Loading...
2010 10 19 RDAea# 4 4 adja Redevelopment Agency agendas are available on the City' web page @ www.la-quinta.org REDEVELOPMENT AGENCY AGENDA CITY COUNCIL CHAMBERS 78-495 Calle Tampico La Quinta, California 92253 Regular Meeting TUESDAY, OCTOBER 19, 2010 3:30 P.M. Closed Session / 4:00 P.M. Open Session Beginning Resolution No. RA 2010-010 CALL TO ORDER Roll Call: Agency Board Members: Adolph, Franklin, Henderson, Sniff, Chairperson Evans PUBLIC COMMENT At this time, members of the public may address the Redevelopment Agency on any matter not listed on the agenda. Please complete a "request to speak" form and limit your comments to three minutes. CLOSED SESSION NOTE: Time permitting the Redevelopment Agency Board may conduct Closed Session discussions during the dinner recess. In addition, persons identified as negotiating parties are not invited into the Closed Session meeting when acquisition of real property is considered. 1. CONFERENCE WITH AGENCY'S REAL PROPERTY NEGOTIATOR, DOUGLAS R. EVANS, PURSUANT TO GOVERNMENT CODE SECTION 54956.8 CONCERNING POTENTIAL TERMS AND CONDITIONS OF ACQUISITION AND/OR DISPOSITION OF REAL PROPERTY LOCATED SOUTHEAST OF THE MILES AVENUE AND WASHINGTON STREET INTERSECTION AND NORTH OF THE WHITEWATER STORM CHANNEL. PROPERTY OWNER/ NEGOTIATOR: CP DEVELOPMENT LA QUINTA, LLC, RICHARD OLIPHANT. AM Redevelopment Agency Agenda 1 October 19, 2010 RECESS TO CLOSED SESSION RECONVENE AT 4:00 P.M. WITH E IL N PUBLIC COMMENT At this time members of the public may address the Redevelopment Agency on any matter not listed on the agenda. Please complete a "request to speak" form and limit your comments to three minutes. CONFIRMATION OF AGENDA APPROVAL OF MINUTES 1 . APPROVAL OF MINUTES OF OCTOBER 5, 2010. CONSENT CALENDAR NOTE: Consent Calendar items are considered to be routine in nature and will be approved by one motion. 1. APPROVAL OF DEMAND REGISTER DATED OCTOBER 19, 2010. 2. RECEIVE AND FILE TREASURER'S REPORT DATED AUGUST 31, 2010. 3. RECEIVE AND FILE REVENUES AND EXPENDITURES REPORT DATED AUGUST 31, 2010, AND INVESTMENT SUMMARY REPORT FOR THE QUARTER ENDING SEPTEMBER 30, 2010. 4. APPROVAL OF THE SEPARATELY -ISSUED LA QUINTA REDEVELOPMENT AGENCY ANNUAL AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 30, 2010. BUSINESS SESSION - NONE STUDY SESSION — NONE CHAIR AND BOARD MEMBERS' ITEMS — NONE ft Redevelopment Agency Agenda 2 October 19, 2010 00,9 PUBLIC HEARINGS — NONE ADJOURNMENT The next regular meeting of the Redevelopment Agency will be held on November 2, 2010, commencing with closed session at 3:00 p.m. and open session at 4:00 p.m. in the City Council Chambers, 78-495 Calle Tampico, La Quinta, CA 92253. DECLARATION OF POSTING I, Veronica Montecino, City Clerk of the City of La Quinta, do hereby declare that the foregoing agenda for the La Quinta Redevelopment Agency meeting of October 19, 2010, was posted on the outside entry to the Council Chamber at 78-495 Calle Tampico and on the bulletin boards at 51-321 Avenida Bermudas and 78-630 Highway 1 1 1, on October 15, 2010. DATED:/October 1,5, 2010 VERONICAA MONTECINO, City Clerk City of La Quinta, California Public Notice Any writings or documents provided to a majority of the Redevelopment Agency regarding any item on this agenda will be made available for public inspection at the City Clerk counter at City Hall located at 78-495 Calle Tampico, La Quinta, California, 92253, during normal business hours. 003 Redevelopment Agency Agenda 3 October 19, 2010 TAf 4 4 agwai AGENDA CATEGORY: RDA MEETING DATE: October 19, 2010 BUSINESS SESSION ITEM TITLE: Demand Register Dated CONSENT CALENDAR / October 19, 2010 STUDY SESSION PUBLIC HEARING RECOMMENDATION: It is recommended the Redevelopment Agency Board: Receive and File the Demand Register Dated October 19, 2010 of which $253,091.14 represents Redevelopment Agency Expenditures. PLEASE SEE CONSENT CALENDAR ITEM NUMBER 1 ON CITY COUNCIL AGENDA .p 004 `e� 4 aCPQ".,rw COUNCIL/RDA MEETING DATE: October 19, 2010 ITEM TITLE: Receive and File Transmittal of Treasurer's Report as of August 31, 2010 RECOMMENDATION: It is recommended the La Quinta Redevelopment Agency: AGENDA CATEGORY: BUSINESS SESSION: CONSENT CALENDAR: �- 6y1t111x .1&*x830 PUBLIC HEARING: Receive and File the Treasurer's Report dated August 31, 2010. PLEASE SEE BUSINESS SESSION ITEM ON CITY COUNCIL AGENDA 005 OF'['K4'9 AGENDA CATEGORY: COUNCIL/RDA MEETING DATE: October 19, 2010 BUSINESS SESSION: ITEM TITLE: Receive and File Transmittal of Revenue CONSENT CALENDAR: and Expenditure Report dated August 31, 2010 and Investment Summary Report for the Quarter Ending STUDY SESSION: September 30, 2010 PUBLIC HEARING: RECOMMENDATION: Receive and File. FISCAL IMPLICATIONS: 1• rem CHARTER CITY IMPLICATIONS: None. BACKGROUND AND OVERVIEW: Receive and File Transmittal of the August 31, 2010 Statement of Revenue and Expenditures for the La Quinta Redevelopment Agency and Investment Summary Report for the Quarter Ending September 30, 2010. Respectfully submitted, John M. Falconer, Finance Director Wftl Approved for submission by: Thomas P. Genovese, Executive Director Attachments: 1 . Revenue and Expenditures Report, August 31, 2010 2. Investment Summary Report for the Quarter Ending September 30, 2010 .0. 007 2 N I I Nl'f71VIC1111 1 I 07101/2010 - 08/3112010 LA QUINTA REDEVELOPMENT AGENCY ADJUSTED REMAINING % REVENUE SUMMARY BUDGET RECEIVED BUDGET RECEIVED PROJECT AREA NO. 1: LOWIMODERATE TAX FUND: Tax Increment 9,912,200.00 0.00 9,912,200.00 0.000% Allocated Interest 46,800.00 0.00 46,800.00 0.000% Non Allocated Interest 0.00 357.40 (357.40) 0.000% Miscellaneous revenue 0.00 0.00 0.00 0,000% Non Allocated Interest 0.00 0.00 0.00 0.000% LQRP-Rent Revenue 0.00 0.00 0.00 0.000% Home Sales Proceeds 150,000.00 0.00 150,000.00 0.000% Sale of Land 0.00 0.00 0.00 0.000% Sewer Subsidy Reimbursements 0.00 0.00 0.00 0.000% Rehabilitation Loan Repayments 0.00 0.00 0.00 0.000% 2nd Trust Deed Repayment 0.00 0.00 0.00 0,000% Williams Note Payment 0.00 0.00 0.00 0.000% Transfer In 0.00 0.00 0.00 0.000% TOTAL LOWIMOD TAX 10,109,000.00 357.40 10,108,642.60 0.000% DEBT SERVICE FUND: Tax Increment 39,648,800.00 0.00 39,648,800.00 0.000% Allocated Interest 0.00 0.00 0.00 0.000% Non Allocated Interest 0.00 0.00 0.00 0.000% Interest - County Loan 0.00 0.00 0.00 0.000% Interest Advance Proceeds 0.00 0.00 0.00 0.000% Transfers In 4,438,934.00 0.00 4,438,934.00 0.000% TOTAL DEBT SERVICE 44,087,734.00 0.00 44,087,734.00 0.000% CAPITAL IMPROVEMENT FUND Pooled Cash Allocated Interest 8,200.00 0.00 8,200.00 0.000% Non Allocated Interest 30,400.00 2,921.00 27,479.00 9.610% Developer Agreement Funding 0.00 6,499.00 (6,499.00) 0.000% Sale of Land Proceeds 0.00 0.00 0.00 0.000% Rental Income 0.00 0.00 0.00 0.000% Litigation Proceeds 0.00 0.00 0.00 0.000% Transfers In 5,000,000.00 0.00 5,000,000.00 0.000% TOTAL CAPITAL IMPROVEMENT 5,038,600.00 9,420.00 5,029,180.00 0.190% n.. 008 3 LA OUINTA REDEVELOPMENT AGENCY ADJUSTED 8131110 EXPENDITURES ENCUMBERED REMAINING BUDGET EXPENDITURE SUMMARY BUDGET PROJECT AREA NO 1 LOWIMODERATE TAX FUND: PERSONNEL 1,10000 000 0.00 00 103350 SERVICES 373,040.00 2,]05.00 0.00 3],35.00 TO RENTAL PROGRAM 0.00 0.00 0.00 0,00 2Pd TRUST DEED PROGRAM Bw 000 0.00 000 BUILDING HORIZONS 250,000,00 0.00 0.00 250,00000 LAND ACQUISITION 0,00 0,00 0.00 000 LOW MOD HOUSING PROJECTS 0.00 0,00 0.00 0.00 FORECLOSURE 1.350,000. 00 4,859,10 0.00 1,345,140,90 REIMBURSEMENT TO GEN FUND 947,56500 157,928.00 000 789,63700 TRANSFERS OUT 4,712813.00 40, 117.26 0.00 4672,635,74 TOTAL LOWIMOD TAX DEBT SERVICE FUND: SERVICES 484,400.00 4,710.00 0.00 479,69000 BONDPRINCIPAL3,330,OW 000 000 3, 330,000.00 T 000 0.00 ,33326 CITY INTEREST CITY ADVANCE INTEREBONDIST 1,920,00000 1)20,649.00 0.00 1,43 PASS THROUGH PAYMENTS 22.]36,540,00 404,81275 404,81000 0.00 2,33.73.2 22,333,736.25 000 0,00 000 0.00 TRANSHIFT TRANSFERS OUT 8,963,138.00 000 0.00 8,963,138.10 TOTAL DEBT SERVICE CAPITAL IMPROVEMENT FUND: PERSONNEL 1,100.00 0.00 0.00 1,100.00 SERVICES 700.900.DO 67,560.82 0.00 633,339.18 LAND ACQUISITION 000 000 0DO 000 ASSESSMENT DISTRICT 0.00 0,00 0.00 0.00 ADVERTISING -ECONOMIC DEV 0.00 0.00 000 000 ECONOMIC DEVELOPMENT 0.00 0,00 Dw 0.00 BOND ISSUANCE COSTS 0.00 0.00 0,00 0.00 CAPITAL -BUILDING 0.00 0.00 0.00 0.00 REIMBURSEMENT TO GEN FUND 426693.00 71,116.00 0.00 355,577.00 TRANSFERS OUT 45,799, 861.00 603]6.06 0.00 45739,464.94 TOTAL CAPITAL IMPROVEMENT 009 El LA QUINTA REDEVELOPMENT AGENCY REVENUE SUMMARY PROJECT AREA NO. 2: LOWIMODERATE TAX FUND: Tax Increment Allocated Interest Non Allocated Interest Wash St Apts Interest Income WSA Fed Govl Assistance Pymts WSA Fed Govt Interest Rate Subsidy Developer funding Wash St Ants Rental Income Wash St Apts Other Revenues 2nd Trust Deed Repayment ERAF Shift - Interest Sale of Land Transfer In TOTAL LOWIMOD TAX 2004 COWIMODERATE BOND FUND: Allocated Interest Home Sale Proceeds Non Allocated Interest Transferin TOTAL LOW/MOD BOND DEBT SERVICE FUND: Tax Increment Allocated Interest Non Allocated Interest Interest Advance Proceeds Transfer In TOTAL DEBT SERVICE CAPITAL IMPROVEMENT FUND: Allocated Interest Non Allocated Interest Misc Revenue Sale of land Transfers In TOTAL CAPITAL IMPROVEMENT 07/01/2010 - 08131/2010 ADJUSTED REMAINING % BUDGET RECEIVED BUDGET RECEIVED 5,573,400.00 0.00 5,573,400.00 0,000% 50,800.00 0.00 50,800.00 0.000% 2,500.00 0,00 2.500.00 0.000% 3,600.00 0.00 3,600.00 0.000% 451400.00 0.00 451,400.00 0.000% 46,800.00 0.00 46,800.00 0.000% 0.00 0.00 0.00 0.000% 163,300.00 0,00 163,300.00 0.000% 4,200.00 0.00 4,200.00 0.000% 0.00 0.00 0.00 0.000% 0.00 0,00 0.00 0.000% 0.00 0.00 0.00 0.000% 0.00 0.00 0.00 0.000% 6,296,000.00 0,00 6,296,000.00 0.000% 0.00 0.00 0.00 0.000% 0.00 0.00 0.00 0.000% 8,700.00 1,327.00 7,373.00 15.250% 0.00 0,00 0,00 0.000% 8,700.00 1,327.00 7,373.00 15.250% 22,293,800.00 0.00 22,293,800.00 0.000% 0.00 0.00 0.00 0.000% 0.00 0.00 0.00 0,000% 0.00 0.00 0.00 0,000% 2,947,648.00 0.00 2,947,648,00 0.000% 25,241,448.00 0.00 25,241,448,00 0.000% 5,100.00 0.00 5,100,00 0.000% 6,000.00 0.00 6.000.00 0,000% 0.00 0.00 0.00 0.000% 0.00 0.00 0.00 a000% 4,300.000,00 0.00 4,300,000,00 0.000% 4,311,100.00 0.00 4,311,100,00 0.000% 010 5 LA OUINTA REDEVELOPMENT AGENCY ADJUSTED BUDGET 8131/10 EXPENDITURES ENCUMBERED REMAINING BUDGET EXPENDITURE SUMMARY PROJECT AREA NO. 2: LOW/MODERATE TAX FUND: ]00.00 0.00 0 W PERSONNEL SERVICES 473,5W 00 14,169.00 000 45,33100 9.331 WASH ST APTS OTHER EXPENSES 42930000 0.00 0.00 429,300.00 2NO TRUST DEEDS 000 000 0.00 000 000 000 3.00000 LOW MOD HOUSING PROJECTS 3,00000 450000.00 000 0.00 450,(XX 00 FORECLOSURE ACQUISITION )00 0DO 000 VISTA DUNES PARK 0.00 0.00 000 0.00 LAND ACQUISITION WSA PRIN/PROVIDENT LOAN 000 27.52500 000 000 27,52500 WSA PRIWUSDA LOAN 11788W 000 000 11788.00 WSA INTERESTIPROVIDENT LOAN 126,94900 000 0.00 126,94900 WSA INTERESTNSDA LOAN 73494 GO 0.00 91,938.00 000 Dw 73,494.W 459696.W REIMBURSEMENT TO GEN FUND 551634.00 9,969.95 0.DO 11.638,46Z0 TRANSFERS OUT 11 %843]00 TOTAL LOWIMOD TAX 20" LOWIMODERATE BOND FUND 0.00 000 0.00 000 HOUSING PROGRAMS 0.00 0DO 000 000 LAND TRANSFERS OUT ]5,]070C 0.00 000 ]5,]0].00 TOTAL LOWIMOD BOND - DEBT SERVICE FUND: SERVICES 255,10000 3,02000 0.00 BOND PRINCIPAL 125, POP 00 .00 000 125,00000 125,00000 BONDINTEREST 293,272.00 000 0.00 293,27200 INTEREST CITY ADVANCE 1,656,500. 00 276,08800 0.00 1, 360.412.00 PASS THROUGH PAYMENTS 18, 935.710.00 000 0.TO 18,935710,00 ERAF SHIFT 4,850,687M 000 000 4,850,681.00 TRANSFERS OUT 6,251,993W 0,00 0W 913 6,25 T4,J 0 TOTAL DEBT SERVICE CAPITAL IMPROVEMENT FUND: ]00.00 000 000 70000 PERSONNEL SERVICES 172,15000 10,500,00 000 161650.00 CAPITAL ECONOMIC DEVELOPMENT ACTIVITY 0.00 2,300000.00 0.00 0.00 0DO 0.00 000 2300,WO 00 REIMBURSEMENT TO GEN FUND 76,611.00 12,]]000 0DO 63,84100 TRANSFERS OUT 4,424, 38500 14464.14 0W 4,40992086 TOTAL CAPITAL IMPROVEMENT -6,m 94s.0n- 3"34 E A l l HUHIVILN I L E E U) y O C p N W O O� O� 0 0 0 0 0 0 0 0 1 O pOj OJ E O LLn'l N m > v M 5 o (q poio0'600ooa000r 2 mrn m o y N m 0 o m 6 > Oo O 0 0 0 0 M O O O O O O O O r W m o o ao N O O T T T T T T T T T T T D p p W N m N m N N m@ m m N J Ira N N N N N N N N N N N N N (' Z Z Z Z Z Z Z Z Z Z Z Z c c c c c c c c c c c c J J J J J J J J J J J J LL LL LL LL LL LL LL LL LL LL LL LL m _ 76 N N N N N N N N N N N _ J>>>> J J J J J J J - m y y m m m m m m m m 00 O m E m m Y Y Y Y -E Y -E Y Y -E Y Y VI N N@ N N N N N N N N N N t0 m m m m m m m m m U m m 0 0 0 0 0 0 0 0 0 0 0 0 i��222222222 a_ U m N U m In (n fn O va`mdF()080>>0 an ¢ N¢ N N¢¢¢ a a a a¢ ovoav00000mmrn OOOONNNNN--- N N N N N Y Y Y Y Y Y Y Y Y Y Y Y Y c c c c c c c c c c c c c m m m m m m m m m m m m m m m m m m m m m m m m m m to V! (n f0 N t7 N N !n N N N to 3 U m E U c N 012 ceit�t 4 4 Qu&m COUNCIL/RDA MEETING DATE: October 19, 2010 ITEM TITLE: Approval of the Separately Issued La Quinta Redevelopment Agency Annual Audited Financial Statements for the Year Ended June 30, 2010 RECOMMENDATION: AGENDA CATEGORY: BUSINESS SESSION: _ CONSENT CALENDAR: STUDY SESSION: PUBLIC HEARING: Approve, receive and file the Annual Audited Financial Statement for the year ended June 30, 2010 (Attachment 1). FISCAL IMPLICATIONS: None. BACKGROUND AND OVERVIEW: At the end of every fiscal year, the Redevelopment Agency prepares an audited financial report. Several of the highlights discussed in the Management's Discussion and Analysis (MDA) Section include: •The Agency's governmental activities net assets deficit increased $17.95 million, or-27.50%. This was primarily a result of the $23.58 million Supplemental Educational Relief Augmentation Fund (SERAF) payment mandated by the State of California. •During the year, the Agency had expenses that were $1 1.44 million more than the $45.03 million in expenses recorded by the Agency in its governmental activities in the prior year. Again, this was primarily a result of the $23.58 million SERAF payment mandated by the State of California. • The Agency's governmental activities program revenues and general revenues decreased by $805,000, or -2.05% from the prior year, and program expenses increased $11.44 million, or 25.40%. 