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Insurance Certificates 2022/23 Bank of New York MellonA� o® CERTIFICATE OF LIABILITY INSURANCE D1TE(MM/ D/YYYY) THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER. IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the policy(ies) must have ADDITIONAL INSURED provisions or be endorsed. If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on this certificate does not confer rights to the certificate holder in lieu of such endorsement(s). PRODUCER Marsh USA, Inc.PHOE 1166 Avenue of the Americas New York, NY 10036 CN101793933-Bank-Cyber-22-23 CONTACT NAME: FAX (A/C, NNo, Ext): (A/C, No): E-MAIL ADDRESS: INSURER(S) AFFORDING COVERAGE NAIC # INSURER A : Lloyd's of London 1122000 INSURED The Bank of New York Mellon Corporation 240 Greenwich Street 11 West New York, NY 10286 INSURER B : INSURER C : INSURER D : INSURER E : INSURER F : COVERAGES CERTIFICATE NUMBER: NYC-011524536-01 REVISION NUMBER: 1 THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. INSR TYPE OF INSURANCE INSD DDL NSD SWUBR VD POLICY NUMBER POLICY EFF (MM/DD/YYYY) POLICY EXP (MM/DD/YYYY) LIMITS COMMERCIAL GENERAL LIABILITY EACH OCCURRENCE $ CLAIMS -MADE OCCUR DAMAGE RETED PREMISESO(Ea occurrence) $ MED EXP (Any one person) $ PERSONAL & ADV INJURY $ GEN'L AGGREGATE LIMIT APPLIES PRO- JECT PER: LOC GENERAL AGGREGATE $ PRODUCTS - COMP/OP AGG $ $ AUTOMOBILE LIABILITY ANY AUTO OWNED SCHEDULED AUTOS NON -OWNED AUTOS ONLY COMBINED SINGLE LIMIT (Ea accident) $ BODILY INJURY (Per person) $ BODILY INJURY (Per accident) $ PROPERTY DAMAGE (Per accident) $ UMBRELLA LIAB EXCESS LIAB O OCCUR CLAIMS -MADE EACH OCCURRENCE $ AGGREGATE $ DED RETENT ON $ $ WORKERS COMPENSATION AND EMPLOYERS' LIABILITY ANYPROPRIETOR/PARTNER/EXECUTIVE OFFICER/MEMBEREXCLUDED? (Mandatory in NH) If yes, describe under DESCRIPTION OF OPERATIONS below Y / N N N / A PER STATUTE OTH- ER E.L. EACH ACCIDENT $ E.L. DISEASE - EA EMPLOYEE $ E.L. DISEASE - POLICY LIMIT $ A Primary Cyber Liability B0509FINPY2251334 12/01/2022 12/01/2023 Limit SIR Value 15,000,000 5,000,000 DESCRIPTION OF OPERATIONS / LOCATIONS / VEHICLES (ACORD 101, Additional Remarks Schedule, may be attached if more space is required) RE: Business between The Bank of New York Mellon and City of La Quinta. CERTIFICATE HOLDER CANCELLATION City of La Quinta Attn: Jessica Delgado 78495 Calle Tampico La Quinta, CA 92253 1 SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN ACCORDANCE WITH THE POLICY PROVISIONS. AUTHORIZED REPRESENTATIVE I i�!%GVI.42% -/ oec. ACORD 25 (2016/03) © 1988-2016 ACORD CORPORATION. All rights reserved. The ACORD name and logo are registered marks of ACORD AGENCY CUSTOMER ID: CN101793933 LOC #: New York ACORD® ADDITIONAL REMARKS SCHEDULE Page 2 of 2 AGENCY Marsh USA, Inc. POLICY NUMBER CARRIER NAIC CODE NAMED INSURED The Bank of New York Mellon Corporation 240 Greenwich Street 11 West New York, NY 10286 EFFECTIVE DATE: ADDITIONAL REMARKS THIS ADDITIONAL REMARKS FORM IS A SCHEDULE TO ACORD FORM, FORM NUMBER: 25 FORM TITLE: Certificate of Liability Insurance EXCESS CYBER LAYER 1 ($15M EXCESS OF $15M): CARRIER: Lloyd's Syndicate Liberty 4472 POLICY NUMBER: B0509FINPY2251335 EFFECTIVE: 12/01/2022 EXPIRATION: 12/01/2023 LIMIT: $15M ---EXCESS CYBER LAYER 2 ($15M EXCESS OF $30M): CARRIER: 2623 AFB Lloyd's Syndicate POLICY NUMBER: B0509FINPY2251336 EFFECTIVE: 12/01/2022 EXPIRATION: 12/01/2023 LIMIT: $15M ---EXCESS CYBER LAYER 3 ($15M EXCESS OF $45M): CARRIER: Indian Harbor Insurance Company POLICY NUMBER: MTE9032045 08 EFFECTIVE: 12/01/2022 EXPIRATION: 12/01/2023 LIMIT: $5M po $15M CARRIER: Starr Surplus Lines Insurance Company POLICY NUMBER: 1000634964221 EFFECTIVE: 12/01/2022 EXPIRATION: 12/01/2023 LIMIT: $10M po $15M ACORD 101 (2008/01) © 2008 ACORD CORPORATION. All rights reserved. The ACORD name and logo are registered marks of ACORD ,a►` tt�Ra CERTIFICATE OF LIABILITY INSURANCE DATE(MMIODIYYYY) 12,1412022 THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER. IMPORTANT: It the certificate holder is an ADDITIONAL INSURED, the