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2024-08-12 Appoint CRO - Douglas Wilson (Doc 9)Case 24-11647-MFW Doc 9 Filed 08/12/24 Page 1 of 36 IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE In re SilverRock Development Company., et al. ,I Debtors. Chapter 11 Case No. 24-11647 MFW (Joint Administration Requested) Obj. Deadline: TBD Hearing Date: TBD DEBTORS' MOTION FOR ENTRY OF AN ORDER (I) APPROVING (A) THE ENGAGEMENT OF DOUGLAS WILSON COMPANIES AND (B) THE APPOINTMENT OF DOUGLAS WILSON AS CHIEF RESTRUCTURING OFFICER EFFECTIVE AS OF JULY 29, 2024 AND (II) GRANTING RELATED RELIEF The above -captioned debtors and debtors in possession (collectively, the "Debtors"), hereby submit this motion (the "Motion") for entry of an order, substantially in the form attached hereto as Exhibit A (the "Proposed Order"), approving the consulting agreement, attached hereto as Exhibit C, (the "Engagement Letter") with Douglas Wilson Companies ("DWC"), pursuant to which DWC will provide critical services, spearheaded by the appointment of Douglas Wilson as Chief Restructuring Officer (the "CRO"), to independently manage the Debtors in the administration of the Debtors' chapter 11 cases. In support of this Motion, the Debtors submit the declaration of Douglas Wilson, attached hereto as Exhibit B (the "Wilson Declaration") and incorporated herein by reference. In further support of the Motion, the Debtors respectfully states as follows: 1 The Debtors in these chapter 11 cases, along with the last four digits of each Debtor's federal tax identification number, as applicable, are: SilverRock Development Company, LLC (5730), RGC PA 789, LLC (5996), SilverRock Lifestyle Residences, LLC (0721), SilverRock Lodging, LLC (4493), SilverRock Luxury Residences, LLC (6598) and SilverRock Phase I, LLC (2247). The location of the Debtors' principal place of business and the Debtors' mailing address is 343 Fourth Avenue, San Diego, CA 92101. Case 24-11647-MFW Doc 9 Filed 08/12/24 Page 2 of 36 I. JURISDICTION AND VENUE 1. This Court has jurisdiction to consider this Motion pursuant to 28 U.S.C. §§ 157 and 1334 and the Amended Standing Order of Reference from the United States District Court for the District of Delaware, dated February 29, 2012. This is a core proceeding within the meaning of 28 U.S.C. § 157(b). Venue is proper before this Court pursuant to 28 U.S.C. § § 1408 and 1409. 2. The statutory predicates for the relief sought herein are sections 105(a) and 363 of the Bankruptcy Code and Rule 6004 of the Federal Rules of Bankruptcy Procedure (the "Bankruptcy Rules"). 3. Pursuant to Local Rule 9013-1(f) of the Local Rules of Bankruptcy Practice and Procedure of the United States Bankruptcy Court for the District of Delaware (the "Local Rules"), the Debtors consent to the entry of a final order or judgment by the Court in connection with this Motion if it is later determined that the Court, absent consent of the parties, cannot enter final orders or judgments consistent with Article III of the United States Constitution. II. BACKGROUND 4. On August 5, 2024 (the "Petition Date"), the Debtors commenced the above - captioned chapter 11 cases (the "Chapter 11 Cases") by filing voluntary petitions for relief under chapter 11 of the Bankruptcy Code with the Court. Through a separate motion, Debtors have requested that all the Chapter 11 Cases be jointly administered for procedural purposes only pursuant to Bankruptcy Rule 1015(b) and Local Rule 1015-1. No trustee or examiner has been appointed in the Chapter 11 Cases. 5. The Debtors are authorized to continue to operate their business and manage their properties as debtors in possession, pursuant to Bankruptcy Code sections 1107(a) and 1108. 6. Additional information regarding the circumstances leading to the commencement of these Chapter 11 Cases and information regarding the Debtors' business and Case 24-11647-MFW Doc 9 Filed 08/12/24 Page 3 of 36 capital structure is set forth in detail in the Declaration of Robert S. Green Jr .Pursuant to 28 U.S.C. §1746 in Support of the Debtors' Chapter 11 Petitions and First Day Pleadings (the "First Day Declaration"), and incorporated herein by reference. A. DWC'S Retention 7. Prior to the Petition Date, pursuant to Consulting Agreement dated July 29, 2024, DWC began providing services to the Debtors. 8. Since executing the Consulting Agreement, DWC, Mr. Wilson, and his staff have become familiar with the Debtors' business, financial affairs and capital structure and have worked closely with the Debtors' management to prepare for and administer the Chapter 11 Cases, including preparing the Debtors' Schedules and Statements of Financial Affairs and monthly operating reports, assisting with asset sales, and preparing for a potential and smooth transition to the CRO role. Accordingly, DWC has developed significant expertise and experience relating to the Debtors, their operations and the Chapter 11 Cases. Given DWC's familiarity with the Debtors and the Chapter 11 Cases resulting from the Consulting Agreement, in particular that of Mr. Wilson who has led the DWC team during the engagement, the Debtors have determined that it is in their best interest to retain DWC and Mr. Wilson to independently manage the Debtors' business as the Debtors move toward confirming Chapter 11 plans of reorganization. 9. The Debtors recognize and acknowledge the Protocol for Engagement of Jay Alix & Associates and affiliates (the "Alix Protocol") which provides a template for the employment of chief restructuring officers. The Debtors acknowledge that section I.A of the Alix Protocol provides that "[p]ursuant to the 'one hat' policy ... after accepting an engagement in one capacity, [a firm] shall not accept another engagement for the same or affiliated debtors in Case 24-11647-MFW Doc 9 Filed 08/12/24 Page 4 of 36 another capacity." To comply with the Alix Protocol, the Consulting Agreement provides that Debtors are engaging Mr. Wilson only as Chief Restructuring Officer to provide those services specifically set forth in the Consulting Agreement. 10. Mr. Wilson is the Chairman and CEO of DWC and is based in San Diego, California. He has over forty (40) years of experience in real estate development, providing workout, problem resolution, and real estate management services to his companies' clients. Mr. Wilson and DWC have served as a state and federal court -appointed fiduciary in more than 1,200 projects with assets valued in excess of $15 billion. 11. Mr. Wilson has a successful track record of developing award -winning urban projects such as Symphony Towers, the home of the San Diego Sympony, the Mark, a 33-story, 240-unit luxury condominium project located near San Diego's Petco Park, and a 675,000 square -foot office complex on the San Francisco Bay Waterfront. 