip code) Doc. No. CV W D-580 (Rev. 8/09) Page 2 of 2 P54 EXHIBIT "A" CVWD DOMESTIC WATER AND SEWER PIPELINE(S) EASEMENT IN THE CITY OF LA QUINTA, COUNTY OF RIVERSIDE,STATE OF CALIFORNIA, A PORTION OF THE SOUTHWEST QUARTER OF SECTION 6, TOWNSHIP 6 SOUTH, RANGE 7 EAST, SAN BERNARDINO MERIDIAN, MORE PARTICULARLY DESCRIBED AS FOLLOWS: COMMENCING AT A POINT ON THE SOUTH LINE OF SAID SECTION 6, WHICH BEARS NORTH 89"55'08" EAST, A DISTANCE OF 821.33 FEET FROM THE SOUTHWEST CORNER OF SAID SECTION 6, SAID POINT ALSO BEING ON THE SOUTHEAST CORNER OF THE WEST 25 ACRES OF THE SOUTHWEST QUARTER OF THE SOUTHWEST QUARTER OF SAID SECTION 6; THENCE NORTH 00001'00" EAST ALONG THE EAST LINE OF SAID WEST 25 ACRES A DISTANCE OF 180.00 FEET THE TRUE POINT OF BEGINNING; THENCE LEAVING SAID EAST LINE SOUTH 90000'00' WEST A DISTANCE OF 40.92 FEET; THENCE NORTH 00000'00" EAST A DISTANCE OF 85.10 FEET; THENCE SOUTH 90000'00" WEST A DISTANCE OF 185.82 FEET; THENCE SOUTH 00900'00' WEST A DISTANCE OF 22.07 FEET; THENCE NORTH 90'00'00" EAST A DISTANCE OF 6.27 FEET; THENCE SOUTH 00'00'00" WEST A DISTANCE OF 28.00 FEET; THENCE SOUTH 90000'00" WEST A DISTANCE OF 26.27 FEET; THENCE NORTH 00000'00" EAST A DISTANCE OF 70.07 FEET; THENCE NORTH 90°00'00" EAST A DISTANCE OF 205.82 FEET; THENCE NORTH 00°00'00' EAST A DISTANCE OF 106.00 FEET; THENCE SOUTH 90000'00" WEST A DISTANCE OF 63.50 FEET; THENCE SOUTH 00°00'00" WEST A DISTANCE OF 17.57 FEET; THENCE NORTH 90400'00" WEST A DISTANCE OF 21.00 FEET; THENCE NORTH 00900'00" EAST A DISTANCE OF 37.57 FEET; THENCE NORTH 90000'00" EAST A DISTANCE OF 84.50 FEET; PAGE 1 OF 3 055 EXHIBIT "A" CVWD DOMESTIC WATER AND SEWER PIPELINE(S) EASEMENT THENCE NORTH 00000'00" EAST A DISTANCE OF 42.07 FEET; THENCE SOUTH 89"48'12" WEST A DISTANCE OF 102.70 FEET; THENCE NORTH 00011'48" WEST A DISTANCE OF 40.09 FEET; THENCE NORTH 89948'12" EAST A DISTANCE OF 20.00 FEET; THENCE SOUTH 00011'48" EAST A DISTANCE OF 20.09 FEET; THENCE NORTH 89048'12" EAST A DISTANCE OF 82.77 FEET; THENCE NORTH 00°00'00" WEST A DISTANCE OF 68.54 FEET; THENCE NORTH 90°00'00" WEST A DISTANCE OF 18.11 FEET; THENCE NORTH 00000'00" EAST A DISTANCE OF 20.00 FEET; THENCE SOUTH 90000'00" EAST A DISTANCE OF 38.11 FEET; THENCE SOUTH 00000'00" WEST A DISTANCE OF 12.00 FEET; THENCE SOUTH 90000'00" EAST A DISTANCE OF 21.03 FEET TO A POINT ON THE AFOREMENTIONED EAST LINE OF THE WEST 25 ACRES; THENCE SOUTH 00"01'00" WEST ALONG SAID EAST LINE A DISTANCE OF 20.00 FEET; THENCE LEAVING SAID EAST LINE NORTH 90000'00" WEST A DISTANCE OF 21.03 FEET; THENCE SOUTH 00000'00" WEST A DISTANCE OF 92.34 FEET; THENCE NORTH 89048'12" EAST A DISTANCE OF 21.00 FEET TO A POINT ON THE AFOREMENTIONED EAST LINE OF THE WEST 25 ACRES; THENCE SOUTH 00001'00" WEST ALONG SAID EAST LINE A DISTANCE OF 33.00 FEET; THENCE LEAVING SAID EAST LINE SOUTH 89"48'12" WEST A DISTANCE OF 5.26 FEET; THENCE SOUTH 44048'12" WEST A DISTANCE OF 22.33 FEET; THENCE SOUTH 00000'00" WEST A DISTANCE OF 188.58 FEET; PAGE 2 OF 3 .. 41 056 EXHIBIT "A" CVWD DOMESTIC WATER AND SEWER PIPELINE(S) EASEMENT THENCE NORTH 90000'00" EAST A DISTANCE OF 20.93 FEET TO A POINT ON THE AFOREMENTIONED EAST LINE OF THE WEST 25 ACRES; THENCE SOUTH 00001'00" WEST ALONG SAID EAST LINE A DISTANCE OF 20.00 FEET TO THE TRUE POINT OF BEGINNING. SUBJECT TO EXISTING EASEMENTS, COVENANTS, RIGHTS AND RIGHTS -OF -WAY OF RECORD. CONTAINING 19,462 SQUARE FEET OR 0.447 ACRES, MORE OR LESS. O LAND 8t SEE EXHIBIT "B" ATTACHED HERETO AND BY �,�' CHARLES R. �O REFERENCE MADE A PART HEREOF. C) HARRIS .� No.4989 PREPARED BY OR UNDER THE SUPERVISION OF: �� Exp.12131/09 Q ,, � Pam. CHARL S R. HARRIS P.L.S. 4989 9 �OF CA\-\FC EXP. 12131/2009 DATED: _ /�? Z 3 C3 PAGE 3OF3 "'57 EXHIBIT 9139 52ND AVENJE CVWD DOMESTIC WATER AND SEWER L25 w I PIPELINE(S) EASEMENT 77oisa-oo1 � ^D w MSA CONSULTING, INC L23v / a Cm nommum a L qmgm ,, TRACT N 4 192-3 y ti / PER MB 145/55-56 / �/ 34200 Ts C DAM .ltNoo MM . 