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2013 09 11 IAB�,�^ 0) Sep Investment Advisory Board agendas and 4 C7T T��'� staff reports are now available on the City's web page: www.la-quinta.org INVESTMENT ADVISORY BOARD AGENDA CITY HALL CAUCUS ROOM 78-495 Calle Tampico, La Quinta REGULAR MEETING on WEDNESDAY, SEPTEMBER 11, 2013 AT 4:00 P.M. CALL TO ORDER 1 . Pledge of Allegiance 2. Roll Call PUBLIC COMMENT At this time members of the public may address the Board on any matter not listed on the agenda. Please complete a "Request to Speak" form and limit your comments to three minutes. CONFIRMATION OF AGENDA APPROVAL OF MINUTES 1. Approval of the Minutes of August 14, 2013 CONSENT CALENDAR 1. Receive and File Treasurer's Report for June 30, 2013 BUSINESS SESSION - None CORRESPONDENCE AND WRITTEN MATERIALS 1, Month End Cash Report for July 2013 and the Pooled Money Investment Board Report for July 2013 INVESTMENT ADVISORY BOARD AGENDA 1 September 11, 2013 BOARD MEMBER ITEMS — None ADJOURNMENT The next regular meeting of the Investment Advisory Board will be held on October 9, 2013, commencing at 4:00 p.m. in the Caucus Room, 78-495 Calle Tampico, La Quinta, CA 92253. DECLARATION OF POSTING I, Vianka Orrantia, Senior Secretary, of the City of La Quinta, do hereby declare that the foregoing Agenda for the La Quinta Investment Advisory Board meeting was posted on the outside entry to the Council Chamber at 78-495 Calle Tampico, and the bulletin boards at 78-630 Highway 1 1 1, and the La Quinta Cove Post Office at 51-321 Avenida Bermudas, on September 5, 2013. DATED: September 5, 2013 VIANKA ORRANTIA, Senior Secretary City of La Quinta, California Public Notices The La Quinta Caucus Room is handicapped accessible. If special equipment is needed for the hearing impaired, please call the City Clerk's office at 777-7123, twenty-four (24) hours in advance of the meeting and accommodations will be made. If special electronic equipment is needed to make presentations to the City Council, arrangements should be made in advance by contacting the City Clerk's office at 777-7123. A one (1) week notice is required. If background material is to be presented to the Investment Advisory Board during a Investment Advisory Board meeting, please be advised that five (5) copies of all documents, exhibits, etc., must be supplied to the Senior Secretary for distribution. It is requested that this take place prior to the beginning of the meeting. Any writings or documents provided to a majority of the Investment Advisory Board regarding any item(s) on this agenda will be made available for public inspection at the City Clerk's counter at City Hall located at 78-495 Calle Tampico, La Quinta, California, 92253, during normal business hours. INVESTMENT ADVISORY BOARD AGENDA 2 September 11, 2013 INVESTMENT ADVISORY BOARD MINUTES WEDNESDAY, AUGUST 14, 2013 CALL TO ORDER A regular meeting of the La Quinta Investment Advisory Board was called to order at 4:00 p.m. by Chairman Blum. PRESENT: Board Members Donais, Blum, Spirtos and Mortenson (via teleconference call) ABSENT: Board Member Park STAFF PRESENT: Finance Director, Robbeyn Bird, and Senior Secretary, Vianka Orrantia APPOINTMENT OF OFFICERS 1. Appointment of Investment Advisory Board Chairperson Chairman Blum opened nominations for Chairperson. Board Member Spirtos nominated Board Member Mortenson for the position of Chairperson. With no other nominations, Chairman Blum closed the nominations. Board Member Mortenson was unanimously elected as Chair. 2. Appointment of Investment Advisory Board Vice -Chairperson Board Member Spirtos opened nominations for Vice -Chairperson and nominated Board Member Donais for the position of Vice -Chairperson. With no other nominations, Chairman Mortenson closed the nominations. Board Member Donais was unanimously elected as Vice -Chair. PUBLIC COMMENT — None INVESTMENT ADVISORY MINUTES 1 August 14, 2013 CONFIRMATION OF AGENDA — Confirmed APPROVAL OF MINUTES Approval of the Minutes of June 12, 2013 Motion — A motion was made by Board Members Blum/Spirtos to approve the Minutes of June 12, 2013. Motion passed unanimously. CONSENT CALENDAR ITEMS 1. Transmittal of Treasury Report for May 31, 2013 Ms. Bird presented and reviewed the staff report for the month of May. Motion — A motion was made by Board Members Spirtos/Blum to review, receive and file the Treasurer's Report for May 31, 2013. Motion passed unanimously. BUSINESS SESSION 1. Consideration of Fiscal Year 2013/2014 Meeting Schedule Motion - It was moved by Board Members Blum/Donais to accept the Fiscal Year 2013/2014 Meeting Schedule as presented. Motion carried