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OBRES 2013-009:1 * *] 1010 M 0 1 ki Cox$] Apkil RII1111:I A RESOLUTION OF THE OVERSIGHT BOARD OF THE SUCCESSOR AGENCY TO THE LA QUINTA REDEVELOPMENT AGENCY APPROVING THE ISSUANCE AND SALE OF SUBORDINATE TAX ALLOCATION REFUNDING BONDS BY THE SUCCESSOR AGENCY TO THE LA QUINTA REDEVELOPMENT AGENCY AND AUTHORIZING CERTAIN OTHER ACTIONS IN CONNECTION THEREWITH WHEREAS, the La Quinta Redevelopment Agency (the "Prior Agency ") was a public body, corporate and politic, duly created, established and authorized to transact business and exercise its powers under and pursuant to the provisions of the Community Redevelopment Law (Part 1 of Division 24 (commencing with Section 33000) of the Health and Safety Code of the State of California) (the "Law "), and the powers of the La Quinta Redevelopment Agency included the power to issue Bonds for any of its corporate purposes; and WHEREAS, .a Redevelopment Plan for a redevelopment project known and designated as the "La Quinta Redevelopment Project Area No. 1 " has been adopted and approved by Ordinance No. 43 of the City of La Quinta on November 29, 1983, and all requirements of the Law for and precedent to the adoption and approval of the Project Area No. 1 Redevelopment Plan, as amended, have been duly complied with; and WHEREAS, a Redevelopment Plan for a redevelopment project known and designated as the "La Quinta Redevelopment Project Area No. 2" has been adopted and approved by Ordinance No. 139 of the City of La Quinta on May 16, 1989, and all requirements of the Law for and precedent to the adoption and approval of the Project Area No. 2 Redevelopment Plan, as amended, have been duly complied with; and WHEREAS, the Prior Agency has previously issued $15,760,000 aggregate principal amount of the La Quinta Redevelopment Agency, La Quinta Redevelopment Project Area No. 1, Tax Allocation Refunding Bonds, Series 1998 (the "1998 Project Area No. 1 Bonds "); and WHEREAS, the Prior Agency has previously issued $6,750,000 aggregate principal amount of the La Quinta Redevelopment Agency, La Quinta Redevelopment Project Area No. 2, Tax Allocation Refunding Bonds, Series 1998 (the "1998 Project Area No. 2 Bonds "); and Resolution No. OB 2013 -009 Tax Allocation Refunding Bonds Adopted: October 2, 2013 Page 2 of 5 WHEREAS, the Prior Agency has previously issued $48,000,000 aggregate principal amount of La Quinta Redevelopment Agency, La Quinta Redevelopment Project Area No. 1, Tax Allocation Bonds, Series 2001 (the "2001 Project Area No. 1 Bonds "); and WHEREAS, the Prior Agency has previously issued $40,000,000 aggregate principal amount of La Quinta Redevelopment Agency, La Quinta Redevelopment Project Area No. 1, Tax Allocation Bonds, Series 2002 (the "2002 Project Area No. 1 Bonds "); and WHEREAS, the Prior Agency has previously issued $26,400,000 aggregate principal amount of La Quinta Redevelopment Agency, La Quinta Redevelopment Project Area No. 1, Tax Allocation Bonds, Taxable Series 2003 (the "2003 Project Area No. 1 Taxable Bonds "); and WHEREAS, the La Quinta Financing Authority (the "Authority ") on behalf of the Prior Agency has previously issued $90,000,000 La Quinta Financing Authority, Local Agency Revenue Bonds, 2004 Series A (the "2004 Housing Bonds ") and loaned the proceeds to the Prior Agency pursuant to the terms of a Loan Agreement dated February 3, 2004, as supplemented by a First Supplemental Loan Agreement, dated as of June 1, 2004 ) (the "2004 Loan Obligation "); and WHEREAS, the Prior Agency has previously issued $6,000,000 La Quinta Redevelopment Agency, La Quinta Redevelopment Project Area No. 2 Subordinate Taxable Tax Allocation Bonds, Series 2011 (the "2011 Project Area No. 2 Taxable Bonds "); and WHEREAS, the Authority on behalf of the Prior Agency has previously issued $28,850,000 La Quinta Financing Authority, Local Agency Subordinate Taxable Revenue Bonds, 2011 Series A (the "2011 Taxable Housing Bonds ") and loaned the proceeds to the Prior Agency pursuant to the terms of a loan agreement dated February 3, 2011 and a Second Supplemental Loan Agreement, dated as of March 1, 2011 (the "2011 Loan Obligation "); and WHEREAS, the Successor Agency has determined that it is cost effective and efficient to refund and defease, in their entirety, the 1998 Project Area No. 1 Bonds, the 1998 Project Area No. 2 Bonds, the 2001 Project Area No. 1 Bonds, the 2002 Project Area No. 1 Bonds, and the 2003 Project Area No. 1 Taxable Bonds, (collectively, the "Refunded Bonds ") on a subordinate basis to the 2011 Project Area No. 2 Taxable Bonds, the 2004 Loan Obligation, and the 2011 Loan Obligation (collectively, the 2011 Project Area No. 2 Taxable Bonds, the 2004 Loan Obligation and the 2011 Loan Obligation are referred to herein as the "Senior Bonds "); and Resolution No. OB 2013 -009 Tax Allocation Refunding Bonds Adopted: October 2, 2013 Page 3 of 5 WHEREAS, the Successor Agency deems it necessary and proper to issue tax exempt tax allocation bonds for the purpose of refunding and defeasing the 