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ClearSource Financial Consulting - LQ RFP Fees Update User & Regulatory Master Fee Schedule and Full Cost Allocation Plan Updates CITY OF LA QUINTA NOVEMBER 23, 2020 PROPOSAL TO PERFORM CONSULTING SERVICES TERRY MADSEN | PRINCIPAL CONSULTANT tmadsen@clearsourcefinancial.com | 831.288.0608 7960 B Soquel Drive, Suite 363 | Aptos, California 95003 www.clearsourcefinancial.com CLEARSOURCE Proposal to the CITY OF LA QUINTASECTION 1 CONTENTS PROPOSAL ORGANIZATION Proposal The following content has been organized following the specifications of the Request for Proposals (RFP). 1 Cover Letter 2 Firm’s Background, Qualifications, and Experience 3 References of California Government Agencies 4 Complete Pricing List 5 List of Complementary Services Offered by Proposer 6 Staffing and Project Organization 7 Subcontracting Services 8 Disclosures 9 Acknowledgement of Insurance Requirements Forms The following forms have been attached to this proposal, as instructed by the RFP: Insurance Requirements Acknowledgment Non-Collusion Affidavit Acknowledgement of Addenda 7960 B SOQUEL DRIVE, SUITE 363 | APTOS, CALIFORNIA 95003 831.288.0608 | WWW.CLEARSOURCEFINANCIAL.COM SECTION 1 November 23, 2020 CITY OF LA QUINTA Attention: Monica Radeva, City Clerk 78495 Calle Tampico La Quinta, California 92253 Via Email Submission: MRadeva@LaQuintaCA.gov Proposal for User and Regulatory Master Fee Schedule and Full Cost Allocation Plan Updates Dear Ms. Radeva and Other Members of the Evaluation Team: Thank you for the opportunity to once again provide cost allocation, cost of service, and user/regulatory fee consulting for the City of La Quinta. Partnering successfully with the City on these topics since 2012, ClearSource Financial Consulting is well-qualified, available, and equipped to complete the scope of work envisioned by the City. We bring an open mind for change and exhibit the energy to do the heavy lifting it takes for a fresh look on the subject, as we have endeavored to do in each of our past engagements for the City. As always, we commit to the City of La Quinta to provide premier service, on time, and within budget: PREMIER SERVICE ON TIME WITHIN BUDGET We routinely demonstrate care about the details and the rightful influence of local conditions. We do the hard work to achieve modern and meaningful outcomes that reflect the way our clients serve their communities today. We know time is of the essence in this work: a key determination of success and satisfaction for many of our city clients. All project reporting for a comprehensive study in 2021 will be ready 120 days from project start. We will finish the scope of services without change orders, which is our standard practice. We do not ask our clients to bear the risk in estimating what it takes to do this work thoroughly and with successful enactment of results. I am the President of ClearSource Financial Consulting, authorized to negotiate and bind ClearSource contractually. I have read and will comply with all terms and conditions of the RFP without exception. ClearSource staff assigned to the City’s project are free of any conflict of interest. My signature obligates ClearSource to the terms of this proposal and confirms that this proposal shall remain valid for a period of 90 calendar days from the date of this submittal. Sincerely, TERRY MADSEN, PRESIDENT | CLEARSOURCE FINANCIAL CONSULTING COMPANY NAME: ClearSource Financial Consulting MAILING ADDRESS: 7960 B Soquel Drive, Suite 363, Aptos, CA 95003 CONTACT NAME: Terry Madsen, President and Principal Consultant PHONE NUMBER: 831.288.0608 EMAIL ADDRESS: tmadsen@clearsourcefinancial.com CLEARSOURCE Proposal to the CITY OF LA QUINTA SECTION 2 FIRM QUALIFICATIONS INTRODUCTION TO CLEARSOURCE ClearSource History As a service partner to the City of La Quinta since 2012, ClearSource is pleased to submit our qualifications to continue our relationship with the City as it contemplates a User and Regulatory Master Fee Schedule Update and Full Cost Allocation Plan Update. We look forward to the chance to continue our service to the leaders, direct service providers, constituents, and stakeholders of the City. ClearSource Financial Consulting (ClearSource) is a privately owned California-based boutique consulting firm intentionally sized and structured to emphasize a highly tailored, high quality study experience for our public sector clients. ClearSource is staffed by a five-person team of seasoned individuals with decades of combined experience in local government financial analysis. We are particularly focused on equitable forms of locally controlled cost recovery within the challenges and constraints of the ever-evolving California statutory and legal environment, informed respectfully and strategically by the voter driven principles embedded in Propositions 218 and 26. Our firm is centered on the philosophy and principles of ClearSource founder and President, Terry Madsen, who will lead our tasks from start-to-finish. For 20 years, Terry has provided financial consulting services exclusively to local government agencies. In October 2011, he founded ClearSource, a firm dedicated to providing local government agencies with premier financial consulting, serving with the:  Energy and enthusiasm to dive deep into the details,  Willingness to do the heavy lifting necessary to implement modernization and lasting change,  Exclusive staffing on projects of only tenured professionals able to enact both science and art, and  Commitment to on-time delivery and not- to-exceed consulting fees. Contact ClearSource Please refer to the following information and statistics about ClearSource: Project Manager and Key Personnel Please refer to Section 6 for a complete discussion of our proposed project staff assigned to the City of La Quinta. CLEARSOURCE Proposal to the CITY OF LA QUINTA SECTION 2 FIRM QUALIFICATIONS CLEARSOURCE QUALIFICATIONS ClearSource Service Expertise ClearSource provides professional services to California municipal agencies, consulting on topics focused on revenue management through cost of service-based resources. EXHIBIT 1 | CLEARSOURCE SERVICES ClearSource specializes in conducting the following common areas of study and consultation on a wide cross-section of governmental services and funds:  User and regulatory fee studies  Master fee schedule development and ongoing management  Comparative/market analysis  Cost allocation plans  Internal service fund rate studies Our primary focus is in revenue streams linked to cost of service principles, equity, and local- government control. Throughout these areas of expertise, we often work in harmony with internal and external stakeholders to achieve successful implementation of the necessary solutions. As with every study of this type, the successful completion of this project for the City will require positive, professional relationships with agency staff, contract service providers, stakeholders, and the City Council and/or subcommittees. ClearSource clientele can attest to our ability to successfully navigate timing, competing values, and other challenges that arise when completing large scale projects. During his career, Terry Madsen has been awarded for his integrity, client service, dedication, and perseverance. His treatment of internal staff, and respect for the challenges they face and the results they require in order to successfully accomplish their goals and objectives, results in working relationships that span multiple years and projects. ClearSource Organization Capacity The ClearSource organization is comprised of five senior consultants, each with no less than 15 years of experience in financial consulting or directly in municipal finance. Our corporate organization chart is shown in Exhibit 2. EXHIBIT 2 | CLEARSOURCE FIRM ORGANIZATION ClearSource is a registered corporation in the State of California. We formed our practice in CLEARSOURCE Proposal to the CITY OF LA QUINTA SECTION 2 FIRM QUALIFICATIONS 2011 after joining together from service in other California consulting firms and California public agencies prior to that time. ClearSource Experience FEE & COST RECOVERY TOPICS | ClearSource has performed consulting services within the past 24 months comparable to the City of La Quinta’s scope of work for its User and Regulatory Master Fee Schedule and Full Cost Allocation Plan Updates for the sample of California cities and their specific fee/cost recovery-based programs listed in Exhibit 3 on the following page. This includes identification of trending topics in California fee design, such as short term vacation rentals, cannabis retailer regulation, electric vehicle charging stations, stormwater regulation and inspections, and technology enhancement recovery. COMPARABLE REGIONAL SERVICE | Within the past three years, ClearSource has served the following clients in the Coachella Valley on comparable project subject matter and deliverables to the City of La Quinta’s forthcoming study, including for:  City of La Quinta | Citywide user/regulatory fees, overhead cost allocation, and other specialized cost recovery services  City of Rancho Mirage | Citywide user/regulatory fees and indirect cost allocation  City of Cathedral City | (ongoing) user/regulatory fees and indirect cost allocation Through this regional work, including on behalf of the City of La Quinta, ClearSource has also successfully engaged the Riverside County Building Industry Association (BIA) and the Desert Valley Builders Association (DVBA), which represent some of the most vigorous stakeholders in the entire state of California with powerful influence over fee management by municipalities in the Coachella Valley. Please refer to Section 3 of this proposal for specific comparable project profiles and client references. ClearSource Approach GUIDING PRINCIPLES | ClearSource follows several guiding principles as we approach this subject matter for our clients:  Create cost allocations, fees, and associated practices that are understandable, implementable, and maintainable.  