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460 Pena 2018 from 07/01 to 09/22Recipient Committee Date Stamp COVER PAGE Campaign Statement NPW Cover Page RECEIVEDStatement covers period Date of election if applicabl: 1p Pag from 7/1 /2018 (Month, Day, Year) S E P 2 7 2O 10 For Official Use Only CITY OF LA QUINTA SEE INSTRUCTIONS ON REVERSE through 9/22/2018 11 /6/2018 [ :ITY CLERK DEPARTMENT 1. Type of Recipient Committee: All Committees — Complete Parts 1, 2, 3, and 4. 2.T.yfpe of Statement: R1 Officeholder, Candidate Controlled Committee ❑ Primarily Formed Ballot Measure LJ Preelection Statement ❑ Quarterly Statement O State Candidate Election Committee Committee ❑ Semi-annual Statement ❑ Special Odd -Year Report O Recall O Controlled ❑ Termination Statement (Also C—p/efe Part 5) O Sponsored (Also Complete Pert 8) (Also file a Form 410 Termination) El General Purpose Committee ❑ Amendment (Explain below) O Sponsored ❑ Primarily Formed Candidate/ O Small Contributor Committee Officeholder Committee O Political Party/Central Committee (Also Complete Pad7) 3. Committee Information I.D. NUMBER Treasurer(s) 1370057 COMMITTEE NAME (OR CANDIDATE'S NAME IF NO COMMITTEE) NAME OF TREASURER COMMITTEE TO ELECT JOHN PENA CITY COUNCIL 2018 GERRI LYNCH MAILING ADDRESS STREETADDRESS (NO P.O. BOX) CITY STATE ZIP CODE AREA CODE/PHONE LA QUINTA CA 92253 CITY STATE ZIP CODE AREA CODE/PHONE NAME OF ASSISTANT TREASURER, IF ANY LA QUINTA CA 92253 MAILING ADDRESS (IF DIFFERENT) NO. AND STREET OR P.O. BOX MAILING ADDRESS CITY STATE ZIP CODE AREA CODEIPHONE CITY STATE ZIP CODE AREACODEIPHONE OPTIONAL: FAX / E-MAIL ADDRESS OPTIONAL: FAX I E-MAIL ADDRESS 4. Verification I have used all reasonable diligence in preparing and reviewing this statement and to the best of my knowledge the information contained herein and in the attached schedules is true and complete. I certify under penalty of pedu a derth(�laws of the State of California that the foregoing is true and correct.-; Executed on 7 By ❑a"5a Slgnaw Trea r Asslan st Creaeurer 1 a! ~ Executed on � • By alb Signature of Conuol i g i . C iddaa e 'tote Measure Proponent or Responsible Cfflcer of Sponsor Executed on By U Date Signature of Controlling Officeholder, Candidate, State Measure Proponent Executed on By Dale Signature of Controlling Officeholder, Candidate, State Measure Proponent FPPC Form 460 (Jan/2016) FPPC Advice: advice@fppc.ca.gov (866/275-3772) www.fppc.ca.gov Recipient Committee Campaign Statement Cover Page — Part 2 5. Officeholder or Candidate Controlled Committee NAME OF OFFICEHOLDER OR CANDIDATE COMMITTEE TO ELECT JOHN PENA CITY COUNCIL 2018 OFFICE SOUGHT OR HELD (INCLUDE LOCATION AND DISTRICT NUMBER IF APPLICABLE) CITY COUNCIL CITY OF LA QUINTA RESIDENTIAL/BUSINESS ADDRESS (NO. AND STREET) CITY STATE ZIP LA QUINTA CA 92253 Related Committees Not Included in this Statement: List any committees not included in this statement that are controlled by you or are primarily formed to receive contributions or make expenditures on behalf of your candidacy. COMMITTEE NAME I.D. NUMBER NAME OF TREASURER COMMITTEE ADDRESS CITY COMMITTEE NAME NAME OF TREASURER COMMITTEE ADDRESS CITY CONTROLLED COMMITTEE? ❑ YES ❑ NO STREET ADDRESS (NO P.O. BOX) STATE ZIP CODE AREA CODE/PHONE I.D. NUMBER CONTROLLED COMMITTEE? ❑ YES ❑ NO STREETADDRESS (NO P.O. BOX) STATE ZIP CODE AREA CODE/PHONE 6. Primarily Formed Ballot Measure Committee NAME OF BALLOT MEASURE BALLOT NO. OR LETTER I JURISDICTION COVER PAGE - PART 2 CALIFORNIA .