2013 06 05 OBOVERSIGHT BOARD OF SUCCESSOR AGENCY
TO LA QUINTA REDEVELOPMENT AGENCY
AGENDA
La Quinta City Council Chambers
78-495 Calle Tampico, La Quinta, California
REGULAR MEETING
Wednesday, June 5, 2013 at 2:00 p.m.
Beginning Resolution No. 2013-006
CALL TO ORDER
Roll Call:
Board Members Ellis, Marshall, Maysels, McDaniel, Nelson, Osborne, Chairperson Pena
PLEGE OF ALLEGIANCE
PUBLIC COMMENT
This is the time set aside for public comment on any matter not listed on the agenda.
Please complete a "Request to Speak" form and limit your comments to three minutes.
When addressing the Oversight Board, please state your name and address.
CONFIRMATION OF AGENDA
PRESENTATIONS - NONE
APPROVAL OF MINUTES
1. MINUTES OF MARCH 13, 2013
WRITTEN COMMUNICATIONS - NONE
CONSENT ITEMS - NONE
BUSINESS ITEMS
1. RESOLUTION OF THE OVERSIGHT BOARD OF THE SUCCESSOR AGENCY TO
LA QUINTA REDEVELOPMENT AGENCY APPROVING THE ISSUANCE AND
SALE OF SUBORDINATE TAX ALLOCATION REFUNDING BONDS BY THE
SUCCESSOR AGENCY TO THE LA QUINTA REDEVELOPMENT AGENCY AND
AUTHORIZING CERTAIN OTHER ACTIONS IN CONNECTION THEREWITH
STUDY SESSION -NONE
REPORTS AND INFORMATIONAL ITEMS - NONE
CHAIR AND BOARD MEMBERS' ITEMS
ADJOURNMENT
The next regular meeting of the Oversight Board will be held on June 19, 2013,
commencing at 2:00 p.m. at the La Quinta City Hall Council Chambers, 78-495 Calle
Tampico, La Quinta, CA 92253,
DECLARATION OF POSTING
I, Pam Nieto, Oversight Board Secretary, of the City of La Quinta, do hereby declare
that the foregoing Agenda for the Oversight Board for Successor Agency to La Quinta
Redevelopment Agency meeting of June 5, 2013, was posted on the outside entry to
the Council Chamber at 78-495 Calle Tampico, and the bulletin boards at the Stater
Brothers Supermarket at 78-630 Highway 111, and the La Quinta Cove Post Office at
51-321 Avenida Bermudas, on May 30, 2013.
ated: May 30, 2013
PAM NIETO
Oversight Board Secretary
Public Notices
The La Quinta City Hall Council Chambers is handicapped accessible. If special equipment is
needed for the hearing impaired, please call the City Clerk's office at (760)777-7103, twenty-
four (24) hours in advance of the meeting and accommodations will be made.
If special electronic equipment is needed to make presentations to the Oversight Board,
arrangements should be made in advance by contacting the City Clerk's office at (760) 777-
7103. A one (1) week notice is required.
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If background material is to be presented to the Oversight Board during a meeting, please be
advised the ten (10) copies of all documents, exhibits, etc., must be supplied to the Oversight
Board Secretary for distribution. It isrequested that this take place prior to the beginning of
the meeting.
Any writings or documents provided to a majority of the Oversight Board regarding any item on
this agenda will be made available for public inspection at the City Clerk's counter at City Hall
located at 78-495 Calle Tampico, La Ouinta, CA 92253, during normal business hours. .
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OVERSIGHT BOARD
OF THE SUCCESSOR AGENCY TO
LA QUINTA REDEVELOPMENT AGENCY
MINUTES
SPECIAL MEETING ON WEDNESDAY, MARCH 13, 2013
A special meeting of the Oversight Board of the Successor Agency to La Quinta
Redevelopment Agency was called to order at 2:02 p.m. by Chairperson Pena.
