Loading...
2013 11 13 IABU T-,,dzl�r 4 QuiAA Investment Advisory Board agendas and staff reports are now available on the City's web page: www.la-guinta.o INVESTMENT ADVISORY BOARD AGENDA CITY HALL CAUCUS ROOM 78-495 Calle Tampico, La Quinta REGULAR MEETING on WEDNESDAY, NOVEMBER 13, 2013 AT 4:00 P.M. CALL TO ORDER 1 . Pledge of Allegiance 2. Roll Call PUBLIC COMMENT At this time members of the public may address the Board on any matter not listed on the agenda. Please complete a "Request to Speak" form and limit your comments to three minutes. f CONFIRMATION OF AGENDA APPROVAL OF MINUTES Approval of the Minutes of September 11, 2013 and October 9, 2013 CONSENT CALENDAR 1 Receive and File Treasurer's Reports for July 31, 2013, August 31, 2013 and September 30, 2013 BUSINESS SESSION - None CORRESPONDENCE AND WRITTEN MATERIALS 1 Month End Cash Reports for September 2013 and October 2013; and the Pooled Money Investment Board Reports for August 2013 and September 2013 INVESTMENT ADVISORY BOARD AGENDA 1 November 13, 2013 BOARD MEMBER ITEMS - None ADJOURNMENT The next regular meeting of the Investment Advisory Board will be held on December 11, 2013, commencing at 4:00 p.m. in the Caucus Room, 78-495 Calle Tampico, La Quinta, CA 92253. DECLARATION OF POSTING 1, Vianka Orrantia, Senior Secretary, of the City of La Quinta, do hereby declare that the foregoing Agenda for the La Quinta Investment Advisory Board meeting was posted on the outside entry to the Council Chamber at 78-495 Calle Tampico, and the bulletin boards at 78-630 Highway 111, and the La Quinta Cove Post Office at 5 1 -321 Avenida Bermudas, on November 7, 2013. DATED: November 7, 2013 VIANKA ORRANTIA, Senior Secretary City of La Quinta, California Public Notices The La Quinta Caucus Room is handicapped accessible. If special equipment is needed for the hearing impaired, please call the City Clerk's office at 777-7123, twenty-four (24) hours in advance of the meeting and accommodations will be made. If special electronic equipment is needed to make presentations to the City Council, arrangements should be made in advance by contacting the City Clerk's office at 777-7123. A one (1) week notice is required. If background material is to be presented to the Investment Advisory Board during a Investment Advisory Board meeting, please be advised that five (5) copies of all documents, exhibits, etc., must be supplied to the Senior Secretary for distribution. It is requested that this take place prior to the beginning of the meeting. Any writings or documents provided to a majority of the Investment Advisory Board regarding any item(s) on this agenda will be made available for public inspection at the City Clerk's counter at City Hall located at 78-495 Calle Tampico, La Quinta, California, 92253, during normal business hours. INVESTMENT ADVISORY BOARD AGENDA 2 November 13, 2013 INVESTMENT ADVISORY BOARD MINUTES WEDNESDAY, SEPTEMBER 11, 2013 CALL TO ORDER A regular meeting of the La Quinta Investment Advisory Board was called to order at 4:10 p.m. by Vice -Chairperson Donais. PRESENT: Board Members Donais, Spirtos and Park ABSENT: Board Members Mortenson and Blum STAFF PRESENT: Finance Director, Robbeyn Bird, and Senior Secretary, Vianka Orrantia PUBLIC COMMENT - None CONFIRMATION OF AGENDA - Confirmed APPROVAL OF MINUTES Approval of the Minutes of August 14, 2013 Motion - A motion was made by Board Members Spirtos/Park to approve the Minutes of August 14, 2013. Motion passed unanimously. CONSENT CALENDAR ITEMS 1. Transmittal of Treasury Report for June 30, 2013 Ms. Bird presented and reviewed the staff report for the month of June. Motion - A motion was made by Board Members Spritos/Park to review, receive and file the Treasurer's Report for June 30, 2013. Motion passed unanimously. BUSINESS SESSION - None. INVESTMENT ADVISORY MINUTES 1 September 11, 2013 CORRESPONDENCE AND WRITTEN MATERIAL 1. Month End Cash Report for July 2013 and the Pooled Money Investment Board Reports for July 2013 Noted and Filed BOARD MEMBER ITEMS Board Member Spirtos advised the Board of the,Tram Challenge Walk to take place on October 5, 2013; in addition she further advised of the candlelight vigil to take place at the Civic Center Campus at 7:30 p.m. to commemorate the public safety officers and victims of the September 11, 2001 attacks. ADJOURNMENT There being no further business, it was moved by Board Members Park/Spritos to adjourn this meeting at 4:28 p.m. Motion passed unanimously. Resp effully sub Vianka rrantia, Senior S cretary City of La Quinta, California INVESTMENT ADVISORY MINUTES 2 September 11, 2013 INVESTMENT ADVISORY BOARD MINUTES WEDNESDAY, OCTOBER 9, 2013 CALL TO ORDER A regular meeting of the La Quinta Investment Advisory Board was called to order at 4:00 p.m. by Chairperson Mortenson. PRESENT: Board Members Mortenson and Spirtos ABSENT: Board Members Park and Donais STAFF PRESENT: Finance Director, Robbeyn Bird, and Senior Secretary, Vianka Orrantia Due to a lack of quorum, the meeting of October 9, 2013 was cancelled. 4R�pOect ull s ed, Vianka Orrantia, Senior Secretary City of La Quinta, California INVESTMENT ADVISORY MINUTES 1 October 9, 2013 INVESTMENT ADVISORY BOARD CONSENT CALENDAR ITEM 1 Meeting Date: November 13, 2013 ITFM TITI F- Transmittal of Treasury Reports for July 31, 2013, August 31, 2013 and September 30, 2013 BACKGROUND: Attached please find the Treasury Reports for July 31, 2013, August 31, 2013 and September 30, 2013. RECOMMENDATION: Review, Receive and File the Treasury Reports for July 31, 2013, August 31, 2013 and September 30, 2013. Robbeyn Bird, Finance Director TIUT 4 4 a" MEMORANDUM TO: La Quinta City Council FROM: Robbeyn Bird, Finance Director/Treasurer SUBJECT: Treasurer's Report for July 31, 2013 DATE: August 31, 2013 Attached is the Treasurers Report for the month ending July 31, 2013. The report is submifted to the City Council each month after a reconciliation of accounts is accomplished by the Finance Department. The following table summarizes the changes in investment types for the month: Investment Beginning Purchased Notes Sold/Matured Other Ending Change LAW 36,801,132 $ 23,405 $ (2,400,000) 0 $ 34,424,537 (2,376,595) Interest bearing active bank deposit 39,955,556 7,008 0 39,962,564 7,008 Certificates of Deposit 1,440,000 1,440,000 0 US Treasuries 40,191,789 2,482 40,194,271 2,482 US Govt Sponsored Enterprises 42,942,099 1,327 42,943,426 1,327 Commercial Paper 0 0 0 Corporate Notes - 0 0 Mutual Funds 3,215,081 35 0 3,215,116 35 Subtotal $ 164,545.657 $ 30,448 1 $ (2r400,000)j $ 3�809 1 $ 162,179.914 $ (2,365,7431 [Cash $ 72,776 $ 364,708 1 (1) & (3)1 $ 437,484 1 $ 364,708_ [Tow $ 164,618,433 $ 395,156 S (2.400.000)1 $ 3,809 1 S 162.617.398 1 $ (2,001,035) I certify that this report accurately reflects all pooled investments and is in compliance with the California Government Code; and is in conformity with the City Investment Policy. As Treasurer of the City of La Quinta, I hereby certify that sufficient investment liquidity and anticipated revenues are available to meet the pools expenditure requirements for the next six months. The City of La Quinta used the Bureau of the Public Debt, U.S. Bank Monthly Statement and the Bank of New York Monthly Custodian Report to determine the fair market value of investments at month end. 10 - 2. - 2-40 13 Robbeyn Birco Date Finance Director/Treasurer Footnote (1) The amount reported represents the net increase (decrease) of deposits and withdrawals from the previous month. (2) The amount reported in the other column represents the amortization of premium/discount for the month on US Treasury, Commercial Paper and Agency investments. (3) The cash account may reflect a negative balance. This negative balance will be offset with transfers from other investments before warrants are presented for payment by the payee at the bank. Treasurer's Commentary For the Month of July 2013 Cash Balances — The portfolio size decreased by approximately $2.0 million to end the month at $162.62 million. The major reason for the decrease was due to the payment of the Riverside County Sheriff's Department invoice in the amount of $1.2 million, and the annual payment to the California Joint Powers Insurance Authority $167,000. Investment Activity — The investment activity resulted in an average maturity increase of 124 days from the prior month to end the month of July at 336 days. The Treasurer follows a buy and hold investment policy. During the month of July, the LAIF account decreased by $2.4 million. The sweep account earned $14 in interest income for the month of July and the bank fees for the month were $1,589, which resulted in a net decrease of $1,575 in real savings. Portfolio Performance — The overall portfolio performance increased (5) basis points from the prior month and ended at .28%, with the pooled cash investments at .36%. The portfolio yield should continue to stay at these levels for the near future. At this time last year, the portfolio was yielding .41 %, which reflects the current interest rate environment. Looking Ahead In the short term, the Treasurer will be investing in negotiable certificates of deposit, Government Sponsored Enterprises (GSE) paper and rolling over bond proceeds and reserves into U.S. Treasury bills or notes. 3 E x m E ID 0 (D .c E lo: E >. 2x 0 12 :2 E 0 E 0 0 c 2 E .0 (D . M a R ITV x 0 z 0 0 z 0 z 0 0 z W .0 -1 M LL Lij �5 co E2 22 E2 22 M.0 E n .= E .R g rul 0 0 Q E m - M > 0 0 > M 0 0 c c E E E m 0 H- c C, 1 0 .2 m � � 0 0 .9 E P6 x 0 W = � -D; v v u n 0 P -C 0.808, 0 CL -Ci - 9 9 Lo 0 cl o (D > 0 D cL c 'g ID o o c, C� rn c6 a C� cl 0 0 c� U.E cl OR co &ass 66 6 0 0 0 0 0 00 C� Ct 0 q T q 0 q 0 ci c; 0 Go C? 0 0 0 -G C CC) cl 0 0 CT CT 0 0 0 CD gp LL cq � 0 L'i .5 C,5 C'i w c a) < < Cl) Soo c C� o 0 C5 LL Cl) 0 1c, m (D 0 0 E (D I'a o > 0 E2 .00 .2 o Z mg FCO C) CC, ol 0 C, - I :� IQ S . ob cu,� —0 r z 0 Eg M ME E o f 0 m ID > E LL 2:: Z 2: El co o E = -ffi m E m �5 �5 E �5 . '51 E <Cl 2 > z 0 0 (D LL LL E 0- a < I'D EL IZ I 2 w Ci q Ci 000 Sm c c E co 4) "6 z E E E m m m w �j w 0 0 0 0 0 mo 0 � c m c � c U) . M �Zzzzz -6 0 0 -o E c W o . o . . . ko m m m m m _0 -I 9z -.R .R R ".00000 �,S` S —. . B 8 s S W- 0 . 0 I � I . M cl� 0 2 E2 Q Q Q 5:: 4 8 �mm v �; �; Z; E -O"QQ N cl 0 �D (n 000.00 , .000. , 00.00 D- 0 0 ct c o o o C� d 6 0 0 ..00.. 000000 ... N, co cli CT cl; Ld co Ho,00,-k tol� o" I'D —0 0 Ct IQ 2 - cli tq LO LO cl N cNi V m 0 m co �r cl� "I m o z zzzzzzzzzzz (D vq m z z z z zz R 2 c000M o�oocoo .... o cc�oo.o o o c'! c'! "I LQ o I c� "! c� `7� o o ct q C 0 q ..00000m 000.oco o o"m N o Kn o 'm 6,4 Lo q > E > .R -' .R -.Q o oo" c?co Qa�.—�7 o o oo..000 15: L � lqo�lol� � c0000 o--oco� 0 Q C) 0-- 0 0 , E - C) C) m 12 S�02ww:�5 < < � � C) Zn . E 0'.5 - s . E E 0 E < z U) LU 0 C) z 2: 0 co co E �.--.EEE.E.EEE-E E E E E wo..T '02 0 F, m a > 0 g 76 0 < < < i� 0000a E, 2 > 0� m 0 < co (n U) U) ro 0 T- c 0 0j-- J) C �: 3: �: ... 00 (D - <U�zt E -0 a m M co 2 .2 � 8 cn aam-s �Zzzzz E 'd 16 '6 uJ 0 C -0 Z= < L) 0 C) 0 m m m m m 0 0 E Im E L) (n 2 a > U 0 o '6 E Ir E > MMMMMM03 0 U) (n U) (D co U) U) M Z) D D D D D 0 0 - Q 0 0 , U) 0 0 0 0 0 0 0 m 0 8- 8- 8- 8 R (L c6m 1 v m I . � � 0 2 m m 0; ao cq a� c6 M -It cli 2.292SEM,m" 0 0 N M;z wm.� — cl! cli - Iq M� IT � JF� E 2 o m m �'J� v cy! —20' 0 0 0 0 0 V OQQOO�o ocqooq� 'T., T, T, .1 .1 1 i> CL 0. o E :5 m CL - -j" .2 0 , ff 13 a- - 5=5 5 > >- c o �5 < < < -al T� ! I: - g 0 < �o F- I c , 5 ou < < 0- > 0 m 43 43 43 Of do M, M, M, .0 mo mo o o o 0 m In (Z U) ch U) U) C) C) ------------------ pj�e si —716 L6 c5 i "ZZZZ zzzzzzzzzzzzz 0- o 0 m 00 m p I I .0 r-; w,cc ............... U., --m E E E E E E E E E E E E E E E E E .2<<<<<<<<<<<<<<<<<< 22 ------------------ w, T, o w, 'w o Z Z 9 > >1 u.. r, cc -uw a. co CD U) c Ma .0 w m - C, ON—M g 75 uo cu mc i<, A > M 0 Q cn I � o 2 0 0 .5 U) m c c af M: U5 M, M, < p 0 r� 0 'on 2 =),U� U5 co U) < < < �.c ov< 'o co U) 0 N n N;s 0. 00 6.�� �� QONQQ�;,�;o �" C) Al E 0 0 > m m 06 cn E E a) > > C .s ca ca cu C) 0 0 CY) c c: .2 cc 0 C) :13 I r� 1.4, ;: co C) 0 C) ol Cl) co CN C) 4 q w! CN- V� CD cr-: A4 c(ol Mt Ct, cm C') C') V -q- 0 CL LU ;o o.-,- C', a E in E "o c a) E > E z co E 0 -Q ct, > 0 l? M 0 C) w w (D w �5 8 m �b Cl) U5 E 2- -E m 0 a) L) 65 3 'ICL C) 0 co CN CO M M C) C) C) r- U) 00 m C) '� LQ q q 0- C14 U') C14 C) r.