Care about the details. Documentation matters. Communication with stakeholders matters.  Identify estimated reasonable costs of service and use this information to set a coordinated and mutually consistent system of fees, internal charges, and associated policies.  Balance the additional effort required for ongoing administration and maintenance when attempting to achieve a greater degree of accuracy.  Consider legality, existing systems, resource capacity, and staff and community preferences when determining the best course of action. CLEARSOURCE Proposal to the CITY OF LA QUINTA SECTION 2 FIRM QUALIFICATIONS EXHIBIT 3 | SAMPLING OF COST OF SERVICE AREAS STUDIED RECENTLY CLEARSOURCE Proposal to the CITY OF LA QUINTA SECTION 2 FIRM QUALIFICATIONS SOLUTIONS | For comprehensive services in 2021, ClearSource expects to spend 200 hours over a 120-day timeframe performing on-time, in-budget service for the City of La Quinta. Our efforts across both studies will focus in the following key areas:  Development and Documentation of Critical Inputs: - Remodeled Fee Structures and Service Categories (as merited) - Financial Foundation for the Costs of Service: revenues, personnel costs and organization, operating costs, and allocated administration/central services - Annual Service Time - Individual Unit Service Time - Volume of Applications, Permits, and Service Population (as feasible)  Development and Documentation of Quantitative Analysis: - Overhead Cost Allocation Plan: full cost iteration compliant with 2 CFR 200 federal cost principles - Fully Burdened Hourly Rates: by department/division, by functional classification, by staffing classification, and/or by individual - Activity Costs of Service: by individual fee-related service, by broad service category, and/or by functional program - Cost Recovery Policy: how much of the costs of service should be recovered by a fee? - Regional Fee Comparison: does the market influence the City’s decision- making? - Master Fee Schedule for 2021-22 fiscal year, including tools for annual updates - Project Fee and Revenue Impacts  Engagement and Approval: - Departmental Interaction: project commencement, onsite data development, interim review points, and training - City Leadership Interaction: coordination of direction and strategy - Stakeholder Engagement: outreach and mutual understanding - City Council Interaction: presentation of findings and public hearing  Deliverables: - Reporting: draft report, summary presentation, staff report, and final report - Tools: cost allocation model, fully- burdened hourly rate models, activity costs of service models, master fee schedule, and reporting Please refer to Section 4 of this proposal to review our detailed approach and work plan accompanying our complete pricing list. CLEARSOURCE Proposal to the CITY OF LA QUINTA SECTION 3 CALIFORNIA REFERENCES CLEARSOURCE CLIENT REFERENCES ClearSource Service to the City of La Quinta ClearSource has partnered with the City of La Quinta since 2012 to address cost of service based fees and related topics. We are proud of our ongoing work to serve successfully the direct staff, leadership, policymakers, and stakeholders of La Quinta and positively impact the financial position of the City. City of La Quinta, California CITYWIDE USER AND REGULATORY MASTER FEE SCHEDULE AND COST ALLOCATION PLAN Dates of Service: Original Study: 2012 Most Recent Update: 2019-20 Contact City Project Manager: Monica Radeva City Clerk Phone: 760.777.7035 Email: mradeva@laquintaca.gov La Quinta Features Influencing Fees: - Positive collaboration with community stakeholders - High value on premier customer service - Proactive fee-based revenue management to sustain organizational goals - Fees in alignment with changing business processes ClearSource History with the La Quinta | ClearSource was selected to work with the City beginning in 2012. Prior to that first comprehensive study of its user and regulatory fees, the City had not emphasized agency fees, choosing instead to focus efforts on fostering positive collaboration with its community stakeholders and citizens. However, the economic conditions in the years preceding that study had stressed City resources in a manner that jeopardized its ability to continue robust and expected service to those community interests. Teaming with ClearSource, the City was able to use fees as a way of ensuring continuity of staff and other assets, thereby strengthening its ability to continue service year after year at a level demanded by its constituents. ClearSource Solutions for La Quinta | In 2012, ClearSource conducted the City’s first comprehensive user and regulatory fee study in ten years. While similar efforts in neighboring communities were simultaneously stalling, through the collaboration of ClearSource and La Quinta City staff, a Citywide Master Fee Schedule was successfully approved by the City Council, and despite representing a considerable change in fee amount and structure, that passage was accompanied by letters of support from regional trade organizations directly impacted by it. In the decade after that original study, through continued collaboration between ClearSource and City staff, the City of La Quinta has produced a positive revenue impact of over $1 million annually. To support this achievement, since 2012, ClearSource has  Built a cost of service based master fee schedule across all City program areas, customized to the changing business processes and systems that support service to the community. CLEARSOURCE Proposal to the CITY OF LA QUINTA SECTION 3 CALIFORNIA REFERENCES City of La Quinta (continued) CITYWIDE USER AND REGULATORY MASTER FEE SCHEDULE AND COST ALLOCATION PLAN Additional City of La Quinta personnel across the organization can attest to their interaction with ClearSource through the years of ongoing management of the City’s user and regulatory fees, including staff from: - Building - Planning - Land Development - Facilities and Recreation - Contract Sheriff - Contract Fire  Annually maintained user and regulatory fees as underlying costs and service provisions have changed, ensuring direct and current linkage to practices and requirements.  Structured user and regulatory fees unlike previous fee schedules: completely new and in alignment with La Quinta community values, unique customer service features, and organizational goals.  Designed wholly customized fee structures in Building, Planning, Engineering, and Fire. ClearSource Support of La Quinta Organization | In our recurring support of the City, ClearSource supports departmental goals, including organizational shifts, such as those in The Hub (permit center), and customer service attributes, such as onsite County Fire staff to ensure quality of service and responsiveness expected by La Quinta’s constituents. In nearly every project, ClearSource engages the very active and dynamic regional development and construction stakeholders to foster mutual understanding, transparency, and acceptance of underlying fee drivers, which has been critical to the City’s successful implementation of fee changes. In other program areas, ClearSource has developed solutions for the City as new issues or trends emerge, including short term vacation rental regulation, aquatics programming with passionate stakeholder involvement, and fee-based rentals of City property stemming from large-scale events, among many others. ClearSource References from Other California Government Agencies Please contact the following references to discuss their experience with cost allocation, cost of service analysis, and user/regulatory fee projects completed by ClearSource. City of Torrance, California USER/REGULATORY FEE STUDY AND INDIRECT SERVICE RATES Dates of Service: Original Study: 2017-18 Most Recent Update: 2020 ClearSource completed a Comprehensive User/Regulatory Fee Study for the City of Torrance. Fee- related services reviewed included the following programs City Clerk, Building & Safety, Engineering, Planning, Environmental Design & Protection, Library, Parks & Recreation, Parks Services, Finance, Fire Prevention & Hazardous Materials, Airport, Cultural Arts Center, Police, Animal Control, and Water (Non-Rate). CLEARSOURCE Proposal to the CITY OF LA QUINTA SECTION 3 CALIFORNIA REFERENCES City of Torrance (continued) Contact: Sheila Poisson Assistant Finance Director Phone: 310.618.5854 Email: spoisson@torranceca.gov This work also included update of the City’s Indirect Cost Rate for use in recovering central services. ClearSource has continued to serve the City of Torrance as stand- alone cost of service and cost recovery issues arise. Topics have included the Police Department’s parking enforcement and citation program and taxicab permitting. City of Rancho Mirage, Calif. USER/REGULATORY FEE STUDY AND INDIRECT SERVICE RATES Dates of Service: Original Study: 2017 Most Recent Update: 2020 Contact: Joseph Carpenter Finance Manager Phone: 760.324.4511 Email: josephc@ranchomirageca.gov ClearSource prepared a Comprehensive User/Regulatory Fee Study and subsequent updates for the City of Rancho Mirage since 2017. Fee-related services studies include the following programs: Planning, Public Works and Engineering, Building, Technology Enhancement, Community Planning/Long-Range Planning, Fire Prevention, Short- Term