700 Pena 2023STATEMENT OF ECONOMIC INTERESTS Date Initial Filing
ligReyeived iueo
COVER PAGE
A PUBLIC DOCUMENT RECEIVED
Please type or print in ink. ��
NAME OF FILER (LAST) (FIRST) (MIDDLE)
Pena John J.
OF 6 A Q °A1TA
1. Office, Agency, or Court CITY CLERK DEPARTMENT
Agency Name (Do not use acronyms)
City of La Quinta
Division, Board, Department, District, if applicable
Your Position
City Council Member
► If filing for multiple positions, list below or on an attachment. (Do not use acronyms)
Agency:
See Attached List
2. Jurisdiction of Office (Check at least one box)
State
Multi -County
■ City of La Quinta
3. Type of Statement (Check at least one box)
■ Annual: The period covered is January 1, 2023, through
December 31, 2023.
.or -
The period covered is I through
December 31, 2023.
Assuming Office: Date assumed
Candidate: Date of Election
Position:
Judge, Retired Judge, Pro Tem Judge, or Court Commissioner
(Statewide Jurisdiction)
County of
Other
Leaving Office: Date Left I I
(Check one circle.)
The period covered is January 1, 2023, through the date
-or-
of leaving office.
The period covered is I I through
the date of leaving office.
and office sought, if different than Part 1:
Schedule Summary (required) ► Total number of pages including this cover page: 7
Schedules attached
■ Schedule A-1 - Investments - schedule attached ■ Schedule C - Income, Loans, & Business Positions - schedule attached
■ Schedule A-2 - Investments - schedule attached ■ Schedule D - Income - Gifts - schedule attached
■ Schedule B - Real Property - schedule attached __ Schedule E - Income - Gifts - Travel Payments - schedule attached
-or- None - No reportable interests on any schedule
5. Verification
MAILING ADDRESS STREET CITY STATE ZIP CODE
(Business or Agency Address Recommended - Public Document)
78495 Calle Tampico La Quinta CA 92253
DAYTIME TELEPHONE NUMBER
EMAIL ADDRESS
( 760 ) 777-7030 1 ioena0laauintaca.aov
I have used all reasonable diligence in preparing this statement. I have reviewed this statement and to the best of my knowledge the information contained
herein and in any attached schedules is true and complete. I acknowledge this is a public document.
I certify under penalty of periu under the laws of the State of California that the foregoi g
official.)
FPPC Form 700 - Cover Page (2023/2024)
advice@fppc.ca.gov - 866-275-3772 - www.fppc.ca.gov
Page - 5
STATEMENT OF ECONOMIC INTERESTS
COVER PAGE ATTACHMENT
EXPANDED STATEMENT LIST
CALIFORNIA FORM 700
FAIR POLITICAL PRACTICES COMMISSION
John Name
-
SCHEDULE A-1
Investments FAIR POLITICAL PRACTICES COMMISSION
Stocks,
Bonds, and Other Interests
Name
(Ownership Interest is Less Than 10%)
JOHN PENA
Investments must be itemized.
Do not attach
brokerage or financial statements.
► NAME OF BUSINESS ENTITY
P. NAME OF BUSINESS ENTITY
INVESCO INVESTMENT SERVICES, INC.