- Lr) 'l- 'r M M 16 'D oi 1-: C15 M Cl) co CN M 04 CD CD CD CD (M m I'd- 0) C) C) cc cl� (Q -I C� Ci N I- CN C> C, CA (D 00 4 m C) 1 0) a CC) cl) ce) It CN C, CO �; C> CD C> CD CD I- C> C) C14 �2 cj co c� CL cl� Ci - 00 CD C) m �; m m C) co CD C31 O� cl Iq 't Lo 0; a) C:) m CN cy) Cl) 't cm 0, o-, r-- C> C) C> C) I-- -It C) CD Lc) �R m a) C5 C) CNI m (D CD �71 03 C'! cl C� (Q cu r,: M �; Cl) cy, m m m m w CD CD C) C) in co m LO (D C> cc� to C� cci C� C=� <0 (D C) CY) C:) co LO LO rl- C:i C� IQ C, I m 0) �2 r- C) C) CD CD m co U-) CY) C) CD C:) C) r,� co (DI C:� CY) "t C) C) CD C) C) U� CD 04 C) r" 00 M 4 00 '1! C'� C� ': (d co CY) CD C14 E Co � M Ce) C> co 0 :� cc� C� 'I: 0 0) 04 R cy) m , Ln r- c) cD cD c) cD co to C:) r� C) 0 U:� CD C� C� 0� co r- — C) co Nt �o co CC) m E 0) C� C� 00 CD ;r W� 0 to M > " CY) CN ;::� Lo 0) c) C) C) C) C) r- (o C"o cq C\j rl- - It " 10 CD Ci 6 "�r C'T C\� C) r- co 0) m r- m C:) 'Q 0) 0) 't '01 0 0' 0� 6 N 3� �::- `4 m r- Ln r- ;: C:) c) CD CD CY) C> C) co E ': �� Lo LO 00 Cl� (9� m CC) (3i 3 CY) (6 C,j Cl) I-- C, LO r- co m LO C) CD C, CD CD — C) 04 C) C� C'! c'! �� C� (::� m :;: �o M M C) (D 00 a) a) 00 rZ (DI 0� m CD 00 CY) r- 6 LO LO --*- U-) C) m t- C�, Ce) C,) C) C) 11 C) r- m co 0 ,7 q- LO �; m co C, C, m r- (3� C\j CCT co co Fl- (n (D 0 CL a) w Cn ;o cl a) C) E U) E a) ca =3 E > �5 E z C: -6 > 0 w 0 -.2 .6 CL 0 C) 'm a) 0 a) W- -f5 .2 cj U) . g �E L) 65 -S =) :� L 00 C\l 04 C\l C) 0 0 co CD C) C) CQ (Q o') (Y) C\L C! �R m �r w r- t - LO rl- CD m CD CD m m m C, . rl- 0 C6 C� C4 06 -7 (d C) CN r- CO C> C\l C) C> 't co It M LO I�r C) cci cc� oc� (� IQ cyi ai C) C) 't co I- (D 14, CC) M CN C� - ai ai G� cli tl- CN m 0) 04 co (D cr) CY) r.- CD " LO LO Co m C> CD C) co co C2 LO 00 C> PI-i cc� rl-i , I cy� Cli C� It !�! 00 00 CD co LO CQ CD m m CQ Lci M Cli Gi Gi LO 0) ce) co m C, Ce) r_ " M I- (�! Z� 00 C) CD M rl- U�o co C\l C) co C) CD C\1 co co C) ce) C,i L6 C\T M (.0 (6 IT r- co 01) m C? (Q cl� G� Gi r- (R CD 0) co Cl) m CY) m co U-) C,4 0) S rm- Lmo �2 CwD (00, c> c) cy) C� (q I 00 LO (D 00 CO L6 CY) r- a) r� m m C\l 00 oci ai oci cyi cl� G� rl- LQ CO �;CD CO CO , Cl) U') C\j � cr) cy) (2c,) �2 cy) C) r- c:> C:) m, LO m Clq co CD 0) 00 IQ - (3i Cli In Ci C� L6 r-- Lo - C) r- C6 m OD Lo I.- co I- m m CO Ci cr� LQ C� G� ca — C) 0) m m C6 cy) cl) V- 04 U') Co LO C) (0 C� r- C) CD a m m Lo M , CN C) cc r-:. Cli G� (Ci (�D VL U� M M r- (0(0 0) 0) 04 M U) �2 (D - cl� Cli G� I- m Cl) ;t co (6 M'T M "t 'T CD " CD Lo C) I'- D 00 " M 't " C, Ci cq Vi oci q C:: C) CD CO CN (D 04 C) C) U') 'It (D M c:) E cl 'Q L'I ol ol c� (0 CD CD ::� LO (d cli co CD LO I*- C) LO CO C> (D W 00 (\I co CD r" C:� a! m " CD I-- Lo CD P,: (0- U') C) m (D C14 v) m C> �2 r�� o� wl Cli C;i C� rl- Cl) U) 01, C:> ;i LO - co CD LIO !�2 LO Ln C, CN - w cl m U-) C, 0 I- Ci . 00 M LO Lo 4 r-: CO Cli (3i I-- r-� 0) C'i $ ce) r- - LO LO C\l cr) �r V C\l iz Ce) 9 rl-I r- cl) 't Ll� 00 rl- r- r- r.- Nr r- CD lq- m CD (N m CL Cli Cli Cli C� N- LO 00 0) It C) V) — — 'jco 0) 0) co C) (:, r� LO LO 00 C) LO r- a w Cl) Ci -: C6 - N- If I;r m r- �; ,f a) m co c\i - " CY) C) cli cl� Cri C� fl- �!j �7, �! cO LO co (D 0 CL Q) LU _0 C CL 0 C, :t-- CCOL ou) M cu CL E ­2 2 O(D cn E CE) - a) C ;� 0 > �p E -S� 0 cl, o6 0- g -c6 2C. CD cu uj c6 E iL o co) CO r- CC) � C> m It co 0 C- V) U) 00 04 0 (6 -� ci 4 -�i Cr) M 0) 14, C14 C-4 r- 'ji 0� cl� C� rl- IT 00 m a) C) Cl) LO — — — 6,L;, W v> fp� U9. UB, 6e. w I 6r� �2 c" 0) " C\l C) �; LO co Lj2 " CD m C) w r"i oc� N.� Ci C� Co M '-t M M C) 00 m co co m U') to m 1:11 (J� 1:11 C! M c! -I UB, 6g> bp� 6-� 6r� 6p, G-� UB, CN — M M 04 LO C� 00 Z� LO W M M C) w M 00 CC) a) C.0 (D co m <CL 10 C� ci cli cy� C� M M 0 coC4 64 U31 U� 6% (A) GO r- Lo C) m a co 2 co CD ";r "M C) �; C"� C4 R C'� -1 -: (=� q cq t-- cr) CD CD I;r I-- co 00 C14 ,2 r v o-, c"I @1 1 - -� N :21�? 't v !�! T CD - rl- 04 CC) — U') b9 V;� (.,;, 69 lbq� U�l 09, rl- w �; �; r- " C) co U�- C) (0 CD Cli cc� r-- LO cc� C� C� r- C) co co m I Z� a m m co =i Cli Ci Cli C� M LO g 'q- 00 0) 04 Gr� 6�> 6.). (19, GSI 613, G�� V- CD M C)Wcom�) a 0) M LO 0) .0 C) a� CT 6 r-: w Lo LO M m m m m CD "WMMCDM -7 r-: V7 'i C6 t6 (7) C\l — 603. 6s U�, 6�> 6-� U;� U), bg I 6s LO CD M C) LO CD LO — Ce) C:) Lo r, co co m CN 0 a) rl (6 cvi aT 11: C� cli 0� E " r-- r-- C) (D m 0) Cel OC� -I m W� LO ce) (D CN co co C,5 C) c) (35 cr� F-- m -T �:: co C:� E (0 Cl� G! 17! r- 04 00 It 60). U) 693� V9� V� 60). 61> 69 Ul) w I - CD C) cc LO m CD 0 cn co (D m C\1 CD r- cli V7 -: G� -: C-4 co Cl) co cc ,It —0) M LO OD G% 60� 6-� 61), (�� 69 613� U�, I Ufl 'C� m I '141 cc! C� Cli ci Cli -0 C:D CO Ce) 0) Ll E v co co '2 't CC) U) 6q 6�1 69. 4�� to 64 U�� m F�,2)w cm C) C) �M., C C', 14 CO C� m (�D LQ C! N: 'VI Lo M m Lo C) �; Lrl LO trn� Ci M cq < L m co m CD tq 613, 613� 6111' GF�l 693, 61 fja 04 M C> C) 0 cn� 10 m v 0 m C� CQ (q CIL Cli Ci I-V "it cn I�r m rl- (D ;; rl- - - m �R co V C'! 0� C� D [-- t.- �2 It C3) 6,3, ca S% to (D W w C, 0 CO 4-5 C CL 0 co UC)L 2: '00 co (CD '-5 '10 CO E (D .6 cu E E z 0 > a) E (D 0 goo LO c,) c6 E J co D =) cL a D: 0 ca LL C.) < ca a) 0 C: E a) -�5 0) ca a) < C: C 0 CO ce) cp — 0 a) C:� ca >1 C\l co 0 Cf) C) 0 CO C) m 0 LO LO 00 co CV) C) CD I* "Ji C� It CO I,— CD C%4 V) C: 0 0 a) a) E E 0 0 U 0 co co U) a) a) a) (D (D C: -0 -a =3 LL a) > 0) > m U) m m IL E U) U) > U) co 0 0) E -0 > M U) cu 0 r- Z D af �- 0 ce) ce) ce) C) C) C) (D N C'q 04 to co It co i:z C'4 N C) C) C) CD CD CD C) CD C) C) C) CD CD C14 C14 le CL 0 0 0 a_ a_ a_ (D (D a) 2 15 1� U) U) U)-- m -6 co 0 cn E > < < .S z -i -i CD co cc) & m 'IT C) 19T 114- CD C6 C5 (5 CO CD C', , 0) C=) CC) cl� 0 co C-� 69. 69. (D c cc C 0) m 0 0 -0 a) M =3 -r- 0 z A a) cn C) E Z E tm E tm 0 U) 0) CD CO E cc co 9L CD > 0 '0 w E u) od 0 06 0 a) C: > > 0 N CD 0 E E 0 E 4) m 4) > 0 cn Cl) -c: -2 a) al .9 CL a- -j Comparative Rates of Interest July 31, 2013 Cjtv of La Quinta FY 09/10 FY 10/11 FY 11/12 FY 12/13 FY 13/14 Sept2009 Oct 2009 Nov 2009 Dec 2009 Jan 2010 Feb 2010 Mar20110 Apr2010 May 2010 June 2010 July 2010 Sept 2010 Oct 2010 Nov 2010 Dec 2010 Jan 2011 Feb 2011 Mar 2011 Apr 2011 May 2011 June 2011 July 2011 August 2011 Sept 2011 Oct 2011 Nov 2011 Dec 2011 Jan 2012 Feb 2012 Mar 2012 Apr 2012 May 2012 June 2012 July 2012 August 2012 Sept 2012 Oct 2012 Nov 2012 Dec 2012 Jan 2013 Feb 2013 Mar 2013 Apr 2013 May 2013 June 2013 Annualized Earnow Average ME[bAftv (days) Trea INoto Commerciial Paper Three Month Non-Finandial UJIF Ra 11.00� Pooled Cash Fiscal A4ant Overali Three Month Sw Mordh One Ye�ar Two Year 0,59% 030% 0.65% ill 0.19% 028% 0.47% 100% 0,28% 064% 0,30% 0.61% 92 0-16% 0.26% 0.46% 100% 0.24% 0,93% 056% 0.31% 053% 112 0-12% 0.19% 0-41% 100% 019% 0.75% 052% 0.31% 050% 90 0�08% 0.19% 038% 1 �00% 0.19% 065% 056% 0.31% 0,53% 152 0.04% 014% 0.32% 0-75% 0,15% 0,61% 056% 0.15% 0.51% 239 0.11% 0,20% 016% 1100% 0.16% 0.57% 046% 0.15% 0.43% 179 006% 0.14% 0-34% 0,88% 0-13% 0.56% 051% 0.16% 0.48% 162 Oj3% 0.19% 0.32% 0.88% 015% 0,58% 050% 0.16% 047% 172 015% 0.24% 038% 1-00% 0-20% 0.55% 0,52% 016% 0.48% 162 015% 024% 0,49% 1.00% 023% 0,59% 052% 0,16% 0-48% 116 0.17% 022% 037% 075% 028% 0,56% OL35% 0,07% 0-28% 134 0,16% 0.22% 0.32% OZ3% 0.32% 0,53% 050% 0.15% 0-47% 119 0�16% 0.20% 0,30% 063% 028% 0,53% 049% 015% OL46% 108 0.15% 0,19% 0-26% 038% 025% 0-51% &55% 0,15% 0.51% 107 0.16% 0.19% 0.27% 038% 024% 0,50% 0,55% 015% 0.51% 88 0-13% 0.17% 0.23% 038% 023% OA8% 053% 015% 0.49% 84 0.18% 0-21% 0.28% 050% 023% 045% 0,57% 014% 0,52% 265 0.15% 0.19% 0-30% 063% 0.23% 0-46% 051% 0.14% G43% 206 0.16% 0,18% 0.28% 0-63% 0-24% 0-54% 0.55% 0.17% 0.46% 210 &15% 017% 0-31% 0.63% 0-23% 0-51% 0,54% 0.17% 0,45% 218 O� 05% 0-13% 0.26% 0.75% 023% 0.50% 0.59% 0.17% 0.48% 192 0,05% 0.10% 0.28% 0.63% O�20% 0.59% 048% 0,17% 0.41% 156 0.06% 0.12% 0,20% 0.50% 0,16% 041% 053% 0-00% 0.35% 126 0.03% 010% O�20% 0.38% 0.15% 045% 0-53% 0.00% 0.35% 112 0,07% 0.12% 0.15% 0.20% 0.14% 0.38% 060% 0.00% 0.38% 102 0.02% O�05% 010% 0,13% 0.16% 041% 0-58% 003% O�39% 124 0.02% 006% 009% 013% 0.14% 0.38% 0-53% 0-03% 0.35% 117 OL01% 006% 0-12% 0.25% 0�15% 039% 0.52% 0.03% O�37% 94 O�03% 007% 0.10% 0,25% 0.14% 0.40% 048% 0,03% 0.35% 86 0,02% 0,06% 0,11% OL113% 0.14% 0.39% 0-45% 003% 0.34% 74 0.05% 008% 0-11% 0.25% 0.14% 0-39% 0.49% O�05% O�36% 72 0.12% 0-15% 0.17% 0,25% 0.17% 0.39% 0.44% 0-05% 0,34% 74 0.08% 0,14% 0,19% 0.25% OA8% 0.38% 0.44% 009% 0.35% 61 0.10% 0-15% 0.19% 0.25% O�20% 037% 0.43% 0�09% 0.34% 62 &09% OA4% 0.19% 025% 0.19% 0-36% 038% 0.06% 0.29% 47 0.10% O�15% 0.21% 0.25% 0-21% 0.36% 041% 008% 031% 112 OA11% 0.15% OL 18% 0.22% 0-22% 0.36% 0.41% 0.08% 0,29% 31 0.11% 0,14% Q20% 0.25% OL20% 0.38% O�43% 0.09% 0,33% 34 0.11% 014% 0,18% , U5% O�20% 0,35% 0.47% 0110% 0.36% 22 0,13% 016% 0,18% 0.25% 0,19% 0.34% OA8% 0A0% 036% 161 0,10% 0.15% 018% 0,25% 0.20% 032% 0.47% 010% 0-36% 137 008% 012% 0,16% 0.13% 0.20% 0.33% 0.44% 0-10% 0.34% ill 0.08% 0.11% 0.14% U5% 0.16% 030% 0.37% 0-10% 029% 105 0.13% OA4% 0.15% 0.25% 0.17% 029% 0.39% 0,09% 0.30% 123 0.08% OA11% 0.15% 025% 0.15% 0,29% 031% 008% 0.25% 186 0.05% 0.08% 0.14% 0.13% 0.12% 0.26% O�30: 006% 0,23% 175 0,05% 0-08% 0.14% 025% 0.10% 025% 030% 007% 023% 212 0-05% 0-09% 0A6% 0.38% 0.10% 0.24% 10 CII) T" 40 CM cc cc CY cc 0) —1 4.0 4- — 0 Z: M o C'4 0 Lo ci LL i -0 -0 -010, C) LO C) U') C) 10, CV) CV) 04 C%j C=; C=; c; C=i 6 -.-0 -ORD Lf) C) U) C) VI- C) C) C=; C=; C5 CY) CY) 0 c1r) CL < CY) ca M LL 11 TdT 4 4 Q" MEMORANDUM TO: La Quinta City Council FROM: Robbeyn Bird, Finance Director/Treasurer SUBJECT: Treasurers Report for August 31, 2013 DATE: September 30, 2013 Attached is the Treasurer's Report for the month ending September 30, 2013. The report is submitted to the City Council each month after a reconciliation of accounts is accomplished by the Finance Department. The following table summarizes the changes in investment types for the month: Investment Beginning Purchased Notes I SoldlMatured Other I Ending i Change I LAIF 34,424,537 $ (15,600.000) 0 $ 18,824,537 (15,600,000) Interest bearing active bank deposit 39,962,564 2,340 (400) 39,964,504 1,940 Certificates of Deposit 1,440,000 480,000 (240,000) 1,680,000 240,000 US Treasuries 40194271 2,479 40,196,750 2,479 US Gov't Sponsored Enterprises 42:943:426 1,326 42,944,752 1,326 Commercial Paper - 0 0 0 Corporate Notes - 0 0 Mutual Funds 1 3,215,116 1 12,824,253 (368,058 0 15.671,311 12,456,195 Subtotal S 162.179.914 $ 13,306.593 1 $ (16.208,058) $ 3,405 $ 159.281.854 S (2,898.060 Cash $ 437.484 $ 210.975 1 (1) & (3)1 1 $ 648.459 S 210,975 Total $ J62.617.398 $ 13,517,568 1 1 $ (16.208,058)1 $ 3,405 S 159.930,313 $ (2.687.085 I certify that this report accurately reflects all pooled investments and is in compliance with the California Government Code; and is in conformity with the City Investment Policy. As Treasurer of the City of La Quinta, I hereby certify that sufficient investment liquidity and anticipated revenues are available to meet the pools expenditure requirements for the next six months. The City of La Quinta used the Bureau of the Public Debt, U.S. Bank Monthly Statement and the Bank of New York Monthly Custodian Report to determine the fair market value of investments at month end. 44b.�-- ls�" H -- 7 - i_;� -Robbeyn Bird U Date Finance Director/Treasurer Footnote (1) The amount reported represents the net increase (decrease) of deposits and withdrawals from the previous month. (2) The amount reported in the other column represents the amortization of premium/discount for the month on US Treasury, Commercial Paper and Agency investments. (3) The cash account may reflect a negative balance. This negative balance will be offset with transfers from other investments before warrants are presented for payment by the payee at the bank. 12 Treasurer's Commentary For the Month of August 2013 Cash Balances — The portfolio size decreased by approximately $2.7 million to end the month at $159.93 million. The major reason for the decrease was due to the payment of the Riverside County Sheriff's Department invoice in the amount of $1.9 million and the payment for the work performed on the Adams Street Bridge project in the amount of $471,000. Investment Activity — The investment activity resulted in an average maturity decrease of 33 days from the prior month to end the month of August at 303 days. The Treasurer follows a buy and hold investment policy. During the month of August, the LAIF account decreased by $15.6 million. The sweep account earned $6 in interest income for the month of August and the bank fees for the month were $1,734, which resulted in a net decrease of $1,728 in real savings. Portfolio Performance — The overall portfolio performance decreased from the prior month and ended at .21 %, with the pooled cash investments at .28%. The portfolio yield should continue to stay at these levels for the near future. At this time last year, the portfolio was yielding .41 %, which reflects the current interest rate environment. Looking Ahead In the short term, the Treasurer will be investing in negotiable certificates of deposit, Government Sponsored Enterprises (GSE) paper and rolling over bond proceeds and resenies into U.S. Treasury bills or notes. 