BRER2019-0219BUILDING PERMIT
DESIGN & DEVELOPMENT
DEPARTMENT
78-495 CALLE TAMPICO
LA QUINTA, CALIFORNIA 92253
PHONE (760) 777-7125
WWW.LAQUINTACA.GOV
APPLIED DATE: 12/31/2019
ISSUED DATE: 12/31/2019
Permit Type:
Permit Number:
Property Address:
APN:
Legal Description
Property Zoning:
Valuation:
Re-Roof
78600 BRADFORD CIR
BRER2019-0219
604223039
$15,720.00
Owner:MALIA MONROE
78600 Bradford Cir., La Quinta, CA 92253
Applicant:Ryan Winkle
P.O. Box 476, Thousand Palms, CA 92276
Contractor:Ryan Winkle / 688062
P.O. Box 476, Thousand Palms, CA 92276
Declaration / Acknowledgement
PRIOR TO THE ISSUANCE OF THIS PERMIT FOR CONSTRUCTION, ALTERATION, IMPROVEMENT, DEMOLITION, OR REPAIR THE OWNER, APPLICANT AND/OR
CONTRACTOR UNDER PENALTY OF PERJURY HAVE AFFIRMED WHEN APPLICABLE, THROUGH THE SUBMITTAL OF FORMS OR BY OTHER ELECTRONIC MEANS, THE
FOLLOWING:
LICENSED CONTRACTOR OR OWNER-BUILDER DECLARATION (1 or 2)
1) They are licensed under provisions of Chapter 9 (commencing with
Section 7000) of Division 3 of the Business and Professions Code, and the
referenced
License is in full force and effect, or;
2) That they are exempt from the Contractors’ State License Law for the
reason(s) indicated by either (2)(a) and/or (2)(b), or (2)(c) where he or
she is exempt from licensure by a valid exemption. [Section 7031.5,
Business and Professions Code: Any city or county that requires a permit
to construct, alter, improve, demolish, or repair any structure, prior to its
issuance, also requires the applicant for the permit to file a signed
statement that he or she is licensed pursuant to the provisions of the
Contractors’ State License Law (Chapter (commencing with Section 7000)
of Division 3 of the Business and Professions
Code] Any violation of Section 7031.5 by any applicant for a permit
subjects the
applicant to a civil penalty of not more than five hundred dollars ($500).)
a) As owner of the property, or my employees with wages as their sole
compensation, will do all of or portions of the work, and the structure is
not intended or offered for sale (Section 7044, Business and Professions
Code: The Contractors’ State License Law does not apply to an owner of
property who, through employees’ or personal effort, builds or improves
the property, provided that the improvements are not intended or offered
for sale. If, however, the building or improvement is sold within one year of
completion, the Owner-Builder will have the burden of proving that it was
not built or improved for the purpose of sale.).
b) As owner of the property, will be exclusively contracting with licensed
c) Are exempt from licensure under the Contractors’ State License Law.
As an Owner-Builder, they acknowledge that, except for their personal
residence in which they must have resided in for at least one year prior to
completion of the improvements covered by this permit, they cannot legally
sell a structure built as an owner-builder if it has not been constructed in
its entirety by licensed contractors. It is understood that a copy of the
applicable law, Section 7044 of the Business and Professions Code, is
available upon request when this application was submitted at the
following Web site:
http://www.leginfo.ca.gov/calaw.html.
DECLARATION REGARDING CONSTRUCTION LENDING AGENCY (If
applicable)
A construction lender will be used for completion of the improvements
covered by this permit and the name and information of which is on file for
public inspection during the regular business hours of the public entity.
Failure of the applicant to indicate the construction lender on the
application does not relieve that person of the requirement to give the
construction lender preliminary notice from that duty.
WORKERS’ COMPENSATION DECLARATION (1, 2 or 3)
WARNING: FAILURE TO SECURE WORKERS’ COMPENSATION COVERAGE IS
UNLAWFUL, AND SHALL SUBJECT AN EMPLOYER TO CRIMINAL PENALTIES AND
CIVIL FINES UP TO ONE HUNDRED THOUSAND DOLLARS ($100,000), IN ADDITION
TO THE COST OF COMPENSATION, DAMAGES AS PROVIDED FOR IN SECTION
3706 OF THE LABOR CODE, INTEREST, AND ATTORNEY’S FEES.
1) Has and will maintain a certificate of consent to self-insure for workers’
compensation, issued by the Director of Industrial Relations as provided for
by Section 3700 of the Labor Code, for the performance of the work for
which this permit is issued.
2) Has and will maintain workers’ compensation insurance, as required by
Section 3700 of the Labor Code, for the performance of the work for which
this permit is issued.
3) Certifies that, in the performance of the work for which this permit is
issued, shall not employ any person in any manner so as to become subject
to the workers’ compensation laws of California, and agree that, if should
become subject to the workers’ compensation provisions of Section 3700 of
the Labor Code, shall forthwith comply with those provisions.
NOTICE TO APPLICANT (1, 2 and 3)
1) Each person upon whose behalf this application was made, each person
at whose request and for whose benefit work is being performed under or
pursuant to any permit issued as a result of this application, the owner, and
the applicant, each agrees to, and shall defend, indemnify and hold harmless
the City of La Quinta, its officers, agents, and employees for any act or
omission related to the work being performed under or following issuance of
this permit.
2) Any permit issued as a result of this application becomes null and void if
work is not commenced within 360 days from date of issuance of such
permit, or if cessation of work for 180 days will subject permit to
cancellation. On or after January 1, 2019, every permit issued shall become
invalid unless the work on the site authorized by such permit is commenced
within 12 months after its issuance, or if the work authorized on the site by
such permit is suspended or abandoned for a period of 12 months after the
time the work is commenced.
3) Certified that they read the application and state that the information
provided is correct. Agree to comply with all city and county ordinances and
state laws relating to building construction, and hereby authorize
representatives of this city to enter upon the above-mentioned property for
inspection purposes.
IMPORTANT: An Application for Permit was made to the Building Official,
subject to the conditions and restrictions set forth at the time of application,
which is now hereby an Issued Permit. If any part of the information being
supplied on this permit is inaccurate or untrue, please contact the City of La
Quinta at (760) 777-7125 immediately for correction.
Printed: 10/17/25 10:03 am Page 1 of 3
Permit Type:
Permit Number:
Property Address:
Re-Roof
BRER2019-0219
78600 BRADFORD CIR
BUILDING PERMIT
MONROE / 2,300SF REMODEL *** REROOF ENTIRE DWELLING USING EXISITING TILES. THIS PERMIT DOES NOT INCLUDE THE USE
OF ENTIRELY NEW TILES. PER 2016 CALIFORNIA ENERGY CODE.
Use of Permit
Construction Details
2300Re-Roof Area Square
Footage
Valuation Details
Type Group Sq Ft Value
Financial Information
Fee AmountFee Amount PaidInvoice No.