013 Tax Increment Collections and Debt Service Payments The Agency was able to meet its current year debt obligation in a timely manner despite a decrease of 4.94% in actual Project Area 1 tax increment revenue collections from the prior year and a decrease of 8.87% in actual Project Area 2 tax increment revenue collections from the prior year. The decrease in tax increment revenues experienced in Fiscal Year 2009-2010 is in addition to a decrease of 6.80% and 1.32% in PA1 and PA 2 tax increment collections in Fiscal Year 2008-2009. This is the first time since the inception of the La Quinta Redevelopment Agency twenty one (21) years ago that the tax increment has declined two consecutive years in a row and only the third time (Fiscal Year 1996- 1997) that the tax increment has declined on a year to year basis. The City of La Quinta advanced $10 million during Fiscal Year 2009-2010 to the La Quinta Redevelopment Agency to partially fund the $23.58 million Supplemental Educational Relief Augmentation Fund (SERAF) payment mandated by the State of California. Low- and Moderate -Income and La Quinta Housing Authority Activities This is the first year that the Financial Statements include the operations of the La Quinta Housing Authority. The operations of the La Quinta Housing Authority are separate funds that are included in the La Quinta Redevelopment Agency Statements to compliment the Low- and Moderate -Income activities being undertaken in the City. While the first year operations were nominal, they are expected to increase in the future due to the commitment of both the Redevelopment Agency and the Housing Authority to provide low- and moderate - income housing in the City of La Quinta. Capital Projects This year's major additions (deletions) to capital assets were as follows: Purchase of five (5) Cove Homes for rehabilitation - $ 708,900 Purchase of land at Westward Ho and Dune Palms Road - $302,000. There were no deletions to capital assets during Fiscal Year 2009-2010. FINDINGS AND ALTERNATIVES: The alternatives available to the Redevelopment Agency include: •,C. 014 KA 1. Approve, receive and file the Annual Audited Financial Statement for the year ended June 30, 2010; or 2. Do not approve, receive and file the Annual Audited Financial Statement for the year ended June 30, 2010; or 3. Provide staff with alternative direction. Respectfully submitted, John M. Falconer, Finance Director Approved for submission by: A,lWaVU64C omas P. Genovese, Executive Director Attachment: 1. Annual Audited Financial Statement for the year ended June 30, 2010 015 3 LA QUINTA REDEVELOPMENT AGENCY LA QUINTA, CALIFORNIA FINANCIAL STATEMENTS YEAR ENDED JUNE 30, 2010 ». ' 016 LA QUINTA REDEVELOPMENT AGENCY LA QUINTA, CALIFORNIA FINANCIAL STATEMENTS YEAR ENDED JUNE 30, 2010 ,a*, 017 THIS PAGE INTENTIONALLY LEFT BLANK m i LA QUINTA REDEVELOPMENT AGENCY JUNE 30, 2010 TABLE OF CONTENTS INDEPENDENT AUDITORS' REPORT Page Number FinancialAudit................................................................................................................................1 ComplianceAudit............................................................................................................................3 Management's Discussion and Analysis...........................................................................................5 BASIC FINANCIAL STATEMENTS Government -Wide Financial Statements: Statementof Net Assets............................................................................................................12 Statementof Activities...............................................................................................................13 Fund Financial Statements: Balance Sheet - Governmental Funds......................................................................................14 Reconciliation of the Balance Sheet of Government Funds to the Statement of Net Assets..................................................................................................17 Statement of Revenues, Expenditures and Changes in Fund Balances- Governmental Funds...............................................................................................18 Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of Governmental Funds to the Statementof Activities...............................................................................................................21 Budgetary Comparison Statement — Low/Moderate Income Housing Fund — PA No. 1.......... 22 Budgetary Comparison Statement— Low/Moderate Income Housing Fund — PA No. 2..........23 Notesto Financial Statements......................................................................................................25 COMBINING AND INDIVIDUAL FUND SCHEDULES Combining Project Area Balance Sheet - AIIGovernmental Funds...............................................................................................................42 Combining Project Area Statement of Revenues, Expenditures and Changes in Fund Balances - AIIGovernmental Funds...............................................................................................................46 Computation of Low and Moderate Income Housing FundsExcess/Surplus..................................................................................................................49 019 THIS PAGE INTENTIONALLY LEFT BLANK �� 020 LSL G CEnTIFIEO PUBLIC ACCOUNTANTS • Brandon W. Burrows, CPA • Donald L. Parker, CPA • Michael K. Chu, CPA • David E. Hale, CPA, CFP A Professional Corporation • Donald G. Slater, CPA • Richard K. Kikuchi, CPA • Susan F. Matz, CPA • Shelly K. Jackley, CPA INDEPENDENT AUDITORS' REPORT To the Honorable Chair and Members of the Governing Board La Quinta Redevelopment Agency, California We have audited the accompanying financial statements of the governmental activities, each major fund, and the aggregate remaining fund information of the La Quinta Redevelopment Agency, a component unit of the City of La Quinta, California as of and for the year ended June 30, 2010, which collectively comprise the Agency's basic financial statements as listed in the table of contents. These basic financial statements are the responsibility of the La Quinta Redevelopment Agency's management. Our responsibility is to express an opinion on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and Government Auditing Standards issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the basic financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the basic financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe our audit provides a reasonable basis for our opinion. In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities and each major fund of the La Quinta Redevelopment Agency at June 30, 2010, and the respective changes in financial position thereof and the respective budgetary comparisons for the Low/Moderate Income Housing Fund — PA No. 1 and the Low/Moderate Income Housing Fund - PA No. 2 for the year then ended in conformity with accounting principles generally accepted in the United States of America. In accordance with Government Auditing Standards issued by the Comptroller General of the United States, we have also issued our report dated October 8, 2010, on our consideration of the La Quinta Redevelopment Agency's internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal controls over financial reporting and compliance and the results of that testing, and not to provide and opinion on the internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Govemment Auditing Standards and should be considered in assessing the results of our audit. The management's discussion and analysis is not a required part of the basic financial statements, but is supplementary information required by the Governmental Accounting Standards Board. We have applied certain limited procedures, which consisted principally of inquiries of management regarding the methods of measurement and presentation of the required supplementary information. However, we did not audit the information and express no opinion on it. Lance, Sall 8 Lunghard, LLP 203 North Brea Boulevard • Suite 203 • Brea, CA 92821 • TEL 714.672.0022 < Fax: 714.672.0331 www.lslcpas.com 41185 Golden Gate Circle • Suite 103 • Murrieta, CA 92562 . TEL: 951.304.2728 • Fax: 951.304.3940 w. ^ 021 _00 LSE IO MUFIE0FYB\#6C-UN NTS To the Honorable Chair and Members of the Governing Board Redevelopment Agency of the City of La Quinta, California Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the Agency's basic financial statements. The combining project area statements and computation of low and moderate income housing funds excess/surplus are presented for purposes of additional analysis and are not a required part of the basic financial statements. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and, in our opinion, are fairly stated in all material respects in relation to the basic financial statements taken as a whole. October 8, 2010 022 LSL00 CERTIFIED PUBLIC ACCOUNTANTS • Brandon W. Burrows, CPA • Donald L. Parker, CPA • Michael K. Chu. CPA • David E. Hale, CPA, CFP A Professional Corporztion • Donald G. Slater, CPA • Richard K. Kikuchi, CPA • Susan F. Matz, CPA • Shelly K. Jackley, CPA REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS To the Honorable Mayor and Members of the City Council La Quinta Redevelopment Agency, California We have audited the financial statements of the governmental activities, each major fund, and the aggregate remaining fund information of the La Quinta Redevelopment Agency as of and for the year ended June 30, 2010, which collectively comprise the Agency's basic financial statements and have issued our report thereon dated October 8, 2010. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Internal Control Over Financial Reporting In planning and performing our audit, we considered the La Quinta Redevelopment Agency's internal control over financial reporting as a basis for designing our auditing procedures for the purpose of expressing our opinions on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the La Quinta Redevelopment Agency's internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the La Quinta Redevelopment Agency's internal control over financial reporting. A control deficiency exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A significant deficiency is a control deficiency, or combination of control deficiencies, that adversely affects the La Quinta Redevelopment Agency's ability to initiate, authorize, record, process, or report financial data reliably in accordance with generally accepted accounting principles such that there is more than a remote likelihood that a misstatement of the La Quinta Redevelopment Agency's financial statements that is more than inconsequential will not be prevented or detected by the La Quinta Redevelopment Agency's internal control. A material weakness is a significant deficiency, or combination of significant deficiencies, that results in more than a remote likelihood that a material misstatement of the financial statements will not be prevented or detected by the La Quinta Redevelopment Agency's internal control. Our consideration of internal control over financial reporting was for the limited purpose described in the first paragraph of this section and would not necessarily identify all deficiencies in internal control that might be significant deficiencies or material weaknesses. We did not identify any deficiencies in internal control over financial reporting that we consider to be material weaknesses, as defined above. Lance, Soil & Longhand, LLP 203 North Brea Boulevard • Suite 203 • Brea, CA 92821 • TEL 714.672.0022 • Fax: 714.672.0331 "ar.Isepas.cona 41185 Golden Gate Circle • Suite 103 • Murrieta, CA 92562 • TEL: 951.304.2729 • Fax: 951.304.3940 • n 023 LS 00 CERTIFIED PUBLIC ACCOUNTAp@ To the Honorable Chair and Members of the Governing Board Redevelopment Agency of the City of La Quinta, California Compliance and Other Matters As part of obtaining reasonable assurance about whether the financial statements of the La Quinta Redevelopment Agency's financial statements are free of material misstatements, we performed tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements; noncompliance with which could have a direct and material effect on the determination of financial statement amounts. Such provisions included those provisions of laws and regulations identified in the Guidelines for Compliance Audits of California Redevelopment Agencies, issued by the State Controller and as interpreted in the Suggested Auditing Procedures for Accomplishing Compliance Audits of California Redevelopment Agencies, issued by the Governmental Accounting and Auditing Committee of the California Society of Certified Public Accountants. However, providing an opinion on compliance with those provisions was not an objective of our audit and, accordingly, we do not express such an opinion. The results of our tests disclosed the following instance of noncompliance or other matters that are required to be reported under Government Auditing Standards. Redevelopment Agency Five-year Implementation Plan The Redevelopment Agency must produce an implementation plan in accordance with the Health and Safety Code for each project area every five years, on or before December 31, 1994, and every five years thereafter. The Agency was required to adopt a five year implementation plan before December 31, 2009, however we noted that the Agency did not adopt a five year implementation plan until January 19, 2010. Management Response The Redevelopment Agency staff was aware that the implementation plan was required to be adopted by December 31, 2009. The revisions to the implementation plan were well underway prior to the required adoption date but due to final editing and scheduling it was approved by the Redevelopment Agency Board on January 19, 2010. Measures have been put in place to complete the next 5 year implementation plan prior to the required date. We did not audit the City's responses to the findings described above and, accordingly, we express no opinion on it. We noted no instances of other matters that are required to be reported under Government Auditing Standards issued by the Comptroller General of the United States. This report is intended solely for the information and use of management, governing board, State Controller, and federal awarding agencies and pass -through entities and is not intended to be and should not be used by anyone other than these specified parties. October 8, 2010 024 LA QUINTA REDEVELOPMENT AGENCY MANAGEMENT'S DISCUSSION AND ANALYSIS June 30, 2010 Our discussion and analysis of the La Quinta Redevelopment Agency's (Agency) financial performance for the fiscal year ended June 30, 2010, provides a comparison of current year to prior year ending results based on the government - wide statements, an analysis of the Agency's overall financial position and results of operations to assist users in evaluating the Agency's financial position, and a discussion of significant changes that occurred within each fund. In addition, it describes the activities during the year for capital assets and long-term debt. We end our