13 E E x 0 E 0 ID =0 E 0 z LU (D > 0 LLI Q > 2 Z z z C, < i-n 0 a. m LU LU E 0 LU a. (D 0 a) 0 0) 0 0 z 0 z 0 z 0 z 0 z 0 z 0 z z z x c t2 E 5. E2 o U) 0 0 0 A 0 IL W� CL (D '15 0 Cf 0 EL 12 0 w L) LL co m (D m co E2 > E2 E2 0 EO co c co E E �l M M (D w E a) 0 > w > > m ID Cl) 0 - LO c — 0 > 0 M W, m 0 -- — c 0 10 wa 0 0 ca 0 0 0 0 .0 > 0 w 47 M 0 E E E E E C, w 4, > E � -& o C) o N C) 0 0 0 2 Cl) 05 C� 0 12 aL d E 0 o 0 x 0 6 C, 0 U) q m LLJ v v E o 0 C) 0 0 .IQ R R R 0 C, 0 0 0 0. o CC! C, C 0 0) 't 0 U) ct 0 0 0 0 0 0 0 06 c9 T T L6 c4 6 P-: R c o q o 0 c� c 0 o o c C� u) C; c 0 go cl 11 11 o E -2 0 o c; o mi 0 m C o Q 8, �� o o o o c5u< w2 I I cT Ld cT 6 _4 .-I m " " � q 0 0 C! Q q q -R o o o 0 C, -I a � -Q -I r-� 0) w 0 o U-. -1 m c Et 2! S 6 < D 17 c? 0 o C o 000 -c5 o' LL � N o L6 m (D o Ld C6 q cli o 'o a� o 6 CD Q c Cl) o o o E ct q o� o . . E - o o o n o o o I a Oo o R �x D--- c Lo coo o -- 15-6`z o m c U� o o c'2 (2 < 2 I m � " N I ca (D C/) -6 0 CD m E E 0 - w 22 Fu z LL J3 0 0 0 z .2 22 m 0 m 0 0 0- 0 m > 0 0 (D cU m ca a) Ox < -0) < 0 0 d) E < 0 < 0 c 0 z .2 -� az' .1 -t C) - & a -6 0 t! 6 a 0 - C. a =0 z ca < Fu 0 -M 2 a) c (D < M= cc E LD ca cm a- 0 (D a5 0 a 00 Of 0 M -d 2 m T2 z c 0 EO -2 E > > �E 0 E E 0 U) E E LL x z I E - 2 2 2 U� > 0 0 > 0 (9 LL LL U- x D 0 R a) CN! C4 0 o 0 M ID E E ca &I E (D > a- LL < 'd 16 16 �mm .c .. .. E E E m m ca w w w a) a) 4) .N N.N m cc m 14 mm 15 c3mmmmm co U) co (n U) C6 ::) =) Z:) =) D :j 0 -c6 Q Q E�'z E2 QQ Q,. CO 16 C� C� 0 q 0 lw� 0 m .00.8880 m Q- 0 EL EL a- 0- � � 0 0 - CL 0- .6 Cq �A Cli Lo 6 6 1? 1? 1? < < < 0 o o o o o o o 0 0 0 0 0 0 0 - .. :9 m (D m m m m m co (D m C3 a'a M M 7 co 0 . C0 U) U) (n LZ ML U) cn U) (n u) J) u) u) m 0, 0� 8- 8N 8- E0 Eo; �0: ;0: om 2 0 0 M ------------------------ 0 0 M n I Co Ld C6 C; .6 Z Zo (q 00 coo ol m 0 m 0 m cli C6 Q ca 0 gE s s RZZZZZZZZZZZZZZZZ7-zz7zzm < M,0.8 0 Ict li ll� c3i -3 rl� 0 IQ IR m On 0�� w000 m ol �mo 0 rl� 0� Clt (R 0- o m . - � M--- E > .00�.c 0000000000qoqpqqqqqq -E 0 0 0 0 0 0 0 q - - - . � 0 0 0 � 0 0 � n Cri .2 .2 �,2 -�5wEOE'E'EwEEO'E'EOE'EOEOE.EwEEEEEEEEEEE <<<<<<<<<<<<<<<<<<<<< < < < .,5 ll� z "-. �5 ll� "r, -�; 15 -14 z z Z5 119 z -15 u -1i v -16 -1r, -15 ll.� I F- �o - - - - - - - - - - - - - - - - - - - - - - - - z 5. 0 U) CD IL C) c>n Lo U) > ED cn 0 co a o i� 0 r, (n m 0 M—U. n 0 ,Lm—'w-(0M o� a5 — 0- 0.2 W 8 002c)'2 8 m - c M n ..E 0 S 0 0 .= . > CD C C o < �C CD �C 7) U) W U) m E< 0<<<=)=� "m .0 M, , - ..c < n - < ZI :5 0 ul 0 < co M < C3 E; U5 0 M, w u):s ij F C < < � 95 Tcl- 0 (n ui C6 R �5 E j < N.q " - < < < < < < < -6 0 LTL E o 2 09 t o 43 w < L 0 U) co a- Rwm �2 0 7 � � 0 0 0 > CL oo"OOOEW6N NN 2: -6 E af 0 16 cc cc m cd E > > r -S� ca od C13 Cc C) 0 0 cl, a 0 c 0 Cc 0 0 E: C7) =; Mn C) 0 < a w CD m 00 m a U') m m " C) It r-- r� CNJ S co M LO 00 C\1 m to m r- CD w CN C4 cl� V! -: (Q G� C\[ cl� -I C� Cli v m co CD c) co Co Lo co M LO 0) C) r� m V) m G� m co C> LO CNJ C) co m M LO CO CD (0 W cl� M O� CD CO V: cl! Ct 431 '6 (D co 04 LO 6-k CO 76 1.0 " m (o 0) U.) 04 co C� a! 0', C.0 CN m w 00 LO CN M Ck — r,-L P-L "-: 'It .47 r— Lo r) — Cl) 0.0 U). cq cl� N 414 CD w Lq Ui C14 cm U') LO M c) N CIE CN V3 ri CP ell, ot cn 'D ca co m C.,4 M uo (Q Cli a� m IQ � . < m co (D CO co U�p " LO m co V) f�o �a cl� Iq q co 611 V�l U�- co im co " co rl- %a r.- I, I* -e Lr) IQ Cli In Oi r-j 1, . r- V) co US m m OIJ LQ CQ C! LEI 0) cm tQ tit It w G� to W. I" n LO 609 U3- W�, co C: C: cn r_ LL -r - -Ca 70 LL LL c :3 CL a) U- C: :3 (D (D cn E cu 0) -aj LL E E 0 cn (D LL a) C) .6 0;11 00 a) z C.) :3 U a) G- m cm o LL IV M -CL c . E 0 LL M 0 q 'D 0 0 0 a) a) 0 EL (D tm > LL a) 1�3 co LL E 0 > -9� E LL a) :3 2 EL (L) -�e LL t �5 z LL a- a) C.) < E 0 -0 0 co 2 cL :3 - M 0 C) 'Z6 c o E a cu c'), U) 0 a) , �E 2 — 0 LL - a) .0 Cl) EL E m 7-a W 0 �d om (1) M =1 4= a>) > c- cc 0- ca rm- n (h (D (D 0 < c = 2 < 0 CL m a) 00 00) 0 00) Q 0) 0 C/) —i 17 co C14 (D M M C) 0 0 — t.- U') 00 0) c) 00 co 'Q r"I C� C� C:) Cl) LO C4 C) V� C\l U.) 'T 'IT 4) 1'- So al ck M CD 04 Ci C,) Ce) 't 'r co C,4 m C) CD C) CD CD 't CD 5 (o CD co CD 04 -C> 5 " co 04 C) C> Ci C) C� m C) co Ce) I- OD Gi Ci lc� Lo W� CD C) 00 C� C', Cl) 04 60 to C14 co CD C) C) C) 0 C, rl- C) C) 04 1-t Cli C(:t Ci C� V� r,- Cl) (cn4 CS, (.=Ol COD, cr) m C) co it 10 LO 0) C3 Cl) CN ,: co m V- C14 Nr U3, 0) C) C) C) C) 0) L, C, Fl- u) Cli m C) 8 ci CCIO, CII-) CCD:) OCD> S? CC"i al C� c� 'C� "t Ce) cu m �; Cl) CN m Eq :) C) C M (3) C CD:, �2 00 "I Cl) m 01 (.0 C, CD a' C4 C13 cl .0 04 cc ;; C) C) to C) 01 LO r- - - - - - 0) (3� m �; Cl) 0') co C0 LL_ LL 6%3. C) C) C. C) 00 (1) (3) m CII-) CD C) Nt 0) OC) P_ (�:! N 00 a) CLre)' CC::,> CN C) t- CD (o - - Cli C� c"I vi lu 0) cq Ci Cl) -Cl. C) 04 0" 't Cli CC) cc,)) CC::' CN ,,o E E co ;r 2, c, CN '14- Lo CD :S 01 C,� CD 0 t- C') (0 Cl) 69 609. LO r- C) C) C) C) C) m 0) N C> r.- C) 0 L, cc) C(l C� cz (::! a� (D �5 C6 to r,- C) C') ": It co co C) Cl) co W) E E m CIIL Cli Ct a) (u 0) C\i > > co 0 0 z z 691 LO m co C> C> C) CD 'D C,04 N CN Cc) pl- —It CN - . m CT (D ci C',T CD r-- r,: m r-- cp co m LO 2 C) a) m V) a� :5 Ci Q C4 0 0 GF> LO rl- C) CD C) �o cm C) m cn, I- co rl U, M P': U') CD M CD C, E LO m co Nr C6 E co cy� ­1 co a 04 U) 6s 69 It C) N C. C) CD co CD cv) I- co a) V) (D C) r__ D to co C) LO LO CD C:, => (D — 0 N CD m 't W� ul r,� cl co C'! C'! �� q C� co Z5 6 '1- co rc-0: (00" 'COO �101 cr to cci C� rD co P-I c� cr� al =3 'ri M < 0) C. ; �: Mo 00 ;r m ai U') < co I- U-3 V- CD C> C) C> Ln U.) 't LO c. CD to m (D CN CD C) co V) CD CD to Ui Wi C14 m E3 - C,> U-) (Q C� Ct C14 C,) Nt 04 It CO C> Ld C14 CD C,2 �t q, U" "Ov C6 V VL (31 -131 K �� a, � G� CFj (71 04 M C) CN 1.- 0) 04 OD — cyi Cl) 14- (1) C0 F_ Ch co U) 0 0 CL CL r_ a) w (U LU 'D io be a) 0 (D 6 0' cu .6 C D_ z CL OL co z ro, �! % C -Z,- Cf) Cc, -05 t5 S& 01) cu iv ca a) E tm cO a) 8 E 0) -�5 r ? c E (D en L� E a) 45 w E C: > co D E z oj :3 E Z 0 > .5 m 0 E -5 a) a) (D ca a) E -0 co > 0 -0 2 0 C) 0 , 0 Cd CL o C) m (D C6 (/j IE -F 75 (D -E L) cluo C6 C6 g � "7u :j Z) L 8) 0, 0 (D 2 0 I-- N N �) Z� N a a (� _ C) (D C) C) C) Nt cq IQ m CY) cl� (=� "I: ;Z U-) �! m �T 00 r-- �t m U') LO r- m a) C*4 co w zt- CD m m 0� al r-C=� C14 C6 0� C\T co co 6 CD I- co CD C. CD m ;r to V_ a) U" CD CN 00 co 00 (o (Q C'� ::! (C� 00 C5 C5 'i C6 t,- (D ;r m cd W — It CO m 0) CN (D CD cc M M 0) M a! C'I C4 a� ai cli co ol co co co r- C) N V) V) 10 00 1:1 Lf, V) .0 0 cc lr:li lcoc� INO:, �2 m m 0 "1 U') co 't CD co co (D co �r r-- LO �; N (D m m N cli Cli cl� cl� " m I- cyi - U') CD co co m �o m co rl- cr,� 2) 83 'o C'o CN* Ct CQ C"L cc� cct cz� c'! U3 co V) �! 0) (D (D -q- C'4 IT F­ C.0 0) CD 2 c? (Q (31 cy! (7� (31 Cj �; r- , m m (D m 00 CY) m co co m to C-4 Cf rl- 69 CY) Cl) �2 00 m r- Lo "0 0, CS, C'o CD c:> CIZ cy) ci m I-- C) — m Omc> Lro- (MO OR w "t Lo �6 cc! (31 cc! C� r- co CD — m 00 m r CY, 6. a) M CO LO C4 co LL — 09 �o m �! CY) C:, r- c) c) g LO U') M C\l M CD 0) I*,- CN 0) (Q C:' cy� (31 LQ cl c� r,- Ln — C:> r,- 10 C', I LO r-. co rl_ cl, a, 00 0� LQ Cli 0� G� r- cr� 0') 0') ce) cl) "t t2 C) cr) cr) 00 <0 LO c) (0 c2 I'- c) c) m 0') OC) LO 0) , CN C. (D rl� ai Gi (q (o IlL Ci Iq m CD m r- rl- m 't r'- t2 (0 (0 m m (N �2 C, I Lf� C� (7� cr� P_ m m Co ;� co I Cl) m 't 12 w 'IT 'IT CD C4 C> LO C) �D w CN m "t " CD I Ci cl� 't oc� C� C=� CD CD (g " (0 N -I- m U') It (0 oll C) CN E c=� (� �! (7� c3l (=� '*- , 7 Q0 M C) :,� LO > 04 cr) CO 0 z U-) CD U') co (D CD C) t__ Cri CQ C"! ct rl-i C� C14 LI) CD �_ LO (D co -It C) a) C) 04 W) 0) C, C14 �2 rl� OIL Lr� Cli (ai C� rl- �2 !� 01 c3 ::! u) m (D 00 Lo I !�! cq V) CD CD 1� -1i t2 'D 'Coi (=) rK, (C=li (COO m co ;I m Ln r,- v r- I*- M Lo Cli Cli - 13i C� C, I- r-: m LO m C') U) ;t " ;�: m 't C) " " It cli m m C) m U) rl.:� I rl.� - 14i LQ C� oc� (o co t-- r-- I-- I- "t ;r w rl- rl- CD It m m " " LO Cli Cri ci Cli (3i 0� Ci rl- N U') co Lr) �; m m m m C) LO "t U) LO 00 1- C� I­ L'I r-� C� -I VL oc� cl! CL r W �; C14 -I- N --;t t r- C, cli Cli C� Cli Ci C� rl- w m m C) LO Lo — — — I�r co co 0 CL C: a) LU 00 t c- 121- o CO z CL CL E CO (D 0 E Ca =3 E co > E E 0 c , 0 0 o 2 8 0 16 Lf 06 IL 2 �: CD ru —ca -c� uj c6 E -E .2 _ffi ca a) :3 �) n 'ICL 000 2 0 C) A-) LL C.) < C: CD cn (L) < > — Cl) 0 U) U) 04 0 (1) L) C-) m T 0 E U) cO Z3 E =5 U) C) < C:) C) C) C) 0 Cl) C) 04 C14 — 00 —0 0 00 CD C) IT m C) Cl) C) C) IT C) 114- 0) C� C� cll� cl� U� C) CD It C14 w .EL It qr C14 Q CN 04 co CV) cNf C4 IL 2i, 0 (D E a) 0 >1 ca co ca F- m a) -C co a) 0 a) a) c c _0 a) U- U- X ca a) M E :!-f < C) a. (D cu > r_ cu m -0 (D E m m 0 -0 > .E w z C) o co Z) U) D w of 10- C:) C) LO co co co co C) C) CD C) CN C%j cli cq 0') 00 co 00 co co C) C) C) C) LO LO C� C� Ci (=� C� Ct a- cl C) C) C) 00 co .5 "t C:) CD C:) co 0 a Cli CL 0) m 0 cn 0 0 0 0 0 0 U- cu 0- IL CL W a) w U- C3 U) 65 co Cf) E E > E U- U- U- ca > M < < < U) 0 r- Z i -i -i Z) I-- co c) a Lo U.) 0) 0) LO rl- C) Cl) LO C) 0) Iq r-: (6 C6 cli C) C) CO (y) 04 04 csi C6 (6 CD 61) LO r- Ci CD T.- C*4 CY) C.) 0 cu a) 0 a) C0 0 0) z 8 cn a) I E Co - — Z 0 .2 0 co = 0 E 13- E M U) 0) > a) IL 'a a 0 C: a) a) cu w E co N c (D :5 co 06 a) r- (D t: 0 E 0 > > — 0 E -2 y E m > i6 0 0 (D CU -E: (D s CL 0- —1 iE 0 M LL C) < cc C C-) (D C a) .9 0) < > - CY) 0 — rj) C) U) (N 0 a) ca 0 cy) 0 U) < c) c) C) C) 0) m CY) Cl) C) C) 04 CN 00 00 00 CD CD Nr m C) CW) C) C) IT C) It (D 'R C� (=� CNL cl� Lq CL C) C) co -q- v- CNI C\l co CD V) 04 CV) 0 (D E CD a) 0 CL >% co CO) CO) (D (D IL CD CD U- LL X ca CD E C) cc 4) m CL CL 4) E 4) > E E 0 -0 > M —r- zio cc 0 U) D co D cu 0� 0 I-- oo c) U.) Lf) a) 0) LO I— C) Cf) LO C) 0) IT r-: (6 C6 CT cli C) C:) — (D V) 04 CN cli cli (6 (.0 619, CD 0 co m co m C) C) CD C) 04 CIJ 04 CIJ M 0) 00 — 04 co CO co co co LO w t-- LO 4D co C� CD CD Cl UD C� C� C� C� (:� R at It CL C> CD CD CD co co C� m .5 "T CD CD CD co CD a 2� '� C c'! toL. CL fa ca CL 0 0 0 0 0 0 0 LL co IL CL CL (D (1) a) LL cc cy C13 m cc 0 0 _0 co = 0 (1) a) 4) 3 CL) C-) , C) C.) ca z I E Z 0 " m to .2 (D ca — m =3 0 E E a) a) a CO o) c: co 0 m a. m — a c > a) E r_ ca a- w E E co 4) CD N c 4) 06 a) C a) (D N E > c .5 0 E > > 0 c c 0 m co Nt E w Co E E U- U- U- a) m 0 > 0 CO (D M > co z 0 < < < 0 Lu D -C a- FL -ai) C) Z) 20 City of La Quinta Comparative Rates of Interest August 31, 2013 Citv of La Quinta Year Month Annualized Earnings Average Maturitv (days) Treasury Bills/Note Three Month NDn-Financial [LAIF R. 104% Pooled Cash Fiscal Aqent I Overall Three Month Six Month One Year Two Year FY 09110 July 2009 OB9% 030% 065% ill 019% 0.28% 0.47% 1.00% 0.28% August 2WEI 0.64% 0.30% 0.61% 92 0,16% 0-26% 0.46% 100% 0-24% 0.93% Sept2009 056% 0.31% 0.53% 112 0,12% 0,19% 0.41% 1.00% 0.19% 0.75% Oct2OO9 0.52% 031% 0.50% 90 0,08% 0.19% 0-38% 1.00% 0.19% 0.65% Nov 2009 0.56% 0.31% 053% 152 0.04% 0-14% 0.32% 0.75% 0.15% 061% Dec 2009 0.56% 015% 0-51% 239 0.11% 020% OA6% 1.00% 016% 0,57% Jan 2010 0.46% 0.15% 0;43% 179 006% 0.14% 034% 0.88% 013% 056% Feb 2010 0.51% 0.16% 0,48% 162 013% 0.19% 0.32% 0.88% 0.15% 058% Mar2010 0.50% 016% 0-47% 172 0.15% 024% 0,38% 1.00% 020% 0.55% Apr 2010 0.52% 016% 0.48% 162 015% 0.24% 0.49% 1.00% 023% 059% May 2010 0.52% 016% 0.48% 116 017% 0.22% 0.37% 0,75% 028% 056% June 2010 0.28% 006% 021% 134 0.16% 022% 0.32% 0,63% 032% 053% FY 10/11 July 2010 0,50% 015% 0.47% 119 016% 0.20% 0.30% 0.63% 0.28% 053% August 2010 0.49% 015% 0.46% 108 015% 0.19% 0.26% 0.38% 0.25% 0.51% Sept 2010 0.55% 015% 0.51% 107 016% 0.19% 0.27% 0.38% 0.24% 0.50% Oct 2010 0,55% 0,15% 051% 88 013% 0.17% 023% 0,38% 0,23% 048% Nov 2010 0.53% 0,15% 049% 84 018% 021% 0,28% 0.50% 023% 045% Dec 2010 0.57% 0.14% 0.52% 265 0,15% 0.19% 0.30% 0.63% 0.23% 0.46% Jan 2011 051% 0-14% 0.43% 206 016% 0.18% 028% 0.63% 0.24% 0.54% Feb 2011 0.55% 0.17% 0-46% 210 0.15% 0.17% 0.31% 0-63% 023% O�51 % Mar 2011 Q.54% 0.17% 0.45% 218 005% 0.13% 0.26% 0,75% 0.23% 0.50% Apr 2011 059% 017% 0,48% 192 0.05% 0.10% 0.28% 0.63% 0,20% 0.59% May 2011 0.48% 0.17% OAl % 156 0.06% 0.12% 0.20% 050% 016% 0.41% June 2011 0.53% 0.00% 0.35% 126 0.03% 0-10% 0.20% 0.38% 0.15% 0.45% FY 11112 July 2011 0.53% 000% 0,35% 112 0.07% 0.12% 0.15% 020% 014% 038% Au,jusl 2011 0.60% 000% 038% 102 002% O�05% 0.10% 0.13% 016% 041% Sept 2011 0.58% 003% 039% 124 0.02% 0.06% 0.09% 0.13% 014% 038% Oct 2011 0.53% 003% 035% 117 0.01% 006% 0.12% 0.25% 015% 0.39% Nov 2011 0,52% 003% 037% 94 0.03% 0.07% 0.10% 025% 014% 0.40% Dec 2011 048% 003% 0.35% 86 002% 0.06% OA1% 0.13% 014% 039% Jan 2012 045% 0.03% 034% 74 005% 008% 0,11% 0.25% 014% 039% Feb 2012 049% 005% 036% 72 012% 0.15% 0.17% 025% 0-17% 0.39% Mar2012 0.44% 005% 0.34% 74 008% 0.14% 0.19% 0-25% 0.18% 0.38% Apr2012 0.44% 0.09% 0.35% 61 0.10% 0.15% 019% 0-25% 0.20% 0.37% May 2012 0.43% 0,09% 0.34% 62 0.09% 0.14% 0119% 025% 0.19% 036% June 2012 0.38% 0-08% 0.29% 47 0.10% 015% 0.21% 025% 0.21% 0.36% FY 12/13 July 2012 041% 0�08% 0.31% 112 0.11% 0.15% 0.18% 022% 0.22% 0.36% August 2012 b.41 % 0.08% 029% 31 0.11% 0.14% 0.20% 025% 020% 038% Sept2012 0.43% 0,09% 033% 34 0.11% 0.14% 0.18% 025% 020% 0.35% Oct 2012 0.47% 0-10% 0.36% 22 0.13% 0.16% 0.18% 025% 0.19% 0.34% Nov 2012 048% 0,10% 0.36% 161 0.10% 0.15% 0,18% 0,25% 020% 0.32% Dec 2012 0.47% 010% 036% 137 0.08% 012% 0,16% 0,13% 020% 0,33% Jan 2013 044% 010% 0.34% ill 008% 0.11% 014% O�25% 016% 0-30% Feb 2013 0.37% 010% 0-29% 105 013% 0.14% 0.15% 025% 017% 029% Mar 2013 039% 0�09% 0.30% 123 008% 0.11% 0.15% 0.25% 0.15% 0.29% Apr2013 031% 0.08% 0-25% 186 0.05% 008% 0.14% 013% 0.12% 0.26% May 2013 0.30% 0.06% 023% 175 0.05% 0.08% 0.14% 0.25% 0.10% 025% June 2013 030% 0.07% 0,23% 212 0.05% 0.09% 0.16% 0.38% 0.10% 0,24% FY 13/14 July 2013 0.28% 007% O�21 % 336 0.03% O�07% 012% 0.25% 011% 0.27% 21 V) TI, C) C4 0) A-0 4) U) 4.0 = to cc Im CY CW) cc 'o m 04 go ca 2 CD I -.0- �.