PERMIT-BRER2019-021
9
$109.48 RE-ROOF - FIRST 2,000SF PC $109.48
$1.00 BSAS SB1473 FEE $1.00
$12.88 RE-ROOF - EA ADDITIONAL 1,000SF $12.88
$5.00 TECHNOLOGY ENHANCEMENT FEE $5.00
$54.74 RE-ROOF - FIRST 2,000SF $54.74
$10.00 RECORDS MANAGEMENT FEE $10.00
$193.10 $193.10 Total for Invoice PERMIT-BRER2019-0219
Grand Total for Permit $193.10 $193.10
Workflow / Inspections
Workflow Step / Action Name Action Type Start Date End Date
Inspections v.1 12/31/2019 0:00
FINAL** v.1 Inspection
PRE-ROOF v.1 Inspection
Construction or work for which a permit is required shall be subject to inspection by the building official and such construction or work
shall remain visible and able to be accessed for inspection purposes until approved. Approval as a result of an inspection shall not be
construed to be an approval of a violation of the provisions of the applicable code and other ordinances of the jurisdiction. Inspections
presuming to give authority to violate or cancel the provisions of the applicable code and other ordinances of the jurisdiction shall not be
valid. It shall be the duty of the owner or the owner's authorized agent to cause the work to remain visible and able to be accessed for
inspection purposes. Neither the building official nor the jurisdiction shall be liable for expense entailed in the removal or replacement of
any material required to allow inspection.
It shall be the duty of the holder of the building permit or their duly authorized agent to notify the building official when work is ready for
inspection. It shall be the duty of the permit holder to provide access to and means for inspections of such work that are required by this
code.
Inspections
Printed: 10/17/25 10:03 am Page 2 of 3
Permit Type:
Permit Number:
Property Address:
Re-Roof
BRER2019-0219
78600 BRADFORD CIR
BUILDING PERMIT
A building or structure shall not be used or occupied in whole or in part, and a change of occupancy of a building or structure or portion
thereof shall not be made, until the building official has issued a certificate of occupancy therefor as provided herein. Issuance of a
certificate of occupancy shall not be construed as an approval of a violation of the provisions of the applicable code and other ordinances
of the jurisdiction. Certificates presuming to give authority to violate or cancel the provisions of this code or other ordinances of the
jurisdiction shall not be valid.
Certificate of Occupancy
A person shall not make connections from a utility, a source of energy, fuel, or power, or a water system or sewer system to any building
or system that is regulated by the applicable code and other ordinances of the jurisdiction for which a permit is required, until approved by
the building official.
Service Utilities
Printed: 10/17/25 10:03 am Page 3 of 3
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A CRRC product rating describes the radiative performance of a roofing material; it does not indicate a ranking or approval. A product’s
placement on the Rated Products Directory (Directory) does not mean that the product is “cool” as defined by any particular code or
program. Only products with active ratings can be found on the Directory.
An asterisk (*) next to a product rating indicates a CRRC Rapid Rating.
Read More
CRRC PROD. ID MANUFACTURER BRAND AND MODEL PRODUCT TYPECOLOR SOLAR REFLECTANCE THERMAL EMITTANCESRI MORE INFO
INITIAL 3 YEAR INITIAL 3 YEAR INITIAL 3 YEAR
0918-0034 EAGLE Roofing
Products
Ramona Bel Air 4578 | Ramona
Capistrano 3578 | Ramona
Malibu 2578 | San Gabriel
Blend SMC 8816 | San Garbriel
Blend SMM 8816 | San Gabriel
Blend SCB 8816
Tile Red 0.15 0.18 0.93 0.91 14 17 +
0918-0034 SHOW FILTERS
COOL ROOF RATING COUNCIL 2435 N. Lombard St.
Portland, OR 97217
TEL (866) 465-2523 EMAIL: info@coolroofs.org
Certificate 3146.01
STATE OF CALIFORNIA
Prescriptive Residential Alterations That Do Not Require HERS Field Verification
CEC-CF1R-ALT-05-E (Revised 07/17) CALIFORNIA ENERGY COMMISSION
CERTIFICATE OF COMPLIANCE CF1R-ALT-05-E
Prescriptive Residential Alterations That Do Not Require HERS Field Verification (Page 1 of 8)
Project Name: Date Prepared:
CA Building Energy Efficiency Standards - 2016 Residential Compliance July 2017
This compliance document is only applicable to simple alterations that do not require HERS verification for compliance. When HERS verification is required, a CF1R-ALT-01 shall first be registered
with a HERS Provider Data Registry.
Alterations to Space Conditioning Systems that are exempt from HERS verification requirements may use the CF1R-ALT-05 and CF2R- ALT-05 Compliance Documents. Possible exemptions from duct
leakage testing include: less than 40 ft of ducts were added or replaced; or the existing duct system was insulated with asbestos; or the existing duct system was previously tested and passed by a
HERS Rater. If space conditioning systems are altered and are not exempt from HERS verification, then a CF1R-ALT-02 must be completed and registered with a HERS Provider Data Registry.
Alterations that utilize close Cell Spray Polyurethane Foam (ccSPF) with a density of 1.5 to less than 2.5 pounds per cubic foot having an R-value other than 5.8 per inch, or Open Cell Spray
Polyurethane Foam (ocSPF) with a density of 0.4 to less than 1.5 pounds per cubic foot having an R-value of 3.6 per inch, shall complete and register a CF1R-ALT-01 with a HERS Provider Data
Registry.
If more than one person has responsibility for installation of the items on this certificate, each person shall prepare and sign a certificate applicable to the portion of construction for which they are
responsible. Alternatively, the person with chief responsibility for construction shall prepare and sign this certificate for the entire construction. All applicable Mandatory Measures shall be met.
Temporary labels shall not be removed before verification by the building inspector.
A. General Information
01 Project Name: 02 Date Prepared:
03 Project Location: 04 Building Front Orientation (deg or cardinal):
05 CA City: 06 Number of Altered Dwelling Units:
07 Zip Code: 08 Fuel Type:
09 Climate Zone: 10 Total Conditioned Floor Area (ft2):
11 Building Type: 12 Slab Area (ft2):
13 Project Scope:
STATE OF CALIFORNIA
Prescriptive Residential Alterations That Do Not Require HERS Field Verification
CEC-CF1R-ALT-05-E (Revised 07/17) CALIFORNIA ENERGY COMMISSION
CERTIFICATE OF COMPLIANCE CF1R-ALT-05-E
Prescriptive Residential Alterations That Do Not Require HERS Field Verification (Page 2 of 8)
Project Name: Date Prepared:
CA Building Energy Efficiency Standards - 2016 Residential Compliance July 2017
B. Building Insulation Details (Section 150.2(b)1)
01 02 03 04 05 06 07 08 09 10 11
Tag/ID Assembly Type
Frame
Type
Frame
Depth
(inches)
Frame
Spacing
(inches)
Proposed Required
Comments
Cavity
R-value
Continuous
Insulation
R-value U-factor
Appendix JA4
Reference
U-Factor Table Cell
STATE OF CALIFORNIA
Prescriptive Residential Alterations That Do Not Require HERS Field Verification
CEC-CF1R-ALT-05-E (Revised 07/17) CALIFORNIA ENERGY COMMISSION
CERTIFICATE OF COMPLIANCE CF1R-ALT-05-E
Prescriptive Residential Alterations That Do Not Require HERS Field Verification (Page 3 of 8)
Project Name: Date Prepared:
CA Building Energy Efficiency Standards - 2016 Residential Compliance July 2017
C. Roof Replacement (Prescriptive Alteration, Section 150.2(b)1H)
01 02 03 04 05 06 07 08 09 10 11 12 13
Method of
Compliance
Roof
Pitch Exception
CRRC Product ID
Number Product Type
R-value
Deck
Insulation
Proposed Minimum Required
Initial Solar
Reflectance
Aged Solar
Reflectance
Thermal
Emittance
SRI
(Optional)
Aged Solar
Reflectance
Thermal
Emittance
SRI
(Optional)
NOTES:
• Roof area covered by building integrated photovoltaic panels and solar thermal panels are exempt from the above Cool Roof requirements.