3- 10 LOT 1 a a� 't>tta.as f+so'i aa9a► . n.� 1'reo) tatw3 L19 _ � I N 20' co LZl ;I vV� L17 II� I INST. N0. 263274L1 �. REC. 8//7/89, O.R. N 01 o APN 770-184-004 L15 J I o. ♦989 n N N L13 20' m m TRACT NO. 19203 PER $ �� MB 145/55-56 LOT 2 p~p APN 770-184-003 06 W a� W vl I n 'I v- NI 3 NI N 1 3 990 (L l > a l L9 l NO Q Q O ", lz i �-Z-CY) U Z U r N 20' a L3 0l <I O <I Q m L5 DOMESTIC 20' N o I w o WATER AND SEWER o v PIPELINE(S) EASEMENT = I a 0.447 AC. L 5 r r — 1" ' 60 �----- Lt SEE SHEET 2 FOR LINE DATA T.6.o. yh��• I UqE 0 W. `15 AC. pOp�,�O I OF SW 1/4 OF SW 1/4 Q OF sic. 6, WEST LINE p I/ OF SEC. 6 0�' G. �i o o SW COR. SEC. 6 I SOUTH LINE o o \( T.6S., ME., S.B.M. —L OF SEC. 6 _ I Z I o N w P.O. a I w FRANCIS HACK LANE o cHR. T I _ N 89'55'08- E 821.33SHEET 1 OF 2 058 EXHIBIT •Bw CVWD DOMESTIC WATER AND SEWER PIPELINE(S) EASEMENT LINE DATA NO. BEARING LENGTH L1 S 90'00 00 W 40.92 L2 N 00'CO'00' E 85.10' L3 S woo 00 W 185.82 L4 s oo'oo 0o w 22.07 L5 N 90'00 00 E 6.27 L6 S OB'00 00 W 28.00' L7 S 90.00 00 W 26.27' L8 I N 00'00'00" E 70.07' L9 N 90'00'00" E 205.82' L10 N oo'OO'00- E 106.00 L71 S 90'00 GO W 63.50 L12 S 007000o W 17.57 L13 N 90'00 00 W 21.00 L 14 N 00'00 00 E 37.57 L15 N 90`00'00' E 84.50 L16 N 00'00'00" E 42.07' L17 S 89.48'12 W 102.70 L18 N BIT 11 48 W 40.09 L19 N 89'4812 E 20.00 L20 S 00'11 48 E 20.09 L21 N 89'4812 E 82.77 L22 N 00'00'00" W 68.54 L23 N 90'00'00" W 18.11 L24 N 00'00 00' E 20.00' L25 S 90'00 00 E 38.11 L26 S 00'00 00 W 12.00 L27 S 90'00'00' E 21.03' L28 S 0o'O1 00" W 20.00' L29 N 90'00'00" W 21.03 L30 S 00'00'00 W 92.34' L31 N 89'4812 E 21.00 L32 S 00'01 00 W 33.00 L33 5 89'4812 W 5.26 L34 S 4-4'4812 W 22.33 l38 N 90'00'00" E 20.93' L36 S 00'01'00- W 20.00 MSA Coxso mio, INc PLuamm . aw. ,p . LAM so m,ma 34200 Bon Han Dun ■ RAwo Munoz • CA 92X70 (lit hrtmsam CM 320-M ■ FAx MM 323-7893 I.N. 1928 10/23/2009 SHEET 2 OF 2 ^59 T4hf 4 4 aakm COUNCIL/RDA MEETING DATE: November 17. 2009 ITEM TITLE: Approval of Amendment No. 3 to the Disposition and Development Agreement by and between the La Quinta Redevelopment Agency and LRCF SR1, LLC, formerly known as LDD SilverRock, LLC RECOMMENDATION: AGENDA CATEGORY: BUSINESS SESSION: _ CONSENT CALENDAR: STUDY SESSION: PUBLIC HEARING: Approve Amendment No. 3 to the Disposition and Development Agreement by and between the La Quinta Redevelopment Agency and LRCF SR1, LLC, and authorize the Executive Director to execute the same. FISCAL IMPLICATIONS: None at this time. BACKGROUND AND OVERVIEW: On December 19, 2006, the Agency entered into a Disposition and Development Agreement ("DDA") with LDD SilverRock, LLC for the development of a boutique hotel, resort hotel, casitas, and a resort retail village. An Assignment and Assumption Agreement was later approved by the Agency Board assigning all DDA rights and obligations to a related entity, LRCF SR1, LLC (herein referred to as "LRCF"). The Agency Board, on October 23, 2008, approved Amendment No. 1 to the DDA which adjusted certain timeframes within the Schedule of Performance, and granted the Executive Director authority to grant an additional three month extension to the Schedule of Performance. Within the Schedule of Performance, the Outside Date for Closing of the Boutique Hotel was scheduled for August 19, 2009; therefore, on July 9, 2009, the Executive Director granted a three month extension to November 19, 2009. »•..n 060 Amendment No. 2 was approved on October 21, 2009, which allows for the release of a portion of the developer's Deposit Payments to cover legal costs and fees to prepare the DDA amendments. Because the Outside Date for Closing of the Boutique Hotel is near, Amendment No. 3 (Attachment 1) further extends this date to January 31, 2010 to provide adequate time to prepare and process DDA amendments. FINDINGS AND ALTERNATIVES: