460 Pena 2018 from 10/21 to 12/31Recipient Committee
Campaign Statement
Cover Page
SEE INSTRUCTIONS ON REVERSE
Statement covers period
from 10/21 /18
through
12/31 /18
1. Type of Recipient Committee: All Committees — Complete Parts 1, 2, 3, and 4.
Officeholder, Candidate Controlled Committee ❑ Primarily Formed Ballot Measure
0 State Candidate Election Committee Committee
0 Recall 0 Controlled
(Also Complete Part 5) 0 Sponsored
(Also Complete Part 6)
❑ General Purpose Committee
0 Sponsored ❑ Primarily Formed Candidate/
0 Small Contributor Committee Officeholder Committee
0 Political Party/Central Committee (Also Complete Part 7)
3. Committee Information
I.D. NUMBER
1370057
COMMITTEE TO ELECT JOHN PENA CITY COUNCIL 2018
STREETADDRESS (NO P.O. BOX)
CITY STATE ZIP CODE AREACODE/PHONE
LA QUINTA CA 92253
MAILING ADDRESS (IF DIFFERENT) NO. AND STREET OR P.O. BOX
CITY STATE ZIP CODE AREACODE/PHONE
OPTIONAL: FAX/E-MAIL ADDRESS
4. Verification
RECEIVED
Date of election if applil
(Month, Day, Year)
COVER PAGE
I of
For Official Use Only
CITY OF LA QUINTA
11 /6/18 1ITY CLERK DEPARTMENIJ
2. Type of Statement:
❑ Preelection Statement ❑ Quarterly Statement
W Semi-annual Statement ❑ Special Odd -Year Report
❑ Termination Statement
(Also file a Form 410 Termination)
❑ Amendment (Explain below)
Treasurer(s)
NAME OF TREASURER
GERRI LYNCH
MAILING ADDRESS
CITY STATE ZIP CODE AREA CODE/PHONE
LA QUINTA
NAME OF ASSISTANT TREASURER, IF ANY
MAILING ADDRESS
CA 92253
CITY STATE ZIP CODE AREACODE/PHONE
OPTIONAL: FAX I E-MAIL ADDRESS
I have used all reasonable diligence in preparing and reviewing this statement and to the best of my knowledge the information contained herein and in the attached schedules is true and complete. I
certify under penalty of perjuly undo the laws of the State of California that the foregoing is true and rcrract.
1
Executed on � ,� By
_ p q ru Traasur@r rRsSislnnlTrnaaurer
Executed on } ) J By
Da Slgna4ura or QQntnolittrrid.1 Tome, Star. Measufo Proponent or RenTmmlhla CM car of Sponsor
Executed on
DAIQ
Executed on
By
By Signature of Controlling Moeholder, Candidate, State Measure Proponent
FPPC Form 460 (Jan/2016)
FPPC Advice: advice@fppc.ca.gov (866/275-3772)
www.fppc.ca.gov
Recipient Committee
Campaign Statement
Cover Page — Part 2
5. Officeholder or Candidate Controlled Committee
NAME OF OFFICEHOLDER OR CANDIDATE
JOHN J. PENA
OFFICE SOUGHT OR HELD (INCLUDE LOCATION AND DISTRICT NUMBER IFAPPLICABLE)
CITY COUNCIL CITY OF LA QUINTA
RESIDENTIALBUSINESS ADDRESS (NO. AND STREET) CITY STATE ZIP
LA QUINTA, CA 92253
Related Committees Not Included in this Statement: List any committees
not included in this statement that are controlled by you or are primarily formed to receive
contributions or make expenditures on behalf of your candidacy.
COMMITTEE NAME I.D. NUMBER
NAME OF TREASURER CONTROLLED COMMITTEE?
❑ YES ❑ NO
COMMITTEE ADDRESS STREET ADDRESS (NO P.O. BOX)
CITY STATE ZIP CODE AREA CODE/PHONE
COMMITTEE NAME I.D. NUMBER
NAME OF TREASURER CONTROLLED COMMITTEE?