-o 10-0 �.-o �00- �.O- �00- .-0 C) Lc) Co LO CD 4) 0 Lf) a U) C) It m CII) C14 C%j U. '17 7 C) CD C=; C; c; C; 6 4) C� C> c; c; IL CO CV) i CV) , 3 (A 0 CV) cc CII) rL < or) ca 2 22 MEMORANDUM TO: La Quinta City Council FROM: Robbeyn Bird, Finance Director/Treasurer SUBJECT: Treasurer's Report for September 30, 2013 DATE: October 31, 2013 Attached is the Treasurer's Report for the month ending September 30, 2013. The report is submitted to the City Council each month after a reconciliation of accounts is accomplished by the Finance Department. The following table summarizes the changes in investment types for the month: linvestment Beglnn�ng Purchased Notes Sold/Matured Other Ending Change LAIF 1 8,824,537 $ (1,200,000) 0 $ 17,624,537 (1,200,000) Interest bearing active bank deposit 39,96A,504 2,340 0 39,966,844 2,340 Certificates of Deposit 1,680,000 1,680,000 0 US Treasuries 40,196,750 2,402 40,199,152 2,402 US Gov't Sponsored Enterprises 42,944,752 1,284 42,946,036 1,284 Commercial Paper - 0 0 0 Corporate Notes - 0 0 Mutual Funds 15.671.311 (12.235,265)1 0 3.436.046 1 12.235.265) Subtotal $ 159,281,854 S 2,340 j 1 $ (13,435,265)1 $ 3.686 S 145, 52�615 $ (13,429.23 Cash $ 648,459 S 49,490 1 (1) & (3)1 1 $ 697.949 $ 49A90 Total $ ..159.930,313 1 S 51.830 1 _LL_(j_3.435.265)j $ 3,686 1 $ 146,550,564 S (13-379-749) I certify that this report accurately reflects all pooled investments and is in compliance with the California Government Code; and is in conformity with the City Investment Policy. As Treasurer of the City of La Quinta, I hereby certify that sufficient investment liquidity and anticipated revenues are available to meet the pools expenditure requirements for the next six months. The City of La Quinta used the Bureau of the Public Debt, U.S. Bank Monthly Statement and the Bank of New York Monthly Custodian Report to determine the fair market value of investments at month end. Robbeyn BirdY Date Finance Director/Treasurer Footnote (1) The amount reported represents4he net increase (decrease) of deposits and withdrawals from the previous month. (2) The amount reported in the other column represents the amortization of premium/discount for the month on US Treasury, Commercial Paper and Agency investments. (3) The cash account may reflect a negative balance. This negative balance will be offset with transfers from other investments before warrants are presented for payment by the payee at the bank. 23 Treasurer's Commentary For the Month of September 2013 Cash Balances — The portfolio size decreased by approximately $13.4 million to end the month at $146.55 million. The major reason for the decrease was due to interest and principal payments for the outstanding bonds of the Successor Agency. Investment Activity The investment activity resulted in an average maturity increase of 35 days from the prior month to end the month of September at 338 days. The Treasurer follows a buy and ho i Id investment policy. During the month of September, the LAIF account decreased by $1.2 million. The sweep account earned $6 in interest income for the month of September and the bank fees for the month were $1518, which resulted in a net decrease of $1,512 in real savings. Portfolio Performance — The overall portfolio performance increased from the prior month and ended at .23%, with the pooled cash investments at .30%. The portfolio yield should continue to stay at these levels for the near future. At this time last year, the portfolio was yielding .33%, which reflects the current interest rate environment. Looking Ahead In the short term, the, Treasurer will be investing in negotiable certificates of deposit, Government Sponsored Enterprises (GSE) paper and rolling over bond proceeds and reserves into U.S. Treasury bills or notes. 24 E E x m E 16 =0 E E CD u 2 , x O� W E aE �i E 0 E E < 0 0 0 0 0 z z z z z z z z z z x w .LD .0 E a C� A W 0 C) LL LL LLJ c > E2 i E2 �2 m 22 0 m E E E E2 W X > > cl 0 Cl) n 0 0 0 E W ID 0 0 0 m 0 > .2.2-2.0. 0 0 M [L > W �5 O> .0 E E E E E E m C 0 0 0 C C 0 a 0 0 Ct 69 0 6 C, 5 0 0 0 L6 0 0 LO C) cs 6 ZL E C; 0 C) 0 L v v E 6666 00 Ct q q -R -.R dR .2 C� 0 c8 � 0 0 C? C� cy L6 c4 c5 r,: -R R C) 0 C) C) 0 C 0 0 0 6 c6 0 0 0 Cl) 0 m 0 C6 M;l 0 0 0 0 6 cli 6 C) E C�l c) 5 5 a q -R, CT 0 0 0 ci x M C, q 0 Cl) 13 0 C) 0 n 0 00 CO, CS S 10, 00 C, 00 0 0 0 0 co 10 S < C? 0 C� m 7 0 7 N u 0 0 0 0, C, C) 0 C - 0 C Q LL q c,5 P 0 0 < < LO � , 0 C, C, . . . . 0 S a 0 0 C, Oo - C; c! q q o cl) C) 0 0 o a 0 L6 d CT, (D CD U) ca w 0 0 E �E a) W N m L m z 'E U) 0 0 0 o a 0 a) 0 6 c 0 > 0 0 mo a r ca -0 2 0 0 0 a -6 (OD .0 L) & a., 0 x , 'a c 0 =0 cm z -Fm a) Z5 L) -� z LL 0 0 MD = C C& 0 z m V < c C, '.1 cc E ca 0 0 0 Q W 0 0 L) M m E > m z E -c2 0 E — E 25 a) 0 > S m ca E 0 a) -jz 0 w 0 E Cl) E LL z 1: E c 0 E 0 0 Q 0 0 > > 0 0 E 0- q < x w U� 0 (D w -.R lZ CD Ci q 0 R E E m E > 6 0 a. iT 16,616 m ca W LU W 0 0 Q m m m 25 e -115 16 i. i-- >9 >0 Z 0 �6 E �! �7 (1) 8 o o 2 0 aS ED M 00 0 > 9 e e E� 02 E S . � z-, �; �; �; U) CL CL C� 0 '=L IZL 0 o� q 0 C6 � m " - .I � - � �'4 1� cli R R 't Ci 0"Mo goo, N C� CE! C�t zzzzzzzzzzl n'si Cli 0i r- zz 2 m z z 2 < o '00 oggos P., ci Z 01 R Zq i� R a S Si -0� C� O�Rao�� E CL R, 0 C, C6 14's > "o- 0 00 (D 0 12 C2 IT < z z a- E 6 o LL LL 0 E E 0 0 . cn m m Ir 0 z 0 U) E E E E E E E.� E W-EEEE `8 'TOMOM E 3: E . . . . . 0 0 <> J6 -?5 -25 -6 0. >0 >e >0 �Q- < 05 LL -'5 0 0 .�Ezzz 2 < , I 5 E Ev m 75 a '86 _S2 - I E 75 G' . U) -6 E .5 2E 2 C5 F- O> a 0 > 0 m co co m 3: E E W M, E C/) M C., > m '76 E >0 w CO Lj�< Ezu= 0 a x C5 E 0 ag -.z -.R a? w c �2 12 �2 �2 iza i.� 33 �z -i Izz -i -L oL P. NNN""N Iq IL 0 Cli CL IR Lq 0 L) 2 0 .coo.. o ci Ci Ct Ci C:i C� C� 0 aR ag e e- e- e o o o Lq C� 'R 0 9 q L) 0 C3 0 0� '_0 .20-WO M � 0 > E:F[ UJ 0 00 m E i6 > 03 - 'on 0 76 xc -Z W S Q, E > S 26 co m C3 m ca 03 (D . cf) . C6 vj (6 =i ::i D D =i 0 '11994e444 �2 �2 �2 EEO 4Q 9 'R m co < �L a- 0-0 < < 0 a- Cd C4 �i C4 L6 CF . . . . . o . . ('r a! ca CS M, m .- -s mo M, , , a. . . . � T � . . . . . . . - - 0 0 0 m , 0 W.M.LD.O Comm , —.� � � � � . . �5 � 0 0 0 . . . 0 0 0 0 E E FE rL 6) '110001"o. > ol CD M,u m �2 �2 ------------------- CL Ili (Ci U� i5.2 0 -25 n al 0 c! 0 Ci M N ggzzzzzzzzzzzzzzzzzzz b2? < cc e C! Ck a! C�l q, 0 1— Ci Wl, E > 03 > .1 . . . . . . e R -e e, e -.R -.R ag 276 m ih m j. M M M M M LL �75 E E E E E E E E E E E E E E E E E E E .2 < < F- F- .2 000 L�, 0 cc >- >- >- >T >0 >' >- z EL a. u) co .2 (L > — — i� = 0 (L U) co co CO mo mo EZ fL,u 0.2 x o 0 C' C' 0 0 L2 W.M— - .— �E Fa 0 IL -:5 su C� S) 0 - co 00 -C" MX7U�03- 0 Co OP �7 ,j u� m < 6,6 < " a " W no E < , , Cj < j 0 C2 < < Z (o a. < i7 U) w 016 > ZL CL .9 LL w 00 000�0`0 E 00 E Of 55 EL 0 t 2 0 = . � 0 C-) co 0 U) 27 ,J) (D co E Cl) cc, co N Cl) 0 C: �i Cc 0 -i ;- M D E z; CL a) U) J� c CD E ca U) M 04 Z W m U) m m LO N LO t CD M Co co U') 2 N I'- r- - Lo m CD m m CD m --;r '4 A C-4 r-- f� M Cn Lo c) cc) - 1- C-4 (D Of to C=) CD w M C"! Vi -L oc� 00 C) CN - LO CD 0) - C-4 M ,-! Cl oc� Cli Cli r1l: Iq (P �R G� O� W� w c6 r- C:) M Co CO r-- M M It - U-) LO C) CD M CD Lr) P.- (o r-- m C) ;3- CC w M (D CN CD CC) LO C3 -.I- V co co It co .9t C> 0) C2, (D CD Lo Ui t� Iq 00 C'! (D (D 't Cli C� cc -I r,.:. C� r": Iq U� Iq V) an CD 00 C-4 CD ;I- r- t.- M M CO le 04 N 40 V�l U9� 69 03� 40 CN N to V) LO co V) m 0) 0� rl-: Cli C%L U� Lq 00 co ED 00 00 N LO C4 M N co " to cq cl� CR co co co CD LO M In co " C) I- r-- r.. I- I -- LO cc� (CL rl� LQ q CD CD P- co N C) m " M cm W (D co w 00 t Cli LQ C� (=� cc� w .(D (D C-4 m CD v 2 CL U') co En C: cn D ca LL LL LL FL (D (D LL CD O)o CD C: E E (D E 0 cu -0 0 (D -5 _ ch r (D LL W 0 c c 0 S t 8 0 M �6 LL LL M — 0) 0 C 0 0 D LL M cc =) IL CL C: :n C) >' w 0 CD 0 -Fu CD > LL 0) M cc LL E 0 'D 0 Of E -6 w CcD < 2 0) < CL.2 < < -0 CD -�E 5 0 - c Ll CD -�e LL LL c .2 CL 0 0) (D a) < - - 0 0 ? 0) m — 0) 0 — LL x co E 2 16 o A CL 0 E E w coo 0 (D 0) 2 C0 a) 0 — C 2 .6 0 — .5 C CD 0 :t- cD 0, a) 0 E co G > (D CL 1 CD a) ca =3 ca a) CL .2 u 2 C: ::c C: 0 CO -S CC3, LIU7 - a- -COJ C73 U) 0) 1&0 m CD =1 0 0 0 cf) -i (a 0 X o -i co iz CD 0 V) 0 28 CIO NO C.) r- 'cr IN (0 C-) C) C) Cl) q- NO Cl) C) X! cc� -I C� C� --t 1 0) CD C) E o-, C14 CD 1 00 0) C) N cl Cl) It V- a) J) rl- I CD " 0 CD CD C') C) U-) LO C) LQ LQ rl-i rl-i CL 10' 1,- 10 1 [14 10 0-1 .3 1 1 oc! cl! -I (or! (Q C2 m C) cq , m I V* r- 't ;7 1 C) CD C) Cl) I - C\I CD CL LQ Lq C,4 -'I 04 cr) C) U�- Cj I g ctT) ;I- (ok -al Vi - m C) [14 co co �t 'r - Cl) Cl) CD 0 CL LU a) cc CCR,- :t=! z Q- CL U) 0 co c- CU a) cm fn a) (D 0 c � E -6 '6 en — lEz > cc 0 �5 �E -S o (D 'o > !o 0 0- 03 m (D (D Q, o 0 en C6 E 1E It U� c Q) =3 C) 6) =) zi CL ou 2 Mil MIN MIN MIN [Wrl co C14 CD M M C) C) CD I oll C� 00 CD co CD C'4 C) C5 (CM4 'LQ rl-� C� "I*: CQ (Q Cli CIE C� -L LQ U! oc� cl! C� C3 r"",w NO 00 CID — C " " �; C;rl C6 U2. TO rl- Cc, o', A 2 �n' 11 C'r4 a) - M I C4 -q- (31 m m r- C:) Cl aC): Cr4 10-0 S) 0) C CD r- cy� - cyt Cli Cl� 0) (D 04 Cli 00 M CJ CC) :3 (6 Cl) In r- It CC) T T NO -3 m Cl) It Co LO T M C14 CD C. CD 0 m C, C) C\I r- I CD N (D CD co C, !C�� !C!j 00 C4 �r m CD C. (0 w -.4- M LO 't CD C%j c D� Ce) C�) Iq -I C� cc� cc� cci (q (q cl� Ct (Q T !P C', 'Coo M,- c, 0. I'- cq CI, CD (D --t I fl- I �r cr) 6 06 lq� vi 6 -:: ) c I 1 0) 0) 04 1 > m I m u) I �2 1 0 D �2 q; > 00 F cts C) C) cj� m C) I I C') ca cl� 0) m 0) r- co (3) m o m c) - - . NO Ce) 2 CCL a) C) I C-4 m m CF; 0� cf NO Ce) -4- C14 Cl) cl) r- C-1) ri C', CD Oct Cl) 69 U!. 9� bc., 69' tFt 61)� U)� 60) 4 6 04 �!Cl) C> CD C) C) C, c) c) (C:::)) C,4 "10 LICO) Lr) (r) 00 CD c> CLf) 8 C,� cr� Cli CC) I t- T CL cct P, I �; - Cl cq c� - - - - I - - - - F I I co I V- I- C6 i C; .6 C'i (-D-: CCO) (CDIJ (E), CC3) cc,:" Cli NO 04 1 oll m C\l 0) 04 1 2 CY) C) 10 04 Q CFj Cel M 0-) 1-_ Ce) - I m m Lo Cli - - NO (D C) < 0') C) c) 04 r�: < Ul M M 00 0) C') Cj < -� .i (:I; c) 'r C14 114- Cl) Cl) rl- r- Cl) I - - NO 69 U!> 6n, u!). w Ge, to Nv�, U� UB, ma) r- C) C) C) C� m LO Cl) r- C> - 00 C, CD Ce) C) c,) "I ID a, N CD C4 W) I �; �� 04 CD 00 NO C:, I M C) (D cc) r- --;I- C:) C) Lf) 0) CD I Lo 00 C) - C) C, C) 03 L,) CL (q cl� - I cc:t cl C:) co 00 0) q -1 C�. cl C� CN! co U') cq 0) (0 1 C'T r.: -7 C'i r-: C6 (3� C; 4 ;z I r,- C, CD Cli - - 1 0) [.- (D I N -C cq C, CD m (D M CY) 04 2 '01 CD C) cq 2 md- 'q- m m 0) C� 0) C'� cl) 2 C? (Q I c! C`� '! "- m M — Cl) Cj co CO 0'> I M O� C') C'i co V7 V: ai V7 C) 2 C, C9 co m C') LO C\I r- 2 04 00 - - U'j En 6s U�� tog. 6e ul� U;� hp, va, W (TJ 0', Cl) 00 CD C) C) C> T cc r- CD C) C, cn P- I C) U') I C) LO E C> r- NO co NO m I C) (D C) m m C� cl� co Cl) 2 Cli cci rl-� LQ Cli CL Ci q 't C6 CCT .07 -i "� 2� to m C.0 C:) C) m 06 1.15 (6 -7 cq I I 't rl_ 0 1 1 �T m C> m cm) I C%j 47) 1 m I m m 0', - 45 1 1-- Z; C, M 0) OD (D 00 N ca co In 11- 01) r- m 0', ca LO (=> cl (Q C) :3 2 D Lo - 0') - C) -01, m 0) C) 0') C0 C) -0" CY) I� -�i I �; (m I cl) Ce) CD �a W) �! I;r -It I !