700 Pena 2022 ElectionRECEIVED ��
STATEMENT OF ECONOMIC INTERESTS
COVER PAGE
A PUBLIC DOCUMENT
Please type or print in ink.
NAME OF FILER (LAST) (FIRST) (MIDDLE)
PENA JOHN J
1. Office, Agency, or Court
Agency Name (Do not use acronyms)
CITY OF LA QUINTA
Division, Board, Department, District, if applicable Your Position
COUNCIL MEMBER
► If filing for multiple positions, list below or on an attachment. (Do not use acronyms)
Agency:
2. Jurisdiction of Office (check at least one box)
❑ State
❑ Multi -County
L City of LA QUINTA
3. Type of Statement (Check at least one box)
❑ Annual: The period covered is January 1, 2021, through
December 31, 2021.
.or -
The period covered is I I through
December 31, 2021.
❑ Assuming Office: Date assumed
Position:
Dat AWl„FiJ{'Utteived
CITY OF LA QUINT.^
CITY CLERK DEPARTMENT
❑ Judge, Retired Judge, Pro Tem Judge, or Court Commissioner
(Statewide Jurisdiction)
❑ County of
❑ Other
❑ Leaving Office: Date Left I
(Check one circle.)
The period covered is January 1, 2021, through the date of
-or- leaving office.
The period covered is I ) through
the date of leaving office.
U Candidate: Date of Election 11/8/2022 and office sought, if different than Part 1:
4. Schedule Summary (must complete) ► Total number of pages including this cover page: S
Schedules attached
El Schedule A-1 - Investments - schedule attached I■ Schedule C - Income, Loans, & Business Positions - schedule attached
Ej Schedule A-2 - Investments - schedule attached ❑ Schedule D - Income - Gifts - schedule attached
01 Schedule B - Real Property - schedule attached L Schedule E - Income - Gifts - Travel Payments - schedule attached
-or- ❑ None - No reportable interests on any schedule
5. Verification
MAILING ADDRESS STREET CITY STATE ZIP CODE
(Business or Agency Address Recommended - Public Document)
78495 CALLE TAMPICO LA QUINTA CA 92253
DAYTIME TELEPHONE NUMBER EMAILADDRESS
( 760 ) 777-7000 jpena@laquintaca.gov
I have used all reasonable diligence in preparing this statement. I have reviewed this statement and to the best of my knowledge the information contained
herein and in any attached schedules is true and complete. I acknowledge this is a public
.
Date Signed 8/5/2022 Signature
(month, day, year)
wen your piing omoa.i
FPPC Form 700 -Cover Page 12022/2022)
advice@fppc.ca.gov • 966-275-3772 a www.fppc.ca.gov
Page - 5
SCHEDULE A-1
CALIFORNIA FORM 700
Investments FAI_ POLITICAL COMMISSION
Stocks,
Bonds, and Other Interests
Name
(Ownership Interest is Less Than 10%)
Investments must be itemized. John Pena
Do not attach brokerage or financial statements.
► NAME OF BUSINESS ENTITY
► NAME OF BUSINESS ENTITY
INVESCO INVESTMENT SERVICES, INC.