❑ YES ❑ NO
COMMITTEE ADDRESS STRE ET ADDRE S S (NO P.O. BOX)
COVER PAGE - PART 2
Page /- of
6. Primarily Formed Ballot Measure Committee
NAME OF BALLOT MEASURE
BALLOT NO. OR LETTER JURISDICTION
❑ SUPPORT
❑ OPPOSE
Identify the controlling officeholder, candidate, or state measure proponent, if any.
NAME OF OFFICEHOLDER, CANDIDATE, OR PROPONENT
OFFICE SOUGHT OR HELD
DISTRICT NO. IF ANY
7. Primarily Formed Candidate/Officeholder Committee List names of
officeholder(s) or candidate(s) for which this committee is primarily formed.
NAME OF OFFICEHOLDER OR CANDIDATE
OFFICE SOUGHT OR HELD
❑ SUPPORT
❑ OPPOSE
NAME OF OFFICEHOLDER OR CANDIDATE
OFFICE SOUGHT OR HELD
❑ SUPPORT
❑ OPPOSE
NAME OF OFFICEHOLDER OR CANDIDATE
OFFICE SOUGHT OR HELD
❑ SUPPORT
❑ OPPOSE
NAME OF OFFICEHOLDER OR CANDIDATE
OFFICE SOUGHT OR HELD
❑ SUPPORT
❑ OPPOSE
CITY STATE ZIP CODE AREA CODE/PHONE Attach continuation sheets if necessary
FPPC Form 460 (Jan/2016)
FPPC Advice: advice@fppc.ca.gov (866/275-3772)
www.fppc.ca.gov
Campaign Disclosure Statement
Summary Page
Amounts may be rounded
to whole dollars.
Statement covers period
from 10/21 /18
SUMMARY PAGE
SEE INSTRUCTIONS ON REVERSE
through
12/31 /18
Page of
NAME OF FILER
I.D. NUMBER
JOHN J. PENA
1370057
Contributions Received
Column A
TOTAL THIS PERIOD
Column B
CALENDAR
Calendar Year Summary for Candidates
(FROM ATTACHED SCHEDULES)
YEAR
TOTAL TO DATE
Running in Both the State Primary and
General Elections
1. Monetary Contributions.. ..................... --- ....................
schedule A, Line 3
$ 2419 $
12093
500
750
1/1 through 6/30 7/1 to Date
2. Loans Received................................................................
schedule B, Line 3
2919
12843
20. ContributionsReceived
3. SUBTOTAL CASH CONTRIBUTIONS ..............................
Add Lines 1 + 2
$ $
$ $
4. Nonmonetary Contributions ............................................
schedule C, Line 3
0
6290
21. Expenditures
5. TOTAL CONTRIBUTIONS RECEIVED....................................Add
Lines 3+4
$ 2919 $
19133
Made $ $
Expenditures Made
6. Payments Made................................................................ schedule E, Line 4
$
5169
$ 11789
7. Loans Made ............. ......................... ,: ..... :..... .:.................. schedule H, Line 3
0
0
8. SUBTOTAL CASH PAYMENTS .......................................... Add Lines 6 + 7
$
5169
$ 11789
9. Accrued Expenses (Unpaid Bills) .......................................... schedule F Line 3
0
0
10. Nonmonetary Adjustment ................_....,.......... ...... ........... schedule C, Line 3
0
0
11. TOTAL EXPENDITURES MADE........................................Add Lines 8+9+10
$
5169
$ 11789
Current Cash Statement
12, Beginning Cash Balance ............................ Previous Summary Page, Line 16
$
2555
To calculate Column B,
13. Cash Receipts........................................................... Column A, Line 3 above
2919
add amounts in Column
14. Miscellaneous Increases to Cash .................................. schedule 1, Line 4
188
A to the correspondingamounts from Column B
15. Cash Payments ....................................... :........ ...._..... Column A, Line 6 above
5169
of your last report. Some
amounts in Column A may
16. ENDING CASH BALANCE ..................Add Lines 12 + 13 + 14, then subtract Line 15
$
493
be negative figures that
should be subtracted from
If this is a termination statement, Line 16 must be zero.
