700 Pena 2022CALIFORNIA .-
STATEMENT OF ECONOMIC INTERESTS Date Initial
nit i l Filing
ili Us OnlyDeceived
POLITICALFAIR COVER PAGE
A PUBLIC DOCUMENT Filed Date: 03/17/2023 01:05 PM
SAN:FPPC
Please type or print in ink.
NAME OF FILER (LAST) (FIRST) (MIDDLE)
Pena John
1. Office, Agency, or Court
Agency Name (Do not use acronyms)
City of La Quinta
Division, Board, Department, District, if applicable Your Position
City Council Member
► If filing for multiple positions, list below or on an attachment. (Do not use acronyms)
Agency: Position:
2. Jurisdiction of Office (Check at least one box)
❑ State
❑ Multi -County
x❑ City of La Quinta
3. Type of Statement (Check at least one box)
❑x Annual: The period covered is January 1, 2022, through
December 31, 2022.
-or-
The period covered is /___J, through
December 31, 2022.
❑ Assuming Office: Date assumed I
❑ Candidate: Date of Election
❑ Judge, Retired Judge, Pro Tern Judge, or Court Commissioner
(Statewide Jurisdiction)
❑ County of
❑ Other
❑ Leaving Office: Date Left I
(Check one circle.)
O The period covered is January 1, 2022, through the date of
leaving office.
.or-
0 The period covered is through
the date of leaving office.
and office sought, if different than Part 1:
Schedule Summary (required) ► Total number of pages including this cover page: 7
Schedules attached
x❑ Schedule A-1 - Investments — schedule attached ❑x Schedule C - Income, Loans, & Business Positions — schedule attached
x❑ Schedule A-2 - Investments — schedule attached ❑x Schedule D - Income — Gifts — schedule attached
RI Schedule B - Real Property — schedule attached ❑ Schedule E - Income — Gifts — Travel Payments — schedule attached
-or- ❑ None - No reportable interests on any schedule
5. Verification
MAILING ADDRESS STREET CITY STATE ZIP CODE
(Business or Agency Address Recommended - Public Document)
78495 Calle Tampico La Quinta CA 92253-2839
DAYTIME TELEPHONE NUMBER EMAIL ADDRESS
( 760 ) 777-7030 �jpena@laquintaca.gov
I have used all reasonable diligence in preparing this statement. I have reviewed this statement and to the best of my knowledge the information contained
herein and in any attached schedules is true and complete. I acknowledge this is a public document.
I certify under penalty of perjury under the laws of the State of California that the foregoing is true and correct.
Date Signed 03/17/2023 01:05 PM Signature John Pena
(month, day, year) (File the originally signed paper statement with your filing official.)
FPPC Form 700 -Cover Page (2022/2023)
advice@fppc.ca.gov • 866-275-3772 • www.fppc.ca.gov
Page - 5
SCHEDULE A-1
Investments
Stocks, Bonds, and Other Interests
(Ownership Interest is Less Than 10%)
Investments must be itemized.
Do not attach brokerage or financial statements.
► NAME OF BUSINESS ENTITY
INVESCO INVESTMENT SERVICES, INC.