12. As a result of Mr. Wilson's role and experience with the Debtors, his review of relevant documents, and his discussions with members of the Debtors' management team, he is familiar with the Debtors' day-to-day operations, business affairs, and books and records. B. Services to Be Provided 13. As provided in the Consulting Agreement, DWC will be engaged to provide Mr. Wilson as CRO and certain additional DWC personnel to assist the CRO in the execution of his duties. Mr. Wilson will be vested with the power and authority to make all decisions that would otherwise be vested in the Debtors' management in connection with the Chapter 11 Cases. In his capacity as CRO, Mr. Wilson will perform or cause to be performed such services as are reasonably necessary to administer the Chapter 11 Cases including, without limitation: a. Liaise with the Debtors professionals and counsel, and creditor constituents; Case 24-11647-MFW Doc 9 Filed 08/12/24 Page 5 of 36 b. Oversee cash flow and budgeting; c. Oversee preparation of monthly operating reports; d. Oversee the creation of a plan, sale, settlement projections, analyses and/or related Court requirements; e. Spearhead the Debtors' efforts to successfully obtain Debtor -in -Possession ("DIP") financing; f. Provide testimony, as may be required in connection with any of the foregoing or as may otherwise be required in the Chapter 11 Cases; g. Oversee the business aspects of the confirmation process, including but not limited to, (i) feasibility of the plan, (ii) completion of a Chapter 7 comparison, (iii) solicitation of votes from creditors, (iv) testimony at a confirmation hearing, and (v) execution of the plan; h. Oversee the sale process in the event the Debtors seek to sell additional assets under section 363 of the Bankruptcy Code; and i. Such other services as may be reasonably requested or directed by the Debtors and /or other authorized personnel of the Debtors. C. Professional Compensation 14. The Consulting Agreement is conditioned upon DWC's ability to be (a) retained in accordance with its customary terms and conditions of engagement (b) compensated for its services, and (c) reimbursed for the out-of-pocket expenses that it incurs in accordance with its customary billing practices as set forth in Exhibit B of the Consulting Agreement. 15. DWC will charge the Debtors on an hourly basis at the rates outlined below: Position Hourly Rates Chief Restructuring Officer $575 Executive Leadership $450 Managing Director $425 Forensic Accounting & Controller $375 Director $350 Case 24-11647-MFW Doc 9 Filed 08/12/24 Page 6 of 36 Staff Accounting $275 Administrative Support $175 16. In addition to compensation for professional services rendered by DWC, DWC will seek reimbursement for reasonable and necessary expenses incurred in connection with the Chapter 11 Cases, including transportation costs, lodging and meals. D W C 's fee and expense structure is consistent with and typical of compensation arrangements entered into by DWC and other comparable firms that render similar services under similar circumstances. The Debtors believe that DWC's fee and expense structure is reasonable, market -based, and designed to compensate Mr. Wilson and DWC fairly for their work and to cover fixed and routine overhead expenses. 17. To the extent DWC uses the services of independent contractors in the Chapter 11 Cases, DWC shall pass through the costs of such contractors to the Debtors at the same rate that DWC pays such contractors, seek reimbursement of actual costs only, ensure that the contractors are subject to the same conflict checks as required by DWC and file with the Court such disclosures required by Bankruptcy Rule 2014. 18. Upon approval of the relief requested in this Motion, DWC will not be employed as a professional pursuant to section 327 of the Bankruptcy Code and it will not submit fee applications pursuant to sections 330 and 331 of the Bankruptcy Code for its engagement as CRO. DWC will provide, and file with the court, reports of staffing and compensation earned and expenses incurred ("Staffing Reports") on a quarterly basis to the following parties (collectively, the "Notice Parties"): (i) the Debtors; (ii) counsel to the Debtors, and; (iii) the Office of the United States Trustee for the District of Delaware, 844 King Street, Suite 2207, Lockbox 35, Wilmington, Delaware 19801, Attn: Malcolm M. Bates Malcolm.M.Batesgusdoj.gov, and; (iv) any party entitled to notice under Bankruptcy Rule 2002 . DWC will submit Staffing Reports within 30 days Case 24-11647-MFW Doc 9 Filed 08/12/24 Page 7 of 36 of the end of each three-month quarterly period. Such reports shall include the names and functions filled by personnel assigned to the engagement as well as compensation earned and expenses incurred for the relevant period. The Notice Parties will have 14 days after the date of service of each Staffing Report to object. Such compensation and expenses will be subject to Court review in the event that an objection is filed. DWC will file its first Staffing Report by September 30, 2024 for the period covering Mr. Wilson's appointment through August 31, 2024. D. Disinterestedness 19. Mr. Wilson's previously declaration in support of this Motion is attached as Exhibit B (the "Wilson Declaration"). The Wilson Declaration, among other things, set forth DWC's disinterestedness in connection with the Chapter 11 Cases. The Debtors submit that DWC is a "disinterested person" as that term is defined by section 101(14) of the Bankruptcy Code. DWC will continue to monitor its connections and make any needed disclosures during the pendency of its engagement. 20. To the best of DWC's knowledge except to the extent disclosed herein and in the Wilson Declaration, DWC has no other connection with the Debtors, their creditors, or other parties in interest, or the attorneys or accountants of the foregoing or the U.S. Trustee or any person employed by the U.S. Trustee and does not hold any interest adverse to the Debtors' estates. E. Indemnification 21. To provide the indemnification contemplated by the Consulting Agreement to DWC personnel, as limited by applicable law, the Debtors request that the Court approve the indemnification provisions as set forth in the Consulting Agreement, to provide Mr. Wilson and DWC personnel the benefits of indemnification generally afforded to persons in Mr. Wilson or DWC's position. Case 24-11647-MFW Doc 9 Filed 08/12/24 Page 8 of 36 22. The terms and conditions of the indemnification provisions were negotiated by the Debtors and DWC at arm's-length and in good faith. The Debtors and DWC believe that the indemnification provisions contained in the Consulting Agreement are customary and reasonable for DWC and comparable firms providing restructuring services. III. RELIEF REQUESTED 23. By this Motion, the Debtors request entry of an order, substantially in the form of the Proposed Order, authorizing the appointment of Douglas Wilson as CRO and the retention of certain DWC personnel to assist him in that role, pursuant to sections 105(a) and 363(b) of the Bankruptcy Code effective as of July 29, 2024. Subject to approval by this Court, Mr. Wilson will serve as the CRO of each Debtor to assist the Debtors through the Chapter 11 Cases as more fully described in the Consulting Agreement and herein. 