2019-20 Riverside County - CDBG Supplemental AmendmentRevised May 2017
M E M O R A N D U M
TO: Jon McMillen, City Manager
FROM: Julie Mignogna, Management Analyst
DATE: May 15, 2020
RE: Amendment to Supplemental Agreement for the 2019/2020 CDBG
Program for additional City of LQ Misc. ADA Improvements funding in
the amount of $48,673; this increases the total CDBG funding amount
to $192,083.
Attached for your signature.
Please sign the attached agreement(s) and return to the City Clerk for processing
and distribution.
Requesting department shall check and attach the items below as
appropriate:
X Contract payments will be charged to account number: Special Revenue Fund 210
X Amount of Agreement, Amendment, Change Order, etc.: $48,673
N/A A Conflict of Interest Form 700 Statement of Economic Interests from Consultant(s) is
attached with
_____ no reportable interests in LQ or ____ reportable interests
N/A A Conflict of Interest Form 700 Statement of Economic Interests is not required because this
Consultant does not meet the definition in FPPC regulation 18701(2).
Authority to execute this agreement is based upon:
X Approved by the City Council on November 20, 2018 (resolution no. 2018-058)
N/A City Manager’s signature authority provided under Resolution No. 2019-021 for budgeted
expenditures of $50,000 or less. This expenditure is $___________ and authorized by
Director
N/A Initial to certify that 3 written informal bids or proposals were received and considered in
selection
The following required documents are attached to the agreement:
N/A Insurance certificates as required by the agreement (approved by Risk Manager on
_____________ date)
N/A Performance bonds as required by the agreement (originals)
N/A City of La Quinta Business License number ________________________
N/A A requisition for a Purchase Order has been prepared (amounts over $5,000)
Page 2 of 10
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
A. 4.LQ.37-19 Boys & Girls Club – Coachella Valley $18,216
B. 4.LQ.38-19 City of La Quinta ADA Improvements $173,867
2. AMENDMENT TO EXHIBIT “B”. Exhibit “B” to the Agreement entitled,
“General Information” and “Scope of Services” are hereby deleted in their entirety and replaced
with the Amended General Information and Scope of Services attached hereto as Attachment
No. 1 and incorporated herein by this reference.
3. ENTIRE UNDERSTANDING. This Amendment and the Agreement set forth
and contain the entire understanding and agreement of the Parties hereto. There are no oral or
written representations, understandings, or ancillary covenants, undertakings or agreements,
which are not contained or expressly referred to within this Amendment and the Agreement.
4. AGREEMENT IN FULL FORCE AND EFFECT. Except as otherwise
expressly modified herein, all other terms and conditions of the Agreement remain unmodified
and in full force and effect.
5. EFFECTIVENESS OF AMENDMENT. The effective date of this Amendment is
the date the parties execute this Amendment. If the parties execute this Amendment on more
than one date, then the last date this Amendment is executed by a party shall be the Effective
Date.
6. FURTHER ASSURANCES. The Parties agree to execute such other documents
and to take such other actions as may be reasonably necessary to further the purposes of this
Amendment.
SIGNATURES ON FOLLOWING PAGE
Page 4 of 10
ATTACHMENT 1
EXHIBT B - AMENDED
(BEHIND THIS PAGE)
Page 5 of 10
Exhibit B
4.LQ.38-19
SUPPLEMENTAL AGREEMENT
SCOPE OF WORK
(NON-PUBLIC SERVICE)
I. GENERAL INFORMATION
CITY NAME: City of La Quinta DUNS #: 158241765
ADDRESS: 78-495 Calle Tampico
La Quinta, CA 92253
PROGRAM CONTACTS: Jon McMillen, City Manager
PHONE: 760-777-7000 FAX:
E-MAIL: jmcmillen@laquintaca.gov
PROJECT NAME: City of La Quinta ADA Improvements
PROJECT LOCATION: Various Locations throughout the City
LEVEL OF ENVIRONMENTAL CLEARANCE:
CDBG ELIGIBILITY CODE: 570.201 (c)
PROJECT FUNDING SUMMARY: $173,867
Project to be administered by County (EDA) on behalf of City: YES NO
II. SCOPE OF SERVICE
A. Activities
City will be responsible for administering a 2019-2020 Community Development Block Grant for the
City of La Quinta ADA Improvements in a manner satisfactory to the County of Riverside
and consistent with any standards required as a condition of providing these funds. Such program will
include the following activities eligible under the Community Development Block Grant program:
Activity #1 The City of La Quinta will use CDBG funds to pay for costs
associated with the construction of ADA improvements at
various City-owned public facilities, as well as the
installation of intersection curbs and compliant sidewalks,
all prioritized improvements recommended in the City's ADA
Transition Plan report. CDBG funds will be used for design,
construction, equipment, materials and supplies, project
management, and inspection/testing costs.