-4•1 Page Z of l ❑ SUPPORT 1 ❑ OPPOSE Identify the controlling officeholder, candidate, or state measure proponent, if any. NAME OF OFFICEHOLDER, CANDIDATE, OR PROPONENT OFFICE SOUGHT OR HELD DISTRICT NO IF ANY 7. Primarily Formed Candidate/Officeholder Committee List names of officeholder(s) or candidate(s) for which this committee is primarily formed. NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD ❑ SUPPORT ❑ OPPOSE NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD ❑ SUPPORT ❑ OPPOSE NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD ❑ SUPPORT ❑ OPPOSE NAME OF OFFICEHOLDER OR CANDIDATE OFFICE SOUGHT OR HELD ❑ SUPPORT ❑ OPPOSE Attach continuation sheets if necessary FPPC Form 460 (Jan/2016) FPPC Advice: advice@fppc.ca.gov (866/275-3772) www.fppc.ca.gov Campaign Disclosure Statement Amounts may be rounded SUMMARY PAGE Summary Page to whole dollars. Statement covers periodCALIFORNIA g from 7/1 /2018 FORM • 1 h 9/22/2018 Page of SEE INSTRUCTIONS ON REVERSE through NAME OF FILER I.D. NUMBER COMMITTEE TO ELECT JOHN PENA CITY COUNCIL 2018 1370057 Column A Column B Calendar Year Summary for Candidates Contributions Received TOTAL THIS PERIOD CALENDAR YEAR (FROM ATTACHED SCHEDULES) TOTAL TO DATE Running in Both the State Primary and General Elections 0 1. Monetary Contributions................................................... Schedule A, Line $ 0 $ 1250 0 1/1 through 6/30 7/1 to Date 2. Loans Received................................................................ Schedule A Line 3 20. Contributions 3. SUBTOTAL CASH CONTRIBUTIONS .............................. Add Lines 1 +2 $ 0 $ 1750 Received $ $ 4. Nonmonetary Contributions ............................................ Schedule C, Line 3 0 0 21. Expenditures 5. TOTAL CONTRIBUTIONS RECEIVED....................................Add Lines 3+4 $ 0 $ 1750 Made $ $ Expenditures Made Expenditure Limit Summary for State 6. Payments Made..........,....................................................... Schedule E Line 4 $ 1037 $ 1341 Candidates 7. Loans Made........................................................................ Schedule H, Line 3 0 0 22. Cumulative Expenditures Made* 8. SUBTOTAL CASH PAYMENTS...... .................................... Add Lines 6 + 7 $ 1037 $ 1341 (If Subject to Voluntary Expenditure Limit) 9. Accrued Expenses (Unpaid Bills) .......................................... Schedule F Line 3 0 0 Date of Election Total to Date 10. Nonmonetary Adjustment ......................... b 0 (mm/dd/yy) ................................ Schedule C, Line 3 11. TOTAL EXPENDITURES MADE ........................................ Add Lines 6 + s + 10 $ 1037 $ 1341 $ Current Cash Statement $ 12. Beginning Cash Balance Previous Summary Page, Line 16 $ 1918 To calculate Column B, 13. Cash Receipts.............................................................. Column A, Line 3 above 0 add amounts in Column 0 Ato the corresponding *Amounts in this section may be different from amounts 14. Miscellaneous Increases to Cash .................................. schedule 1, Line 4 amounts from Column B reported in Column B. 15. Cash Payments .......................... Column A, Line 8 above 1341 of your last report. Some """"" """"'"''" amounts in Column A may 16. ENDING CASH BALANCE .................Add Lines 12 + 13 + 14, then subtract Line 15 $ 577 be negative figures that should be subtracted from if this is a termination statement, Line 16 must be zero. previous period amounts. If this is the first report being 17, LOAN GUARANTEES RECEIVED .......... ....... ............... Schedule B, Part 2 $ 0 filed for this calendar year, only carry over the amounts Cash Equivalents and Outstanding Debts from Lines 2, 7, and 9 (if any). 18. Cash Equivalents ................................................ See instructions on reverse $ 0 19. Outstanding Debts .............................. Add Line 2 + Line 9 in Column B above $ 250 FPPC Form 460 (Jan/2016) FPPC Advice: advice@fppc.ca.gov (866/275-3772) www.fppc.ca.gov Amounts may be rounded SCHEDULE B - PART 1 Schedule B - Part 1 to whole dollars. Statement covers period CALIFORNIA Loans Received from 7/1/2018 - � r 1 9/22/2018 Ll SEE INSTRUCTIONS ON REVERSE through Page of NAME OF FILER I.D. NUMBER COMMITTEE TO ELECT JOHN PENA CITY COUNCIL 2018 1370057 FULL NAME, STREET ADDRESS AND ZIP CODE IFAN INDIVIDUAL, ENTER OCC AND EMPLOYER ia) lb� OUTSTANDING AMOUNT (c) AMOUNT PAID ln) (e) OUTSTANDING INTEREST IT) Ig) ORIGINAL CUMULATIVE OF LENDER F SELF -ON ENTER (IF COMMITTEE,ALSO ENTER I D. NUMBER) BALANCE