� - I mo cy) a) cq a) m C\l CD a) LL LL U9� 61) 69 69, 61) U9� C) CD C) C. 00 Cl) m CY) CD r- C. C) 'T -t C, m cq 't C) IS) LO C:> CD LO Ce) CN CO C) G) 0) m !�! 'm 00 co S CD I (D 0) CD NO LO c') I LO r- C'� (Q cri (3� Lr� C� co� a) m X) m CD M CID m U) C:) C4 Ld rl- LO C) r- I I M �,T6 rl OC) W) 0) m X) C� c) C) 1 0, U') r- I r- M 0) CN4 00 0) CF) m m oll (0 0) m (Pl lco- CNL C) M NO G� ci (3i rl- Gi m cz) 0) U-) m cu 03 C-4 W -: G� (05 Ce) M I NO CS -7 r_: .47 �r C5 lr� (D In co :3 M CO ;r IN 10 ?�j co CIO CIO I 69 ul 613, V> 613, 6r� vg� lv�l coal Gq fie 1� — — - C) C) 0 C) 0 U') CD NO U') CD NO m I ILO I V "1 '82 - m C) LO r-- (31 C=� Lq C, IN CD m r.- lr� m ce) m CD CD 'D Lo wl C) C, I CO C 4 M C) M r-' r- M "q CO M M r- (D 0) co r- !� '.0 CD oll m !�) CIO m V- C:) E " r- - - E F1 -q- U3 E a) wl al al 0� CD m U3 00 c"i cl 'D C� 0) co 4 1 CD Ci LO m (0 (D C,) Ce) -,T CD Ce) 0,, 69 OF) 0� 61.31 cc), 159� U3 U> 64 w LO I- C) C) CD C, Ce) IT CIO C14 r- (D - co CD 2 U') Lo C*4 C) r- :, C, U) M CD r" ce) C) 0) r.- 00 cc� CL CL CD cort oc� "It cq Ci C� Cli (o C) C) C5 cl) CD CD CD C-4 CO C\l I C) a) 6 C6 C) I M CID I It 00 ce) 00 C) cl) M LO It CD m CD 04 CQ -0 NO r- m 'T to Cl) Clt ci C� I IT) C, I LO C"! E E C—� C('Z LQ (31 c�- cL E cc C� 01 0� .0 m C) =T CID M C\i LID C) 04 CO CO 04 CO (D 11- cq > 00 0 0 0 z z z GS 61�1 U9� ug� b9 V) C) C) (D C) 1- cl) NO I I I C) C) (D I 04 04 C\l C:) 00 C) 00 00 04 CY) RX) a) C) C) m CC) C� r--! C� c! C14 C) P- C� -: C) C� Gi cc� C�L C14 (D a) CD t-- X) C� I- to co 00 't CD - C=T I C4 C4 1 0) �2 I �r 0, 04 I pl- 0) m C> cli LO m C) 04 Cl) CC) I I- CY) It Lo r- 04 U) 0) C31 C� r- CY) -0 - -0) Cl! 0 lc� 0) m C6 0 -0') Q C� CT N C4 .2 C6 L6 (3� 6 1 U') 't r- IT) c'4 In r- -.4- 1 o :14 0 0 69 61) U4 0 W 611 Y�, CA, BS 691 NO CD C, CD 10 W) Lo C) 04 CD cl) C14 C� crl-) U4) 'COD 00 1 C) I NO U) C:) r.- C) CD LO LclJ c,=:) r-- m I-- C\! (D (o LO 04 Lo In rl� (=� - �r m ce) C) r� N r�L (D T NO 'Coo OR CO8 C;,:-, C6 �m m I �� C) In LO �r r-- CD I C6 (3� "-: L6 1�t rl- I M z; IN Co (D I In E u-) In m a) r- -;r E CO (6 q 04 E " c-4 u) o-, m r-- 00 CD 04 M IT) m C.4 r-: a; CIZ - Ld 0) C) Ld c) r.- �lt LO r-: r-: CL 04 Ce) r._ a) (D CD (D -q- 00 CO U) Cf) 69 U!.* ce &a Eq to bs ta 68, 6e LO rl_ I M NO C) C) In C) C) m C) w C) C4 C:) m cc"l m, Cc) cm, 0) 04 C> m m -� C'j -�. q -� Co Lo LQ r-:. -I v: C� oc� C, V) LO CD r- 'IT m (0 m m C) �r CO I r- r- r- r- "r -'T I C'i Lo (or� Cej r- t-- c) m " cj u-) !� I �; 2 Cc, "* W 3 =3 Cl) LO cr. i- r,�. - (7� I - L6 0 cri -L CF. U') 0) 0) LO :3 �: m C, 00 'IT m M I-- LO I U') C'i =1 _: 1-: U) Cl) < Cl) r- < LO < - c) m 69 U). ca U) 6", uq� 6-J, 6W9 bgl an Lo "t U-) Lo (D C:) u:i I LO a NO N CD C) C) C) C) IS U-) -r� C-) 2 m- s LO CD C) Ce) �2 ;: -q- C> m C. C:) C, Lo ly! 04 (010 C) CIL Cli C� r1l: q: OD -: 04 V7 Cli '�f '17 ?-� V: ru-,, �; Om) OCR Cltq IN" cy� I r-- c) ,f ca), a) cf) 04 00 (6 0� N 0 04 , 0) c:> r- c,, c, m 0) Lo I Lo (31 Ot C'! a� I- - >, C-4 m C) 0) - - - .o Gi ai V: r.- a) C14 I CC> (d r-- I U-) C) co m rl- U') 00 69 W, 6q, E4 6p, U), �64 Q9 Vl� 60 U9 cn a) .cn CD co :tf & & (n CD 0 .2 0 'C� C: w ui w T C: C: 0 - 0 cu ca 'n On co (1) oc Q.� a) cc 02� :t- 0 Cc rlL z Ch z to COD Z CL CL s, C) - - CO 0 CL c U) CL ca a) cu =- a) a) E 0) iTJ 0 r- -?3 1 a) E -03 a) - a) 0 E a) ao)) E c: ?, E E -6 U3 E z 0 -o co 0 C: Z 0 -0 (D E C E Z a) a) cc > E In �5 E 0 > -6 In w E �> (D (D :3 c cu > 0 :3 0 .0 co > o :3 0 -0 a) 0 0 -�6 -t6 LL — 0 0 C) E2 LL .6 CL -C, 2 0 0 E2 LL C) ca D- F CD 0 -FU co 0- (z (D 8 0 -za- 0 (D 0 SO a) (D !E C-- u) c6 C6 E cL :3 R C6 C6 CIO CIO co C� > F 0 65 :3 L 29 cc AD L.L < ca 0 (D C: E a) cr) CD V-- ca < a) C-4 -S 0 C5 w 4— 0 cf) 0 0 a) " ca a) -J Cc 1� :3 E o E U) a) E tL 0 U) 0 co cis 1 5-2 0 Cli q N C%l .2- 0 21 0 E 0 CL co cu 0 LL LL co IA cc U U) CL C4 E 0 c: > E w cc E cu m — 0— > M U) U) co 0 C Z Z) D W- m Cl LO C) to q, to CD CO CO CY) 04 14' (D 6 Cq vi d vi m CY) m It d cli LO CV) CY) C> C) CN C%4 CV) CN m 0) C) CD (0 co 0) w C� C� C"! C%[ It cq CL C) C) U') in 0 C:) C:) CD Clq m cq m It C�i cl� IL E CL a) 5 0 0 0 0 U- a_ 0- — (D a) cc 0 cc cc tm CD _0 CU 0 a c cc Mo E C.) Z " to 12 ca 0 E E D) U) .2 CO w cm E > r m - C a > CO) E w CO) IL V C m 0- w E E U) -0 06 4) Im 't: > > -N E C) C) S 0 E 0 0 ca co .9 E 2 32 i6 o E > E M Y= Y= < < U) 0 cc > 0 CO 0) a) Cc -2 0) -r- c Z i -j D 0 30 City of La Quinta Comparative Rates of Interest September 30, 2013 Citv of La Quinta Year Month Annualized EF1rFLnq5 Average Matunty (days) Three Montill TwsurV Billill ote Three.Month Non -Financial LAW Rai % Podeci Cash Fiscal Agent Ovormail Six Month One Year Two Year FYOWIC July 2DM 1069% 0.306/o OAS% ill 019% 0,28% 0 4T-/. 100% 0.28% August 2W9 �0,64% 0.30% 0.61% 92 0.16% 0.26% 0-46% 1 �00% 024% 0.93% Sept2009 0_55% 0-31% 0.53% 112 012% 019% 0.41% 1.00% 0,19% O�75% Oct 2009 10.52% 0-31% O�50% 90 0�08% 0.19% 0.38% 1,00% 019% O�65% Nov 2009 iO.56% O�31 % 0.53% 152 0.04% 014% 0,32% 0-75% 015% 0.61% Dec 2009 10�56% 0-15% 0,51% 239 0,11% 0.20% 016% 1.00% 016% 057% Jan 2010 0A6% 015% 0.43% 179 0.06% 0.14% 0.34% 0,88% 013% 056% Feb 2010 10.51% 0.16% 0.48% 162 0.13% 019% 032% 0.88% 015% 0.58% Mar 2010 0.50% 0-16% 0-47% 172 0.15% 0.24% 038% 1.00% 020% 0.55% Apr2010 10�52% 016% OA8% 162 015% 024% OA9% 1100% 023% 0-59% May 2010 !0.52% 016% 0.48% 116 017% 022% 0,37% 0,75% 028% 0,56% June 2010 007% 0.23% 134 OA6% 0,22% 0-32% 0.63% 0.32% 0.53% IFY 10/11 July 2010 0.50% OA5% 047% 119 OA6% U0% 0.30% 0,63% 028% 0,53% August 2010 10 , 49% 0-15% 046% 108 0.15% &19% 026% 0.38% 025% O�51 % Sept 2010 10.55% 0.15% 051% 107 0,16% 019% 027% 0.38% 0,24% 050% Oct 2010 1055% 0.15% 0.51% 88 0.13% 017% 0.23% 0-38% 0.23% 048% Nov 2010 10'53% 0,15% OA9% 84 018% 021% 0.28% 0-50% 0.23% 0,45% Dec 2010 0 .57% OA4% 0-52% 265 0-15% 0.19% 0-30% 0.63% 0.23% 0.46% Jan 2011 0_51% 0.14% 0.43% 206 0A6% 018% 0.28% 063% 0.24% 054% Feb 2011 �0.55% 017% 0.46% 210 015% 0.17% 0,31% 0.63% 0.23% 051% Mar2011 110.54% 017% 0.45% 218 0,05% 013% 0.26% 0.75% 023% 050% Apr2011 110�59% 0-17% 0.48% 192 005% 010% 028% 0.63% U0% 0.59% May 2011 1048% 0.17% 0.41% 156 0.06% 0.12% 020% 0.50% 0.16% 0.41% June 2011 0.00% 0.35% 126 0-03% 010% 0.20% 038% 0.15% 0,45% FY 11112 July 2011 1053% 0.00% 0.35% 112 0.07% 012% 0.15% 0-20% 0.14% 0.38% August 2011 1 10.60% 0.00% 0,38% 102 0.02% 005% 010% 013% 0.16% 0-41% Sept 2011 �0.58% 0.03% 0.39% 124 0.02% 006% 0.09% 0.13% 0.14% 0,38% Oct 2011 �0.53% 003% 0.35% 117 0.01% 006% 0,12% 0.25% OA5% 0.39% Nov 2011 �O�52% O�03% 0.37% 94 0-03% 007% 010% 0,25% 0.14% 0A0% Dec 2011 �0.48% 0.03% 0.35% 86 O�02% 0.06% 0-11% 0-13% 0-14% 0.39% Jan 2012 �0.45% 0.03% 0,34% 74 0-05% 008% 0.11% 025% 0-14% 0.39% Feb 2012 &49% 005% O�36% 72 0.12% 015% 0.17% 025% 017% 0,39% Mar2012 0_44% 0-05% 0.34% 74 0.08% 014% 0.19% 0,25% 0.18% 038% Apr2012 �0.44% 009% 0.35% 61 0110% 015% 0.19% 0,25% 0,20% 037% May 2012 10.43% 009% 034% 62 0�09% 0.14% 0,19% 0.25% 0.19% 0.36% June 2012 10.38% 0�08% 029% 47 010% 0.15% 0.21% 0.25% 0.21% 036% FY 12113 July 2012 �0.41% 008% 0.31% 112 0.11% 015% 0,18% 0.22% 0.22% 0.36% August 2012 0.4100 008% 0.29% 31 0.11% 0.14% 020% 0.25% 020% 038% Sept2012 0.43% �0.47% 0.09% 0.33% 34 0.11% 0.14% 0.181/. 025% 020% 035% Oct 2012 010% 0.36% 22 0.13% 0.16% 0.18% 0.25% 019% 0.34% Nov 2012 �0.48% 010% 0,36% 161 0.10% 0-15% 0.18% 0.25% 020% 032% Dec 2012 �0.47% 010% 0,36% 137 U8% 012% 0,16% 013% 0,20% 0.33% Jan 2013 0440/, 010% 034% Ill 008% 011% 0,14% 0.25% 0.16% 0.30% Feb ' 2013 0170� 0.10% 0.29% 105 0,13% OA4% 0,15% 0.25% 0-17% 0.29% Mar 2013 �0.39% 009% 030% 123 0.08% 0,11% 0.15% 0.25% 0.15% 0.29% Api­2013 10.31% 008% 0.25% 186 0.05% 0.08% 014% 0.13% 0-12% 0.26% May 2013 �0.30% 0-06% 0-23% 175 0"05% 0,011% 014% 0*25% 0-10% 0,25% June 2013 0.30% 0..07% 0.23% 212 0.05% 0.09% 0,16% 0.38% 0110% 0.24% FY 13114 July 2013 028% 0-07% 0.21% 336 0,03% 0,07% 0,12% 0.25% 0.11% 0.27% Auaust2013 0.28% 0.06% 0-21% 303 0.03% 0,06% 007% 014% 0.09% 027% 31 C� C4 L. we 0 M ,Em E r CD 04- 0 Co C) C4 CL ci �.Ill c "'. C V) CD m m N C) Co CD CD C5 6 ci o a a. C; ct) a) -0 E a) CL a) 0) co CD ZO CV) Y— I 21 :3 CV) (D CV) ce) CL 32 INVESTMENT ADVISORY BOARD Meeting Date: November 13, 2013 TITLE: CORRESPONDENCE AND WRITTEN MATERIAL ITEM 1 Month End Cash Reports for September 30, 2013 and October 31, 2013; and the Pooled Investment Board Reports for August 2013 and September 2013 BACKGROUND: The September 30, 2013 and October 31, 2013 Month End Cash Reports are hereby submitted for your review. This cash reports are not a complete Treasury Report and excludes petty cash, deferred compensation and fiscal agent balances. Selected cash balances are reported to provide current cash balances to the Board. In addition, the Pooled Money Investment Board Report for August 2013 and September 2013, summary pages have been attached for the Board's review. A complete copy is available for review upon request. RECOMMENDATION: Receive & File & L4� 6W4 RobbeyH Bird, Finance Director i? 0 LL U) CL 4) Of M 04 ca 0 co 0 m Lu E 16 0 2(o c') `0 .. i .... .. .. ....... 00 — - - — - ------------ - - co C> C', 0 IN cq 1*- CID -�t 0 04 J) 04 04 0 9 CID (N 0 0000000000'C,) 0 C� 0 0 0 0 'o .0qqqqqqqqqoo 06-1-00000000000.0. 'di LO LQ oco M 0 0 0:3 8 In w 0 �; 0 0 0 0 q 9 9 9 9 q 9 cyl lq 0) 6 6 0 04 a) IN 00 0 r- CO - T (D c; C4 -: 0 0 0 0 0 0 0 04 04 04 04 Lri co 0 6 0 q 0 R 0 0. 0 cli 04 17 0 0 0 O� O� cq 17 cli z E 0 0 0 C� a - - 00 R oo co c CN r- P.- c'� 16 (L) 0 0 0 0 0 R OCL C\L cl� — to > s q Ce) q (1) q 0 0 0 Ce) CN Cq 04 Ci 0 C� 'Ir D R 0 0) o MO 0 0 , Ce) 0 D 0 LIR Ci 0 C� Lr) 0 00 8� 0 C5 C� 00 It IN 00 -1 Ln 0 LR (1) 00 :C) N C'L Im Ln 00 6 to Ci (D to co M 0 0 0 C; :cr) cl) cl� Gi 0) (1) .. . . . .... ... G� (3) Cl) LL L) (6 CO LQ to M LQ (D Cl) Lq 0 0 (D Cl) LQ 'I 04 (Q C'4 (Q C-4 C; 04 0 20 m ca 0 LL (D C) (Y) 0 00 C6 CN N 0 9 0 q 0 0 0 0 Cl) Y) 0 0 0 0 U) 0 0 a M C LL 04 . . CID U) IN 00. LO (D 04 00 L6 (D 0 9 04 00 16 to o R 0 Ci 0 0 0 21 1. L (U w L (D LO � q c) r- 0 (D (Y) U� 0 r- a) U� 0 r- 0 a) U� a In 3r P'l C9 C� a� c3i (1) Lo C; 6 LO LID �2 c.\' IN to CN CID 0 2 F T 0 ��J 04 t-- I'm, 14 0) rL-o (1) C\j m (y) " C) 9 r- 'T -t ILL 1,2, ,z 6 CF L6 10 '0 -: ': 0 0) z c C14 w LQ 00 Lo co v; IN 0 Lo 00 Ce; N a) m 0 0 m - 2 a) cl < U) a) 0 E In �w .0 a) Co. CIL V mc 8 (a :t! m 0 , � CS) r.- 0 0 :1:1 R (u (a 2 0 CIL E) 2-6 '. L) 0 M d) V; 2 m 2! j5 E d) 0 < w ca .0 IS E E u c. a) 2: F- a) u 2 0 > 2 3 0 -5 o a) cu 0) 0 . 1 (5 m o < < a: L) lo: 0' w - < ca 2 2 <1 w V) OZ 0 - LL N 17 IR 0 U) CD Ct m I,U LID 0 Lrl co CID co P co cl 0, Ce) 'E! ca 0 IM ?I 0 Id 'W d) 0 CL W In 0 m " (D CIL a CID -- to —0.0 0 0-0 0 a LL 4) CID .:C r 0 4) 0 0 CIL Q2 MA CIL (D 2 C, 0 o § E < 0 a (CU ca .- o. ILL 2-0 CL c E2 ID (D 9 m B 0 :s 2� r 0 a 0 (D t5 t: Mo -0 oc E O)o Q.'D d) C cu CF IC5 23 (D ca > .E q Bill Lockyer, State Treasurer 14 Inside the State Treasurer's Office Local Agency Investment Fund (LAIF) LAIF CONFERENCE INFORMATION PMIA Performance Report Date Daily Yield* Quarter to Date Yield Average Maturity jin days) 9/12/2013 0.26 0.27 264 9/13/2013 0.26 0.27 264 9/14/2013 0.26 0.27 264 9/15/2013 0.26 0.27 264 9/16/2013 0.26 0.27 257 9/17/2013 0.26 0.27 252 9/18/2013 0.25 0.27 249 9/19/2013 0.25 0.27 251 9/20/2013 0.25 0.27 250 9/21/2013 0.25 0.27 250 9/22/2013 0.25 0.27 250 9/23/2013 0.25 0.27 245 9/24/2013 1 0.25 0.27 246 9/25/2013 1 0.25 0.271 *Daily yield does not reflect capital gains or losses LAIF Performance Report Quarter ending 06/30/2013 Apportionment Rate: Earnings Ratio: Fair Value Factor: Daily: Quarter To Date: Average Life: 0.24% .00000667321954799 1.000273207 0.25% 0.25% 278 PMIA Average Monthly Effective Yields AUG 2013 0.271% JULY 2013 0.267% JUNE 2013 0.244% Pooled Money Investment Account Portfolio Composition $52.5 Billion 08/31/13 Commercial Paper Loans 4.91% 1.21% I ime Depc 8.33% CDs/BNs 11.19% Agencies 10.49% I Treasuries 63.55% 3 Recent Bill Auction Results Page I of 1 TreasuryDirect Home , JQ�Llti!ILQ" , AntiouncempritS, pat�i & ResulL.2 , Latest AuCtIonka W -tion Recent Bill AuL Results Recent Bill Auction Results S.