Page 6 of 10
B. National Objective
All activities funded with CDBG funds must comply with one of more of the CDBG program’s National
Objective Criteria as required under 24 CFR 570.200(a)(2). City certifies that the activity(ies) carried out
under this Agreement will meet the following National Objective:
National Objective Criteria: 570.208 (a)(2)(i)(A)
CFR Reference: Low Mod Limited Clientele Presumed
C. Levels of Accomplishment – Goals and Performance Measures
The City agrees to implement and complete the following activity(ies):
Activity #1 The City of La Quinta will use CDBG funds to pay for costs associated
with the construction of ADA improvements at various City-owned public
facilities, as well as the installation of intersection curbs and compliant
sidewalks, all prioritized improvements recommended in the City's ADA
Transition Plan report. CDBG funds will be used for design, construction,
equipment, materials and supplies, project management, and inspection/testing
costs.
CPD OUTCOME PERFORMANCE MEASUREMENT
Objectives (select one): Creating Suitable Living Environments
Providing Decent Affordable Housing
Creating Economic Opportunities
Outcome (select one): Availability/Accessibility
Affordability
Sustainability (promoting livable or viable communities)
D. City Capacity
By executing this Supplemental Agreement, the City certifies that it has the appropriate number of trained
and knowledgeable staff, adequate facilities, proper equipment, required licensing and permitting, and
sufficient amount of financial resources necessary to implement and carry out the activities funded with
CDBG funds.
City will immediately notify County of any significant changes in organizational management, assigned
staff, change in facilities, loss or change in matching funds, or any other event that could potentially impact
the City or subrecipient’s performance under this Agreement.
Any changes in the above items are subject to the prior approval of the County.
Page 7 of 10
E. Performance Monitoring
The County of Riverside will monitor the performance of the City and its subrecipients against goals and
performance standards as stated above. Substandard performance as determined by the
County will constitute noncompliance with this Agreement. If action to correct such substandard
performance is not taken by the City within a reasonable period of time after being notified by the
County, contract suspension or termination procedures will be initiated.
F. Program Budget
It is expressly agreed and understood that the total amount to be paid by the County under this Agreement
shall not exceed $173,867 Drawdowns for the payment of eligible expenses shall be made against the line
item budgets specified in this Section and in accordance with performance. Payments may be contingent
upon certification of the Subrecipient’s financial management system in accordance with the Uniform
Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (2 CFR Part
200).
The County may require a more detailed budget breakdown than the one contained herein, and the City
shall provide such supplementary budget information in a timely fashion in the form and content
prescribed by the County. Any amendments to the budget must be approved in writing by both the
County and City.
Line Item CDBG Granted
Funds
Total of Non-
CDBG Funds
Total Activity/Project
Budget
Notes
Salaries & Wages $1,000 $1,000
Architectural/Engineering
Design
$10,000 $10,000
Construction Costs
$173,867 $173,867
Acquisition Costs
Relocations Costs
Capital Equipment Costs
Code Enforcement
Clearance
Interim Assistance
Indirect Costs:
TOTAL CDBG BUDGET $173,867 $11,000 $184,867
Page 8 of 10
G. Total Amount of Non- CDBG Leveraging
TYPE SOURCE AMOUNT SOURCE AMOUNT SOURCE AMOUNT TOTAL
FEDERAL
STATE/LOCAL City of
La Quinta
$11,000 $11,000
PRIVATE
OTHER
TOTAL: $11,000
III. ADMINISTRATIVE REQUIREMENTS
A. Accounting Standards
The City agrees to comply with the Uniform Administrative Requirements, Cost Principles, and
Audit Requirements for Federal Awards (2 CFR Part 200) and agrees to adhere to the accounting
principles and procedures required therein, utilize adequate internal controls, and maintain
necessary source documentation for all costs incurred.
B. Cost Principles
The City shall administer its program in conformance with the Uniform Administrative
Requirements, Cost Principles, and Audit Requirements for Federal Awards (2 CFR Part 200).
These principles shall be applied for all costs incurred whether charged on a direct or indirect
basis.
C. Documentation and Record Keeping
1. Records to be Maintained
The Subrecipient shall maintain all records required by the Federal regulations specified in 24 CFR
570.506 that are pertinent to the activities to be funded under this Agreement. Such records shall
include but not be limited to:
I Records providing a full description of each activity undertaken;
ii. Records demonstrating that each activity undertaken meets one of the National Objectives of the
CDBG program;
iii. Records required to determine the eligibility of activities;
iii. Records required to document the acquisition, improvement, use or disposition of real property
acquired or improved with CDBG assistance;
iv. Records documenting compliance with the fair housing and equal opportunity components of the
CDBG program;
v. Financial records as required by 24 CFR 570.502, and 2 CFR 200; and
vii. Other records necessary to document compliance with Subpart K of 24 CFR Part 570.