GENERAL DESCRIPTION OF THIS BUSINESS
MUNICIPAL FUND
FAIR MARKET VALUE
❑ $2,000 - $10,000 �X $10,001 - $100,000
❑ $100,001 - $1,000,000 Over $1,000,000
NATURE OF INVESTMENT INVESTMENT FUND
❑ Stock �X Other
(Describe)
Partnership Q Income Received of $0 - $499
Q Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, LIST DATE:
/ / 22 22
ACQUIRED DISPOSED
► NAME OF BUSINESS ENTITY
OPPENHEIMER FUNDS
GENERAL DESCRIPTION OF THIS BUSINESS
MUNIBONDS
FAIR MARKET VALUE
❑ $2,000 - $10,000 �X $10,001 - $100,000
❑ $100,001 - $1,000,000 n Over $1,000,000
NATURE OF INVESTMENT BONDS
❑ Stock �X Other
(Describe)
Partnership Q Income Received of $0 - $499
Q Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, LIST DATE:
/ / 22 22
ACQUIRED DISPOSED
► NAME OF BUSINESS ENTITY
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE
❑ $2,000 - $10,000 $10,001 - $100,000
❑ $100,001 - $1,000,000 Over $1,000,000
NATURE OF INVESTMENT
❑ Stock ❑ Other
(Describe)
Partnership Q Income Received of $0 - $499
Q Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, LIST DATE:
/ / 22 22
ACQUIRED DISPOSED
Comments:
► NAME OF BUSINESS ENTITY
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE
❑ $2,000 - $10,000 $10,001 - $100,000
❑ $100,001 - $1,000,000 Over $1,000,000
NATURE OF INVESTMENT
❑ Stock ❑ Other
(Describe)
❑ Partnership Q Income Received of $0 - $499
O Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, LIST DATE:
Il22 Il22
ACQUIRED DISPOSED
► NAME OF BUSINESS ENTITY
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE
❑ $2,000 - $10,000 $10,001 - $100,000
❑ $100,001 - $1,000,000 Over $1,000,000
NATURE OF INVESTMENT
❑ Stock ❑ Other
(Describe)
❑ Partnership Q Income Received of $0 - $499
Q Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, LIST DATE:
Il22 Il22
ACQUIRED DISPOSED
► NAME OF BUSINESS ENTITY
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE
❑ $2,000 - $10,000 $10,001 - $100,000
❑ $100,001 - $1,000,000 Over $1,000,000
NATURE OF INVESTMENT
❑ Stock Other
(Describe)
❑ Partnership Q Income Received of $0 - $499
p Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, LIST DATE:
�/ 22 22
ACQUIRED DISPOSED
FPPC Form 700 - Schedule A-1 (2022/2023)
advice@fppc.ca.gov • 866-275-3772 • www.fppc.ca.gov
Page - 7
SCHEDULE A-2
Investments, Income, and Assets
of Business Entities/Trusts
(Ownership Interest is 10% or Greater)
JOHN PENA & ASSOCIATES
Name
51405 CALLE HUENEME, LA QUINTA, CA 92253
Address (Business Address Acceptable)
Check one
❑ Trust, go to 2 x❑ Business Entity, complete the box, then go to 2
GENERAL DESCRIPTION OF THIS BUSINESS
CONSULTING
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
❑ $0 - $1,999
❑ $2,000 - $10,000 22 22
❑X $10,001 - $100,000 ACQUIRED DISPOSED
❑ $100,001 - $1,000,000
❑ Over $1,000,000
NATURE OF INVESTMENT
❑ Partnership ❑X Sole Proprietorship ❑
Other
YOUR BUSINESS POSITION PRINCIPAL
SHARE OF -•SS INCOME TO THE ENTITY/TRUST)
❑ $0 - $499 ❑ $10,001 - $100,000
❑ $500 - $1,000 ❑ OVER $100,000
X❑ $1,001 - $10,000
1� 3. LIST THE NAME OF •-TABLE SINGLE SOURCE OF
INCOMEOF $10,000 OR •-
None or ❑ Names listed below
NI 4. INVESTMENTS • INTERESTS IN REAL PROPERTY• OR
LEASED BY OR
Check one box:
❑ INVESTMENT ❑ REAL PROPERTY
Name of Business Entity, if Investment, or
Assessor's Parcel Number or Street Address of Real Property
Description of Business Activity or
City or Other Precise Location of Real Property
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
❑ $2,000 - $10,000
❑ $10,001 - $100,000 22 22
❑ $100,001 - $1,000,000 ACQUIRED DISPOSED
❑ Over $1,000,000
NATURE OF INTEREST
❑ Property Ownership/Deed of Trust ❑ Stock ❑ Partnership
❑ Leasehold ❑ Other
Yrs. remaining
❑ Check box if additional schedules reporting investments or real property
are attached
CALIFORNIA FORM 700
FAIR POLITICAL PRACTICES COMMISSION
10- 1. BUSINESS ENTITY OR TRUST
PLANTINUM STRATEGIES GROUP, INC.