GENERAL DESCRIPTION OF THIS BUSINESS
GENERAL DESCRIPTION OF THIS BUSINESS
MUNICIPAL FUND
FAIR MARKET VALUE
FAIR MARKET VALUE
$2,000 - $10,000 $10,001 - $100,000
$2.000 - $10,000 $10,001 - $100.000
$100,001 - $1,000,000 Over $1,OCO,000
$100,001 - $1,000,000 Over $1,000,000
NATURE OF INVESTMENT INVESTMENT FUND
NATURE OF INVESTMENT
Stock 0 Cther
Stock Other
(Describe)
(Describe)
Partnership _ Income Received cf $0 - $499
Partnership Income Received of $0 - $499
Income Received cf $500 or More (Report on Schedule C) Income Received of $5CO or More (Report cn Schedule C)
IF APPLICABLE, LIST DATE:
IF APPLICABLE, LIST DATE:
�1 121 1 t21
1 /21 1 /21
ACQUIRED DISPOSED
ACQUIRED DISPOSED
► NAME OF BUSINESS ENTITY
► NAME OF BUSINESS ENTITY
OPPENHEIMER FUNDS
GENERAL DESCRIPTION OF THIS BUSINESS
GENERAL DESCRIPTION OF THIS BUSINESS
MUNIBONDS
FAIR MARKET VALUE
FAIR MARKET VALUE
$2,000 - $10,OCO E $10,001 - S100,000
$2,000 - $10,000 $10.001 - $10C,000
$100,001 - $1,000.000 Over $1,000,000
$100,001 - $1,000.000 Over $1,00,000
NATURE OF INVESTMENT
BONDS
NATURE OF INVESTMENT
Stock ■ Other
Stock Other
(Describe)
(Descnbe)
Partnership Income Received of $0 - $499
Partnership _ Income Received of $0 - $499
Income Received of $500 or More (Report on Schedule C) Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, LIST DATE:
IF APPLICABLE, LIST DATE:
21 1 121
1 121 21
ACQUIRED DISPOSED
ACQUIRED DISPOSED
► NAME OF BUSINESS ENTITY
► NAME OF BUSINESS ENTITY
GENERAL DESCRIPTION OF THIS BUSINESS
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE
FAIR MARKET VALUE
$2,000 - $10.000 $10,001 - $100.000
$2.000 - $10,000 $10,001 - $100,000
$100,001 - $1.000,000 Over $1,000,000
$100,001 - $1,000,000 Over $1,0130,000
NATURE OF INVESTMENT
NATURE OF INVESTMENT
Stock Other
escn a)
Stock Other
Partnership Income Received of $0 - $499
(Describe)
Partnership Income Received of $0 - $499
Income Received of $500 or More (Report on Schedule C) Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, LIST DATE:
IF APPLICABLE, LIST DATE:
—�t2l ��1 1
��21 1/2
ACQUIRED DISPOSED
ACQUIRED DISPOSED
Comments:
FPPC Form 700 -Schedule A-1 (2021/2022)
advice@fppc.ca.gov • 966-275-3772 • www.fppc.ca.gov
Page - 7
SCHEDULE A-2
Investments, Income, and Assets
of Business Entities/Trusts
(Ownership Interest is 10% or Greater)
11- 1. BUSINESS ENTITY OR TRUST
JOHN PENA & ASSOCIATES
Name
51405 CALLE HUENEME, LA QUINTA, CA 92253
Address (Business Address Acceptable)
Check one
Trust, go to 2 Business Entity, complete the box, then go to 2
GENERAL DESCRIPTION OF THIS BUSINESS
CONSULTING
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
$0 - $1,999
$2.000 - $10,OCo __j__j21_ —J__ 2
$10.001 - $100,000 ACQUIRED DISPOSED
$100,001 - $1,000,000
Over $1,000,000
NATURE OF INVESTMENT
Partnership E Sole Proprietorship
Iher
YOUR BUSINESS POSITION PRINCIPAL
SHARE OF •SS INCOME TO THE ENTITYfTRUST)
$0 - $499 $10,0o1 - $100,o00
$500 - $1,000 OVER $100.000
$1.001 - $10,000
P. 3. LIST THE NAME OF -•-TABLE SINGLE SOURCE OF
None or Names listed below
• INTERESTS IN REAL PROPERTY• OR
LEASED BY THE BUSINESS ENTITY OR
Check one box'
INVESTMENT REAL PROPERTY
Name of Business Entity, if Investment, or
Assessor's Parcel Number or Street Address of Real Property
Description of Business Activity or
City or Other Precise Location of Real Property
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
$2.000 - $10,000
$10,001 - $100,000 --/—j21 _j___j21
$100.001 - $1,000,00C ACQUIRED DISPOSED
Over $1,000,000
NATURE OF INTEREST
Property Ownership/Deed of Trust Stock Partnership
Leasehold Other
Yrs remainirg
Check box if additional schedules reporting investments or real property
are attached
Comments:
CALIFORNIA FORM 700
FAIR POLITICAL PRACTICES COMMISSION
Name
John Pena
if1. BUSINESS ENTITY OR TRUST
PLATINUM STRATEGIES GROUP, INC.