• Liquid field applied coatings must comply with installation criteria from section 110.8(i)4.
D. Fenestration/Glazing Allowed Areas and Efficiencies (Section 150.2(b)1)
01 02 03 04 05 06 07
Alteration
Type
Maximum
Allowed
Fenestration
Area For All
Orientations
(ft2)
Maximum
Allowed West-
Facing
Fenestration
Area Only
(ft2)
Existing
Fenestration
Area for All
Orientations
(ft2)
Existing West-
Facing
Fenestration
Area
(ft2)
Maximum
Allowed
U-factor
(Windows)
Maximum
Allowed
U-factor
(Skylights)
Maximum
Allowed
SHGC
(Windows)
Maximum
Allowed
SHGC
(Skylights) Comments
STATE OF CALIFORNIA
Prescriptive Residential Alterations That Do Not Require HERS Field Verification
CEC-CF1R-ALT-05-E (Revised 07/17) CALIFORNIA ENERGY COMMISSION
CERTIFICATE OF COMPLIANCE CF1R-ALT-05-E
Prescriptive Residential Alterations That Do Not Require HERS Field Verification (Page 4 of 8)
Project Name: Date Prepared:
CA Building Energy Efficiency Standards - 2016 Residential Compliance July 2017
E. Fenestration Proposed Areas and Efficiencies – Add (Section 150.2(b)1A)
01 02 03 04 05 06 07 08 09 10 11 12 13 14
Tag/ID Fenestration
Type
Frame
Type
Dynamic
Glazing
Orientation
N, S, W, E
Number
of
Panes
Proposed
Fenestration
Area ft2
Proposed West
Facing
Fenestration
Area ft2
Proposed
U-factor Source Proposed
SHGC Source
Exterior
Shading
Device
Combined
SHGC from
CF1R-ENV-03
15 Total Proposed Fenestration Area
16 Maximum Allowed Fenestration Area
17 Compliance Statement Existing + Proposed Fenestration Area ≤ Maximum Allowed Fenestration Area Yes No
18 Total Proposed West-Facing Fenestration Area
19 Maximum Allowed West-Facing Fenestration Area
20 Compliance Statement Existing + Proposed West-Facing Fenestration Area ≤ Maximum Allowed West-Facing Fenestration Area Yes No
21 Proposed Fenestration U-factor (Windows)
22 Required Fenestration U-factor (Windows)
23 Compliance Statement Proposed Fenestration U-factor ≤ Required Fenestration U-factor Yes No
24 Proposed Fenestration SHGC (Windows)
25 Required Fenestration SHGC (Windows)
26 Compliance Statement Proposed Fenestration SHGC ≤ Required Fenestration SHGC Yes No
27 Proposed Fenestration U-factor (Skylights)
28 Required Fenestration U-factor (Skylights)
29 Compliance Statement Proposed Fenestration U-factor ≤ Required Fenestration U-factor Yes No
30 Proposed Fenestration SHGC (Skylights)
31 Required Fenestration SHGC (Skylights)
32 Compliance Statement Proposed Fenestration SHGC ≤ Required Fenestration SHGC Yes No
STATE OF CALIFORNIA
Prescriptive Residential Alterations That Do Not Require HERS Field Verification
CEC-CF1R-ALT-05-E (Revised 07/17) CALIFORNIA ENERGY COMMISSION
CERTIFICATE OF COMPLIANCE CF1R-ALT-05-E
Prescriptive Residential Alterations That Do Not Require HERS Field Verification (Page 5 of 8)
Project Name: Date Prepared:
CA Building Energy Efficiency Standards - 2016 Residential Compliance July 2017
F. Fenestration/Glazing Proposed Areas and Efficiencies – Replace (Section 150.2(b)1B)
01 02 03 04 05 06 07 08 9 10 11 12 13 14
Tag/
ID
Fenestration
Type
Frame
Type
Dynamic
Glazing
Orientation
N, S, W, E
Area
Removed
(ft2)
Area
Added
(ft2)
Net
Added
Area (ft2) U-factor Source
SHGC Source
Exterior
Shading
Device
Combined SHGC
from
CF1R-ENV-03
15 Net Added West-facing Fenestration Area
16 Is Net Added Fenestration Area ≤ for west-facing fenestration? Yes
No
17 Net Added Fenestration Area (all orientations)
18 Is Net Added Fenestration Area ≤ 0 for all orientations? Yes
No
19 Proposed Fenestration U-factor (Windows)
20 Required Fenestration U-factor (Windows)
21 Is the proposed Fenestration U-factor ≤ the Required Fenestration U-factor? Yes
No
22 Proposed Fenestration SHGC (Windows)
23 Required Fenestration SHGC (Windows)
24 Is the Proposed Fenestration SHGC ≤ the Required Fenestration SHGC? Yes
No
25 Proposed Fenestration U-factor (Skylights)
26 Required Fenestration U-factor (Skylights)
27 Is the proposed Fenestration U-factor ≤ the Required Fenestration U-factor? Yes
No
28 Proposed Fenestration SHGC
29 Required Fenestration SHGC
30 Is the Proposed Fenestration SHGC ≤ the Required Fenestration SHGC? Yes
No
STATE OF CALIFORNIA
Prescriptive Residential Alterations That Do Not Require HERS Field Verification
CEC-CF1R-ALT-05-E (Revised 07/17) CALIFORNIA ENERGY COMMISSION
CERTIFICATE OF COMPLIANCE CF1R-ALT-05-E
Prescriptive Residential Alterations That Do Not Require HERS Field Verification (Page 6 of 8)
Project Name: Date Prepared:
CA Building Energy Efficiency Standards - 2016 Residential Compliance July 2017
G. Space Conditioning (SC) Systems – Heating/Cooling (Prescriptive Section 150.2(b))
Alterations to Space Conditioning Systems shall be exempt from HERS verification requirements as prerequisite for use of the CF1R-ALT-05 and CF2R- ALT-05 Compliance Documents. If new space
conditioning systems are installed or existing systems are altered and are not exempt from HERS verification, then a CF1R-ALT-01 shall be completed and registered with a HERS Provider Data
Registry. In each row below for each dwelling unit in the building, check the box that indicates the exemption from HERS verification compliance:
a: space conditioning system was not altered;
b: less than 40 ft of ducts were added or replaced;
c: (exempt from duct leakage testing) if: the existing duct system was insulated with asbestos;
d: (exempt from duct leakage testing) if: the existing duct system was previously tested and passed by a HERS Rater.