Rentals, and Business Licensing. City of Lake Forest, California USER/REGULATORY FEE STUDY AND INDIRECT COST ALLOCATION PLAN Dates of Service: Original Study: 2019 Continuing Service: 2020 Contact: Brett Channing Director of Management Services Phone: 949.461.3419 Email: bchanning@lakeforestca.gov ClearSource conducted a Fee Policy, Overhead Cost Allocation, and Comprehensive Fee Study for the City of Lake Forest. The onset of the work included establishing the framework for evaluation of cost recovery factors and user fee goals. The Cost Allocation Plan ensures reasonable distribution and recovery of Citywide central services within indirect rates, internal charges, and application to forms of cost recovery. Fee-related services reviewed in the cost of services analysis include regulatory activities, permitting, facility rentals, program participation, operations and public services, response to individual action, licensing/billing/records management/administration, and hourly rates for direct billing. ClearSource has continued to serve the City of Lake Forest as stand-alone cost of service and cost recovery issues arise. Topics have included parking permitting and facility use fees. CLEARSOURCE Proposal to the CITY OF LA QUINTA SECTION 3 CALIFORNIA REFERENCES City of Azusa, California USER/REGULATORY FEE STUDY Dates of Service: Original Study: 2016 Most Recent Update: 2017-18 Contact: Richard Lam Budget Analyst Phone: 626.812.5200 Email: rlam@ci.azusa.ca.us ClearSource completed a User/Regulatory Fee Study for the City of Azusa. The City had gone many years without a fee study and the findings of the prior fee study had not been implemented. Completing a fee study with findings that were implementable by the City was critical. Additionally, the City required the consultant to commit to a fixed project timeline. Services studied included Building and Safety, Planning, Engineering, Utilities, Fire, Police, Business Licensing, Recreation, Transportation, Library, and Administration. City of Ventura, California USER/REGULATORY FEE STUDY & INDIRECT COST ALLOCATION PLAN Dates of Service: Original Study: 2013 Most Recent Update: 2019-20 Contact: Greg Morley Budget Manager Phone: 805.654.7800 Email: gmorley@cityofventura.ca.gov ClearSource completed a Comprehensive User/Regulatory Fee Study for the City of Ventura. Fee- related services reviewed included the following program areas: planning, land development, construction, fire prevention, traffic engineering, utilities, stormwater quality inspection, parks, recreation and community partnerships, special events, treasury, police, and clerk. As part of this effort, ClearSource routinely develops an accompanying Citywide full cost allocation plan to ensure recovery of central services in the City’s various fee and charge structures. ClearSource has served the City for a total of eight years on multiple projects. Other areas of analysis have included: the City’s central services indirect cost allocation plan and internal service fund rates for information technology, fleet, and facilities. ClearSource has enthusiastic references from our California city clients. Should additional references be desired by the City’s Review Team, please let us know. We will furnish them immediately. ClearSource Clientele Reach in California The following list is a sampling of the California public agencies for whom ClearSource has performed cost allocation, cost of service, and user/regulatory fees since our founding:  City of Azusa  City of Bell Gardens  City of Campbell  City of Costa Mesa  City of Escalon  City of Gustine  City of Huntington Beach  City of La Quinta  City of Laguna Woods  City of Lake Forest  City of Larkspur  City of Lincoln  City of Long Beach  City of Malibu  City of Milpitas CLEARSOURCE Proposal to the CITY OF LA QUINTA SECTION 3 CALIFORNIA REFERENCES  City of Monte Sereno  City of Novato  City of Ojai  City of Palos Verdes Estates  City of Rancho Mirage  City of Roseville  City of Santa Ana  City of San Leandro  City of Sebastopol  City of Seal Beach  City of Shafter  City of Torrance  City of Ventura  City of West Sacramento  City of Wheatland  Town of Woodside  El Dorado County  Kern County  Sacramento Regional Transit  San Diego Metropolitan Transit CLEARSOURCE Proposal to the CITY OF LA QUINTA SECTION 4 COMPLETE PRICING LIST CONSULTING COST Maximum Price Options For a comprehensive study to prepare a User and Regulatory Master Fee Schedule Update and Full Cost Allocation Plan Update expected to be prepared in 2021, ClearSource presents the following fee:  TOTAL COMPREHENSIVE COST: $30,000 For this total consulting cost, the study will deliver a full cost overhead cost allocation plan and a comprehensive analysis for a cost of service-based master schedule of Citywide user and regulatory fees, including full cost quantitative analysis for direct and indirect costs, cost recovery policy, comparison, documentation, stakeholder engagement, and legislative process facilitation and implementation support. Should the City choose a more condensed annual update of fees for 2021, for abridged services focused on annual review and update of the master fee schedule alongside development of the Full Cost Allocation Plan, ClearSource presents the following fee:  ABRIDGED COST: $4,200 For this total consulting cost, the study will deliver an abridged analysis to update the master schedule of Citywide user and regulatory fees, including cost index adjustment to fees, targeted cost of service analysis for discrete areas of existing and new fees, documentation, stakeholder engagement, and legislative process facilitation and implementation support. These total fee options are based on our consulting team’s history of prior comprehensive studies and updates for the City, understanding City service provisions, organizational structure, and known financial performance and noting the breadth of direct, fee-related services that will fall under review in this effort. Our proposal ensures that all user and regulatory eligible for the methodology can be analyzed without shortcuts or explanations for non-analysis and that process is carried through to successful implementation of feasible outcomes. This consulting fee includes all direct and indirect costs associated with our professional labor. ClearSource does not bill for direct expenses such as travel and document production. ClearSource commits to this consulting fee as a maximum, not to exceed cost. It is our practice to complete our defined scope of services without requests for contract amendments. Components of the Maximum Price Exhibits 7 and 8 on the following pages illustrate the detail behind our presented maximum price for the User and Regulatory Master Fee Schedule Update and Full Cost Allocation Plan Update under either a comprehensive approach or an abridged approach to user/regulatory fees. This includes labor time paired with hourly rates by study and task described in the work plans included later in this section of the proposal. Manner of Payment ClearSource will issue monthly progress reports to the City. Accompanying monthly invoices will be based on progress recorded to the project following the major tasks described in our work plan. We will not invoice for tasks not yet completed, and we will not submit a final invoice until work is completed as scoped in our separate technical proposal. Total invoices issued over the course of the study will not exceed the maximum price presented here. CLEARSOURCE Proposal to the CITY OF LA QUINTA SECTION 4 COMPLETE PRICING LIST EXHIBIT 7 |COST DETAIL BY STUDY TASK FOR THE USER AND REGULATORY MASTER FEE SCHEDULE AND FULL COST ALLOCATION PLAN UPDATES (COMPREHENSIVE APPROACH TO FEE ANALYSIS) (This section continues on the following page.) CLEARSOURCE Proposal to the CITY OF LA QUINTA SECTION 4 COMPLETE PRICING LIST EXHIBIT 8 |COST DETAIL BY STUDY TASK FOR THE USER AND REGULATORY MASTER FEE SCHEDULE AND FULL COST ALLOCATION PLAN UPDATES (ABRIDGED APPROACH FOR FEE UPDATE) PROJECT SCOPE OF SERVICES ClearSource Project Understanding The City of La Quinta is initiating a User and Regulatory Master Fee Schedule Update and Full Cost Allocation Plan Update. This type of project is focused on the ethic of “the costs to serve” from the following perspectives:  What are the full costs (direct and indirect) of the comprehensive line-up of services provided to the community, which currently have or may be eligible for a user or regulatory fee?  What structure of fee provides a reasonable means for recovering appropriate costs of service?  What are the cost recovery targets or policies of the City as to the amounts that should be paid for those who request or cause these services?  What is the impact to the source funds – typically the General Fund – of changes to user/regulatory fees? City Objectives The City of La Quinta has outlined the following broad objectives for the project:  Conduct a comprehensive cost of service and fee analysis for the City’s user and regulatory Master Fee Schedule.  Conduct annual Master Fee Schedule updates. CLEARSOURCE Proposal to the CITY OF LA QUINTA SECTION 4 COMPLETE PRICING LIST  Identify additional service fees charged by other surrounding cities that are not part of the City’s existing Master Fee Schedule.  