discussion and analysis with a description of currently known facts, decisions and conditions that are expected to have a significant effect on the financial position or results of operations. Please read it in conjunction with the Agency's financial statements. FINANCIAL HIGHLIGHTS • The Agency's governmental activities net assets deficit increased $17.95 million, or-27.50%. During the year, the Agency had expenses that were $11.44 million more than the $45.03 million in expenses recorded by the Agency in its governmental activities in prior years. The Agency's governmental activities program revenues and general revenues decreased by $805,000, or -2.05% from the prior year, and program expenses increased $11.44 million, or 25.40%. USING THIS ANNUAL REPORT This annual report consists of a series of financial statements. The Statement of Net Assets and Statement of Activities provide information about the activities of the Agency as a whole and present a long-term view of the Agency's finances. Following these Statements are governmental fund statements that tell how these services were financed in the short term as well as what remains for future spending. Fund financial statements also report the Agency's operation in more detail than the government -wide statements by providing information about the Agency's most significant funds. REPORTING THE AGENCY AS A WHOLE The financial reports contained in this document are prepared on two basis of accounting — accrual and the modified accrual basis of accounting as follows: t• 025 Government -Wide Financial Statements: The Statement of Net Assets and the Statement of Activities report information using the accrual basis of accounting, which is similar to the accounting used by most private -sector companies. All of the current year's revenues and expenses are taken into account regardless of when cash is received or paid. These two statements report the Agency's net assets and changes in them. Net assets are the difference between assets and liabilities, which is one way to measure the Agency's financial health, or financial position. Over time, increases or decreases in the Agency's net assets are an indication of whether its financial health is improving or deteriorating. In the Statement of Activities, we separate the Agency expenditures into general government, planning and development and interest on long-term debt. Revenues are separated into program and General revenues. The major General revenue is property taxes, which are netted against the payments the Agency must pay to other agencies in accordance with Tax Sharing Agreements. Both of these Statements are summary in nature as opposed to the following discussion of the Fund Financial Statements, which are more detailed in nature. Fund Financial Statements: The fund financial statements provide detailed information about the most significant funds and other funds — not the Agency as a whole. Some funds are required to be established by State law and by bond covenants. However, management established many other funds to help it control and manage money for particular purposes or to show that it is meeting legal responsibilities for using certain taxes, grants and other resources. The Agency only has governmental type funds. Governmental Funds - Most of the Agency's basic services are reported in governmental funds, which focus on how money flows in and out of those funds and the balances left at year-end that are available for spending. These funds are reported using the modified accrual basis of accounting, which measures cash and all other financial assets that can readily be converted to cash. The governmental fund statements provide a detailed short-term view of the Agency's general government operations and the basic services it provides. Governmental fund information helps determine whether there are more or fewer financial resources that can be spent in the near future to finance the Agency's programs. The differences of results in the Governmental Fund financial statements to those in the Government -Wide financial statements are explained in a reconciliation following each Governmental Fund financial statement. 6 026 THE AGENCY AS A WHOLE The analysis below focuses on the net deficit and changes in net deficit of the Agency's Government -Wide activities. The Agency's net assets deficit increased $17.95 million, or -27.50 %. NETASSETS Governmental activities Description 2010 2009 Change Current and other assets $ 126,077,764 $ 128,400,554 $ (2,322,790) Capital assets 73,459,707 72,438,150 1,021,557 Total assets 199,537,471 200,838,704 (1,301,233) Current liabilities 17,809,384 5,229,441 12,579,943 Non -current liabilities 264,980,257 260,906,711 4,073,546 Total liabilities 282,789,641 266,136,152 16,653,489 Net assets: 28,295,747 27,318,390 977,357 Invested in capital assets, net of related debt Restricted 54,781,140 59,870,074 (5,088,934) Unrestricted (166,329,057) (152,485,912) (13,843,145) Total net assets $ (83,252,170) $ (65,297,448) $ (17,954,722) The Agency's Net Assets are made up of three components: Investment in Capital Assets, Net of Related Debt, Restricted Net Assets and Unrestricted Net Deficit. Unrestricted deficit, the part of net deficit that can be used to finance day- to-day operations, increased from $(152.49) million to $(166.33) million, or 9.08 %. The Agency currently has an unrestricted net deficit because of the debt it has issued. Proceed$ from the debt were used for capital improvements on behalf of the City or contributed to other taxing agencies or the public and is not offset by investments in capital assets. Examples of these contributions would be the issuing of bonds to construct flood control improvements which were donated to the Coachella Valley Water District, bond proceeds that were used for street improvements in the Cove that were dedicated to the City, and bond proceeds for the construction of SilverRock that were dedicated to the Golf Enterprise Fund. Total assets decreased by $1.30 million, which generally represents an increase in cash of $7.81 million, an increase of capital assets of $1.02 million and a decrease in loans receivable of $12.32 million. Total liabilities increased by $16.65 million, which generally represents an increase in pass through payments to other governmental entities of $12.78 million and a net increase $3.78 million in long term liabilities due in more than one year. 027 CHANGES IN NET ASSETS Description 2010 2009 1 Change Program revenues: Char es for services - $ 16,136 $ (16,136) Operating rants and contributions - - - Capital grants and contributions ,442 - 1,101,442 General revenues: P35390 Pro erttaxes net of ass -throw h a menu 317 36 702 197 1 311 880Use of mone and ro ert 027 2 133 507 1 071480Intergovernmental ,682 327,205 171,477 Other ,550 140,015 321,535 Total revenues 38,514,018 39,319 060 805,042 Expenses: General government 4,320,577 4,175,208 145,369 Planning and development 13,506,150 25,835,058 (12,328,908 Contributions to other ciovernments 23 582,367 - 23,582,367 Interest on long-term debt 15,059,646 15,021 766 37 S80 Total expenses 56,468,740 45,032,032 11,436,708 Change in Net Assets (17,954,722) (5,712,972) (12,241,750) Net assets - 7/1/2009 65 297 448 59 584 476 (5,712,972 Net assets - 6/30/2010 $ 83 252 170 $ 65 297 448 $ 17,954,722) Total revenues decreased by $805,000 to $38.51 million, or-2.05%. The major reasons that contributed to the decrease were the following: • Decrease in property values that provided less tax increment revenue (net of pass -through payments of — 3.71 %. • Decrease in interest income from the use of money as a result of a lower interest rate environment - 50.22 %. The major factors that contributed to the increase in expenses from $45.03 million to $56.47 million or 25.40% was: • Increase of $23.58 million in contributions from other governments for the Supplemental Educational Relief Augmentation Fund (SERAF) payment. This payment was made to the County of Riverside on behalf of the State of California in May 2010. • Decrease of $6.1 million from the prior year for the acquisition of Low and Moderate income property. GOVERNMENTALFUNDS The combined fund balance of $106.07 million decreased from $111.69 million, or - 5.03%. The Agency has restricted as nonspendable a total of $ 58.21 million in long term receivables, future debt service and low and moderate income housing purposes. In addition, $47.86 million has been assigned for future community development construction projects. More detailed information about the combined fund balance reserves may be found in the notes to the financial statements. 8 028 Major funds balance changes are noted below: • For the 2004 Low and Moderate Income Housing Fund, fund balance decreased $1.43 million. • For the Redevelopment Agency Debt Service PA 1 and PA 2 Funds, fund balances decreased by $8.67 million and $1.79 million, respectively, based upon tax increment revenues and interest earnings exceeding debt service, pass through payments, and transfers. • For the Redevelopment Agency Low and Moderate Income PA 1 and PA 2 Funds, fund balance increased by $3.43 million and $1.94 million, respectively, based upon tax increment revenues and interest earnings exceeding debt service transfers, capital outlay, and general and planning and development expenditures. • The Redevelopment Agency Capital Project PA 1 Fund decreased by $1.05 million based upon interest earnings and transfers in exceeding capital outlay and general costs. • The Redevelopment Agency Capital Project PA 2 Fund increased by $1.95 million based upon expenditures being less than the $2.6 million transfer from the Debt Service PA 2 Fund. More detailed information on the fund financial statements balances is presented in the notes to the financial statements. Budgetary Highlights During the Fiscal Year, the Agency's Board makes revisions to the Agency budget. Revisions are made on a case by case basis and presented to the Agency Board by staff for their consideration at Agency Board meetings. These revisions are generally for appropriations relating to Capital Improvement Projects to request an additional appropriation to cover the cost of a change order or an additional construction amount based on a bid opening. In addition, a review of all revenue and expenditure Agency line items is conducted by staff based upon mid -year data to determine if changes in other revenue and expenditure line items should be presented to the Agency Board for their consideration. Formal budgetary integration is employed as a management control device during the year for all Agency Funds. Budgetary data for the Agency two (2) Special Revenue Housing Funds has been presented herein. More detailed information about the Agency's budget is presented in the Notes to the financial statements. g 'a• . 029 In addition during Fiscal Year 2009-2010, the La Quinta Housing Authority was created. This separate legal entity has been included in the La Quinta Redevelopment Agency Statements and follows the same budgetary practices that were previously discussed. CAPITAL ASSET AND DEBT ADMINISTRATION Capital Assets At the end of 2010, the Agency had $73.46 million invested in a broad range of capital assets, including land and buildings and improvements. This amount represents a net increase (including additions and deductions) of $1.02 million, or 1.41 % over last year. CAPITAL ASSETS NET OF DEPRECIATION Description 2010 2009 Change Land $ 69,855,143 $ 69,286,119 $ 569,024 Buildings 4,010,888 3,434,270 576,618 Less Accumulated depreciation 406,324 282,239 124,085 Net Buildings after depreciation 3,604,564 3,152,031 452,533 Total $ 73,459,707 $ 72,438,150 $ 1,021,557 This year's major additions to capital assets were as follows: Purchase of five (5) Cove Homes for rehabilitation - $ 708,900 Purchase of land at Westward Ho and Dune Palms Road - $302,000. There were no deletions to capital assets during Fiscal Year 2009-2010. Debt At year-end, the Agency's governmental activities had $264.98 million in bonds and notes versus $260.91 million last year, an increase of $4.07 million, or 1.56%. 030 10 OUTSTANDING DEBT AT YEAR END Description 2010 2009 Change Loans Payable $ 2,272,129 $ 2,308,037 $ 35,908 City Advances 41,378,966 31,378,966 $ 10,000,000 Pass through agreement 3,272,965 4,274,652 $ 1,001,687 Tax allocation bonds ( net original issue discount 135,031,234 138,244,468 $ (3,213,234) Revenue bonds (net original issue premium) 83,024,965 84,700,588 $ (1,675,623) Total $ 264,980,259 $ 260,906,711 $ 4,073,548 The Agency was able to meet its current year debt obligation in a timely manner. In addition to the repayment of the long term debt bond principal, $10.00 million in an advance from the City of La Quinta General Fund was made in Fiscal Year 2009-2010 to partially pay for the $23.58 million SERAF payment. Debts issued in the prior years have been used to finance various capital projects. An example of this is the purchase of land, and construction of the City's municipal golf course — SilverRock. ECONOMIC FACTORS AND NEXT YEAR'S BUDGETS In preparing for Fiscal Year 2011-2012, management is looking at the following' factors that will impact its operations: As the State of California attempts to balance their budget, it has passed Senate Bill 26 which creates a Supplemental Educational Revenue Augmentation Fund (SERAF) to require the County auditor to transfer property tax increment that would otherwise be sent to the Redevelopment Agency instead be sent to the schools to meet the State's Proposition 98 obligations. For Fiscal Year, the amount of the SERAF shift is estimated to be $4.85 million. While the Redevelopment Agency's Project Areas have available land for future development, the recent economic downturn has impacted property tax values in two ways. Construction activity has slowed significantly and projects that had been approved and planned have been postponed due to the inability of builders and buyers to obtain financing. In addition, existing properties have had their property values reassessed downward by the County Assessor. CONTACTING THE AGENCY'S FINANCIAL MANAGEMENT This financial report is designed to provide our citizens, taxpayers, customers, and investors and creditors with a general overview of the Agency's finances and to show the Agency's accountability for the money it receives. If you have questions about this report or need additional financial information, contact Mr. John Falconer in the Finance Department at the City of La Quinta, 78-495 Calle Tampico, La Quinta, California 92253-1504, or (760) 777-7150. 