700 Pena 2014 ElectionJohn Pena
Form 700
2014
Candidate
SCHEDULE A-1
Investments
Stocks, Bonds, Viand Other Interests
(Ownership Interest is Less Than 10%)
Do not attach brokerage or financial statements.
► NAME OF BUSINESS
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE
$2,000 - $10,000 ❑ $10,001 - $10%000
❑ $100,001 - $1,o00,000 ❑ Over $1,000,000
NATURE OF INVESTMENT
❑ Stock ❑ Other
(Describe)
❑ Partnership Q Income Received of $0 - $499
O Income Received of $500 or More (Report on schedule Q
IF APPLICABLE; LIST DATE:
13 1 13
ACQUIRED DISPOSED
► NAME OF BUSINESS ENTITY
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE
❑ $2,000 - $10,000 ❑ $10,001 - $100,000
❑ $100,001- $1,000,000 ❑ over $1,000,000
NATURE OF INVESTMENT
❑ Stock ❑ Other
(Describe)
❑ Partnership Q Income Received of $0 - $499
Q Income Received of. $500 or More (Report on Schedule Q
IF APPLICABLE, LIST DATE:
13
ACQUIRED DISPOSED
► NAME OF BUSINESS ENTITY
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE
❑ $2,000 = $10,000 ❑ $10,001 - $100,000
❑ $100,001 - $1,000,000 ❑ Over $1,000,000
NATURE OF INVESTMENT
❑ Stock ❑ Other
(Descnbe)
❑ Partnership Q Income Received of $0 - $499
Q Income Received of $500 or More (Report on Schedule Q
IF APPLICABLE, LIST DATE:
/--J-13 —/-1 13
ACQUIRED DISPOSED
Comments:
CALIFORNIA FORM 700
FAIR POLITICAL PRACTICES COMMISSION
► NAME OF BUSINESS ENTITY
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE
❑ $2,000 - $10,000 ❑ $10,001 - $100,000
❑ $100,001 - $1,000,000 ❑ Over $1,000,000
NATURE OF INVESTMENT
❑ Stock ❑ Other'
(Describe)
❑ Partnership Q Income Received of $0 - $499
Q Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, LIST DATE:
—J—! 13—1 13
ACQUIRED DISPOSED
► NAME OF BUSINESS ENTITY
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE
p $2,000 - $10,000 ❑ $10,001 - $100,000
❑ $100,001'- $1,000,000 ❑ Over $1,000,000
NATURE OF INVESTMENT
❑ Stock ❑ Other
(Describe)
❑ Partnership Q Income Received of $0 - $499
Q Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, LIST DATE:
13 I_� 13
ACQUIRED DISPOSED
► NAME OF BUSINESS ENTITY
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE
❑ $2,000 - $10,000 ❑ $10,001 - $100,000
❑ $100,001 - $1,000,000 ❑ Over $1,000,000
NATURE OF INVESTMENT
❑ Stock ❑ Other
(Describe)
❑ Partnership Q Income Received of $0 - $499
Q Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, LIST DATE:
13 _�_� 13
ACQUIRED DISPOSED
FPPC Form 700 (2013/2014)
FPPC Advice Email: advice@fppc:ce.gov.
FPPC Toll -Free Helpline: 866/275-3772 www.fppc.ca.gov
SCHEDULE A-2
Investments, Income, and Assets
of Business Entities/Trusts
(Ownership Interest is 10% or Greater)
1. BUSINESS ENTITY . TRUST
-
LA
��� � N
Na
l,
rF
Address (Business Address Acceptable)
Check one.
❑ Trust, go to 2 ❑ Business Entity, complete the box, then go to 2
GENEMIPTJPN OF THIS BUSINESS
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
❑ $0 - $1,999
❑ $2,000 - $10,000_/_/ 13
❑ $10,001 - $100,000 ACQUIRED DISPOSED
Ek$100,001 - $1,000,000
❑ Over $1,000,000
NATURE OF INVESTMENT
❑ Partnership ❑ Sole Proprietorship ❑ Other
YOUR BUSINESS POSITION
SHARE OF -•SS INCOME 10 THE ENTITY1TRUST)
$o $499 13 $10001 -. $100,000
❑; $500 - $1,000❑ OVER .$.100,000 .