previous period amounts. If
this is the first report being
17, LOAN GUARANTEES RECEIVED ................................ schedule B, Part 2
$
0
filed for this calendar year,
only carry over the amounts
from Lines 2, 7, and 9 (if
Cash Equivalents and Outstanding Debts
0
any)'
18. Cash Equivalents ................................................ See instructions on reverse
$
19. Outstanding Debts .............................. Add Line 2 + Line 9 in Column B above
$
750
Expenditure Limit Summary for State
Candidates
22. Cumulative Expenditures Made'
(If Sublect to Voluntary Expenditure Limit)
Date of Election Total to Date
(mm/dd/yy)
$
$
Amounts in this section may be different from amounts
reported in Column B.
FPPC Form 460 (Jan/2016)
FPPC Advice: advice@fppc.ca.gov (866/275-3772)
www.fppc.ca.gov
Schedule A Amounts may be rounded SCHEDULE A
Monetary Contributions Received ro wnoie sonars.
Statement covers period
CALIFORNIA
10/21 /18
from
FORM
through 12/31 /18
Page of
SEE INSTRUCTIONS ON REVERSE
NAME OF FILER
LID, NUMBER
JOHN J. PENA
1370057
DATE
FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR
(IF COMMITTEE, ALSO ENTER I.D. NUMBER)
CONTRIBUTOR
IF AN INDIVIDUAL, ENTER
OCCUPATION AND EMPLOYER
AMOUNT
RECEIVED THIS
CUMULATIVE TO DATE
CALENDAR YEAR
PER ELECTION
TO DATE
RECEIVED
CODE
(IF SELF-EMPLOYED, ENTER NAME
PERIOD
(JAN. 1 -DEC. 31)
(IF REQUIRED)
OF BUSINESS)
El IND
BUILDING INDUSTRY ASSOC.
[I
❑
10/30/18
TH
� OTH
750
750
LOS ANGELES, CA 90071
❑ PTY
❑ SCC
m IND
11/1/18
KEN EDWARDS
❑COM
RETIRED
200
200
El OTH
LA QUINTA, CA 92253
❑ PTY
❑ SCC
❑ IND
CALIFORNIA VACATION VILLAS
❑COM
11/1/18
MOTH
500
500
NEWPORT BEACH, CA 92650
❑ PTY
❑ SCC
PALM COMMUNITIES
❑IND
❑ COM
12/5/18
91 OTH
100
100
IRVINE, CA 92618
❑ PTY
❑ SCC
❑ IND
❑ COM
BLACKHAWK FUNDING
11 /8/18
W1 OTH
200
200
La Quinta, CA
❑ PTY
❑ SCC
SUBTOTAL $ 1750
Schedule A Summary
1. Amount received this period — itemized monetary contributions.
(Include all Schedule A subtotals.).........................................................................................................$
2. Amount received this period — unitemized monetary contributions of less than $100 ........................... $
3. Total monetary contributions received this period.
(Add Lines 1 and 2. Enter here and on the Summary Page, Column A, Line 1.).... ,................. TOTAL $
*Contributor Codes
IND — Individual
1750 COM — Recipient Committee
(other than PTY or SCC)
669 OTH — Other (e.g., business entity)
PTY — Political Party
SCC — Small Contributor Committee
2419
FPPC Form 460 (Jan/2016)
FPPC Advice: advice@fppc.ca.gov (866/275-3772)
www.fppc.ca.gov
Amounts maw he rounded
SCHEDULE B - PART 1
Schedule - Part 1 to whole dollars.