01 02 03 04
Dwelling Unit Name SC System Identification or Name SC System Location or Area Served Exemption from HERS Verification
a b c d
a b c d
a b c d
a b c d
a b c d
a b c d
a b c d
a b c d
a b c d
a b c d
a b c d
a b c d
a b c d
a b c d
STATE OF CALIFORNIA
Prescriptive Residential Alterations That Do Not Require HERS Field Verification
CEC-CF1R-ALT-05-E (Revised 07/17) CALIFORNIA ENERGY COMMISSION
CERTIFICATE OF COMPLIANCE CF1R-ALT-05-E
Prescriptive Residential Alterations That Do Not Require HERS Field Verification (Page 7 of 8)
Project Name: Date Prepared:
CA Building Energy Efficiency Standards - 2016 Residential Compliance July 2017
H. Water Heating Systems (Section 150.2(b)1G)
01 02 03 04 05 06 07 08 09 10 11 12 13 14 15
Dwelling Unit
Name
Water Heating
System
Identification or
Name
Water Heating
System Location
or Area Served
Water
Heating
System
Type
Water
Heater
Type
# of
Water
Heaters
in System
Water
Heater
Storage
Volume
(gal) Fuel Type
Rated
Input
Type
Rated
Input
Value
Heating
Efficiency
Type
Heating
Efficiency
Value
Standby
Loss
(%)
Exterior
Insulation
R-Value
Back-Up
Solar
Savings
Fraction
STATE OF CALIFORNIA
Prescriptive Residential Alterations That Do Not Require HERS Field Verification
CEC-CF1R-ALT-05-E (Revised 07/17) CALIFORNIA ENERGY COMMISSION
CERTIFICATE OF COMPLIANCE CF1R-ALT-05-E
Prescriptive Residential Alterations That Do Not Require HERS Field Verification (Page 8 of 8)
Project Name: Date Prepared:
CA Building Energy Efficiency Standards - 2016 Residential Compliance July 2017
DOCUMENTATION AUTHOR'S DECLARATION STATEMENT
1. I certify that this Certificate of Compliance documentation is accurate and complete.
Documentation Author Name: Documentation Author Signature:
Company: Signature Date:
Address: CEA/ HERS Certification Identification (if applicable):
City/State/Zip: Phone:
RESPONSIBLE PERSON'S DECLARATION STATEMENT
I certify the following under penalty of perjury, under the laws of the State of California:
1. The information provided on this Certificate of Compliance is true and correct.
2. I am eligible under Division 3 of the Business and Professions Code to accept responsibility for the building design or system design identified on this Certificate of Compliance (responsible
designer).
3. That the energy features and performance specifications, materials, components, and manufactured devices for the building design or system design identified on this Certificate of
Compliance conform to the requirements of Title 24, Part 1 and Part 6 of the California Code of Regulations.
4. The building design features or system design features identified on this Certificate of Compliance are consistent with the information provided on other applicable compliance documents,
worksheets, calculations, plans and specifications submitted to the enforcement agency for approval with this building permit application.
5. I will ensure that a registered copy of this Certificate of Compliance shall be made available with the building permit(s) issued for the building, and made available to the enforcement agency
for all applicable inspections. I understand that a registered copy of this Certificate of Compliance is required to be included with the documentation the builder provides to the building
owner at occupancy.
Responsible Designer Name: Responsible Designer Signature:
Company : Date Signed:
Address: License:
City/State/Zip: Phone:
For assistance or questions regarding the Energy Standards, contact the Energy Hotline at: 1-800-772-3300.
CERTIFICATE OF COMPLIANCE – USER INSTRUCTIONS CF1R-ALT-05-E
Prescriptive Residential Alterations That Do Not Require HERS Field Verification (Page 1 of 15)
CA Building Energy Efficiency Standards - 2016 Residential Compliance July 2017
CF1R-ALT-05-E User Instructions
NOTE: If more space is needed, print a duplicate page and fill in.
Minimum requirements for prescriptive alteration compliance can be found in Building Energy Efficiency Standards Section 150.2(b)1.
Completing these forms will require that you have the Reference Appendices for the 2016 Building Energy Efficiency Standards (P400-2015-037).
This document contains the Joint Appendices which are used to determine climate zone and to complete the section for opaque surfaces. When
the term CF1R is used it means the CF1R-ALT-05. Worksheets are identified by their entire name and subsequently by only the worksheet number,
such as ENV-02.
Instructions for sections with column numbers and row letters are given separately.
If any part of the alteration does not comply, prescriptive compliance fails, in which case the performance compliance approach must be used in an
attempt to achieve compliance.
A. General Information
1. Project Name: Identifying information, such as owner’s name.
2. Date Prepared: Date of document preparation.
3. Project Location: Legal street address of property or other applicable identifying information.
4. Building Front Orientation: Building front orientation expressed in degrees, where North = 0, East = 90, South = 180, and West = 270.
Indicate cardinal if it is a subdivision or multi-family project built in multiple orientations. The standards (section 100.1) include the
following additional details for determining orientation:
• Cardinal covers all orientations (for buildings that will be built in multiple orientations);
• North is oriented to within 45 degrees of true north, including 45 degrees east of north;
• East is oriented to within 45 degrees of true east, including 45 degrees south of east;
• South is oriented to within 45 degrees of true south, including 45 degrees west of south;
• West is oriented to within 45 degrees of true west, including 45 degrees north of west.
5. CA City: Legal city/town of property.
6. Number of Altered Dwelling Units: 1 for single-family, 1 or more for multifamily.
7. Zip Code: 5-digit zip code for the project location (used to determine climate zone).
8. Fuel Type: Natural Gas, Liquefied Propane Gas, or Electricity.
CERTIFICATE OF COMPLIANCE – USER INSTRUCTIONS CF1R-ALT-05-E
Prescriptive Residential Alterations That Do Not Require HERS Field Verification (Page 2 of 15)
CA Building Energy Efficiency Standards - 2016 Residential Compliance July 2017
NOTE: Prescriptive compliance only allows electricity if natural gas is not connected to the building, or if the conditions of Section
150.2(b)1Giic or 150.2(b)1Giid are met. See instruction at section H for more information.
9. Climate Zone: From Joint Appendix JA2.1.1.
10. Total Conditioned Floor Area: Enter the new conditioned floor area in ft2, as measured from the outside of exterior walls of the dwelling
unit or building being altered.
11. Building Type: Single Family (includes duplex), or Multi-Family (a building that shares common walls and common floors or ceilings).
12. Slab Area: Area of the first floor slab (if any) in ft2.
13. Project Scope: Insulation, Roof Replacement, Fenestration/Glazing, Heating System, Cooling System, Duct System, and/or Water Heating
System alteration.
B. Building Insulation Details (Section 150.2(b)1)
1. Tag/ID: A label (if any) from the plans, such as A1.4 or wall.
2. Assembly Type: Roof, Ceiling, Wall, or Floor.
3. Frame Type: Wood or Metal.
4. Frame Depth: Nominal dimensions of framing material in inches such as 2x4, 2x6, 2x8, 2x10.
5. Frame Spacing: 16, 24, or 48 inches on center.
6. Proposed Cavity R-value: Insulation installed between framing.
Proposed Continuous Insulation R-value: R-value of rigid or continuous insulation (not interrupted by framing). See Table 4.3.4. of Reference
Appendices for metal frame construction.
NOTE: Section 110.8(d) specifies that if adding insulation to an existing attic, the resulting attic insulation must total R-22. However,
the amount of insulation required is limited to the amount of room available for insulation without conflicting with Building
Code Section 1203.2.
7. Proposed U-factor: The U-factor for the entire wall, roof or floor assembly.
8. Appendix JA4 Reference Table: Table number used to determine the R-value or U-factor (e.g., an attic assembly is 4.2.1).
9. Appendix JA4 Reference Cell: Cell number used to determine the R-value or U-factor (e.g., an R-38ceiling with 24-inch on center framing is
A21).