RECEIVED THIS BEGINNING THIS PERIOD OR FORGIVEN} C ALA C THIS PAID THIS PERIOD AMOUNT OF CONTRIBUTIONS LOAN TO DATE NAME OF BUSINESS) PERIOD THIS PERIOD PERIOD JOHN PENA JOHN PENA & ASSOC ❑ PAID CALENDAR YEAR 51405 0 % $ 250 s 250 LA QUINTA, CA 92253 $ RATE ❑ FORGIVEN PER ELECTION*" s 250 $ 11 /6/2018 s 5/20/18 s t ❑ IND ❑ COM ❑ OTH ❑ PTY ❑ SCC $ DATE DUE DATE INCURRED ❑ PAID CALENDAR YEAR ❑ FORGIVEN RATE PER ELECTION** 5 S S E 5— t ❑ IND ❑ COM ❑ OTH ❑ PTY ❑ SCC DATE DUE DATE INCURRED ❑ PAID CALENDAR YEAR ❑ FORGIVEN RATE PER ELECTION"* S E § S t ❑ IND ❑ COM ❑ OTH ❑ PTY ❑ SCC DATE DUE DATE INCURRED SUBTOTALS $ $ $ $ I ' (Enter (e) on Schedule B Summary Schedule E, Llne 3) 1. Loans received this period.........................................................................................................................$ n (Total Column (b) plus unitemized loans of less than $100.) tContributor Codes 2. Loans paid or forgiven this period ................................ $ r) IND — Individual COM — Recipient Committee (Total Column (c) plus loans under $100 paid or forgiven.) (other than PTY or SCC) (Include loans paid by a third parry that are also itemized on Schedule A.) OTH — Other (e,g., business entity) PTY—Political Party 3. Net change this period. Subtract Line 2 from Line 1. 9 p ( ).............................................................. NET $ n SCC - Small Contributor committee Enter the net here and on the Summary Page, Column A, Line 2. (May be a negative number) *Amounts forgiven or paid by another party also must be reported on Schedule A. FPPC Form 460 (Jan/2016) *" If required. FPPC Advice: advice@fppc.ca.gov (866/275-3772) www.fppc.ca.gov SCHEDULE E Amounts may be rounded Schedule to whole dollars. Statement covers period CALIFORNIA I Payments Made from 7/1/2018 FORMSEE INSTRUCTIONS ON REVERSE through 9/22/2018 Page --s- of NAME OF FILER I.Q. NUMBER COMMITTEE TO ELECT JOHN PENA CITY COUNCIL 2018 1370057 CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment. CMP campaign paraphernalia/misc. MBR member communications RAD radio airtime and production costs CNS campaign consultants MTG meetings and appearances RFD returned contributions CTB contribution (explain nonmonetary)* OFC office expenses SAL campaign workers' salaries CVC civic donations PET petition circulating TEL t.v. or cable airtime and production costs FIL candidate filing/ballot fees PHO phone banks TRC candidate travel, lodging, and meals FIND fundraising events POL polling and survey research TRS staff/spouse travel, lodging, and meals IND independent expenditure supporting/opposing others (explain)` POS postage, delivery and messenger services TSF transfer between committees of the same candidate/sponsor LEG legal defense PRO professional services (legal, accounting) VOT voter registration LIT campaign literature and mailings PRT print ads WEB information technology costs (intemet, e-mail) NAME AND ADDRESS OF PAYEE (IF COMMITTEE, ALSO ENTER 1.13 NUMBER) CITY OF LA QUINTA CITY OF LA QUINTA CODE OR FIL * Payments that are contributions or independent expenditures must also be summarized on Schedule D. Schedule E Summary DESCRIPTION OF PAYMENT SIGN PERMITT FEES SUBTOTAL $ 1. Itemized payments made this period. (Include all Schedule E subtotals.).............................................................................................................. $ 2. Unitemized payments made this period of under$100...................................................................................................._..................................... $ 3. Total interest paid this period on loans. (Enter amount from Schedule B Part 1, Column(e).).............................................................................. $ AMOUNT PAID 500 462 962 75 0 4. Total payments made this period. (Add Lines 1, 2, and 3. Enter here and on the Summary Page, Column A, Line 6.)........................... TOTAL $ 1037 FPPC Form 460 (Jan/2016) FPPC Advice: advice@fppc.ca.gov (866/275-3772) www.fppc.ca.gov