unanimously. CORRESPONDENCE AND WRITTEN MATERIAL 1. Month End Cash Report, June 2013 and the Pooled Money Investment Board Reports for May 2013 and June 2013 Noted and Filed 2. Distribution of Investment Policy for Fiscal Year 2013/2014 Noted and Filed BOARD MEMBER ITEMS In response to Chairman Mortenson, Ms. Bird summarized for the Board Councilmen Osborne's request to revisit the possible use of a Money Manager, the INVESTMENT ADVISORY MINUTES 2 August 14, 2013 Board's and staff's view on the use of a Money Manager and the Council's decision not to use a Money Manager at this time. ADJOURNMENT There being no further business, it was moved by Board Members Blum/Donais to adjourn this meeting at 4:24 p.m. Motion passed unanimously. Resp;eatfully s b ' �'d ' Vianka Orran ia;�Senior Se retarryy— City of La Quinta, California INVESTMENT ADVISORY MINUTES 3 August 14, 2013 INVESTMENT ADVISORY BOARD CONSENT CALENDAR ITEM 1 Meeting Date: September 11, 2014 ITEM TITLE: Transmittal of Treasury Report for June 30, 2013 BACKGROUND: Attached please find the Treasury Report for June 30, 2013. RECOMMENDATION: Review, Receive and File the Treasury Report for June 30, 2013. a (3_,�_. Robbeyn q3ird, Finance Director ATTACHMENT 1 u MEMORANDUM TO: La Quinta City Council FROM: Robbeyn Bird, Finance Director/Treasurer SUBJECT: Treasurer's Report for June 30, 2013 DATE: July 31, 2013 Attached is the Treasurer's Report for the month ending June 30, 2013. The report is submitted to the City Council each month after a reconciliation of accounts is accomplished by the Finance Department. The following table summarizes the changes in investment types for the month: Investment Beginning Purchased Notes Sold/Matured Other Ending Chan e LAIF Interest bearing active bank deposit Certificates of Deposit US Treasuries US Gov't Sponsored Enterprises Commercial Paper Corporate Notes Mutual Funds 35.801,132 39,947,649 1,680,000 40,992,192 28,000,000 - 2,412,269 $ 14,000,000 7,907 10,000,000 15,000,000 801,828 1 $ (13,000,000) (240,000) (10,800,000) 0 0 (403) (57,901) 0 984 $ 36,801,132 39,955,556 1,440,000 40,191,789 42,942,099 0 0 3,215,081 1,000,000 7,907 (240,000) (800,403) 14,942,099 0 0 802,812 Subtotal $ 148,833,242 $ 39.809,735 $ 24,040,000 $ 57,320) $ 164,545,657 $ 15.712.415 Cash $ 706,238 1 & (3) $ 633,462 $ 72,776 $ (633,462 Total $ 149.539.480 $ 39.809.735 1 1 $ (24.673.462)1 $ (57,320)1 $ 164,618,433 $ 15,078,953 I certify that this report accurately reflects all pooled investments and is in compliance with the California Government Code; and is in conformity with the City Investment Policy. As Treasurer of the City of La Quinta, I hereby certify that sufficient investment liquidity and anticipated revenues are available to meet the pools expenditure requirements for the next six months. The City of La Quinta used the Bureau of the Public Debt, U.S. Bank Monthly Statement and the Bank of New York Monthly Custodian Report to determine the fair market value of investments at month end. r Dater j Robbeyn fair Finance Director/Treasurer Footnote (1) The amount reported represents the net increase (decrease) of deposits and withdrawals from the previous month. (2) The amount reported in the other column represents the amortization of premium/discount for the month on US Treasury, Commercial Paper and Agency investments. (3) The cash account may reflect a negative balance. This negative balance will be offset with transfers from other investments before warrants are presented for payment by the payee at the bank. 2 Treasurer's Commentary For the Month of June 2013 Cash Balances - The portfolio size increased by approximately $15.1 million to end the month at $164.62 million. The major reason for the increase was due to the receipt of property tax received from the County of Riverside in the amount of $13.5 million and $1.6 million in sales tax. Investment Activity - The investment activity resulted in an average maturity increase of 23 days from the prior month to end the month of June at 212 days. The Treasurer follows a buy and hold investment policy. During the month of June, the LAIF account increased by $1.0 million. The sweep account earned $14 in interest income for the month of June and the bank fees for the month were $1,693, which resulted in a net decrease of $1,679 in real savings. Portfolio Performance - The overall portfolio performance remained the same as the prior month and ended at .23%, with the pooled cash investments at .30%. The portfolio yield should continue to stay at these levels for the near future. At this time last year, the portfolio was yielding .43%, which reflects the current interest rate environment. Looking Ahead In the short term, the Treasurer will be investing in negotiable certificates of deposit, Government Sponsored Enterprises (GSE) paper and rolling over bond proceeds and reserves into U.S. Treasury bills or notes. 