24. The Debtors believe that Mr. Wilson and DWC are well positioned to assist the Debtors through the Chapter 11 Cases in a cost-efficient manner. The Debtors believe that immediate appointment of Mr. Wilson as CRO to independently manage the Debtors' affairs and path to reorganization and retention of DWC personnel to assist him is critical to the Chapter 11 Cases to provide the Debtors with direction and oversight and to fill the leadership and management void that will result from the departure of the Officers. IV. BASIS FOR RELIEF A. Appointment of Douglas Wilson as CRO and the Retention of DWC to Assist Him is a Sound Exercise of the Debtors' Business Judgement and Complies with the Alix Protocol. 25. The Debtors recognize the need for independent executive management to oversee the administration of the Chapter 11 Cases and their estates. A well -qualified CRO who can independently manage the Debtors' affairs and assist Debtors in completing the Project (as Case 24-11647-MFW Doc 9 Filed 08/12/24 Page 9 of 36 this term is defined in the First -Day Declaration) is critical in guiding Debtors toward successful reorganization. Accordingly, the Debtors have a sound business purpose to retain DWC to provide the CRO and assisting personnel. 26. If approved, the Consulting Agreement provides that DWC will be engaged solely to provide the CRO and personnel to assist the CRO in the execution of his duties. Therefore, DWC will wear"one-hat," and Mr. Wilson will serve only as CRO. Thus, the Debtors submit that the proposed engagement complies with the Alix Protocol. 27. Mr. Wilson has no prior affiliation with the Debtors other than his work with DWC pursuant to the Consulting Agreement. The terms of the Consulting Agreement were negotiated at arm's-length and approved by the Debtors' Managing Member pursuant to the authority granted to it by the Debtors' operating agreements. Accordingly, the Debtors believe that the approval of the Consulting Agreement with DWC is in the best interest of their estates, creditors, and other parties in interest. V. NOTICE AND NO PRIOR REQUEST 28. Notice of this Motion has been or will be provided to the following parties or their respective counsel: (a) the U.S. Trustee, and; (b) any party that has requested notice pursuant to Bankruptcy Rule 2002. The Debtors respectfully submit that, in light of the nature of the relief requested, no further notice is necessary. 29. No prior request for the relief sought in this Motion has been made to this or any other court. WHEREFORE, the Debtors respectfully request that the Court enter an order, substantially in the form of the Proposed Order attached hereto as Exhibit A, granting the relief Case 24-11647-MFW Doc 9 Filed 08/12/24 Page 10 of 36 requested herein and such other and further relief as the Court deems just and proper. Dated: August 12, 2024 ARMSTRONG TEASDALE, LLP Wilmington, Delaware /s/Jonathan M. Stemerman Jonathan M. Stemerman (No. 4510) Eric M. Sutty (No. 4007) Denissee Gueavara (No. 7206) 1007 North Market Street, Third Floor Wilmington, Delaware 19801 Telephone: (302) 416-9670 j sttemermanA atl 1p. com esutty(aaatllp.com d quevara�it,atl 1p. com -and- Victor A. Vilaplana (Pro Hac Vice Pending) P.O. Box 9038 La Jolla, CA 92037 Telephone: (619) 840-4130 vavilaplana@gmail.com -and- Benjamin M. Carson (Pro Hac Vice Pending) 5965 Village Way STE E105 San Diego, CA 92130 Telephone: (858) 255-4529 ben@benjamincarson.com Proposed Counsel to the Debtors and Debtors in Possession Case 24-11647-MFW Doc 9 Filed 08/12/24 Page 11 of 36 EXHIBIT A (Proposed Order) Case 24-11647-MFW Doc 9 Filed 08/12/24 Page 12 of 36 IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE In re SilverRock Development Company., et al.' Debtors. Chapter 11 Case No. 24-11647 (Jointly Administration Requested) Re: Docket No. ORDER (I) APPROVING (A) THE ENGAGEMENT OF DOUG WILSON COMPANIES AND (B) THE APPOINTMENT OF DOUGLAS WILSON AS CHIEF RESTRUCTURING OFFICER EFFECTIVE AS OF JULY 29, 2024, AND (II) GRANTING RELATED RELIEF Upon the Debtors' Motion for an Order (I) Approving (A) the Engagement of the Doug Wilson Companies and (B) the Appointment of Douglas Wilson as Chief Restructuring Officer Effective as of July 29, 2024, and (II) Granting Related Relief (the "Motion");2 and the Court finding that: (a) the Court has jurisdiction over this matter pursuant to 28 U.S.C. §§ 157 and 1334 and the Amended Standing Order of Reference from the United States District Court for the District of Delaware dated February 29, 2012; (b) this is a core proceeding pursuant to 28 U.S.C. § 157(b)(2); and (c) the Court may enter a final order consistent with Article III of the United States Constitution; and upon the record herein; and after due deliberation thereon; and it appearing that sufficient notice of the Motion has been given and that no other or further notice is necessary; and the Court having found that the relief requested in the Motion is in the best 1 The Debtors in these chapter 11 cases, along with the last four digits of each Debtor's federal tax identification number, as applicable, are: SilverRock Development Company, LLC (5730), RGC PA 789, LLC (5996), SilverRock Lifestyle Residences, LLC (0721), SilverRock Lodging, LLC (4493), SilverRock Luxury Residences, LLC (6598) and SilverRock Phase I, LLC (2247). The location of the Debtors' principal place of business and the Debtors' mailing address is 343 Fourth Avenue, San Diego, CA 92101. 13 Case 24-11647-MFW Doc 9 Filed 08/12/24 Page 13 of 36 interests of the Debtors' estates, their creditors and other parties in interest; and the Court having determined that the legal and factual bases set forth in the Motion establish just cause for the relief granted herein; and good cause appearing therefor; it is hereby I. ORDERED THAT: 1. The Motion is GRANTED, as set forth herein. 2. Pursuant to sections 105(a) and 363(b) of the Bankruptcy Code, the Debtors are authorized to, effective as of July 29, 2024: (i) engage DWC on the terms set forth in the Consultant Agreement as modified by this Order; and (ii) designate and appoint Douglas Wilson as CRO, subject to the following terms, which apply notwithstanding anything in the Motion or the Consulting Agreement, or any exhibits related thereto, to the contrary: (a) DWC shall not act in more than one of the following capacities (crisis manager, financial advisor, claims agent/claims administrator, or investor/acquirer) in connection with these Chapter 11 Cases; (b) In the event the Debtors seek to materially change the terms of the engagement by (i) modifying the functions of personnel, (ii) adding executive officers, or (iii) expanding the scope of the Consulting Agreement, a motion to modify the retention shall be filed; (c) DCW shall file with the Court, and serve by email or first class mail on the Notice Parties, a Staffing Report within 30 days of the end of each three- month quarterly period, which shall include the names and functions filled by assigned to the engagement as well as compensation earned and expenses incurred for the relevant period. Each Staffing Report shall contain summary charts which describe the services provided, including the number of hours worked by category, identify the compensation earned by each DWC personnel, and