policy(ies) must have ADDITIONAL INSURED provisions or be endorsed. If SUBROGATION IS WAIVED. subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on this certificate does not confer rights to the certificate holder in lieu of such endorsement(s). PRODUCER Aon Risk Services Northeast, Inc. Morristown NJ Office 44 whippany Road, Suite 220 Morristown NJ 07960 USA CONTACT PHONE (866) 283 7122 FAX (500) 363-0105 IAC. No. Exit: (Arc. No.): E-MAIL ADDRESS: INSURER(S) AFFORDING COVERAGE NAIC # INSURED The Bank of New York Mellon Corporation and all of its subsidiaries including but not limited to The Bank of New York Mellon 240 Greenwich St 11 West New York NY 10286 USA INSURER A: xi, Specialty Insurance Co 37885 INSURERB: INSURERC: INSURER D: INSURERE: INSURER F; A ERTIFICATE NUMBER: 570096816144 REVISION NUMBER: THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. Limits shown are as requested IRSRI TYPE OF INSURANCE LTR ADDL-SUSR INSD WVD POLICY NUMBER POLICY FFF -- (MM oD:YYYY) -POLICY EXP OD YYYYL LIMITS COMMERCIAL GENERAL LIABILITY ' ,-,(MM EACH OCCURRENCE CLAIMS -MADE ❑ OCCUR DAMAGE TO RENTED PREMISES (Ea occurrence) MED EXP (Any one porsonl PERSONAL & AOV INJURY GENIE, AGGREGATE LIMIT APPLIES PER. GENERAL AGGREGATE ❑ LOC POLICY 1 i PRO-JECT PRODUCTS - COMPCOPAGG OTHER: AUTOMOBILE LIABILITY COMBINED SINGLE LIMIT lEa accident) ANY AUTO BODILY INJURY I Per person) OWNED S SCHEDULED AUTOS BODILY INJURY (Per accidenll A ALTOS ONLY HIRED AUTOS ONLY NON -OWNED AUTOS ONLY PROPERTY DAMAGE 'Per accident) _ UMBRELLA LIAB OCCUR EACH OCCURRENCE EXCESS LIAB CLAIMS -MADE AGGREGATE DED RETENTION WORKERS COMPENSATION AND EMPLOYE.RS' LIABILITY V r PER STATUTE - _ �OTH- ER ANY PROPRIETOR r PARTNER' EXECUTIVE OFFICER'MEMBER EXCLUDED? i N N' A E.L. EACH ACCIDENT , (Mandatory in NH) e descnbe E.L. DISEASE -EA EMPLOYEE yes. under DESCRIPTION OF OPERATIONS below E.L. DISEASE -POLICY LIMIT A E&O-MPL-Primary FLU18687322 SIR applies per policy terms 12/01/2022 & conditions 12/01/2023 Professional Liab S10,000,000 DESCRIPTION OF OPERATIONS.' LOCATIONS • VEHICLES (ACORD 101, Additional Remarks Schedule, may be attached if mare space is required) RE: Business between The Bank of New York Mellon and City of La QUinta. CERTIFICATE HOLDER CANCELLATION SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN ACCORDANCE WITH THE POLICY PROVISIONS. City of La QUinta Attn: Jessica Delgado AUTHORIZED REPRESENTATIVE 78495 Calle Tampico La Quinta CA 92253 USA Q n/J r. - /�re viuli ,(/'� Holder Identifier : a. M 0 0 ACORD 25 (2016/03) ©1988-2015 ACORD CORPORATION. All rights reserved. The ACORD name and logo are registered marks of ACORD AGENCY CUSTOMER ID: 570000073397 LOC #: ADDITIONAL REMARKS SCHEDULE Page _ of _ AGENCY Aon Risk Services Northeast, Inc. NAMED INSURED The Bank of New York Mellon Corporation POLICY NUMBER See Certificate Number: 570096816144 CARRIER See Certificate Number: 570096816144 NAIC CODE EFFECTIVE DATE: ADDITIONAL REMARKS THIS ADDITIONAL REMARKS FORM IS A SCHEDULE TO ACORD FORM, FORM NUMBER: ACORD 25 FORM TITLE: Certificate of Liability Insurance Additional coverages Insurer: Markel Bermuda Limited Policy#: MKLB25GPL0004249 Policy Term Dates: 12/1/2022 - 12/1/2023 Limits: 10M x 10M Coverage: Excess Professional Aon Risk solutions (u.S.) is authorized to generate and distribute certificates in an administrative capacity as evidence of insurance where required by clients of the Insured this applies to Carrier: Markel Bermuda Limited, Policy # MKLB25GPL0004249. Insurer: AXIS Insurance Company Policy#: P00100021878602 Policy Term Dates: 12/1/2022 - 12/1/2023 Limits: 10M x 20M Coverage: Excess Professional Insurer: Berkley Insurance Company Policy#: BPR08087375 Policy Term Dates: 12/1/2022 - 12/1/2023 Limits: 10M x 30M Coverage: Excess Professional Insurer: Starr Indemnity & Liability Company Policy#: 1000057483221 Policy Term Dates: 12/1/2022 - 12/1/2023 Limits: 10M x 40M Coverage: Excess Professional Insurer: National Casualty Company Policy#: X402209126 Policy Term Dates: 12/1/2022 - 12/1/2023 