3 N O m C C C mm G m C C C C C U z z z i z z° z X W ! m .0 O y N C .E y O L°' N m mo UO z ° a n ... m a° . m•a ml C7 c c ey. 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N N co CD W (D O O O O O O O O O O O O 000 O OoIt O OD O CV O N co M a i a w eo a (O a o N w .. m w E U c > A LL m IM p w C Z H H U H 461) O In O N 00 CV) O co 't r.- O Nt O 6 O M M O It M LOCOOO c3iCAIli v ,It Cl) N CD L � U C C m L N U_ cci cc m a p a Z Co C O E ac� cm rn w cm— r`a c a) CJ W E E U) C L U) CAS N E O c > O N a) C Saa�U� 0 City of La Quinta Comparative Rates of Interest June 30, 2013 City of La Quinta Annualized Eamin Average Treasury Bills/Note Pooleal Cash I Fiscal Agent Overall Three Month - 1.70% S- Month One Year Two Year Year Month Maturity, (da. f FY08/09 July2008 2.99% 1.93% 2.77% 52 1.88% 2.29% 2.75% August2008 3.16% 1.92% 2.88% 51 1.69% 1.89% 2.14% 2.38% Sept2008 2.81% 1.92% 2.64% 37 1.42% 1.79% 1.96% 2.00% Oct2008 2.66 % 2.61 % 2.61 % 29 0.90 % 1.40 % 1.72 % 1.50 % Nov 2008 2.38 % 2.36 % 2.36 % 64 0.15 % 0.49% 1.04 % 1.25 Dec 2008 1.60 % 0,18% 1.42% 116 0.05% 0.25% 0.59% 0.88 Jan 2009 1.36% 0..18% 1.23% 82 0.15% 0.35% 0.43% 0.88% Feb 2009 1,23 % 0.18% 1.11 % 75 0.30% 0.50% 0.61 % 0.88 Mar2009 1.26% 0.18% 1.13% 69 0.20% 0.42% 0.70% 0.88% Apr2009 0.94% 0.18% 0.85% 54 0.31% 0.33% 0.59% 0.88% May 2009 0.92% 0.18% 0.84% 80 0.18% 0.30% 0.53% 0.88% June 2009 0.85% 0.29% 0.80% 111 0.20% 0.35% 0.55% 1.13% FY 09/10 July 2009 0.69% 0.30% 0.65 % 111 0.19 % 0.28% 0.47% 1.00% August2009 0.64% 0.30% 0.61 % 92 0.16% 0.26% 0.46% 1.00% Sept2009 0.56% 0.31 % 0.53% 112 0.12% 0.19% 0.41% 1.00% Oct 2009 0.52 % 0.31 % 0.50% 90 0.08% 0.19% 0.38% 1.00% Nov 2009 0.56% 0.31% 053% 152 0.04% 0.14% 0.32% 0.75% Dec 2009 0.56% 0.15% 0.51% 239 0.11% 0.20% 0.16% 1.00% Jan 2010 0.46% 0.15% 0.43% 179 0.06% OA4% 0.34% 0.88% Feb 2010 0.51% 0.16% 0.48% 162 0.13% 0.19% 0.32% 0.88% Mar 2010 0.50% 0.16% 0.47% 172 0.15% 0.24 % 0.38% 1.00% Apr 2010 0.52 % 0.16 % 0.48% 162 0.15% 0.24 % 0.49% 1.00% May 2010 0.52 % 0.16% 0.48% 116 0-17 % 0.22% 0.37% 0.75 June 2010 0.30% 0.07% 0.23% 134 OA6% 0.22% 0.32% 0.63% FY10/11 July2010 0.50% 0.15% 0.47% 119 0.16% 0.20% 0.30% 0.63% August 2010 0.49% 0.15% 0..46% 108 0.15% 0.19% 0.26% 0.38% Sept2010 0.55% 0.15% 0.51% 107 0.16% 0.19% 0.27% 0.38% Oct2010 0.55% 0.15% 0.51% 88 0.13% 0.17% 0.23% 0.38% Nov 2010 0.53% OA 5 % 0.49% 84 0.18% 0.21 % 0.28 % 0.50% Dec 2010 0.57 % 0.14% 0.52 % 265 0.15% OA 9% 0.30% 0.63% Jan2011 0.51% 0.14% 0.43% 206 0.16% 0.18% 028% 0.63% Feb 2011 0.55% 0.17% 0.46% 210 0.15% 0.17% 0.31 % 0,63 Mar 2011 0,54 % 0.17% 0,45 % 218 0.05 % 0.13% 0.26% 0.75 Apr2011 0.59% 0.17% 0.48% 192 0.05% 0.10% 0.28% 0.63% May2011 0.48% 0.17% 0.41% 156 0.06% 0.12% 0.20% 0.50% June2011 0.53% 0.00% 0.35% 126 0.03% 0.10% 0.20% 0.38% FY11/12 July2011 0.53% 0.00% 0.35% 112 0.07% 0.12% 0.15% 020% August 2011 0.60 % 0.00% 0.38% 102 0.02 % OA5% 0.10% 0.13% Sept2011 0.58% 0.03% 0.39% 124 0.02% 0.06% 0.09% 0.13% Oct 2011 0.53 % 0.03 % 0.35 % 117 0 01 % 0.06% 0.12% 0.25% Nov2011 0.52% 0.03% 0.37% 94 003% 0.07% 0.10% 0.25% Dec2011 0.48% 0.03% 0.35% 86 0.02% 0.06% 0.11% 0.13% Jan2012 0.45% 0.03% 0.34% 74 0.05% 0.08% 0.11% 0.25% Feb2012 0.49% 0.05% 0.36% 72 0.12% 0.15% 0.17% 0.25% Mar 2012 0.44% 0.05% 0.34% 74 0.08% 0.14% 0.19% 0.25% Apr2012 0.44% 0.09% 0.35% 61 0.10% 0.15% 0.19% 0.25% May 2012 0.43% 0.09% 0.34 % 62 0.09% 0.14% 0.19% 0.25% June2012 0.38% 0.08% 0.29% 47 0.10% 0.15% 0.21% 0.25% FY12/13 July2012 0.41% 0.08% 0.31% 112 0.11% 0.15% 0.18% 0.22% August2012 0.41% 0.08% 029% 31 0.11% 0.14% 0.20% 0.25% Sept2012 0.43% 0.09% 0.33% 34 0.11% 0.14% 0.18% 0.25% Oct2012 0.47% 0.10% 0.36% 22 013% 0.16% 0.18% 0.25% Nov2012 0.48% 0.10% 0.36% 161 0.10% 0.15% 0.18% 0.25% Dec2012 0.47% 0.10% 0.36% 137 0.08% 0.12% 0.16% 0.13% Jan2013 0.44% 0.10% 0.34% 111 0.08% 0.11% 0.14% 025% Feb2013 0.37% 0.10% 0.29% 105 0.13% 0.14% 0.15% 0.25% Mar2013 0.39% 0.09% 0.30% 123 0.08% 0.11% 0.15% 0.25% Apr2013 0.31% 0.08% 0.25% 186 0.05% 0.08% 0.14% 0.13% May2013 0.30% 0.06% 0.23% 175 0.05% 0.08% 0.14% 0.25% June2013 0-30% 0,07% -023% 212 0.05% 0,09% 1 0.16 % 0.38% PJ M T 0 N m C 4 7 IM CY m 7 J 0 O C 0� _ro 04 t C� cc 0 c � o 0 0 0 0 0=0 0 0 0 LO LO m d� M M N N L o 0 0 0 0 0 0 o a o 0 0 0 10 INVESTMENT ADVISORY BOARD Meeting Date: September 11, 2014 TITI F- CORRESPONDENCE AND WRITTEN MATERIAL ITEM 1 Month End Cash Report for July 2013 and the Pooled Investment Board Report for July 2013 BACKGROUND: The July 31, 