700 Pena 2021STATEMENT OF ECONOMIC INTERESTS
COVER PAGE
A PUBLIC DOCUMENT
Please type or print in ink.
NAME OF FILER (LAST) (FIRST) (MIDDLE) {
Peha John
1. Office, Agency, or Court
Agency Name (Do not use acronyms)
City of La Quinta
Division, Board, Department, District, if applicable
Your Position
City Council Member
► If filing for multiple positions, list below or on an attachment. (Do not use acronyms)
Agency:
Position:
RECEIVED
Date Initial Filing Received
'?.. ,.- ,, _ .
MAR 1 5 Z022 t
CITY OF LA QUINTA
2. Jurisdiction of Office (Check at least one box)
State Judge, Retired Judge, Pro Tern Judge, or Court Commissioner
(Statewide Jurisdiction)
Multi -County County of
■ City of La Quinta Other
3. Type of Statement (Check at least one box)
■ Annual: The period covered is January 1, 2021, through Leaving Office: Date Left I I
December 31, 2021. (Check one circle.)
.or -
The period covered is —
December 31, 2021.
Assuming Office: Date assumed
Candidate: Date of Election
I through The period covered is January 1, 2021, through the date of
leaving office.
.or-
.i The period covered is —J I through
the date of leaving office.
and office sought, if different than Part 1
Schedule Summary (must complete) ► Total number of pages including this cover page: 7
Schedules attached
■ Schedule A-1 - Investments — schedule attached
■ Schedule A-2 - Investments — schedule attached
■ Schedule B - Real Property — schedule attached
-or- _ None - No reportable interests on any schedule
■ Schedule C - Income, Loans, & Business Positions — schedule attached
Schedule D - Income — Gifts — schedule attached
Schedule E - Income — Gifts — Travel Payments — schedule attached
5. Verification
MAILING ADDRESS STREET CITY STATE ZIP CODE
(Business or Agency Address Recommended - Public Document)
78495 Calle Tampico La Quinta CA 92253
DAYTIME TELEPHONE NUMBER EMAIL ADDRESS
( 760 ) 777-7030 jpena@laquintaca.gov
I have used all reasonable diligence in preparing this statement. I have reviewed this statement and to the best of my knowledge the information contained
herein and in any attached schedules is true and complete. I acknowledge this is a public document.
I certify under penalty of perjury under the laws of the State of California that the
filing official)
FPPC Form 700 - Cover Page (2021/2022)
advice@fppc.ca.gov - 866-275-3772 - www.fppc.ca.gov
Page - 5
SCHEDULE A-1
CALIFORNIA.-700
Investments COMMISSIONFAIR POLITICAL PRACTICES
Stocks, Bonds, and Other Interests Name
(Ownership Interest is Less Than 10%)
Investments must be itemized. John Pena
Do not attach brokerage or financial statements.
► NAME OF BUSINESS ENTITY
INVESCO INVESTMENT SERVICES, INC.