itemize the expenses incurred. Time records shall (i) be appended to the Staffing Report, (ii) contain detailed time entries describing the task(s) performed, and (iii) be organized by project category. Where personnel are providing services at an hourly rate, the time entries shall identify the time spent completing each task in half-hour increments. DWC shall file its first Staffing Report by September 30, 2024, for the period covering DWC's retention through August 31, 2024; (d) Objections or responses to the Staffing Reports set forth at subparagraph 3(c) shall be filed and served within 14 days of the date each Staffing Report is 14 Case 24-11647-MFW Doc 9 Filed 08/12/24 Page 14 of 36 served upon the Notice Parties. All compensation shall be subject to review by the Court in the event an objection is filed; (e) No principal, employee, or independent contractor of DCW or its affiliates shall serve as a director of any of the Debtors during the pendency of the Chapter 11 Cases; (f) The Debtors are permitted to indemnify DCW personnel in accordance with the Consulting Agreement; (g) DCW shall not be required to apply to this Court for payment of its monthly invoices. Monthly invoices shall be paid in the ordinary course of business by the Debtors; (h) DCW shall follow the applicable provisions of the Bankruptcy Code, the Bankruptcy Rules, and the Local Rules regarding limitations on reimbursement of expenses; (i) For a period of three years after the conclusion of the engagement, neither DCW nor any of its affiliates shall make any investments in the Debtors; and (j) DCW shall make appropriate disclosures of any and all facts that may have a bearing on whether DCW, its affiliates, and/or any individuals working on the engagement hold or represent a material adverse interest to the Debtors, their creditors, or other parties -in -interest. The obligation to disclose identified in this subparagraph is a continuing obligation. 3. Except as otherwise provided in this Order, the Consulting Agreement and any related agreements, documents, or other instruments may be modified, amended, or supplemented by the parties thereto in accordance with the terms thereof without further order of this Court, provided that any such modification, amendment, or supplement shall have no material adverse effect on the Debtors' estates or creditors. 4. DCW is authorized to apply its retainer (the "Retainer"), as set forth in the Consulting Agreement. 5. The Debtors are authorized to take all actions necessary to effectuate the relief granted pursuant to this Order. 6. Notwithstanding Bankruptcy Rue 6004 or any other applicable Bankruptcy Rule, 15 Case 24-11647-MFW Doc 9 Filed 08/12/24 Page 15 of 36 this Order shall take effect immediately upon approval. 7. This Court shall retain jurisdiction with respect to all matters arising from or related to the implementation of this Order. 16 Case 24-11647-MFW Doc 9 Filed 08/12/24 Page 16 of 36 EXHIBIT B (Wilson Declaration) 17 Case 24-11647-MFW Doc 9 Filed 08/12/24 Page 17 of 36 IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE In re SilverRock Development Company, et al.,l Debtors. Chapter 11 Case No. 24-11647 MFW (Jointly Administration Requested) DECLARATION OF DOUGLAS WILSON IN SUPPORT OF DEBTORS' MOTION FOR ENTRY OF AN ORDER (I) APPROVING (A) THE ENGAGEMENT OF DOUGLAS WILSON C OMPANIES AND (B) THE APPOINTMENT OF DOUGLAS WILSONAS CHIEF RESTRUCTURING OFFICER EFFECTIVE AS OF JULY 29, 2024 AND (II) GRANTING RELATED RELIEF I, Douglas Wilson, hereby declare under penalty of perjury under the laws of the United States of America that, to the best of my knowledge and belief, and after reasonable inquiry, the following is true and correct: 1. I am Chairman and Chief Executive Officer at Douglas Wilson Companies ("DWC"), which provides a wide range of specialized business, workout and real estate services to clients throughout North America and maintains an office at 1620 Fifth Avenue, Suite 400, San Diego CA 92101. 2. I am duly authorized to make this declaration (the "Declaration") on behalf of DWC and in support of the Debtors' Motion for Entry of an Order (I) Approving (A) the Engagement ofDouglas Wilson Companies and (B) the Appointment ofDouglas Wilson as Chief Restructuring Officer Effective as of July 29, 2024, and (II) Granting Related Relief (the ' The Debtors in these chapter 11 cases, along with the last four digits of each Debtor's federal tax identification number, as applicable, are: SilverRock Development Company, LLC (5730), RGC PA 789, LLC (5996), SilverRock Lifestyle Residences, LLC (0721), SilverRock Lodging, LLC (4493), SilverRock Luxury Residences, LLC (6598) and SilverRock Phase I, LLC (2247). The location of the Debtors' principal place of business and the Debtors' mailing address is 343 Fourth Avenue, San Diego, CA 92101. 18 Case 24-11647-MFW Doc 9 Filed 08/12/24 Page 18 of 36 "Motion")' to, among other things, approve the engagement letter attached to the Motion as Exhibit C (the "Consulting Agreement") with DWC, pursuant to which I will serve as chief restructuring officer ("CRO") for each of the Debtors and DWC will provide additional personnel to assist me in fulfilling my duties as CRO. 3. Unless otherwise stated in this Declaration, I have personal knowledge of the facts set forth herein and, if called as a witness, I would testify thereto. I. QUALIFICATIONS 4. I have over forty (40) years of experience in real estate development, providing workout, problem resolution, and real estate management services to clients. I have served as a receiver, consultant, or other form of fiduciary on more than 1,200 matters, many of which have related to real estate assets. I have extensive experience in distressed property situations generally, including many court -governed matters extending back several decades. I have extensive experience with commercial and industrial properties, and I have worked with recognized real estate firms, institutional investors and traditional lenders, non -bank lenders and private equity funds. I have also worked with closely -held companies, family business, and individual entrepreneurs and investors. 5. I first engaged with the Debtors through the Consulting Agreement entered into between Debtors and DWC on July 29, 2024. Since then, DWC and I have became familiar with the Debtors' business, financial affairs, and capital structure and have worked closely with the Debtors' management to prepare for and administer the Chapter 11 Cases, including preparing the Debtors' Schedules and Statements of Financial Affairs and monthly operating 2 Capitalized terms not otherwise defined herein shall have the meanings ascribed to them in the Motion. 19 Case 24-11647-MFW Doc 9 Filed 08/12/24 Page 19 of 36 reports, developing a strategy to obtain Debtor -in -Possession ("DIP") financing, developing a strategy to successfully reorganize the Debtors. 6. Accordingly, DWC and I have developed significant expertise and experience relating to the Debtors, their operations and the Chapter 11 Cases. 