11 to. 031 LA QUINTA REDEVELOPMENT AGENCY STATEMENT OF NET ASSETS JUNE 30, 2010 Assets: Cash and investments Receivables: Tax increment Accounts Interest Loans Total Receivables Due from other governments Deposits with others Prepaid costs Deferred charges Net pension asset Restricted assets: Cash and investments with trustees Capital assets (Net of Depreciation): Buildings, net Land Total Capital Assets Total Assets Liabilities: Accounts payable and accrued expenses Due to other governments Deposits from others Long-term liabilities: Due within one year Due in more than one year Total Long -Term Liabilities Total Liabilities Net Assets: Invested in capital assets, net of related debt Restricted for: Community development Debt service Unrestricted Total Net Assets Governmental Activities $ 208,297 81,989 76,330 3,920,107 3,604,564 69,855,143 6,251,938 258,728,319 $ 96,619,523 4,286,723 4,290,375 6,400 824 4,196,372 107,336 16,570,211 73,459,707 199,537,471 4,029,188 13,733,378 46,818 264.980.257 282,789,641 28,295,747 31,504,866 23,276,274 (166,329,057) $ (83,252,170) See Notes to Financial Statements 12 0 0 032 LA QUINTA REDEVELOPMENT AGENCY STATEMENT OF ACTIVITIES FOR THE FISCAL YEAR ENDED JUNE 30, 2010 Net(Expense) Revenues and Program Revenues Changesin Operating Capital Net Assets Charges for Contributions Contributions Governmental Expenses Services and Grants and Grants Activities Functions/Programs Governmental Activities: General government Planning and development Interest on long-term debt Contributions to other governments Total Governmental Activities General Revenues: Taxes (net of pass -through payments) Intergovernmental Use of money and property Other Total General Revenues Change in Net Assets Net Assets at Beginning of Year Net Assets at End of Year $ 4,320,577 $ - $ - $ - $ (4,320,577) 13,506,150 - - 1,101,442 (12,404,708) 15,059,646 - - - (15,059,646) 23,582,367 - - - (23,582,367) $ 56,468,740 $ - $ - $ 1,101,442 (55,367,298) ro See Notes to Financial Statements 13 35,390,317 498,682 1,062,027 37,412,576 (17,954,722) (65,297,448) $ (83,252,170) 033 LA QUINTA REDEVELOPMENT AGENCY BALANCE SHEET GOVERNMENTALFUNDS JUNE 30, 2010 Special Special Capital Capital Revenue Revenue Projects Projects Redevelopment Redevelopment Combined Redevelopment Agency - PA Agency PA No. Low and Moderate Agency - PA No.1 2 Housing No.1 Low and Low and 2004 Moderate Moderate Low/Mod Housing Housing Bond Project Assets: Cash and investments Cash and investments with trustee Receivables: Tax increment Accounts Interest Loans Prepaid costs Due from Low and Moderate Housing Funds Due from City Deposits with others Advances to other funds Total Assets Liabilities and Fund Balances: Liabilities: Accounts payable Deposits from others Due to Low and Moderate Housing Funds Due to other governments Deferred revenue Advances from other funds Total Liabilities Fund Balances: Nonspendable: Prepaid expenditures Long-term receivables and deposits Restricted for: Debt utilization and/or by debt covenants Low and moderate income housing Assigned to: Community development Unassigned Total Fund Balances Total Liabilities and Fund Balances See Notes to Financial Statements $ 7,575,402 $ 19,678,116 $ 26,768 14,891 12,844 48,145 5,059 15,405 3,920,107 - 824 2,143,702 - $ 29,504,571 5,569,552 11,000,659 22,764 3,355,081 - 6,400 2,791 - $ 11,542,971 $ 21,907,483 $ 5,569,552 $ 43,883,075 $ 10,970 $ 53,611 $ - $ 5,423 18,266 28,552 - - - - 2,143,702 - 1,831,398 - - 1,860,634 82,163 2,143,702 5,423 - 824 - - 2,088,709 6,400 - - 7,593,628 21,818,096 3,425,650 - - - - 43,877,652 9,682,337 21,825,320 3,425,850 43,877,652 $ 11,542,971 $ 21,907,483 $ 5,569,552 $ 43,883,075 14 A 034 LA QUINTA REDEVELOPMENT AGENCY BALANCE SHEET GOVERNMENTALFUNDS JUNE 30,2010 (Continued) Capital Debt Debt Projects Service Service Redevelopment Redevelopment Redevelopment Agency PA No. Agency - PA Agency PA No. 2 No. 1 2 Other Tax Tax Governmental Project Increment Increment Funds Assets: Cash and investments $ 3,048,979 $ 13,697,886 $ 23,114,569 $ - Cash and investments with trustee - - - - Receivables: Tax increment - 107,071 59,567 - Accounts 21,000 - - - Interest 2,543 13,709 16,850 - Loans - - - Prepaid costs - - - - - Due from Low and Moderate - Housing Funds - - - - DuefromCity 935,294 - - - Deposits with others - - - - Advances to other funds - - - - Total Assets $ 4,007,816 $ 13,818,666 $ 23,190,986 $ - Liabilities and Fund Balances: Liabilities: Accounts payable $ 25,415 $ - $ - $ - Deposits from others - - - - Due to Low and Moderate Housing Funds - - - - Due to other governments - 5,006,556 8,726,822 - Deferred revenue - - - - Advances from other funds - - - 2,791 Total Liabilities 25,415 5,006,556 8,726,822 2,791 Fund Balances: Nonspendable: Prepaid expenditures - - - - Long-term receivables and deposits - - - - Restricted for: Debt utilization and/or by debt covenants - 8,812,110 14,464,164 - Low and moderate income housing - - - - Assigned to: Community development 3,982,401 - - - Unassigned - - - (2.791) Total Fund Balances 3,982,401 8,812,110 14,464,164 (2,791) Total Liabilities and Fund Balances $ 4,007,816 $ 13,818,666 $ 23,190,986 $ - See Notes to Financial Statements 15 035 LA QUINTA REDEVELOPMENT AGENCY BALANCE SHEET GOVERNMENTALFUNDS JUNE 30, 2010 Assets: Cash and investments Cash and investments with trustee Receivables: Tax increment Accounts Interest Loans Prepaid costs Due from Low and Moderate Housing Funds Due from City Deposits with others Advances to other funds Total Assets Liabilities and Fund Balances: Liabilities: Accounts payable Deposits from others Due to Low and Moderate Housing Funds Due to other governments . Deferred revenue Advances from other funds Total Liabilities Fund Balances: Nonspendable: Prepaid expenditures Long-term receivables and deposits Restricted for: Debt utilization and/or by debt covenants Low and moderate income housing Assigned to: Community development Unassigned Total Fund Balances Total Liabilities and Fund Balances Total Governmental Funds $ 96,619,523 16,570,211 208,297 81,989 76,330 3,920,107 824 2,143,702 4,290,375 6,400 2,791 $ 123,920,549 $ 95,419 46,818 2,143,702 13,733,378 1,831,398 2,791 17,853,506 824 2,095,109 23,276,274 32,837,574 47,860,053 (2,791) 106,067,043 $ 123,920,549 See Notes to Financial Statements 16 n 3 6 .0. V LA QUINTA REDEVELOPMENT AGENCY GOVERNMENTAL FUNDS RECONCILIATION OF THE BALANCE SHEET OF GOVERNMENTAL FUNDS TO THE STATEMENT OF NET ASSETS JUNE 30, 2010 Fund balances of governmental funds $ 106,067,043 Amounts reported for governmental activities in the statement of net assets are different because: Capital assets used in governmental activities are not financial resources and, therefore, are not reported in the funds 73,459,707 Deferred revenue is present in governmental fund financial statements to indicate that receivables are not available currently; however, in the Statement of Net Assets these deferrals are eliminated. 1,831,398 Governmental funds report all pension contributions as expenditures, however in the Statement of Net Assets any excesses or deficiencies in contributions in relation to the required contribution are recorded as an asset or liability 107,336 Bond issuance costs is an expenditure in the governmental funds, but it is deferred charges in the statement of net assets: Unamortized debt issuance costs - amortized over life of new bonds 4,196,372 Long-term liabilities, including bonds payable, are not due and payable in the current period and, therefore, are not reported in the funds Bonds payable (221,097,129) Loans from City (41,378,966) Other debt (3,272,964) Unamortized net original issue discounts and (premiums) 768,802 Accrued interest payable for, the current portion of interest due on Tax Allocation Bonds has not been reported in the governmental funds. (3,933,769) Net assets of governmental activities $ (83,252,170) .<D See Notes to Financial Statements 17 037 LA QUINTA REDEVELOPMENT AGENCY STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES GOVERNMENTALFUNDS FOR THE FISCAL YEAR ENDED JUNE 30, 2010 Special Special Capital Capital Revenue Revenue Projects Projects Revenues: Taxes and assessments Use of money and property Intergovernmental Other revenue Total Revenues Expenditures: Current: General government Planning and development Capital outlay Debt service Total Expenditures Excess (Deficiency) of Revenues Over (Under) Expenditures Other Financing Sources (Uses): Transfers in Transfers out Long-term debt issued Pass -through agreement payments Payment to Educational Revenue Augmentation Fund Total Other Financing Sources (Uses): Excess (Deficiency) of Revenues and Other Sources Over (Under) Expenditures and Other Uses Fund Balances: Beginning of Year End of Year Redevelopment Redevelopment Combined Redevelopment Agency - PA Agency PA No. Low and Moderate Agency - PA No.1 2 Housing No.1 Low and Low and 2004 Moderate Moderate Low/Mod Housing Housing Bond Project $ 9,629,447 $ 5,190,795 $ - $ - 280, 021 263,002 14,464 196,204 - 498,682 - - 105,300 31,250 - 325,000 10,014,768 5,983,729 14,464 521,204 1,433,064 980,541 - 969,116 - 348,484 618,000 - 708,869 525,551 826,033 603,719 - 239,756 - - 2,141,933 2,094,332 1,444,033 1,572,835 7,872,835 3,889,397 (1,429,569) (1,051,631) (4,438,891) (1,951,398) - (4,438,891) (1,951,398) 3,433,944 1,937,999 (1,429,569) (1,051,631) 6,248,393 19,887,321 4,855,419 44,929,283 $ 9,682,337 $ 21,825,320 $ 3,425,850 $ 43,877,652 See Notes to Financial Statements 18,,, 038 LA QUINTA REDEVELOPMENT AGENCY STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES GOVERNMENTALFUNDS FOR THE FISCAL YEAR ENDED JUNE 30, 2010 (Continued) Capital Debt Debt Projects Service Service Redevelopment Redevelopment Redevelopment Agency PA No. Agency - PA Agency PA No. 2 No. 1 2 Other Tax Tax Governmental Project Increment Increment Funds Revenues: Taxes and assessments $ - $ 38,517,789 $ 20,763,180 $ Use of money and property 16,256 94,785 94,615 - Intergovernmental - - - Other revenue - - - - Total Revenues 16,256 38,612,574 20,857,795 - Expenditures: Current: General government 191,327 473,766 253,227 2,787 Planning and development - - - - Capital outlay 475,892 - - Debt service - 16,471,015 4,227,475 4 Total Expenditures 667,219 16,944,781 4,480,702 2,791 Excess (Deficiency) of Revenues Over (Under) Expenditures (650,963) 21,667,793 16,377,093 (2,791) Other Financing Sources (Uses): Transfers in 2,600,000 4,438,892 1,951,399 - Transfers out - - (2,600,002) - Long-term debt issued - 10,000,000 - - Pass -through agreement payments - (21,194,350) (17,516,544) - Payment to Educational Revenue Augmentation Fund - (23,582,367) - - Total Other Financing Sources (Uses): 2,600,000 (30,337,825) (18,165,147) - Excess (Deficiency) of Revenues and Other Sources Over (Under) Expenditures and Other Uses 1,949,037 (8,670,032) (1,788,054) (2,791) Fund Balances: Beginning of Year 2,033,364 17,482,142 16,252,218 - End of Year $ 3,982,401 $ 8,812,110 $ 14,464,164 $ (2,791) See Notes to Financial Statements 19 '0' 039 LA QUINTA REDEVELOPMENT AGENCY STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES GOVERNMENTALFUNDS FOR THE FISCAL YEAR ENDED JUNE 30, 2010 Revenues: Taxes and assessments Use of money and property Intergovernmental Other revenue Total Revenues Expenditures: Current: General government Planning and development Capital outlay Debt service Total Expenditures Excess (Deficiency) of Revenues Over (Under) Expenditures Other Financing Sources (Uses): Transfers in Transfers out Long-term debt issued Pass -through agreement payments Payment to Educational Revenue Augmentation Fund Total Other Financing Sources (Uses): Excess (Deficiency) of Revenues and Other Sources Over (Under) Expenditures and Other Uses Fund Balances: Beginning of Year End of Year See Notes to Financial Statements 20 Total Governmental Funds $ 74,101,211 959,347 498,682 461,550 76,020,790 4,303,828 966,484 3,140,064 20,938,250 29,348,626 46,672,164 8,990,291 (8,990,291) 10,000,000 (38,710,894) (23,582,367) (52,293,261) (5,621y097) 111,688,140 $ 106,067,043 Hb 040 LA QUINTA REDEVELOPMENT AGENCY RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES OF GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITIES FOR THE FISCAL YEAR ENDED JUNE 30, 2010 Net change in fund balances - total governmental funds $ (5,621,097) Amounts reported for governmental activities in the statement of activities differs from the amounts reported in the statement of activities because: Repayment of bond principal is an expenditure in the governmental funds, but the repayment reduces long-term liabilities in the statement of net assets. 5,962,596 Bond issuance costs is an expenditure in the governmental funds, but it is deferred charges in the statement of net assets: Amortization for current fiscal year (185,679) Unamortized premium or discounts on bonds issued are revenue or expenditures in the governmental funds, but these are spread to future periods over the life of the new bonds: Amortization for current fiscal year (36,142) Governmental funds report capital outlay as expenditures. However, in the statement of activities the cost of those assets is capitalized and allocated over their estimated useful lives through depreciation expense: Capital outlay expenditures 44,200 Transfer of capital assets from the City 1,101,442 Depreciation (124,085) Proceeds of debt is revenue in the governmental funds, but these are additions to the statement of net assets. (10,000,000) Revenues reported as deferred revenue in the governmental funds and recognized in the statement of activities. These are included in the intergovernmental revenues in the governmental fund activity. 102,680 Loans receivable which was forgiven in the current year (9,443,802) Governmental funds report all contributions in relation to the required contribution as expenditures, however in the statement of activities only the annual required contribution is an expense. 