PRESENT: Board Members Ellis, Marshall, Maysels, Osborne, Chair Pena
ABSENT: Board Member Nelson
STAFF PRESENT: Frank J. Spevacek, Executive Director of the Successor Agency,
Kathy Jenson, City Attorney and Robbeyn Bird, Finance Director
PUBLIC COMMENT - None
CONFIRMATION OF AGENDA - Confirmed
APPROVAL OF MINUTES
Motion - A motion was made by Board Members Maysels/Osborne to approve the
Oversight Board Minutes of February 20, 2013, as submitted. Motion passed 4
ayes, 2 abstain (Board Members Ellis and McDaniel abstained due to their absence
at the February 20, 2013 meeting►, 1 absent.
BUSINESS SESSION
1. Resolution directing the Successor Agency to transfer to the City of La
Quinta, certain governmental use properties; Resolution ratifying and
approving the sale of certain properties; Resolution ratifying the use of
redevelopment funds for the Highway 111 median island improvements
RESOLUTION NO. OB 2013-003
A RESOLUTION OF THE OVERSIGHT BOARD OF THE
CITY AS SUCCESSOR AGENCY TO THE LA QUINTA
REDEVELOPMENT AGENCY DIRECTING THE
SUCCESSOR AGENCY TO TRANSFER TO THE CITY OF
LA QUINTA CERTAIN GOVERNMENTAL USE
PROPERTIES PURSUANT TO HEALTH AND SAFETY
CODE SECTION 34181
MOTION — A motion was made by Board Members Maysels/Ellis to adopt
Resolution No. OB 2013-003. Motion passed 6 ayes, 0 noes, 1 absent,
RESOLUTION NO. OB 2013-004
A RESOLUTION OF THE OVERSIGHT BOARD OF THE
CITY AS SUCCESSOR AGENCY TO THE LA QUINTA
REDEVELOPMENT AGENCY RATIFYING AND
APPROVING THE SALE BY THE FORMER LA QUINTA
REDEVELOPMENT AGENCY TO THE CITY OF LA QUINTA
OF CERTAIN PROPERTIES PURSUANT TO HEALTH AND
SAFETY CODE SECTION 34181
MOTION — A motion was made by Board Members Maysels/Osborne to
adopt Resolution No. OB 2013-004. Motion passed 6 ayes, 0 noes, 1
absent.
RESOLUTION NO. OB 2013-005
A RESOLUTION OF THE OVERSIGHT BOARD OF THE
CITY AS SUCCESSOR AGENCY TO THE LA QUINTA
REDEVELOPMENT AGENCY RATIFYING AND
APPROVING THE PAYMENT BY THE FORMER LA
QUINTA REDEVELOPMENT AGENCY FOR CERTAIN
HIGHWAY 111 MEDIAN ISLAND IMPROVEMENTS
MOTION — A motion was made by Board Members Maysels/Osborne to
adopt Resolution No. OB 2013-005. Motion passed 6 ayes, 0 noes, 1
absent.
REPORTS AND INFORMATION ITEMS
Frank Spevacek, City Manager updated
Finance due diligence review.
the Board on the State Department of
ADJOURNMENT
There being no further business, it was moved by Board Members Osborne/Maysels
to adjourn this meeting at 2:20 p.m. Motion passed unanimously.
Respectfully submitted,
Vianka Orrantia
Oversight Board Secretary
OVERSIGHT BOARD SPECIAL MEETING 2 March 13, 2013
War 4 4 a"Rej
OVERSIGHT BOARD MEETING DATE: June 5, 2013
ITEM TITLE: RESOLUTION OF THE OVERSIGHT BOARD OF
THE SUCCESSOR AGENCY TO LA QUINTA
REDEVELOPMENT AGENCY APPROVING THE ISSUANCE
AND SALE OF SUBORDINATE TAX ALLOCATION
REFUNDING BONDS BY THE SUCCESSOR AGENCY TO
THE LA QUINTA REDEVELOPMENT AGENCY AND
AUTHORIZING CERTAIN OTHER ACTIONS IN
CONNECTION THEREWITH
RECOMMENDED ACTION:
AGENDA CATEGORY:
BUSINESS SESSION: 1
CONSENT CALENDAR:
STUDY SESSION:
PUBLIC HEARING:
Adopt the attached Resolution authorizing the issuance of Subordinate Tax Allocation
Refunding Bonds by the Successor Agency to the La Quinta Redevelopment Agency in the
approximate amount of $197,575,000 to be issued as 2013 Series A Bonds and 2013
Taxable Series B Bonds and authorizing certain actions in connection therewith.
