700 Pena 2017s
i 1
CALIFORNIAFOR1 STATEMENT OF ECONOMIC INTERESTS Date Initial Filing Received
Offiaal Use Only
RECEIVED
PUBLIC
COVER PAGE
APR 0 2 2018
Please type or print in ink.
NAME OF FILER (LAST) (FIRST)
(MIDDLE)
PENA JOHN
J
1. Office, Agency, or Court
tti7
Agency Name (Do not use acronyms)
m
CITY OF LA QUINTA
a
N
Division, Board, Department, District, if applicable
Your Position rn
CITY COUNCILMEMBER
No. If filing for multiple positions, list below or on an attachment. (Do not
use acronyms) -
SEE ATTACHED LIST
Agency:
Position:
2. Jurisdiction of Office (Check at least one box)
❑ State
❑ Judge or Court Commissioner (Statewide Jurisdiction)
❑ Mufti -County
❑ County of
Z City of LA QUINTA
❑ Other
3. Type of Statement (Check at least one box)
❑X Annual: The period covered is January 1, 2017, through
❑ Leaving Office: Date Left —J— I
December 31, 2017.
(Check one)
-or-
The period covered is —J I through
O The period covered is January 1, 2017, through the date of
December 31, 2017.
leaving office.
-or-
❑ Assuming Office: Date assumed J
O The period covered is through
the date of leaving office.
❑ Candidate: Date of Election and office sought, if different than Part 1.
4. Schedule Summary (must complete) P. Total number of pages including this cover page.
Schedules attached
(N Schedule A-1 - Investments - schedule attached
® Schedule A-2 - Investments - schedule attached
® Schedule B - Real Property - schedule attached
-or-
❑ None - No reportable interests on any schedule
a. verrrlcation
® Schedule C - Income, Loans, 8 Business Positrons - schedule attached
® Schedule D - Income - Gift - schedule attached
❑ Schedule E - Income - Gifts - Travel Payments - schedule attached
MAJUNU AUINESS STREET CITY STATE ZIP CODE
(Business or Agency Address Racxv*nded - Pubkc DoamrenQ
78495 CALLE TAMPICO LA QUINTA CA 92253
+5 (760' ) 777-7030 �JPENA®
have used all reasonable diligence in preparing this statement. I have reviewed this statement and to the best of my knowledge the information contained
herein and in any attached schedules is true and complete. I acknowledge this is a public document.
I certify under penalty of perjury under the laws of the State of California that the foreg is true and nmt.
Date Signed 3 l�� Signature
w
(
FPPC Form 700(2017/2018)
FPPC Advice Email: advice@)fppc.ca.gov
FPPC Toll -Free Helpline: 866/275-3772 www.fppc.ca.gov
EXPANDED STATEMENT LIST
John Pena - Form 700
Agency Name
Division,
Position or
Jurisdiction
Type of
Period Covered
Board,
Title
Statement
Department,
District
_
Coachella Valley
Alternate,
01/01/17—12/31/17
Mountain
Board
State
Annual
Conservancy
California
Alternate, Regional —JPA
Annual
01/01/17—12/31/17
SunLine Transit
Board Coachella
Agency
Valley
Various Regional —JPA
Annual
01/01/17—12/31/17
Coachella Valley
Committees, Coachella
Association of
Member Valley
Governor nts
Authority Riverside
Annual
01/01/17—12/31/17
Jacquelin Cochran
I
Board County
Regional Airport
Member
Authority'
SCHEDULE A-1 CALIFORNIA _ '
Investments
Stocks, Bonds, and Other Interests Name
(Ownership Interest is Less Than 10%) JOHN J. PENA
Do not attach brokerage or financial statements.