Limits: 10M x 50M Coverage: Excess Professional Insured: Allianz Global Risks U.S. Insurance Company Policy#: USF01178322 Policy Term Dates: 12/1/2022 - 12/1/2023 Limits: 10M x 60M Coverage: Excess Professional Insured: Midvale Indemnity Company Policy#: EE001230100 Policy Term Dates: 12/1/2022 - 12/1/2023 Limits: 10m x 70M Coverage: Excess Professional Insured: Ascot Insurance Company Policy#: FIXS221000034901 Policy Term Dates: 12/1/2022 - 12/1/2023 Limits: 10m x 80M Coverage: Excess Professional Insured: Atlantic Specialty Insurance company Policy#: FIN0008380000 Policy Term Dates: 12/1/2022 - 12/1/2023 Limits: 10M x 90M Coverage: Excess Professional ACORD 101 (2008/01) ® 2008 ACORD CORPORATION. All rights reserved. The ACORD name and logo are registered marks 01 ACORD BNY Mellon Insurance Coverage All coverage is regularly reviewed and renewed prior to expiration dates. Our policies are stand-alone policies and loss limits are not combined. The insurance coverage listed provides protection for The Bank of New York Mellon Corporation and all other corporations, companies, firms, enterprises or entities which are subsidiaries of or affiliated with it and in which the named insured has more than 50% ownership. All carriers identified herein are rated A- or better by A.M. Best. Financial Institutions Bond / Computer Crime Coverage Per Loss Limit: Carrier: Coverage Type: Expiration: $150,000,000 Lloyd's of London a) Dishonesty of employees b) Forgery of securities, checks, drafts or other written instruments Loss or destruction of cash or securities on or off premises December 1, 2023 All Risk Money and Securities Coverage — J Form (On Premises and In Transit) Excess of the F. I. Bond Per Loss Limit: Carrier: Coverage Type: Expiration: $850,000,000 Lloyd's of London Loss or destruction of cash or securities on or off premises (including securities of others held in custody or held at sub -custodian). December 1, 2023 Mail Insurance Per Envelope Limit Per Envelope Limit: Carrier: Coverage Type: Expiration: $100,000,000 non-negotiable $10,000,000 negotiable Chubb Group of Insurance Companies All risk of physical loss of property sent by registered mail or overnight courier. Continuous Bankers Professional Liability / Professional indemnity (E&O) Per Loss Limit: Carrier: Coverage Type: Expiration: $100,000,000 AXA XL, WR Berkley, Axis, CV Starr, Nationwide, Markel and other domestic & international carriers Losses due to errors or omissions December 1, 2023 Directors and Officers Liabilit Per Loss Limit: Carrier: Coverage Type: Expiration: Corporate: $75,000,000 Individual: $75,000,000 AXA XL, AIG, Markel, AWAC & Nationwide Coverage for wrongful acts in respective capacities of Directors or Officers of the Company December 1, 2023 All Risk Propert Per Loss Limit: Carrier: Coverage Type: Expiration: Coverage Type: Per Loss Limit: Carrier: Expiration: $800,000,000 Lexington Insurance Company (AIG) Physical damage coverage for all real and personal property including Data Processing equipment, Business Interruption, Boiler and Machinery Service Interruption / Extra Expense, Earthquake / Flood, Fine Arts June 1, 2023 Terrorism $800,000,000 The Hamilton Insurance Company Corp June 1, 2023 Enterprise Privac Liabilit C ber Per Loss Limit: Coverage Type Expiration: $325,000,000 Third Party Liability $325,000,000 Extra Expense Lloyd's of London & other domestic and int'I carriers Privacy breach and internet liability December 1, 2023 Workers' Compensation / Employers Liability (Domestic) Per Loss Limit: Carrier: Coverage Type Expiration: Statutory $1,000,000 — Limit for Employers Liability AIG Job related injuries April 1, 2023 Primary General Liability (Domestic) Per Loss Limit: Carrier: Coverage Type Expiration: $2,000,000 Chubb Third party bodily injury / property damage April 1, 2023 Primary Automobile Liability (Domestic) Per Loss Limit: Carrier: Coverage Type Expiration: $2,000,000 Chubb Third party bodily injury / property damage April 1, 2023 Excess / Umbrella Liability Per Loss Limit: Carrier: Coverage Type Expiration: $25,000,000 AIG & AWAC Liability coverage in excess of primary coverage April 1, 2023 This Fact Sheet, either in whole or in part, must not be reproduced or disclosed to others or used for purposes other than that for which it has been supplied without the prior written permission of BNY Mellon. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation and may also be used as a generic term to reference the Corporation as a whole or its various subsidiaries generally. Information Classification: Public AC"R "® CERTIFICATE OF LIABILITY INSURANCE ATE D03/28/2022D� ) THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER. IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the policy(ies) must have ADDITIONAL INSURED provisions or be endorsed. If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on this certificate does not confer rights to the certificate holder in lieu of such endorsement(s). PRODUCER CONTACT NAME: Marsh USA, Inc.O PHO1166 Avenue of the Americas0 Ext : A/C, No): A/C FAX E-MAIL New York, NY 10036m Attn: NewYork.certs@Marsh.com Fax: 212-948-0500 ADDRESS: INSURER(S) AFFORDING COVERAGE NAIC # INSURER A: Federal Insurance Company 20281 CN101793933-STAND-GAU-22-23 INSURED The Bank of New York Mellon Corporation0 INSURER B : Great Northern Insurance Company 20303 INSURER C : N/A N/A and all of its subsidiaries including but not limited too INSURER D : The Bank of New York Mellow 240 Greenwich St-6 Westu New York, NY 10286 INSURER E : INSURER F : COVERAGES CERTIFICATE NUMBER: NYC-010947705-04 REVISION NUMBER: 2 THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. INSR LTR OF INSURANCE ADDLTYPE I NSp WVp SUER POLICY NUMBER POLICY EFF MM DDIYYYY POLICY EXP MM/DDIYYYY LIMITS A X COMMERCIAL GENERAL LIABILITY 74996088 04/01/2022 04/01/2023 EACH OCCURRENCE $ 2,000,000 CLAIMS -MADE � OCCUR AMAGI TO PREM SES Ea occur ante $ 2,000,000 MED EXP (Any one person) $ 10,000 PERSONAL & ADV INJURY $ 2,000,000 GENT AGGREGATE LIMIT APPLIES PER: GENERAL AGGREGATE $ 4,000,000 POLICYEl PRO [X] JECT LOC PRODUCTS - COMP/OP AGG $ 4,000,000 $ OTHER: B AUTOMOBILE LIABILITY 7352-68-74 04/01/2022 04/01/2023 COMBINED SINGLE LIMIT Ea accident $ 1,000,000 X BODILY INJURY (Per person) $ ANY AUTO OWNED SCHEDULED AUTOS ONLY AUTOS BODILY INJURY (Per accident) $ PROPERTYDAMAGE Per accident $ HIRED NON -OWNED AUTOS ONLY AUTOS ONLY UMBRELLALIAB OCCUR EACH OCCURRENCE $ AGGREGATE $ EXCESS LIAB CLAIMS -MADE DED RETENTION $ $ WORKERS COMPENSATION AND EMPLOYERS' LIABILITY Y / N PER OTH- STATUTE ER ANYPROPRIETOR/PARTNER/EXECUTIVE E.L. EACH ACCIDENT $ OFFICER/MEMBER EXCLUDED? ❑ N / A E.L. DISEASE - EA EMPLOYEE $ (Mandatory in NH) If yes, describe under DESCRIPTION OF OPERATIONS below E.L. DISEASE - POLICY LIMIT $ DESCRIPTION OF OPERATIONS / LOCATIONS / VEHICLES (ACORD 101, Additional Remarks Schedule, may be attached if more space is required) RE: Business between The Bank of New York Mellon and City of La Quinta. CERTIFICATE HOLDER CANCELLATION City of La Quinta0 SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE Attn: Jessica Delgadw THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN 78495 Calle Tampico0 ACCORDANCE WITH THE POLICY PROVISIONS. La Quinta, CA 92253 AUTHORIZED REPRESENTATIVE �I i�I�GL�L¢GL f/L�Tt -/ 12C, @ 1988-2016 ACORD CORPORATION. All rights reserved. ACORD 25 (2016103) The ACORD name and logo are registered marks of ACORD Holder Identifier : 7777777707070700077761616045571110766606117214556207443137762417201073641577146320030773505102177110307423514223275002070622675721677600754047315223275207704011752274530076727242035772000777777707000707007 7777777707070700073525677115456000723110506037002007133236243173001070222272520731100702233734316310007123337352073001070332373421731100712322634217311007033327353073111077756163351765540777777707000707007Certificate No :570090577324CERTIFICATE OF LIABILITY INSURANCE DATE(MM/DD/YYYY) 12/09/2021 IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the policy(ies) must have ADDITIONAL INSURED provisions or be