2013 Month End Cash Report is hereby submitted for your review. This cash report is not a complete Treasury Report and excludes petty cash, deferred compensation and fiscal agent balances. Selected cash balances are reported to provide current cash balances to the Board. In addition, the Pooled Money Investment Board Report for July 2013, summary pages have been attached for the Board's review. A complete copy is available for review upon request. RECOMMENDATION: Receive & File Robbeyn"Bird, Finance Director O O (OD O OD N 0 rn m �0 O O O M 0 0 0 0 0 0 O O O O O O O O 0 ^ O Dj O O O 0 0 0 0 O O O O O O O O O ri 6000000000006 N H r- D O� O O O0, O O O O O O O O O O O M� � O O O O O O O O O O O" M� OO N v OD 0) (3 N N 01 } y -0O' O M a)O Z E O O' O O coN O O p N O O O N N O N > C O O Md O O N N O (U m a O O r •r oD "' 'm o 00 O O o o 0 0 CD rn w aa) OD Y ID OD m 00 m L t0 Lq p N LO D) W O) O O) pOj co M M LL O iV O N m O CV M 00 0 N M U g r a vl O v a m O N N 0) W LL 4) O O OD D O O O Wx O CD O O O O C 0) Lo W mN =M (D ID (D OO O O(vO O O OD m �=v a t 0 0Ea N O1 Q) l0 LL d cq r -O O OO '00 3 <D CO R O o0 N U 00 N W O O (MD O -- O mC M (O O) N N 00 O 0) O N U) r W (O W A N co M'O N O 01 V O (L U y a) cNl 0 r W O C0 M Cl) O N N W W N O O p (O N O O Lo ro i(D �Uv a) OI Y IDy C m y )' l0 O Y O �Cp L y a1 l0 W _ (U }rE� a) (1 .y a) VJ �• CZ t G Q 0 N c xx CC $1 m y C O a) (0 O O y O L �y 81 C - ; y C � (D C, O OY d qq t iS N ~ L O. 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QcnOZO�LL�Q��(n Q 0 M o O O N O O O O M V A cu « 2 Bill Lockyer, State Treasurer Inside the State Treasurer's Office Local Agency Investment Fund (LAIF) LAW CONFERENCE INFORMATION PMIA Performance Report Date Daily Yield' Quarter to bate Yield Average Maturity in days) 8/16/2013 0.27 0.27 276 8/17/2013 0.27 0.27 276 8/18/2013 1 0.27 0.27 276 8/19/2013 0.27 0.27 272 8/20/2013 0.27 0.27 271 8/21 /2013 0.27 0.27 274 8/22/2013 0.26 0.27 266 8/23/2013 1 0.26 0.27 257 8/24/2013 0.26 0.27 257 8/25/2013 0.26 0.27 257 8/26/2013 0.25 0.27 261 8/27/2013 0.25 0.27 257 8/28/2013 1 0.251 0.271 260 8/29/2013 1 0.251 0.271 262 "Daily yield does not reflect capital gains or losses 0 LAIF Performance Report Quarter ending 06/30/2013 Apportionment Rate: Earnings Ratio: Fair Value Factor: Daily: Quarter To Date: Average Life: 0.24% .00000667321954799 1.000273207 0.25% 0.25% 278 PMIA Average Monthly Effective Yields JULY 2013 0.267% JUNE 2013 0.244% MAY 2013 0.245% Pooled Money Investment Account Portfolio Composition $54.7 Billion 07/31 /13 Loans Commercia10.04% 2.43°i Time Depos 8.08% CDs/BNs 7.63% Agencies 8.15% Mort[ 0.3 Treasuries 63.34% 3 Recent Bill Auction Results Page 1 of 1 TreasuryDirect Home > In„dllutio0al > gpnounr met_,,P,gtj & Result, > LdSest AuctWn, Qgt& • Ilak t UIII ALP 0Inn Ik,: Ukm Recent Bill Auction Results Security Issue Maturity Dlswunt Investment Price GUSIP Perm Date Date Rate % Rate % Par $100 11-DAY 09-05-2.013 09-16.2013 0.030 0,030 99 999083 912.796FI8 4-WEEK 09-05-2013 10-03-2013 0.020 0.020 99.998444 912796BD0 13-WEEK 09.05-2013 12-05-2013 0.030 0.030 99.992417 912796BNS 26-WEEK 09-0-2013 03-06-2014 0 055 0.056 99.972194 912796AW9 14-DAY 08-29-2013 09-12-2013 0.035 0.035 99.998639 912796BB4 4-WEEK 08-29-2013 09-26-2013 0.040 0.D41 99.996889 912796SC2 13-WEEK 08-29-2013 11-29-20.13 0.040 0.04.1 99.989778 912796BM0 26-WEEK 08-29-2013 02-27-2014 0.065 0.066 99.967139 912796CA5 4-WEEK 08-22-2013 09-19-2013 0.045 0.046 99.996500 9127957KI 13-WEEK 08-22-2013 11-21-2013 0.050 0.051 99.987361 9127968t2 26-WEEK 08-22 2013 02,20.2014 0.075 0.076 99.962083 912796BZ1 52-WEEK 08-22-2013 08.21-2014 0.135 0-137 99.863500 912796BX6 21-DAY 06-15-2013 09-05-2013 0,060 0.061 99.996500 912796AZ2 4-WF.EK 08-15-2013 09-12-2013 0 055 0.056 99 995722 91279613M 13-WEEK 08-15-2013 11-14-2013 0.055 0.056 99.986097 9J2796AE9 26-WEEK 08-15-2013 02-13-2014 0,075 0.076 99.962083 912796BY4 4-WEEK 08-08-2013 09-05-2013 0.045 0,046 99.996500 912796AZ2 13-WEEK 08-08-2013 11-07-2013 0 040 0.041 99.989889 912796BK4 26-WEEK 08-08.2013 02.06-2014 0.075 0.076 99.9620:9 912796AR0 4-WEEK 08-01-2013 OB-29-2013 0.030 0 030 99.997667 912796AY5 13-WEEK 08-01-2013 10-31-2013 0.030 0.030 99.992.417 9.12796BH1 26-WEEK OB-01-2.013 01-30-2014 0.065 0.066 99.967139 912796BWO 4-WEEK 07-25-2013 08-22-2013 0.020 0.020 99.998444 9127957E5 13-WEEK 07-25-2013 10.24-2013 0.035 0.035 99.991153 912796BG3 26•WEEK 07-25-2013 OS-23-2014 0.070 0.071 99.964611 912796BV0 52•WEEK 07-25-2013 07.24-2014 0.115 0.117 99.883722 912796BTS 4-WEEK 07-18-2013 08-15-2013 0 020 0.020 99.998444 912796AX7 13-WEEK 07-18-2013 10-17. 