10. Required U-factor: From the mandatory requirements in Sections 110.8 and 150.0.
11. Comments: Any notes regarding location, unique conditions, or attachments.
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C. Roof Replacement (Prescriptive Alteration, Section 150.2(b)1H)
When 50% or more of the roof is being replaced the roofing requirements are triggered. Any areas of roof covered by building integrated
photovoltaic panels and solar thermal panels (the area of roof not covered by photovoltaic panels would still need to meet any applicable cool roof
requirements). Additionally, there are many alternatives/exceptions to when a cool roof is required.
When the roof is steep slope (pitch greater than 2:12) the roof requirements include a cool roof in climate zones 10-15. The minimum requirement
is 0.20 Aged Solar Reflectance, 0.75 Thermal Emittance, or a minimum SRI of 16.
1. Method of Compliance: Indicate if the method of compliance is going to be based on Aged Solar Reflectance and Thermal Emittance, the
Solar Reflectance Index (SRI), or an Exception.
2. Roof Pitch: Expressed as 4:12, for example, which means the roof rises 4 foot within a span of 12 feet. When roofs have multiple pitches the
requirements are based on the pitch of 50% or more of the roof.
3. Exception: If meeting one of the exceptions. Indicate which exception is, or will be, met.
EXCEPTIONS AND ALTERNATIVES FOR STEEP SLOPE ROOFS:
(a) Mass roof 25 lbs/ft2 or greater (uncommon situation such as sod roof);
(b) Air space 1” from top of roof deck to bottom of roofing;
(c) Roofing product has a profile ratio of rise to width of 1 to 5 for 50 percent or greater of the width of the roofing product;
(d) Ducts already meet Section 150.1(c) insulation and duct leakage requirements;
(e) Roof has R-38 insulation;
(f) Roof has a radiant barrier;
(g) No ducts are installed in the attic; or
(h) R-2 insulation above the roof deck.
In climate zones 13 & 15, when there is a low slope roof (pitch 2:12 or less) the cool roof requirements are for a minimum Aged Solar Reflectance
of 0.63, a minimum 0.75 Thermal Emittance, or a minimum SRI of 75.
EXCEPTIONS AND ALTERNATIVES FOR LOW SLOPE ROOFS:
(a) Mass roof 25 lbs/ft2 or greater (uncommon situation such as sod roof);
(b) No ducts are installed in the attic; or
(c) Roof deck insulation—by installing roof deck insulation, a lower aged solar reflectance is required: R-2 (0.62-0.60), R-4 (0.59-
0.55), R-6 (0.54-0.50), R-8 (0.49-0.45), R-12 (0.44-0.40), R-16 (0.39-0.35), R-20 (0.34-0.30), R-24 (0.29-0.25).
NOTE: If one of the exceptions above has been selected then the rest of Section C. is Not Required.
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4. CRRC Product ID Number: The CRRC Product ID Number is obtained from the Cool Roof Rating Council’s Rated Product Directory at
www.coolroofs.org/products/results . Products are listed by manufacturer, brand, type of installation, roofing material, and color, as well as
product performance.
5. Product type: See Cool Roof Rating Council’s directory. Generally product types include single-ply roof, wood shingles, asphalt roof, metal
roof, tile roof.
6. R-value Deck Insulation: If one of the exceptions selected includes adding roof deck insulation, indicate the R-value of the insulation.
7. Proposed Initial Solar Reflectance: Based on the product chosen from the Cool Roof Rating Council’s Rated Product Directory. If using
default assumption indicate N/A since the Aged Solar Reflectance is available.
8. Proposed Aged Solar Reflectance: Value is from the Cool Roof Rating Council’s Rated Product Directory. If the aged value is not available,
calculate the Aged Solar Reflectance using the Solar Reflectance Index (SRI) Calculator located on the California Energy Commission website
or the aging equation ρaged=[0.2+β[ρinitial-0.2], where ρinitial = the initial solar reflectance and soiling resistance β is listed by product type
below.
VALUES OF SOILING RESISTANCE β BY PRODUCT TYPE
Product Type CRRC Product Category β
Field-Applied Coating
Field-Applied Coating 0.65
Other
Not A Field-Applied Coating 0.70
9. Proposed Thermal Emittance: From the product specification default value. If using a calculated SRI place the Thermal Emittance used to
calculate SRI.
10. Proposed SRI: It is optional to meet the SRI but if chosen to do so, use the Solar Reflectance Index (SRI) Calculator found on the California
Energy Commission website http://energy.ca.gov/title24/2016standards/.
11. Minimum Required Aged Solar Reflectance: Based on climate zone and roof slope.
12. Minimum Required Thermal Emittance: Based on climate zone and roof slope.
13. Minimum Required SRI: Based on climate zone and roof slope.
NOTE: If the cool roofing requirements will be met by a liquid field applied coating, Section 110.8(i)4 requires the coating be applied
across the entire roof surface and meet the dry mil thickness or coverage recommended by the manufacturer.
CERTIFICATE OF COMPLIANCE – USER INSTRUCTIONS CF1R-ALT-05-E
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D. Fenestration/Glazing Allowed Areas and Efficiencies
The Alteration and Fenestration Type will affect how the standards apply and whether the fenestration area is limited. Percentages are determined
as Conditioned Floor Area x 0.20 = total ft2 of fenestration allowed (20%). Depending on the climate zone, if west-facing fenestration is limited (in
climate zones 2, 4, 6-16), it is limited to a maximum of 5%. The overall total fenestration area is limited to 20%, not 25%. Fenestration areas are
expressed in square feet, not square inches.
1. Alteration Type: Indicate the type of fenestration alteration - adding fenestration/glazing, replacing fenestration/glazing, adding
fenestration/glazing ≤ 75 ft2 windows, replacing fenestration/glazing ≤ 75 ft2 window, adding fenestration/glazing ≤ 16 ft2 skylight and or
replacing fenestration/glazing skylights
2. Maximum Allowed Fenestration Area for All Orientations (ft2): The maximum allowed fenestration area is 20%. Depending on the type of
fenestration and the alteration type, this field may have values such as 75 ft2 or 16 ft2.
3. Maximum Allowed West-Facing Fenestration Area Only: The Maximum Allowed West-Facing Fenestration Area is 5% of the conditioned
floor area (used in climate zones 2, 4, and 6-16).
NOTE: (1) If adding fenestration/glazing ≤ 16 ft2 skylight, enter NA
(2) West includes any vertical fenestration oriented to within 45 degrees of true west, including 45 degrees south of west. For
skylights, west also includes any skylight area facing any direction with a pitch of less than 1:12
4. Existing Fenestration Area for All Orientations: Enter the area, in square feet, of the existing fenestration/glazing.
Existing West-Facing Fenestration Area: Enter the area, in square feet, of the existing west-facing fenestration/glazing. If project has no
existing west-facing fenestration then enter “0”.
5. Maximum Allowed U-factor: Maximum U-factor from Table 150.1-A, Package A. This field will almost always be 0.32 unless the U-factor will
be the area weighted average, CF1R-ENV-02-E, with other higher fenestration windows. For skylights this will be 0.55.
NOTE: (1) If meeting Exception 2 to Section 150.2(b)1A (adding ≤ 16 ft2 skylights), enter 0.55.
(2) If meeting Exception 1 to Section 150.2(b)1B (replacing ≤ 75 ft2 windows), enter 0.40.
(3) If meeting Exception 2 to Section 150.2(b)1B (replacing skylights), enter 0.55.
6. Maximum Allowed SHGC: Maximum SHGC from Package A or Table 150.1-A, Package A. This field will almost always be either 0.25 or N/A,
depending on climate zone. N/A means there is no maximum SHGC required in this climate zone. The SHGC will be the area weighted
average, CF1R-ENV-02-E, with other higher fenestration windows. For skylights this will be 0.30.