Statement covers period
Loans Received
10/21/18
CALIFORNIA , ,
- ■
from
,
SEE INSTRUCTIONS ON REVERSE
through 12/31/18
Page of
NAME OF FILER
I.D. NUMBER
JOHN J. PENA
1370057
FULL NAME, STREETADDRESS AND ZIP CODE
IF AN INDIVIDUAL, ENTER
OCCUPATION AND EMPLOYER
OUTSTANDING
AMOUNT
(�)
AMOUNT PAID
OUTSTANDING
INTEREST
ORIGINAL
CUMULATIVE
OF LENDER
(IF COMMITTEE, ALSO ENTER to NUMBER)
(IF SELF-EMPLOYED, ENTER
BALANCE
BEGINNING THIS
RECEIVED THIS
PERIOD
OR FORGIVEN*
BALANCE AT
CLOSE OF THIS
PAID THIS
AMOUNT OF
CONTRIBUTIONS
NAME OF BUSINESS)
PERIOD
THIS PERIOD
PERIOD
PERIOD
LOAN
TO DATE
JOHN PENA
JOHN PENA ASSOC
[I PAID
CALENDAR YEAR
$ 0
$ 750
0 y,
$ 250
$ 750
❑ FORGIVEN
PER ELECTION"
LA QUINTA, VA 92253
RATE
$ 250
$ 500
$ 0
6/30/19
$ 750
12/5/18
$ 750
t IND ❑ COM El OTH ❑ PTY ❑ SCC
DATE DUE
DATE INCURRED
❑ PAID
CALENDAR YEAR
g
$
k
$
$
❑ FORGIVEN
PER ELECTION"
RATE
t ❑ IND ❑ COM ❑ OTH ❑ PTY ❑ SCC
$
$
$
$
DATE INCURRED
$
DATE DUE
❑ PAID
CALENDARYEAR
FORGIVEN
El FORGIVEN
PER ELECTION'
t ❑ IND ❑ COM ❑ OTH ❑ PTY ❑ SCC
$
$
$
$
$
DATE DUE
DATE INCURRED
SUBTOTALS $ 500 $ 0 $ 750 $ 750
Schedule B Summary
1. Loans received this period.....................................................................................................................$ inn
(Total Column (b) plus unitemized loans of less than $100.)
2. Loans paid or forgiven this period ...... ........................................... --- ................................................. -$ n
(Total Column (c) plus loans under $100 paid or forgiven.)
(Include loans paid by a third party that are also itemized on Schedule A.)
3. Net change this period. (Subtract Line 2 from Line 1.)................................... :::::.:......... :.......... NET $ n
Enter the net here and on the Summary Page, Column A, Line 2. (May be a negative number)
(Enlnr [e) an
Schedule E, Line 3)
tContributor Codes
IND — Individual
COM — Recipient Committee
(other than PTY or SCC)
OTH — Other (e.g., business entity)
PTY — Political Party
SCC — Small Contributor Committee
'Amounts forgiven or paid by another party also must be reported on Schedule A. FPPC Form 460 (Jan/2016)
" If required. FPPC Advice: advice@fppc.ca.gov (866/275-3772)
www.fppc.ca.gov
Schedule E Amounts may be rounded Statement covers period
Payments Made to whole dollars. 10/21/18
from
SEE INSTRUCTIONS ON REVERSE
JOHN J. PENA
through
12/31 /18
CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment.
Page I of
I.D. NUMBER
1370057
CMP
campaign paraphernalia/misc.
MBR member communications
RAID
radio airtime and production costs
CNS
campaign consultants
MTG
meetings and appearances
RFD
returned contributions
CTB
contribution (explain nonmonetary)'
OFC
office expenses
SAL
campaign workers' salaries
CVC
civic donations
PET
petition circulating
TEL
t.v. or cable airtime and production costs
FIL
candidate filing/ballot fees
PHO
phone banks
TRC
candidate travel, lodging, and meals
FND
fundraising events
POL
polling and survey research
TRS
staff/spouse travel, lodging, and meals
IND
independent expenditure supporting/opposing others (explain)"
POS
postage, delivery and messenger services
TSF
transfer between committees of the same candidate/sponsor
LEG
legal defense
PRO
professional services (legal, accounting)
VOT
voter registration
LIT
campaign literature and mailings
PRT
print ads
WEB
information technology costs (internet, e-mail)
NAME AND ADDRESS OF PAYEE
(IF COMMITTEE, ALSO ENTER I D NUMBER)
CODE OR
DESCRIPTION OF PAYMENT
AMOUNT PAID
FORTUN'S
FND
LA QUINTA, CA
2000
DESERT PROMOTIONS
CMP 2063
Cathedral City, CA 92234
BRIGHT RENTALS
THOUSAND PALMS, CA FND
" Payments that are contributions or independent expenditures must also be summarized on Schedule D.