Update the City’s Full Cost Allocation Plan. The City recently conducted a professionally prepared comprehensive study of user fees in 2019. Original comprehensive analysis was first conducted in 2012, and since that time, the City maintained its Master Fee Schedule with annual updates. City Services for Study For the User and Regulatory Master Fee Schedule Update, it is expected that direct, fee- related services under review in this element will focus on services eligible for user fee methodology, as well as identification during this study of any relevant additions for services performed without a fee or for under- quantified or ineffectively structured fees. All direct services throughout the City organization for which a user or regulatory fee is or can be imposed can be included in the study as desired. This can encompass activities such as:  Regulatory activities, such as review and inspection of land development, construction/building, and improvements to infrastructure, and other areas of code review, compliance, and enforcement  Permitting, such as special events and use of public facilities, infrastructure, and services  Facility rentals and use of public spaces, such as community centers, recreational sites, parks, and athletic field use  Program participation  Operations and services of individual benefit/request or in response to individual action  Licensing, billing, records management, and administrative service  Hourly rates for direct-billing City staff time From the City’s existing Master Fee Schedule, we expect the study to include in the analysis the following areas with fee-based services, in addition to new fees ClearSource may identify through the study:  Building Fees  Planning Fees  Public Works Fees  Fire Fees  NPDES Ongoing Inspection Fees  Short-Term Vacation Rental Permit Fees  Medical Cannabis Delivery Application Fees  False Alarm Response Fees  Vehicle Impound Cost Recovery Fees  Code Enforcement Fees  Pool Drain and Golf Cart Permit Fees  Home Occupation Permit Fees  Film/Photography Permit Fees  Bingo Permit Fees  Administrative Fees  Appeal Fees  Facility Use Fees  SilverRock Event Site Facility Rental Fees  Parking Lot and Open Space Rental Fees Revenue streams generally excluded from this type of methodology due to differing authority, implementation and analytical methodologies, and approval procedures would include: utility rates and other property-related fees subject to Proposition 218 proceedings, assessments, in- CLEARSOURCE Proposal to the CITY OF LA QUINTA SECTION 4 COMPLETE PRICING LIST lieu fees, development impact fees, fees intended and codified more as “taxes,” punitive fines/penalties, and general taxes. While cost recovery for the above listed direct services are the focus of User and Regulatory Master Fee Schedule Update, the Full Cost Allocation Plan Update focuses on potential cost recovery for the “indirect” services of the municipal organization through interfund transfers and/or indirect rates. Indirect services represent City budget units commonly found in the General Fund that might include:  Legislative and general governmental activities  Organization-wide management and administration  Central support services outside of billed internal service funds Our standard practice – and built into our expected work plan – is an open mind for additions or deletions of direct services for which a fee is established or indirect services for which an overhead charge is applicable WORK PLAN ClearSource Work Plan | Full Cost Allocation Plan Update The following work plan for the Full Cost Allocation Plan Update represents the step-by-step approach of ClearSource, following our understanding of the City’s Scope of Services, direct citation of the City’s required processes and deliverables, and additional processes and deliverables we believe provide thorough, defensible services. 1 | STUDY ORIENTATION City Required Deliverable (#): - The Consultant will convene up to two strategy sessions with the City to determine the project scope, purpose, uses and goals of the City’s Full Cost Allocation Plan to ensure that the study is both accurate and appropriate to the City’s needs. The Consultant will thoroughly review the project schedule and answer any questions the City may have pertaining to the successful development of the study. (2.1) To commence the study on solid ground, ClearSource will generate common understanding of objectives, known issues that must be addressed by study end, participant roles, expected procedural requirements, schedule and pre-established dates, and data collection and development procedures. Subtasks include:  Facilitate project kick-off event(s)  Assess prevailing cost allocation models, methods, and applications. Particular attention will be paid to annual procedures, internal opinions and impacts, and balance of workload with the requirements of the City’s uses for overhead, including internal transfers/reimbursements and external agency reimbursement.  Review readily available budgetary documents to gain a working knowledge of City structure and accounting practices.  Determine a plan for generating current indirect cost allocations for the host of uses identified by the City. This will likely include development of a new Excel-based model in alignment with current needs but may include modification of CLEARSOURCE Proposal to the CITY OF LA QUINTA SECTION 4 COMPLETE PRICING LIST existing tools if City personnel prefer to sustain existing tools. ClearSource will remain flexible. 2 | FINANCIAL AND ORGANIZATIONAL INPUTS City Required Deliverable (#): - With a strategy in place, the Consultant and the City will hold a kick-off meeting to discuss the project, deliverables, timetables, and tasks. The Consultant will meet with staff and conduct interviews as needed to gain an understanding of the City’s practices and operations. This includes where certain services/functions are performed together/shared through cooperation between different departments. Costs should be identified so that they can be allocated to/tracked by the appropriate department, i.e. fire, public works, planning, finance, etc. (2.2) ClearSource will develop the necessary foundation for subsequent quantitative analysis. Particular focus will be generating necessary data and documentation of inputs and assumptions as required by the application of plan outcomes. (For example, an OMB 2 CFR Part 225 compliant plan requires a specific inventory of information that may not be as essential if applications are entirely internal to the City.) Subtasks include:  Access organizational and line-item detail to support costs, allocation factors, workload metrics, and accounting structure in the cost allocation model.  Acquire and parse statistics that may be useful as bases for distributing costs and where necessary, develop and document alternate data sets to serve as distribution methods.  Conduct targeted engagement with representatives from support services departments if useful to influence data accessibility and relevance in the cost allocation plan, such as work order records, inventories, and other volumetric or organizational tools. 3 | COST ALLOCATION MODEL City Required Deliverable (#): - Working closely with City staff, the Consultant will collect all data required to identify the total cost of providing each City service at the appropriate activity level and in a manner that is consistent with all applicable laws, statutes, rules and regulations governing the collection of fees, rates, and charges by public entities. The Consultant should develop a Full Cost Allocation Model for calculating the full costs of ClearSource will generate the quantitative model in Microsoft Excel to allocate indirect costs Citywide. The model will be built to accommodate change in the organization: the ability to add or remove direct and indirect costs and to adapt to a range of activities, from simple to complex. Structure and detail of the final model will be dependent upon the ultimate application of its results, as a plan submitted for cognizant agency approval in compliance with OMB 2 CFR Part 225 and/or the State Controller’s Office for Cost Claiming will require aspects unnecessary in applications where cost recovery is expected to be entirely internal to the agency. The model is expected to identify:  Citywide fund and accounting structure and fiscal year data for allocation outcomes CLEARSOURCE Proposal to the CITY OF LA QUINTA SECTION 4 COMPLETE PRICING LIST providing City service. Consultant should also determine the appropriate General and Administrative overhead allocations to City activities and applicable overhead rates for use in calculating the City’s Billable Hourly rates. The requirements of the model should allow for: additions, revisions, or removal of direct and overhead costs so that the full cost allocation plan can be easily adapted to a range of activities, both simple and complex; the addition of hypothetical service area information for future service enhancements, and ability to calculate the estimated costs of providing the service under consideration (i.e. ad-hoc analysis); calculate a citywide overhead rate and an overhead rate for each department that can be updated annually; and the ability of the City to continuously update the model and overhead cost allocation plan easily from year to year as the organization structure changes and/or cost structures change. (2.3)  Allocable indirect service centers  Allocation bases and related distribution factors for indirect service centers  Direct service centers  Primary and secondary allocations  Resulting annual cost allocations  Resulting indirect service rates  Resulting interfund transfers ClearSource understands the City may have already identified specific areas of capability for the model, including distinct rates for certain funds or program areas, as well as ensuring allocations of administrative costs and any unbilled/allocated internal service funds. ClearSource will remain flexible as to cost centers allocated and beneficiaries modeled. ClearSource will also generate a comparison of outcomes under the updated Cost Allocation Plan to prior year outcomes, including explanation for substantive differences. 