700 Mills 2019RECEIVED
STATEMENT OF ECONOMIC INTERESTS
COVER PAGE
Please type or print in ink. A PUBLIC DOCUMENT
...3 I FI ri lir~C�iVr€
F. .
2020
CITY OF IA QuirtrA
CITY CLERK DEPARTMENT
NAME OF FILER (LAST) (FIRST) (MIDDLE)
MILLS W. RICHARD
1. Office, Agency, or Court
Agency Name (Do not use acronyms)
CITY OF LA QUINTA
Division, Board, Department, District, if applicable Your Position
FINANCIAL ADVISORY COMMISSION CHAIRMAN
► If filing for multiple positions, list below or on an attachment. (Do not use acronyms)
Agency:
2. Jurisdiction of Office (Check at least one box)
❑ State
Position:
❑ Judge, Retired Judge, Pro Tern Judge, or Court Commissioner
(Statewide Jurisdiction)
❑ Multi -County ❑ County of
0 City of LA QUINTA ❑ Other
3. Type of Statement (Check at least one box)
❑x . Annual: The period covered is January 1, 2019, through ❑ Leaving Office: Date Left —J I I
December 31, 2019. (Check one circle.)
.or -
The period covered is
December 31, 2019.
❑ Assuming Office: Date assumed
through O The period covered is January 1, 2019, through the date of
-or-
leaving office.
O The period covered is I through
the date of leaving office.
❑ Candidate: Date of Election and office sought, if different than Part 1.
.4. Schedule Summary (must complete) ► Total number of pages including this cover page:
Schedules attached
❑ Schedule A-1 - Investments - schedule attached ❑x Schedule C - Income, Loans, & Business Positions - schedule attached
❑x Schedule A-2 - Investments - schedule attached ❑ Schedule D - Income - Gifts - schedule attached
❑ Schedule B - Real Property - schedule attached ❑ Schedule E - Income - Gifts - Travel Payments - schedule attached
'mor. ❑ None - No reportable interests on any schedule
5. Verification
MAILING ADDRESS STREET CITY
(Business or Agency Address Recommended - Public Document)
LA QUINTA
STATE ZIP CODE
CA 92253
DAYTIME TELEPHONE NUMBER EMAIL ADDRESS
(
I have used all reasonable diligence in preparing this statement. I have reviewed this statement and to the best of my knowledge the information contained
herein and in any attached schedules is true and complete. I acknowledge this is a public document.
I certify under penalty of perjury under the laws of the State of California that the foregoing is true and correct.kADate Signed February 20, 2020 Signature
(month, day, year) (File the odginally signed paper statement with your filing official.)
FPPC Form 700 - Cover Page (2019/2020)
advice@fppc.ca.gov - 866-275-3772 - www.fppc.ca.gov
Page-5
SCHEDULE A-2
Investments, Income, and Assets
of Business Entities/Trusts
(Ownership Interest is 10% or Greater)
rpi.-BUSINESS ENTITY OR TRUST
W. RICHARD MILLS & CO., INC.
Name
81-600 TIBURON DRIVE, LA QUINTA, CA 92253
Address (Business Address Acceptable)
Check one
❑ Trust, go to 2 ❑x Business Entity, complete the box, then go to 2
GENERAL DESCRIPTION OF THIS BUSINESS
TAX AND FINANCIAL CONSULTING
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
❑ $0 - $1,999
❑ $2,000 - $10,000 /19
0 $10,001 - $100,000 ACQUIRED DISPOSED
$100,001 - $1.000.000
❑ Over $1,000,000
NATURE OF INVESTMENT CORPORATION
❑ Partnership ❑ Sole Proprietorship ❑X
Cher
YOUR BUSINESS POSITION PRESIDENT
SHARE OF •SS INCOME 10 THE ENTITYJTRUST)
❑ $0 - $499 ❑X $10,001 - $100,000
❑ $500 - $1,000 ❑ OVER $100,000
❑ $1,001 - $10,000
❑ None or 0 Names listed below
SEE NONCLOSURE STATEMENT ATTACHFn
ll� 4. INVESTMENTS AND INTERESTS IN REAL PROPERTY ..