107,336 Expenses reported in the statement of activities do not require the use of current financial resources and, therefore, are not reported as expenditures in governmental funds: Current accrual of interest due on bonds (3,933,769) Prior year accrual of interest due on bonds 4,071,598 Change in net assets of governmental activities $ (17,954,722) See Notes to Financial Statements 21 to, 041 CITY OF LA QUINTA BUDGETARY COMPARISON STATEMENT LOW/MODERATE INCOME HOUSING PA NO. 1 YEAR ENDED JUNE 30, 2010 Budgetary Fund Balance, July 1 Resources (Inflows): Taxes and Assessments: Tax increment Use of Money and Property: Interest income Rental income Other revenue: Loan repayments Proceeds from sale of capital asset Amounts Available for Appropriation Charges to Appropriation (Outflow): Current: General Government: Administrative costs Professional services Planning and development: Acquisition cost Subsidy to low and moderate housing Capital Outlay: Project improvement costs Transfer to other funds Total Charges to Appropriations Budgetary Fund Balance, June 30 Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) $ 6,248,393 $ 6,248,393 $ 6,248,393 $ 10,833,900 9,623,500 9,629,447 5,947 68,700 68,700 23,060 (45,640) 225,000 225,000 256,961 31,961 - 19,444 105,300 85,856 150,000 150,000 - (150,000) $ 17,525,993 $16,335,037 $ 16,263,161 $ 834,081 $ 980,811 $ 975,110 $ 5,701 504,740 525,240 457,954 67,286 750,000 - - - 250,000 250,000 - 250,000 - - 708,869 (708,869) 4,478,892 5,228,892 4,438,891 790,001 6,817,713 6,984,943 6,580,824 404,119 $ 10,708,280 $ 9,350,094 $ 9,682,337 $ 332,243 See Notes to Financial Statements 22 �� 042 CITY OF LA QUINTA BUDGETARY COMPARISON STATEMENT LOW/MODERATE INCOME HOUSING PA NO.2 YEAR ENDED JUNE 30, 2010 Budgetary Fund Balance, July 1 Resources (Inflows): Taxes and Assessments: Tax increment Use of Money and Property: Interest income Rental income Intergovernmental: Federal grants Other revenue: Miscellaneous revenues Loan repayments Amounts Available for Appropriation Charges to Appropriation (Outflow): Current: General Government: Administrative costs Professional services Planning and development: Acquisition cost Subsidy to low and moderate housing Capital Outlay: Project improvement costs Debt Service: Interest expense Long-term debt repayments Transfer to other funds Total Charges to Appropriations Budgetary Fund Balance, June 30 Variance with Final Budget Budget Amounts Actual Positive Original Final Amounts (Negative) $ 19,887,321 $19,887,321 $ 19,887,321 $ - 5,668,000 5,411,100 5,190,795 (220,305) 171,700 101,700 98,807 (2,893) 163,300 163,300 164,195 895 498,200 498,200 498,682 482 4,200 4,200 7,806 3,606 - 25,000 23,444 (1,556) $ 26,392,721 $26,090,821 $ 25,871,050 $ 465,772 $ 548,469 $ 539,783 $ 8,686 342,900 483,961 440,758 43,203 250,000 250,000 - 250,000 432,300 435,300 348,484 86,816 - - 525,551 (525,551) 203,760 203,760 203,848 (88) 35,996 35,996 35,908 88 11,705,921 12,177,388 1,951,398 10,225,990 13,436,649 14,134,874 4,045,730 10,089,144 $ 12,956,072 $11,955,947 $ 21,825,320 $ 9,869,373 See Notes to Financial Statements 23 '° 043 THIS PAGE INTENTIONALLY LEFT BLANK 24 044 LA QUINTA REDEVELOPMENT AGENCY NOTES TO FINANCIAL STATEMENTS JUNE 30, 2010 Note 1: Organization and Summary of Significant Accounting Policies a. Organization and Tax Increment Financing The La Quinta Redevelopment Agency is a component unit of a reporting entity that consists of the following primary and component units: Reporting Entity: Primary Government: City of La Quinta Component Units: La Quinta Redevelopment Agency City of La Quinta Public Financing Authority La Quinta Housing Authority The La Quinta Housing Authority was established pursuant to California Housing Authorities Law (Health and Safety Code Sections 34200 et seq.) on September 15, 2009. The purpose of the Authority is to provide safe and sanitary housing opportunities for La Quinta residents. Although the Authority is legally separate, it is reported as if it were part of the Agency because the Agency's governing board also serves on the governing board for the Authority. Separate financial statements of the Authority are not prepared. Redevelopment Goals and Objectives The general objective of the Redevelopment Plan adopted by the Agency is to encourage investment in the Redevelopment Project Areas by the private sector. The Redevelopment Plan provides for the demolition of buildings and improvements, the relocation of any displaced occupants, and the construction of streets, parking facilities, utilities and other public improvements. The Redevelopment Plan also includes the ability to redevelop land by private enterprise or public agencies, the rehabilitation of structures, the rehabilitation or construction of single family and low and moderate income housing, and participation by owners and tenants of properties in the Redevelopment Project. Redevelopment Project Areas The Agency has established two redevelopment project areas. On November 29, 1983, the City Council approved and adopted the Redevelopment Plan for the La Quinta Redevelopment Project Area No. 1. On May 16, 1989, the City Council approved and adopted the Redevelopment Plan for the La Quinta Redevelopment Project Area No. 2. These plans provide for the elimination of blight and deterioration that was found to exist in the project areas. Tax Increment Financing The Law provides a means for financing redevelopment projects based upon an allocation of taxes collected within a redevelopment project. The assessed valuation of a redevelopment project last equalized prior to adoption of a redevelopment plan or amendment to such redevelopment plan, or "base roll', is established and, except for any period during which the assessed valuation drops below the base year level, the taxing bodies, thereafter, receive the taxes produced by the levy of the current tax rate upon the 26 045 LA QUINTA REDEVELOPMENT AGENCY NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30. 2010 Note 1: Organization and Summary of Significant Accounting Policies (Continued) base roll. Taxes collected upon any increase in assessed valuation over the base roll ("tax increment") are paid and may be pledged by a redevelopment agency to the repayment of any indebtedness incurred in financing or refinancing a redevelopment project. Redevelopment agencies themselves have no authority to levy property taxes. b. Basis of Accounting and Measurement Focus The basic financial statements of the Agency are composed of the following: • Govemment-wide financial statements • Fund financial statements • Notes to the basic financial statements Government -wide Financial Statements Government -wide financial statements display information about the reporting government as a whole, except for its fiduciary activities. These statements include separate columns for the governmental and business -type activities of the primary government (including its blended component units), as well as it's discreetly presented component units. The La Quinta Redevelopment Agency has no business -type activities or discretely presented component units. For the most part, effect of interfund activity has been removed from these statements. Eliminations have been made in the Statement of Activities so that certain allocated expenses are recorded only once (by the function to which they were allocated). However, general government expenses have not been allocated as indirect expenses to the various functions of the Agency. The accompanying government -wide financial statements for the Agency present negative net assets because the primary activity of the Agency is to issue debt to construct infrastructure that will be owned and maintained by the City. Government -wide financial statements are presented using the economic resources measurement focus and the accrual basis of accounting. Under the economic resources measurement focus, all (both current and long-term) economic resources and obligations of the reporting government are reported in the government -wide financial statements. Basis of accounting refers to when revenues and expenditures are recognized in the accounts and reported in the financial statements. Under the accrual basis of accounting, revenues, expenses, gains, losses, assets, and liabilities resulting from exchange and exchange -like transactions are recognized when the exchange takes place. Revenues, expenses, gains, losses, assets, and liabilities resulting from non -exchange transaction are recognized in accordance with the requirements of GASB Statement No. 33. Program revenues include charges for services and payments made by parties outside of the reporting government's citizenry if that money is restricted to a particular program. Program revenues are netted with program expenses in the statement of activities to present the net cost of each program. Amounts paid to acquire capital assets are capitalized as assets in the government -wide financial statements, rather than reported as expenditures. Proceeds of long-term debt are recorded as a liability in the government -wide financial statements, rather than as other financing source. Amounts paid to reduce long-term indebtedness of the reporting government are reported as a reduction of the related liability, rather than as an expenditure. 26 046 LA QUINTA REDEVELOPMENT AGENCY NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2010 Note 1: Organization and Summary of Significant Accounting Policies (Continued) Fund Financial Statements The underlying accounting system of the Agency is organized and operated on the basis of separate funds, each of which is considered to be a separate accounting entity. The operations of each fund are accounted for with a separate set of self -balancing accounts that comprise its assets, liabilities, fund equity, revenues and expenditures or expenses, as appropriate. Governmental resources are allocated to and accounted for in individual funds based upon the purposes for which they are to be spent and the means by which spending activities are controlled. Fund financial statements for the primary government's governmental, proprietary, and fiduciary funds are presented after the government -wide financial statements. These statements display information about major funds individually and non -major funds in the aggregate for governmental and enterprise funds. Fiduciary statements include financial information for fiduciary funds and similar component units. Fiduciary funds primarily represent assets held by the Agency in a custodial capacity for other individuals or organizations. The Agency has no non -major funds, enterprise funds, or fiduciary funds. Governmental Funds In the fund financial statements, governmental funds and agency funds are presented using the modified -accrual basis of accounting. Their revenues are recognized when they become measurable and available as net current assets. Measurable means that the amounts can be estimated, or otherwise determined. Available means that the amounts were collected during the reporting period or soon enough thereafter to be available to finance the expenditures accrued for the reporting period. The Agency uses a sixty day availability period. Revenue recognition is subject to the measurable and availability criteria for the governmental funds in the fund financial statements. Exchange transactions are recognized as revenues in the period in which they are earned (i.e., the related goods or services are provided). Locally imposed derived tax revenues are recognized as revenues in the period in which the underlying exchange transaction upon which they are based takes place. Imposed non -exchange transactions are recognized as revenues in the period for which they were imposed. If the period of use is not specified, they are recognized as revenues when an enforceable legal claim to the revenues arises or when they are received, whichever occurs first. Government -mandated and voluntary non -exchange transactions are recognized as revenues when all applicable eligibility requirements have been met. In the fund financial statements, governmental funds are presented using the current financial resources measurement focus. This means that only current assets and current liabilities are generally included on their balance sheets. The reported fund balance (net current assets) is considered to be a measure of "available spendable resources." Governmental fund operating statements present increases (revenues and other financing sources) and decreases (expenditures and other financing uses) in net current assets. Accordingly, they are said to present a summary of sources and uses of "available spendable resources' during a period. 27 , . 041 LA QUINTA REDEVELOPMENT AGENCY NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2010 Note 1: Organization and Summary of Significant Accounting Policies (Continued) Non -current portions of long-term receivables due to governmental funds are reported on their balance sheets in spite of their spending measurement focus. Special reporting treatments are used to indicate, however, that they should not be considered "available spendable resources," since they do not represent net current assets. Recognition of governmental fund type revenues represented by noncurrent receivables are deferred until they become current receivables. Noncurrent portions of other long-term receivables are offset by fund balance reserve accounts. Because of their spending measurement focus, expenditure recognition for governmental fund types excludes amounts represented by noncurrent liabilities. Since they do not affect net current assets, such long-term amounts are not recognized as governmental fund type expenditures or fund liabilities. Amounts expended to acquire capital assets are recorded as expenditures in the year that resources were expended, rather than as fund assets. The proceeds of long-term debt are recorded as an other financing source rather than as a fund liability. Amounts paid to reduce long-term indebtedness are reported as fund expenditures. When both restricted and unrestricted resources are combined in a fund, expenses are considered to be paid first from restricted resources and then unrestricted resources. c. Major Funds The following funds are presented as major funds in the accompanying basic financial statements: Special Revenue Low and Moderate Income Housing P.A. No. 1 and No. 2 Funds — To account for the required 20% set aside of property tax increments that is legally restricted for increasing or improving housing for low and moderate income households. Debt Service Funds, P.A. No. 1 and No. 2 — To account for the accumulation of resources for the payment of debt service for bond principal, interest and trustee fees. Capital Proiects Funds P.A. No. 1 and No. 2 — To account for the bond proceeds, interest and other funding that will be used for development, planning, construction and land acquisition. 2004 Low and Moderate Income Housing Fund — To account for the bond proceeds, interest and other funding that will be used for development, planning, construction, and land acquisition for low and moderate income housing projects. d. Cash and Investments For financial reporting purposes, investments are reported at their fair market value. Changes in fair value that occur during a fiscal year are recognized as investment income reported for that fiscal year. Investment income includes interest earnings, changes in fair value, and any gains or losses realized upon the liquidation or sale of investments. 