Name
22431 ANTONIO PKWY #263 RANCHO SANTA MARGARITA
Address (Business Address Acceptable)
Check one
❑ Trust, go to 2 x❑ Business Entity, complete the box, then go to 2
GENERAL DESCRIPTION OF THIS BUSINESS
CONSULTING
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
❑ $0 - $1,999
❑ $2,000 - $10,000 _1_122 22
❑X $10,001 - $100,000 ACQUIRED DISPOSED
❑ $100,001 - $1,000,000
❑ Over $1,000,000
NATURE OF INVESTMENT CORP
❑ Partnership ❑ Sole Proprietorship ❑X
Other
YOUR BUSINESS POSITION OFFICER
• • • •11 1• • -•
SHARE OF -•SS INCOME TO THE ENTITYITRUST)
❑X $0 - $499 ❑ $10,001 - $100,000
❑ $500 - $1,000 ❑ OVER $100,000
❑ $1,001 - $10,000
111,- 3. LIST THE NAME OF •RTABLE SINGLE SOURCE OF
INCOMEOF $10,000 OR •
❑X None or ❑ Names listed below
• INTERESTS IN REAL PROPERTY• OR
LEASED BY OR
Check one box:
❑ INVESTMENT ❑ REAL PROPERTY
Name of Business Entity, if Investment, or
Assessor's Parcel Number or Street Address of Real Property
Description of Business Activity or
City or Other Precise Location of Real Property
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
❑ $2,000 - $10,000
7 $10,001 - $100,000 22 /I 22
❑ $100,001 - $1,000,000 ACQUIRED DISPOSED
❑ Over $1,000,000
NATURE OF INTEREST
❑ Property Ownership/Deed of Trust ❑ Stock ❑ Partnership
❑ Leasehold ❑ Other
Yrs. remaining
❑ Check box if additional schedules reporting investments or real property
are attached
Comments:
FPPC Form 700 -Schedule A-2 (2022/2023)
advice@fppc.ca.gov • 866-275-3772 • www.fppc.ca.gov
Page - 9
SCHEDULE A-2
Investments, Income, and Assets
of Business Entities/Trusts
(Ownership Interest is 10% or Greater)
DESERT CITIES CONSULTING, INC.
Name
PO BOX 671, LA QUINTA, CA 92247
Address (Business Address Acceptable)
Check one
❑ Trust, go to 2 x❑ Business Entity, complete the box, then go to 2
GENERAL DESCRIPTION OF THIS BUSINESS
CONSULTING
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
❑ $0 - $1,999
❑x $2,000 - $10,000 lI 22 /I 22
❑ $10,001 - $100,000 ACQUIRED DISPOSED
❑ $100,001 - $1,000,000
❑ Over $1,000,000
NATURE OF INVESTMENT CORP
❑ Partnership ❑ Sole Proprietorship ❑X
Other
YOUR BUSINESS POSITION CEO
SHARE OF -•SS INCOME TO THE ENTITY/TRUST)
❑ $0 - $499 ❑ $10,001 - $100,000
❑ $500 - $1,000 ❑ OVER $100,000
X❑ $1,001 - $10,000
1� 3. LIST THE NAME OF •-TABLE SINGLE SOURCE OF
INCOMEOF $10,000 OR •-
None or ❑ Names listed below
• INTERESTS IN REAL PROPERTY• OR
LEASED BY OR
Check one box:
❑ INVESTMENT ❑ REAL PROPERTY
Name of Business Entity, if Investment, or
Assessor's Parcel Number or Street Address of Real Property
Description of Business Activity or
City or Other Precise Location of Real Property
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
❑ $2,000 - $10,000
❑ $10,001 - $100,000 22 22
❑ $100,001 - $1,000,000 ACQUIRED DISPOSED
❑ Over $1,000,000
NATURE OF INTEREST
❑ Property Ownership/Deed of Trust ❑ Stock ❑ Partnership