endorsed. If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on this certificate does not confer rights to the certificate holder in lieu of such endorsement(s). THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER. PRODUCER Aon Risk Services Northeast, Inc. Morristown NJ Office 44 Whippany Road, Suite 220 Morristown NJ 07960 USA PHONE (A/C. No. Ext): E-MAIL ADDRESS: INSURER(S) AFFORDING COVERAGE NAIC # (866) 283-7122 INSURED 37885XL Specialty Insurance CoINSURER A: INSURER B: INSURER C: INSURER D: INSURER E: INSURER F: FAX (A/C. No.):(800) 363-0105 CONTACT NAME: The Bank of New York Mellon Corporation 240 Greenwich Street 6W New York NY 10286 USA COVERAGES CERTIFICATE NUMBER:570090577324 REVISION NUMBER: THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS.Limits shown are as requested POLICY EXP (MM/DD/YYYY) POLICY EFF (MM/DD/YYYY) SUBR WVD INSR LTR ADDL INSD POLICY NUMBER TYPE OF INSURANCE LIMITS COMMERCIAL GENERAL LIABILITY CLAIMS-MADE OCCUR POLICY LOC EACH OCCURRENCE DAMAGE TO RENTED PREMISES (Ea occurrence) MED EXP (Any one person) PERSONAL & ADV INJURY GENERAL AGGREGATE PRODUCTS - COMP/OP AGG GEN'L AGGREGATE LIMIT APPLIES PER: PRO- JECT OTHER: AUTOMOBILE LIABILITY ANY AUTO OWNED AUTOS ONLY SCHEDULED AUTOS HIRED AUTOS ONLY NON-OWNED AUTOS ONLY BODILY INJURY ( Per person) PROPERTY DAMAGE (Per accident) BODILY INJURY (Per accident) COMBINED SINGLE LIMIT (Ea accident) EXCESS LIAB OCCUR CLAIMS-MADE AGGREGATE EACH OCCURRENCE DED UMBRELLA LIAB RETENTION E.L. DISEASE-EA EMPLOYEE E.L. DISEASE-POLICY LIMIT E.L. EACH ACCIDENT OTH- ER PER STATUTE Y / N (Mandatory in NH) ANY PROPRIETOR / PARTNER / EXECUTIVE OFFICER/MEMBER EXCLUDED?N / A WORKERS COMPENSATION AND EMPLOYERS' LIABILITY If yes, describe under DESCRIPTION OF OPERATIONS below Professional LiabELU1794032112/01/2021 12/01/2022 SIR applies per policy terms & conditions E&O-MPL-PrimaryA $10,000,000 DESCRIPTION OF OPERATIONS / LOCATIONS / VEHICLES (ACORD 101, Additional Remarks Schedule, may be attached if more space is required) Aon Risk Solutions (U.S.) is authorized to generate and distribute certificates in an administrative capacity as evidence of insurance where required by clients of the Insured this applies to Carrier: Markel Bermuda Limited, Policy # MKLB25GPL0001369. RE: Business between The Bank of New York Mellon and City of La Quinta. CANCELLATIONCERTIFICATE HOLDER AUTHORIZED REPRESENTATIVECity of La Quinta Attn: Jessica Delgado 78495 Calle Tampico La Quinta CA 92253 USA ACORD 25 (2016/03) ©1988-2015 ACORD CORPORATION. All rights reserved. The ACORD name and logo are registered marks of ACORD SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN ACCORDANCE WITH THE POLICY PROVISIONS. Additional Coverages AGENCY CUSTOMER ID: ADDITIONAL REMARKS SCHEDULE LOC #: ADDITIONAL REMARKS THIS ADDITIONAL REMARKS FORM IS A SCHEDULE TO ACORD FORM, FORM NUMBER:ACORD 25 FORM TITLE:Certificate of Liability Insurance EFFECTIVE DATE: CARRIER NAIC CODE POLICY NUMBER NAMED INSUREDAGENCY See Certificate Number: See Certificate Number: Aon Risk Services Northeast, Inc. 570000073397 570090577324 570090577324 Page _ of _ The Bank of New York Mellon Corporation Insured: Markel Bermuda Limited Policy#: MKLB25GPL0003269 Policy Term Dates: 12/1/2021 - 12/1/2022 Limits: 10M x 10M Coverage: Excess Professional Insured: AXIS Insurance Company Policy#: P00100021878601 Policy Term Dates: 12/1/2021 - 12/1/2022 Limits: 10M x 20M Coverage: Excess Professional Insured: Berkley Insurance Company Policy#: BPRO8076545 Policy Term Dates: 12/1/2021 - 12/1/2022 Limits: 10M x 30M Coverage: Excess Professional Insured: National Casualty Company Policy#: XMO2109126 Policy Term Dates: 12/1/2021 - 12/1/2022 Limits: 5M p/o 10M x 40M Coverage: Excess Professional Insured: Starr Indemnity & Liability Company Policy#: 1000057483211 Policy Term Dates: 12/1/2021 - 12/1/2022 Limits: 5M p/o 10M x 40M Coverage: Excess Professional ACORD 101 (2008/01)© 2008 ACORD CORPORATION. All rights reserved. The ACORD name and logo are registered marks of ACORD r 1 CERTIFICATE OF LIABILITY INSURANCE