7. I recognize and acknowledge the Protocol for Engagement of Jay Alix & Associates and affiliates (the "Alix Protocol"), which provides a template for the employment of chief restructuring officers. I acknowledge that section I.A of the Alix Protocol provides that "[p]ursuant to the 'one hat' policy ... after accepting an engagement in one capacity, [a firm] shall not accept another engagement for the same or affiliated debtors in another capacity." To comply with the Alix Protocol, the Consulting Agreement provides that I will only perform the services of CRO for the Debtors, with the support of DWC personnel. 8. By virtue of our involvement in the Chapter 11 Cases and our expertise in restructuring, DWC and I are well qualified to provide services to and represent the Debtors interests. II. SERVICES TO BE RENDERED 9. As provided in further detail in the Engagement Letter, I will serve as CRO and DWC will be engaged to provide certain supporting personnel to assist me in the execution of my duties as CRO. I will be vested with the power and authority to make all decisions that would otherwise be vested in the Debtors' management in connection with the Chapter 11 Cases. In my capacity as CRO, I will perform or cause to be performed such services as are reasonably necessary to administer the Chapter 11 Cases including, without limitation: a. Liaise with the Debtors professionals and counsel, members of the Boards and creditor constituents; b. Oversee cash flow and budgeting; 20 Case 24-11647-MFW Doc 9 Filed 08/12/24 Page 20 of 36 c. Oversee the preparation of monthly operating reports; d. Oversee the creation of a plan, sale, settlement projections, analyses and/or related Court requirements; e. Provide testimony, as may be required in connection with any of the foregoing or as may otherwise be required in the Chapter 11 Cases; f. Spearhead the Debtors' efforts to obtain Debtor -in -Possession ("DIP") financing; g. Oversee the business aspects of the confirmation process, including but not limited to, (i) feasibility of the plan, (ii) completion of a Chapter 7 comparison, (iii) solicitation of votes from creditors, (iv) testimony at a confirmation hearing, and (v) execution of the plan; h. Oversee the sale process in the event the Debtors seek to sell additional assets under section 363 of the Bankruptcy Code; and i. Such other services as may be reasonably requested or directed by the Boards and or other authorized personnel of the Debtors. III. PROFESSIONAL COMPENSATION 10. The Consulting Agreement is conditioned upon DWC's ability to be (a) retained in accordance with its customary terms and conditions of employment, (b) compensated for its services, and (c) reimbursed for the out-of-pocket expenses that it incurs in accordance with its customary billing practices as set forth in Exhibit B of the Consulting Agreement. 11. DWC will charge the Debtors on an hourly basis at the rates outlined below: Position Hourly Rates Chief Restructuring Officer $575 Executive Leadership $450 Managing Director $425 Forensic Accounting & Controller $375 Director $350 Staff Accounting $275 Administrative Support $175 21 Case 24-11647-MFW Doc 9 Filed 08/12/24 Page 21 of 36 12. In addition to compensation for professional services rendered by DWC, DWC will seek reimbursement for reasonable and necessary expenses incurred in connection with the Chapter 11 Cases, including transportation costs, lodging and meals. DWC's fee and expense structure is consistent with and typical of compensation arrangements entered into by DWC and other comparable firms that render similar services under similar circumstances. I believe that DWC's fee and expense structure is reasonable, market -based, and designed to compensate me and DWC fairly for our work and to cover fixed and routine overhead expenses. 13. To the extent DWC uses the services of independent contractors in the Chapter 11 Cases, DWC shall pass through the costs of such contractors to the Debtors at the same rate that DWC pays such contractors, seek reimbursement of actual costs only, ensure that the contractors are subject to the same conflict checks as required by DWC and file with the Court such disclosures required by Bankruptcy Rule 2014. 14. Upon approval of the relief requested in the Motion, DWC will not be employed as a professional pursuant to section 327 of the Bankruptcy Code and it will not submit fee applications pursuant to sections 330 and 331 of the Bankruptcy Code for its engagement as CRO. DWC will provide, and file with the court, reports of staffing and compensation earned and expenses incurred ("Staffing Reports") on a quarterly basis to the Notice Parties. 15. DWC will submit Staffing Reports within 30 days of the end of each three-month quarterly period. Such reports shall summarize the services provided and identify the compensation earned and expenses incurred by DWC. The Notice Parties shall have 14 days after the date each Staffing Report is served upon them to object, and the related compensation and expenses will be subject to Court review in the event an objection is filed. 22 Case 24-11647-MFW Doc 9 Filed 08/12/24 Page 22 of 36 IV. DISINTERESTEDNESS 16. To the best of my knowledge, notwithstanding the Consulting Agreement, neither I nor any of the DWC personnel who will work on this project have any connection with the Debtors, their creditors, or other parties in interest, or the attorneys or accountants of the foregoing or the U.S. Trustee or any person employed by the U.S. Trustee and do not hold any interest adverse to the Debtors' estates. DWC personnel and I will continue to monitor our connections and make any needed disclosures during the pendency of the engagement. Pursuant to 28 U.S.C. § 1746, I declare under penalty of perjury that the foregoing is true and correct. Dated: August 12, 2024 /s/Douglas Wilson Douglas Wilson Chief Executive Officer Douglas Wilson Companies 23 Case 24-11647-MFW Doc 9 Filed 08/12/24 Page 23 of 36 EXHIBIT C (Consulting Agreement) 24 Case 24-11647-MFW Doc 9 Filed 08/12/24 Page 24 of 36 CONSULTING AGREEMENT This agreement is entered into as of July 29, 2024, between SilverRock Development Company, LLC, SilverRock Phase I, LLC, SilverRock Lodging, LLC, SilverRock Luxury Residences, LLC, SilverRock Luxury Residences, LLC, SilverRock Lifestyle Residences, LLC, RGC PA 789, LLC — all entities are Delaware limited liability companies and collectively defined as ("Owner"), and Douglas Wilson Companies, a California corporation ("DWC"). 1. DWC'S ENGAGEMENT AND SERVICES. 1.1 Services. Owner hereby retains DWC to provide and DWC agrees to provide, the services described in Exhibit. A (the "Services"). 1.2 Term. The term of DWC's engagement shall commence on the date of this Consulting Agreement and shall continue until termination by either party on at least 30 days' written notice to the other (the "Term"). 2. OWNER'S RESPONSIBILITIES. Owner shall have the following responsibilities in connection with the Services to be provided by DWC: 2.1 Owner shall provide full and complete information in Owner's possession or control and access thereto as requested to allow and as necessary to assist DWC in its performance of the Services. 