GENERAL DESCRIPTION OF THIS BUSINESS
MUNICIPAL FUND
FAIR MARKET VALUE
$2,000 - $10,000 0 $10,001 - $100,000
$100,001 - $1,000,000 Over $1,000,000
NATURE OF INVESTMENT Stock N Other INVESTMENT FUND
(Describe)
Partnership _ Income Received of $0 - $499
Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, LIST DATE:
J 121 1 /21
ACQUIRED DISPOSED
► NAME OF BUSINESS ENTITY
OPPENHEIMER FUNDS
GENERAL DESCRIPTION OF THIS BUSINESS
MUNIBONDS
FAIR MARKET VALUE
$2,000 - $10,000 $10,001 - $100,000
$100,001 - $1,000,000 Over $1,000,000
NATURE OF INVESTMENT BONDS
Stock E Other
(Describe)
Partnership Income Received of $0 - $499
Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, LIST DATE:
1 1.21— /21
ACQUIRED DISPOSED
► NAME OF BUSINESS ENTITY
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE
$2,000 - $10,000 $10,001 - $100,000
$100,001 - $1,000,000 Over $1,000,000
NATURE OF INVESTMENT
Stock Other
escn e
Partnership _ Income Received of $0 - $499
Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, LIST DATE:
_ 1 /21 / 121
ACQUIRED DISPOSED
Comments:
► NAME OF BUSINESS ENTITY
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE
$2,000 - $10,000 $10,001 - $100.000
$100,001 - $1,000,000 Over $1,000,000
NATURE OF INVESTMENT
Stock Other
(Describe)
Partnership Income Received of $0 - $499
Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, LIST DATE:
1 /21 �_ /21
ACQUIRED DISPOSED
► NAME OF BUSINESS ENTITY
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE
$2,000 - $10,000 $10,001 - $100,000
$100,001 - $1,000.000 Over $1,000,000
NATURE OF INVESTMENT
Stock Other
(Describe)
Partnership Income Received of $0 - $499
Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, LIST DATE:
i -j21_ 1 /21
ACQUIRED DISPOSED
► NAME OF BUSINESS ENTITY
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE
$2,000 - $10,000 $10,0.01 - $100,000
$100,001 - $1,000,000 Over $1,000,000
NATURE OF INVESTMENT
Stock Other
( escnbe)
Partnership Income Received of $0 - $499
_ Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, LIST DATE:
/, 121 _ 1 /21
ACQUIRED DISPOSED
FPPC Form 700 - Schedule A-1 (2021/2022)
advice@fppc.ca.gov - 866-275-3772 - www.fppc.ca.gov
Page - 7
SCHEDULE A-2
Investments, Income, and Assets
of Business Entities/Trusts
(Ownership Interest is 10% or Greater)
ll� 1. BUSINESS ENTITY OR TRUST
JOHN PENA & ASSOCIATES
Name
51405 CALLE HUENEME, LA QUINTA, CA 92253
Address (Business Address Acceptable)
Check one
Trust, go to 2 ■ Business Entity, complete the box, then go to 2
GENERAL DESCRIPTION OF THIS BUSINESS
CONSULTING
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
so- $1,999
$2,000 - 110,000 12l
■ $10,001 - $100,000 ACQUIRED DISPOSED
$100.001 - $1,000.000
Over $1,000,000
NATURE OF INVESTMENT
Partnership ■ Sole Proprietorship
Other
YOUR BUSINESS POSITION PRINCIPAL
SHARE OF •SS INCOME TO THE ENTITY/TRUST)
$0 - $499 0 $10,001 - $100,000
$500 - $1,000 OVER $100,000
$1.001 - $10.000
b3. LIST THE NAME OF -•-TABLE SINGLE SOURCE OF
INCOMEOF $10,000 OR MORE
■ None or Names listed below
• INTERESTS IN REAL PROPERTY• •-
LEASED BY THE BUSINESS ENTITY •
Check one box
INVESTMENT REAL PROPERTY
Name of Business Entity, if Investment, or
Assessor's Parcel Number or Street Address of Real Property
Description of Business Activity or
City or Other Precise Location of Real Property
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
$2,000 - $10,000
$10,001 - $100,000 21
$100,001 - $1,000,000 ACQUIRED DISPOSED
Over $1,000,000
NATURE OF INTEREST
Property Ownership/Deed of Trust Stock Partnership
Leasehold Other
Yrs remaining
Check box if additional schedules reporting investments or real property
are attached
Comments:
CALIFORNIA FORM 700
FAIR POLITICAL PRACTICES COMMISSION
Name
John Pena
111� 1. BUSINESS ENTITY OR TRUST
PLATINUM STRATEGIES GROUP, INC.