❑ Leasehold ❑ Other
Yrs. remaining
❑ Check box if additional schedules reporting investments or real property
are attached
CALIFORNIA FORM 700
FAIR POLITICAL PRACTICES COMMISSION
11- 1. BUSINESS ENTITY OR TRUST
Name
Address (Business Address Acceptable)
Check one
❑ Trust, go to 2 ❑ Business Entity, complete the box, then go to 2
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
❑ $0 - $1,999
❑ $2,000 - $10,000 _1_122 22
❑ $10,001 - $100,000 ACQUIRED DISPOSED
❑ $100,001 - $1,000,000
❑ Over $1,000,000
NATURE OF INVESTMENT
❑ Partnership ❑ Sole Proprietorship ❑
Other
YOUR BUSINESS POSITION
SHARE OF -•SS INCOME TO THE ENTITYITRUST)
❑ $0 - $499 ❑ $10,001 - $100,000
❑ $500 - $1,000 ❑ OVER $100,000
❑ $1,001 - $10,000
No- 3. LIST THE NAME OF •RTABLE SINGLE SOURCE OF
INCOMEOF $10,000 OR •
❑ None or ❑ Names listed below
op- 4. INVESTMENTS • INTERESTS IN REAL PROPERTY• OR
LEASED BY OR
Check one box:
❑ INVESTMENT ❑ REAL PROPERTY
Name of Business Entity, if Investment, or
Assessor's Parcel Number or Street Address of Real Property
Description of Business Activity or
City or Other Precise Location of Real Property
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
❑ $2,000 - $10,000
7 $10,001 - $100,000 / 22 / 122
❑ $100,001 - $1,000,000 ACQUIRED DISPOSED
❑ Over $1,000,000
NATURE OF INTEREST
❑ Property Ownership/Deed of Trust ❑ Stock ❑ Partnership
❑ Leasehold ❑ Other
Yrs. remaining
❑ Check box if additional schedules reporting investments or real property
are attached
Comments:
FPPC Form 700 -Schedule A-2 (2022/2023)
advice@fppc.ca.gov • 866-275-3772 • www.fppc.ca.gov
Page - 9
SCHEDULE B
Interests in Real Property
(Including Rental Income)
► ASSESSOR'S PARCEL NUMBER OR STREET ADDRESS
773184008
CITY
LA QUINTA, CA
FAIR MARKET VALUE
❑ $2,000 - $10,000
❑ $10,001 - $100,000
❑X $100,001 - $1,000,000
❑ Over $1,000,000
NATURE OF INTEREST
Q Ownership/Deed of Trust
❑ Leasehold
IF APPLICABLE, LIST DATE:
22 22
ACQUIRED DISPOSED
❑ Easement
Yrs. remaining Other
IF RENTAL PROPERTY, GROSS INCOME RECEIVED
❑ $0 - $499 ❑ $500 - $1,000 ❑ $1,001 - $10,000
Q $10,001 - $100,000 ❑ OVER $100,000
SOURCES OF RENTAL INCOME: If you own a 10% or greater
interest, list the name of each tenant that is a single source of
income of $10,000 or more.
❑ None
Mickey Jumapao
Name
John Pena
► ASSESSOR'S PARCEL NUMBER OR STREET ADDRESS
CITY
FAIR MARKET VALUE
❑ $2,000 - $10,000
❑ $10,001 - $100,000
❑ $100,001 - $1,000,000
❑ Over $1,000,000
NATURE OF INTEREST
❑ Ownership/Deed of Trust
❑ Leasehold
IF APPLICABLE, LIST DATE:
22 22
ACQUIRED DISPOSED
❑ Easement
Yrs. remaining Other
IF RENTAL PROPERTY, GROSS INCOME RECEIVED
❑ $0 - $499 ❑ $500 - $1,000 ❑ $1,001 - $10,000
❑ $10,001 - $100,000 ❑ OVER $100,000
SOURCES OF RENTAL INCOME: If you own a 10% or greater
interest, list the name of each tenant that is a single source of
income of $10,000 or more.