► NAME OF BUSINESS ENTITY
OPPENHEIMER FUNDS
GENERAL DESCRIPTION OF THIS BUSINESS
MUNICIPAL BONDS
FAIR MARKET VALUE
❑ $2,000 - $10,000 Q $10,001 - $100,000
❑ $1oo,001 - $1,0o0,000 ❑ Over $1,000,000
NATURE OF INVESTMENT Bonds
❑ Stock ❑X Other
(Describe)
❑ Partnership O Income Received of $0 - $499
O Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, LIST DATE:
l 117 ,I� 1 177
ACQUIRED DISPOSED
► NAME OF BUSINESS ENTITY
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE
❑ $2,000 - $10.000 ❑ $10,001 - $100,000
❑ $100,001 - $1,000,000 ❑ Over $1,000,000
NATURE OF INVESTMENT
❑ Stock ❑ Other
(Describe)
❑ Partnership O Income Received of $0 - $499
O Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, LIST DATE:
_/./ 17 _J_ / 17
ACQUIRED DISPOSED
► NAME OF BUSINESS ENTITY
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE
❑ $2,000 - $10,000 ❑ $10,001 - $100,000
❑ $100,001 - $1,000,000 ❑ Over $1,000,000
NATURE OF INVESTMENT
❑ Stock ❑ Other
(Describe)
❑ Partnership O Income Received of $0 - $499
O Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, LIST DATE:
_I )17 _._/17
ACQUIRED DISPOSED
Comments:
► NAME OF BUSINESS ENTITY
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE
❑ $2,000 - $10,000 ❑ $10,001 - $100,000
❑ $100,001 - $1,000,000 ❑ Over $1,000,000
NATURE OF INVESTMENT
❑ Stock ❑ Other _
(Describe)
❑ Partnership O Income Received of $0 - $499
O Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, LIST DATE:
�J . 17 —J./ 17
ACQUIRED DISPOSED
► NAME OF BUSINESS ENTITY
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE
❑ $2,000 - $10,000 ❑ $10,001 - $100,000
❑ $100,00, - $1,000,000 ❑ Over $1,000,000
NATURE OF INVESTMENT
❑ Stock ❑ Other __-
(Describe)
❑ Partnership O Income Received of $0 - $499
O Income Received of $500 or More (Report on Schedule Q
IF APPLICABLE, LIST DATE:
ACQUIRED DISPOSED
► NAME OF BUSINESS ENTITY
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE
0 $2,000 - $10,000 ❑ $10,001 - $100,000
❑ $100,001 - $1,000,000 ❑ Over $1,000,000
NATURE OF INVESTMENT
❑ Stock ❑ Other
(Describe)
❑ Partnership O Income Received of $0 - $499
O Income Received of $500 or More (Report on Schedule Q
IF APPLICABLE, LIST DATE:
/ _j 17 _l— . 17
ACQUIRED DISPOSED
FPPC Form 700 (2017/2018) Sch. A-1
FPPC Advice Email: advice@fppc.ca.gov
FPPC Toll -Free Helpline: 866/275-3772 www.fppc.ca.gov
SCHEDULE A-2 CALIFORNIA FORM700
Investments, Income, and Assets FAIR POLITICAL PRACTICES COWMSSION
of Business Entities/Trusts Name
(Ownership Interest is 10% or Greater) JOHN J. PENA
EMERALD PRESIDIO, INC.