Name
22431 ANTONIO PKWY #263 RANCHO SANTA MAR(jj
Address (Business Address Acceptable)
Check one
Trust, go to 2 ■ Business Entity, complete the box, then go to 2
GENERAL DESCRIPTION OF THIS BUSINESS
CONSULTING
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
$0 - $1,999
$2,000 - $10,100 12
■ $10,001 - $100,000 ACQUIRED DISPOSED
$100,001 - $1.000,000
Over $1,000,000
NATURE OF INVESTMENT CORP
Partnership Sole Proprietorship ■
Cher
OFFICER
YOUR BUSINESS POSITION
' • • - 0E t0JLRa Rrr-.
SHARE OF THE GROSS• • THE ENTITYITRUST)
$0 - $499 ■ $10,001 - $100,000
$500 - $1,000 OVER $100,000
$1,001 - $10,000
10- 3. LIST THE NAME OF ••RTABLE SINGLE SOURCE OF
INCOMEOF $10,000 OR •
■ None or Names listed below
PROPERTY0- 4. INVESTMENTS AND INTERESTS IN REAL OR
LEASED BY THE BUSINESS ENTITY OR
Check one bo.
INVESTMENT REAL PROPERTY
Name of Business Entity, if Investment, or
Assessor's Parcel Number or Street Address of Real Property
Description of Business Activity or
City or Other Precise Location of Real Property
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
$2,000 - $10,000
$10.001 - $100,000
$100,001 - $1,000.000 ACQUIRED DISPOSED
Over $1,000.000
NATURE OF INTEREST
Property Ownership/Deed of Trust Stock Partnership
Leasehold Other
Yrs remaining
Check box if additional schedules reporting investments or real property
are attached
FPPC Form 700 - Schedule A-2 (2021/2022)
advice@fppc.ca.gov • 866-275-3772 • www.fppc.ca.gov
Page - 9
SCHEDULE A-2
Investments, Income, and Assets
of Business Entities/Trusts
(Ownership Interest is 10% or Greater)
O1. BUSINESS ENTITY OR TRUST
DESERT CITIES CONSULTING, INC
Name
P.O. BOX 671 LA QUINTA, CA 92247
Address (Business Address Acceptable)
Check one
Trust, go to 2 ■ Business Entity, complete the box, then go to 2
GENERAL DESCRIPTION OF THIS BUSINESS
CONSULTING
FAIR MARKET VALUE IF APPLICABLE LIST DATE:
$0 - $1,999
$2,000 - $111,000 --j 121 --j--j21
■ $10,001 - $100,000 ACQUIRED DISPOSED
$100,001 - $1,000.000
Over $1,000,000
NATURE OF INVESTMENT CORPORATION
Partnership Sole Proprietorship ■
Other
YOUR BUSINESS POSITION CEO
GROSS0- 2. IDENTIFY THE • . (INCLUDE YOUR• RATA
SHARE OF •SS INCOME TO THE ENTITY/TRUST)
$0 - $499 ■ $10,001 - $100,000
$500 - $1,000 OVER $100,000
$1,001 - $10,000
ll� 3. LIST THE NAME OF ••RTABLE SINGLE SOURCE OF
INCOMEOF $10,000 OR MORE
None or ■ Names listed below
MARTIN ENERGY CORP.
li� 4. INVESTMENTS AND INTERESTS IN REAL PROPERTY ..