❑ None
* You are not required to report loans from a commercial lending institution made in the lender's regular course of
business on terms available to members of the public without regard to your official status. Personal loans and
loans received not in a lender's regular course of business must be disclosed as follows:
NAME OF LENDER*
ADDRESS (Business Address Acceptable)
BUSINESS ACTIVITY. IF ANY. OF LENDER
INTEREST RATE TERM (Months/Years)
❑ None
HIGHEST BALANCE DURING REPORTING PERIOD
❑ $500 - $1,000 ❑ $1,001 - $10,000
❑ $10,001 - $100,000 ❑ OVER $100,000
❑ Guarantor, if applicable
Comments:
NAME OF LENDER"
ADDRESS (Business Address Acceptable)
BUSINESS ACTIVITY, IF ANY, OF LENDER
INTEREST RATE TERM (Months/Years)
% ❑ None
HIGHEST BALANCE DURING REPORTING PERIOD
❑ $500 - $1,000 ❑ $1,001 - $10,000
❑ $10,001 - $100,000 ❑ OVER $100,000
❑ Guarantor, if applicable
FPPC Form 700 -Schedule B (2022/2023)
advice@fppc.ca.gov • 866-275-3772 • www.fppc.ca.gov
Page -11
SCHEDULE C • - • W
Income, Loans, & Business FAIR POLITICAL
Positions Name
(Other than Gifts and Travel Payments) John Pena
NAME OF SOURCE OF INCOME
SECURE ENERGY ADVISORS
ADDRESS (Business Address Acceptable)
912 WATERFORD VILLASCT. LAKE ST. LOUIS, MO 63367
BUSINESS ACTIVITY, IF ANY, OF SOURCE
ENERGY CONSULTING & DEVELOPMENT
YOUR BUSINESS POSITION
CONSULTANT
GROSS INCOME RECEIVED ❑ No Income - Business Position Only
❑ $500 - $1,000 ❑X $1,001 - $10,000
❑ $10,001 - $100,000 ❑ OVER $100,000
CONSIDERATION FOR WHICH INCOME WAS RECEIVED
❑ Salary ❑ Spouse's or registered domestic partner's income
(For self-employed use Schedule A-2.)
❑ Partnership (Less than 10% ownership. For 10% or greater use
Schedule A-2.)
❑ Sale of
(Real property, car, boat, etc.)
❑ Loan repayment
❑ Commission or ❑ Rental Income, list each source of S10,000 or more
❑X Other CONSULTING
(Describe)
(Describe)
NAME OF SOURCE OF INCOME
ADDRESS (Business Address Acceptable)
BUSINESS ACTIVITY, IF ANY, OF SOURCE
YOUR BUSINESS POSITION
GROSS INCOME RECEIVED ❑ No Income - Business Position Only
❑ $500 - $1,000 ❑ $1,001 - $10,000
❑ $10,001 - $100,000 ❑ OVER $100,000
CONSIDERATION FOR WHICH INCOME WAS RECEIVED
❑ Salary ❑ Spouse's or registered domestic partner's income
(For self-employed use Schedule A-2.)
❑ Partnership (Less than 10% ownership. For 10% or greater use
Schedule A-2.)
❑ Sale of
(Real property, car, boat, etc.)