2 $1,001 - $10,000
REPORTABLE1� 3. LIST THE NAME OF EACH .
INCOME OF $10,000 OR MORE
[3-None
PROPERTY11� 4. INVESTMENTS AND INTERESTS IN REAL • O.
LEASED R_Y THE BUSINESS ENTITY • TRUST
-
Check one box:
❑ INVESTMENT ❑ REAL PROPERTY
Name of Business Entity, if Investment, or
Assessor's Parcel Number or Street Address of Real Property
Description of Business Activity or
City or Other Precise Location of Real Property
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
❑ $2,000 - $10,000
❑ $10,001 - $100,000 13
❑ $100,001 - $1,000,000 ACQUIRED DISPOSED
❑ Over $1,000,000
NATURE OFINTEREST
❑ Property Ownership/Deed of Trust ❑ Stock ❑ Partnership
❑ Leasehold ❑ Other
Yrs. remaining
❑. Check boxd additional schedules reporting investments or real property
are attached
CALIFORNIA FORM 700
FAIR POLITICAL PRACTICES COMMISSION
1� 1. BUSINESS ENTITY OR TRUST
Name
Address (Business Address Acceptable)
Check one
❑ Trust, go to 2 ❑ Business Entity, complete the box, then go to 2
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
❑ $0 - $1,999
❑ $2,000 - $10,000 �� 13 � /13
❑ $10,001 - $100,000 ACQUIRED DISPOSED
❑ $100,001 - $1,000,000
❑ Over $1,000,000
NATURE OF INVESTMENT
❑ Partnership ❑ Sole Proprietorship ❑
YOUR BUSINESS POSITION
0- 2. IDENTIFY THE GROSS INCOME RECEIVED (INCLUDE YOUR PRO -RATA
SHARE OF -•SS INCOME IQ THE ENTITYITRUST)
❑ $0'- $499 ❑ $10,001 - $100,0o0
❑ $500 - $1,000 ❑ OVER $100,000
❑ $1,001 - $1o,000
3. LIST THE NAME -.- .
INCOME OF rrr OR MORE
None
4. INVESTMENTS • INTERESTS IN REAL PROPERTY. OR
LEASED BY • TRUST
-
Check one box:
❑ INVESTMENT ❑ REAL PROPERTY
Name of Business Entity, it investment, S
Assessor's Parcel Number or Street Address of Real Property
Description of Business Activity or
City or Other Precise Location of Real Property
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
❑ $2,000 - $10,000
❑ $10,001 - $1oo,000 1 /13 .. j__j13
❑ $100,001 - $1,000,000 ACQUIRED DISPOSED
❑ Over $1,000,000
NATURE OF INTEREST
❑ Property Ownership/Deed of Trust ❑ Stock ❑ Partnership
❑ Leasehold [:] Other
Yrs. remaining
❑ Check box if additional schedules reporting investments or real property
are attached
FPPC Form 700 (2013/2014) Sch. A-2
Comments: FPPC Advice Email: advice@fppc.ca.gov
FPPCToll-Free Helpline:866/275-3772 www.fppc.ca.gov
SCHEDULE B
Interests in .Real Property
(Including Rental Income)
ASSESSOR'S PARCEL NUMBER OR STREET ADDRESS
bIN
CITY
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
❑ $2,000 - $10,000
❑ $10.001 - $100,O0o 13 _/___j 13
"$100,001 - $1,000,000 ACQUIRED DISPOSED
❑ Over $1,000,000
NATURE OF INTEREST
016wnership/Deed of Trust ❑ Easement
❑ Leasehold ❑
Yrs. remaining 0kher
IF RENTAL PROPERTY, GROSS INCOME RECEIVED
❑ $0 - $499 ❑ $500 - $1.ODO . ❑ $1,001- $10,000
2'$10,001 - $100,000 ❑ OVER $100,000
SOURCES OF RENTAL INCOME: If you own a 10°% or greater
interest, list the name of each tenant that is a single source of
income of $10,000 or more.
