2012 02 08 IAB MinutesINVESTMENT ADVISORY BOARD
Meeting
February 8, 2012
1 CALL TO ORDER
Regular meeting of the La Quinta Investment Advisory Board was called to order at the
hour of 4:00 p.m. by Board Member Park followed by the Pledge of Allegiance.
PRESENT: Board Members Mortenson, Park and Donais
ABSENT: Board Members Blum and Spirtos
OTHERS PRESENT: John Falconer, Finance Director and Vianka Orrantia, Senior
Secretary
II PUBLIC COMMENT - None
III CONFIRMATION OF AGENDA - Confirmed
IV CONSENT CALENDAR
A. Approval of Minutes of Meeting on January 11, 2012 for the Investment
Advisory Board.
Board Member Mortenson requested a correction to the minutes as follows:
Page 1: V. Business Session, Item A., second sentence;
A large portion of the decrease was due to cash needs and an
Page 3: Third Paragraph;
In response to Board Member Mortenson, Mr. Falconer advised
that as a result of the elimination of the RDA and the uncertainty
of the tax increments payments, the 94 day average maturity
gives the City ample flexibility for liquidity for unexpected cash
needs.
the Gity this eptkm-.
Page 4: VI. Correspondence and Written Material, Item A, third paragraph;
In response to Board Member Mortenson, Mr. Falconer clarified
that the current balance of $16 million in Mutual Funds was
correct.
Investment Advisory Board
Meeting Minutes
February 8, 2012
In response to Board Member Park, Mr. Falconer clarified for the Board that the
recurring CIP projects listed on page 1 are reported to help reflect the City's
cash balances as well as the amounts paid toward the CIP projects, which vary
from month to month.
MOTION - It was moved by Board Members Mortenson /Donais to approve the
Minutes of January 11, 2012 as amended. Motion carried unanimously
V BUSINESS SESSION
A. Transmittal of Treasury Report for December 2011
Mr. Falconer presented and reviewed the staff report for the month of December
advising the Board of a decrease in the cash balance by $407,000 ending the
month at $ 162.5 million. The decrease in the cash balance was due to the on-
going CIP projects as follows; "A" Street expansion, Highway 111 Landscaping
Improvements (with the landscaping almost to completion), Washington Street
right turn lane at Eisenhower Drive; in addition to $194,000 spent on the Coral
Mountain Apartment Project. Mr. Falconer noted that the City is reimbursed by
the State, R.C.T.C. and C.V.A.G. on a "delayed" basis by approximately two to
three months for the bridge expansion; in the interim, the City pays for any
incurred costs. Mr. Falconer also noted that the Riverside County Sheriff's
Department has been delayed in their billing, which will affect the cash balance
in the near future.
In response to Board Member Donais, Mr. Falconer clarified that the Sheriff's
payment reflected in the November Treasurer's Report (presented at the January
meeting) were payments for the months of September and October of 2011.
Mr. Falconer advised the Board on the portfolio investments listed on page 7 of
the report advising of the $17,000,000 maturing T -Bill, in addition to the
maturing of a $5,000,000 TLGP Note, the monies were reinvested with a
portion invested in LAIF to maintain yields. Mr. Falconer further advised that
staff has reached the maximum investment limits for LAIF, Rabobank and
Federal Home Loan Bank, with investment limits almost at a maximum with
commercial paper, staff will look to investing in T- Bills.
Mr. Falconer commented that the T -Bill short-term rates have increased
substantially in the three -month (which has gone from zero to six basis points),
as has six -month and one -year T -Bill investments.
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Investment Advisory Board
Meeting Minutes
February 8, 2012
General discussion ensued among the Board and staff regarding short-term
investments.
Mr. Falconer advised that the average maturity for the month of December has
decreased slightly due to the maturity of the T -Bill and the TLGP Note.
Mr. Falconer advised the Board of the State Supreme Court's ruling to dissolve
the RDA; he further advised that the tentative payment of $18 million to the
State will not have to be paid.
General discussion ensued amongst the Board and staff regarding the
dissolution of the RDA and its impact to the City.