The alternatives available to the Agency Board include: 1. Approve Amendment No. 3 to the Disposition and Development Agreement by and between the La Quinta Redevelopment Agency and LRCF SR1, LLC and authorize the Executive Director to execute the same; or 2. Do not approve Amendment No. 3 to the Disposition and Development Agreement by and between the La Quinta Redevelopment Agency and LRCF SR1, LLC; or 3. Provide staff with alternative direction. Respectfully submitted, DougYas�fi W' AssistantCity Manager — Development Services Approved for submission by: Thomas P. Genovese, Executive Director Attachment: 1 . Amendment No. 3 to Disposition and Development Agreement 061 ATTACHMENT] AMENDMENT NO.3 TO DISPOSITION AND DEVELOPMENT AGREEMENT THIS AMENDMENT NO. 3 TO DISPOSITION AND DEVELOPMENT AGREEMENT ("Amendment No. 3") is made and entered into as of November _, 2009 ("Effective Date") by and between the LA QUINTA REDEVELOPMENT AGENCY, a public body, corporate and politic ("Agency"), and LRCF SRI, LLC, formerly known as LDD SILVERROCK, LLC, a Delaware limited liability company ("Developer"). RECITALS: A. On or about December 19, 2006, the Agency and Developer entered into that certain Disposition and Development Agreement (the "Original DDAf1), pursuant to which Agency agreed to sell to Developer, and Developer agreed to purchase from Agency that certain real property located at the southwest intersection of Jefferson Street and Avenue 52 in the City of La Quinta, California 92253 and to construct, complete, and operate thereon a commercial project containing a luxury four -star quality or higher boutique hotel and a four -star quality or higher luxury resort hotel, a retail village condominium hotel units, resort units, and associated amenities. All capitalized terms not specifically defined herein shall have the meanings ascribed thereto in the Original DDA. B. Developer has assigned to LRCF SR2, LLC, a Delaware limited liability company, all of its rights and obligations in, under and to the Original DDA with respect to all of the real property identified in the Original DDA other than the parcels identified therein as the "Boutique Hotel Parcel" and the "Ranch Villas Parcel." C. On or about October 23, 2008, the Agency and Developer entered into that certain Amendment No. 1 to Disposition and Development Agreement to provide Developer with extensions to certain timeframes under the Original DDA ("Amendment No. 1 "). D. On or about October 21, 2009, the Agency and Developer entered into that certain Amendment No. 2 to Disposition and Development Agreement to allow for the disbursement to Agency of portions of the Deposit Payments made by Developer pursuant to Section 208 of the DDA to cover Agency's legal costs and fees in preparing an amendment to the DDA ("Amendment No. 2"). The Original DDA, as amended by Amendment No. 1 and Amendment No. 2, is hereinafter referred to as the "DDA." E. Pursuant to authority granted by the Agency Board of Directors, the Agency Executive Director has granted the Developer a further extension to the outside closing date for the Boutique Hotel Parcel and Ranch Villas Parcel (e.g., Item No. 21 in each of the Schedule of Performance for the Boutique Hotel and the Schedule of Performance for the Ranch Villas Development), such that the Time for Completion for each Item is currently November 17, 2009. F. Developer and Agency now wish to further extend each such Time for Completion to provide the parties with sufficient time to complete a comprehensive amendment to the DDA. 882/015610-0084 [` 1049372,02 a11/12/09 u AGREEMENT: NOW, THEREFORE, in consideration of the foregoing recitals, which are incorporated herein by this reference, and for valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the parties hereto agree as follows: 1. The DDA is hereby amended as follows: 1.1 To revise the Time for Completion in Item 21 of the Schedule of Performance for the Boutique Hotel to replace the phrase "the date that is 32 months after the Effective Date" with "January 31, 2010." 