LEASED BY THE BUSINESS ENTITY OR TRUST
Check one box:
'❑ INVESTMENT ❑ REAL PROPERTY
Native of Business Entity, if Investment, Q
Assessor's Parcel Number or Street Address of Real Property
Description of Business Activity Q
City or Other Precise Location of Real Property
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
❑ $2,000 - $10,000
❑ $10,001 - $100,000
❑ $100,001 - $1,000.000 ACQUIRED DISPOSED
❑ Over $1,000,000
NATURE OF INTEREST
❑ Property Ownership/Deed of Trust ❑ Stock ❑ Partnership
❑ Leasehold ❑ Other
Yrc, ramalning
❑ Check box if additional schedules reporting investments or real property
1a1 ` are attached
C4m
CALIFORNIA FORM 700
FAIR POLITICAL PRACTICES COMMISSION
110- 1. BUSINESS ENTITY OR TRUST
Name
Address (Business Address Acceptable)
Check one
❑ Trust, go to 2 ❑ Business Entity, complete the box, then go to 2
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
❑ $0 - $1,999
❑ $2,000 - $10,000
❑ $10.001 - $100,000 ACQUIRED DISPOSED
❑ $100,001 - $1,000,000
❑ Over $1,000,000
NATURE OF INVESTMENT
❑ Partnership ❑ Sole Proprietorship ❑
Other
YOUR BUSINESS POSITION
SHARE OF •SS INCOME TO THE ENTITYITRUST)
El $0 - $499 ❑ $10,001 - $100,000
❑ $500 - $1,000 ❑ OVER $100,000
❑ $1,001 - $10,000
10- 3. LIST THE NAME OF •RTABLE SINGLE SOURCE OF
INCOMEOF $10,000 OR •
None or ❑ Names listed below
■ INTERESTS IN REAL PROPERTY -
LEASED BY THE BUSINESS ENTITY OR TRUST
Check one box:
❑ INVESTMENT ❑ REAL PROPERTY
Name of Business Entity, if !nvestment, or
Assessor's Parcel Number or Street Address of Real Property
Description of Business Activity 2[
City or Other Precise Location of Real Property
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
❑ $2,000 - $10,000
❑ $1o,001 - $1oo,000 / 19 --- /--j 19
❑ $100,001 - $1,000,000 ACQUIRED DISPOSED
❑ Over $1,000,000
NATURE OF INTEREST
❑ Property Ownership/Deed of Trust ❑ Stock ❑ Partnership
❑ Leasehold ❑ Other
Yrs. remaining
❑ Check box if additional schedules reporting investments or real property
are attached
FPPC Form 700 - Schedule A-2 (2019/2020)
advice@fppc.ca.gov • 866-275-3772 • www.fppc.ca.gov
Page - 9
SCHEDULE C
Income, Loans, & Business
Positions
(Other than Gifts and Travel Payments)
NAME OF SOURCE OF INCOME
W. RICHARD MILLS & CO., INC.
ADDRESS (Business Address Acceptable)
81-600 TIBURON DRIVE, LA QUINTA, CA 92253
BUSINESS ACTIVITY, IF ANY, OF SOURCE
TAX AND FINANCIAL CONSULTING
YOUR BUSINESS POSITION
PRESIDENT
GROSS INCOME RECEIVED ❑ No Income - Business Position Only
❑ $500 - $1,000 ❑ $1,001 - $10,000
❑X $10,001 - $100,000 ❑ OVER $100,000
CONSIDERATION FOR WHICH INCOME WAS RECEIVED
❑X Salary ❑ Spouse's or registered domestic partner's income
(For self-employed use Schedule A-2.)
❑ Partnership (Less than 10% ownership. For 10% or greater use
Schedule A-2.)
Sale of
(Real property, car, boat, etc)
❑ Loan repayment
❑ Commission or ❑ Rental Income, list each source of $10,000 or more
(Describe)
NAME OF SOURCE OF INCOME
ADDRESS (Business Address Acceptable)
BUSINESS ACTIVITY, IF ANY, OF SOURCE
YOUR BUSINESS POSITION
GROSS INCOME RECEIVED ❑ No Income - Business Position Only
❑ $500 - $1,000 ❑ $1,001 - $10.000
❑ $10,001 - $100,000 ❑ OVER $100,000
CONSIDERATION FOR WHICH INCOME WAS RECEIVED
❑ Salary ❑ Spouse's or registered domestic partner's income
(For self-employed use Schedule A-2.)
❑ Partnership (Less than 10% ownership. For 10% or greater use
Schedule A-2.)
❑ Sale of
(Real property, car, boat, etc.)
❑ Loan repayment
❑ Commission or ❑ Rental Income, list each source of $10,000 or more
(Describe)
❑ Other I I ❑ Other
(Describe) (Describe)
LOANS RECEIVED OR OUTSTANDING DURING THE REPORTINGPERIOD
* You are not required to report loans from a commercial lending institution, or any indebtedness created as part of
a retail installment or credit card transaction, made in the lender's regular course of business on terms available to
members of the public without regard to your official status. Personal loans and loans received not in a lender's
regular course of business must be disclosed as follows:
NAME OF LENDER'
ADDRESS (Business Address Acceptable)
BUSINESS ACTIVITY, IF ANY, OF LENDER
'HIGHEST BALANCE DURING REPORTING PERIOD
❑ $500 - $1,000
❑ $1,001 - $10,000
❑ $10,001 - $100,000
❑ OVER $100,000
Comments:
INTEREST RATE TERM (MonthsNears)
❑ None
SECURITY FOR LOAN
❑ None ❑ Personal residence
❑ Real Property
❑ Guarantor
❑ Other
Street address
city
(Describe)
FPPC Form 700 - Schedule C (2019/2020)
advice@fppc.ca.gov • 866-275-3772 • www.fppc.ca.gov
Page - 13
W. RICHARD MILLS
CALIFORNIA FORM 700
STATEMENT OF ECONOMIC INTERESTS
NON -DISCLOSURE STATEMENT
There are two sources of income over $10,000 which is not being disclosed.
The position with the City of La Quinta is Disclosure Category 2 (limited disclosure
within the jurisdiction). The jurisdiction is the territory of the City of La Quinta, plus
within 2 miles of its borders.
The legal basis for non -disclosure is that, as a California Certified Public Accountant,
even with an inactive license, I must comply with the ethical standards of the California
State Board of Accountancy. To disclose the client's names would compromise that
requirement.
Under penalty of perjury of the laws of the State of California, I have not made and will
not make, participate in making, or in any way attempt to use an official position to
influence a governmental decision in violation of Section 87100. In the event I am faced
with a potential conflict of interest involving the undisclosed clients, I will disclose the
potential conflict to the City of La Quinta's legal counsel and recuse myself from parti-
cipating in the matter.
Date 4. D-Q- �o
UA_k" U_
W. Richard Mills