NOTE: (1) If meeting Exception 2 to Section 150.2(b)1A (adding ≤ 16 ft2 skylights), enter 0.30.
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(2) If meeting Exception 1 to Section 150.2(b)1B (replacing ≤ 75 ft2 windows), enter 0.35.
(3) If meeting Exception 2 to Section 150.2(b)1B (replacing skylights), enter 0.30.
7. Comments: Note any special location or comment here.
E. Fenestration/Glazing Proposed Areas and Efficiencies - Add (Section 150.2(b)1A)
1. Tag/ID: A label (if any) from the plans, such as W1.
2. Fenestration Type: Indicate the type of fenestration construction e.g., Fixed Window, Operable Window, or Skylight.
NOTE: Doors with glazing are counted in one of two ways. A door with 50% or more glazing is counted as the entire door area. A door
with less than 50% glazing can be counted as the entire door area or can be calculated as the actual glass area with a 2-inch
(0.17 ft2) frame all around.
3. Frame type: Metal, metal thermal break, or non-metal.
4. Dynamic Glazing: Indicated if the fenestration has integrated shading device, chromogenic glazing or none for no dynamic glazing.
Chromogenic glazing shall be considered separately from other fenestration types.
5. Orientation (North, East, South, West): The definitions in the Energy Efficiency Standards include these specific details -
• North is oriented to within 45 degrees of true north, including 45 degrees east of north;
• East is oriented to within 45 degrees of true east, including 45 degrees south of east;
• South is oriented to within 45 degrees of true south, including 45 degrees west of south;
• West is oriented to within 45 degrees of true west, including 45 degrees north of west.
NOTE: Skylights in a roof pitch greater than 1:12 can be included as facing the same orientation as that portion of the roof angle. If the
skylight is in a roof with a pitch less than 1:12, the skylight is assumed to face west.
6. Number of Panes: Indicate the number of panes for each Tag/ID; is it single, double, or triple pane window?
7. Proposed Fenestration Area (ft2): Indicate the area (in square feet) of each exterior fenestration type, excluding west-facing fenestration.
8. Proposed West Facing Fenestration Area (ft2): In climate zones 2, 4, 6-16, indicate the area (in square feet) of each exterior west-facing
fenestration type separately.
NOTE: Skylights installed in a roof with pitch less than 1:12 are considered to face west.
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9. U-factor: Enter (a) the NFRC U-factor based on the proposed brand and type of fenestration using National Fenestration Rating Council
(www.nfrc.org) certified values, (b) the default value from Table 110.6-A or Equation NA6-1, or (c) the weighted average U-factor calculated
on form CF1R-ENV-02-E.
For the exceptions, up to 3 ft2 of tubular skylights and up to 3 ft2 of glazing in a door enter N/A, and for up to 16 ft2 of skylight, enter 0.55. If
any products (other than the exceptions) have a higher U-factor than 0.32, first complete a form CF1R-ENV-02 to calculate the area-
weighted average U-factor and attach it to this CF1R.
NOTE: Dynamic glazing is a glazing system that changes its performance U-factor and SHGC based on the physical environment.
Dynamic glazing includes chromogenic glazing or integrated shading systems (this does not include internally or externally
mounted shading devices). If using dynamic glazing, use the lowest tested U-factor and SHGC in Columns 9 and 11.
10. Source: NFRC, Table 110.6-A, or Equations NA6-1. The source of the U-factor data for the fenestration product.
11. SHGC: In climate zones 2, 4, 6-16 enter the SHGC from (a) NFRC-rated certification information, or (b) default value from Table 110.6-B or
Equation NA6-2, or (c) the weighted average SHGC calculated on form CF1R-ENV-02.
For the exceptions – up to 3ft2 of tubular skylights and up to 3ft2 of glazing in a door, enter N/A; up to 16ft2 of skylight, enter 0.30. If any
products (other than the exceptions) have a higher SHGC than required by Package A, first complete a form CF1R-ENV-02 to calculate the
area-weighted average SHGC and attach it to this CF1R.
12. Source: NFRC, Table 110.6-B, or Equations NA6-2. The source of the SHGC data for the fenestration product.
13. Exterior Shading Device: If exterior shading devices are used to meet the SHGC requirement, indicate the type of device (from Table S-1 of
CF1R-ENV-03 Solar Heat Gain Coefficient Worksheet) and attach an ENV-03.
NOTES:
(1) An exterior shading device is not used for products with an NFRC rated U-factor and SHGC based on a factory integrated
shading device.
(2) If using an overhang for south-facing glazing, the glazing must be fully shaded at solar noon on August 21 and substantially
exposed to direct sunlight at solar noon on December 21 (see Residential Manual, Section 3.5.5).
14. Combined SHGC from CF1R-ENV-03: If exterior shading devices are combined with the SHGC value of the fenestration to meet the
prescriptive SHGC requirements (as indicated by a value in column E. 13), indicate the SHGC calculated on form CF1R-ENV-03 and attach the
form for each window with an exterior shading device.
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To determine compliance with allowable fenestrations areas and efficiencies, complete rows 15-32.
15. Total Proposed Fenestration Area: Enter the sum of the existing (D04a) and proposed fenestration areas for all orientations (E07 + E08). For
project scopes: Add Fenestration/Glazing ≤ 75 ft2 and/or Add Fenestration/Glazing ≤ 16 ft2, enter NA.
16. Maximum Allowed Fenestration Area: Enter the maximum allowed fenestration area for all orientations, from D02.
17. Is the Total Proposed Fenestration Area ≤ the Maximum Allowed Fenestration Area: Indicate Yes if the Total Proposed Fenestration Area is
less than or equal to the Maximum Allowed Fenestration Area. If No, the project fails prescriptive compliance – specified fenestration areas
must be reduced, or compliance may be attempted using the performance approach.
NOTE: If Total Proposed Fenestration Area equals NA, Design Complies - Indicate Yes.
18. Total Proposed West-Facing Fenestration Area: Enter the sum of the existing (D04b) and proposed west-facing fenestration areas (E08). For
project scopes: Add Fenestration/Glazing ≤ 75 ft2 and/or Add Fenestration/Glazing ≤ 16 ft2, enter NA.
19. Maximum Allowed West-Facing Fenestration Area: Enter the maximum allowed west-facing fenestration area only, from D03.
20. Is the Total Proposed Fenestration Area ≤ the Maximum Allowed West-Facing Fenestration Area: Indicate Yes if the Total Proposed West-
Facing Fenestration Area is less than or equal to the Maximum Allowed West-Facing Fenestration Area. If No, the project fails prescriptive
compliance – specified west-facing fenestration areas must be reduced, or compliance may be attempted using the performance approach.
NOTE: If Total Proposed West-Facing Fenestration Area equals NA, Design Complies - Indicate Yes.
21. Proposed Fenestration U-factor (Windows): If necessary, report the area-weighted average U-factor from the completed CF1R-ENV-02.
Otherwise, report the single largest associated value from column E09.
22. Required Fenestration U-factor (Windows): Enter the Maximum Allowed U-factor (D05a).
23. Is the Proposed Fenestration U-factor ≤ the Required Fenestration U-factor: Indicate Yes if the Proposed Fenestration U-factor is less than
or equal to the Required Fenestration U-factor. If No, the project fails prescriptive compliance – specified fenestration U-factor must be
reduced, or compliance may be attempted using the performance approach.