FISCAL IMPACT:
The overall estimated debt service savings of approximately $1.2 million annually or
U2,000,000 over twenty years is calculated after all costs associated with the issuance
of the refunding bonds have been paid. These costs have been conservatively estimated
at $4.3 million, which includes bond insurance, surety bond fee, and legal and consultant
costs.
EXECUTIVE SUMMARY:
The former Le Quints Redevelopment Agency (RDA) issued tax allocation
bonds in order to advance fund public facility, infrastructure, economic
development and affordable housing initiatives.. While the RDA no longer
exists, the Successor Agency is responsible to fund bond debt service
payments until all bonds are repaid (the final payment for the current bonds
occurs in 2034).
The current low interest rate environment affords the Successor Agency the
opportunity to refinance the former RDA's 1998, 2001, 2002, 2003 and
2004- bonds. The resulting interest cost savings would reduce annual debt
service by $1,200,000. The total cost savings would be $22,000,000 over
the next 20 years. The bond payment date and final maturity date (2034)
will stay the same; the outstanding bond principal amount will be reduced by
approximately $5 million.
• The school districts, County, City and other taxing agencies would benefit
from this cost savings by receiving the property tax revenue that would
otherwise be used for bond debt service.
• Refinancing all of these bonds at one time reduces issuance costs, which
also increases the property tax revenue distributed to the taxing agencies.
BACKGROUND AND OVERVIEW
Starting in 1985, the former RDA issued tax allocation bonds to raise capital to invest in
infrastructure, public facility, economic development and affordable housing initiatives.
Projects included the Cove retention basin and flood control improvements, Cove curb,
gutter, street and water/sewer improvements, Whitewater Channel improvements, and
Highway 111 improvements. Tax allocation bond proceeds were also used to fund
SilverRock property acquisition and development, affordable housing development and
economic development initiatives. Bond debt service payments are funded by property tax
revenue. When the former RDA was eliminated in February 2012, the Successor Agency
to the RDA assumed responsibility to ensure these debt service payments are made.
These payments are classified as enforceable obligations and are tracked on the
Recognized Obligation Payment Schedule (BOPS), with payments authorized twice
annually.
California Health and Safety Code (HSC) authorizes the Successor Agency to undertake
proceedings for the refinancing of outstanding bonds and other obligations of the RDA,
subject to the conditions contained in HSC §34177.5. Upon review, it has been
determined that refinancing is in the best interest of the Successor Agency and that the
statutory prerequisites can be met if the refinancing is approved. Additionally, the costs
related to refunding proceedings can be recovered as authorized by HSC §34177.5(f). Final
approval authority resides with the Oversight Board and the Department of Finance.
The tax 'allocation bonds being considered for refinancing include those issued in 1998,
2001, 2002, 2003, and 2004. These bonds were used for a variety of projects, with
$120 million allocated to finance capital projects in RDA Project Areas 1 and 2, and the
remaining $78 million used to finance projects benefitting low and moderate income
housing.
The current economic environment provides the Successor Agency with an opportunity to
lower the costs of annual debt service, which would result in an increase in property tax
revenue allocations to all taxing agencies.
It is anticipated that the refinancing will be split into two series of bonds. The 2013 Series
A Bonds will be issued as Federally tax-exempt debt and the 2013 Series B Bonds will be
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issued as Federally taxable debt. The tax status on the bonds is determined by how the
proceeds of the previous bonds were spent, Federal Tax law and the number of prior
refinancings.