Schedule E Summary
SUBTOTAL$
206
4269
1. Itemized payments made this period. Include all Schedule E subtotals. .......... $ 5169
2. Unitemized payments made this period of under$100..........................................................$ 0
3. Total interest paid this period on loans. (Enter amount from Schedule B, Part 1, Column (e).)..................... ................ $ 0
4. Total payments made this period. (Add Lines 1, 2, and 3. Enter here and on the Summary Page, Column A, Line 6.)........................... TOTAL $ 5169
FPPC Form 460 (Jan/2016)
FPPC Advice: advice@fppc.ca.gov (866/275-3772)
www.fppc.ca.gov
Schedule E
(Continuation Sheet)
Payments Made
Amounts may be rounded
to whole dollars.
SCHEDULE E (CONT.)
Statement covers period
from 10/21/18
■
SEE INSTRUCTIONS ON REVERSE
12/31 /18
throughPage
` of
NAME OF FILER
I.D. NUMBER
JOHN J. PENA
1370057
CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment.
CMP campaign paraphernalia/misc.
MBR
member communications
RAD radio airtime and production costs
CNS campaign consultants
MTG
meetings and appearances
RFD returned contributions
CTB contribution (explain nonmonetary)•
OFC
office expenses
SAL campaign workers' salaries
CVC civic donations
PET
petition circulating
TEL t.v. or cable airtime and production costs
FIL candidate filing/ballot fees
PHO
phone banks
TRC candidate travel, lodging, and meals
FND fundraising events
POL
polling and survey research
TRS staff/spouse travel, lodging, and meals
IND independent expenditure supporting/opposing others (explain)`
POS
postage, delivery and messenger services
TSF transfer between committees of the same candidate/sponsor
LEG legal defense
PRO
professional services (legal, accounting)
VOT voter registration
LIT campaign literature and mailings
PRT
print ads
WEB information technology costs (intemet, e-mail)
NAME AND ADDRESS OF PAYEE
(IF COMMITTEE, ALSO ENTER I.D. NUMBER)
CODE OR DESCRIPTION OF PAYMENT
AMOUNT PAID
HELEN CARLSON
INDIAN WELLS, CA
LIT
600
LUNA INK
PALM DESERT, CA
CMP
300
Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $ 900
FPPC Form 460 (Jan/2016)
FPPC Advice: advice@fppc.ca.gov (866/275-3772)
www.fppc.ca.gov
S -hpriillP_ I _ .....A_,. SCHEDULE I
Miscellaneous Increases to Cash to whole dollars.
Statement covers period
p
from 10/21/18
q--L
SEE= INSTRUCTIONS ON REVERSE
through . 12/31/18
Pageof
_
NAME OF FILER
I D. NUMBER
JOHN J. PENA
1370057
DATE
RECEIVED
FULL NAME AND ADDRESS OF SOURCE
(IF COMMITTEE, ALSO ENTER I.D. NUMBER)
DESCRIPTION OF RECEIPT
I`
AMOUNT OF
INCREASE TO CASH
CITY OF LA QUINTA
REFUND OF DEPOSIT
12/21/18
LA QUINTA, CA 92253
188
Attach additional information on appropriately labeled continuation sheets. SUBTOTAL $ 188
Schedule I Summary
Itemized Increases to cash this period. .... .$ 188
1
2. Unitemized increases to cash of under $100 this period. $ 0
3. Total of all interest received this period on loans made to others. (Schedule H, Column (e).) ...............$ 0
4. Total miscellaneous increases to cash this period. (Add Lines 1, 2, and 3. Enter here and on the
Summary Page, Line 14.).................................................................... ... • ..................... TOTAL $ 188
FPPC Form 460 (Jan/2016)
FPPC Advice: advice@fppc.ca.gov (866/275-3772)
www.fppc.ca.gov