-Ity r-U. Maturity Dismurpt Iny-t"'.nit Prim CUSIP r­ Dirt. D.t. Rate N. Rate 0% Per $100 13-WEEK 10-03-2013 01-02-2014 0010 0.010 99.997472 912796BF7 26-WEEK 10-03-2013 04-03-2014 0.040 0.041 99.979778 912796[LA6 4-WEEK ng '26,2('13 10- 24-2013 0.015 D.015 99.998633 912796DG3 13-WEEK 09.26 201 3 1 2' 26-201 3 0.020 0.020 99994944 912796BR9 26-WEEK 09-26-2013 03-27-2014 0.050 0,051 99974722 912796CE7 4-WEEK 09-19-2()13 10- 17'201 3 0.000 0.000 100.000000 91279SZ87 13-WFF.K 09-19-2013 12-19-201 3 0.010 0,010 99 9974 7 2 912796BQi 26-WEEK 09_19_ ?.013 03-20 '2014 0.030 0.030 99.984833 912796CD9 52-WEEK 09 19-2013 09-is-2014 0.120 0.122 99878667 912796CB3 S-DAY 09-12-2()13 09-17-2013 0.040 0.041 919.999444 912796FIV16 4-WEEK 09-12 2013 10-10-201 3 0010 0010 99.999222 912796BF5 13-WEEK 09 12-2013 12-12-20 13 01020 0.020 99.994944 912796AK5 26-WEEK 09-12-2013 03-13-2014 0.035 0,035 99.982306 912796CC1 11-DAY 09-05-20 13 09-16-2.013 0.030 0.030 99999083 912796FLO 4-WEEK 09-05-2o 13 10-03-2013 0.020 0.020 ". . 998444 912796000 13-WEEK 09-05-2013 12-05 _2013 0.030 0.03o 99.99241 7 9 1 2796BNB 26-WEEK 09-C15-20 13 03-06-2014 0.055 0.056 99.972194 912796AW9 14-DAY 06 29 20 13 09-12-20 1 3 0.035 0.035 99.998639 91279613134 4-WEEK 08-29-2o 13 09 26-200 0.040 0.041 " 996889 912796BC2 13-WEEK 06-29-20 13 11-29-201 3 0.040 0.04 1 99 . 989778 9 1 2796BMO 26-WEEK 08-29-2o 13 02-27-20i'l 0.06.5 0.066 99.967139 912796CA5 4-WEEK 08-22-20 13 09-19-20, 3 0.045 0.046 9%996500 9127957KI 13-WEEK 06-22-20 13 11-21-201 3 0.050 0,051 99.987361 91279601.2 26-WEEK 08-22-20 13 02-20-2014 0.075 0.076 99.962083 912796BZI 52 WEEK OB-22 20 13 08-21-2014 0.135 0.137 99.863500 912796BX6 21 DAY 08-15-20 13 OIJ-05-201 3 O.DGO 0.061 99.996500 912796AZZ 4-WEEK 08-15-ZO13 09-12-201 3 0.055 0.056 99.995722 912796B84 13-WEEK 08-15- 2013 11-14-2013 0.055 0.056 99,98GO97 912796AE9 26-WEEK OB-15-2013 02-13-2014 0.075 0.076 99.962083 912796BY4 4-WEEK 08-08-201 3 09-05-2013 0.045 0 ' 046 99.996500 912796AZ2 13-WEEK 08-08-2c) 13 11-07-2013 O.D40 0.041 99.989889 912796BK4 26-WEEK 08-08-20 13 02-06-2014 0.075 0,076 99.962083 912796ARO 4-WEEK DS-01 20 13 08-29 20 1 3 0.030 0.030 99.997667 912796AY5 13-WEEK 08-01-2013 10-31-2013 0 030 0.030 99 992417 912796BHI 26-WEEK 08-ot. 2013 01-30-2014 0 065 (). GGG 99 , 967139 912796OW8 4-WEEK 07-25. 2() 13 08-22-20 13 0,020 0. 02U 99 .'J98444 9127957E5 13-WFF.K 07-25-20 13 10-24-2013 0.035 0035 99991153 912796BG3 26-WEEK 07-25. 2o 13 01-23-20, 4 0.070 0.071 99.96461 1 91 27968VO 52 WEEK 07-25-2013 07-24 -2014 0.1 1 5 0.117 99,883722 9 1 2796BTS 4-WEEK 07-19-2013 08.15.201 3 0,020 0.020 99-998444 912796AX7 EffectIve with the 11/2/96 auction, all bills are auctioned using the single -priced method. Freedom 9f. In(prmation AC I LaW, I lIUAQL_kI9fldLNO= I I AccessibillLy I U.S. EX-partment of the giblIC, Dqjd 4 http://www.treasurydirect.gov/RI/OFBills 10/1/2013 Recent Note, Bond, and TIPS Auction Results Page 1 of I 'treasuryDirect L=% , InskIllitMial � Announcprnent�, Data K ResulLl l j�3_LQ:LAjwLltirL2d�a , Recent Note, Bond, and Tills Auction R�sult-." Recent Note, Bond, and TIPS Auction Results se,curity To- TVp. I.... maturity Interest YWId Prim CUSIP Dot. Date Rat. % % Pa. *10 . 2-YEAR NOTE 09-30-2013 09-30-20.15 0.250 0.346 99.804850 91282OVY3 5.YEAR NOTE 09-30-2013 09-30-2016 1.375 1.436 99.706706 912828RH5 MEAR NOTE 09-30-2013 09-30-2020 2.000 2.056 99,623686 912829VZO 9-YEAR 10-MONTH TIPS 09-30-2013 07 15-2023 0.375 0.500 99.178464 912828VM9 3-YEAR NOTE 09- 16-2013 09-15-2016 0.675 0.913 99,887890 912826VW7 9-YEAR 11-MONTH NOTE 09. 16 _20 1 3 08- 15-2023 2. 500 2,946 96.187171 912828VSG 29-YEAR ii-MONTH BONI) 09-:16-2013 08-15-2043 3.62.9 3.820 96.536207 91261ORC4 2.-YEAR Molt- 09-03-2013 08-31-20J5 0.315 0.386 ",978190 912828VU1 5.YEAR NOTE 09_03 _2013 UB-31-2018 1.500 1.624 99.407655 912828RE2 7-YFAR NOTE 09-03-2013 08-31-2020 2.125 2.221 99.381289 912828W9 4-YEAR B-MONTH TIPS 00-30 2013 D4-15-2018 0.125 -0.127 102.179146 912828UX6 3_YEAR NOTE 08-15-2013 08-15-2016 0.625 0.631 M982197 912828VR8 Jo_YEAR NOTE 08_1 5-2013 08-15-2023 2.500 2.620 99.950326 91282OVS6 30_YEAR BONI) W_15.20 1 3 08- 1 5-2043 3,625 3,652 99.5103J8 91261ORCA 2-YEAR NOTE 07-3 1_20 13 137-3 1_2ol 5 0.2 So 0.336 99.828720 912828VN7 '.YEAR NOTE 07-31-2o 13 07-31-2018 1.375 1.410 99.831599 912828VQO 7-YEAR NOTE 07-31-20 13 07-31-2020 2.000 2.026 99.831111 91282SVP2 lo�YEAR TIPS 07-31-2013 07-15-2023 0.375 0.384 100,004056 912828VM9 3.YEAR NOTE 07-15-2013 07 15-2016 0.625 0.719 99.721515 912628VL1 q_YEAR 10-MONTH NOTE 07-15-20 1 3 05 _I 5-2023 1.7 50 2.670 92,085831 912829VB3 29_YEAR lo-mom rH BOND 07-15-2013 05-15-2043 2.875 3.660 85.814558 9 1281ORB6 2-YEAR NOTE 07-01-2013 06-30-2015 0.375 0.430 99.990734 912828VHO 5- YEAR NOTE 07-01-2o 13 06-30-2018 1.375 1.484 99.476043 912828VK3 7-YEAR NOTE 07-0 1 -2013 06-30-2020 1.875 1.932 99.628563 91282OV36 -29 YEAR B-MONTH TI PS 06-28-2013 02-15-2043 0.625 1.420 81,754227 912810RAB 3-YEAR N OTE 06-17�201 3 06- 15-2016 0 500 0.581 99.759878 912828VGZ ,).YEAR 11-MONTH NOTE 06-17-20 13 05- 15-2023 1,750 2.209 95.933134 91282BVB3 29.YEAR 11-MONTH BOND 06_1 7-201 3 05- 1 5-2043 2875 3.355 90.978135 91281OR06 2-YEAR N 01 E 05-31-2013 05 -31-2015 0,250 0.283 99.9,34233 9J 2826VD9 S.YEAR N OTE 05-31-20 1 3 05 - 31 -2018 1.000 1.045 99.781333 912828VE7 7-YEAR NOTE 05-31-2013 05-31-2020 1,375 1.496 99.198680 91282BVrA 9-YEAR B-MOMTH TIPS 05-31-2013 01-15-2023 0.125 -0.225 104 272695 912828UHI 3-YEAR NOTE 05-15-2013 05 15-2016 0.250 0.354 " 689924 912828VCI 10_YEAR NOTE 05-15-2013 05-15-2023 1.750 1.810 99.453420 91282OV03 30'EAR BOND 05' 1 5-20 1 3 05- 1 5-2043 2,875 2980 97927211 91281014136 2-YEAR NO11- 04-30-2013 04-30-2015 0.125 0.233 99.764626 91282BUY4 S.YE..AR rips 04-3 2013 D4-15-2018 CIA25 -1.311 107,820710 91282BUX6 5-YEAR NOIE 04-30:2013 0 04-30-201 8 0.625 0.710 99.583182 912828UZI 7- YEAR NOTE 04-30-2013 04 30-2020 1.125 1.155 W798822 912828VA5 3-YEAR NOTE 04-15-2013 04-15-2016 0250 0.342 99.725644 912829UWB - Denotes TIPS bond; all other TIPS without asterisks are notes Freedjjini oflo&rniatlon Ac I Law & Guidancel llrlya�y QQo_dL= I AccessIbIl ty U.S. Denartment L)r the Tremury. bureau pf the PUhlic Debt 5 http://www.treasurydirect.gov/RI/OFNtebnd 10/1/2013 Printer Version - Board of Governors of the Federal Reserve System Page 1 of 4 Selected Interest Rates (Daily) - H. 15 Current Release Release Dates Daily Update Historical Date About Announcements Daily Update Release Date: September 27, 2013 The weekly release is posted on Monday. Daily updates of the weekly release are posted Tuesday through Friday on this site. If Monday is a holiday, the weekly release will be posted on Tuesday after the holiday and the daily update will not be posted on that Tuesday. September 27, 2013 Selected Interest Rates Yields in percent per annum Instruments 2013 Sep 23 2013 Sep 24 2013 Sep 25 2013 Sep 26 Federal funds (effective) 12 2 0.09 0.09 0.08 0.08 Commercial Paper 3 4 5§ Nonfinancial 1-month 0.05 n. a. 0.05 0.04 2-month 0.06 0.06 0.06 0.07 3-month 0.08 0.07 0.08 0.09 Financial 1-month 0.10 0.06 0.04 0.06 2-month 3-month CDs (secondary market) z 1-month 3-month 0.07 0.09 0.07 0.07 0.11- 0.12 0.11 0.10 n. a. n. a. n. a. n. a. n. a. n.a. n. a. n.a, 6-month Eurodollar deposits (London) 2 8 1-month 3-month n. a. n. a. n. a. n. a. 0.22 0.22 0.22 0.22 0.28 0.42 0.28 0.42 0.28 0.42 0.28 0.42 6-month Bank prime loan 2 3 9 3.25 3.25 3.25 3.25 1� http://www.federalreserve.gov/releases/Hl 5/update/ 10/1/2013 Printer Version - Board of Governors of the Federal Reserve System Page 2 of 4 Discount window primary credit 0.75 U.S. government securities Treasury bills (secondary market) 34 4-week 0.01 0.75 0.75 0.75 0.02 0.02 0.04 3-month 0.02 0.02 0.02 0.00 6-month 0.05 1 0.05 0.05 0.03 1-year 0.10 0.10 0.10 0.09 Treasury constant maturities Nominal 1-month 0.01 0.02 0.02 0.04 3-month 0.02 0.02 0.02 0.00 6-month 0.05 0.05 0.05 0.03 1-year 0.10 0.10 0.10 0.09 2-year 0.35 0.35 0.36 0.34 3-year 0.68 0.67 0.66 0.67 5-year 1.48 1.44 1.41 1.43 7-year 2.10 2.05 2.01 2.05 10-year 2.72 2.67 2.63 2.66 20-year 3.46 3.40 3.37 3.41 30-year 3.73 3.67 3.65 3.69 Infl at ionindexed 12 5-year -0.36 -0.33 -0.38 -0.34 7-year 0.16 0.19 0.12 0.19 10-year 0.46 0.48 0.45 0.47 20-year 30-year Inflation -indexed long-term average 13 Interest rate swaps 14 1-year 1.07 1.07 1.06 1.07 1.38 1.37 1.36- 1.37 1.01 1.00 0.98 1.00 0.31 0.31 0.31 0.32 2-year 0.48 0.48 0.48 0.48 3-year 0.81 0.80 0.80 0.80 4-year 1.22 1.21 1.19 1.19 5-year 1.62 1.60 1.58 1.58 1,,7-,y,-*a r year 2.26 2.23 2.20 2.20 2.85 1 2.82 1 2.79 2.79 7 http://www.federalreserve.gov/releases/Hl 5/update/ 10/1/2013 Printer Version - Board of Governors of the Federal Reserve System Page 3 of 4 30-year 3.72 3.67 3.66 3.66 Corporate bonds Moody's seasoned Aaa 1A l3aa State & local bonds 16 Conventional mortgages 1-7 4.60 4.53 4.50 4.55 5.42 5.35 5.33 5.38 4.53 4.32 n.a. Not available. Footnotes 1. The daily effective federal funds rate is a weighted average of rates on brokered trades. 2. Weekly figures are averages of 7 calendar days ending on Wednesday of the current week; monthly figures include each calendar day in the month. 3. Annualized using a 360-day year or bank interest. 4. On a discount basis. 5. Interest rates interpolated from data on certain commercial paper trades settled by The Depository Trust Company. The trades represent sales of commercial paper by dealers or direct issuers to investors (that is, the offer side). The 1-, 2-, and 3-month rates are equivalent to the 30-, 60-, and 90-day dates reported on the Board's Commercial Paper Web page (www.fe(icrairescr�ic.p,ov/rele,,ises/ci) ). 6. Financial paper that is insured by the FDIC's Temporary Liquidity Guarantee Program is not excluded from relevant indexes, nor is any rinancial or nonfinancial commercial paper that may be directly or indirectly affected by one or more of the Federal Reserve's liquidity facilities. Thus the rates published after September 19, 2008, likely reflect the direct or indirect effects of the new temporary prograrns and, accordingly, likely are not comparable for some purposes to rates published prior to that period. 7. An average of dealer bid rates for certificates of deposit (CDs) that are actively traded in the secondary market and are issued by top -tier banks. Bids are generally for CDs issued in denominations of $1,000,000 or greater. Responses are not reported when the number of respondents is too few to be representative. 8. Source: Bloomberg and CTRB ICAP Fixed Income & Money Market Products. 9. Rate posted by a majority of top 25 (by assets in domestic offices) insured U.S.-chartered commercial banks. Prime is one of several base rates used by banks to price short-term business loans. 10. The rate charged for discounts made and advances extended under the Federal Reserve's primary credit discount window program, which became effective January 9, 2003. This rate replaces that for adjustment credit, which was discontinued after January 8, 2003. For further information, see NYVYW,retiCt-Lilre.serve.L>�)Y/t)oaj-ddocs/press/Lici3�L/2002/20021()3 12Mcfailldion. The rate reported is that for the Federal Reserve Bank of New York. Historical series for the rate on adjustment credit as well as the rate on primary credit are available at www.fecleralreserve.gt)v/rele-,ises/h I 5Jdata,htm. 8 http://www.federalreserve.gov/releases/Hl5/update/ 10/1/2013 Printer Version - Board of Governors of the Federal Reserve System Page 4 of 4 11. Yields on actively traded non- inflation -indexed issues adjusted to constant maturities. The 30-year Treasury constant maturity series was discontinued on February 18, 2002, and reintroduced on February 9, 2006. From February 18, 2002, to February 9, 2006, the U.S. Treasury published a factor for adjusting the daily nominal 20-year constant maturity in order to estimate a 30-year nominal rate. The historical adjustment factor can be found at w w w. t rc.] N Liry. L, E) v/reso urce- cente ridaia-charl -con ler/ i n to res I- na les/ . Source: U.S. Treasury. 12. Yields on Treasury inflation protected securities (TIPS) adjusted to constant maturities. Source: U.S. Treasury. Additional information on both nominal and inflation -indexed yields may be found at www.t reasu rv. Qov/resou ree-ceriter/da ta-ch art- center/interest-rales/. 13. Based on the unweighted average bid yields for all TIPS with remaining terms to maturity of more than 10 years. 14. International Swaps and Derivatives Association (ISDAO) mid -market par swap rates. Rates are for a Fixed Rate Payer in return for receiving three month LIBOR, and are based on rates collected at 11:00 a.m. Eastern time by ICAP plc and published on Thomson Reuters Page ISDAFIX61. ISDAFIX is a registered service mark of ISDA8. Source: Thomson Reuters. 