2013 0 040 0.041 99 989889 912795Z87 26-WEEK 07-18-2013 01-16-2014 0.070 0.071 99.964611 9127965tJ2 4-WECK 07-11-2013 OB-08-2013 O.U25 0.025 99.998056 912796AV1 13-WEEK 07-11-2013 10-10-2013 0.045 0.046 99.988625 912796BFS 26-WEEK 07-11-2013 01-09.2014 0075 0.076 99,962083 912796AQ2 4-WEEK 07-05-2013 08.01.2013 0.015 0.015 99.998875 912796AU3 13-WEEK 07-05-2013 10-03-2013 0.050 0.051 99.987500 912796BD0 26-WEEK 07-05-2013 01-02-2014 0.085 0.086 99 957264 912796BS7 4-WEEK 06-27-2013 07.25-2013 0.030 0 030 99.997667 9127957A3 13-WEEK 06-27-2013 09-26-2013 0.060 0 061 99.9841333 912796BC2 26-WEEK 06-27-2013 12-26-2013 0.105 0.107 99.946917 9127960R9 52-WEEK 06-27-2013 0626.2014 0.160 0.162 99.838222 912796BP3 4-WEEK 06-20-2013 07:18 2013 0.045 O.D46 99.996500 912796AT6 Effective with the 11/2/98 auction, all bills are auctioned using the single -priced method. L3cS14.O3-4CL0151!AlgtIv0.94S1 h1tl.S4.S�SIISI L'!:LY_�i4]CB Lenal Noq�We6site Terms &Cond!tlonsl. r I jlSylj2S&„Qi I U.S.Dergrtmont of the Troasurv. Bureau of the. Public,, Dobt 4 http://www.treasurydirect.gov/RI/OFBills 9/4/2013 Recent Note, Bond, and TIPS Auction Results Page 1 of 1 TreasuryDirect UQUIe > stltuti i I ARnouiµ'ements 1a 3 F�,Hesults > Satr;S$ 61,LC Ln, Q.9L , Ra .ent Note, bond, and I IPS Auction Results Recent Note, Bond, and TIPS Auction Results Security Term Type Issue Maturity Interest Yield Prlce CUSIP Data Date Rate -A % Per $100 2-YEAR NOTE 09-03-2013 08-31-2015 0,375 0.386 99.978190 912B28VUll 5-YEAR NOTE 09-03-2013 08-31-2018 1.500 1.624 99.407655 912826RE2 7-YEAR NOTE 09-03-2013 08-31-2020 2.125 2.221 99.381289 912828VV9 4-YEAR 8-MONTH TIPS 06-30 2013 D4.15-2018 0, 125 -0.127 102.179146 912B2BUX6 3-YEAR NOTE 08-15-2013 08-15-2016 0 625 0.631 99,962197 912828VR8 10-YEAR NOTE 08-15-2013 08-15-2023 2.500 2,620 99,950326 912828V56 30-YEAR BOND 08-15-2013 08-15-2043 3,625 3.652 99510318 9128.1ORC4 2-YEAR NOTE 07-31-2013 07-3.1-2015 0.250 0, 336 99.826720 9.12B28VN7 5-YEAR NOTE 07-31-2013 07-31-2018 1.375 1,410 99.831599 912828VQO 7-YEAR NOTE 07-31-2013 07-31-2020 2.000 2.026 99.831111 912628VP2 10 YEAR TIPS 07.31-2013 07.15-2023 0.375 0'384 100.004056 912828VM9 3-YEAR NOTE 07-15-2013 07-15-2016 0.625 0.719 99.721515 912628VLI 9-YEAR 10-MONTH NOTE 07-15-2013 05.15-2023 1.750 2,670 92,085831 91282OV83 29-YEAR 10-MONTH BOND 07_15-2013 05-15-2043 2 B75 3,660 85.81455E 912810RB6 2-YE.AR NOTE. 07_01-2013 06-30-2015 0.375 0.430 99,890734 912828VHO 5-YEAR NUTE 07-01-2013 06-30-2018 1 375 1.484 99.47'843 912828VK3 7-YEAR NOTE 07-01-2013 06-30-2020 1.875 1.932 99 628563 912828V36 29•YEAR 8-MONTH TIPS 06.28 2013 02.15-2043 0.625 1.420 81.754227 912810RAB 3-YEAR NOTE 06-11-2011 06 15-1016 0.500 0.581 99,759678 912828VG2 9-YEAR 11-MONTH NOTE 06-17-2013 05-15-2023 1 750 2209. 95,933134 91282OV03 29-YFAR 11-MONTH BOND 06-17-2013 05-15-2043 2.875 3. 355 90.978135 912810RB6 2-YEAR NOTE. 05-31-2013 05-3.1-2015 0,250 0,283 99.931231 912828VO9 5-YEAR NOTE 05-31-2013 05-31-2018 1.000 1..5 99.781333 912828VE7 7-YEAR NOTE 05-31-2013 05-31-2020 1.375 1.49E 99.198680 912826VF4 9-YEAR S-MONTH TIPS 05-31.2013 01.15-2023 0 125 0.225 104.272695 912828UH1 3 YEAR NOTE 0515. 2013 05-15 2016 0.250 0.354 99.689924 912828VC1 30-YEAR NOTE 05-15-2013 05-IS-2023 1 750 1 810 99,453420 912828VB3 30-YEAR BOND 05-15-2013 05-15-2043 2.075 2.960 97.927211 912610RB6 2-YEAR NOTE 04-30-2013 04-30-2015 0.125 0 233 99.784628 9.1282811Y4 5-YEAR TIPS 04-30-2013 04-15-2018 0.125 -1.311 107.020710 91262BUX6 5-YEAR NOTE 04-30-2013 04-30-2018 0.625 0.710 99.583182 91282BUZI 7-YEAR NOTE 04-30. 2013 04.30.2020 1,125 LISS 99.798822 912828VA5 3-YEAR NOTE 04-15-2013 04-15 2016 0.250 0.342 99.725644 912828UW8 9-YEAR 30-MONTH NOTE 04-15-2013 02-15-2023 2000.. 1.795 101 839163 912628UN8 29-YEAR 10-MONTH BOND 04-15-2013 02-15-2043 3 125 2.998 102.487803 912810QZ4 2-YEAR NOTF. 04-01-2013 03-3.1-2015 0.250 0.7.55 9A990045 912828UT5 5-YEAR NOIE D4-01-7-013 03-31-2.016 0.750 0-760 99,951048 91282BUL12 7-YEAR NOTE 04-01-2013 03-31.2020 1.125 1,24E 99.178276 912828UVO 9-YEAR 10-MONTH TIPS 03-28-2013 01.15-2023 0.125 -0.602 107.056044 912828UHI 34YEAR NOTE 03-I5-2013 03,15. 2016 0.375 0.411 99.892773 912828US7 ' Denotes TIPS bond; all other TIPS without asterisks are notes fry Igm of In(omllio IL3�A-L-iSI1dAILS.S I I.'