Name
PO BOX 671, LA QUINTA, CA
Address (Business Address Acceptable)
Check one
❑ Trust, go to 2 ❑ Business Entity, complete the box, then go to 2
GENERAL DESCRIPTION OF THIS BUSINESS
FOOD SERVICE
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
❑ $0 - $1,999
❑ $2,000 - $10,000 �� 17 �� 17
❑ $10,001 - $100,000 ACQUIRED DISPOSED
❑X $100,001 - $1,000,000
❑ Over $1,000,000
NATURE OF INVESTMENT S CORP
❑ Partnership ❑ Sole Proprietorship ❑X
Other
COMMUNITY PROPERTY
YOUR BUSINESS POSITION
GROSS2. IDENTIFY THE GROSS INCOME RECEIVED (INCLUDE YOUR PRO RATA
SHARE OF THE • THE ENTITYITRUS7i
❑ $0 - $499 0 $10,001 - $100,000
❑ $500 - $1,000 ❑ OVER $100,000
❑ $1,001 - $10,o00
W 3. LIST THE NAME OF ••-TABLE SINGLE SOURCE OF
INCOME0.0-
❑ None or 0 Names listed below
THE PALMS GOLF CLUB
PROPERTY0- 4 INVESTMENTS AND INTERESTS IN REAL ■ OR
LEASED BY THE BUSINESS ENTITY OR TRUST
Check one box:
❑ INVESTMENT X❑ REAL PROPERTY
DESERT CITIES CATERING
Name of Business Entity, if Investment, Q
Assessor's Parcel Number or Street Address of Real Property
57000 PALMS DR., LA QUINTA, CA
Description of Business Activity 1
City or Other Precise Location of Real Property
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
❑ $2,000 - $10,000
❑x $10,001 - $100,000 .JJ 17 _j / 17
❑ $100,001 - $1,000,000 ACQUIRED DISPOSED
❑ Over $1,000,000
NATURE OF INTEREST
❑ Property Ownership/Deed of Trust ❑ Stock ❑ Partnership
❑X Leasehold 0 ❑ Other
Yrs remaining
❑ Check box 0 additional schedules reporting investments or real property
are attached
W- 1. BUSINESS ENTITY . TRUST
-
JOHN PENA & ASSOCIATES
Name
51405 CALLE HUENEME, LA QUINTA, CA
Address (Business Address Acceptable)
Check one
❑ Trust, go to 2 ❑x Business Entity, complete the box, then go to 2
GENERAL DESCRIPTION OF THIS BUSINESS
CONSULTING
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
❑ $0 - $1,999
❑ $2,000 - $10,000 __j__j 17
0 $10,001 - $100,000 ACQUIRED DISPOSED
❑ $100,001 - $1,000,000
❑ Over $1,000,000
NATURE OF INVESTMENT
❑ Partnership ❑X Sole Proprietorship ❑
Other
YOUR BUSINESS POSITION PRINCIPAL
,b, 2. IDENTIFY THE GROSS INCOME RECEIVED (INCLUDE YOUR PRO RATA
SHARE OF -•SS INCOME TO THE ENTITY.'TRUST)
❑ $0 - $499 ❑ $10,001 - $100,00o
❑ $500 - $1,000 ❑ OVER $100,000
❑ $1,001 - $10,0o0
REPORTABLE0. 3- L[ST THE NAME OF EACH ■ OF
INCOMEr err OR MORE
Q None or 71 Names listed below
PROPERTY1� 4. INVESTMENTS AND INTERESTS IN REAL • •-
LEASED BY THE BUSINESS ENTITY • TRUST
-
Check one box:
❑ INVESTMENT ❑ REAL PROPERTY
Name of Business Entity, if InvestmeK or
Assessor's Parcel Number or Street Address of Real Property
Description of Business Activity gl
City or Other Precise Location of Real Property
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
❑ $2,000 - $10,000
❑ $10,001 - $100,000 1 17 __j__j17
❑ $100,00, - $1,000,000 ACQUIRED DISPOSED
❑ Over $1,000,000
NATURE OF INTEREST
❑ Property Ownership/Deed of Trust ❑ Stock ❑ Partnership
❑ Leasehold ❑ Other
Yrs. remaining
❑ Check box it additional schedules reporting investments or real property
are attached
FPPC Form 700 (2017/2018) Sch. A-2
Comments: FPPC Advice Email: advice@fppc.ca.gov
FPPC Toll -Free Helpline: 866/275-3772 www.fppc.ca.gov
SCHEDULE A-2 CALIFORNIA FORM700
Investments, Income, and Assets FAIR POLITICAL PRACTICES COUVISSio��
of Business Entities/Trusts Name
(Ownership Interest is 10% or Greater) JOHN J. PENA
PLATINUM STRATEGIES GROUP, INC.