28 048 LA QUINTA REDEVELOPMENT AGENCY NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2010 Note 1: Organization and Summary of Significant Accounting Policies (Continued) e. Capital Assets Capital assets (including infrastructure) are recorded at cost where historical records are available and at an estimated historical cost where no historical records exist. Contributed fixed assets are valued at their estimated fair market value at the date of the contribution. Generally, fixed asset purchases in excess of $5,000 are capitalized if they have an expected useful life of three years or more. Buildings are depreciated over a useful life of thirty years. Capital assets include public domain (infrastructure) general fixed assets consisting of certain improvements including roads, streets, sidewalks, medians, and storm drains. f. Fund Balance The Agency implemented Governmental Accounting Standards Board Statement 54, "Fund Balance Reporting and Governmental Fund Type Definitions", for the year ended June 30, 2010. As a result, the Agency now reports the following classifications of fund balance: Nonspendable Fund Balance - Includes amounts that cannot be spent because they are either (a) not in spendable form or (b) legally or contractually required to be maintained intact. Restricted Fund Balance - Includes amounts that have constraints on the use of resources by being externally imposed, imposed by law through constitution, or through enabling legislation. Assigned Fund Balance — Includes amounts that are constrained by the Agency's intent to be used for a specific purpose. Unassigned Fund Balance - The residual classification which includes all spendable amounts not contained in other classifications. The Agency's Board authorizes assigned amounts for specific purposes pursuant to the policy -making powers granted through a resolution. When an expenditure is incurred for purposes for which both restricted and unrestricted fund balance is available, the Agency considers restricted amounts to be used first, then unrestricted. When an expenditure is incurred for purposes for which amounts in any of the unrestricted fund balance classifications could be used, they are considered to be spent in the order as follows: committed, assigned and then unassigned. Note 2: Stewardship, Compliance and Accountability a. Budgetary Data Budgets and Budgetary Accounting The Governing Board adopts an annual budget prepared on the modified accrual basis of accounting for its governmental funds. The City Manager or his designee is authorized to transfer budgeted amounts between the accounts of any department. Revisions that alter the total appropriations of any department or fund are approved by the Governing Board. 29 049 LA QUINTA REDEVELOPMENT AGENCY NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2010 Note 2: Stewardship, Compliance and Accountability (Continued) Prior year appropriations lapse unless they are approved for carryover into the following fiscal year. Expenditures may not legally exceed appropriations at the department level. b. Budget Basis of Accounting Budgets for governmental funds are adopted on a basis consistent with generally accepted accounting principles (GAAP). Note 3: Cash and Investments Cash and investments reported in the accompanying financial statements consisted of the following: Cash and investments pooled with the City $ 96,619,523 Cash and investments with trustees 16,570,211 $ 113,189,734 The Agency's funds are pooled with the City of La Quinta's cash and investments in order to generate optimum interest income. The information required by GASB Statement No. 40 related to investments, credit risk, etc., is available in the annual report of the City. Note 4: Notes Receivable Outstanding Balance at June 30, 2010 In September 1994, the Agency sold certain real property to LINC Housing for $2,112,847. The property was used to construct single-family homes and rental units to increase the City's supply of low and moderate income housing. The note bears interest at 6% per annum and is due in full on June 15, 2029. $ 3,866,786 Other notes receivable 53,321 Total notes receivable $ 3,920,107 In December 2000, the Agency entered into an agreement with LINC Housing to receive $9,500,000 as a reimbursement for Agency costs incurred for the construction of infrastructure related to the development of senior apartments. Payments are due to the Agency in the amount of annual positive cash flow generated by the rental of the units. All unpaid principal and interest on the note are due fifty-five years after the completion of the project. Interest on the note accrues at 3% per annum. The note was forgiven by the Redevelopment Agency during the current fiscal year. m 30 050 LA QUINTA REDEVELOPMENT AGENCY NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2010 Note 5: Due from Other Governments The Redevelopment Agency advanced funds to the City of La Quinta to help the City meet the cost of developing the public -owned improvements to the La Quinta Community Park and La Quinta Library and the North Fire Station. There is no stipulated repayment date established for the Agency advances. Interest accrues at the earning rate of the City's Investment Pool funds, and shall be adjusted quarterly. At June 30, 2010, outstanding Project Area No. 1 advances were $3,355,081 and Project Area No. 2 advances were $935,294. Note 6: Capital Assets Capital asset activity for the year ended June 30, 2010, was as follows: Balances at Balances at July 1, 2009 Additions Deletions June 30, 2010 Buildings $ 3,434,270 $ 576,618 $ $ 4,010,888 Total cost of depreciable assets 3,434,270 4,010,888 Less accumulated depreciation: Buildings (282,239) (124,085) (406,324) Net depreciable assets 3,152,031 452,533 3,604,564 Capital assets not depreciated: Land 69,286,119 569,024 69,855,143 Capital assets, net $ 72,438,150 $ 1,021,557 $ $ 73,459,707 Depreciation expense was charged to the following functions of the primary government Governmental Activities: General government - $ 124,085 Note 7: Property Taxes Under California law, property taxes are assessed and collected by the counties up to 1% of assessed value, plus other increases approved by the voters. The property taxes are recorded initially in a pool, and are then allocated to the cities based on complex formulas. Accordingly, the City of La Quinta accrues only those taxes that are received from the County within sixty days after year-end. Lien date January 1 Levy date July 1 Due dates November 1 and February 1 Collection dates December 10 and April 10 The La Quinta Redevelopment Agency's primary source of revenue comes from property taxes. Property taxes allocated to the Agency are computed in the following manner: 31 051 LA QUINTA REDEVELOPMENT AGENCY NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2010 Note 7: Property Taxes (Continued) a. The assessed valuation of all property within the project area is determined on the date of adoption of the Redevelopment Plan. b. Property taxes related to the incremental increase in assessed values after the adoption of the Redevelopment Plan are allocated to the Agency; all taxes on the "frozen" assessed valuation of the property are allocated to the City and other districts. The Agency has no power to levy and collect taxes and any legislative property tax shift might reduce the amount of tax revenues that would otherwise be available to pay the principal of, and interest on, debt. Broadened property tax exemptions could have a similar effect. Conversely, any increase in the tax rate or assessed valuation, or any reduction or elimination of present exemptions would increase the amount of tax revenues that would be available to pay principal and interest on debt. Note 8: Long -Term Liabilities Tax Allocation Refunding Bonds, Series 1994 Tax allocation refunding bonds, Series 1994, in the amount of $26,665,000 were issued by the Agency to refund the outstanding aggregate principal amount of the Agency's Tax Allocation Bonds, Series 1989 and 1990. The remaining proceeds were used to finance certain capital improvements within the La Quinta Redevelopment Project Area No. 1. Interest rates on the bonds range from 3.80% to 8% and are payable semi-annually on March 1 and September 1 of each year until maturity. The interest and principal of the bonds are payable solely from pledged tax increment revenues. The bonds are not subject to redemption prior to maturity. There are certain limitations regarding the issuance of parity debt as further described in the official statement. A portion of the proceeds was used to obtain a surety agreement to satisfy the bond reserve requirement. The principal balance of outstanding bonds at June 30, 2010, is $6,920,000. Tax Allocation Refunding Bonds, Series 1998 - Project Area No. 1 Tax allocation refunding bonds, Series 1998, in the amount of $15,760,000 were issued by the Agency to refund the outstanding aggregate principal amount of the Agency's Tax Allocation Bonds, Series 1991. The remaining proceeds were used to finance certain capital improvements within the La Quinta Redevelopment Project Area No. 1. Interest rates on the bonds range from 5.20% to 5.25% and are payable semi-annually on March 1 and September 1 of each year until maturity. The interest and principal of the bonds are payable from pledged tax increment revenues. There are certain limitations regarding the issuance of parity debt as further described in the official statement. Term Bonds maturing September 1, 2028, are subject to mandatory sinking fund redemption, in part by lot, on September 1, 2013, and on each September 1 thereafter, through September 1, 2028, at a price equal to the principal amount thereof plus accrued interest. A portion of the proceeds was used to obtain a surety agreement to satisfy the bond reserve requirement. The principal balance of outstanding bonds at June 30, 2010, is $15,760,000. 32 052 LA QUINTA REDEVELOPMENT AGENCY NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2010 Note 8: Long -Term Liabilities (Continued) Tax Allocation Refunding Bonds, Series 1998 - Project Area No. 2 Tax allocation refunding bonds, Series 1998, in the amount of $6,750,000 were issued by the Agency to refund the outstanding aggregate principal amount of the Agency's Tax Allocation Bonds, Series 1992. The remaining proceeds were used to finance certain capital improvements within the La Quinta Redevelopment Project Area No. 2. Interest rates on the bonds range from 3.75% to 5.25% and are payable semi-annually on March 1 and September 1 of each year until maturity. The interest and principal of the bonds are payable solely from pledged tax increment revenues of Project Area No. 2. Term Bonds maturing September 1, 2028 and September 1, 2033, are subject to mandatory sinking fund redemption, in part by lot, on September 1, 2009 and September 1, 2019, respectively, and on each September 1, thereafter at a price equal to the principal amount thereof plus accrued interest. There are certain limitations regarding the issuance of parity debt as further described in the official statement. A portion of the proceeds was used to obtain a surety agreement to satisfy the bond reserve requirement. The principal balance of outstanding bonds at June 30, 2010, is $5,680,000. Tax Allocation Bonds, Series 2001 — Project Area No. 1 On August 15, 2001, the Agency issued tax allocation bonds in the amount of $48,000,000 to finance capital projects benefiting the La Quinta Redevelopment Project Area No. 1. The 2001 tax allocation bonds were issued at a discount of $422,400 and issuance costs of $1,517,325. The bonds consist of $17,280,000 of term bonds that accrue interest at 5.00% and mature on September 1, 2021, and $30,720,000 of term bonds that accrue interest at 5.18% and mature on September 1, 2031. The interest and principal on the bonds are payable from pledged tax increment revenues. A portion of the proceeds were used to obtain a surety agreement to satisfy the bond reserve requirement. The principal balance of outstanding bonds at June 30, 2010, is $48,000,000. Tax Allocation Bonds, Series 2002 — Project Area No. 1 On June 12, 2002, the Agency issued tax allocation bonds in the amount of $40,000,000 to finance capital projects benefiting the La Quinta Redevelopment Project Area No. 1. The 2002 tax allocation bonds were issued at a discount of $360,000 and issuance costs of $1,250,096. The bonds consist of $6,355,000 of serial bonds and $33,645,000 of term bonds. Interest rates on serial bonds range from 1.75% and 4.00% and are payable semi-annually on March 1 and September 1 of each year until maturity. Term bonds accrue interest at 5.00% and 5.125% and mature on September 1, 2022 and September 1, 2023. The interest and principal on the bonds are payable from pledged tax increment revenues. A portion of the proceeds were used to obtain a surety agreement to satisfy the bond reserve requirement. The principal balance of outstanding bonds at June 30, 2010, is $35,765,000. 33 „ . n53 LA QUINTA REDEVELOPMENT AGENCY NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2010 Note 8: Long -Term Liabilities (Continued) Tax Allocation Bonds, Series 2003 - Project Area No. 1 On September 1, 2003, the Agency issued tax allocation bonds in the amount of $26,400,000 to finance capital projects benefiting the La Quinta Redevelopment Project Area No. 1. The 2003 tax allocation bonds were issued at a discount of $277,200 issuance costs of $629,191. Interest is payable semi-annually on March 1 and September 1 of each year, commencing March 1, 2004. Interest payments range from 4.24% to 6.44% per annum. The interest and principal on the bonds are payable from pledged tax increment revenues. Term bonds maturing on September 1, 2013 through September 1, 2032, are subject to mandatory redemption from minimum sinking fund payments, in part by lot, on September 1, 2004, September 1, 2014 and September 1, 2024, respectively, and on each September 1 thereafter at a redemption price equal to the principal amount thereof plus accrued interest to the redemption date. A portion of the proceeds was used to obtain a surety agreement to satisfy the bond reserve requirement. There are certain limitations regarding the issuance of parity debt as further described in the official statement. The principal balance of outstanding bonds at June 30, 2010, is $23,810,000. 