DATE(MM/DD/YYYY) 04/0512022 1 THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER. IMPORTANT: If the certificate holder Is an ADDITIONAL INSURED, the pollcy(ies) must have ADDITIONAL INSURED provisions or be endorsed. If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on this certificate does not confer rights to the certificate holder in lieu of such endorsement(s). PRODUCER Aon Risk services Northeast, Inc. Morristown NJ Office CONTACT NAME: (aC No.Ezl): (866) 283-7122 C No): 800-363-0105 E-MAIL ADDRESS: 44 Whippany Road, suite 220 iMorristown NJ 07960 USA INSURER(S) AFFORDING COVERAGE NAIC # INSURED INSURER A: AIU Insurance Company 19399 The Bank of New York Mellon Corporation 240 Greenwich street INSURER B: INSURER C: 6W New York NY 10286 USA INSURERD: INSURER E: INSURER F: COVERAGES CERTIFICATE NUMBER: 570092564153 REVISION NUMBER: THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. Limits shown are as requested iTR TYPE OF INSURANCE NSDI WVD POLICY NUMBER MM(D ANDD LIMITS COMMERCIAL GENERAL LIABILITY CLAIMS -MADE ❑ OCCUR EACH OCCURRENCE PREMISES Ea occurrsnco MED EXP (Any one person) PERSONALS ADV INJURY GEN'LAGGREGA'rE LIMITAPPLIES PER: POLICY ❑ JECi LOC OTHER: GENERAL AGGREGATE PRODUCTS - COMPIOPAGG AUTOMOBILE LIABILITY ANYAUTO OWNED SCHEDULED AUTOS ONLY AUTOS HIRED AUTOS NON -OWNED ONLY AUTOS ONLY COMBINED SINGLE LIMIT lEa e BODILY INJURY ( Per person) BODILY INJURY (Per accident) PROPERTYDAMAGE (Per soddent UMBRELLALIAB EXCESS LIAB OCCUR CLAIMS -MADE EACH OCCURRENCE AGGREGATE DED RETENTION A WORKERS COMPENSATION AND EMPLOYERS' LIABILITY YIN ANY PROPRIETOR/PARTNER/EXECUTIVE OFFICERIMEMBER EXCLUDED? � (Mandatory In NH) It yes, desalbe under DESCRIPTION OF OPERATIONS below N / A WC035901748 04/Ol/2022 ADS 04/01/2023 X PER STATUTE 1 OTH- R E.L. EACHACCIDENT $1,000,000 E.L. DISEASE -EA EMPLOYEE $1, 000, 000 E.L DISEASE -POLICY LIMIT $1, 006, 000 DESCRIPTION OF OPERATIONS / LOCATIONS / VEHICLES (ACORD 101, Additional Remarks Schedule, may be attached 8 more space Is required) RE: Business between The Bank of New York Mellon and City of La quinta. m co u7 a LO LO 0 Lo n O Z fV W V i d U N CERTIFICATE HOLDER CANCELLATION 5d SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN ACCORDANCE WITH THE POLICY PROVISIONS. City of La quinta AUTHORIZED REPRESENTATIVE Attn: Jessica Delgado 78495 Calla Tampico r ����� La quinta CA 92253 USA cCJy clUi 01988-2015 ACORD CORPORATION. All rights reserved. ACORD 25 (2016/03) The ACORD name and logo are registered marks of ACORD AGENCY CUSTOMER ID: 570000073397 LOC #: ADDITIONAL REMARKS SCHEDULE Page _ of _ AGENCY NAMEDINSURED Aon Risk services Northeast, Inc. The Bank of New York Mellon Corporation POLICY NUMBER See Certificate Number: 570092564153 CARRIER NAIC CODE see Certificate Number: 570092564153 EFFECTIVE DATE: ADDITIONAL REMARKS THIS ADDITIONAL REMARKS FORM IS A SCHEDULE TO ACORD FORM, FORM NUMBER: ACORD 25 FORM TITLE: Certificate of Liability Insurance Workers Compensation Coverage WC035901746 - CA Insurer:- AIU-insurarTce Comp -arty- IRAIC# 19399 Term Dates: 04/01/2022- 04/01/2023 wc035901747- WI Insurer: AIU Insurance Company NAIC# 19399 Term Dates: 04/01/2022- 04/01/2023 ACORD 101 (2008101) ® 2008 ACORD CORPORATION. All rights reserved. The ACORD name and logo are registered (narks of ACORD C H U B B° Liability Insurance Endorsement Policy Period APRIL 1, 2022 TO APRIL 1, 2023 Effective Date APRIL 1, 2022 Policy Number 7499-60-88 DTO Insured THE BANK OF NEW YORK MELLON CORPORATION Name of Company FEDERAL INSURANCE COMPANY Date Issued APRIL 21, 2022 This Endorsement applies to the following forms: GENERAL LIABILITY Under Who Is An Insured, the following provision is added. Who Is An Insured Additional Insured - Persons or organizations shown in the Schedule are insureds; but they are insureds only if you are Scheduled Person obligated pursuant to a contract or agreement to provide them with such insurance as is afforded by Or Organization this policy. However, the person or organization is an insured only: • if and then only to the