460 Pena 2019 from 01/01 to 06/30Recipient Committee
Campaign Statement
Cover Page
SEE INSTRUCTIONS ON REVERSE
Statement covers period I Date of election if applii
from
1 /1 /2019 (Month, Day, Year)
through
6/30/2019
1. Type of Recipient Committee: All Committees — Complete Parts 1, 2, 3, and 4.
91 Officeholder, Candidate Controlled Committee ❑ Primarily Formed Ballot Measure
O State Candidate Election Committee Committee
Q Recall O Controlled
(Also Complele Part 5) O Sponsored
(Also Complefe Pad 6)
❑ General Purpose Committee
O Sponsored
O Small Contributor Committee
O Political Party/Central Committee
❑ Primarily Formed Candidate/
Officeholder Committee
(Also CornloWe Pad 7)
3. Committee Information I I.D. NUMBER
1370057
4.
COMMITTEE NAME (OR CANDIDATE'S NAME IF NO
COMMITTEE TO ELECT JOHN PENA CITY COUNCIL 2018
STREET ADDRESS (NO P.O BOX)
CITY STATE ZIP CODE AREACODE/PHONE
LA QUINTA CA 92253
MAILING ADDRESS (IF DIFFERENT) NO. AND STREET OR P.O BOX
CITY STATE ZIP CODE AREACODE/PHONE
OPTIONAL: FAX I E-MAILADDRESS
Date Stamp
RECEIVE
JUL 3 0 2019
CITY OF LA QUINTA
Y CLERIC EIEPARTME
2. Type of Statement:
❑ Preelection Statement
2 Semi-annual Statement
❑ Termination Statement
(Also file a Form 410 Termination)
❑ Amendment (Explain below)
Treasurer(s)
NAME OF TREASURER
GERRI LYNCH
MAILING ADDRESS
COVER PAGE
of
For Official Use Only
❑ Quarterly Statement
❑ Special Odd -Year Report
CITY STATE ZIP CODE AREA CODE/PHONE
LA QUINTA CA 92253
NAME OF ASSISTANT TREASURER, IFANY
MAILING ADDRESS
CITY
OPTIONAL: FAX/E-MAILADDRESS
STATE ZIP CODE AREA CODE/PHONE
Verification
I have used all reasonable diligence in preparing and reviewing this statement and to the best of my knowledge the information contained herein and in the attached schedules is true and complete
certify under penalty of perj l y Un r the laws of the State of California that the foregoing is true and correct.
Executed on By
[a orAssizlanlSreasurar
Executed on By
Tate Signature of Controlling MFiceh3IdV. Candl We. Slate Maaaum Proponent or Respond biaOfficer of Sponsor
Executed on
Date
Executed on
Date
By Signature of Controlling Officeholder, Candidate, State Measure Proponent
By
Signature of Controlling Officeholder, Candidate, Stale Measure Proponent
FPPC Form 460 (Jan/2016)
FPPC Advice: advice@fppc.ca.gov (866/275-3772)
www.fppc.ca.gov
Recipient Committee
Campaign Statement
Cover Page — Part 2
5. Officeholder or Candidate Controlled Committee
NAME OF OFFICEHOLDER OR CANDIDATE
JOHN J. PENA
OFFICE SOUGHT OR HELD (INCLUDE LOCATION AND DISTRICT NUMBER IF APPLICABLE)
CITY COUNCIL CITY OF LA QUINTA
RESIDENTIAUBUSIN ESSADDRESS (NO AND STREET) CITY STATE ZIP
51405 QUINTA, CA 92253
Related Committees Not Included in this Statement: List any committees
not included in this statement that are controlled by you or are primarily formed to receive
contributions or make expenditures on behalf of your candidacy.
C0%1P.31T-1 EE NAME LD NUMBER
NAME OF TREASURER CONTROLLED COMMITTEE?
❑ YES ❑ NO
COMMITTEE ADDRESS STREETADDRESS (NO P.O. BOX)
CITY STATE ZIP CODE AREACODE/PHONE
COMMITTEE NAME I D NUMBER
NAME OF TREASURER CONTROLLED COMMITTEE?
❑ YES ❑ NO
COMMITTEE ADDRESS STREETADDRESS (NO P.O. BOX)
CITY STATE ZIP CODE AREACODE/PHONE
COVER PAGE - PART 2
Page of J
6. Primarily Formed Ballot Measure Committee
NAME OF BALLOT MEASURE
BALLOT NO. OR LETTER JURISDICTION
❑ SUPPORT
❑ OPPOSE
Identify the controlling officeholder, candidate, or state measure proponent, if any.
NAME OF OFFICEHOLDER, CANDIDATE, OR PROPONENT
OFFICE SOUGHT OR HELD DISTRICT NO. IF ANY
7. Primarily Formed Candidate/Officeholder Committee List names of
officeholder(s) or candidate(s) for which this committee is primarily formed.