2004 Series A Local Agency Revenue Bonds On June 29, 2004, the La Quinta Financing Authority issued revenue bonds in the amount of $90,000,000 to finance projects benefiting low and moderate income housing in La Quinta Redevelopment Project Area No. 1 and the La Quinta Redevelopment Project Area No. 2 and to advance refund the Agency's Redevelopment Project Areas No. 1 and 2, 1995 Housing Tax Allocation Bonds. The 2004 local agency revenue bonds were issued with issuance costs of $2,600,229 and a premium of $476,496. Interest is payable semi-annually on March 1 and September 1, of each year, commencing September 1, 2004. Interest payments range from 3% to 5.25% per annum. The interest and principal on the bonds are payable from pledged tax increment revenues. Term bonds maturing on September 1, 2024, September 1, 2029 and September 1, 2034, are subject to mandatory redemption from minimum sinking fund payments, in part by lot, on September 1, 2017, September 1, 2025 and September 1, 2030, respectively, and on each September 1 thereafter at a redemption price equal to the principal amount thereof plus accrued interest to the redemption date. A portion of the proceeds was used to obtain a surety agreement to satisfy the bond reserve requirement. There are certain limitations regarding the issuance of parity debt as further described in the official statement. The principal balance of outstanding bonds at June 30, 2010, is $82,890,000. 34 ro 054 LA QUINTA REDEVELOPMENT AGENCY NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2010 Note 8: Long -Term Liabilities (Continued) Due to County of Riverside — Project Area No. 2 Based on an agreement dated July 5, 1989, between the Agency and the County, until the tax increment reaches $5,000,000 annually in Project Area No. 2, the Agency will pay to the County 50% of the County portion of tax increment. At the County's option, the County's pass -through portion can be retained by the Agency to finance new County facilities or land costs that benefit the County and serve the La Quinta population. Per the agreement, the Agency must repay all amounts withheld from the County. The tax increment is to be paid to the County in amounts ranging from $100,000 to $250,000 over a payment schedule through June 30, 2015. Interest does not accrue on this obligation. The balance at June 30, 2010, is $1,200,000. Pass -through Agreement Payable to Coachella Valley Unified School District An agreement was entered into in 1991 between the Agency, the City of La Quinta and the Coachella Valley Unified School District (District), which provides for the payment to the District a portion of tax increment revenue associated with properties within District confines. Such payments are subordinate to other indebtedness of the Agency incurred in furtherance of the Redevelopment Plan for Project Area No. 1. This tax increment is paid to the District over a payment schedule through August 1, 2012, in amounts ranging from $474,517 to $834,076 for a total amount of $15,284,042. Tax increment payments outstanding at June 30, 2010, totaled $2,072,964. The District agrees to use such funds to provide classroom and other construction costs, site acquisition, school buses, expansion or rehabilitation of current facilities. Washington Street Apartments In October 2008, the La Quinta Redevelopment Agency acquired the Washington Street Apartments for cash and the assumption of the following debt: Provident Bank Loan This loan was originally entered into with the previous owner of the Washington Street Apartments and Provident Bank for $1,696,000 in August 2001 at an 8.36% interest rate. The loan is amortized on a thirty year basis with the outstanding balance due in twenty years or August 2021. The outstanding principal balance in October 2008, when the property was acquired by the Agency was $1,572,031. The loan is secured by a deed of trust on the property and is senior to the United States Department of Agriculture (USDA) loan which is also secured by a deed of trust on the property. Repayment of the monthly loan amount of $12,873 is made from tenant rent receipts. The source for the final principal payment due in August 2021, of $1,050,109 will be determined at a future date. The principal balance of this loan at June 30, 2010, is $1,530,958. 35 055 LA QUINTA REDEVELOPMENT AGENCY NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2010 Note 8: Long -Term Liabilities (Continued) United States Department of Agriculture (USDA) Rural Development Promissory Note This promissory note was originally entered into with the previous owner of the Washington Street Apartments and USDA — Rural Development for $1,500,000 in November 1980 at a 10.00% interest rate. The note is amortized on a fifty year basis with the outstanding balance due in October 2030. The outstanding principal balance, in October 2008, when the property was acquired by the Agency was $760,721. The loan is secured by a deed of trust on the property and is subordinated to the Provident loan which is also secured by a deed of trust on the property. Repayment of the monthly loan amount of $7,107 is made from tenant rent receipts and a rental subsidy from the USDA. Rural Development has agreed to a 9% interest rate subsidy on the Promissory Note as long as the Apartment renters meet certain program eligibility requirements. The principal balance of this note at June 30, 2010, is $741,171. Advances from the City of La Quinta The City of La Quinta advances money to the Redevelopment Agency to cover operating and capital shortfalls. As of June 30, 2010, the amount due to the General Fund from Project Area No. 1 was $22,000,000. This consists of an outstanding advance of: 1) $6,000,000 loaned to the Redevelopment Agency with repayments beginning in 2030131 and accrues interest at 10% per annum. 2) $6,000,000 loaned to the Redevelopment Agency requires repayments beginning in 2030/31 and accrues interest at 7% per annum. 2) $10,000,000 loaned to the Redevelopment Agency requires repayments no later than 2033 and accrues interest at 7% per annum. As of June 30, 2010, the amount due to the General Fund from Project Area No. 2 was $19,378,966. This consists of an outstanding advance of: 1) $10,000,000 loaned to the Redevelopment Agency with repayment beginning in 2035136 and accrues interest at 10% per annum. 2) $9,378,966 loaned to the Redevelopment Agency for the acquisition of nine acres located on south side of Highway 111 and East of Dune Palms Road with no repayment schedule and accruing interest at the City's Local Agency Investment Fund rate. The Agency has pledged, as security for bonds it has issued, either directly or through the Financing Authority, a portion of the tax increment revenue (including Low and Moderate Income Housing set -aside and pass through allocations) that it receives. These bonds were to provide financing for various capital projects, accomplish Low and Moderate Income Housing projects and to defease previously issued bonds. The Agency has committed to appropriate each year, from these resources amounts sufficient to cover the principal and interest requirements on the debt. Total principal and interest remaining on the debt is $381,872,526 - with annual debt service requirements as indicated below. For the current year, the total tax increment revenue, net of pass through payments, recognized by the Agency was $35,390,317 and the debt service obligation on the bonds was $16,611,943. 36 p. 056 LA QUINTA REDEVELOPMENT AGENCY NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2010 Note 8: Long -Term Liabilities (Continued) The following is a schedule of changes in long-term debt of the Agency for the fiscal year ended June 30, 2010: Balance Balance Due Within July 1, 2009 Additions Repayments June 30,2010 One Year Project Area No.1 City Loans - Principal $ 12,000,000 Coachella Valley USD Pass -Through Payable 2,874,652 1994 Tax Allocation Bonds 8,920,000 1998 Tax Allocation Bonds 15,760,000 2001 Tax Allocation Bonds 48,000,000 2002 Tax Allocation Bonds 36,425.000 2003 Tax Allocation Bonds 24,285,000 2004 Series ALocal Agency Revenue Bonds 16,323,167 $10,000.000 $ - $ 22,000,000 $ - - 801,688 2,072,964 817,722 - 2,000,000 6,920.000 2,145,000 - - 15,760,000 - - - 48,000,000 - - 660,000 35,765.000 680,000 - 475,000 23,810,000 505,000 322,310 16,000,857 335,820 Total 164,587,819 10,000,000 4,258,998 170,328,821 4,483,542 Project Area No.2 City Loans - Principal 19,378.966 - - 19,378,966 - Provident Loan 1,556.283 - 25,325 1,530,958 27,525 US Department of Agriculture 751,754 - 10,583 741,171 11,691 1998 Tax Allocation Bonds 5,800,000 - 120,000 5,680,000 125,000 Due to the Counlyof Riverside 1.400,000 - 200,000 1,200,000 200,000 2004 Series ALocal Agency Revenue Bonds 4,411,538 - 87,174 4,324,364 90,828 Total 33,298,541 443,082 32,855,459 455.044 Unallocated Between Project Areas 2004 Series A Local Agency Revenue Bonds 63,825,295 - 1,260,516 62.564,779 1,313,352 Total 63,825,295 1,260.516 62,564,779 1,313.352 Total- All Project Areas $261,711,655 $10,000,000 $ 5,962,596 $ 265,749,059 $ 6,251,938 Adjustments: Unamortized net original issue (discount) or premium (768,802) Net Long-term Debt $ 264,980,257 The following schedule illustrates the debt service requirements to maturity for the debt outstanding as of June 30, 2010: Tax Allocation Refunding Bonds, Tax Allocation Refunding Tax Allocation Refunding Bonds Series 1994 - PA No. 1 Bonds, Series 1998 - PA No. 1 Series 1998 - PA No. 2 Principal Interest Principal Interest Principal Interest 2010-2011 $ 2,145,000 $ 426,868 $ - $ 819,520 $ 125,000 $ 293,272 2011-2012 2,305,000 264,443 - 819,520 130,000 286,738 2012-2013 2,470,000 90,155 - 819,520 140,000 279,819 2013-2014 - - 655,000 802,490 145,000 272,516 2014 - 2015 - - 690,000 767,520 150,000 264,956 2015-2020 - - 4,025,000 3,245,970 885,000 1,196,406 2020-2025 - - 5,190,000 2,054,000 1,145,000 933,844 2025 - 2030 - - 5,200,000 557,700 1,475,000 591,281 2030 - 2035 - - 1,485,000 160,781 Totals $ 6,920,000 $ 781,466 $ 15,760,000 $ 9,886,240 $ 5,680,000 $ 4,279,613 37 057 LA QUINTA REDEVELOPMENT AGENCY NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2010 Note 8: Long -Term Liabilities (Continued) Tax Allocation Bonds, Series Tax Allocation Bonds, Series Tax Allocation Bonds Series 2003 2001 - PA No. 1 2002 - PA No. 1 - PA No. 1 Principal Interest Principal Interest Principal Interest 2010 - 2011 $ - $ 2,430,720 $ 680,000 $ 1,782,926 $ 505,000 $ 1,481,401 2011-2012 - 2,430,720 705,000 1,756,429 530,000 1,453,198 2012-2013 - 2,430,720 735,000 1,727,981 560,000 1,423,495 2013-2014 1,565,000 2,391,595 705,000 1,695,656 590,000 1,392,158 2014-2015 1,645,000 2,311,345 735,000 1,659,656 620,000 1,356,736 2015-2020 9,550,000 10,203,600 4,270,000 7,693,906 3,735,000 6,132,380 2020-2025 12,190,000 7,488,600 5,450,000 6,481,519 5,070,000 4,767,956 2025-2030 15,625,000 3,965,123 8,475,000 4,862,472 6,900,000 2,872,562 2030-2035 7,425,000 383,393 14,010,000 1,299,188 5,300,000 526,470 Totals $ 48,000,000 $ 34,035,816 $ 35,765,000 $ 28,959,733 $ 23,810,000 $ 21,406,356 2004 Series A Local Agency Pass -through Payable - Revenue Bonds Due to County of Riverside Coachella Valley Unified School Principal Interest Principal Interest Principal Interest 2010-2011 $ 1,740,000 $ 4,176,131 $ 200,000 $ - $ 817,722 $ - 2011 - 2012 1,805,000 4,099,719 250,000 - 834,076 - 2012-2013 1,890,000 4,016,581 750,000 - 421,166 - 2013 - 2014 1,975,000 3,924,681 - - - - 2014- 2015 2,075,000 3,823,431 - - - - 2015-2020 12,080,000 17,337,119 - - - - 2020- 2025 15,610,000 13,721,706 - - - - 2025-2030 20,050,000 9,180,406 - - - - 2030-2035 25,665,000 3,419,528 - Totals $ 82,890,000 $ 63,698,302 $ 1,200,000 $ $ 2,072,964 $ - USDA Rural Development Provident Bank Loan Principal Interest Principal Interest 2010 - 2011 $ 11,691 $ 73,591 $ 27,525 $ 126,949 2011 - 2012 12,915 72,367 29,916 124,558 2012 - 2013 14,267 71,014 32,516 121,959 2013 - 2014 15,761 69,520 35,341 119,134 2014 - 2015 17,412 67,870 38,411 116,064 2015-2020 118,539 307,870 248,301 524,072 2020-2025 195,033 231,376 1,118,948 105,824 2025-2030 320,890 105,519 - - 2030-2035 34,663 871 Totals $ 741,171 $ 999,998 $ 1,530,958 $ 1,238,560 38 •0- 058 LA QUINTA REDEVELOPMENT AGENCY NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2010 Note 9: Pledge Tax Revenues All tax revenues received by the Agency other than the amount required by law to be deposited in a low and moderate income housing fund, are required to be used to meet debt service requirements of the bond indentures before any payments may be made on other obligations of the Agency. Note 10: Transfers In and Out The following transfers were made during the year ended June 30, 2010: Transfers in Capital Projects Debt Service PA No. 2 PA No. 1 PA No. 2 Total Transfers Out: Special Revenue: Low/Moderate Income Housing PA No. 1 $ - $ 4,438,892 $ - $ 4,438,892 Low/Moderate Income Housing PA No. 2 - - 1,951,399 1,951,399 Debt Service: Redevelopment Agency - PA No. 1 2,600,000 - - 2,600,000 Total $ 2,600,000 $ 4,438,892 $ 1,951,399 $ 8,990,291 a) $4,438,892 was transferred from the Low/Moderate Income Housing PA No. 1 Fund to the Redevelopment Agency Debt Service Project Area No. 1 Debt Service Fund to pay a portion of the 2004 Series A Local Agency Revenue Bond debt service. b) $1,951,399 was transferred from the Low/Moderate Income Housing PA No. 2 Fund to the Redevelopment Agency Debt Service PA No. 2 Fund to pay a portion of the 2004 Series A Local Agency Revenue Bond debt service. c) $2,600,000 was transferred from the Redevelopment Agency Project Area No. 1 to the Redevelopment Agency Capital Projects PA No. 2 Fund to fund various capital projects. Note 11: Due To/From Other Funds The following interfund receivables and payables were made during the year ended June 30, 2010: Due From Other Funds Due To Other Funds Amount Special Revenue Low/Mod— PA No. 2 Capital Projects — 2004 Low/Mod Bond $ 2,143,702 (a) (a) Short term borrowing to cover temporary cash shortfall. 