extent the person or organization is described in the Schedule; • to the extent such contract or agreement requires the person or organization to be afforded status as an insured; • for activities that did not occur, in whole or in part, before the execution of the contract or agreement; and • with respect to damages, loss, cost or expense for injury or damage to which this insurance applies. No person or organization is an insured under this provision: that is more specifically identified under any other provision of the Who Is An Insured section (regardless of any limitation applicable thereto). with respect to any assumption of liability (of another person or organization) by them in a contract or agreement. This limitation does not apply to the liability for damages, loss, cost or expense for injury or damage, to which this insurance applies, that the person or organization would have in the absence of such contract or agreement. Liability Insurance Additional Insured - Scheduled Person Or Organization continued Form 80-02-2367 (Rev. 5-07) Endorsement Page 1 CHUBB° Liability Endorsement (continued) Under Conditions, the following provision is added to the condition titled Other Insurance. Conditions Other Insurance — If you are obligated, pursuant to a contract or agreement, to provide the person or organization Primary, Noncontributory shown in the Schedule with primary insurance such as is afforded by this policy, then in such case Insurance — Scheduled this insurance is primary and we will not seek contribution from insurance available to such person Person Or Organization or organization. Schedule WHERE REQUIRED BY WRITTEN CONTRACT. All other terms and conditions remain unchanged. Authorized Representative Liability Insurance Additional Insured - Scheduled Person Or Organization last page Form 80-02-2367 (Rev. 5-07) Endorsement Page 2 CHUBS° Liability Endorsement (continued) Under Conditions, the following provision is added to the condition titled Other Insurance. Conditions Other Insurance — If you are obligated, pursuant to a contractor agreement, to provide the person or organization Primary, Noncontributory shown in the Schedule with primary insurance such as is afforded by this policy, then in such case Insurance — Scheduled this insurance is primary and we will not seek contribution from insurance available to such person Person Or Organization or organization. Schedule Authorized Representative Q—A''�' fa Unbillty Insurance Adcfftnal Insured - Scheduled Person or organization last page Form 80-02-2367 (Rev. 5.07) Endorsement Page 2 BLANKET WAIVER OF OUR RIGHT TO RECOVER FROM OTHERS ENDORSEMENT This endorsement changes the policy to which it is attached effective on the inception date of the policy unless a different date is indicated below. (The following "attaching clause" need be completed only when this endorsement is issued subsequent to preparation of the policy). This endorsement, effective 12:01 AM 04/01 /2022 forms a part of Policy No. WC 035-90-1746 Issued to THE BANK OF NEW YORK MELLON CORPORATION By A I U INSURANCE COMPANY We have a right to recover our payments from anyone liable for an injury covered by this policy. We will not enforce our right against any person or organization with whom you have a written contract that requires you to obtain this agreement from us, as regards any work you perform for such person or organization. The additional premium for this endorsement shall be 2.00 % of the total estimated workers compensation premium for this policy. WC040361 Countersigned by______________________________ (Ed. 11/90) Authorized Representative Im A�Ro® CERTIFICATE OF LIABILITY INSURANCE DATE IZZ'°UDZYYYY) THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER. IMPORTANT: It the certificate holder is an ADDITIONAL INSURED, the policy(les) must have ADDITIONAL INSURED provisions or be endorsed. If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on this certificate does not confer rights to the certificate holder In lieu of such endorsement(s). PRODUCER