None
���s I�-L►�riNV�r�
Name
Pem
► ASSESSOR'S PARCEL NUMBER OR STREET ADDRESS
CITY
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
❑ $2,000 - $10,000
❑ $10,001 - $100,000 1 113 __j__j 13
❑ $100,001 - $1,000,000 ACQUIRED DISPOSED
❑ Over $1,000,000
NATURE OF INTEREST
❑ Ownership/Deed of Trust ❑ Easement
❑ Leasehold ❑
Yrs. remaining O)her
IF RENTAL PROPERTY, GROSS INCOME RECEIVED
❑ $0 - $499 ❑ $500 - $1,000 ❑ $1,001 - $10,000
❑ $10,001 - $100,000 ❑ OVER $100,000
SOURCES OF RENTAL INCOME: If you own a 10°% or greater
interest, list the name of each tenant that is a single source of
income of $10,000 or more.
❑ None
* You are not required to report. loans from commercial lending institutions made in the lender's regular course of
business on terms available to members of the public without regard to your official status. Personal loans and
loans received not in a lender's regular course of business must be disclosed:as follows:
NAME OF LENDER" NAME OF LENDER"
ADDRESS (Business Address Acceptable)
BUSINESS ACTIVITY, IF ANY, OF LENDER
INTEREST RATE TERM (Months/Years)
°h ❑ None
HIGHEST BALANCE DURING REPORTING PERIOD
❑ $500 - $1,000 ❑ $1,001 - $10,000
❑ $10,001 - $100,000 ❑ OVER $100,000
❑ Guarantor, if applicable
ADDRESS (Business Address Acceptable)
BUSINESS ACTIVITY, IF ANY, OF LENDER
INTEREST RATE TERM (Months/Years)
% ❑ None
HIGHEST BALANCE DURING REPORTING PERIOD
❑ $500 - $1,000 ❑ $1,001 -.$10,000
❑ $10,001 - $100,000 ❑ OVER $100,000
❑ Guarantor, if applicable
Comments:
FPPC Form 700 (2013/2014) Sch. B
FPPC Advice Email: advice@fppc.ca.gov
FPPCToll-FreeHelpline:866/275-3772w.ww.fppc.ca.gov
1 �i
SCHEDULE C CALIFORNIA FORM
Income, Loans, & Business
Positions Name .
(Other than Gifts and Travel Payments) I&W,iA
NAME OF SOURC OF INCOME NAME OF SOURCE OF INCOME
ADDRESS (Business Address Abceptable)
d U, 01 , q1-Tt�-7
BUSINESS ACTIVITY, IF ANY, OF SOURCE
C'4 - k4 -060 �Ibc-
YOUR BUSINESS Po6rrION
GROSS INCOME RECEIVED
❑ $500 - $1,000 ❑ $1,001 - $10,000
$10,001 - $100,000 ❑ OVER $100,000
CONSIDERATION FOR WHICH INCOME WAS RECEIVED
❑ Salary [3Spouse's or registered domestic partner's income
❑ Loan repayment ❑ Partnership
❑ Sale of
(Real property, car, boat, etc:)
❑ Commission or ❑ Rental Income, list each source of $10.000 or more
❑ Other
(Describe)
ADDRESS (Business Address Acceptable)
BUSINESS ACTIVITY, IF ANY, OF SOURCE
YOUR BUSINESS POSITION
GROSS INCOME RECEIVED
❑ $500 - $1,000 ❑ $1,001 - $10,000
❑ $10,001 - $100,000 ❑ OVER $100,000
CONSIDERATION FOR WHICH INCOME WAS RECEIVED
❑ Salary ❑ Spouse's or registered domestic partner's income
❑ Loan repayment ❑ Partnership
❑ Sale of
(Real property, car, boat, etc.)