4 | REPORTING AND TOOLS City Required Deliverable (#): - The Consultant will prepare and provide a comprehensive administrative draft, as well as technical reports, including but not limited to, methodology, findings, and supporting justification. The Consultant will document all work assumptions, analysis procedures, findings, graphics, ClearSource will provide the formal documentation encompassing the work and outcomes of the study, as well as deliver the tools developed throughout the study for the City’s ownership and future use, including preparation or inclusion of:  A narrative description of the study, describing key data and assumptions, and impacts.  Tables and charts to explain findings  The complete quantitative analysis as the justification for updated indirect cost allocations and associated rates and transfers. CLEARSOURCE Proposal to the CITY OF LA QUINTA SECTION 4 COMPLETE PRICING LIST impacts, and recommendations, with technical documentation in appendices. The administrative draft and individual technical reports will include an executive summary and conclusion. In general, the administrative draft will consist of a discussion of the framework, description of the project, applicable statutory/legal framework, methodologies used, and analysis. The Consultant also will revise the administrative draft according to one set of consolidated comments on the draft reports from the City. (2.4) - The Consultant is to provide the necessary training and instruction materials to City staff on how to continuously update the model and overhead cost allocation plan. (2.3) For a cost allocation plan in compliance with OMB 2 CFR Part 225, the report/quantitative analysis will include:  Description of each allocated central service  Identification of the units rendering services and the units receiving services  Items of expense included in the allocated cost of service  Method used to distribute the cost of service to benefitted units  Schedule showing the allocation of each service to the specific benefitting units  Organizational chart Upon review and feedback from the City staff, consultants will revise the draft report and accompanying outcomes to incorporate direction received. The final report will be issued for the City’s implementation and as a data source for incorporation in the Cost of Services Study. Reports will be issued in PDF for digital distribution and any necessary printing by the City beyond the requested bound and unbound copies delivered by consultants. Upon issuance of the final report, ClearSource will deliver editable versions of all models, documentation, and associated work papers to the City for future use. Models will be delivered in Microsoft Excel and PDF. Documentation will be delivered in Microsoft Word and PowerPoint and in PDF. Additional work papers developed will be delivered in the format in which they were created and in PDF. At the time of the City’s choosing, ClearSource will provide training to City staff on the use and ongoing management of the final Full Cost Allocation Plan model. 5 | ENGAGEMENT City Required Deliverable (#): - The Consultant shall make revisions, if any, requested by staff or the City Council. The Consultant shall provide one (1) digital file copy in PDF format of the final full cost allocation plan. Additionally, Consultant shall provide the full cost allocation plan, including but ClearSource will facilitate a meaningful level of interaction between consultants, City personnel, and City Councilmembers:  At least two interim review points to engage with designated City personnel managing cost allocation practices  At City management discretion, an event with the City Council to present the draft report and receive feedback and direction on cost allocation proposals that would impact the City’s budgetary and financial practices. CLEARSOURCE Proposal to the CITY OF LA QUINTA SECTION 4 COMPLETE PRICING LIST not limited to all models, tables, charts, and graphs, in editable digital format for Microsoft Word and Microsoft Excel affording the City, for its exclusive use, the ability to add, delete, and/or update the information as needed. Consultants will prepare materials for these sessions, present the plan (or elements relevant), and respond to inquiries. Consultants will also respond to any direction from City staff and City Council by revising underlying analysis and final reporting, as needed. Consultants will be available to City staff in the future to advise on the overhead cost allocation plan. ClearSource Work Plan | User and Regulatory Master Fee Schedule Update (Comprehensive Analysis) The following work plan for the User and Regulatory Master Fee Schedule Update represents the step- by-step approach of ClearSource to provide a comprehensive analysis of fees, following our understanding of the City’s Scope of Services, direct citation of the City’s required processes and deliverables, and additional processes and deliverables we believe provide thorough, defensible services. 1 | STUDY ORIENTATION City Required Deliverable (#): - Work and meet with City staff to refine the project scope, purpose, uses and goals of the City’s MSF to ensure that the study will be both accurate and appropriate to the City’s needs (1.2) - Prepare and deliver a timeline for reference purposes to the City’s project manager (1.2) To commence the study on solid ground, ClearSource will generate common understanding of objectives, known issues that must be addressed by study end, participant roles, expected procedural requirements, schedule and pre-established dates, and data collection and development procedures. Most significantly, this task includes a major upfront effort to examine prevailing fees for known issues and to discuss initial and potential modifications to structures and practices. Subtasks include:  Facilitate project kick-off event(s)  Assess prevailing fees and methods to understand effectiveness of current structures, including perceived cost recovery, perceived equity, alignment of fee categories with the manner in which work is performed, perceived competitiveness in the region, and feasibility or accuracy of billing within current capabilities  Draft initial user/regulatory fee structures, where remodeling is predicted, to direct down-stream data development steps 2 | FINANCIAL AND LABOR TIME INPUTS Consultants will develop the necessary foundation for subsequent quantitative analysis, focusing this initial work to prepare the body of data that will inform every downstream element of the CLEARSOURCE Proposal to the CITY OF LA QUINTA SECTION 4 COMPLETE PRICING LIST City Required Deliverable(#): - Develop expert knowledge of the City’s organizational and financial structure (1.2) - Work and meet with staff city- wide to obtain necessary information for the rate structure of each fee (1.2) - Review documentation supporting the current fee and rate structures for all Departments (1.2) fee study. To develop financial inputs, consultants will gather and/or prepare and model financial data, including:  Current and historical fee revenues,  Personnel and contractor costs and organization,  Adopted line-item expenditures,  Forecasted periodic outlays, and  Allocated indirect/overhead costs via existing plan. To develop and test labor time inputs, based on prevailing and future business processes, consultants will gather and develop expressions of time several ways:  Utilize any existing labor time-tracking data,  Conduct interviews to estimate a distribution of annual time across core functions of service,  Develop service time questionnaires linked to remodeled fee structures to estimate average or a range of service times for fee-related services,  Apply industry experience to populate under-developed or unavailable time estimates, particularly from prospective changes in workflow resulting from the project,  Analyze any existing data sets that inform workload/activity/use levels and project profiles for fee- related services, and  Reconcile annual time, service time estimates, and service volumes to test reasonableness of critical assumptions. 3 | LABOR TIME VALUATION Recommended Deliverable: - Fully burdened hourly rates for personnel in departments or divisions or by function or position who perform fee- based services. ClearSource will develop fully burdened hourly labor rates in each department/division participating directly in the provision of services associated with a fee under review. Rates will be built to encompass labor costs, non-labor operating costs, departmental and/or divisional administration, central services/general City administration, and periodic investments. Rates will be expressed by function of direct and indirect service within each department/division, where applicable and to enable cost recovery considerations for certain fee categories. Rates may be expressed as composite for the department/division, for the position class, and/or by individual position. The City has clarified that it maintains and existing Cost Allocation Plan. ClearSource will expect to utilize prevailing indirect cost rates published by the City but will also plan to conduct separate indirect cost analysis or cost allocation modeling to ensure current and fully expressed overhead rates are applied within the CLEARSOURCE Proposal to the CITY OF LA QUINTA SECTION 4 COMPLETE PRICING LIST labor rates generated in this task and informing updated user fees. 4 | FEE DESIGN Recommended Deliverable: - A draft master fee schedule incorporating any targeted and proposed changes to fee categories, structures, and bases that will inform necessary cost of service analysis. ClearSource will apply the outcomes from Tasks 1 and 2 – an assessment of existing fees and interaction with City staff to understanding current practices and work flow – to ensure cost of service analysis aligns with the fee structures recommended from that work, which may include elements of prevailing fees, recommendations based on prevailing business processes, system capabilities, and relevant market or industry practices applicable to City work flow. Consultants will prepare a working model of a master fee schedule. 