GENERAL DESCRIPTION OF THIS BUSINESS
GENERAL DESCRIPTION OF THIS BUSINESS
MUNICIPAL FUNDS
FAIR MARKET VALUE
FAIR MARKET VALUE
$2,000 - $10,000 ■ $10,001 - $100,000
$2,000 - $10,000 $10,001 - $100,000
$100.001 - $1.000,000 Over $1,000,000
$100,001 - $1,000,000 Over $1,000,000
NATURE OF INVESTMENT INVESTMENT FUND
NATURE OF INVESTMENT
Stock ■ Other
Stock Other
(Describe)
(Describe)
Partnership Income Received of $0 - $499
Partnership Income Received of $0 - $499
Income Received of $500 or More (Report on Schedule C) Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, LIST DATE:
IF APPLICABLE, LIST DATE:
� /23 1 /23
/23 1 /23
ACQUIRED DISPOSED
ACQUIRED DISPOSED
► NAME OF BUSINESS ENTITY
► NAME OF BUSINESS ENTITY
OPPENHEIMER FUNDS
GENERAL DESCRIPTION OF THIS BUSINESS
GENERAL DESCRIPTION OF THIS BUSINESS
MUNIBONDS
FAIR MARKET VALUE
FAIR MARKET VALUE
$2,000 - $10,000 ■j $10,001 - $100,000
$2 000 - $10,000 $10,001 - $100,000
$100,001 - $1,000,000 Over $1,000,000
$100,001 - $1,000,000 Over $1,000,000
NATURE OF INVESTMENT
BONDS
NATURE OF INVESTMENT
Stock ■ Other
Stock Other
' (Describe)
- - (Describe)
Partnership Income Received of $0 - $499
Partnership Income Received of $0 - $499
Income Received of $500 or More (Report on Schedule C) Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, LIST DATE:
IF APPLICABLE, LIST DATE:
� /23 23
1j23 1 /23
ACQUIRED DISPOSED
ACQUIRED DISPOSED
► NAME OF BUSINESS ENTITY
► NAME OF BUSINESS ENTITY
GENERAL DESCRIPTION OF THIS BUSINESS
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE
FAIR MARKET VALUE
$2,000 - $10,000 $10.001 - $100,000
$2,000 - $10.000 $10,001 - $100,000
$100,001 - $1,000,000 Over $1,000,000
$100,001 - $1,000,000 F Over $1,000,000
NATURE OF INVESTMENT
NATURE OF INVESTMENT
Stock Other
(Describe)
Stock Other
(Describe)
Partnership Income Received of $0 - $499
Partnership Income Received of $0 - $499
Income Received of $500 or More (Report on Schedule C) Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, LIST DATE:
IF APPLICABLE, LIST DATE:
/ /23 _J�23
1 J23 /23
ACQUIRED DISPOSED
ACQUIRED DISPOSED
Comments:
FPPC Form 700 - Schedule A-1 (2023/2024)
advice@fppc.ca.gov • 866-275-3772 • www.fppc.ca.gov
Page - 7
SCHEDULE A-2
Investments, Income, and Assets
of Business Entities/Trusts
(Ownership Interest is 10% or Greater)
11� 1. BUSINESS ENTITY OR TRUST
PLATINUM STRATEGIES GROUP, INC.
Name
22431 ANTONIO PKWY #263 RANCHO SANTA MARG
Address (Business Address Acceptable)
Check one
Trust, go to 2 ■ Business Entity, complete the box, then go to 2
GENERAL DESCRIPTION OF THIS BUSINESS
CONSULTING
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
$0 - $1,999
$2,000 - $10,0003
$10,001 - $100,000 ACQUIRED DISPOSED
_ $100,001 - $1,000,000
Over $1,000,000
NATURE OF INVESTMENT CORP
Partnership -] Sole Proprietorship ■ Other
YOUR BUSINESS POSITION OFFICER
SHARE OF •SS INCOME TO THE ENTITY/TRUST)
_ $0 - $499 $10.001 - $100.000
_ $500 - $1,000 OVER $100,000
$1,001 - $10,000
li� 3. LIST THE NAME OF •RTABLE SINGLE SOURCE OF
INCOMEOF $10,000 OR •
■ None or Names listed below
PROPERTY1� 4. INVESTMENTS AND INTERESTS IN REAL • OR
LEASED BY THE BUSINESS ENTITY OR
Check one box:
J INVESTMENT REAL PROPERTY
Name of Business Entity, if Investment, or
Assessor's Parcel Number or Street Address of Real Property
Description of Business Activity or
City or Other Precise Location of Real Property
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
$2,000 - $10,000
$10,001 - $100,000 _/_/23 --j /23
$100,001 - $1,000,000 ACQUIRED DISPOSED
Over $1,000,000
NATURE OF INTEREST
Property Ownership/Deed of Trust Stock Partnership
Leasehold Other
Yrs remaining
Check box if additional schedules reporting investments or real property
are attached
Comments:
CALIFORNIA FORM 700
FAIR POLITICAL PRACTICES COMMISSION
1. BUSINESS ENTITY OR TRUST
DESERT CITIES CONSULTING, INC.