Interest rates on the bonds are conservatively estimated to range from 2% to 5% with the
resulting yields ranging from 0.9% to 4.22% on the tax-exempt series. Current interest
rates on the impacted bonds range from 4.5% - 6.44%. Taxable rates are estimated to
range from 1.108% to 4.69% with yields the same.
As an added benefit, the strategy put forth will result in two financings being issued to
replace six that are currently outstanding, which will simplify the obligation schedule. The
remaining 2011 issues will remain untouched leaving four issues outstanding when all is
said and done. The bonds to be refinanced will be payable on the same dates (March 1
and September 1) and will mature on their regularly scheduled date without extension.
In summary, refinancing these bonds will create a surplus that would bring the City some
relief in repayment of recognized obligations, if needed. The $22 million projected savings
over 20 years, if unencumbered by recognized obligations, will benefit the taxing agencies
with approximately $14 million going to schools, $5 million to Riverside County, $1.6
million to the water district, $1.2 million to the City, and $600,000 to recreation and
parks.
ACTIONS:
Oversight Board Resolution: Resolution of the Oversight Board to the Successor Agency
to the La Quinta Redevelopment Agency approving the issuance and sale of Subordinate
Tax Allocation Refunding Bonds by the Successor Agency to the La Quinta Redevelopment
Agency and Authorizing Certain other actions in connection therewith.
The attached Oversight Board Resolution provides for the following:
1) Approves the issuance by the Successor Agency of 2013 Series A Bonds and 2013
Taxable Series B Bonds; and
2) Authorizes the Chair of the Oversight Board and the officers of the City and
Successor Agency as well as the members of the Governing Bodies and Staff to
take such actions and execute documents necessary to facilitate the completion of
the financings.
ALTERNATIVES:
The alternative to refinancing would be to leave the bonds as they stand. The obligation
would remain at the existing higher costs of financing and savings will not be realized.
Report prepared by: Amy McCormick, Business Analyst
Report approved for submission by: Frank J. Spevacek, Executive Director
Attachment: 1. Combined Bond Documents
RESOLUTION NO. OB 2013-
A RESOLUTION OF THE OVERSIGHT BOARD OF THE
SUCCESSOR AGENCY TO LA QUINTA REDEVELOPMENT
AGENCY APPROVING THE ISSUANCE AND SALE OF
SUBORDINATE TAX ALLOCATION REFUNDING BONDS
BY THE SUCCESSOR AGENCY TO THE LA QUINTA
REDEVELOPMENT AGENCY AND AUTHORIZING
CERTAIN OTHER ACTIONS IN CONNECTION
THEREWITH
WHEREAS, the La Quinta Redevelopment Agency (the "Prior Agency") was a
public body, corporate and politic, duly created, established and authorized to transact
business and exercise its powers under and pursuant to the provisions of the
Community Redevelopment Law (Part 1 of Division 24 (commencing with Section
33000) of the Health and Safety Code of the State of California) (the 'Law"), and the
powers of the La Quinta Redevelopment Agency included the power to issue Bonds for
any of its corporate purposes; and
WHEREAS, a Redevelopment Plan for a redevelopment project known and
designated as the "La Quinta Redevelopment Project Area No. 1 " has been adopted
and approved by Ordinance No. 43 of the City of La Quinta on November 29,
1983, and all requirements of the Law for and precedent to the adoption and
approval of the Project Area No. 1 Redevelopment Plan, as amended, have been
duly complied with; and
WHEREAS, a Redevelopment Plan for a redevelopment project known and
designated as the "La Quinta Redevelopment Project Area No. 2" has been adopted
and approved by Ordinance No. 139 of the City of La Quinta on May 16, 1989,
and all requirements of .the Law for and precedent to the adoption and approval of
the Project Area No. 2 Redevelopment Plan, as amended, have been duly•complied
with; and
WHEREAS, the Prior Agency has previously issued $15;760;000 aggregate
principal amount of the La Quinta Redevelopment Agency, La Quinta
Redevelopment Project Area No. 1, Tax Allocation Refunding Bonds, Series 1998
(the "1998 Project Area No. 1 Bonds"); and
WHEREAS, the Prior Agency has previously issued $6,750,000 aggregate
principal amount of the La Quinta Redevelopment Agency, La Quinta
Redevelopment Project Area No. 2, Tax Allocation Refunding Bonds, Issue of 1998