2.2 Owner shall designate a knowledgeable and qualified representative with the necessary authority to approve matters requiring Owner's approval and to render decisions promptly. 2.3 Owner shall contract with such persons or entities as is necessary for such legal, professional accounting and insurance services as may be necessary for DWC's rendering the Services. 3. COMPENSATION AND REIMBURSABLE COSTS. 3.1 Compensation and Retainer. As compensation for the Services rendered under this Consulting Agreement, Owner shall pay DWC on a time and materials basis as set forth on Exhibit B and in the manner set forth in Paragraph 3.3 below. Upon execution of this Consulting Agreement Owner shall pay and deposit with DWC a retainer in the amount of $150,000.00. You hereby grant DWC a security interest in the retainer deposited with DWC pursuant to this Agreement to secure payment of DWC's fees earned and costs incurred from time to time. You acknowledge and agree that DWC may file any documents it deems appropriate to evidence, perfect and enforce such lien and security interest at any time. Current fees and costs will be deducted from this retainer amount at the time invoices are prepared. DWC may require Owner to reinstate the retainer amount to maintain a retainer balance. The retainer balance may also be adjusted by DWC from time to time based on payment history, the anticipated level of activity on Services being required and other factors. The amount of the retainer requirement is not an estimate or limitation on the total fees and costs to be incurred. Consulting Agreement Silver Rock-DWC 1 Case 24-11647-MFW Doc 9 Filed 08/12/24 Page 25 of 36 3.2 Reimbursement of Direct Costs. Owner shall also reimburse DWC for any direct costs advanced by DWC in rendering the Services, including without limitation, legal, accounting, or other professional fees incurred by DWC in the preparation and entering into this Consulting Agreement or in the provision the Services. 3.3 Payment Terms. DWC shall invoice Owner for DWC's compensation and all reimbursable costs on a monthly basis throughout the Term. Payment is due upon Owner's receipt of each invoice. If full payment is not received within 30 days after the date of the invoice, a monthly interest charge equal to three percent (3%) of the unpaid balance will be imposed. The interest charge will continue to accrue, based on the unpaid balance outstanding each month, until the entire unpaid balance and all interest charges are paid in full. 4. INDEPENDENT CONTRACTOR. 4.1 Status. DWC is an independent contractor of Owner and shall not perform any Services as an employee or agent of Owner. Owner shall have no right to control or direct the method, details or means by which DWC performs the Services required under this Consulting Agreement. DWC shall have no authority to enter into any contract or incur any liability or obligation on behalf of Owner without the prior approval of Owner. 4.2 Compliance. DWC assumes full responsibility for the payment of all taxes pertaining to services rendered and compensation paid under this Consulting Agreement. DWC further assumes full responsibility for compliance with any and all applicable worker's compensation insurance or similar laws pertaining to services rendered and compensation paid under this agreement. 5. INSURANCE, INDEMNITY AND LIABILITY. 5.1 Owner's Liability Insurance. Owner shall have and maintain throughout the Term commercial general liability insurance covering the real property listed on Exhibit C with combined single limit of at least $2,000,000 per occurrence. DWC shall be named as an additional insured under such insurance policy. A certificate of insurance shall be provided to DWC as evidence that a policy providing the required coverage is in full force and effect. The certificate shall provide that the policy shall not be canceled, terminated or materially changed until at least 30 days' prior written notice (or 10 days in the case of non-payment of premium) has been given to DWC. 5.2 Indemnity by Owner. Owner shall indemnify and hold DWC and its agents and affiliate harmless from and against all claims, losses, damages, liabilities and expenses, including without limitation reasonable attorney's fees ("Claims") arising in connection with the Services, to the fullest extent permitted by law, except (i) Claims caused by (a) the grossly negligent or wrongful acts or omissions of DWC or its agents, (b) any acts of DWC or its agents outside the scope of its engagement or authority, or (c) any breach of this agreement by DWC. Owner's duty to indemnify DWC shall extend to all Claims arising either during or after the Term. 6. TERMINATION AND SUSPENSION. 6.1 DWC's Breach. If DWC fails to perform any of DWC's obligations under this Consulting Agreement and such failure is not cured by DWC to Owner's reasonable satisfaction within 30 days after DWC receives written notice from Owner specifying the breach and the steps to Consulting Agreement Silver Rock-DWC 2 Case 24-11647-MFW Doc 9 Filed 08/12/24 Page 26 of 36 be taken by DWC to cure such breach, DWC shall be in default under this Consulting Agreement. Upon such default, Owner shall have the right to terminate this agreement. 6.2 Owner's Breach. If Owner fails to perform any of Owner's obligations under this agreement and such failure is not cured by Owner to DWC's reasonable satisfaction within 30 days after Owner receives written notice from DWC specifying the breach and the steps to be taken by Owner to cure such breach, Owner shall be default under this agreement. Upon such default, DWC shall have, in addition to any and all rights and remedies available to DWC under applicable laws or under the terms of this Consulting Agreement, the right to terminate this Consulting Agreement. 6.3 Suspension. DWC shall not be obligated to continue to provide the Services so long as Owner has failed to pay DWC's compensation in accordance with this Consulting Agreement. 7. GENERAL PROVISIONS. 7.1 Attorneys' Fees. If any party institutes or is made a party to an action or proceeding to enforce or interpret this Consulting Agreement, the prevailing party in such action or proceeding shall be entitled to recover from the other party reasonable attorneys' fees and costs incurred in connection with such action or proceeding, or any appeal or enforcement of such action or proceeding. 7.2 Notices. All notices, requests, demands and other communications under this Consulting Agreement shall be in writing and shall be deemed duly given (i) on the date of delivery if personally delivered or delivered via electronic mail with confirmation of receipt, or (ii) one business day after delivery by overnight courier, telegram or facsimile, to the parties at their addresses set forth below, or such other address designated from time to time in writing by such party to all other parties. 7.3 Amendment and Waiver. This Consulting Agreement may be amended only by a written agreement signed by all parties to this Consulting Agreement. Waiver of any provision of this Consulting Agreement shall not be deemed or constitute a waiver of any other provision, nor shall such waiver constitute a continuing waiver. 