1998 Project Area No. 1 Bonds, the 1998 Project Area No. 2 Bonds, the 2001 Project Area No. 1 Bonds, and the 2002 Project Area No. 1 Bonds, (the "Refunded Tax Exempt Bonds ") all on a basis subordinate to the Senior Bonds; and WHEREAS, the Successor Agency deems it necessary and proper to also issue taxable tax allocation refunding bonds to refund and defease the 2003 Project Area No. 1 Taxable Bonds (the "Refunded Taxable Bonds ") all on a basis subordinate to the Senior Bonds. (The Refunded Tax - Exempt Bonds and the Refunded Bonds are herein referred to as the "Refunded Bonds "); and WHEREAS, for the corporate purposes of the Successor Agency, the Successor Agency deems it necessary to issue tax allocation refunding bonds in one or more series, which may be issued at the same time or from time to time, in a total approximate principal amount of approximately one hundred twenty -five million dollars ($125,000,000) (the "Bonds "), and to irrevocably set aside a portion of the proceeds of such Bonds in a separate segregated trust fund which will be used to refund the outstanding Refunded Bonds of the Prior Agency, to pay costs in connection with the issuance of the Bonds, and to make certain other deposits as required by the Indenture (defined herein); and WHEREAS, the Successor Agency has approved all matters relating to the issuance and sale of the Bonds; and WHEREAS, the Oversight Board desires to approve all matters relating to the issuance and sale of the Bonds as required by Sections 34177.5 (f) and 34180 of the Health and Safety Code of the State of California. NOW THEREFORE, BE IT RESOLVED, by the Oversight Board of the Successor Agency to the La Quinta Redevelopment Agency, as follows: SECTION 1. Each of the foregoing recitals is true and correct. SECTION 2. The issuance by the Successor Agency to the La Quinta Redevelopment Agency of the Bonds in one or more tax exempt series which may be issued at the same time or from time to time, of approximately $100,000,000 ( "Tax Exempt Bonds ") along with one or more taxable series which may be issued at the same time or from time to time, of approximately $25,000,000 ( "Taxable Bonds ") but not to exceed a combined aggregate principal amount of $130,000,000 (collectively, the 'Bonds ") for the purpose set forth in the recitals hereof is hereby approved. SECTION 3. The issuance of the Bonds is in the best interest of the Successor Agency and the affected taxing agencies. Resolution No. OB 2013 -009 Tax Allocation Refunding Bonds Adopted: October 2, 2013 Page 4 of 5 SECTION 4. The Chair of the Oversight Board and the other officers and members of staff having responsibility for the affairs of the Successor Agency to the La Quinta Redevelopment Agency are hereby authorized to execute such agreements, documents, and certificates necessary to assist the Successor Agency in the issuance of the Bonds. SECTION 5. The application of the proceeds of the Bonds by the Successor Agency to the refunding of the Refunded Bonds, as well as the payment by the Successor Agency of the Costs of Issuance of the Bonds, as provided in the Indenture, shall be implemented by the Successor Agency promptly upon delivery of the Bonds, notwithstanding Section 34177.3 of the Law or any other provision of law to the contrary, without the approval of the Oversight Board, the California Department of Finance, the Riverside County Auditor - Controller or any other person or entity other than the Successor Agency. SECTION 6. The Bonds may be issued as a single issue or from time to time in separate series as the Successor Agency shall determine. The approval of the issuance of the Bonds by the Successor Agency and the Oversight Board shall constitute the approval of each and every separate series of tax exempt and taxable bonds, without the need for any further approval from the Oversight Board provided, however, the maximum amount of all series of Tax Exempt Bonds and /or Taxable Bonds, as the case may be, shall not exceed the maximum amounts set forth in Paragraph 1 above and each series of bonds shall satisfy the requirements of Health & Safety Code Section 34177.5(a)(1). SECTION 7. The Successor Agency is hereby authorized to recover its Costs of Issuance, as defined in the Indenture of Trust, dated as of October 1, 2013, by and between the Successor Agency and U.S., Bank National Association, including, without limitation, staff time, staff costs and bond insurance premiums. SECTION 8. This Resolution shall take effect immediately upon its adoption. PASSED, APPROVED, AND ADOPTED at the meeting of the Oversight Board of the Successor Agency to the La Quinta Redevelopment Agency held this 2nd day of October, 2013, by the following vote: AYES: Board Members Marshall, Maysels, Nelson, Osborne, Chairperson Pena NOES: None ABSENT: Board Member McDaniel ABSTAIN: None Resolution No. OB 2013 -009 Tax Allocation Refunding Bonds Adopted: October 2, 2013 Page 5 of 5 Oversight Board of the Successor Agency to the La Quinta Redevelopment Agency ATTEST: Pam Nieto Oversight Board Secretary