.ulymLy R Lena Nutic,esl $�ilLSlISr3'•'iS9P�.II.i��51 AccesslbllIY Data- UI,dW U.S. Denartmont ui'the Treasury. Bureau of the Public: Debt 5 http://www.treasurydirect.gov/RI/OFNtebnd 9/4/2013 Printer Version - Board of Governors of the Federal Reserve System Page 1 of 4 Selected Interest Rates (Daily) - H.15 Current Release Release Dates Daily Update Historical Data About Announcements Daily Update Re tease :Date: ,August 30, 2013 The weekly release is posted on Monday. Daily updates of the weekly release are posted Tuesday through Friday on this site. If Monday is a holiday, the weekly release will be posted on Tuesday after the holiday and the daily update will not be posted on that Tuesday. August 30, 2013 Selected Interest Rates Yields in percent per annum Instruments 2013 Aug 26 2013 Aug 27 2013 Aug 28 2013 Aug 29 Federal funds (effective) z 3 0.08 0.07 0.07 0.08 Commercial Paper 3 a 5 s Nonfinancial 1-month 0.06 0.05 0.06 0.05 2-month n.a. 0.07 0.06 n.a. 3-month Financial 1-month 2-month 3-month CDs (secondary market) 2 z 1-month 3-month 6-month Eurodollar deposits (London) 3 a 1-month 3-month 6-month Bank prime loan z 3 9 0.09 0.08 0.07 0.07 0.05 0.05 0.04 0.14 0.08 0.06 0.07 0.09 0.10 0.08 0.11 0.11 n.a. n.a, n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. 0.22 0.22 0.22 0.22 0.28 0.28 0.28 0.28 0.42 0.42 0.42 0.42 3.25 3.25 3.25 3.25 6 http://www.federalreserve.gov/releases/H 15/update/ 9/4/2013 Printer Version - Board of Governors of the Federal Reserve System Page 2 of 4 Discount window primary credit 2. 10 U.S. government securities Treasury bills (secondary market) 34 4-week 0.75 0.75 0.75 0.75 0.03 0.04 0.04 0.03 3-month 0.04 0.05 0.03 0.02 6-month 0.07 0.07 0.07 0.06 1-year 0.13 0.12 0.13 0.13 Treasury constant maturities Nominal 1-month 0.03 0.04 0.04 0.03 3-month 0.04 0.05 0.03 0.02 6-month 0.07 0.07 0.07 0.06 1-year 0.13 0.41 I 0.79 0.12 0.38 0.77 0.14 0.14 2-year 0.40 0.39 3-year 0.79 0.79 5-year 1.61 1.56 1.62 1.60 7-year 10-year 20-year 30-year Inflation indexed 12 5-year 2.23 2.15 2.22 2.20 2.79 2.72 2.78 2.75 3.52 3.45 3.50 3.45 3.77 3.70 3.75 3.70 -0.21 -0.30 -0.23 -0.20 7-year 0.26 0.17 0.25 0.28 10-year 0.64 0.57 0.63 0.65 20-year 30-year Inflation -indexed long-term average i3 Interest rate swaps " 1-year 2-year 3-year 4-year 5-year 7-year 10-year - 1.20 1.14 1.19 1.18 1.47 1.41 1.45 1.43 1.12 i 0.34 1.06 1.11 1.10 0.34 0.34 0.34 0.55 0.54 0.56 0.57 0.93 l 1.37 1.77 0.92 0.94 0.96 1.35 1.37 1.39 1.74 1.77 1.79 2.41 2.37 2.39 2.41 2.97 2.94 2.95 2.98 http://www.federalreserve.gov/releases/H 15/update/ 9/4/2013 Printer Version - Board of Governors of the Federal Reserve System Page 3 of 4 30-year Corporate bonds Moody's seasoned Aaa 15 Baa State & local bonds 16 Conventional mortgages 17 n.a. Not available. Footnotes 3.77 3.74 3.74 3.75 4.60 4.51 4.58 4.52 5.46 5.38 5.43 5.37 4.96 4.51 1. The daily effective federal funds rate is a weighted average of rates on brokered trades. 2. Weekly figures are averages of 7 calendar days ending on Wednesday of the current week; monthly figures include each calendar day in the month. 3. Annualized using a 360-day year or bank interest. 4. On a discount basis. 5. Interest rates interpolated from data on certain commercial paper trades settled by The Depository Trust Company. The trades represent sales of commercial paper by dealers or direct issuers to investors (that is, the offer side). The 1-, 2-, and 3-month rates are equivalent to the 30-, 60-, and 90-day dates reported on the Board's Commercial Paper Web page (www.fedcralrescrve.aov/releases/cn/). 6. Financial paper that is insured by the FDIC's Temporary Liquidity Guarantee Program is not excluded from relevant indexes, nor is any financial or nonfinancial commercial paper that may be directly or indirectly affected by one or more of the Federal Reserve's liquidity facilities. Thus the rates published after September 19, 2008, likely reflect the direct or indirect effects of the new temporary programs and, accordingly, likely are not comparable for some purposes to rates published prior to that period. 7. An average of dealer bid rates for certificates of deposit (CDs) that are actively traded in the secondary market and are issued by top -tier banks. Bids are generally for CDs issued in denominations of $1,000,000 or greater. Responses are not reported when the number of respondents is too few to be representative. 8. Source: Bloomberg and CTRB ICAP Fixed Income & Money Market Products. 9. Rate posted by a majority of top 25 (by assets in domestic offices) insured U.S.-chartered commercial banks. Prime is one of several base rates used by banks to price short-term business loans. 