Page 9 of 10
2. Records Retention
The City shall retain all CDBG-related financial records, supporting documents, contracts, and
agreements for a period of four (4) years. The retention period begins on the date of the submission of
the County’s annual performance and evaluation report to HUD in which the activities assisted under
the Agreement are reported for the final time. The City will retain all National Objective
documentation, including low-moderate income certification, ethnicity, and other pertinent data for a
period of four (4) years after submission of the County’s annual performance and evaluation report to
HUD. Notwithstanding the above, if there is litigation, claims, audits, negotiations or other actions that
involve any of the records cited and that have started before the expiration of the four-year period, then
such records must be retained until completion of the actions and resolution of all issues.
3. Client Data
The City shall maintain client data demonstrating client eligibility for services provided. Such data
shall include, but not be limited to, client name, address, income level or other basis for determining
eligibility, and description of service provided. Such information shall be made available to County
monitors or their designees for review upon request.
4. Disclosure
The City understands that client information collected under this contract is private and the use or
disclosure of such information, when not directly connected with the administration of the County’s or
City’s responsibilities with respect to services provided under this contract, is prohibited by applicable
federal and State law unless written consent is obtained from such person receiving service and, in the
case of a minor, that of a responsible parent/guardian.
5. Close-outs
The City’s obligation to the County shall not end until all close-out requirements are completed.
Activities during this close-out period shall include, but are not limited to: making final payments,
disposing of program assets (including the return of all unused materials, equipment, unspent cash
advances, program income balances, and accounts receivable to the County), and determining the
custodianship of records. Notwithstanding the foregoing, the terms of this Agreement shall remain in
effect during any period that the City has control over CDBG funds, including program income.
6. Audits & Inspections
All City records with respect to any matters covered by this Agreement shall be made available to the
County, HUD, and the Controller General of the United States or any of their authorized
representatives, at any time during normal business hours, as often as deemed necessary, to audit,
examine, and make excerpts or transcripts of all relevant data. Any deficiencies noted in audit reports
must be fully cleared by the City within 30 days after receipt by the City. Failure of the City to comply
with the above audit requirements will constitute a violation of this contract and may result in the
withholding of future payments. The City hereby agrees to have an annual agency audit conducted in
accordance with current County policy concerning subrecipient audits the Single Audit Act, and the
Office of Management and Budget (OMB) Title 2 U.S. Code of Federal Regulations (CFR) Part 200 ,
Uniform Administrative Requirements, Costs Principles, and Audit Requirements for Federal Awards
(Uniform Guidance).
Page 10 of 10
IV. PROJECT IMPLEMENTATION AND SCHEDULE
Unless pre-approved by County, City will perform and complete the activities described in
Section II in conformance with the schedule of tasks and milestones listed below:
Tasks / Milestone Start Date Completion Date
Complete Sponsor Training July 2019 August 2019
Implement Project Activities Upon Notification from June 2020
EDA
Execute Supplemental Agreement October 2019 November 2019
& Notice to Incur Cost
Execute Amended Supplemental May 2020 June 2020
Agreement
Submit Quarterly Performance October 15, 2019 August 31, 2020
Reports to County
City Submits Reimbursement June 15, 2020 August 31, 2020
Requests
CDBG-funded Project Complete August 31, 2020
V. SPECIAL CONDITIONS /PERFORMANCE REQUIREMENTS
City is not authorized to proceed with bidding or contracting, for design or construction services,
prior to contacting the County to obtain Special Federal Provisions for bi dding and contract
procurement. EDA must review and approve (in writing) all RFPs and/or construction bid
documents prior to issuing any RFP or notice inviting bids.
Specific Project Activities
1. City executes Supplemental Agreement; receives Authorization to Incur Cost letter
2. City prepares final construction documents (incorporating Special Federal Provisions) for
EDA review and approval
3. EDA authorizes City to advertise for bids
4. EDA reviews and approves bidding process
5. City awards construction contract
6. City and EDA conduct “pre-construction meeting”
7. EDA authorizes Sponsor to issue “Notice to Proceed”
PROOF OF ACCEPTANCE
(ELECTRONIC)
PRODUCED DATE: 06/27/2020
CITY OF LA QUINTA:
The following is information for Certified Mail™/RRE item number:
9214 8901 8804 0800 0272 70
Our records indicate that this item was accepted by the USPS at:
ORIGIN ACCEPTANCE LA QUINTA,CA 92253 06/26/2020
ORIGINAL INTENDED RECIPIENT:
COUNTY OF RIVERSIDE
CDBG PROGRAM
ATTN: JOHN THURMAN
3403 10TH ST STE 300
RIVERSIDE CA 92501-3659
The above information represents information provided by the United States Postal Service.