❑ Commission or ❑ Rental Income, list each source of $10,000 or more
M
(Describe)
* You are not required to report loans from commercial lending institutions, or any indebtedness created as part of a
retail installment or credit card transaction, made in the lender's regular course of business on terms available to
members of the public without regard to your official status. Personal loans and loans received not in a lender's
regular course of business must be disclosed as follows:
NAME OF LENDER*
ADDRESS (Business Address Acceptable)
BUSINESS ACTIVITY, IF ANY, OF LENDER
HIGHEST BALANCE DURING REPORTING PERIOD
❑ $500 - $1,000
❑ $1,001 - $10,000
❑ $10,001 = $100,000
❑ OVER $100,000
Comments:
INTEREST RATE TERM (MonthsNears)
'/e ❑ None
SECURITY FOR LOAN
❑ None ❑ Personal residence
❑ Real Property
❑ Guarantor
Street address
City
❑ Other
(Describe)
FPPCFbrm 700 (2013/2014) &h. C
FPPCAdvice Email: advioe@fppc.ca.gov
FPPCToll-Free Helpline: 866/275-3772 www.fppaca.gov
SCHEDULE .-C CALIFORNIA FORm700'
Income, Loans, & Business •
Positions, - Name
(Other than `Gifts and Travel Payments)ka �-4e iq, ,
NAME.OF SOURCE OF INCOME
ADDRESS(8 ness Address Acceptable)
%1 T 1wWwo-oo I (I , 0
BUSINESS ACTIVITY, IF ANY, OF SOURCE
YOUR BUESS POSITION
RIa -
GROSS INCOME RECEIVED
❑ $500 - $1,000 ❑ $1,001 - $10,000
$10,001 - $100,000 ❑ OVER $100,000
CONSIDERATION FOR WHICH INCOME WAS RECEIVED
Salary ❑ Spouse's or registered domestic partner's income
❑ Loan repayment ❑ Partnership
❑ Sale of
(Real property, car, boat, etc.)
❑ Commission or ❑ Rental Income, fist each source of $10,000 or more
❑ Other
(Describe)
NAME OF SOURCE OF INCOME
�;ecA� LM "� P -i
ADDRESS (Business
�Add ss Acceptable)
OA-
BUSIN SS ACTIVITY, IF ANY, OF SOURCE
YOUR BUSINESS POST ION
GROSS INCOME RECEIVED
❑ $500 - $1,000 . 2x$1,001 - $10,000
❑ $10,001 - $160,000 ❑ OVER $100,000
CONSIDERATION FOR WHICH INCOME WAS RECEIVED
❑ Salary ❑ Spouse's or registered domestic partner's income
❑ Loan repayment ❑ Partnership
❑ Sale of
(Real property, car, boat, etc.)
❑ Commission or ❑ Rental Income, list each source of $10,000 or more
®'other
(Describe)
P� 2. LOANS RECEIVED OR OUTSTANDING DURING THE -REPORTING PERIOD
* You are not required to report loans. from commercial lending institutions, or any indebtedness created as part of a
retail installment or credit card transaction, made in the lender's regular course of business on terms available to
members of the public without regard to your official status. Personal loans and loans received not in a lender's
regular course of business must be disclosed as follows:
NAME OF LENDER'
ADDRESS (Business Address Acceptable)
BUSINESS ACTIVITY, IF ANY, OF LENDER
HIGHEST BALANCE DURING REPORTING PERIOD
❑ $500 - $1,000
❑ $1,001 - $10,000
❑ $10,001 - $100,000
❑ OVER $100,000
Comments:
INTEREST RATE TERM (Months/Years)
❑ None
SECURITY FOR LOAN
❑ None ❑ Personal residence
❑ Real Property
Street address
❑ Guarantor
❑ Other
City
(Describe)
FPPC Form 700 (2013/2014) Sch. C
FPPC Advice Email: advice@fppc.ca.gov
FPPC Toll -Free Helpline: 866/27S-3772 www.fppc.ca.gov