5 | COST OF SERVICE ANALYSIS City Required Deliverable(#): - Develop and deliver a well- documented, understandable, cost of service analysis and fee - Schedule (1.2) ClearSource will prepare a cost of service model to join fully burdened hourly labor rates, time estimates associated with current work flow and business processes, and existing or any redesigned fee structures, in order to calculate the full unit cost of service associated with each fee category and layers within them. The full cost of service informs the maximum fee amount allowed under California framework for establishing user/regulatory fees by City Council action. The full cost of service at the fee-based activity level or the programmatic level is composed of:  Direct labor and non-labor costs,  Indirect labor and non-labor costs,  Periodic outlays or investments of direct or indirect benefit,  Departmental overhead, and  Citywide overhead. Analysis will include modeling of activities with under-developed or no fee imposed but where one is warranted and practical to improve the City’s cost recovery from private benefit activities. 6 | COST RECOVERY AND IMPACT ANALYSIS City Required Deliverable(#): - Complete a regional fee comparison that provides an overview of fees charged by Consultants will recommend cost recovery targets for fee-based services or work with City staff in developing cost recovery policy to inform final fee amounts, particularly where full cost recovery is deemed undesirable. Development of cost recovery policy and practices will optimize the City’s array of funding sources considering public/private benefits, market sensitivity, CLEARSOURCE Proposal to the CITY OF LA QUINTA SECTION 4 COMPLETE PRICING LIST other communities for similar services (1.2) - Identify revenue impacts of proposed fee modifications (1.2) - Provide the City with recommendations of industry best practices for consideration (1.2) compliance and behavior modification, and fiscal constraints, as reflected in Exhibit 5. EXHIBIT 5 | COSTS AND COST RECOVERY Consultants will develop a master fee schedule for the City, useful in presenting proposals, as well as communicating fee descriptions, fee amounts, and charge bases to other City departments, who may have responsibility for maintaining Citywide schedules of fees. If desired, the master fee schedule developed can also include a tool for subsequent annual inflationary adjustments to the established fee structures. Final proposed fee amounts will be applied in the master fee schedule alongside information useful in communicating fees to the public. To the extent existing data systems enable it, revenue estimates based on historical or projected performance will be attempted. Finally, comparison to prior fees will be completed in targeted service categories to assist in explaining impacts of changes. Consultants will prepare a comparison of fees to other municipalities in targeted service categories as needed, likely by creating profiles for an array of “typical” uses in addition to one- for-one comparisons. Consultants will review associated fee practices, including waivers, deposit amounts, fee/deposit collection practices, and economic incentive practices. Where needed, consultants will provide recommendations and industry information regarding relevant fee policies and practices which may impact cost recovery, including the use of waivers, any billing and deposit management procedures, and collections issues. 7 | REPORTING AND TOOLS ClearSource will prepare the administrative record for pursuing implementation of revised fees. This focuses on the draft and CLEARSOURCE Proposal to the CITY OF LA QUINTA SECTION 4 COMPLETE PRICING LIST City Required Deliverable(#): - Document findings and prepare updated fee schedule (1.2) - Provide all study materials and cost of service models to the City (1.2) - Provide on-site training, if necessary (1.2) final reports of cost of service findings, including assumptions, critical data, and discussion of expected impacts. Analytical detail will be included, as well as executive summary and infographics useful in public presentation and legislative processes. Consultants will deliver the analytical models used to develop fees in Microsoft Excel format for future update and management, including the working master fee schedule and its publishable version. For reporting and the delivery of all tools, subtasks include:  Deliver formal documentation and tools for the City’s ownership and future use in editable formats (e.g., Microsoft Office suite) and publishable format (PDF)  Draft and final draft report iterations  Presentation/summary materials for communicating proposals  Assistance with staff report and public hearing noticing  Document the statutory and legal framework and annual and five-year reporting requirements  Discuss best practices to ensure better collection of the fees  Final report, including all background information, methodology, supporting justification, calculations, and administrative processes  Delivery of technical models and work papers  Training event for City staff in annual updates and analytical use of delivered models 8 | ENGAGEMENT AND APPROVAL City Required Deliverable(#): - Present findings to City staff, stakeholders, and the City Council (1.2) - Serve as an on-going City resource regarding the study (1.2) ClearSource will facilitate a meaningful level of interaction between consultants, City personnel, and City Councilmembers with the goal of successful approval, implementation, and ongoing maintenance of study proposals. Subtasks include:  Departmental interaction – to develop data and provide interim reviews points by lead service areas.  City leadership interaction – to receive direction on proposals and outcomes prior to pursuit of approval.  City Council engagement – to present the final draft report and receive direction.  City Council / public hearing – to adopt the proposed fees contained in the final report.  Stakeholder outreach – to facilitate successful implementation of proposals. CLEARSOURCE Proposal to the CITY OF LA QUINTA SECTION 4 COMPLETE PRICING LIST ClearSource does not impose a limit on the amount of interaction (i.e., events/meetings) to complete the project within our proposed consulting fee. ClearSource is proud to be available to its clients as questions and needs arise in the future on the work and sustainability of the project. ClearSource Work Plan | User and Regulatory Master Fee Schedule Update (Abridged for Annual Update Procedures) In 2021, should the City choose to study user and regulatory fees following a typical annual update process, rather than a comprehensive cost of service analysis, ClearSource will follow an abridged version of the previous step-by-step work plan elements, focusing cost of service analysis on application of chosen cost indices for fee adjustment (e.g., All Urban Consumer Price Index Riverside-San Bernardino-Ontario), targeted analysis of fees with discrete cost of service changes, and targeted analysis of any new fee areas desired by City staff or discovered by ClearSource. This abridged process also would not include development of a new Full Cost Allocation Plan. SCHEDULE Estimated Project Timeline ClearSource forecasts to deliver final draft reporting for the User and Regulatory Master Fee Schedule Update and Full Cost Allocation Plan Update 120 days from project commencement. These reporting documents will enable final presentation, final edits based on management and/or legislative review and input, and any necessary public/stakeholder procedure thereafter along the City’s timeline and legislative priorities. Exhibit 6 illustrates the estimated time for completion of our previously described work plan tasks, timing of deliverables, and a sample 2021 timeline. Based on the City’s targeted project start date of February 1, 2021, ClearSource forecasts final draft reporting available for the City’s legislative review and stakeholder engagement processes ready by May 2021. This timeline assumes comprehensive study of user and regulatory fees. If the City chooses the abridged annual update process in 2021, study time to final draft reporting is expected to be reduced by at least 30 days. (It is important to note that California law requires a 60-day period after City Council approval (public hearing) before modified and/or new development review fees may go into effect.) COVID-19 CONDITIONS | During the COVID-19 pandemic response, the ClearSource consulting team will remain flexible to serve the City within the formats it prefers and requires, as our society adapts and reacts to changing stay- at-home orders and social distancing guidelines. We will accommodate either in-person and CLEARSOURCE Proposal to the CITY OF LA QUINTA SECTION 4 COMPLETE PRICING LIST onsite events when needed and participate in or facilitate live video conferencing to conduct the work and proceedings of the project and implementation of its results. We will be guided by the City on its preferred operations. From our perspective, the adaptations needed to work within