24. Proposed Fenestration SHGC (Windows): If necessary, report the area-weighted average SHGC from the completed CF1R-ENV-02.
Otherwise, report the single largest associated value from column E11 or E14.
25. Required Fenestration SHGC (Windows): Enter the Maximum Allowed SHGC (D06a).
26. Is the Proposed Fenestration SHGC ≤ the Required Fenestration SHGC: Indicate Yes if the Proposed Fenestration SHGC is less than or equal
to the Required Fenestration SHGC. If No, the project fails prescriptive compliance – specified fenestration SHGC must be reduced, or
compliance may be attempted using the performance approach.
27. Proposed Fenestration U-factor (Skylights): If necessary, report the area-weighted average U-factor from the completed CF1R-ENV-02.
Otherwise, report the single largest associated value from column E09.
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28. Required Fenestration U-factor (Skylights): Enter the Maximum Allowed U-factor (D05b).
29. Is the Proposed Fenestration U-factor ≤ the Required Fenestration U-factor: Indicate Yes if the Proposed Fenestration U-factor is less than
or equal to the Required Fenestration U-factor. If No, the project fails prescriptive compliance – specified fenestration U-factor must be
reduced, or compliance may be attempted using the performance approach.
30. Proposed Fenestration SHGC (Skylights): If necessary, report the area-weighted average SHGC from the completed CF1R-ENV-02. Otherwise,
report the single largest associated value from column E11 or E14.
31. Required Fenestration SHGC (Skylights): Enter the Maximum Allowed SHGC (D06b).
32. Is the Proposed Fenestration SHGC ≤ the Required Fenestration SHGC: Indicate Yes if the Proposed Fenestration SHGC is less than or equal
to the Required Fenestration SHGC. If No, the project fails prescriptive compliance – specified fenestration SHGC must be reduced, or
compliance may be attempted using the performance approach.
F. Fenestration/Glazing Proposed Areas and Efficiencies – Replace (Section 150.2(b)1B)
1. Tag/ID: A label (if any) from the plans, such as W1.
2. Fenestration Type: Indicate the type of fenestration construction e.g., Fixed Window, Operable Window, or Skylight.
NOTE: Doors with glazing are counted in one of two ways. A door with 50% or more glazing is counted as the entire door area. A door
with less than 50% glazing can be counted as the entire door area or can be calculated as the actual glass area with a 2-inch
(0.17 ft2) frame all around.
3. Frame Type: Metal, metal thermal break, or non-metal.
4. Dynamic Glazing: Indicate if the fenestration has integrated shading device, chromogenic glazing or none for no dynamic Glazing.
NOTE: Chromogenic glazing shall be considered separately from other fenestration types.
5. Orientation (North, East, South, West): The definitions in the Energy Efficiency Standards include these specific details -
• North is oriented to within 45 degrees of true north, including 45 degrees east of north;
• East is oriented to within 45 degrees of true east, including 45 degrees south of east;
• South is oriented to within 45 degrees of true south, including 45 degrees west of south;
• West is oriented to within 45 degrees of true west, including 45 degrees north of west.
NOTE: Skylights in a roof pitch greater than 1:12 can be included as facing the same orientation as that portion of the roof angle. If the
skylight is in a roof with a pitch less than 1:12, the skylight is assumed to face west.
6. Area Removed (ft2): Enter the area, in square feet, of the fenestration/glazing being removed.
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7. Area Added (ft2): Enter the area, in square feet, of the fenestration/glazing being added.
8. Net Added Area (ft2): The difference between the Area Added and the Area Removed.
9. U-factor: Enter (a) the NFRC U-factor based on the proposed brand and type of fenestration using National Fenestration Rating Council
(www.nfrc.org) certified values, (b) the default value from Table 110.6-A, (c) Equation NA6-1, or (d) the area-weighted average U-factor
calculated on form CF1R-ENV-02-E, Area-Weighted Average Calculation Worksheet.
For the exceptions, up to 3 ft2 of tubular skylights and up to 3 ft2 of glazing in a door enter N/A, and for up to 16 ft2 of skylight, enter 0.55. If
any products (other than the exceptions) have a higher U-factor than 0.32, first complete an ENV-02 to calculate a weighted average U-
factor and attach it to this CF1R.
NOTE: Dynamic glazing is a glazing system that changes its performance U-factor and SHGC based on the physical environment.
Dynamic glazing includes chromogenic glazing or integrated shading systems (this does not include internally or externally
mounted shading devices). If using dynamic glazing, use the lowest tested U-factor and SHGC in Columns 8 and 11.
10. Source: NFRC, Table 110.6-A, Equations NA6-1, or Area-Weighted Average Worksheet (ENV-02). The source of the U-factor data for the
fenestration product.
11. SHGC: In climate zones 2, 4, 6-16 enter the SHGC from (a) NFRC-rated certification information, (b) default value from Table 110.6-B, (c)
Equation NA6-2, or (d) the weighted average SHGC calculated on form CF1R-ENV-02.
For the exceptions – up to 3ft2 of tubular skylights and up to 3ft2 of glazing in a door, enter N/A; up to 16ft2 of skylight, enter 0.30. If any
products (other than the exceptions) have a higher SHGC than required by Package A, first complete a form CF1R-ENV-02 to calculate the
area-weighted average SHGC and attach it to this CF1R.
12. Source: NFRC, Table 110.6-B, Equations NA6-2, or Area-Weighted Average Worksheet (ENV-02). The source of the SHGC data for the
fenestration product.
13. Exterior Shading Device: If exterior shading devices are used to meet the SHGC requirement, indicate the type of device (from Table S-1 of
CF1R-ENV-03 Solar Heat Gain Coefficient Worksheet) and attach an ENV-03.
NOTES: (1)An exterior shading device is not used for products with an NFRC rated U-factor and SHGC; based on a factory integrated
shading device.
(2)If using an overhang for south-facing glazing, the glazing must be fully shaded at solar noon on August 21 and substantially
exposed to direct sunlight at solar noon on December 21 (see Residential Manual, Section 3.5.5).
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14. Combined SHGC from CF1R-ENV-03: If exterior shading devices are combined with the SHGC value of the fenestration to meet the
prescriptive SHGC requirements (as indicated by a value in column F. 13), indicate the SHGC calculated on form CF-1R-ENV-03 and attach
the form for each window with an exterior shading device.
To determine compliance with allowable fenestration areas, complete rows 15-30.
15. Net Added West-facing Fenestration Area: If limited, enter the total amount of west-facing fenestration ONLY that will be added to the
dwelling unit when alterations are complete.
16. Is Net Added Fenestration Area ≤ 0 for west-facing fenestration? Indicate Yes or No. If No, the project fails prescriptive compliance –
specified west-facing fenestration areas must be reduced, or compliance may be attempted using the performance approach.
17. Net Added Fenestration Area (all orientations): This field is to show the net area of added fenestration for all orientations.
18. Is Net Added Fenestration Area ≤ 0 for all orientations? Indicate Yes or No. If No, the project fails prescriptive compliance – specified
fenestration areas must be reduced, or compliance may be attempted using the performance approach.
19. Proposed Fenestration U-factor (Windows): If necessary, enter the area-weighted average U-factor from the completed CF1R-ENV-02.
Otherwise, report the single largest associated value from F09.