Name
22431 ANTONIO PKWY #263 RANCHO SANTA MARa
Address (Business Address Acceptable)
Check one
Trust, go to 2 Business Entity, complete the box, then go to 2
GENERAL DESCRIPTION OF THIS BUSINESS
CONSULTING
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
$0 - $1,999
$2,000 - $10,00 --j—j2l it-12l
$10,001 - $100,000 ACQUIRED DISPOSED
$100,001 - S1,000,000
Over $1,000,000
NATURE OF INVESTMENT CORP
Partnership Sole Proprietorship Iher
YOUR BUSINESS POSITION OFFICER
IDENTIFY•• • • (INCLUDE YOUR■
SHARE OF -•SS INCOME TO THE ENTITY/TRUST)
$0 - $499 $10,001 - 5100,000
$500 - $1,000 OVER $100,000
$1,001 - $10,000
10 3- LIST THE NAME OF -•RTA13LE SINGLE SOURCE OF
INCOMEOF rrr OR •
None or Names listed below
No 4. INVESTMENTS • INTERESTS IN REAL PROPERTY• OR
LEASED BY THE BUSINESS ENTITY OR
Check one box:
INVESTMENT REAL PROPERTY
Name of Business Entity, if Investment, or
Assessor's Parcel Number or Street Address of Real Property
Description of Business Activity or
City or Other Precise Location of Real Property
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
$2.000 - $10,000
$10,001 - $100,000 if t21 /_/21
$100,001 - $1,C00,000 ACQUIRED DISPOSED
Over $1,000,000
NATURE OF INTEREST
Property Ownership/Deed of Trust Stock Partnership
Leasehold Other
Yrs remaining
Check box if additional schedules reporting investments or real property
are attar_hed
FPPC Form 700 -Schedule A-2 (2021/2022)
advice@fppc.ca.gov • 966-275-3772 • www.fppc.ca.gav
Page - 9
SCHEDULE A-2 CALIFORNIA FORM700
Investments, Income, and Assets FAIR POLITICAL PRACTICES COMMISSION
of Business Entities/Trusts Name
(Ownership Interest is 10% or Greater) JOHN PENA
b1. BUSINESS ENTITY OR TRUST
DESERT CITIES CONSULTING, INC
Name
P.O. BOX 671 LA QUINTA, CA 92247
Address (Business Address Acceptable)
Check one
Trust, go to 2 Business Entity, complete the box, then go to 2
GENERAL DESCRIPTION OF THIS BUSINESS
CONSULTING
FAIR MARKET VALUE IF APPLICABLE. LIST DATE:
$0 - $1,999
$2,000 - $10,oco ��21 �_I21
$10,001 - $1C0,000 ACQUIRED DISPOSED
$100,001 - $1,000,0c0
Over $1,000,000
NATURE OF INVESTMENT CORPORATION
Partnership Sole Proprietorship ■ Clher
YOUR BUSINESS POSITION CEO
* 2- IDENTIFY THE GROSS INCOME RECEIVED (INCLUDE YOUR PRO
SHARE OF -•SS INCOME TO THE ENTITY[TRUST)
$0 - $499 $10,C01 - sicuc0
$500 - $1,000 OVER $100,000
$1,001 - $10,000
* 3. LIST THE NAME OF •SOURCE
INCOMEOF r err OR MORE
None or 0 Names listed below
MARTIN ENERGY CORP
1� 4. INVESTMENTS AND INTERESTS IN REAL PROPERTY ..