(the "1998 Project Area No. 2 Bonds"); and
Resolution No. FA 2013-00
Adopted:1
Page 2
. WHEREAS, the Prior Agency has previously issued $48,000,000 La Quinta
Redevelopment Agency, La Quinta Redevelopment Project Area No. 1, Tax
Allocation Bonds, Series 2001 (the "2001 Project Area No. 1 Bonds"); and
WHEREAS, the Prior Agency has previously issued $40,000,000 La Quinta
Redevelopment Agency, La Quinta Redevelopment Project Area No. 1, Tax
Allocation Bonds, Series 2002 (the "2002 Project Area No. 1 Bonds"); and
WHEREAS, the Prior Agency has previously issued $26,400,000 La Quinta
Redevelopment Agency, La Quinta Redevelopment Project Area No. 1, Tax
Allocation Bonds, Taxable Series 2003 (the "2003 Project Area No. 1 Taxable
Bonds"); and
WHEREAS, the La Quinta Financing Authority (the "Authority') on behalf of
the Prior Agency has previously issued $90,000,000 La Quinta Financing
Authority, Local Agency Revenue Bonds, 2004 Series A (the "2004 Housing
Bonds") and loaned the proceeds to the Prior Agency pursuant to the terms of a
Loan Agreement dated February 3, 2004, as supplemented by a First Supplemental
Loan Agreement, dated as of June 1, 2004 (the "Loan Obligation"); and
WHEREAS, the Prior Agency has previously issued $6,000,000 La Quinta
Redevelopment Agency, La Quinta Redevelopment Project Area No. 2 Subordinate
Taxable Tax Allocation Bonds, Series 2011 (the "2011 Project Area No. 2 Taxable
Bonds"); and
WHEREAS, the Authority on behalf of the Prior Agency has previously issued
$28,850,000 La Quinta Financing Authority, Local Agency Subordinate Taxable
Revenue Bonds, 2011 Series A (the "2011 Taxable Housing Bonds") and loaned
the proceeds to the Prior Agency pursuant to the terms of a loan agreement dated
February 3, 2011 and a Second Supplemental Loan Agreement, dated as of March
1, 2011 (the "2011 Loan Obligation"); and
WHEREAS, the Successor Agency has determined that it is cost effective
and efficient to refund and defease, in their entirety, the 1998 Project Area No. 1
Bonds, the 1998 Project Area No. 2 Bonds, the 2001 Project Area No. 1 Bonds,
the 2002 Project Area No. 1 Bonds, the 2003 Project Area No. f Taxable Bonds,
and the Loan Obligation in connection with the 2004 Housing Bonds (collectively,.
the "Refunded Bonds") on a subordinate basis to the 2011 Project Area No. 2
Taxable Bonds and the 2011 Loan Obligation (collectively, the 2011 Project Area
No. 2 Taxable Bonds and the 2011 Loan Obligation, the "Senior Bonds'); and
WHEREAS, the Successor Agency deems it necessary and proper to issue
tax exempt tax allocation bonds for the purpose of refunding and defeasing the
Resolution No. FA 2013-00
Adopted:1
Page 3
1998 Project Area No. 1 Bonds, the 1998 Project Area No. 2 Bonds, the 2001
Project Area No. 1 Bonds, the 2002 Project Area No. 1 Bonds, and approximately
seventy-five percent (75%) of the Loan Obligation in connection with the 2004
Housing Bonds (the "Refunded Tax Exempt Bonds") all on a basis subordinate to
the Senior Bonds; and
WHEREAS, the Successor Agency deems it necessary and proper to also
issue taxable tax allocation refunding bonds to refund and defease the 2003
Project Area No. 1 Taxable Bonds and the remaining approximate twenty-five
percent (25%) of the Loan Obligation in connection with the 2004 Housing Bonds
(the "Refunded Taxable Bonds") all on a basis subordinate to the Senior Bonds; and
WHEREAS, for the corporate purposes of the Successor Agency, the
Successor Agency deems it necessary to issue at this time tax allocation refunding
bonds in two series in a total approximate principal amount of approximately one
hundred ninety seven million, five hundred seventy five thousand dollars
($197,575,000) (the "Bonds"), and to irrevocably set aside a portion of the
proceeds of such Bonds in a separate segregated trust fund which will be used to
refund the outstanding Refunded Bonds of the Prior Agency, to pay costs in
connection with the issuance of the Bonds, and to make certain other deposits as
required by the Indenture (defined herein); and
WHEREAS, the Successor Agency has approved all matters relating to the
issuance and sale of the Bonds; and
WHEREAS, the Oversight Board desires to approve all matters relating to the
issuance and sale of the Bonds as required by Sections 34177.5 (f) and 34180 of
the Health and Safety Code of the State of California.