1.2 To revise the Time for Completion in Item 21 of the Schedule of Performance for the Ranch Villas Development to replace the phrase "the date that is 32 months after the Effective Date" with "January 31, 2010." 2. Agency's Executive Director shall have the right to unilaterally grant Developer with extensions of time above and beyond the extensions granted hereby, provided such new extensions do not exceed, cumulatively, a total of three (3) additional months. 3. Except as otherwise expressly provided in this Amendment No. 3, all of the terms and conditions of the DDA shall remain in full force and effect. 4. In the event of any action between Agency and Developer seeking enforcement of any of the terms and conditions to this Amendment No. 3, the prevailing party in such action shall be awarded, in addition to damages, injunctive or other relief, its reasonable costs and expenses, including without limitation its expert witness fees and reasonable attorney's fees. 5. This Amendment No. 3 shall be construed according to its fair meaning and as if prepared by both parties hereto. 6. This Amendment No. 3 shall be governed by the internal laws of the State of California and any question arising hereunder shall be construed or determined according to such law. The Superior Court of the State of California in and for the County of Riverside, or such other appropriate court in such county, shall have exclusive jurisdiction of any litigation between the parties concerning this Amendment No. 3. Service of process on Agency shall be made in accordance with California law. Service of process on Developer shall be made in any manner permitted by California law and shall be effective whether served inside or outside California. 7. Time is of the essence of this Amendment No. 3 and of each and every term and provision hereof. 8. A waiver of a provision hereof, or modification of any provision herein contained, shall be effective only if said waiver or modification is in writing, and signed by both Agency and Developer. No waiver of any breach or default by any party hereto shall be considered to be a waiver of any breach or default unless expressly provided herein or in the waiver. 882/015610-0084 1049372.02 at 1/12/09 (9 ' r63 9. This Amendment No. 3 may be executed in counterparts, each of which, when this Amendment No. 3 has been signed by all the parties hereto, shall be deemed an original, and such counterparts shall constitute one and the same instrument. 10. The person(s) executing this Amendment No. 3 on behalf of each of the parties hereto represent and warrant that (i) such party is duly organized and existing, (ii) they are duly authorized to execute and deliver this Amendment No. 3 on behalf of said party, (iii) by so executing this Amendment No. 3 such party is formally bound to the provisions of this Amendment No. 3, and (iv) the entering into this Amendment No. 3 does not violate any provision of any other agreement to which such party is bound. [End — Signature page follows) 892/015610-0084 1049372.02.11112/09 ,o. ^ r64 IN WITNESS WHEREOF, Agency and Developer each hereby represents that it has read this Amendment No. 3, understands it, and hereby executes this Amendment No. 3 to be effective as of the day and year first written above. "Developer" LRCF SRI, LLC, a Delaware limited liability company Date: 12009 By: Its: "Agency" LA QUINTA REDEVELOPMENT AGENCY, a public body, corporate and politic Date: , 2009 By: ATTEST:. Veronica J. Montecino, Agency Secretary APPROVED AS TO FORM: RUTAN & TUCKER, LLP B1 M. Katherine Jenson, Agency Counsel Executive Director 882/015610-0084 1049372.02 e11/12/09 r 65