20. Required Fenestration U-factor (Windows): From Section D., report the value of column 05a.
21. Is the Proposed Fenestration U-factor ≤ the Required Fenestration SHGC? Indicate Yes or No. If No, the project fails prescriptive compliance
– specified fenestration U-factor must be reduced, or compliance may be attempted using the performance approach.
22. Proposed Fenestration SHGC (Windows): If necessary, enter the area-weighted average SHGC from the complete CF1R-ENV-02. Otherwise,
report the single largest associated value from columns F11 or F14.
23. Required Fenestration SHGC (Windows): From Section D., report the value of column 06a.
24. Is the Proposed Fenestration SHGC ≤ the Required Fenestration SHGC? Indicate Yes or No. If No, the project fails prescriptive compliance –
specified fenestration SHGC must be reduced, or compliance may be attempted using the performance approach.
25. Proposed Fenestration U-factor (Skylights): If necessary, enter the area-weighted average U-factor from the completed CF1R-ENV-02.
Otherwise, report the single largest associated value from F09.
26. Required Fenestration U-factor (Skylights): From Section D., report the value of column 05b.
27. Is the Proposed Fenestration U-factor ≤ the Required Fenestration U-factor? Indicate Yes or No. If No, the project fails prescriptive
compliance – specified fenestration U-factors must be reduced, or compliance may be attempted using the performance approach.
28. Proposed Fenestration SHGC (Skylights): If necessary, enter the area-weighted average SHGC from the completed CF1R-ENV-02. Otherwise,
report the single largest associated value from columns F11 or F14.
29. Required Fenestration SHGC (Skylights): From Section D., report the value of column 06b.
30. Is the Proposed Fenestration SHGC ≤ the Required Fenestration SHGC? Indicate Yes or No. If No, the project fails prescriptive compliance –
specified fenestration SHGC must be reduced, or compliance may be attempted using the performance approach.
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G. Space Conditioning (SC) Systems – Heating/Cooling
Requirements of the standards apply to a heating and cooling system alteration based on the type of alteration and the system type (Section
150.2(b)1). A completely new system will meet all mandatory and prescriptive requirements, which vary by climate zone (based on Section
150.2(b)1C).
NOTE: Computer performance compliance can be used to trade-off any requirements that are not mandatory.
When parts of a system are replaced, it may trigger some of the same requirements that apply to new systems and duct alterations. A Certificate of
Compliance for Alterations to Space Conditioning Systems (CF1R-ALT-02) is required for each dwelling unit with a space conditioning system
alteration.
1. Dwelling Unit Name: Name of dwelling unit or any other identifying name.
2. SC System Identification or Name: Name of the Space Conditioning (SC) System or any other identifying name.
3. SC System Location or Area Served: Zone, or area, served by the Space Conditioning (SC) System.
4. Exemption from HERS Verification: Section 150.2(b)1E
a. Space Conditioning (SC) System was not altered.
b. Duct systems with less than 40 linear feet in unconditioned spaces as determined by visual inspection.
c. Existing duct systems constructed, insulated or sealed with asbestos
d. Duct systems that have been documented to have been previously sealed as confirmed through field verification and diagnostic
testing in accordance with procedures in the Reference Residential Appendix RA3.1.
H. Water Heating Systems
Water heating compliance for an alteration is described in Section 150.2(b)1G. For a single dwelling unit, a gas or propane water heater that meets
the requirements of 150.1(c)8 can be used. If no natural gas is connected to the building, an electric water heater with an energy factor greater
than or equal to the minimal energy factor required under the Appliance Efficiency Regulation, or an electric resistance storage type water heater
with a storage capacity of less than 60 gallons can be used. For recirculation distribution systems, only Demand Recirculation Systems with manual
control pumps as specified in RA4.4 shall be used. If there is no natural gas connected to the building, an electric water heater may be replaced
with another electric water heater. However, changing from gas to electric is not allowed. Multi-family central systems must use certified
equipment as defined under Section 110.1 and 110.3.
1. Dwelling Unit Name: Name of dwelling unit or any other identifying name.
2. Water Heating System Identification or Name: Name of the Water Heating System or any other identifying name.
3. Water Heating System Location or Area Served: Zone, or area, served by the Water Heating System.
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Prescriptive Residential Alterations That Do Not Require HERS Field Verification (Page 13 of 15)
CA Building Energy Efficiency Standards - 2016 Residential Compliance July 2017
4. Water Heating System Type: Domestic Hot Water (DHW), Hydronic, Combined Hydronic, or Central. DHW is for domestic hot water,
hydronic is a water heating system used for space heating only; combined hydronic is when the water heater will provide both space
conditioning and domestic hot water.
5. Water Heater Type: For non-central systems only Small Storage or Small Instantaneous are allowed. For central systems pick from Large
Storage, Small Storage, Heat Pump, Boiler, Large Instantaneous, Small Instantaneous or Indirect.
6. Number of Water Heaters in System: In single-family and multi-family with water heaters in each dwelling unit the value is 1. For multi-
family central systems serving multiple dwelling units enter the total number of water heaters.
7. Water Heater Storage Volume: Tank capacity in gallons. For individual water heaters for a dwelling unit this will be 80 gallons or less. If
instantaneous enter N/A. For multi-family central systems enter the total storage volume.
8. Fuel Type: Gas, Propane, Electric (Only if natural gas is not connected, or if the conditions of Section 150.2(b)1Giic or 150.2(b)1Giid are met)
NOTE: The following table lists replacement heat pump water heating systems by climate zone that meet the requirements of 150.2(b)Giic
and/or 150.2(b)Giid.
CERTIFICATE OF COMPLIANCE – USER INSTRUCTIONS CF1R-ALT-05-E
Prescriptive Residential Alterations That Do Not Require HERS Field Verification (Page 14 of 15)
CA Building Energy Efficiency Standards - 2016 Residential Compliance July 2017
Precalculated Replacement Heat Pump Water Heating Systems for Single Dwelling Units
CZ Energy Factor greater than or equal to
1 2.75
2 2.75
3 2.75
4 2.8
5 2.75
6 2.33
7 2.5
8 2.33
9 2.33
10 2.33
11 2.5
12 2.8
13 2.5
14 2.5
15 2.33
16 EF ≥ 3, plus a solar water heating system
with solar saving fraction ≥ 0.4
9. Rated Input Type: Enter the equipment input rating type. Btuh for gas or propane fired units and kW for electric fired systems.
10. Rated Input Value: Enter the numeric value of rated input.
11. Heating Efficiency Type: Energy Factor, AFUE, Thermal Efficiency, or Uniform Energy Factor. From product literature or a California Energy
Commission directory.
12. Heating Efficiency Value: Enter the value from product literature or a California Energy Commission directory
13. Standby Loss (%): Applies only to large storage water heaters; enter N/A for small storage, instantaneous, or heat pump water heaters.
14. Exterior Insulation R-Value: Enter the R-value if exterior insulation on the storage tank is installed
15. Back-Up Solar Savings Fraction: If compliance requires a back-up solar system, indicate the solar contribution (e.g., 0.30). External
calculations are required.
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CA Building Energy Efficiency Standards - 2016 Residential Compliance July 2017
Documentation Declaration Statements
1. The person who prepared the CF1R will sign and complete the fields for their name, company (if applicable), address, phone number,
certification information (if applicable), date and signature.
2. The person who is assuming responsibility for the project being built to comply with Title 24, Part 6, will complete the fields for their name,
company (if applicable), address, phone number, license number (if applicable), date and signature.