LEASED BY THE BUSINESS ENTITY OR TRUST
Check one box:
INVESTMENT REAL PROPERTY
Name of Business Entity, if Investment, or
Assessor's Parcel Number or Street Address of Real Property
Description of Business Activity or
City or Other Precise Location of Real Property
FAIR MARKET VALUE IF APPLICABLE. LIST DATE:
$2,000 - $10,000
$10,001 - $100,000
$100,001 - $1,000,000 ACQUIRED DISPOSED
Over $1,000,000
NATURE OF INTEREST
Property Ownership/Deed of Trust Stock Partnership
Leasehold Other
Yrs remaining
Check box if additional schedules reporting investments or real property
are attached
Comments:
CALIFORNIA FORM 700
FAIR POLITICAL PRACTICES COMMISSION
Name
1. BUSINESS ENTITY OR TRUST
Name
Address (Business Address Acceptable)
Check one
Trust, go to 2 Business Entity, complete the box, then go to 2
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
$0 - $1,999
$2,000 - $10,000 /--j21 --j--j21
$10.001 - $100,000 ACQUIRED DISPOSED
$100,001 - $1,000,000
Over $1,000,000
NATURE OF INVESTMENT
Partnership Sole Proprietorship
Other
YOUR BUSINESS POSITION
SHARE OF •SS INCOME TO THE ENTITYITRUST)
$0- $499 $10,001 - $100,000
$500 - $1,000 OVER $100,000
$1,001 - $10,000
No. 3. LIST THE NAME OF ••RTABLE SINGLE SOURCE OF
INCOMEOF $10,000 OR •
None or Names listed below
Ili- 4. INVESTMENTS AND INTERESTS IN REAL PROPERTY ..
LEASED BY THE BUSINESS ENTITY OR TRUST
Check one box:
INVESTMENT REAL PROPERTY
Name of Business Entity, if Investment, or
Assessor's Parcel Number or Street Address of Real Property
Description of Business Activity or
City or Other Precise Location of Real Property
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
$2,000 - $10,000
$10,001 - $100,000 /21
$100,001 - $1,000,000 ACQUIRED DISPOSED
Over $1,000,000
NATURE OF INTEREST
Property Ownership/Deed of Trust Stock Partnership
Leasehold Other
Yrs. remaining
Check box if additional schedules reporting investments or real property
are attached
FPPC Form 700 -Schedule A-2 (2021/2022)
advice@fppc.ca.gov • 866-275-3772 • www.fppc.ca.gov
Page - 9
SCHEDULE B
Interests in Real Property
(Including Rental Income)
► ASSESSOR'S PARCEL NUMBER OR STREET ADDRESS
773184008
CITY
LA QUINTA, CA
FAIR MARKET VALUE
$2,000 - $10,000
$10,001 - $100.000
$100,001 - $1,000,000
Over $1,000.000
NATURE OF INTEREST
■ Ownership/Deed of Trust
IF APPLICABLE, LIST DATE:
� /21 __j__j21
ACQUIRED DISPOSED
Easement
Leasehold
Yrs remaining Other
IF RENTAL PROPERTY, GROSS INCOME RECEIVED
$0 - $499 $500 - $1,000 $1,001 - $10,000
$10,001 - $100,000 OVER $100,000
SOURCES OF RENTAL INCOME: If you own a 10% or greater
interest, list the name of each tenant that is a single source of
income of $10,000 or more.
■ None
Name
John Pena
► ASSESSOR'S PARCEL NUMBER OR STREET ADDRESS
CITY
FAIR MARKET VALUE
$2,000 - $10.000
$10,001 - $100.000
$100,001 - $1,000,000
Over $1,000.000
NATURE OF INTEREST
Ownership/Deed of Trust
Leasehold
IF APPLICABLE, LIST DATE:
1 /21 ��21
ACQUIRED DISPOSED
Easement
Yrs remaining Other
IF RENTAL PROPERTY, GROSS INCOME RECEIVED
$0 - $499 $500 - $1.000 $1,001 - $10,000
$10.001 - $100.000 1 OVER $100,000
SOURCES OF RENTAL INCOME: If you own a 10% or greater
interest, list the name of each tenant that is a single source of
income of $10,000 or more.