NOW THEREFORE, BE IT RESOLVED, by the Oversight Board of Successor
Agency to La Quinta Redevelopment Agency, does hereby resolve as follows:
Section 1. Each of the foregoing recitals is true and correct.
Section 2. The issuance by the Successor Agency to the La Quinta
Redevelopment Agency of the Bonds in a tax exempt series of approximately
$154,625,000 but not to exceed, along with Series B Bonds, two hundred million
dollars ($200,000,000) ("Series A Bonds") and a taxable series of approximately
$42,950,000 but not to exceed, along with Series A Bonds, two hundred million
dollars ($200,000,000) ("Series B Bonds") in an aggregate principal amount of
approximately one hundred ninety seven million, five hundred seventy five
Resolution No. FA 2013-00
Adopted;1
Page 4
thousand dollars ($197,575,000) (collectively, the 'Bonds") for the purpose set
forth in the recitals hereof.
Section 3. The issuance of the Bonds is in the best interest of the Successor
Agency and the affected taxing agencies.
Section 4. The Chair of the Oversight Board and the other officers and members
of staff having responsibility for the affairs of the Successor Agency to the La
Quinta Redevelopment Agency are hereby authorized to execute such agreements,
documents, and certificates necessary to assist the Successor Agency in the
issuance of the Bonds.
Section 5. The application of the proceeds of the Bonds by the Successor
Agency to the refunding of the Refunded Bonds, as well as the payment by the
Successor Agency of the Costs of Issuance of the Bonds, as provided in the
Indenture, shall be implemented by the Successor. Agency promptly upon delivery
of the Bonds, notwithstanding Section 34177.3 of the Law or any other provision
of law to the contrary, without the approval of the Oversight Board, the California
Department of Finance, the Riverside County Auditor -Controller or any other person
or entity other than the Successor Agency.
Section 6. The Successor Agency shall enter the amounts of the final debt
service determined upon sale and delivery of the Bonds into the Indenture and the
amounts so entered shall be final and conclusive upon the Oversight Board, the
California Department of Finance and all other interested persons and entities and
the debt service schedule shall not be amended except as provided in the
Indenture.
Section 7. The Successor Agency is hereby authorized to recover its Costs of
Issuance, as defined in the Indenture of Trust, dated as of June 1, 2013, by and
between the Successor Agency and U.S., Bank National Association, including,
without limitation, staff time, staff costs and bond insurance premiums.
Section 8. This Resolution shall take effect immediately upon its adoption.
PASSED, APPROVED, AND ADOPTED at the meeting of the Oversight Board
of the Successor Agency to La Quinta Redevelopment Agency held this 5th day of
June, 2013, by the following vote, to wit:
AYES:
NOES:
Resolution No. FA 2013-00
Adopted:1
Page 5
ABSENT:
ABSTAIN:
JOHN PENA, Chairperson
Oversight Board of the Successor Agency
to La Quinta Redevelopment Agency
ATTEST:
PAM NIETO
Oversight Board Secretary