15. Moody's Aaa rates through December 6, 2001, are averages of Aaa utility and Aaa industrial bond rates. As of December 7, 2001, these rates are averages of Aaa industrial bonds only. 16. Bond Buyer Index, general obligation, 20 years to maturity, mixed quality; Thursday quotations. 17. Contract interest rates on commitments for 30-year fixed-rate first mortgages. Source: Primary Mortgage Market Survey(& data provided by Freddie Mac. Note: Weekly and monthly figures on this release, as well as annual figures available on the Board's historical H. 15 web site (see below), are averages of business days unless otherwise noted. Current and historical H. 15 data are available on the Federal Reserve Board's web site (www.federalreserve.gov/ . For information about individual copies or subscriptions, contact Publications Services at the Federal Reserve Board (phone 202- 452-3244, fax 202-728-5886). Description of the Treasury Nominal and Inflation -Indexed Constant Maturity Series Yields on Treasury nominal securities at "constant maturity" are interpolated by the U.S. Treasury from the daily yield curve for non- inflation -indexed Treasury securities. This curve, which relates the yield on a security to its time to maturity, is based on the closing market bid yields on actively traded Treasury securities in the over-the-counter market. These market yields are calculated from composites of quotations obtained by the Federal Reserve Bank of New York. -The con-s-tant maturi-ty'-yield values are read from the yield curve at fixed maturities, currently 1, 3, and 6 months and 1, 2, 3, 5, 7, 10, 20, and 30 years. This method provides a yield for a I 0-year maturity, for example, even if no outstanding security has exactly 10 years remaining to maturity. Similarly, yields on inflation- i nd exed securities at "constant maturity" are interpolated from the daily yield curve for Treasury inflation protected securities in the over-the-counter market. The inflation- indexed constant maturity yields are read from this yield curve at fixed maturities, currently 5, 7, 10, 20, and 30 years. 9 http://www.federalreserve.gov/releases/Hl 5/update/ 10/1/2013 POOLED MONEY INVESTMENT ACCOUNT Summary of Investment Data A Comparison of August 2013 with August 2012 (DOLLARS IN THOUSANDS) ALIOUSt 20,13_____ August 201 Change Average Daily Portfolio 51,415,613 60,179,856 -8,764,243 Accrued Earnings 11,820 19,260 -7,440 Effective Yield (%) 0.271 0.377 -0.106 Average Life -Month End (in Days) 270 267 +13 Total Security Transactions Amount 20,043,208 21,807,290 -1,764,082 Number 404 441 -37 Total Time Deposit Transactions Amount 1,867,480 1,994,980 -127,500 Number 86 102 -16 -Average Workday Investment Activity 996,940 1,034,881 -38,941 Prescribed Demand Account Balances For Services ($) 2,137,202 1,854,202 +283,000 1 10 BILL LOCKYER TREASURER STATE OF CALIFORNIA Investment Division Selected Investment Data Analysis of the Pooled Money Investment Account Portfolio (DOLLARS IN THOUSANDS) August 31, 2013 DIFFERENCE IN PERCE PERCENT OF 9-E- PORTFOLIO FROM TYPE OF SECURITY AMOUNTA PORTFOLIO PRIOR MONTH Government 16,873,261 30.26 -1.51 Bills 0 0.00 0 Bonds Notes 17,466,126 33.29 +1.72 Strips 0 0.00 0 Total Government 33,338,387 63.65 +0.21 Agency Debentures 2,158,553 4.111 +0.80 Certificates of Deposit 5,870,072 11.19 +3.66 Bank Notes 0 0.00 0 Bankers' Acceptances 0 0.00 0 0 Repurchases 0 2,847,923 0.00 5.43 +1.32 Agency Discount Notes 4,369,640 8.33 +0.25 Time Deposits 0 0.00 0 GNMAs Commercial Paper 2,574,558 4.91 +2.48 FHLMC/Remics 168,115 0.32 -0.01 Corporate Bonds 0 0.00 0 AB 55 Loans 298,563 0.57 +0.03 GF Loans 337,500 0.64 -8.86 NOW Accounts 0 0.00 0 Other 499,952 0.95 +0.22 Reversed Repurchases 0 0.00 0 Total (All Types) 52,463,263 100.00 INVESTMENT ACTIVITY August 2013 July 2013 NUMBER AMOUNT,($) Pooled Money 404 20,043,208 Other 46 2,519,643 6 187,731 Time Deposits 86 1,867,480 1114 3,382,800 Total 536 24,430,331 406 17,872,995 PMIA Monthly Average Effective Yield 0.271 0.267 Year to Date Yield Last Day of Month (%) 0.269 0.267 2 11 Pooled Money Investment Account Portfolio Composition $52.5 Billion 08/31/13 Loans Commercial 1.21 % Paper 4.91% Timi CDs/BNs 11.19% Agencie,c 10.49% Mc reasuries 63.55% iv r *6 0 CY LU 0 0� C) LO clq m IN OD -q 0 cli ED 0) IN C) iz600000��o C14 1- 0 0) Lf) CN 04 0 co, 'o Cc) i 00 'o 0 00 0 6 9 9 9 0 ,t 90000000"', '2� 9 9 9 9 o - o lq c w ,� 0, 0, 00 0, lz (D CID t'-' N 6 X o o o 'o 0, 0 0 0 0 0 6 6 6 0 Cl) 0 cq — vi 6 6 6 6 6 6 o 6 6 ID V: 00 CN C, Lq (Q — Cj — -: C\l 04 C\I LO (D 'N OCT co 4 ;3 0 o 0 0 0 0 '�2 C,6 6 —0 6 F, (3) m .�2 (D E C) c) 0 0 0 . . . 0 co IN . z u 16 d) .6 cs 00 00 0 0 - - Cl! cr� M :0 C� n -t CL Ce) q 0 0 0 Cl) C-4 CN N 0 c x C., ci .0 0 0 6 0 0 9 m 0 0 0 (D Cl) 0) :0 G� 0 C� Lf) 0 P w Ct D C� 0 0 6 q C11 C; r- w 't If) 0 Lq Cl) 10 OD 00 cq cli 0) LQ co co V) m o 0 0 0 9 :o 9 0 9 .00 W 0 0 0 0 0� LL (D M LQ (6 Ce) U� (6 Cl) 0 :to 'Cl) Lq cq 0� 0 C; cl 1�2 0 2)o Co m (D :0 OD a C) CIR CR 00 00 0 0 0 0 ci 0 6 0 2)1(0 ,,, , 00 :to CR (D CR I. CIR ILL 'Ri = q 00 00 0 0 -q 00 o 0) r,-� c) U) im In rq rl� Cl) 6 r,-! (1) 0 U) Cl? Ci ILL 0 CO 0) N (7) 0 0 a) 04 (IR Lq 6 Lq 00 00 0 Lo 0 OD Cl) 0 0 Cl) 0 00 0 0) C4 a E) , (U LL 0) r-- r.- C\I LO P, Ce) Oq C\[ CN C11 (q Cl) 0 Ce> 1 (0 (CL 0 9 4) �2 cl� C) C) CN IN (D C'i (6 ID (d (D Ce) 'a MA .1 �R �2 CIO 0 4 (U 16 0 c -2 tu 4 t! E' < 0 E w 00 ,u CIL r 2 ca C cu t E IM '0 cc ig 1 w 'E m .2 T 0 0) 0) CL IL d) CIL 0 M IM 'a 6D -0 2 .0 t; 0 0 2. ca Im E F- c/) 4� w .2 a) C, < a m .2 (u E E E 0 V) a) a. 2 0) m C-) 2 o Z) 0 .0 (D 0 2 2 t5 > cu 0 z 0 = m 0 < D- zz (.5 a- < m § C) T 0, F- Wl < 4) 0 <1 W < (n o z In L,L 2 rj,) 000. U) 0 C\I 0 Lo cq c\I o c\I R oc) LO o LID 0 .0 cq -60 -0 C) a) (D 13 r 0 0) 0 Q. 0) U) �E t� 0 CIL C.) a) 2 cc 0 0 J-- E m 0 C co 0. ML Q. c mn 0 CL ID F— 16 t� 0 12 d) . 16 0 0 c 0 E2 m d) o CL o lo 8 E EZ d) o m j_- 0 , a. So m E 13 BILL LOCKYER TREASURER STATE OF CALIFORNIA LOCAL AGENCY INVESTMENT FUND (LAIF) NEW LAW WEBINAR INFORMATION PMIA Performance Report LAW Performance Report Date Daily Yield* Quarter to Date Yield Average Maturity (in days) 10/11/2013 0.27 0.27 248 10/12/2013 0.27 0.27 248 10/13/2013 0.271 0.27 248 10/14/2013 0.27 0.27 246 10/15/2013 0.27 0.27 246 10/16/2013 0.27 0.27 246 10/17/2013 0.27 0.27 246 10/18/2013 0.26 0.27 245 10/19/2013 0.26 0.27 245 10/20/2013 0.26 0.27 245 10/21/2013 0.27 0.27 243 10/22/2013 0.26 0.27 241 10/23/2013 0.261 0.271 240 F 10/24/2013 0.261 L2J7 239 *Daily yield does not reflect capital gains or losses Quarter ending 09/30/2013 Apportionment Rate: Earnings Ratio: Fair Value Factor: Daily: Quarter To Date: Average Life: 0.26% .00000703151403121 1.00056732 0.25% 0.27% 239 PMIA Average Monthly Effective Yields SEPT 2013 0.257% AUG 2013 0.271% JULY 2013 0.267% Pooled Money Investment Account Portfolio Composition $56.6 Billion 09/30/13 Loans 5.92% Commercial Paper 3.50% Time Dep 7.730/, CDs/BNs 13.91% Agenc 9.25� 9--U�U- 0.28% Treasuries 59.41% 14 Recent Bill Auction Results Page 1 of I I freasuryDired jj2inu, , Iff.L�ItylLwal ) AnaounceMEEU.Lj�i > LateAt Auction Dai:4 Recent Bill Auction Results Recent Bill Auction Results Security Isau. Maturity Col-unt I ... Arn..t Prim CUSIP Te- Date Data Rat. % Rat. % P ., $100 4-WEFK Ij_O7_2m3 12-05-2013 0,050 0.051 99.996111 912796ONS 13-WEEK 11 -07-2013 02-06-2014 0.050 0.051 99.967361 912796ARO 26-WEEK 11-07-2013 05-08-2014 0.085 0.086 99.957028 912796CK3 4-WEEK 10-31-201 3 11-29-201 3 0.055 0.056 99.995569 912796BMO 13-WEEK 10-31-2013 01-30-2014 O.G45 0.046 99988625 912796BWB 26-WEEK 10-31-2013 05-01-2014 0.080 0.081 99.959556 912796BE8 4-WEEK 0-24:2013 I I 11 -2013 0.030 0.030 99�997667 9J2796Bt2 13-WEEK - 10 24 20 3 1:21 0 23-2014 0.035 0.035 99.991153 912796BVO 26-WEEK 10_24_201 3 04.24-203 4 0.070 0.07 1 99 .964611 91279606 4-WEEK 10-17-2013 11-14 -2013 0.240 0.243 99.981333 912796AE9 13--WEEK 10� 17-201 3 a 1-16-2014 0.130 0.132 99.967139 912796BU2 26-WEEK 10-17-20 13 04_1 7-2014 0.150 0.152 99.924167 912796CHO 189-DAY 10-17-2013 04-24-2014 0.135 0.137 99.929125 91279606 52-WEEK 10-17-2013 JO_j 6- 2014 0.160 0.162 99.838222 912796CF4 5-DAY 10-10-2013 10-15-2013 0.300 0.304 99.995833 912796FUS 4-WEEK 10-10-201 3 11-07. 201 3 0.350 0.355 99.972778 922796BK4 13-WEEK 10-10-2013 01-09-2014 0.035 0.035 99.991153 912796AQ2 26 WEEK 10-10-201 3 04-10-2014 0.060 0.061 99.969667 912796CG2 7-DAY 10-03-201 3 10- 10-2013 0.030 0.030 99.999417 912796BF5 4-WEEK 10-03-201 3 10.31-20 1 3 0,120 0.122 99990667 9127968HI 13-WEEK 10_03_2013 01:02-2014 0.010 O.OJO 99.997472 912796BS7 26-WEEK 10-03-20 13 04 03-2014 O.D40 0.041 99.979778 912796BA6 4-WEEK 09-26-201 3 10 .24-2013 0.015 0.015 99.998833 912796BG3 13-WEEK 09-26-2013 12-26-2013 0.020 0.020 99.994944 912796BR9 26-WEEK 09.2&.2013 03:27-20,14 0.050 0.051 99,974722 912796CE7 4-WEEK 09_19. 201 3 10 17..20 3 0.000 0.000 100.000000 912795Z87 13-WEEK C)9_19_ 2013 12-19-2013 0.010 01010 99.997472 912796BQI 26-WEEK 09_19. 201 3 03:20-2014 0030 0.030 99.984&33 912796CD9 52-WEEK 09_19_ 20 1 3 09 18-20A 0.120 0.122 99.878667 912796C83 5-DAY 09-12_2013 09_17-2013 0.040 O.D41 99.999444 912796PM6 4-WEEK 09-12-2013 1010 2 13 0.010 0.010 99.999222 912796BrS 13-WEEK .- 12- 20� 3 12 2:20013 0.020 0.020 99.994944 912796AK5 26 WEEK 09-12-2013 03-13-2014 0.035 0.035 99.982306 912796CCI 11-DAY og_C)5_ 20 1 3 09-16-201 3 0.030 0.030 99.999083 912796FL8 4-WEEK 09-05-20 1 3 10:03-2013 0020 0.020 99.998444 912796BDO 13-WEEK 09-05-20 1 .3 1 2 05-2013 0.030 0,030 99,992417 932796BNB 26-WFEK 09-05-20 .13 03-06-2014 0.055 0.056 99.972J94 9J 2796AW9 14-DAY 00-29-20 13 09:12-2013 0.035 0.035 99.998639 912796BB4 4-WEEK 08.29'.20 13 09 26-2013 0,040 0.041 99996989 912796BC2 13-WEEK 08,29-2013 1 1-29-2013 O.D40 0.041 99.989778 g12796BMO Effective with the 11/2/98 auction, all bills are auctioned using the single -priced method. Freedom ofInformation Ac I I AccessIbIllLy alltv U.S. Noortment of the Trea:urV. Bureau QV the Public Debt 15 http://www.treasurydirect.gov/RI/OFBills 11/7/2013 Recent Note, Bond, and TIPS Auction Results Page 1 of 1 TreasuryDirect Horne , LrLst Anngwn�gtnent.% DatajIj�� �Atl jd!L�t AtICJ�WKDIILd I Recent Note, Bond, and TIPS Auction R�sult: Recent Note, Bond, and TIPS Auction Results S.-Hy Term Type Issue, Maturity Interest Yield PH" CUSIP Data Date Rat. -1. y. Pa. $10 d 2-WAR NOTE 10-31-2013 10-31-2015 0�250 0.323 99.854588 912a28WB2 5-YEAR NOTE 10-31-2013 10-31-2018 1.250 1.300 99.758710 912828WDB 7-YEAR NOTE 10-31-2013 10-31-2020 1.750 1,870 99.2:16081 912626WOU -29_YEAR 4-MONTH TIPS 10-31,2013 02-15-2043 0625 1.330 84.370207 912810RAS 3-YEAR NOTE 1 D-15-2013 10-15-2016 0 G25 0.710 99.746139 912828WA4 9-YEAR 10-MONTH NOTE 10-15-2013 08-15-2023 2500 2657 98 .645362 912828VS6 2,)_YEAR 10-MONTH BONI) 10-1 5-20 13 08- 15-2043 3 . 625 3758 97 61 8838 9 1281ORCA 2-YEAR NOTE 09-30-2013 09-30-2015 0.250 0.34: 99.804 850 912828VY3 5.YEAR NOTE 09_30' 2013 09-30-2018 1 375 1 43 99.706706 912828RHS 7_YEAR NOT' 09_30-2013 09_30-2020 2 . 000 2.058 W623686 912628VZO 9.YEAR 10-MONTH TIPS 09-30'2013 07 .15-2023 0 , 375 0.500 99178464 912828VM9 3_YEAR NOTE 09_ 16-2013 09-15-2016 0.875 0.913 99 . 887890 912828VW7 9.YEAR 11-MONTH NOTE 09-16-2013 08-15-2023 2.500 2.946 96187171 912829VS6 29-YEAR I I -MONTH BOND 09-1 6-2013 08-15-2043 3.625 3.820 96.536207 91281ORCA 2-YEAR NOTE 09-03-2013 08-31-2015 0.375 0.386 99.978190 912828VUJ 5-YEAR NOTE 09-03-2013 08-31-2018 1.500 1.624 99.407655 91282ORE2 7-YEAR NOTE 09-03-2013 08-31-2020 2.i2S 2.221 99.381289 912828VV9 4 _YEAR 8-MONTH TI PS 08-30,201 3 04-15-2018 0.125 -0.127 102.179146 912826UX6 3 -YEAR NOTE 08_ 15-20 13 06-1 5-20 16 0.625 0.631 99.982197 912828VR8 10_YEAR NOTE 08-15-2013 08-15-2023 2.500 2.620 98950326 912828VS6 30_YEAR BOND 0 .15-2013 08-15-2043 3,625 3652 99510318 9128JORC.4 2-YEAR NOTE 0!1-31-2013 07-31-2015 0,250 0.336 99.826720 912829VN7 5.YEAR NOTE 07-31-2013 07-31-2016 1.375 1.410 99.831599 912828VQO 7_YEAR NOTE 07-31-2013 07-31-2020 2.000 2.026 99.831111 912828VP2 Io_YEAR TIPS 07-31 2013 07-15-2023 0.375 0.384 100.OG4056 912828VM9 3-YEAR NOTE 07 _ 15-2013 07-15-2016 0.625 0.719 99.721515 912828VL1 9_YEAR 10-MONTH NOTE 07- 1 5-201 3 05-15-2023 1.750 2.670 92.085631 912028VB3 29_YEAR Io.MONTH BOND 07-1 5-2013 05-15-2043 2.875 3.660 85814558 91281ORB6 2-YEAR NOIF. 07_01 -201 3 06-30-2015 0.375 0.430 99.890734 9J2828VHO 5:YEAR NOTE 07-01.2ol 3 06-30-2018 1.375 1.484 99.476843 91282OVK3 7 YEAR NOTE 07-01-2013 06-30-2020 1.875 1.932 99.626563 912828VJ6 -29 . YEAR 8-MONTH TIPS 06-20-2013 02-15-2.3 0.625 1.420 81.754227 912810RAS 3_YEAR NOTE 06-:17-2013 06- 1 1 -1016 0.500 0.581 99.759878 912828VG2 "_YEAR 1�_M..TH NOTE 06:17:20 13 05 1.750 2.209 95-933134 91262BV83 29.YEAR 11-MONTH BOND 06 17 20 3 :15:2C)23 0 S 1 5 2043 2.875 3.355 90978135 91281ORB6 2-YEAR NOIE 05-31-2013 05-31-2015 0. 