7.4 Successors and Assigns. This Consulting Agreement shall be binding upon and inure to the benefit of the parties and their respective heirs, beneficiaries, legal representatives, successors and assigns. 7.5 Counterparts. This Consulting Agreement may be executed in any number of counterparts, all of which together shall constitute a binding agreement. 7.6 Governing Law and Severability. This Consulting Agreement shall be governed by and construed under the laws of the State of California. If any provision of this Consulting Agreement is invalid or unenforceable, such provision shall (i) be modified to the minimum extent necessary to render it valid and enforceable, or (ii) if it cannot be so modified, be deemed not to be a part of this Consulting Agreement and shall not affect the validity or enforceability of the remaining provisions. 7.7 Entire Agreement. This Consulting Agreement represents the entire agreement between the parties with respect to the subject matter set forth above, and supersedes all previous oral and written agreements, communications, representations or commitments. Consulting Agreement Silver Rock-DWC 3 Case 24-11647-MFW Doc 9 Filed 08/12/24 Page 27 of 36 OWNER: SilverRock Development Company, LLC By: The Robert Green Company Its Man By: Name: Robert S. Green, Jr. Its President and CEO Address: 343 Fourth Avenue San Diego, CA 92101 Telephone No.: 760-634-6543 Email: robert@therobertgreencompany.com SilverRock Phase I, LLC By: The RolxItt Green Company ME By: Robert S. Green, Jr, Its President and CEO Address: 343 Fourth Avenue San Diego, CA 92101 Telephone No.: 760-634-6543 Email: robert@therobertgreencompany.com SilverRock Lodging, LLC By: The Robert Green Company Man By: Robert S. Green, Jr. Its President and CEO Address: 343 Fourth Avenue San Diego, CA 92101 Telephone No.: 760-634-6543 Email: robert@therobertgreencompany.com Consulting Agreement Silver Rock-DWC 4 SilverRock Luxury Residences, LLC By: The Robert Green Company, its Mann By: Robert S. Green, Jr. Its President and CEO Address: 343 Fourth Avenue San Diego, CA 92101 Telephone No.: 760-634-6543 Email: robert@therobertgreencompany.com SilverRock Lifestyle Residences, LLC By: The Robert Green Company, its By: Robert S. Green, Jr. Its President and CEO Address: 343 Fourth Avenue San Diego, CA 92101 Telephone No.: 760-634-6543 Email: robert@therobertgreencompany.com RGC PA 789, LLC By: The Robert Green Company, its Manager, By: Robert S. Green, Jr. Its President and CEO Address: 343 Fourth Avenue San Diego, CA 92101 Telephone No.: 760-634-6543 Email: robert@therobertgreencompany.com Case 24-11647-MFW Doc 9 Filed 08/12/24 Page 28 of 36 DWC: Douglas Wilson Companies, a California corporation By: Name: Douglas P Wilson Title: Chairman & CEO Address: 1620 Fifth Avenue, Suite 400 San Diego, CA 92101 Telephone No.: 619-641-1141 Email: dwilson@douglaswilson.com Consulting Agreement Silver Rock-DWC Case 24-11647-MFW Doc 9 Filed 08/12/24 Page 29 of 36 EXHIBIT A SERVICES Douglas Wilson, Chairman and CEO of DWC, will act in the role of Chief Restructuring Officer (CRO) providing and/ or overseeing the DWC turnaround management and management consulting team. DWC will provide the following services including but not limited to: • Review existing financial models and make adjustments, as needed • Review operations and strategy • Develop cash flow forecast and business plan • Forensic accounting and analysis, as applicable • Work with Owner to develop a restructuring action plan • Monitor action plan and realization of objectives • Conduct management meetings • Negotiate with creditors, third parties and other stakeholders • Present and communicate results to the Court, board, management, creditors and other stakeholders • Appear in Court, as needed Consulting Agreement Silver Rock-DWC 6 Case 24-11647-MFW Doc 9 Filed 08/12/24 Page 30 of 36 EXHIBIT B COMPENSATION AND COSTS SCHEDULE OF HOURLY RATES* Chief Restructuring Officer $575 Executive Leadership $450 Managing Director $425 Forensic Accounting & Controller $375 Director $350 Staff Accounting $275 Administrative Support $175 Butt .1i COSTS AAF illUznAT COST** Bond Court Filing Service Notary Photocopies Postage Notary Messenger/Overnight Delivery Travel, Meals, & Expenses * Rates for specific personnel may vary slightly from the above based on experience levels but will not exceed these values for the given category of work performed. Hourly rates will increase subject to a 3% annual increase effective January 1 of each year. ** Other direct costs we incur in connection with our services, such as outside attorneys, accountants and other professionals, may be reimbursable based on the terms of our agreement. Consulting Agreement Silver Rock-DWC 7 Case 24-11647-MFW Doc 9 Filed 08/12/24 Page 31 of 36 EXHIBIT C REAL PROPERTY (See following legal descriptions) Consulting Agreement Silver Rork-I)WC Case 24-11647-MFW Doc 9 Filed 08/12/24 Page 32 of 36 EXHIBIT C LEGAL DESCRIPTION THE LAND REFERRED TO HEREIN BELOW IS SITUATED IN THE CITY OF LA QUINTA, COUNTY OF RIVERSIDE, STATE OF CALIFORNIA, AND IS DESCRIBED AS FOLLOWS: PARCEL A: INTENTIONALLY DELETED PARCEL B: THAT PORTION OF PARCELS 4 AND 18 OF PARCEL MAP NO. 37207, IN THE CITY OF LA QUINTA, COUNTY OF RIVERSIDE, STATE OF CALIFORNIA, AS SHOWN BY A MAP FILED IN BOOK 242, PAGES 72 THROUGH 87, INCLUSIVE OF PARCEL MAPS, IN THE OFFICE OF THE COUNTY RECORDER OF SAID COUNTY, DESCRIBED AS FOLLOWS: LOT "C" OF LOT LINE ADJUSTMENT NO. 2020-0010, RECORDED JULY 15, 2021 AS INSTRUMENT NO. 2021- 0426711 OF OFFICIAL RECORDS OF RIVERSIDE COUNTY, STATE OF CALIFORNIA, AS DESCRIBED THEREIN. PORTION APNS 777-490-041, 777-490-036 AND 777-490-051 PARCEL C: THAT PORTION OF PARCEL 3 OF PARCEL MAP NO. 37207, IN THE CITY OF LA QUINTA, COUNTY OF RIVERSIDE, STATE OF CALIFORNIA, AS SHOWN BY A MAP FILED IN BOOK 242, PAGES 72 THROUGH 87, INCLUSIVE OF PARCEL MAPS, IN THE OFFICE OF THE COUNTY RECORDER OF SAID COUNTY, DESCRIBED AS FOLLOWS: LOT `B" OF LOT LINE ADJUSTMENT NO. 2020-0010, RECORDED JULY 16, 2021 AS INSTRUMENT NO. 2021- 0428113 OF OFFICIAL RECORDS OF RIVERSIDE COUNTY, STATE OF CALIFORNIA, AS DESCRIBED THEREIN. APN 777-490-037, 777-490-039 AND A PORTION OF 777-490-040 PARCEL D: INTENTIONALLY DELETED PARCEL E: INTENTIONALLY DELETED PARCEL F: INTENTIONALLY DELETED PARCEL G: THAT PORTION OF PARCELS 6 AND 7 OF PARCEL MAP NO. 37207, IN THE CITY OF LA QUINTA, COUNTY OF RIVERSIDE, STATE OF CALIFORNIA, AS SHOWN BY A MAP FILED IN BOOK 242, PAGES 72 THROUGH 87, INCLUSIVE OF PARCEL MAPS, IN THE OFFICE OF THE COUNTY RECORDER OF SAID COUNTY, DESCRIBED AS FOLLOWS: PARCEL "A" OF LOT LINE ADJUSTMENT NO. 2020-0005, RECORDED SEPTEMBER 2, 2021 AS INSTRUMENT NO. 2021-0527060 OF OFFICIAL RECORDS OF RIVERSIDE COUNTY, STATE OF CALIFORNIA, AS DESCRIBED THEREIN. 