Aon Risk Services Northeast, Inc. Morristown NJ office CONTACT NAME: PHONE I (AC. No. EaO: (866) 283-7122 No (800) 363-0305 44 whippany Road, Suite 220 Morristown NJ 07960 USA E-41AIL ADDRESS: INSURERS) AFFORDING COVERAGE NAIC Is INSURED INSURER A: Lloyd's Syndicate NO. 4711 AA1120090 The Bank Of New York Mellon corporation 240 Greenwich Street INSURER B: INSURER C: 6w New York NY 10286 USA INSURER D: INSURER E: INSURER F: COVERAGES CERTIFICATE NUMBER: 570090840242 REVISION NUMBER: THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. Limits shown are as requested MR LTR TYPE OF INSURANCE Mot I D SUUR Y2V0 POLICY NUMBER MAVDDIYYY MMIDD/nV Uers COMMERCIAL GENERAL LIABILITY CLAIMS -MADE ❑ OCCUR EACH OCCURRENCE PREMISES Ea acurtence MED EXP (Any one person) PERSONAL a ADV INJURY GEN'LAGGREGATE UMITAPPUES PER: POLICY ❑PEa MLOC OTHER, GENERALAGGREGATE PRODUCTS - COMPIOP AGG AUTOMOBILE LIABILITY ANY AUTO OWNED SCHEDULED AUTOS ONLY AUTOS HIREDAUTOS NON -OWNED ONLY AUTOS ONLY COMBINED SINGLE LIMIT Me n BODILY INJURY ( Per person) BODILY INJURY(Pera,=der,I) PROPERTY DAMAGE Per midem UMBRELLA LIAR EXCESS LIAR OCCUR CLAIMS -WOE EACH OCCURRENCE AGGREGATE DED1 IRETENTION WORKERS COMPENSATION AND EMPLOYERS' LIABILITY Y I N ANY PROPRIETOR, PARTNER I EXECUTIVE OFFICERIMEMSER EXCLUDED? ❑ n4mK1 0I,, In NM II as, describe under DESCRIPTION OF OPERATIONS be. NIA PER STATUTE I OTH- E.L. EACH ACCIDENT E.L DISEASE -EA EMPLOYEE E.L. DISEASE POLICY LIMIT A Cyber Liability FSCE020 1 6 SIR applies per policy terns 12/01/2021 6 condi 12/01/2022 ions Limit of Liability 517, 00, 000 DESCRIPTION OF OPERATIONS I LOCATIONS I VEHICLES (ACORD 101. AEdhlenal Remarks Schedule, may M atteelrotl N more space Is required) RE: Business between The Bank Of New York Mellon and City Of La Quinta. v CERTIFICATE HOLDER CANCELLATION 511 SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN ACCORDANCE WITH THE POLICY PROVISIONS. City of La Quinta AUTHORIZED REPRESENTATIVE Attn: Jessica Delgado 78495 Calle Tampico La Quinta CA 92253 USA (� riy/. Q` w' JL 01988.2015 ACORD CORPORATION. All rights reserved. ACORD 25 (2016/03) The ACORD name and logo are registered marks of ACORD AGENCY CUSTOMER ID: 570000073397 LOC #: ADDITIONAL REMARKS SCHEDULE Page _ of _ AGENCY NAMEDINSURED Aon Risk Services Northeast, Inc. The Bank of New York Mellon Corporation POLICY NUMBER see certificate Number: 570090840242 CARRIER NAIC CODE See Certificate Number: 570090840242 EFFECTIVE DATE: ADDITIONAL REMARKS THIS ADDITIONAL REMARKS FORM IS A SCHEDULE TO ACORD FORM, FORM NUMBER: ACORD 25 FORM TITLE: Certificate of Liability Insurance Schedule of coverages Insurer: Lloyd's Syndicate No. 2003 Policy Number: FSCE02102862 Policy Term: 12/1/21 - 12/1/22 Coverage: Excess Cyber Limits: S 11,750,000 xs $17,600,000 Insurer: Lloyd's Syndicate 0623 Policy Number: FSCEo2101661 Policy Term: 12/1/21 - 12/1/22 Coverage: Excess Cyber Limits: $11,750,000 xs 29,350,000 Insurer: Lloyd's Syndicate No. 1686 Policy Number: FSCEo2101662 Policy Term: 1211121 - 1211122 coverage: Excess Cyber Limits: $10,000,000 p/o $30,000,000 xs $41,100,000 Insurer: Lloyd's Syndicate No. 33 Policy Number: FSCEo2101662 Policy Term: 1211121 - 12/1/22 coverage: Excess Cyber Limits: S5,000,000 p/o $30,000,000 xs $41,100,000 insurer: Great Lakes Insurance SE Policy Number: FSCE02101662 Policy Term: 1211121 - 12/1/22 Coverage: Excess Cyber Limits: $10,000,000 p/o $30,000,000 xs $41,100,000 Insurer: Lloyd's Syndicate 1618 Policy Number: GS38OF21A000 Policy Term: 12/1/21 - 1211122 Coverage: Excess Cyber Limits: $5,000,000 p/o $30,000,000 xs S41,100,000 Insurer: Allied world Assurance Company, Ltd Policy Number: C075204001 Policy Term: 1211121 - 1211122 Coverage: Excess Cyber Limits: $5,000,000 p/o $10,000,000 xs $71,100,000 Ins"-er: Mosaic services Bermuda Limited Policy Number: PCY1547021AAB Policy Term: 1211121 - 12/1/22 Coverage: Excess Cyber Limits: $5,000,000 p/o $10,000,000 xs $71,100,000 ACORD 101 (2008101) 02008 ACORD CORPORATION. All rights reserved , no Awmu name an0 1090 ere re9191ere0 MMS 0t Awnu