Name
PO BOX 671, LA QUINTA,CA 92247
Address (Business Address Acceptable)
Check one
Trust, go to 2 ■ Business Entity, complete the box, then go to 2
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
$0 - $1,999
$2,000 - $10,000 /23
■ $10,001 - $100,000 ACQUIRED DISPOSED
$100,001 - $1,000,000
Over $1,000,000
NATURE OF INVESTMENT CORP
Partnership Sole Proprietorship ■ Other
YOUR BUSINESS POSITION CEO
• • • . • WAW
SHARE OF •SS INCOME TO THE ENTITY/TRUST)
$0 - $499 $10,001 - $100,000
$500 - $1,000 OVER $100,000
$1,001 - $10,000
1- 3. LIST THE NAME OF •RTABLE SINGLE SOURCE OF
INCOMEOF $10,000 OR •
■ None or Names listed below
• INTERESTS IN REAL PROPERTY. OR
LEASED BY OR
Check one box:
INVESTMENT REAL PROPERTY
Name of Business Entity, if Investment, or
Assessor's Parcel Number or Street Address of Real Property
Description of Business Activity or
City or Other Precise Location of Real Property
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
$2,000 - $10,000
$10,001 - $100,000 /23 / /23
$100,001 - $1,000,000 ACQUIRED DISPOSED
Over $1,000,000
NATURE OF INTEREST
Property Ownership/Deed of Trust Stock Partnership
Leasehold Other
Yrs. remaining
Check box if additional schedules reporting investments or real property
are attached
FPPC Form 700 - Schedule A-2 (2023/2024)
advice@fppc.ca.gov • 866-275-3772 • www.fppc.ca.gov
Page - 9
SCHEDULE B
Interests in Real Property
(Including Rental Income)
► ASSESSOR'S PARCEL NUMBER OR STREET ADDRESS
773184008
CITY
LA QUINTA, CA
FAIR MARKET VALUE
$2,000 - $10,000
$10,001 - $100,000
$100,001 - $1,000,000
Over $1,000,000
NATURE OF INTEREST
■ Ownership/Deed of Trust
I Leasehold
IF APPLICABLE, LIST DATE:
-- /--/23 --/_/23 -
ACQUIRED DISPOSED
Easement
Yrs. remaining Other
IF RENTAL PROPERTY, GROSS INCOME RECEIVED
$0 - $499 $500 - $1,000 $1,001 - $10,000
■ $10,001 - $100,000 F- OVER $100,000
SOURCES OF RENTAL INCOME: If you own a 10% or greater
interest, list the name of each tenant that is a single source of
income of $10,000 or more.
None
MICKEY JUMAPOA
► ASSESSOR'S PARCEL NUMBER OR STREET ADDRESS
CITY
FAIR MARKET VALUE
$2,000 - $10,000
$10,001 - $100,000
$100,001 - $1,000,000
Over $1,000,000
NATURE OF INTEREST
Ownership/Deed of Trust
IF APPLICABLE, LIST DATE:
� 123 --j--j2 _
ACQUIRED DISPOSED
Easement
Leasehold
Yrs. remaining Other
IF RENTAL PROPERTY, GROSS INCOME RECEIVED
$0 - $499 F $500 - $1,000 $1,001 - $10,000
$10,001 - $100,000 OVER $100,000
SOURCES OF RENTAL INCOME: If you own a 10% or greater
interest, list the name of each tenant that is a single source of
income of $10,000 or more.
None
* You are not required to report loans from a commercial lending institution made in the lender's regular course of
business on terms available to members of the public without regard to your official status. Personal loans and
loans received not in a lender's regular course of business must be disclosed as follows:
NAME OF LENDER' I I NAME OF LENDER'
ADDRESS (Business Address Acceptable)
BUSINESS ACTIVITY, IF ANY, OF LENDER
INTEREST RATE TERM (Months/Years)
None
HIGHEST BALANCE DURING REPORTING PERIOD
L $500 - $1,000 $1,001 - $10,000
L $10,001 - $100,000 OVER $100,000
L Guarantor, if applicable
Comments:
ADDRESS (Business Address Acceptable)
BUSINESS ACTIVITY, IF ANY, OF LENDER
INTEREST RATE TERM (Months/Years)
None
HIGHEST BALANCE DURING REPORTING PERIOD
$500 - $1,000 $1 001 - $10.000
$10,001 - $100,000 OVER $100,000
Guarantor, if applicable
FPPC Form 700 - Schedule B (2023/2024)
advice@fppc.ca.gov • 866-275-3772 • www.fppc.ca.gov
Page - 11
SCHEDULE C • -
Income, Loans, & Business
Positions IName
(Other than Gifts and Travel Payments) OHN PENA
NAME OF SOURCE OF INCOME
SECURE ENERGY SOURCES
ADDRESS (Business Address Acceptable)
PO BOX 671, LA QUINTA, CA
BUSINESS ACTIVITY, IF ANY, OF SOURCE
CONSULTING
YOUR BUSINESS POSITION
BUSINESS DEVELOPMENT DIRECTOR
GROSS INCOME RECEIVED No Income - Business Position Only
$500 - $1,000 $1,001 - $10,000
$10,001 - $100,000 OVER $100,000
CONSIDERATION FOR WHICH INCOME WAS RECEIVED
Salary Spouse's or registered domestic partner's income
(For self-employed use Schedule A-2.)