2. 50 0.283 99.?34233 9.12828VO9 5-YEAR NOTE 05-31-2013 05-31-2018 1 ()Do 1�()4 5 99.,81333 g12828VE7 7_YEAR NOTE 05-31-2013 05-31-2020 1.375 1.496 99.198680 912829VF4 9.YEAR 8-MONTH TIPS 05 3 1. 20 1 3 01-15-2023 0.125 -0,225 104.272695 912828UH1 3 YEAR NOTE 05 . 1 5. 2013 05-15-2016 0.250 0.354 99.689924 912828VCI * Denotes TIPS bond; all other TIPS WithOLA asterisks are notes Fr�edoni ofInformatIon Ac I Condition I AccesslbillW I U,S. Deurtment ol' the rreasury, Bureau of the PUbile Debt 16 http://www.treasurydirect.gov/RI/OFNtebnd 11/7/2013 Printer Version - Board of Governors of the Federal Reserve System Page I of 4 Selected Interest Rates (Weekly) - H. 15 Current Release Release Dates Daily Updat Historical Data About Announcements Technical Q&As Current Release (48 KB PDF) Releasel)ate- October 28, 2013 The weekly release is posted on Monday. Daily updates of the weekly release are posted Tuesday through Friday on this site. If Monday is a holiday, the weekly release will be posted on Tuesday after the holiday and the daily update will not be posted on that Tuesday. October 28, 2013 H. 15 Selected Interest Rates Yields in percent per annum Instruments Federal funds (effective) i2 2 2013 Oct 21 0.09 2013 Oct 22 0.08 2013 Oct 23 2013 Oct 24 2013 Oct 25 Week Ending 2013 Sep Oct 2S Oct is 0.08 0.08 0.08 0.09 0.10 0.08 Commercial Paper 2 i i Nonfinancial 1-month 2-month 0.03 0.06 0.04 0.05 0.05 0.05 0.11 0.05 0.07 0.06 0.06 0.05 0.09 0.07 0.13 0.06 3-month n. a. 0.08 0.08 0.08 0.07 0.08 0.17 0.08 Financial 1-month 0.07 0.06 0.06 0.08 0.07 0.07 0.13 0.06 2-month 0.09 0.08 0.08 0.11 0.08 1 0.09 0.15 1 0.08 3-month 0.12 0.11 0.10 0.14 0.10 0.11 0.14 0.11 CDs (secondary market) 2 z 1-month n.a. n. a. n. a. n. a. n. a. n.a.] n.a. n. a. 3-month n.a. n. a. n. a. n. a. n. a. n. a. n. a. n. a. 6-month n. a. n. a. n. a. n. a. n. a. n. a. n. a. n. a. Eurodollar deposits (London) 2 1-month 0.22 0.22 0.22 0.22 0.22 0.22 0.22 0.22 3-month 0.28 0.28 0.28 0.28 0.28 0.28 0.28 0.28 6-month 0.42 0.42 0.42 0.42 0.42 0.42 0.42 1 0. Bank prime loan 2 3.25 3.25 3.25 3.25 3.25 3.25 3.25 3.25 17 http://www.federalreserve.gov/releases/Hl 5/20131028/ 11/7/2013 Printer Version - Board of Governors of the Federal Reserve System Page 2 of 4 Discount window primary credit 2 19 U.S. government securities 0.75 0.75 0.75 0.75 0.75 0.75 0.75 0.75 Treasury bills (secondary market) 34 4-week 0.02 0.04 0.02 0.02 -1 0.02 0.02 0.13 0.02 3-month 0.04 0.04 0.04 0.03 0.04 0.04 0.08 0.02 6-month 0.07 0.07 0.07 0.07 0.08 0.07 1 0.11 0.04 1-year 0.11 0.10 0.11 0.11 0.10 0.11 0.14 0.11 Treasury constant maturities Nominal 11 1-month 0.02 0.04 0.02 0.02 0.02 0.02 0.12 0.02 3-month 004 0.04 0.04 0.03 0.04 0.04 0.08 0.02 6-month ON07 0.07 0.07 0.07 0.08 0.07 0.11 0.32 0.11 0.14 0.34 0.04 0.12 1-year 0.11 0.10 0.11 0.12 0.11 2-year 0.33 0.31 0.3 0.33 0.32 0.40 3-year 0.63 0.59 0.60 0.59 0.59 0.60 0.64 0.78 5-year 1.38 1.30 1.30 1.32 1.30 1.32 1.39 1.60 7-year 2.01 1.92 1.90 1.92 1.90 1.93 2.03 2.22 10-year 2.63 2.54 2.51 2.53 2.53 2.55 2.66 2.81 20-year 3.39 3.31 3.29 3.30 3.30 3.32 3.41 3.53 30-year 3.68 3.61 3.59 3.61 3.60 3.62 3.70 3.79 Inflation indexed 12 5-year -0.41 -0.46 -0.46 -0.45 -0.47 -0.45 -0.39 -0.17 7-year 0.12 0.05 0.04 0.05 0.03 0.06 0.15 0.34 10-year 0.44 0.37 0.36 0.36 0.34 0.37 0.48 0.66 20-year 30-year Inflation -indexed long-term average L3 Interest rate swaps 14 1.07 1.00 1.00 1.00 0.97 1.01 1.10 1.22 1.39 1.34 1.33 1.33 1.30 1.34 1.42 1.50 1.01 0.95 0.93 0.94 0.91 0.95 1.04 1.16 1-year 0.30 0.29 0.30 0.30 0.29 0.30 0.32 0.33 2-year 0.45 0.43 0.43 0.44 0.43 0.44 0.47 0.55 3-year 0.74 0.70 0.69 0.71 0.70 0.71 0.76 0.92 4-year 1.13 1.07 1.05 1.07 1.06 1.08 1.15 1.35 5-year 1.51 1.45 1.42 1.44 1.43 1.45 1.55 1.76 7-year 2.14 2.07 2.03 2.05 2.05 2.07 2.19 2.39 10-year 2.75 2.67 2.63 2.65 2.65 2.67 2.80 2.97 30-year 3.66 3.59 3.55 3.56 3.56 3.58 1 3.70 1 3.78 _�j 18 littp://www.federalreserve.gov/releases/H 15/20131028/ 11/7/2013 Printer Version - Board of Governors of the Federal Reserve System Page 3 of 4 Corporate bonds Moody's seasoned Aaa i_5 4.53 4.45 4.43 4.46 4.44 4.46 4.55 4.64 Baa 5.28 5.20 5.18 5.21 5.19 5.21 5.32 1 5.47 State & local bonds 16 4.56 4.56 4.68 4.79 Conventional mortgages 17 . ... ......... 4.13 4.13 4.28 n.a. Not available. Footnotes 1. The daily effective federal funds rate is a weighted average of rates on brokered trades. 2. Weekly figures are averages of 7 calendar days ending on Wednesday of the current week; monthly figures include each calendar day in the month. 3. Annualized using a 360-day year or bank interest. 4. On a discount basis. 5. Interest rates interpolated from data on certain commercial paper trades settled by The Depository Trust Company. The trades represent sales of commercial paper by dealers or direct issuers to investors (that is, the offer side). The 1-, 2-, and 3-month rates are equivalent to the 30-, 60-, and 90-day dates reported on the Board's Commercial Paper Web page (www. federal reserve. goy/releases/ciV). 6. Financial paper that is insured by the FDIC's Temporary Liquidity Guarantee Program is not excluded from relevant indexes, nor is any financial or nonfinancial commercial paper that may be directly or indirectly affected by one or more of the Federal Reserve's liquidity facilities. Thus the rates published after September 19, 2008, likely reflect the direct or indirect effects of the new temporary programs and, accordingly, likely are not comparable for some purposes to rates published prior to that period. 7. An average of dealer bid rates for certificates of deposit (CDs) that are actively traded in the secondary market and are issued by top -tier banks. Bids are generally for CDs issued in denominations of $ 1,000,000 or greater. Responses are not reported when the number of respondents is too few to be representative. 8. Source: Bloomberg and CTRB ICAP Fixed Income & Money Market Products. 9. Rate posted by a majority of top 25 (by assets in domestic offices) insured U.S.-chartered commercial banks. Prime is one of several base rates used by banks to price short-term business loans. 10. The rate charged for discounts made and advances extended under the Federal Reserve's primary credit discount window program, which became effective January 9, 2003. This rate replaces that for adjustment credit, which was discontinued after January 8, 2003. For further information, see 1 ?/dc I'luill.ht[n. The rate reported is that for the Federal Reserve Bank of New York. Historical series for the rate on adjustment credit as well as the rate on primary credit are available at www.federalreserve,p-ov/releases/h I 5/data.htm. 11. Yields on actively traded non -inflation -indexed issues adjusted to constant maturities. The 30-year Treasury constant maturity 19 http://www.federalreserve.gov/releases/Hl5/20131028/ 11/7/2013 Printer Version - Board of Governors of the Federal Reserve System Page 4 of 4 series was discontinued on February 18, 2002, and reintroduced on February 9, 2006. From February 18, 2002, to February 9, 2006, the U.S. Treasury published a factor for adjusting the daily nominal 20-year constant maturity in order to estimate a 30-year nominal rate. The historical adjustment factor can be found at Source: U.S. Treasury. 12. Yields on Treasury inflation protected securities (TIPS) adjusted to constant maturities. Source: U.S. Treasury. Additional information on both nominal and inflation- indexed yields may be found at www.treasurv.vov/resource-center/data-ghart- center/interest-rates/. 13. Based on the unweighted average bid yields for all TIPS with remaining terms to maturity of more than 10 years. 14. International Swaps and Derivatives Association (ISDAV) mid -market par swap rates. Rates are for a Fixed Rate Payer in return for receiving three month LIBOR, and are based on rates collected at 11:00 a.m. Eastern time by ICAP plc and published on Thomson Reuters Page ISDAFIX61. ISDAFIX is a registered service mark of ISDA0. Source: Thomson Reuters. 15. Moody's Aaa rates through December 6, 200 1, are averages of Aaa utility and Aaa industrial bond rates. As of December 7, 200 1, these rates are averages of Aaa industrial bonds only, 16. Bond Buyer Index, general obligation, 20 years to maturity, mixed quality; Thursday quotations. 17. Contract interest rates on commitments for 30-year fixed-rate first mortgages. Source: Primary Mortgage Market Surveys data provided by Freddie Mac. Note: Weekly and monthly figures on this release, as well as annual figures available on the Board's historical H. 15 web site (see below), are averages of business days unless otherwise noted. Current and historical H.15 data are available on the Federal Reserve Board's web site (www.federalreserve.gov/ . For information about individual copies or subscriptions, contact Publications Services at the Federal Reserve Board (phone 202- 452-3244, fax 202-728-5886). Description of the Treasury Nominal and Inflation -Indexed Constant Maturity Series Yields on Treasury nominal securities at "constant maturity" are interpolated by the U.S. Treasury from the daily yield curve for non -inflation -indexed Treasury securities. This curve, which relates the yield on a security to its time to maturity, is based on the closing market bid yields on actively traded Treasury securities in the over-the-counter market. These market yields are calculated from composites of quotations obtained by the Federal Reserve Bank of New York. The constant maturity yield ----valffe"re read-frornthe yield cur—ve at -fixed mafu_rifies�rently 17��6_m_onths and 1, 2, 3, 5,-7—,10, ZO, and-3�years.Jhi-S method provides a yield for a 10-year maturity, for example, even if no outstanding security has exactly 10 years remaining to maturity. Similarly, yields on inflation -indexed securities at "constant maturity" are interpolated from the daily yield curve for Treasury inflation protected securities in the over-the-counter market. The inflation -indexed constant maturity yields are read from this yield curve at fixed maturities, currently 5, 7, 10, 20, and 30 years. 20 http://www.federalreserve.gov/releases/Hl 5/20131028/ 11/7/2013 POOLED MONEY INVESTMENT ACCOUNT Summary of Investment Data A Comparison of September 2013 with September 2012 (DOLLARS IN THOUSANDS) September 2013 September 2012 Change Average Daily Portfolio 53,684,560 60,044,038 -6,359,478 Accrued Earnings 11,362 17,157 -5,795 Effective Yield (%) 0.257 0.348 -0.091 Average Life -Month End (in Days) 239 242 -3 Total Security Transactions Amount 19,239,201 13,395,219 +5,843,982 Number 385 268 +117 Total Time Deposit Transactions Amount 1,722,000 1,470,000 +252,000 Number 85 74 +11 Average Workday -investment Activity 1,048,060- +265,680 Prescribed Demand Account Balances For Services ($) 1,923,720 1,910,786 +12,934 1 �4m BILL LOCKYER TREASURER STATE OF CALIFORNIA Investment Division Selected Investment Data Analysis of the Pooled Money Investment Account Portfolio (DOLLARS IN THOUSANDS) September 30, 2013 DIFFERENCE IN PERCENT PERCENT OF LE PORTFOLIO FROM TYPE OF SECURITY AMOUNT PORTFOLIO PRIOR MONTH Government Bills 16,073,981 28.39 -1.87 Bonds 0 0.00 0 Notes 17,663,803 31.02 -2.27 Strips 0 0.00 0 Total Government 33,637,784 59.41 -4.14 Agency Debentures 2,193,059 3.87 -0.24 Certificates of Deposit 7,875,000 13.91 +2.72 Bank Notes 0 0.00 0 Bankers' Acceptances 0 0.00 0 Repurchases 0 0.00 0 Agency Discount Notes 2,648,035 4.60 -0.93 Time Deposits 4,376,640 7.73 -0.60 GNMAs 0 0.00 0 Commercial Paper 1,974,637 3.60 -1.41 FHLMC]Remics 169,740 0.28 -0.04 Corporate Bonds 0 0.00 0 AB 55 Loans 377,639 0.67 +0.10 GF Loans 2,975,000 6.26 +4.61 NOW Accounts 0 0.00 0 Other 499,963 0.88 -0.07 Reversed Repurchases 0 0.00 0 Total (All Types) 66,617,497 100.00 INVESTMENT ACTIVITY September 2013 August 2013 NUMBER AMOUNT NUMBER AMOUNT Pooled Money 385 19,239,201 404 20,043,208 Other 3 32,246 46 2,619,643 Time Deposits 86 1,722,000 86 1,867,480 Total 473 20,993,447 636 24,430,331 PMIA Monthly Average Effective Yield 0.267 0.271 Year to Date Yield Last Day of Month (%) 0.265 0.269 E, W Pooled Money Investment Account Portfolio Composition $56.6 Billion 09/30/13 Commercial Paper 3.50% Time DE 7.73 CDs/BNs 13.91% Ager 9.2 0. H 6/6 Loans 5.92% Treasuries 59.41% 23