changing COVID-19 protocols should have no diminishing effect on our team’s performance or expected schedule of the study. EXHIBIT 6 | PROJECT TIMELINE FOR STUDY ELEMENTS ABD REPORTING CLEARSOURCE Proposal to the CITY OF LA QUINTA SECTION 5 COMPLEMENTARY SERVICES COMPLIMENTARY SERVICES AND PRICE OFFERED ClearSource has submitted a comprehensive work plan and maximum not to exceed price for the services required by the City of La Quinta in its RFP. Though our expertise extends beyond those proposed in this document, as introduced in Section 2, at this time we propose no additional or complimentary services to the City. CLEARSOURCE Proposal to the CITY OF LA QUINTA SECTION 6 PROJECT STAFF ORGANIZATION CLEARSOURCE PROJECT TEAM ORGANIZATION This project will be led from start-to-finish by Terry Madsen. He will conduct all meetings, present all reports, and oversee development of all analysis and outcomes. Analytical and strategic support will be provided only by senior-level professionals: Jeanette Hahn and David Schroeder, as described by Exhibit 4. Their experience includes more than 50 years of direct support to local government agencies. ClearSource utilizes a uniform billing rate for all of our personnel, set to $150 per hour. Additional information on consulting hours and project costs in Section 8 of this proposal. EXHIBIT 4 | PROJECT TEAM STRUCTURE CLEARSOURCE PROJECT MANAGER We introduce Terry Madsen as our Project Manager for the City of La Quinta. Terry is highly regarded by his clients. Please contact the following agency leaders for their experience working with Terry on cost of service and fee studies:  Sheila Poisson, Assistant Finance Director CITY OF TORRANCE, CALIFORNIA Phone: 310.618.5854 Email: spoisson@torranceca.gov  Richard Lam, Budget Analyst CITY OF AZUSA, CALIFORNIA Phone: 626.812.5200 Email: rlam@ci.azusa.ca.us  Joseph Carpenter, Finance Manager CITY OF RANCHO MIRAGE, CALIFORNIA Phone: 760.324.4511 Email: josephc@ranchomirageca.gov  Mike Nichols, Fire Prevention Captain COUNTY OF KERN, CALIFORNIA Phone: 661.391.7000 Email: mnicholas@kerncountyfire.org Terry Madsen PROJECT MANAGER AND PRINCIPAL CONSULTANT 40% of Total Hours for the City of La Quinta’s Project Terry Madsen is the President and Principal Consultant of ClearSource Financial Consulting. For 20 years, he has provided financial consulting services to local government agencies. In October 2011, Terry founded ClearSource Financial Consulting (ClearSource), a firm dedicated to providing local government agencies with premier financial consulting services. From October 2001 to October 2011 Terry was employed by a competing California firm, NBS. Terry’s depth of knowledge includes numerous service areas including user fee studies, indirect cost allocation studies, internal service fund rate studies, water and wastewater rate studies, and special financing district administration. CLEARSOURCE Proposal to the CITY OF LA QUINTA SECTION 6 PROJECT STAFF ORGANIZATION During his career, Terry has served the following diverse sampling of California agencies, among many others: the Cities and Towns of Atherton, Chula Vista, East Palo Alto, Gustine, Hesperia, Indio, Laguna Woods, La Quinta, Long Beach, Los Angeles, Napa, Oakdale, Sacramento, San Carlos, Sierra Madre, Taft, and Ventura, as well as Oro Loma Sanitary District, Sacramento Regional Transit District, the San Diego Metropolitan Transit System, and Union Sanitary District. Within the past year, Terry has support cost allocation, cost of service, and user/regulatory fee studies for the following sampling of California public agencies:  County of Kern, CA | Project Manager – Fire prevention fees, fire department indirect cost rates  City of Lake Forest, CA | Project Manager – Citywide user and regulatory fees, formal cost recovery policy, Citywide indirect cost allocation  City of La Quinta, CA | Project Manager – Citywide user and regulatory fees  City of Long Beach, CA | Project Manager – Engineering development review fees  City of Roseville, CA | Project Manager – Citywide user and regulatory fees, internal service fund rates  City of Ventura, CA | Project Manager – Citywide user and regulatory fees, Citywide indirect cost allocation, internal service fund rates Terry has worked closely with every level of the public body including property owners, community organizations, City Council/Board members, special commissions, agency managers, all members of the agency finance team, directors of every agency department, management analysts, and the direct service staff that are the primary contact points for members of the community, such as inspectors, plan reviewers, operators, maintenance personnel, and records staff. Terry’s experience in performing fee studies includes all phases of the work, from project initiation to completion and presentation of final findings. His efforts include data gathering, conducting interviews with agency staff, model development, report preparation, and presentation and delivery of study narratives. He has analyzed fees for a comprehensive array of municipal services, such as planning, land development, building, fire protection, code enforcement, community services, parks, recreation, administration, general governmental, public infrastructure, utilities, and others. Terry is a member of the California Society of Municipal Finance Officers. He received his undergraduate degree (Cum Laude) from Cal Poly, San Luis Obispo. He was awarded a Bachelor of Science in Business Administration with a Finance Concentration and an Economics Minor. He received his graduate degree from California State University, San Bernardino. He was awarded a Master of Business Administration with an Entrepreneurship Concentration. PROJECT ROLE | Terry will serve as our Project Manager to the City of La Quinta, responsible for the performance of all study elements and fulfillment of our agreement with the City. In addition to his oversight role, he will also be the Principal Consultant for the study. In this role, he will direct analysis for our assigned staff, implement analytical direction, perform targeted analysis, troubleshoot, provide quality assurance, facilitate onsite and remote interaction with City staff and leadership, and represent our team and work in public CLEARSOURCE Proposal to the CITY OF LA QUINTA SECTION 6 PROJECT STAFF ORGANIZATION procedures. In the City’s Comprehensive User Fee and Rate Study, we estimate his efforts at 40-50% of total consulting hours. Continuity of Service As an intentionally structured small firm that believes our size is integral to the way we provide personalized and high quality service to our client communities, ClearSource is nonetheless asked by agencies about our plans for ensuring continuity of service if a team member faces personal emergency disruptive to the project. In fact, this is essential to our business and reputation. In addition to our collegiality and cross-discipline synergy, this is one of the key reasons our staff is comprised only of seasoned professionals in this area of expertise. Three of our five company consultants are each two or more decades into consulting careers rich with successful project management, direct project performance, and accomplished public engagement for successful implementation of outcomes. For the City of La Quinta, in the unlikely event our proposed project manager Terry Madsen became unable to complete these services, fellow team member Jeanette Hahn will step into his place, able to perform at equal level, effectiveness, and achievement to Terry. CLEARSOURCE SUPPORT STAFF We introduce the following professionals who will be assigned to the City of La Quinta for specific elements of the project. Jeanette Hahn SENIOR CONSULTANT 20% of Total Hours for the City of La Quinta’s Project Jeanette Hahn is a Senior Consultant for ClearSource Financial Consulting. She has over 20 years of experience advising municipal agencies on equitable and effective costs of service, cost recovery, and strategic financial planning. Jeanette has analytical and policy expertise in the following subject matter:  Cost of service analysis and cost allocation for cost recovery opportunities, including user fees, regulatory fees, and contracts/partnerships  Water, wastewater, reclaimed water, and storm water/drainage utility rates and fees  Development impact fees and capacity charge nexus analysis/justification  Economic feasibility/decision analysis  Long-range financial planning  Benchmarking Prior to becoming part of the ClearSource team in 2017, Jeanette succeeded at competing consulting firms. She was Director of Financial Consulting for California-based NBS from 2007 to 2011 and served progressive roles at FCS GROUP from 1997 to 2007, including California Regional Manager from 2004 to 2007. Jeanette stepped down from these executive roles in 2011 to balance family needs. Jeanette has performed over 225 separate engagements for public agencies of diverse size and situation throughout the Western United States, including in California, Washington, Oregon, Idaho, Nevada, Utah, Montana, and Alaska. She is articulate and agile when working CLEARSOURCE Proposal to the CITY OF LA QUINTA SECTION 6 PROJECT STAFF ORGANIZATION within the legal framework of rate and fee- setting across these states, with particular emphasis on California’s Proposition 218 and the state’s Mitigation Fee Act. As an accomplished and highly regarded speaker, Jeanette has earned a reputation for crafting effective and persuasive messages for attaining legislative and public approval of financial plans and accompanying rates and fees. Her skills have been deployed frequently in municipal work to