10. The rate charged for discounts made and advances extended under the Federal Reserve's primary credit discount window program, which became effective January 9, 2003. This rate replaces that for adjustment credit, which was discontinued after January 8, 2003. For further information, see t�%vrv.ttsicriirtst.rvc, iwr'IK�urtitiocw/13resslbci-cg/2t102/2002103 [?IcielixfElt,htm. The rate reported is that for the Federal Reserve Bank of New York. Historical series for the rate on adjustment credit as well as the rate on primary credit are available at wwiv.federalreserve.gov/releases/h 15/data.htm. 8 http://www.federalreserve.gov/releases/H15/update/ 9/4/2013 Printer Version - Board of Governors of the Federal Reserve System Page 4 of 4 11. Yields on actively traded non -inflation -indexed issues adjusted to constant maturities. The 30-year Treasury constant maturity series was discontinued on February 18, 2002, and reintroduced on February 9, 2006. From February 18, 2002, to February 9, 2006, the U.S. Treasury published a factor for adjusting the daily nominal 20-year constant maturity in order to estimate a 30-year nominal rate. The historical adjustment factor can be found Source: U.S. Treasury. 12. Yields on Treasury inflation protected securities (TIPS) adjusted to constant maturities. Source: U.S. Treasury. Additional information on both nominal and inflation -indexed yields may be found at www.treasur��.eov/resource-center/data-chart- center/interest-rates/. 13. Based on the unweighted average bid yields for all TIPS with remaining terms to maturity of more than 10 years. 14. International Swaps and Derivatives Association (ISDA®) mid -market par swap rates. Rates are for a Fixed Rate Payer in return for receiving three month LIBOR, and are based on rates collected at 11:00 a.m. Eastern time by ICAP plc and published on Thomson Reuters Page ISDAFIX81. ISDAFIX is a registered service mark of ISDAO. Source: Thomson Reuters. 15. Moody's Aaa rates through December 6, 2001, are averages of Aaa utility and Aaa industrial bond rates. As of December 7, 2001, these rates are averages of Aaa industrial bonds only. 16. Bond Buyer Index, general obligation, 20 years to maturity, mixed quality; Thursday quotations. 17. Contract interest rates on commitments for 30-year fixed-rate first mortgages. Source: Primary Mortgage Market Survey® data provided by Freddie Mac. Note: Weekly and monthly figures on this release, as well as annual figures available on the Board's historical H.15 web site (see below), are averages of business days unless otherwise noted. Current and historical H.15 data are available on the Federal Reserve Board's web site (www.federalreserve.gov/). For information about individual copies or subscriptions, contact Publications Services at the Federal Reserve Board (phone 202- 452-3244, fax 202-728-5886). Description of the Treasury Nominal and Inflation -Indexed Constant Maturity Series Yields on Treasury nominal securities at "constant maturity" are interpolated by the U.S. Treasury from the daily yield curve for non -inflation -indexed Treasury securities. This curve, which relates the yield on a security to its time to maturity, is based on the closing market bid yields on actively traded Treasury securities in the over-the-counter market. These market yields are calculated from composites of quotations obtained by the Federal Reserve Bank of New York. The constant maturity yield values are read from the yield curve at fixed maturities, currently 1, 3, and 6 months and 1, 2, 3, 5, 7, 10, 20, and 30 years. This method provides a yield for a 10-year maturity, for example, even if no outstanding security has exactly 10 years remaining to maturity. Similarly, yields on inflation -indexed securities at "constant maturity" are interpolated from the daily yield curve for Treasury inflation protected securities in the over-the-counter market. The inflation -indexed constant maturity yields are read from this yield curve at fixed maturities, currently 5, 7, 10, 20, and 30 years. 9 http://www.federalreserve.gov/releases/H15/update/ 9/4/2013 Printer Version - Board of Governors of the Federal Reserve System Page 1 of 2 Commercial Paper Summary Rates Volume Statistics Outstanding Year-end Maturity Distribution About Announcements Technical O&As Commercial Paper Rates and Outstanding Summary Derived from data supplied by The Depository Trust & Clearing Corporation Data as of September 3, 2013 Pasted September 4, 2013 The commercial paper release will usually be posted daily at 9:45 a.m. However, the Federal Reserve Board makes no guarantee regarding the timing of the daily posting. This policy is subject to change at any time without notice. Rates AA nonfinancial Period - 1- 7- is- 30- 60- 90- day day day day day day 0.04 0.06 0.06 0.07. Aug. 0.03 0.05 28 Aug. 29 0.05 0.05 0.05 0.04 n.a, 0.07 Aug. 30 0.041 0.05 0.06 0.05 0.06 n.a. 0.08 n.a. Sept.2 n.a. n.a. n.a. n.a, Sept.3 0.05 0.05 0.05 0.05 0.07 0.08 A2/P2 nonfinancial 1- day 7- day is- day 30- day 60- day 0.33 90- day 0.20 0.22 0.28 0.26 n.a. 0.20 0.24 0.24 0.23 n.a. n.a. 0.20 0.21 0.25 0.27 n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. 