Name
22431 ANTONIO PKWY,#263, RANCHO SANTA MARL/
Address (Business Address Acceptable)
Check one
❑ Trust, go to 2 x❑ Business Entity, complete the box, then go to 2
GENERAL DESCRIPTION OF THIS BUSINESS
BUSINESS CONSULTING
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
❑ $o - $i,999
❑ $2,000 - $10,000 _-j_/ 17 117
❑x $10,001 - $100,o00 ACQUIRED DISPOSED
❑ $100,001 - $1,000,000
❑ Over $1,000,000
NATURE OF INVESTMENT S CORP
❑ Partnership ❑ Sale Proprietorship ❑X
YOUR BUSINESS POSITION PRESIDENT
❑ $0 - $499 ❑X $io,00i - $100,000
❑ $500 - $1,000 ❑ OVER $100,000
❑ $1,001 - $10,00o
❑ None or 0 Names listed below
SO CAL CONNECTION, LLC - VIAND, LLC
RICALIMOTORS, INC. - AVENATTI & ASSOCIATES
LEASED EY THE BUSINESS ENTITY OR TRUST
Check one box.-
0 INVESTMENT ❑ REAL PROPERTY
Name of Business Entity, if Investment, gr
Assessor's Parcel Number or Street Address of Real Property
Description of Business Activity or
City or Other Precise Location of Real Property
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
❑ $2,000 - $10,000
❑ $10,00, - $1oo,000 _ -j 17 -J--j 17
❑ $100,001 - $1,000,000 ACQUIRED DISPOSED
❑ Over $1,000,000
NATURE OF INTEREST
❑ Property Ownership/Deed of Trust ❑ Stock ❑ Partnership
❑ Leasehold ❑ Other
Yrs ramrrruic
❑ Check box if additional schedules reporting investments or real property
are attached
Name
Address (Busyness Address Acceptable)
Check one
❑ Trust, go to 2 ❑ Business Entity, complete the box, then go to 2
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
❑ $o - $1,999
❑ $2,000 - $10,000 .. j 117
❑ $10,001 - $100.000 ACQUIRED DISPOSED
❑ $100,001 - $1,000,000
❑ Over $1,000,000
NATURE OF INVESTMENT
❑ Partnership ❑ Sole Proprietorship ❑
Cher
YOUR BUSINESS POSITION
❑ $0 - $499 ❑ $10,001 - $100,000
❑ $500 - $1,000 ❑ OVER $100,000
❑ $1,001 - $10,000
None or I I Names listed below
PROPERTY0-' INVESTMENTS AND INTERESTS IN REAL D OR
LEASED BY THE BUSINESS ENTITY OR TRUST
Check one box:
[]INVESTMENT ❑ REAL PROPERTY
Name of Business Entity, if Investment, 1
Assessor's Parcel Number or Street Address of Real Property
Description of Business Activity or
City or Other Precise Location of Real Property
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
❑ $2,000 - $10,000
❑ $10,00l - $100,00o 17 _� / 17
❑ $100,001 - $1,000,000 ACQUIRED DISPOSED
❑ Over $1,000,000
NATURE OF INTEREST
❑ Property Ownership/Deed of Trust ❑ Stock ❑ Partnership
❑ Leasehold ❑ Other
ors. remaining
❑ Check box if additional schedules reporting investments or real property
are attached
FPPC Form 700 (2017/2018) Sch. A-2
FPPC Advice Email: advice@fppc.ca.gov
FPPC Toll -Free Helpline: 866/275-3772 www.fppc.ca.gov
SCHEDULE B
Interests in Real Property
(Including Rental Income)
► ASSESSOR'S PARCEL NUMBER OR STREET ADDRESS
51910 AVENIDA NAVARRO
CITY
LA QUINTA, CA
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
❑ $2.000 - $10,000
❑ $10,00, - $100,00o / '17 17
❑X $100,001 - $1,000,000 ACQUIRED DISPOSED
❑ Over $1,000,000
NATURE OFINTEREST
0 Ownership/Deed of Trust ❑ Easement
❑ Leasehold _ 7-
Yrs. remaining Other
IF RENTAL PROPERTY, GROSS INCOME RECEIVED
❑ $0 - $499 ❑ $500 - $1,000 ❑ $1,001 - $10,000
❑X $10,001 - $100,0o0 ❑ OVER $100,000
SOURCES OF RENTAL INCOME: If you own a 10% or greater
interest, list the name of each tenant that is a single source of
income of $10,000 or more.