defuse contentious or actively contested matters. Furthermore, she has been repeatedly invited to present in educational and industry forums, such as the California Society of Municipal Finance Officers, League of California Cities, Association of California Water Agencies, and California Special Districts Association, among many others. Within the past year with ClearSource, Jeanette has support cost allocation, cost of service, and user/regulatory fee studies for the following sampling of California public agencies:  City of Milpitas, CA | Senior Consultant – Citywide indirect cost allocation plan, Citywide fully burdened hourly labor rates  County of Kern, CA | Senior Consultant – Fire department indirect cost rates  City of Lincoln, CA | Senior Consultant – Citywide indirect cost allocation plan  Rancho Murieta Community Services District, CA | Senior Consultant – recycled and raw water rates, indirect cost allocation plan  City of Huntington Beach, CA | Senior Consultant – Citywide user and regulatory fees, indirect cost allocation plan  City of Ventura, CA | Senior Consultant – Citywide indirect cost allocation plan Jeanette holds a Bachelor of Arts in Economics with a Public Finance concentration from the University of Washington, Seattle. PROJECT ROLE | Jeanette will provide senior level analysis, including framework of quantitative models, strategic positioning in targeted subjects, and quality assurance/quality control. Her contributions are estimated at 20% of total consulting hours. David Schroeder SENIOR CONSULTANT 40% of Total Hours for the City of La Quinta’s Project David Schroeder is a Senior Consultant for ClearSource Financial Consulting. He has served the public sector for more than 15 years, focusing on recovery of municipal service costs, particularly within the varied structures of California special financing districts used by cities, counties, and special purpose districts across the state. David’s technical expertise is centered on large- scale and complex database analysis on multiple platforms, geographic information systems and science (GIS), and auditing of records and systems. Project areas in which David applies these skills for public sector clients have included:  Special financing district administration, formation, annexation, auditing, and continuing disclosure reporting.  Advanced GIS, including design and analysis to support district formation, annexation, Proposition 218 procedures, rate studies, and development impact fee analysis.  Solutions generation for complex issues facing municipal clients, including fund close-outs, independent auditing of special CLEARSOURCE Proposal to the CITY OF LA QUINTA SECTION 6 PROJECT STAFF ORGANIZATION financing districts, design and administration of refund programs, and data-driven public outreach. David’s expertise has supported a variety of public services including: lighting and landscaping, public safety, public facilities and maintenance services, and other municipal activities spanning general and special benefit. He is conversant in and has trained client agencies on GIS, including systems such as ESRI ArcGIS and the creation and usage of GIS web applications on the platform. Within the past year with ClearSource, David has support cost allocation, cost of service, and user/regulatory fee studies for the following sampling of California public agencies:  City of Santa Ana, CA | Senior Consultant – Citywide indirect cost rates and charges, internal service fund rates  City of Lincoln, CA | Senior Consultant – Citywide user/regulatory fees, indirect cost allocation  County of Kern, CA | Senior Consultant – Fire prevention fees  City of Bell Gardens, CA | Senior Consultant – Citywide user/regulatory fees, indirect cost allocation  City of Seal Beach, CA | Senior Consultant – Citywide user/regulatory fees, indirect cost allocation, budget analysis of labor allocations David earned a Bachelor of Science in Business Administration, concentrating in Accounting Information Systems, from California State University San Bernardino. He is also certified from the University of West Florida’s Graduate Geographic Information Science program. PROJECT ROLE | David will provide large scale data analysis, financial modeling, and research in support of analytical tasks. His contributions are estimated at 40% of total consulting hours. CLEARSOURCE Proposal to the CITY OF LA QUINTA SECTION 7 SUBCONTRACTING SUBCONTRACTING SERVICES ClearSource proposes to complete the City of La Quinta’s required scope of services for a User and Regulatory Master Fee Schedule Update and Full Cost Allocation Plan Update entirely within the resources and expertise of our firm. We do not propose use of any subcontracted services. CLEARSOURCE Proposal to the CITY OF LA QUINTA SECTION 8 DISCLOSURES DISCLOSURE STATEMENTS ClearSource does not disclose any alleged significant prior or ongoing failure, any civil or criminal litigation or investigation pending, which involved ClearSource or in which ClearSource has been judged guilty or liable with the last five (5) years. ClearSource discloses no negative history. CLEARSOURCE Proposal to the CITY OF LA QUINTA SECTION 9 INSURANCE REQUIREMENTS ACKNOWLEDGEMENT OF INSURANCE REQUIREMENTS If selected by the City of La Quinta to complete the services described in this proposal, ClearSource will provide the minimum insurance coverage and indemnification noted in Exhibits E and F, respectively, of the City’s Agreement for Contract Services included in Attachment 1 of the RFP. The City’s separate form acknowledging this readiness to comply with the City’s terms and requirements without exception is attached to this proposal. CLEARSOURCE Proposal to the CITY OF LA QUINTA ATTACHMENTS CITY FORMS ATTACHMENTS ClearSource has completed the required forms enclosed with the RFP. Following this page, City forms are attached in the order presented here:  Insurance Requirements Acknowledgement  Non-Collusion Affidavit  Acknowledgement of Addenda Page 46 of 48 ATTACHMENT 2 INSURANCE REQUIREMENTS ACKNOWLEDGEMENT Must be executed by proposer and submitted with the proposal I, ________________________________________ (name) hereby acknowledge and confirm that __________________________________ (name of company) has reviewed the City’s indemnification and minimum insurance requirements as listed in Exhibits E and F of the City’s Agreement for Contract Services (Attachment 1); and declare that insurance certificates and endorsements verifying compliance will be provided if an agreement is awarded. I am _________________________________ of ______________________________, (Title) (Company) Commercial General Liability (at least as broad as ISO CG 0001) $1,000,000 (per occurrence); $2,000,000 (general aggregate) Must include the following endorsements: General Liability Additional Insured General Liability Primary and Noncontributory Commercial Auto Liability (at least as broad as ISO CA 0001) $1,000,000 (per accident) Personal Auto Declaration Page if applicable Errors and Omissions Liability $1,000,000 (per claim and aggregate) Worker’s Compensation (per statutory requirements) Must include the following endorsements: Worker’s Compensation Waiver of Subrogation Worker’s Compensation Declaration of Sole Proprietor if applicable Page 47 of 48 ATTACHMENT 3 NON-COLLUSION AFFIDAVIT FORM Must be executed by proposer and submitted with the proposal I, ________________________________________ (name) hereby declare as follows: I am _________________________________ of ______________________________, (Title) (Company) the party making the foregoing proposal, that the proposal is not made in the interest of, or on behalf of, any undisclosed person, partnership, company, association, organization, or corporation; that the proposal is genuine and not collusive or sham; that the proposer has not directly or indirectly induced or solicited any other proposer to put in a false or sham proposal, and has not directly or indirectly colluded, conspired, connived, or agreed with any proposer or anyone else to put in a sham proposal, or that anyone shall refrain from proposing; that the proposer has not in any manner, directly or indirectly, sought by agreement, communication, or conference with anyone to fix the proposal price of the proposer or any other proposer, or to fix any overhead, profit, or cost element of the proposal price, or of that of any other proposer, or to secure any advantage against the public body awarding the agreement of anyone interested in the proposed agreement; that all statements contained in the proposal are true; and, further, that the proposer has not, directly or indirectly, submitted his or her proposal price or any breakdown thereof, or the contents thereof, or divulged information or data relative hereto, or paid, and will not pay, any fee to any corporation, partnership, company, association, organization, proposal depository, or to any member or agent thereof to effectuate a collusive or sham proposal. I declare under penalty of perjury under the laws of the State of California that the foregoing is true and correct. Proposer Signature: __________________________________________________ Proposer Name: __________________________________________________ Proposer Title: __________________________________________________ Company Name: __________________________________________________ Address: __________________________________________________ Page 48 of 48 ATTACHMENT 4 ACKNOWLEDGEMENT OF RECEIPT OF ADDENDA Must be executed by proposer and submitted with the proposal; If no addenda has been issued, mark “N/A” under Addendum No. indicating Not Applicable and sign ADDENDUM NO. SIGNATURE INDICATING RECEIPT