LEASED IBY THE BUSINESS ENTITY OTRUST
R
one box:
INVESTMENT REAL PROPERTY
Name of Business Entity, if Investment, or
Assessor's Parcel Number or Street Address of Real Property
Description of Business Activity or
City or Other Precise Location of Real Property
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
$2,000 - $10.000
$10,001 - $100,000
$100,001 - $1,000,000 ACQUIRED DISPOSED
Over $1,000,000
NATURE OF INTEREST
Property Ownership/Deed of Trust Stock Partnership
Leasehold Other
Yrs remaining
Check box if additional schedules reporting investments or real property
are attached
Comments:
DO- 1. BUSINESS ENTITY OR -rRUST
Name
Address (Business Address Acceptable)
Check one
Trust, go to 2 Business Entity, complete the box, Then go to 2
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
50 - $1.999
$2,000 - $10,000 —! /21 /21
$10,001 - $100,000 ACQUIRED DISPOSED
$100,001 - $1,000,000
Over $1,000,000
NATURE OF INVESTMENT
Partnership Sole Proprietorship
Other
YOUR BUSINESS POSITION
SO - $499 $10,001 - $100,000
5500 - $1,000 OVER $100,000
51,001 - $10,000
1� 3. LIST THE NAME OF ••-TABLE SINGLE SOURCE OF
None or Names listed below
1� 4. INVESTMENTS AND INTERESTS IN REAL PROPERTY ..
LEASED BY
Ci+eck one oax.
INVESTMENT REAL PROPERTY
Name of Business Entity, if Investment, or
Assessor's Parcel Number or Street Address of Real Property
Description of Business Activity or
City or Other Precise Location of Real Property
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
$2,000 - $10,000
$1C,o01 - $100,000 / /21 --j — — — J21
$100.001 - $1,000,000 ACQUIRED DISPOSED
Over $1,C00,000
NATURE OF INTEREST
Property Ownership/Deed of Trust Stock Partnership
Leasehold Other
Yrs- remaining
Check box if additional schedules reporting investments or real property
are attached
FPPC Farm 700 -Schedule A-Z (202112022)
advice@fppc.ca.gov • 866-275-3772 • www.fppc.ca.gov
Page - 9
SCHEDULE B
Interests in Real Property
(Including Rental Income)
► ASSESSOR'S PARCEL NUMBER OR STREET ADDRESS
773184008
CITY
LA QUINTA, CA
FAIR MARKET VALUE
$2,000 - $10,OCO
$10.001 - $100,000
t $100,001 - $1,000,000
Over $1,000,000
NATURE OF INTEREST
E Ownership/Ceed of Trust
Leasehold
IF APPLICABLE, LIST DATE:
—/. /21 —j--/21
ACQUIRED DISPOSED
Easement
Yrs remaining Other
IF RENTAL PROPERTY, GROSS INCOME RECEIVED
$0 - $499 $500 - $1,000 $1,001 - $10.000
$10,001 - $100,000 OVER $100,000
SOURCES OF RENTAL INCOME: If you own a 10% or greater
interest, list the name of each tenant that is a single source of
income of $10,000 or more.
■ None
► ASSESSOR'S PARCEL NUMBER OR STREET ADDRESS
CITY
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
$2,000 - $10.000
$10.001 - $100,000
$100,001 - $1.000,000 ACQUIRED DISPOSED
Over $1,000,000
NATURE OF INTEREST
Ownership/Deed of Trust Easement
Leasehold
Yrs remaning Other
IF RENTAL PROPERTY, GROSS INCOME RECEIVED
$0 - $499 $500 - $1.000 $1,001 - $10.000
$10,001 - $100.000 OVER $100,000
SOURCES OF RENTAL INCOME: If you own a 10% or greater
interest, list the name of each tenant that is a single source of
income of $10,000 or more.