❑ None
MARK MORAN
Name
JOHN J. PENA
I ► ASSESSOR'S PARCEL NUMBER OR STREET ADDRESS
CITY
FAIR MARKET VALUE
❑ $2,000 - $10,000
❑ $10,001 - $100,000
❑ $100,001 - $1,0o0,000
❑ Over $1,000,000
NATURE OF INTEREST
❑ Ownership/Deed of Trust
[f Leasehold
IF APPLICABLE, LIST DATE:
_/__j 17 _j__j17
ACQUIRED DISPOSED
❑ Easement
El
Other
IF RENTAL PROPERTY, GROSS INCOME RECEIVED
❑ $0 - $499 ❑ $500 - $1,000 ❑ $1,001 - $10,000
❑ $10,001 - $100,000 ❑ OVER $100,000
SOURCES OF RENTAL INCOME: If you own a 10% or greater
interest, list the name of each tenant that is a single source of
income of $10,000 or more.
❑ None
* You are not required to report loans from commercial lending institutions made in the lender's regular course of
business on terms available to members of the public without regard to your official status. Personal loans and
loans received not in a lender's regular course of business must be disclosed as follows:
NAME OF LENDER'
ADDRESS (Business Address Acceptable)
BUSINESS ACTIVITY, IF ANY, OF LENDER
INTEREST RATE
% ❑ None
TERM (Months/Years)
HIGHEST BALANCE DURING REPORTING PERIOD
❑ $500 - $1,000 ❑ $1,001 - $10,000
❑ $10,001 - $100,000 ❑ OVER $100,000
❑ Guarantor, if applicable
Comments:
NAME OF LENDER'
ADDRESS (Business Address Acceptable)
BUSINESS ACTIVITY, IF ANY, OF LENDER
INTEREST RATE TERM (Months/Years)
% ❑ None
HIGHEST BALANCE DURING REPORTING PERIOD
❑ $500 - $1,000 ❑ $1,001 - $10,000
❑ $10,001 - $100,000 ❑ OVER $100,000
❑ Guarantor, if applicable
FPPC Form 700 (2017/2018) Sch. B
FPPC Advice Email: advice@fppc.ca.gov
FPPC Toll -Free Helpline: 866/275-3772 www.fppc.ca.gov
SCHEDULE C
Income, Loans, & Business
Positions
(Other than Gifts and Travel Payments)
NAME OF SOURCE OF INCOME
GROUNDBREAKING COMMUNICATIONS
ADDRESS (Business Address Acceptable)
21500 NORDHOFF ST., CHATSWORTH, CA
BUSINESS ACTIVITY, IF ANY, OF SOURCE
CABLE/INTERNET
YOUR BUSINESS POSITION
AREA MANAGER
GROSS INCOME RECEIVED ❑ No Income - Business Position Only
❑ $500 - $1,000 ❑ $1,001 - $10,000
❑X $10,001 - $100,000 ❑ OVER $100,000
CONSIDERATION FOR WHICH INCOME WAS RECEIVED
❑X Salary ❑ Spouse's or registered domestic partners income
(For self-employed use Schedule A-2_)
❑ Partnership (Less than 10% ownership. For 10% or greater use
Schedule A-2.)
❑ Sale of
❑ Loan repayment
❑ Commission or
❑ Other
(Real property, car, boat, etc.)