1 Case 24-11647-MFW Doc 9 Filed 08/12/24 Page 33 of 36 Order No.: 30081187-005-SM1 EXHIBIT C LEGAL DESCRIPTION (continued) PORTION APNS 777-490-043 AND 777-490-044 PARCEL H: THAT PORTION OF PARCELS 6, 7 AND 8 OF PARCEL MAP NO. 37207, IN THE CITY OF LA QUINTA, COUNTY OF RIVERSIDE, STATE OF CALIFORNIA, AS SHOWN BY A MAP FILED IN BOOK 242, PAGES 72 THROUGH 87, INCLUSIVE OF PARCEL MAPS, IN THE OFFICE OF THE COUNTY RECORDER OF SAID COUNTY, DESCRIBED AS FOLLOWS: PARCEL "B" OF LOT LINE ADJUSTMENT NO. 2020-0005, RECORDED SEPTEMBER 2, 2021 AS INSTRUMENT NO. 2021-0527060 OF OFFICIAL RECORDS OF RIVERSIDE COUNTY, STATE OF CALIFORNIA, AS DESCRIBED THEREIN. PORTION APNS 777-490-043, 777-490-044 AND 777-490-045 PARCEL I: THAT PORTION OF PARCELS 7 AND 8 OF PARCEL MAP NO. 37207, IN THE CITY OF LA QUINTA, COUNTY OF RIVERSIDE, STATE OF CALIFORNIA, AS SHOWN BY A MAP FILED IN BOOK 242, PAGES 72 THROUGH 87, INCLUSIVE OF PARCEL MAPS, IN THE OFFICE OF THE COUNTY RECORDER OF SAID COUNTY, DESCRIBED AS FOLLOWS: PARCEL "C" OF LOT LINE ADJUSTMENT NO. 2020-0005, RECORDED SEPTEMBER 2, 2021 AS INSTRUMENT NO. 2021-0527060 OF OFFICIAL RECORDS OF RIVERSIDE COUNTY, STATE OF CALIFORNIA, AS DESCRIBED THEREIN. PORTION APNS 777-490-044 AND 777-490-045 PARCEL J: PARCEL 5 AND LETTERED PARCELS D, E, F AND G OF PARCEL MAP NO. 37207, AS SHOWN BY A MAP FILED IN BOOK 242, PAGES 72 THROUGH 87, INCLUSIVE OF PARCEL MAPS, IN THE CITY OF LA QUINTA, COUNTY OF RIVERSIDE, STATE OF CALIFORNIA, IN THE OFFICE OF THE COUNTY RECORDER OF SAID COUNTY. RESERVING THEREFROM PARCELS 5 AND 12, ALL OIL, GAS, HYDROCARBON SUBSTANCES, AND MINERALS OF EVERY KIND AND CHARACTER LYING MORE THAN FIVE HUNDRED (500) FEET BELOW THE SURFACE, TOGETHER WITH THE RIGHT TO DRILL INTO, THROUGH, AND TO USE AND OCCUPY ALL PARTS OF THE PHASE 1A AND 1B PROPERTY LYING MORE THAN FIVE HUNDRED (500) FEET BELOW THE SURFACE THEREOF FOR ANY AND ALL PURPOSES INCIDENTAL TO THE EXPLORATION FOR AND PRODUCTION OF OIL, GAS, HYDROCARBON SUBSTANCES OR MINERALS FROM SAID PHASE 1A AND 1B PROPERTY OR OTHER LANDS, BUT WITHOUT, HOWEVER, ANY RIGHT TO USE EITHER THE SURFACE FROM SAID PHASE 1A AND 1B PROPERTY OR ANY PORTION THEREOF WITHIN FIVE HUNDRED (500) FEET OF THE SURFACE FOR ANY PURPOSE OR PURPOSES WHATSOEVER, OR TO USE THE PHASE 1A AND 1B PROPERTY IN SUCH A MANNER AS TO CREATE A DISTURBANCE TO THE USE OR ENJOYMENT OF THE PHASE 1A AND 1B PROPERTY, AS RESERVED BY THE CITY OF LA QUINTA, A CALIFORNIA MUNICIPAL CORPORATION AND CHARTER CITY, IN THE GRANT DEED RECORDED NOVEMBER 28, 2018, AS INSTRUMENT NO. 2018-0464674 AND RECORDED NOVEMBER 6, 2017, AS INSTRUMENT NO. 2017-0463950, BOTH OF OFFICIAL RECORDS. APN 777-490-042, APN 777-060-078, APN 777-490-053, APN 777-490-054, APN 777-490-055 2 Case 24-11647-MFW Doc 9 Filed 08/12/24 Page 34 of 36 EXHIBIT C LEGAL DESCRIPTION THE LAND REFERRED TO HEREIN BELOW IS SITUATED IN THE CITY OF LA QUINTA, IN THE COUNTY OF RIVERSIDE, STATE OF CALIFORNIA, AND IS DESCRIBED AS FOLLOWS: PARCEL A: LOTS 1 THROUGH 29 AND LETTERED LOTS A THROUGH L OF TRACT NO. 37730, IN THE CITY OF LA QUINTA, COUNTY OF RIVERSIDE, STATE OF CALIFORNIA, FILED IN BOOK. 479, PAGES 27 THROUGH 33 OF MAPS, IN THE OFFICE OF THE COUNTY RECORDER OF SAID COUNTY. EXCEPT ALL OIL, GAS, HYDROCARBON SUBSTANCES, AND MINERALS OF EVERY KIND AND CHARACTER LYING MORE THAN FIVE HUNDRED (500) FEET BELOW THE SURFACE, TOGETHER WITH THE RIGHT TO DRILL INTO, THROUGH, AND TO USE AND OCCUPY ALL PARTS OF THE PHASE 1A PROPERTY LYING MORE THAN FIVE HUNDRED (500) FEET BELOW THE SURFACE THEREOF FOR ANY AND ALL PURPOSES INCIDENTAL TO THE EXPLORATION FOR AND PRODUCTION OF OIL, GAS, HYDROCARBON SUBSTANCES OR MINERALS FROM SAID PHASE 1A PROPERTY OR OTHER LANDS, BUT WITHOUT, HOWEVER, ANY RIGHT TO USE EITHER THE SURFACE FROM SAID PHASE 1 A PROPERTY OR ANY PORTION THEREOF WITHIN FIVE HUNDRED (500) FEET OF THE SURFACE FOR ANY PURPOSE OR PURPOSES WHATSOEVER, OR TO USE THE PHASE 1A PROPERTY IN SUCH A MANNER AS TO CREATE A DISTURBANCE TO THE USE OR ENJOYMENT OF THE PHASE 1A PROPERTY, AS RESERVED BY THE CITY OF LA QUINTA, A CALIFORNIA MUNICIPAL CORPORATION AND CHARTER CITY, IN THE GRANT DEED RECORDED NOVEMBER 6, 2017, AS INSTRUMENT NO. 2017- 0463950 OF OFFICIAL RECORDS. Case 24-11647-MFW Doc 9 Filed 08/12/24 Page 35 of 36 EXHIBIT C LEGAL DESCRIPTION THE LAND REFERRED TO HEREIN BELOW IS SITUATED IN THE CITY THE COUNTY OF RIVERSIDE, STATE OF CALIFORNIA, AND IS DESCRIBED AS FOLLOWS: THAT PORTION OF PARCELS 9,10,11 AND 19 OF PARCEL MAP NO. 37207, IN THE CITY OF LA QUINTA, COUNTY OF RIVERSIDE, STATE OF CALIFORNIA, AS SHOWN BY A MAP FILED IN BOOK 242, PAGES 72 THROUGH 87, INCLUSIVE OF PARCEL MAPS, IN THE OFFICE OF THE COUNTYRECORDER OF SAID COUNTY, DESCRIBED AS FOLLOWS: PARCEL "A" OF LOT LINE ADJUSTMENT NO. 2020-0007, RECORDED AUGUST 20, 2021 AS INSTRUMENT NO. 2021-0500015 OF OFFICIAL RECORDS OF RIVERSIDE COUNTY, STATE OF CALIFORNIA, AS DESCRIBED THEREIN. Case 24-11647-MFW Doc 9 Filed 08/12/24 Page 36 of 36 EXHIBIT C LEGAL DESCRIPTION THE LAND REFERRED TO HEREIN BELOW IS SITUATED IN THE CITY OF LA QUINTA, COUNTY OF RIVERSIDE, STATE OF CALIFORNIA, AND IS DESCRIBED AS FOLLOWS: PARCEL 1: THAT PORTION OF PARCEL 10 OF PARCEL MAP NO. 37207, IN THE CITY OF LA QUINTA, COUNTY OF RIVERSIDE, STATE OF CALIFORNIA, AS SHOWN BY A MAP FILED IN BOOK 242, PAGES 72 THROUGH 87, INCLUSIVE OF PARCEL MAPS, IN THE OFFICE OF THE COUNTY RECORDER OF SAID COUNTY, DESCRIBED AS FOLLOWS: PARCEL "B" OF LOT LINE ADJUSTMENT NO. 2020-0007, RECORDED AUGUST 20, 2021 AS INSTRUMENT NO. 2021-0499856 OF OFFICIAL RECORDS OF RIVERSIDE COUNTY, STATE OF CALIFORNIA, AS DESCRIBED THEREIN. PORTION APN 777-060-083 PARCEL 2: THAT PORTION OF PARCEL 11 OF PARCEL MAP NO. 37207, IN THE CITY OF LA QUINTA, COUNTY OF RIVERSIDE, STATE OF CALIFORNIA, AS SHOWN BY A MAP FILED IN BOOK 242, PAGES 72 THROUGH 87, INCLUSIVE OF PARCEL MAPS, IN THE OFFICE OF THE COUNTY RECORDER OF SAID COUNTY, DESCRIBED AS FOLLOWS: PARCEL "C" OF LOT LINE ADJUSTMENT NO. 2020-0007, RECORDED AUGUST 20, 2021 AS INSTRUMENT NO. 2021-0499856 OF OFFICIAL RECORDS OF RIVERSIDE COUNTY, STATE OF CALIFORNIA, AS DESCRIBED THEREIN. PORTION APN 777-060-085 PARCEL 3: PARCEL 12 OF PARCEL MAP NO. 37207, AS SHOWN BY A MAP FILED IN BOOK 242, PAGES 72 THROUGH 87, INCLUSIVE OF PARCEL MAPS, IN THE CITY OF LA QUINTA, COUNTY OF RIVERSIDE, STATE OF CALIFORNIA, IN THE OFFICE OF THE COUNTY RECORDER OF SAID COUNTY. EXCEPTING THEREFROM, ALL OIL, GAS, HYDROCARBON SUBSTANCES, AND MINERALS OF EVERY KIND AND CHARACTER LYING MORE THAN FIVE HUNDRED (500) FEET BELOW THE SURFACE, TOGETHER WITH THE RIGHT TO DRILL INTO, THROUGH, AND TO USE AND OCCUPY ALL PARTS OF THE PHASE 1A AND 1B PROPERTY LYING MORE THAN FIVE HUNDRED (500) FEET BELOW THE SURFACE THEREOF FOR ANY AND ALL PURPOSES INCIDENTAL TO THE EXPLORATION FOR AND PRODUCTION OF OIL, GAS, HYDROCARBON SUBSTANCES OR MINERALS FROM SAID PHASE 1A AND 1B PROPERTY OR OTHER LANDS, BUT WITHOUT, HOWEVER, ANY RIGHT TO USE EITHER THE SURFACE FROM SAID PHASE 1A AND 1B PROPERTY OR ANY PORTION THEREOF WITHIN FIVE HUNDRED (500) FEET OF THE SURFACE FOR ANY PURPOSE OR PURPOSES WHATSOEVER, OR TO USE THE PHASE 1A AND 1B PROPERTY IN SUCH A MANNER AS TO CREATE A DISTURBANCE TO THE USE OR ENJOYMENT OF THE PHASE 1A AND 1B PROPERTY, AS RESERVED BY THE CITY OF LA QUINTA, A CALIFORNIA MUNICIPAL CORPORATION AND CHARTER CITY, IN THE GRANT DEED RECORDED NOVEMBER 28, 2018, AS INSTRUMENT NO. 2018-0464674 AND RECORDED NOVEMBER 6, 2017, AS INSTRUMENT NO. 2017-0463950, BOTH OF OFFICIAL RECORDS. APN 777-060-075 AND APN 777-060-078 1