39 P. 059 LA QUINTA REDEVELOPMENT AGENCY NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2010 Note 12: Advances To/From other funds Advances To Other Funds Advances From Other Funds Amount Special Revenue Low/Mod — PA No. 1 Other Governmental Funds $ 2,791 (a) (a) Monies advanced to the Housing Authority for operating costs. Note 13: Insurance The La Quinta Redevelopment Agency is covered under the City of La Quinta's insurance policies. Therefore, the limitations and self -insured retentions applicable to the City of La Quinta also apply to its Redevelopment Agency. Additional information as to coverage and self -insured retentions can be obtained by contacting the City. Note 14: Net Pension Asset In September 2009, the City contributed funds to CaIPERS to payoff the side fund for the Past Service Cost in order to reduce future contribution rates. This amount will be amortized over the next twelve years. The Redevelopment Agency's portion of the payoff was $107,336. The contribution requirements of plan member and the City are established and may be amended by CaIPERS. Additional information on the plan can be obtained from the annual report of the City. Note 15: Transactions with the State of California SERAF Shift for fiscal vear 2009-2010 and 2010-2011 On July 23, 2009, the State adopted legislation, requiring a shift of monies during fiscal years 2009-2010 and 2010-2011 to be deposited into the County "Supplemental" Educational Revenue Augmentation Fund (SERAF). These monies were to be distributed to meet the State's Prop 98 obligations to schools. The California Redevelopment Association (CRA) and its member agencies filed a legal action in an attempt to stop these amounts from having to be paid; however, in May 2010 the Sacramento Superior Court upheld the legislation. This decision is in the process of being appealed by CRA and its member agencies. Additionally, the question as to the ability of the State to take resources for these purposes will be considered by the voters in November 2010. The payment of the SERAF was due on May 10, 2010, for fiscal year 2009-2010 and it was made in the amount of $23,582,367. The legislation allowed this payment to be made from any available monies present in any project area(s). Subsequent legislation was passed which even allowed the funding for this payment to be borrowed from the Low and Moderate Income Housing Fund with appropriate findings from its legislative body. Any amounts borrowed from Low and Moderate Income Housing (including any suspended set -aside amounts) are to be repaid by June 30, 2015. If those amounts are not repaid, by that date, then the set -aside percentage to Low and Moderate Income Housing will increase from 20% to 25% for the remainder of the life of the Agency. To accomplish the payment, the Agency utilized a $10,000,000 advance from General Fund Reserves, $10,000,000 that was previously budgeted to be transferred to the Project Area No. 1 Capital Project Fund that was not done, and the remaining $3,582,367 was a transfer from the Project Area No. 1 Capital Project to the Project Area No. 1 Debt Service fund for the payment. No Low and Moderate Income Housing Funds were utilized to make the fiscal year 2009-2010 SERAF payment. Ell] w, 060 LA QUINTA REDEVELOPMENT AGENCY NOTES TO FINANCIAL STATEMENTS (CONTINUED) JUNE 30, 2010 Note 15: Transactions with the State of California (Continued) It is estimated that the Agency's share of the SERAF shift for fiscal year 2010-2011 will amount to approximately $4,850,687 and this amount will be payable in May 2011 if the appeal and/or the voter question above are not successful. Note 16: Subsequent Event Owner Participation Agreement (OPA) with Garff Properties In July 2010, the La Quinta Redevelopment Agency entered into an Owner Participation Agreement (OPA) with an autodealer, Garff Properties -La Quinta, LLC ("Garff') that provides for the Agency to provide a rehabilitation loan to Garff of up to $2,300,000 for the construction of a new dealership facility and rehabilitation of an existing dealership facility. In connection with the OPA, Garff has executed a promissory note which is secured by a deed of trust, and an operating covenant. The loan will be repaid by crediting future sales and property tax increment taxes generated on the site until the cumulative taxes collected equals the loan amount. At that time, the note will be cancelled and the operating covenant will terminate. If, after ten years of operation, a shortfall exists between the revenues collected and the outstanding loan amount, the note will be cancelled and the operating covenant will terminate. Further, if at any time through no fault of the dealership certain future events outside of the dealership control occur the note will be cancelled and the operating covenant will terminate. 41 „ L 6 1 LA QUINTA REDEVELOPMENT AGENCY COMBINING PROJECT AREA BALANCE SHEET ALL GOVERNMENTAL FUNDS JUNE 30, 2010 ASSETS Cash and investments Cash and investments with trustee Receivables: Tax increment Accounts Interest Loans Prepaid costs Due from Low and Moderate Housing Funds Due from City Deposits with others Advances to other funds Total Assets LIABILITIES AND FUND BALANCES Liabilities: Accounts payable Deposits from others Due to Low and Moderate Housing Funds Due to other governments Deferred revenue Advances from other funds Total Liabilities Fund Balances: Nonspendable: Prepaid costs Long-term receivables and deposits Restricted for: Debt utilization and/or by debt covenants Low and moderate income housing Assigned to: Community development Unassigned Total Fund Balances Total Liabilities and Fund Balances Redevelopment Agency - PA No. 1 Capital Debt Capital Special Special Projects Service Projects Revenue Revenue 2004 Low and Low/Mod Tax Housing Moderate Bond Increment Project Authority Housing $ - $ 13,697,886 $ 29,504.571 $ - $ 7,575,402 5,569,552 - 11,000,659 - - 107,071 - - 26,768 - - - 12,844 13,709 22,764 - 5,059 - - - 3,920,107 - 3,355,081 - - - - 2,791 $ 5,569,552 $ 13,818,666 $ 43,883,075 $ - $ 11,542,971 $ - $ - $ 5,423 $ - $ 10,970 - 18,266 2,143,702 5,006,556 - 1,831,398 1,414 - 2,143,702 5,006,556 5,423 1,414 1,860,634 - - - 2,088,709 - 8,812,110 - - - 3,425,850 - - - 7,593,628 - 43,877,652 - - - - (1,414) - 3,425,850 8,812,110 43,877,652 (1,414) 9,682,337 $ 5,569,552 $ 13,818,666 $ 43,883,075 $ - $ 11,542,971 42 062 LA QUINTA REDEVELOPMENT AGENCY COMBINING PROJECT AREA BALANCE SHEET ALL GOVERNMENTAL FUNDS JUNE 30, 2010 (Continued) Redevelopment Agency PA No. 2 Debt Capital Special Special Service Projects Revenue Revenue Low and Tax Housing Moderate Increment Project Authority Housing ASSETS Cash and investments $ 23,114,569 $ 3,048,979 $ - $ 19,678,116 Cash and investments with trustee - - - - Receivables: Tax increment 59,567 - - 14,891 Accounts - 21,000 - 48,145 Interest 16,850 2,543 - 15,405 Loans - - - Prepaid costs - - - 824 Due from Low and Moderate Housing Funds - - - 2,143,702 Due from City - 935,294 - - Deposits with others - - - 6,400 Advances to other funds - - - - Total Assets $ 23,190,986 $ 4,007,816 $ $ 21,907,483 LIABILtfIES AND FUND BALANCES Liabilities: Accounts payable $ - $ 25,415 $ - $ 53,611 Deposits from others - - - 28,552 Due to Low and Moderate Housing Funds - - - - Due to other governments 8,726,822 - - - Deferred revenue - - - - Advances from other funds - - 1,377 - Total Liabilities 8,726,822 25,415 1,377 82,163 Fund Balances: Nonspendable: Prepaid costs - - - 824 Long-term receivables and deposits - - - 6,400 Restricted for: Debt utilization and/or by debt covenants 14,464,164 - - - Low and moderate income housing - - - 21,818,096 Assigned to: Community development - 3,982,401 - - Unassigned - - '(1,377) - Total Fund Balances 14,464,164 3,982,401 (1,377) 21,825,320 Total Liabilities and Fund Balances $ 23,190,986 $ 4,007,816 $ - $ 21,907,483 43 p 063 LA QUINTA REDEVELOPMENT AGENCY COMBINING PROJECT AREA BALANCE SHEET ALL GOVERNMENTAL FUNDS JUNE 30, 2010 TOTALS Debt Capital Special Service Projects Revenue Funds Funds Funds ASSETS Cash and investments $ 36,812,455 $ 32,553,550 $ 27,253,518 Cash and investments with trustee - 16,570,211 - Receivables: Tax increment 166,638 - 41,659 Amounts - 21,000 60,989 Interest 30,559 25,307 20,464 Loans - - 3,920,107 Prepaid costs - - 824 Due from Low and Moderate Housing Funds - - 2,143,702 Due from City - 4,290,375 - Deposils with others - - 6,400 Advances to other funds - - 2,791 Total Assets $ 37,009,652 $ 53,460,443 $ 33,450,454 LIABILITIES AND FUND BALANCES Liabilities: Accounts payable $ - $ 30,838 $ 64,581 Deposits from others - - 46,818 Due to Low and Moderate Housing Funds - 2,143,702 - Due to other governments 13,733,378 - - Deferred revenue - - 1,831,398 Advances from other funds - - 2,791 Total Liabilities 13,733,378 2,174,540 1,945,588 Fund Balances: Nonspendable: Prepaid costs - - 824 Long-term receivables and deposits - - 2,095,109 Restricted for: Debt utilization and/or by debt covenants 23,276,274 - - Low and moderate income housing - 3,425,850 29,411,724 Assigned to: Community development - 47,860,053 - Unassigned - - (2,791) Total Fund Balances 23,276,274 51,285,903 31,504,866 Total Liabilities and Fund Balances $ 37,009,652 $ 53,460,443 $ 339450,454 44 THIS PAGE INTENTIONALLY LEFT BLANK 45 a.. 0 6 5 LA QUINTA REDEVELOPMENT AGENCY COMBINING PROJECT AREA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES ALL GOVERNMENTAL FUNDS FOR THE FISCAL YEAR ENDED JUNE 30, 2010 Redevelopment Agency - PA No. 1 Capital Debt Capital Special Special Projects Service Projects Revenue Revenue 2004 Low and Low/Mod Tax Housing Moderate Bond Increment Project Authority Housing Revenues: Taxes and Assessments: Tax increment $ - $ 38,517,789 $ - $ - $ 9,629,447 Use of Money and Property: Interest income 14,464 94,785 196,204 - 23,060 Rental income - - - - 256,961 Intergovernmental: Federal grants - - - - - Other revenue: Miscellaneous revenues - - 325,000 - - Loan repayments - - - - 105,300 Total Revenues 14,464 38,612,574 521,204 - 10,014,768 Expenditures: Current: General Government: Administrative costs - 473,766 399,870 1,412 975,110 Professional services - - 569,246 - 457,954 Planning and Development: Subsidy to low and moderate housing 618,000 - - - - Capital Outlay: Project improvement costs 826,033 - 603,719 - 708,869 Debt Service: Interest expense - 11,415,427 - 2 - Long-term debt repayments - 5,055,588 - - - Total Expenditures 1,444,033 16,944,781 1,572,835 1,414 2,141,933 Excess of Revenues over ' (under) Expenditures (1,429,569) 21,667,793 (1,051,631) (1,414) 7,872,835 Other Financing Sources (Uses) Transfers in - 4,438,892 - - - Transfers out - - - - (4,438,891) Long-term debt issued - 10,000,000 - - - Pass through agreement payments - (21,194,350) - - - Payment to Educational Revenue Augmentation Fund - (23,582,367) - - - Total Other Financing Sources (Uses) - (30,337,825) - - (4,438,891) Excess of Revenues and Other Sources over (under) Expenditures and Other Uses (1,429,569) (8,670,032) (1,051,631) (1,414) 3,433,944 Fund Balances Beginning of Year 4,855,419 17,482,142 44,929,283 - 6,248,393 End of Year $ 3,425,850 $ 8,812,110 $ 43,877,652 $ (1,414) $ 9,682,337 46 066 LA QUINTA REDEVELOPMENT AGENCY COMBINING PROJECT AREA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES ALL GOVERNMENTAL FUNDS FOR THE FISCAL YEAR ENDED JUNE 30, 2010 (Continued) Redevelopment Agency PA No. 2 Debt Capital Special Special Service Projects Revenue Revenue Low and Tax Housing Moderate Increment Project Authority Housing Revenues: Taxes and Assessments: Tax increment $ 20,763,180 $ - $ - $ 5,190,795 Use of Money and Property: Interest income 94,615 16,256 - 98,807 Rental income - - - 164,195 Intergovernmental: Federal grants - - - 498,682 Other revenue: Miscellaneous revenues - - - 7,806 Loan repayments _ _ _ 23,444 Total Revenues 20,857,795 16,256 5,983,729 Expenditures: Current: General Government: Administrative costs 253,227 76,930 1,375 539,783 Professional services - 114,397 - 440,758 Planning and Development: Subsidy to low and moderate housing - - - 348484 Capital Outlay: Project improvement costs - 475,892 - 525,551 Debt Service: Interest expense 3,356,375 - 2 203,848 Long-term debt repayments 871,100 - - 35,908 Total Expenditures 4,480,702 667,219 1,377 2,094,332 Excess of Revenues over (under) Expenditures 16,377,093 (650,963) (1,377) 3,889,397 Other Financing Sources (Uses) Transfers in 1,951,399 2,600,000 - - Transfers out (2,600,002) - - (1,951,398) Long-term debt issued Pass through agreement payments (17,516,544) - - - Payment to Educational Revenue Augmentation Fund _ _ Total Other Financing Sources (Uses) (18,165,147) 2,600,000 - (1,951,398) Excess of Revenues and Other Sources over (under) Expenditures and Other Uses (1,788,054) 1,949,037 .(1,377) 1,937,999 Fund Balances Beginning of Year 16,252,218 2,033,364 - 19,887,321 End of Year $ 14,464,164 $ 3,982,401 $ (1,377) $ 21,825,320 47 •w. l: 6 LA QUINTA REDEVELOPMENT AGENCY COMBINING PROJECT AREA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES ALL GOVERNMENTAL FUNDS FOR THE FISCAL YEAR ENDED JUNE 30, 2010 TOTALS Debt Capital Special Service Projects Revenue Funds Funds Funds Revenues: Taxes and Assessments: Tax increment $ 59,280,969 $ - $ 14,820,242 Use of Money and Property: Interest income 189,400 226,924 121,867 Rental income - - 421,156 Intergovernmental: Federal grants - - 498,682 Other revenue: Miscellaneous revenues - 325,000 7,806 Loan repayments - - 128,744 Total Revenues 59,470,369 551,924 15,998,497 Expenditures: Current: General Government: Administrative costs 726,993 476,800 1,517,680 Professional services - 683,643 898,712 Planning and Development: Subsidy to low and moderate housing - 618,000 348,484 Capital Outlay: Project improvement costs - 1,905,644 1,234,420 Debt Service: Interest expense 14,771,802 - 203,852 Long-term debt repayments 5,926,688 - 35,908 Total Expenditures 21,425,483 3,684,087 4,239,056 Excess of Revenues over (under) Expenditures 38,044,886 (3,132,163) 11,759,441 Other Financing Sources (Uses) Transfers in 6,390,291 2,600,000 - Transfers out (2,600,002) - (6,390,289) Long-term debt issued 10,000,000 - - Pass through agreement payments (38,710,894) - - Payment to Educational Revenue Augmentation Fund (23,582,367) - - Total Other Financing Sources (Uses) (48,502,972) 2,600,000 (6,390,289) Excess of Revenues and Other Sources over (under) Expenditures and Other Uses (10,458,086) (532,163) 5,369,152 Fund Balances Beginning of Year 33,734,360 51,818,066 26,135,714 End of Year $ 23,276,274 $ 51,285,903 $ 31,504,866 48 •0. 063 LA QUINTA REDEVELOPMENT AGENCY COMPUTATION OF LOW AND MODERATE INCOME HOUSING FUNDS EXCESS/SURPLUS Low and Moderate Low and Moderate Housing Funds -All Project Areas Housing Funds -All Project Areas July 1, 2009 July 1, 2010 Opening Fund Balance $ 30,991,133 $ 34,933,507 Less Unavailable Amounts: Unspent debt proceeds (Section 33334.12 (g)(3)(13)) $ (4,855,419) $ (3,425,850) Notes receivable (2,067,028) (2,088,709) Available Low and Moderate Income Housing Funds Limitation (greater of $1,000,000 or four years set -aside) Set -Aside for last four years: 2009 - 2010 2008 - 2009 2007 - 2008 2006 - 2007 2005 - 2006 Total Base Limitation Greater amount Computed Excess/Surplus 15,825,773 16,641,016 15,701,666 14,089,024 $ 62,257,479 $ 1,000,000 (6,922,447) 24,068,686 62,257,479 None 14,820,242 15,825,773 16,641,016 15,701,666 $ 62,988,697 $ 1,000,000 (5,514,559) 29,418,948 62,988,697 None 49 qy esg THIS PAGE INTENTIONALLY LEFT BLANK 50 a» 070 7O