❑ Rental Income, list each source of $10,000 or more
(Desaibe)
Name
JOHN J. PENA
NAME OF SOURCE OF INCOME
DESERT CITIES CATERING
ADDRESS (Business Address Acceptable)
PO BOX 671, LA QUINTA, CA
BUSINESS ACTIVITY, IF ANY, OF SOURCE
CATERING
YOUR BUSINESS POSITION
GROSS INCOME RECEIVED ❑ No Income - Business Position Only
❑ $500 - $1,o00 ❑ $1,001 - $10,000
❑X $10,001 - $100,000 ❑ OVER $100,000
CONSIDERATION FOR WHICH INCOME WAS RECEIVED
❑ Salary ❑X Spouse's or registered domestic partner's income
(For self-employed use Schedule A-2.)
❑ Partnership (Less than 10% ownership. For 10% or greater use
Schedule A-2.)
❑ Sale of
❑ Loan repayment
❑ Commission or
❑ Other
(Dube) I I (Daswbo
w 2LOANS RECEIVED OR OUTSTANDING DURING THE REPORTING PERIOD
You are not required to report loans from commercial lending institutions, or any indebtedness created as part of a
retail installment or credit card transaction, made in the lender's regular course of business on terms available to
members of the public without regard to your official status. Personal loans and loans received not in a lender's
regular course of business must be disclosed as follows:
(Real property, car, boat, etc.)
❑ Rental Income, list each source of $10,000 or more
(De-dbe)
NAME OF LENDER'
ADDRESS (Business Address Acceptable)
BUSINESS ACTIVITY, IF ANY, OF LENDER
HIGHEST BALANCE DURING REPORTING PERIOD
❑ $500 - $1,000
❑ $1,001 - $10,000
❑ $10,001 - $100,000
❑ OVER $100,000
Comments:
INTEREST RATE TERM (Months/Years)
% ❑ None
SECURITY FOR LOAN
❑ None ❑ Personal residence
❑ Real Property
❑ Guarantor
❑ Other
Street address
City
(Describe)
FPPC Form 700 (2017/2018) Sch. C
FPPC Advice Email: advice@fppc.ca.gov
FPPC Toll -Free Helpline: 866/27S-3772 www.fppc.ca.gov
i
SCHEDULE D
Income — Gifts
► NAME OF SOURCE (Not an Acronym)
RUTAN & TUCKER, LLP
ADDRESS (Business Address Acceptable)
611 Anton Boulevard, COSTA MESA, CA
BUSINESS ACTIVITY, IF ANY, OF SOURCE
LAWYERS
DATE (mm/dd/yy) VALUE DESCRIPTION OF GIFT(S)
09 13 17 135 DINNER
$
► NAME OF SOURCE (Not an Acronym)
ADDRESS (Business Address Acceptable)
BUSINESS ACTIVITY, IF ANY, OF SOURCE
DATE (mm/ddtyy) VALUE DESCRIPTION OF GIFT(S)
-/� $
$
► NAME OF SOURCE (Not an Acronym)
ADDRESS (Business Address Acceptable)
BUSINESS ACTIVITY, IF ANY, OF SOURCE
DATE (mm/dd/yy) VALUE
�I$
$
Comments:
DESCRIPTION OF GIFT(S)
Name
JOHN J. PENA
► NAME OF SOURCE (Not an Acronym)
ADDRESS (Business Address Acceptable)
BUSINESS ACTIVITY, IF ANY, OF SOURCE
DATE (mm/dd/yy) VALUE
DESCRIPTION OF GIFT(S)
► NAME OF SOURCE (Not an Acronym)
ADDRESS (Business Address Acceptable)
BUSINESS ACTIVITY, IF ANY, OF SOURCE
DATE (mm/dd/yy) VALUE
$
NAME OF SOURCE (Not an Acronym)
DESCRIPTION OF GIFT(S)
ADDRESS (Business Address Acceptable)
BUSINESS ACTIVITY, IF ANY, OF SOURCE
DATE (mmldd/yy) VALUE DESCRIPTION OF GIFT(S)
FPPC Form 700 (2017/2018) Sch. D
FPPC Advice Email: adviceLlfppc.ca.gov
FPPC Toll -Free Helpline: 866/275-3772 www.fppc.ca.gov