NAME OF OFFICEHOLDER OR CANDIDATE
OFFICE SOUGHT OR HELD
❑ SUPPORT
❑ OPPOSE
NAME OF OFFICEHOLDER OR CANDIDATE
OFFICE SOUGHT OR HELD
❑ SUPPORT
❑ OPPOSE
NAME OF OFFICEHOLDER OR CANDIDATE
OFFICE SOUGHT OR HELD
❑ SUPPORT
❑ OPPOSE
NAME OF OFFICEHOLDER OR CANDIDATE
OFFICE SOUGHT OR HELD
❑ SUPPORT
❑ OPPOSE
Attach continuation sheets if necessary
FPPC Form 460 (Jan/2016)
FPPC Advice: advice@fppc.ca.gov (866/275-3772)
www.fppc.ca.gov
Campaign Disclosure Statement
Summary Page
Amounts may be rounded
to whole dollars.
Statement covers period
from 1 /1 /2019
SUMMARY PAGE
SEE INSTRUCTIONS ON REVERSE
through
6/30/2019
pag e 77 of
NAME OF FILER
LD NUMBER
JOHN J. PENA
1370057
Column A
Column B
Calendar Year Summary for Candidates
Contributions Received
TOTAL THIS PERIOD
CALENDARYEAR
Running in Both the State Primary
(FROM ATTACHED SCHEDULES)
TOTAL TO DATE
and
General Elections
0
12093
1. Monetary Contributions ............ ........ .................. ...........-
Schedule A, Line 3
$ $
0
750
1/1 through 6I30 7/1 to Date
2. Loans Received.............................................................
Schedule B, Line 3
0
12843
20. Contributions
3. SUBTOTAL CASH CONTRIBUTIONS .-.-.........................
Add Lines 1 + 2
$ $
Received $ $
0
6290
4. Nonmonetary Contributions ........ .......... .............. :...........
Schedule C, Line 3
21. Expenditures
0
19133
Made $ $
5. TOTAL CONTRIBUTIONS RECEIVED ............... .....................
Add Lines 3+4
$ $
Expenditures Made
6. Payments Made...............................................................
Schedule E, Line 4 $
92 $
11881
7. Loans Made -------------------------- -- -- - -- ----- ---.....................
Schedule H, Line 3
0
0
8. SUBTOTAL CASH PAYMENTS ..........................................
Add Lines 6+7 $
92 $
11881
9. Accrued Expenses (Unpaid Bills) ..........................................
Schedule F Line 3
0
0
10. Nonmonetary Adjustment ..... ..... ......................... ..:..........
Schedule C, Line 3
0
0
11. TOTAL EXPENDITURES MADE ............................. ...........
Add Lines 8+9+10 $
0 $
11881
Current Cash Statement
12. Beginning Cash Balance ............................ Previous Summary Page, Line 16 $
13. Cash Receipts ................ .... ::............... :..................... Column A, Line 3 above
14. Miscellaneous Increases to Cash ................................. Schedule 1, Line 4
15. Cash Payments ...................................................... Column A, Line 8 above
16. ENDING CASH BALANCE ..................Add Lines 12 + 13 + 14, then subtract Line 15 $
If this is a termination statement, Line 16 must be zero.
17. LOAN GUARANTEES RECEIVED ................................ Schedule B, Part 2 $
Cash Equivalents and Outstanding Debts
18. Cash Equivalents ................................................ See instructions on reverse $
19. Outstanding Debts .............................. Add Line 2 + Line 9 in Column B above $
493
To calculate Column B,
add amounts in Column
A to the corresponding
amounts from Column B
of your last report. Some
amounts in Column A may
be negative figures that
should be subtracted from
previous period amounts. If
this is the first report being
filed for this calendar year,
only carry over the amounts
from Lines 2, 7, and 9 (if
any).
0
0
92
401
750
Expenditure Limit Summary for State
Candidates
22. Cumulative Expenditures Made'
(if Subject to Voluntary Expenditure Llmtt)
Date of Election Total to Date
(mm/dd/yy)
$
Amounts in this section may be different from amounts
reported in Column B.
FPPC Form 460 (Jan/2016)
FPPC Advice: advice@fppc.ca.gov (866/275-3772)
www.fppc.ca.gov
e..,..��..t� . ., tie r.,L—LIoa
SCHEDULE B - PART 1
Schedule B — Part 1 to whole dollars.