Partnership (Less than 10% ownership. For 10% or greater use
Schedule A-2.)
Sale of
(Real property, car, boat, etc.)
Loan repayment
Commission or —] Rental Income, list each source of $10,000 or more
NAME OF SOURCE OF INCOME
ADDRESS (Business Address Acceptable)
BUSINESS ACTIVITY, IF ANY, OF SOURCE
YOUR BUSINESS POSITION
GROSS INCOME RECEIVED No Income - Business Position Only
$500 - $1,000 $1,001 - $10,000
$10,001 - $100,000 OVER $100,000
CONSIDERATION FOR WHICH INCOME WAS RECEIVED
Salary Spouse's or registered domestic partner's income
(For self-employed use Schedule A-2.)
Partnership (Less than 10% ownership. For 10% or greater use
Schedule A-2.)
Sale of
(Real property, car, boat, etc)
Loan repayment
Commission or Rental Income, list each source of $10,000 or more
(Describe) (Describe)
Other Other
(Describe) (Describe)
LOANS• OR OUTSTANDING DURING THE REPORTINGPERIOD
* You are not required to report loans from a commercial lending institution, or any indebtedness created as part of
a retail installment or credit card transaction, made in the lender's regular course of business on terms available
to members of the public without regard to your official status. Personal loans and loans received not in a lender's
regular course of business must be disclosed as follows:
NAME OF LENDER' INTEREST RATE TERM (Months/Years)
None
ADDRESS (Business Address Acceptable)
SECURITY FOR LOAN
BUSINESS ACTIVITY, IF ANY, OF LENDER None 1 Personal residence
Real Property
Street address
HIGHEST BALANCE DURING REPORTING PERIOD
$500 - $1.000
$1.001 - $10.000
$10,001 - $100,000
OVER $100,000
Comments:
Guarantor
Other
City
(Describe)
FPPC Form 700 - Schedule C (2023/2024)
advice@fppc.ca.gov • 866-275-3772 • www.fppc.ca.gov
Page - 13
SCHEDULE D
Income — Gifts Name
JOHN PENA
► NAME OF SOURCE (Not an Acronym)
RUTTAN & TUCKER
ADDRESS (Business Address Acceptable)
18575 JAMBOREE RD
BUSINESS ACTIVITY, IF ANY, OF SOURCE
LAWYERS
DATE (mm/dd/yy) VALUE DESCRIPTION OF GIFT(S)
09 23 250.00 DINNER
► NAME OF SOURCE (Not an Acronym)
ADDRESS (Business Address Acceptable)
BUSINESS ACTIVITY, IF ANY, OF SOURCE
DATE (mm/dd/yy) VALUE DESCRIPTION OF GIFT(S)
$
$
► NAME OF SOURCE (Not an Acronym)
ADDRESS (Business Address Acceptable)
BUSINESS ACTIVITY, IF ANY, OF SOURCE
DATE (mm/dd/yy) VALUE DESCRIPTION OF GIFT(S)
--j--j$
-/ $
Comments:
No. NAME OF SOURCE (Not an Acronym)
FRANK ORLETT
ADDRESS (Business Address Acceptable)
41575 ECLECTIC, PALM DESERT, CA 92260
BUSINESS ACTIVITY, IF ANY, OF SOURCE
WASTE DISPOSAL
DATE (mm/dd/yy) VALUE DESCRIPTION OF GIFT(S)
07 23 150.00 DINNER
09 23 $125.00 DINNER
No. NAME OF SOURCE (Not an Acronym)
ADDRESS (Business Address Acceptable)
BUSINESS ACTIVITY, IF ANY, OF SOURCE
DATE (mm/dd/yy) VALUE DESCRIPTION OF GIFT(S)
► NAME OF SOURCE (Not an Acronym)
ADDRESS (Business Address Acceptable)
BUSINESS ACTIVITY, IF ANY, OF SOURCE
DATE (mm/dd/yy) VALUE DESCRIPTION OF GIFT(S)
FPPC Form 700 -Schedule D (2023/2024)
advice@fppc.ca.gov • 866-275-3772 • www.fppc.ca.gov
Page - 15