None
You are not required to report loans from a commercial lending institution made in the lender's regular course of
business on terms available to members of the public without regard to your official status. Personal loans and
loans received not in a lender's regular course of business must be disclosed as follows. -
NAME OF LENDER"
ADDRESS (Business Address Acceptable)
BUSINESS ACTIVITY. IF ANY. OF LENDER
INTEREST RATE TERM (Months/Years)
None
HIGHEST BALANCE DURING REPORTING PERIOD
$500 - $1.000 $1,001 - $10,000
$10,001 - $100,000 OVER $100,000
Guarantor, if applicable
Comments:
NAME OF LENDER'
ADDRESS (Business Address Acceptable)
BUSINESS ACTIVITY. IF ANY, OF LENDER
INTEREST RATE TERM (Months/Years)
% None
HIGHEST BALANCE DURING REPORTING PERIOD
$500 - $1.000 $1,001 - $10,000
$10.001 - $100,000 OVER $100,000
Guarantor, if applicable
FPPC Form 700 - Schedule B (2021/2022)
advice@fppc.ca.gov • 866-275-3772 • www.fppc.ca.gov
Page - 11
SCHEDULE C
Income, Loans, & Business
Positions
(Other than Gifts and Travel Payments)
NAME OF SOURCE OF INCOME
JOHN PENA AND ASSOCIATES
ADDRESS (Business Address Acceptable)
51405 CALLE HUENEME, LA QUINTA 92253
BUSINESS ACTIVITY, IF ANY, CF SOURCE
CONSULTING
YOUR BUSINESS POSITION
OWNER
GROSS INCOME RECEIVED No Income - Business Position Only
$500 - $1,000 $1.001 - $10,000
$10,001 - $100,000 OVER $100,000
CONSIDERATION FOR WHICH INCOME WAS RECEIVED
Salary Spouse's or registered domestic partner's income
(For self-employed use Schedule A-2_)
Partnership (Less than 10% ownership. For 10% or greater use
Schedule A-2.)
Sale of
Loan repayment
Commission or
(Real property, car, boat, etc)
Rental Income, list each source of S10.000 or more
CALIFORNIA FORM 700
FAIR POLITICAL PRACTICES COMMISSION
John Pena
NAME OF SOURCE OF INCOME
ADDRESS (Business Address Acceptable)
BUSINESS ACTIVITY. IF ANY, OF SOURCE
YOUR BUSINESS POSITION
GROSS INCOME RECEIVED No Income - Business Position Only
$500 - $1,000 $1.001 - $10,000
$10.001 - $100.000 OVER $1C0,000
CONSIDERATION FOR WHICH INCOME WAS RECEIVED
Salary Spouse's or registered domestic partner's income
(For self-employed use Schedule A-2 )
Partnership (Less than 10% ownership_ For 10% or greater use
Schedule A-2.)
Sale of
(Real property, car, boa(, etc)
Loan repayment
Commission or Rental Income, list each source of $10,000 or more
(Describe)
Other I I Other
![ (Describe) (Describe)
1- 2, LOANS RECEIVED OR OUTSTANDING DURING THE REPORTING PERIOD
* You are not required to report loans from a commercial lending institution, or any indebtedness created as part of
a retail installment or credit card transaction, made in the lender's regular course of business on terms available
to members of the public without regard to your official status. Personal loans and loans received not in a lender's
regular course of business must be disclosed as follows:
NAME OF LENDER' INTEREST RATE TERM (Months/Years)
ADDRESS (Business Address Acceptable)
BUSINESS ACTIVITY, IF ANY, OF LENDER
HIGHEST BALANCE DURING REPORTING PERIOD
$500 - $1.000
$1,001 - $10,000
$10,001 - $10,000
OVER $100.000
Comments:
None
SECURITY FOR LOAN
None Personal residence
Real Property
Street address
Guarantor
Other
City
(Describe)
FPPC Form 700 -Schedule C (2021/2022)
advice@fppc.ca.gov • S66-275-3772 • www.fppc.ca.gov
Page - 23