Statement covers period
Loans Received
1/1/2019
from
SEE INSTRUCTIONS ON REVERSE
1 through 6/30/2019
Page of
NAME OF FILER
I.D. NUMBER
JOHN J. PENA
1370057
FULL NAME, STREETADDRESS AND ZIP CODE
IF AN INDIVIDUAL, ENTER
(a)
OUTSTANDING
(by (c)
AMOUNT AMOUNT PAID
OUTSTANDING
(eS
INTEREST
ORIGINAL
9)
CUMULATIVE
OF LENDER
OCCUPATION AND EMPLOYER
(IF SELF-EMPLOYED, ENTER
BALANCE
BEGINNING THIS
RECEIVED THIS OR FORGIVEN
BALANCE AT
CLOSE OF THIS
PAID THIS
AMOUNT OF
CONTRIBUTIONS
(IF COMMITTEE, ALSO ENTER I.D NUMBER)
NAME OF BUSINESS)
PERIOD
PERIOD �,
I THIS PERIOD
PERIOD
PERIOD
LOAN
TO DATE
JOHN J. PENA
JOHN PENA ASSOC
El PAID
CALENDAR YEAR
$
$ 750
0 % $ 750
$ 750
❑ FORGIVEN
PER ELECTION"
LA QUINTA, CA 92253
RATE
$ 750
s 0$
12/31 /19
s
s 750
DATE DUE
t O IND ❑ COM ❑ OTH ❑ PTY ❑ SCC
DATE INCURRED
❑ PAID
CALENDAR YEAR
❑ FORGIVEN
PER ELECTION "
RATE
S
S
s
S
S
DATE DUE
DATE INCURRED
t ❑ IND ❑ COM ❑ OTH ❑ PTY ❑ SCC
❑ PAID
CALENDAR YEAR
FORGIVEN
El FORGIVEN
PER ELECTION'
i
S
;
S
S
DATE DUE
DATE INCURRED
tEl IND ❑ COM ❑ OTH ❑ PTY ❑ SCC +
SUBTOTALS $ $ $ $
Schedule B Summary
1. Loans received this period ............. :.................................................................................. ........ -- ........ $
(Total Column (b) plus unitemized loans of less than $100.)
2. Loans paid or forgiven this period.......................................................... ..........................$
(Total Column (c) plus loans under $100 paid or forgiven.)
(Include loans paid by a third party that are also itemized on Schedule A.)
3. Net change this period. (Subtract Line 2 from Line 1.) ........... —..........
Enter the net here and on the Summary Page, Column A, Line 2.
.......................... NET $ 0
(May be a negative number)
(Enl•'r (PI nn
Schedule E, Une 3)
tContributor Codes
IND — Individual
COM — Recipient Committee
(other than PTY or SCC)
OTH — Other (e.g., business entity)
PTY — Political Party
SCC — Small Contributor Committee
'Amounts forgiven or paid by another party also must be reported on Schedule A. FPPC Form 460 (Jan/2016)
If required. FPPC Advice: advice@fppc.ca.gov (866/275-3772)
www.fppc.ca.gov
SCHEDULE E
Schedule E
Amounts may be rounded
to whole dollars.
Statement covers period
CALIFORNIA I '
Payments Made
1/1/2019
FORM
from
55
through 6/30/2019
Page of
SEE INSTRUCTIONS ON REVERSE
NAME OF FILER
I.D. NUMBER
JOHN J. PENA
1370057
CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment,
CMP campaign paraphernalia/misc.
MBR
member communications
RAID radio airtime and production costs
CNS campaign consultants
MTG
meetings and appearances
RFD returned contributions
CTB contribution (explain nonmonetary)'
OFC
office expenses
SAL campaign workers' salaries
CVC civic donations
PET
petition circulating
TEL t.v. or cable airtime and production costs
FIL candidate filing/ballot fees
PHO
phone banks
TRC candidate travel, lodging, and meals
FND fundraising events
POL
polling and survey research
TRS staff/spouse travel, lodging, and meals
IND independent expenditure supporting/opposing others (explain)'
POS
postage, delivery and messenger services
TSF transfer between committees of the same candidate/sponsor
LEG legal defense
PRO
professional services (legal, accounting)
VOT voter registration
LIT campaign literature and mailings
PRT
print ads
WEB information technology costs (internet, e-mail)
NAME AND ADDRESS OF PAYEE
(IF COMMITTEE,ALSO ENTER I.D. NUMBER) CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID
Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $
Schedule E Summary
1. Itemized payments made this period. (Include all Schedule E subtotals.)............................................................................................................. $
2. Unitemized payments made this period of under$100..................................................................... ............................... $
92
3. Total interest paid this period on loans. (Enter amount from Schedule B, Part 1, Column(e).)............................................................................. $ C�
4. Total payments made this period. (Add Lines 1, 2, and 3. Enter here and on the Summary Page, Column A, Line 6.)........................... TOTAL $ 92
FPPC Form 460 (Jan/2016)
FPPC Advice: advice@fppc.ca.gov (866/275-3772)
www.fppc.ca.gov