None
* You are not required to report loans from a commercial lending institution made in the lender's regular course of
business on terms available to members of the public without regard to your official status. Personal loans and
loans received not in a lender's regular course of business must be disclosed as follows:
NAME OF LENDER"
ADDRESS (Business Address Acceptable)
BUSINESS ACTIVITY. IF ANY. OF LENDER
INTEREST RATE TERM (Months/Years)
None
HIGHEST BALANCE DURING REPORTING PERIOD
$500 - $1,000 $1,001 - $10,000
$10,001 - $100,000 OVER $100,000
Guarantor, if applicable
Comments:
NAME OF LENDER'
ADDRESS (Business Address Acceptable)
BUSINESS ACTIVITY. IF ANY. OF LENDER
INTEREST RATE TERM (Months/Years)
A& None
HIGHEST BALANCE DURING REPORTING PERIOD
$500 - $1,000 $1,001 - $10,000
$10,001 - $100,000 OVER $100,000
Guarantor, if applicable
FPPC Form 700 -Schedule B (2021/2022)
advice@fppc.ca.gov • 866-275-3772 • www.fppc.ca.gov
Page - 11
SCHEDULE C
Income, Loans, & Business
Positions
(Other than Gifts and Travel Payments)
NAME OF SOURCE OF INCOME
JOHN PENA AND ASSOCIATES
ADDRESS (Business Address Acceptable)
51405 CALLE HUENEME, LA QUINTA 92253
BUSINESS ACTIVITY, IF ANY, OF SOURCE
CONSULTING
YOUR BUSINESS POSITION
OWNER
GROSS INCOME RECEIVED No Income - Business Position Only
$500 - $1,000 $1,001 - $10.000
$10.001 - $100,000 OVER $100.000
CONSIDERATION FOR WHICH INCOME WAS RECEIVED
Salary Spouse's or registered domestic partner's income
(For self-employed use Schedule A-2 )
Partnership (Less than 10% ownership For 10% or greater use
Schedule A-2.)
Sale of
(Real property, car, boat, etc)
Loan repayment
Commission or Rental Income, list each source of $10,000 or more
Other
fDescrrbel
(Describe)
Name
NAME OF SOURCE OF INCOME
ADDRESS (Business Address Acceptable)
John Pena
BUSINESS ACTIVITY. IF ANY. OF SOURCE
YOUR BUSINESS POSITION
GROSS INCOME RECEIVED No Income - Business Position Only
$500 - $1,000 $1.001 - $10.000
$10,001 - $100,000 OVER $100,000
CONSIDERATION FOR WHICH INCOME WAS RECEIVED
Salary Spouse's or registered domestic partner's income
(For self-employed use Schedule A-2 )
Partnership (Less than 10% ownership For 10% or greater use
Schedule A-2 )
Sale of
(Real property, car, boat, etc)
Loan repayment
Commission or Rental Income, list each source of $10,000 or more
Other
(Describe)
(Describe)
* You are not required to report loans from a commercial lending institution, or any indebtedness created as part of
a retail installment or credit card transaction, made in the lender's regular course of business on terms available
to members of the public without regard to your official status. Personal loans and loans received not in a lender's
regular course of business must be disclosed as follows:
NAME OF LENDER" INTEREST RATE TERM (MonthsNears)
ADDRESS (Business Address Acceptable)
BUSINESS ACTIVITY, IF ANY, OF LENDER
HIGHEST BALANCE DURING REPORTING PERIOD
$500 - $1,000
$1,001 - $10,000
$10,001 - $100.000
OVER $100,000
Comments:
% None
SECURITY FOR LOAN
None Personal residence
Real Property
Guarantor
Other
Street address
city
(Describe)
FPPC Form 700 -Schedule c (2021/2022)
advice@fppc.ca.gov • 866-275-3772 • www.fppc.ca.gov
Page -13
STATEMENT OF ECONOMIC INTERESTS
COVER PAGE ATTACHMENT
EXPANDED STATEMENT LIST
CALIFORNIA FORM 700
FAIR POLITICAL PRACTICES COMMISSION
John Name
-
Sign ur -
31 I li L
Date