0.20 0.22 0.24 0.26 0.23 n.a, Note: n.a. indicates that trade data was insufficient to support calculation of the particular rate. AA financial AA asset -backed Period 1- 1- 7- is- 30- 60- 90- 7- is- 30- 60- 90- day day day day day day day 0.11 day day day day day Aug. 0.05 0.05 0.05 0.04 0.07 0.11 0.15 0.12 0.14 0.19 0.231 28 0.11 Aug. 0.06 0.07 0.10 0.14 0.09 0.11 0.13 0.14 0.16 0.18 0.19 29 0.10 n.a, Aug. 30 0.06 0.05 0.07 0.06 0.07 0.11 0.14 0.15 0.16 0.19 0.20 Sept.2 n.a. n.a, n.a. n.a, n.a. n.a. n.a. n.a. n.a. n.a.. n.a, 0.10 Sept. 3 0.06 0.05 0.05 0.06 0.08 0.11 0.16 0.16 0.15 0.21 0.231 Note: n.a. indicates that trade data was insufficient to support calculation of the particular rate. 10 http://www.federalreserve.gov/releases/ep/ 9/4/2013 Printer Version - Board of Governors of the Federal Reserve System Page 2 of 2 Outstanding Levels Seasonally adjusted Billions of dollars Period Total Nonfinancial Financial Asset - backed Other Total Domestic Foreign Total Domestic Foreign Monthly -end levels 2013-Apr. 993.7 181.1 134.7 46.4 532.1 301.8 229.7 280.5 .0 May 1,020.8 201.7 148.7 52.9 541.7 302.9 238.2 277.4 .0 June 997.6 206.5 159.4 47.2 515.3 1 280.2 234.7 275.7 .0 July 983.3 981.8 984.5 185.4 130.9 54.4 526.5 277.6 248.4 271.4 .0 Aug. Weekly (Wednesday) 201.2 143.3 57.9 510.9 256.4 252.3 269.8 .0 levels July 31 203.2 146.2 57.0 510.2 260.0 249.3 271.1 .0 Aug.7 987.6 197.5 139.3 58.1 519.9 266.0 253.1 270.3 .0 Aug. 14 1,003.7 194.2 134.5 59.7 537.1 277.6 258.7 272.4 .0 Aug.21 1,020.4 210.8 150.7 60.1 540.0 277.5 260.7 269.6 .0 Aug.28 1,020.1 215.5 156.2 59.2 532.8 269.9 260.6 271.9 .0 Not seasonally adjusted Billions of dollars Period Total Nonfinancial Financial Asset - backed Other Total Domestic Foreign - Total Domestic Foreign Monthly -end levels 2013-Apr. 1,046.8 187.2 138.1 49.1 570.9 308.4 262.0 288.6 .0 May 1,065.7 212.5 152.9 59.7 572.1 302.2 269.2 281.2 0 June 990.6 198.5 147.2 51.2 524.8 281.8 242.2 267.3 .0 July 1,006.1 207.7 149.2 58.5 538.6 281.1 256.7 259.8 .0 Aug. 1,003.4 218.6 156.3 62.4 522.1 271.3 248.7 262.7 .0 Weekly (Wednesday) levels July 31 1,006.1 207.7 149.2 58.5 538.6 281.1 256.7 259.8 .0 Aug.7 1,018.1 211.8 151.8 60.0 546.7 288.2 257.7 259.7 .0 Aug.14 1,018.3 208.8 147.1 61.7 546.1 291.3 253.6 263.4 .0 Aug.21 1,036.6 219.3 158.0 61.2 555.5 295.4 258.4 261.9 .0 Aug.28 1,027.7 217.2 155.7 61.4 546.5 286.6 257.9 264.0 .0 Return to to 11 http://www.federalreserve.gov/releases/cp/ 9/4/2013 POOLED MONEY INVESTMENT ACCOUNT Summary of Investment Data A Comparison of July 2013 with July 2012 (DOLLARS IN THOUSANDS) July 201.3 j July 2012 FC Average Daily Portfolio ($) 53,786,096 69,492,950 -5,707,854 Accrued Earnings ($) 12,212 18,354 -6,142 Effective Yield (%) 0.267 0.363 -0.096 Average Life -Month End (In Days) 265 243 +22 Total Security Transactions Amount ($) 14,302,464 12,889,231 +1,413,233 Number 287 260 +27 Total Time Deposit Transactions Amount ($) 3,382,800 4,030,300 -647,500 Number 114 136 -22 Average Workday Investment Activity 803,876 805,692 -1>816 Prescribed Demand Account Balances For Services ($) 2,033,365 1,909,688 +123,677 1 12 BILL LOCKYER TREASURER STATE OF CALIFORNIA Investment Division Selected Investment Data Analysis of the Pooled Money Investment Account Portfolio (DOLLARS IN THOUSANDS) July 31, 2013 DIFFERENCE IN PERCENT PERCENT OF OF PORTFOLIO FROM TYPE OF SECURITY AMOUNT ($) PORTFOLIO PRIOR MONTH Government Bills 17,370,413 31.77 +1.12 Bonds 0 0.00 0 Notes 17,265,541 31.57 +1.19 Strips 0 0.00 0 Total Government 34,635,954 63.34 +2.31 Agency Debentures 1,811,300 3.31 +0.26 Certificates of Deposit 4,170,049 7.63 -8.13 Bank Notes 0 0.00 0 Bankers' Acceptances 0 0.00 0 Repurchases 0 0.00 0 Agency Discount Notes 2,248,563 4.11 +0.29 Time Deposits 4,419,640 8.08 +0.47 GNMAs 0 0.00 0 Commercial Paper 1,329,570 2.43 -4.80 FHLMC/Remics 180,193 0.33 0 Corporate Bonds 0 0.00 0 AB 55 Loans 295,365 0.54 +0.05 GF Loans 5,193,600 9.50 +9.50 NOW Accounts 0 0.00 0 Other 399,982 0.73 +0.05 Reversed Repurchases 0 0.00 0 Total (All Types) 54,684,216 100.00 INVESTMENT ACTIVITY July 2013 June 2013 NUMBER AMOUNT ($) NUMBER AMOUNT($) Pooled Money 287 14,302,464 564 28,120,766 Other 5 187,731 19 343,182 Time Deposits 114 3,382,800 70 1,892,000 Total 406 17,872,995 653 30,355,948 PMIA Monthly Average Effective Yield (%) 0.267 0.244 Year to Date Yield Last Day of Month (%) 0.267 0.307 E 13 Pooled Money Investment Account Portfolio Composition $54.7 Billion 07/31 /13 Loans 10.04% Comme 2. Time Depo; 8.08% CDs/BNs 7.63% Agende 8.15% Mc reasuries 63.34% 14 BOARD MEMBER ITEMS