❑ Loan repayment
❑ Commission or ❑ Rental Income, list each source of $10,000 or more
❑ Other
(Describe)
(Describe)
* You are not required to report loans from a commercial lending institution, or any indebtedness created as part of
a retail installment or credit card transaction, made in the lender's regular course of business on terms available
to members of the public without regard to your official status. Personal loans and loans received not in a lender's
regular course of business must be disclosed as follows:
NAME OF LENDER' INTEREST RATE TERM (Months/Years)
ADDRESS (Business Address Acceptable)
BUSINESS ACTIVITY. IF ANY. OF LENDER
HIGHEST BALANCE DURING REPORTING PERIOD
❑ $500 - $1,000
❑ $1,001 - $10,000
❑ $10,001 - $100,000
❑ OVER $100,000
Comments:
% ❑ None
SECURITY FOR LOAN
❑ None ❑ Personal residence
❑ Real Property
Street address
❑ Guarantor
❑ Other
city
(Describe)
FPPC Form 700 -Schedule C (2022/2023)
advice@fppc.ca.gov • 866-275-3772 • www.fppc.ca.gov
Page -13
SCHEDULE D
Income — Gifts Name
► NAME OF SOURCE (Not an Acronym)
RUTAN & TUCKER
ADDRESS (Business Address Acceptable)
18575 Jamboree Road, 9TH FLOOR, IRVINE,CA
BUSINESS ACTIVITY, IF ANY, OF SOURCE
LAWYERS
DATE (mm/dd/yy) VALUE DESCRIPTION OF GIFT(S)
09 / 07 / 22 $ 203 Dinner
► NAME OF SOURCE (Not an Acronym)
ADDRESS (Business Address Acceptable)
BUSINESS ACTIVITY, IF ANY, OF SOURCE
DATE (mm/dd/yy) VALUE DESCRIPTION OF GIFT(S)
$
$
/ $
► NAME OF SOURCE (Not an Acronym)
ADDRESS (Business Address Acceptable)
BUSINESS ACTIVITY, IF ANY, OF SOURCE
DATE (mm/dd/yy) VALUE DESCRIPTION OF GIFT(S)
$
$
Comments:
John Pena
► NAME OF SOURCE (Not an Acronym)
FRANK ORLETT
ADDRESS (Business Address Acceptable)
41575 ECLECTIC, PALM DESERT, CA
BUSINESS ACTIVITY, IF ANY, OF SOURCE
WASTE DISPOSAL
DATE (mm/dd/yy) VALUE DESCRIPTION OF GIFT(S)
07 / 04 / 22 $ 210 DINNER
► NAME OF SOURCE (Not an Acronym)
ADDRESS (Business Address Acceptable)
BUSINESS ACTIVITY, IF ANY, OF SOURCE
DATE (mm/dd/yy) VALUE DESCRIPTION OF GIFT(S)
$
$
► NAME OF SOURCE (Not an Acronym)
ADDRESS (Business Address Acceptable)
BUSINESS ACTIVITY, IF ANY, OF SOURCE
DATE (mm/dd/yy) VALUE DESCRIPTION OF GIFT(S)
/ $
/ $
/ $
FPPC Form 700 -Schedule D (2022/2023)
advice@fppc.ca.gov • 866-275-3772 • www.fppc.ca.gov
Page -15
RECEIVED STATEMENT OF ECONOMIC INTERESTS
COVER PAGE ATTACHMENT
MAR 3 0'2023 -
CITY OF LA OUINTA
CITY CLERK DEPARTMENT
EXPANDED STATEMENT LIST
CALIFORNIA FORM 700
FAIR POLITICAL PRACTICES COMMISSION
John Name
-
Division
:...
.- .
Name
Department,Agency
- -
Period Covered
League of California Cities
Public Safety Committee
Delegate Member
State of
Annual
01/01/22 - 12/31/22
California
Division.
Board,Agency
.- ot
Name
.-._
.
Statement
Period Covered
League of California Cities Annual Conference
Alternate Delegate
State of
Annual
01/01/22 - 12/31/22
Member
Division,
Board,
Agency Name
I
Department.
District
F
Jurisdiction
Period Covered
3unLine Transit Agency
Board Member
Special District
Annual
01/01/22 - 12/31/22
Division,
Board.
Type of
Agency Name
Department,District
Eurisdiction
Statement
Period Covered
Coachella Valley Mountains
Board Member
State of
Annual
01/01/22 - 12/31/22
Conservancy
California
Division,
Board
Agency Name
Department,.
n
- -
Period Covered
Coachella Valley Mosquito
Trustee
Special District
Annual
01/01/22 - 12/31/22
& Vector Control District
.
Signa
3 3d 26 Z3
Date