In response to Board Member Mortenson, Mr. Falconer clarified comments
previously stated at the January meeting in regards to the Rabobank drawdown.
In response to Board Member Mortenson, Mr. Falconer clarified the amortized
value of the U.S. Treasury Notes on page 6 of the report.
In response to Board Member Mortenson, Mr. Falconer clarified that cash
balances reflected in the first column of page 8 in the November 30, 2011
Treasury Report were reported in error. Mr. Falconer also clarified that due to
the ERAF payments that were due, the May 2011 cash balance reflected in the
December report was not as sizeable as the May 2010 cash balance.
MOTION — It was moved by Board Members Donais /Mortenson to review,
receive, and file the Treasurers Report for December 2011. Motion carried
unanimously.
General discussion ensued amongst the Board and staff regarding televising the
City Council meetings, the cost and possible ways of payment for televising
these meetings.
B. Consideration of Fiscal Year 2012/2013 Investment Policy and Work Plan Items
Mr. Falconer presented the draft 2012/2013 Investment Policy and the
approved 2011/2012 work plan item staff report from the previous year for the
Board's review and consideration for the upcoming fiscal year. Mr. Falconer
advised that Board will present the updated investment policy and work plan
items to the Interim City Manager and City Attorney in June, prior to submittal
for City Council approval.
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Investment Advisory Board
Meeting Minutes
February 8, 2012
Mr. Falconer advised the Board of his request to extend his resignation from
May 31, 2012 to September 7, 2012, to assist in the budget process, the
Successor Agency and City Audits and the winding down of the RDA.
In response to Board Member Mortenson, Mr. Falconer clarified (referencing
page 23) that it is the Board that recommends any changes and /or deletions to
the investment policy.
General discussion ensued amongst the Board and staff regarding the RDA's
dissolution and the impact to the City's investments.
Board Member Mortenson reviewed the Investment Policy (Attachment No. 1)
and his recommended changes /additions /deletions and /or recommended follow -
up items are shown in amended form.
In response to Board Member Mortenson, Mr. Falconer advised that page 7,
item VI Authority; second paragraph, last sentence, (The City Manager or his /her
designee shall acknowledge in writing all purchases and sales of investments
prior to their execution by the City Treasurer.) is currently implemented and
utilized in all trades.
In response to Board Member Mortenson, Board Member Donais clarified that a
"Call Report," is a report generated by a regulated financial institution reporting
on a quarterly basis its financial information.
In response to Board Member Mortenson, Mr. Falconer clarified that the
$50,000 Sweep Account target balance on page 9, item 1 was established to
set a target maximum for the account.
In response to Board Member Mortenson, Mr. Falconer clarified that on page 10,
item No. 2 — the bullet point not allowing investments in the CDAR's programs
was implemented by previous board members and can be changed. Staff will
check on current CDAR rates and will report findings at the next scheduled
meeting.
General discussion ensued amongst the Board and staff regarding the CDAR's
program.
In response to Board Member Mortenson, Mr. Falconer clarified that the City
does not currently hold TLGP paper and he is able to purchase TLGP secondary
paper if needed.
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Investment Advisory Board
Meeting Minutes
February 8, 2012
In response to Board Mortenson, Mr. Falconer advised that the City at this time
will not be issuing any bonds.
MOTION — It was moved by Board Members Mortenson /Donais to continue the
review of the 2012/2013 Investment Policy and the Work Plan Items. Motion
carried unanimously.
VI CORRESPONDENCE AND WRITTEN MATERIAL
A. Month End Cash Report — January 2012
Noted and Filed
B. Pooled Money Investment Board Reports — December 2011
Noted and Filed
C. Money Market Funds
Noted and Filed
VII BOARD MEMBER ITEMS
Discussion ensued amongst the Board and staff regarding the handout and the possible
conflict between the Investment Policy vs. Money Market funds due to the Shadow
NAV weekly calculations vs. the NAV daily calculations.
Mr. Falconer advised that staff will follow -up with U. S. Bank for any suggestions they
may have as alternatives to other money market funds.
MOTION - It was moved by Board Members Mortenson /Donais to adjourn the meeting
at 5:13 p.m. ITV otign carried unanimously.
Secretary
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